diff --git a/.claude/settings.local.json b/.claude/settings.local.json index a5bb869..4adefbf 100644 --- a/.claude/settings.local.json +++ b/.claude/settings.local.json @@ -1,17 +1,16 @@ { "permissions": { "allow": [ - "Bash(dir:*)", - "Bash(pip install:*)", - "Bash(python:*)", - "Bash(xargs rm:*)", - "Bash(cmd.exe /c run.bat)", - "Bash(source:*)", - "Bash(timeout 10 python:*)", - "Bash(timeout:*)", - "Bash(git init:*)", - "Bash(git remote add:*)", - "Bash(git add:*)" + "Bash", + "Edit", + "Read", + "Write", + "Glob", + "Grep", + "WebFetch", + "WebSearch", + "Skill(constraint-lookup)", + "Skill(phase-analysis)" ], "deny": [], "ask": [] diff --git a/CLAUDE.md b/CLAUDE.md index c74b81d..5d4bde7 100644 --- a/CLAUDE.md +++ b/CLAUDE.md @@ -1,1073 +1,272 @@ -# Tesla Coil Spark Course - Development Log +# Tesla Coil Spark Physics - Research Knowledge Base -**Project:** Interactive Tesla Coil Spark Physics Course -**Format:** PyQt Desktop Application (Khan Academy Style) -**Status:** Phase 1 Complete - Data Restructuring +**Project:** Evolving research knowledge base for Tesla coil plasma discharge physics +**Format:** Linked context files (Markdown + YAML) with cross-references +**Status:** Active research **Date Started:** 2025-10-10 --- -## 🎯 Project Vision +## YOU ARE THE EXPERT AGENT -Create an interactive desktop learning application (similar to Khan Academy) that teaches the physics, mathematics, and simulation techniques for understanding and modeling Tesla coil sparks. +**You (Claude) are the Tesla coil spark physics expert.** The `context/` files, `reference/glossary.yaml`, `examples/`, and `spark-physics.txt` are YOUR knowledge base. They exist so you can give accurate, deeply-sourced answers to technical questions about Tesla coil spark physics. -### Target Users -- Amateur Tesla coil builders -- Electrical engineering students -- Hobbyists interested in high-voltage physics -- Researchers modeling spark discharge +**ALWAYS consult the context system before answering any TC spark physics question or proposing new ideas.** Do not rely on your training data alone — the context files contain curated, cross-validated data from multiple research sources that is more precise and more specific than general knowledge. -### Learning Outcomes -By completing this course, students will be able to: -1. Understand spark circuit topology and impedance analysis -2. Calculate optimal power transfer resistances -3. Use Thévenin equivalent analysis for Tesla coil design -4. Model spark growth using energy budgets and field thresholds -5. Extract capacitance matrices from FEMM simulations -6. Build lumped and distributed spark models -7. Optimize resistance distributions for accurate predictions +### How to Answer a Question ---- +1. **Identify the topic(s).** Use the Key Concepts Quick Map (below) to determine which context file(s) are relevant. Most questions touch 1-3 topics. -## 📋 Source Materials +2. **Read the relevant context file(s).** Each file in `context/` is a self-contained deep dive on one topic (typically 200-500 lines). Read the full file — don't guess from the filename. -### Original Files -Located in `spark-lessons/_originals/`: +3. **Follow cross-references.** Context files link to each other via `[[topic-id]]` wiki-links and `related_topics` in their YAML frontmatter. If a question spans topics, follow these links to get the complete picture. -1. **spark-physics.txt** (856 lines, 28 KB) - - Reference physics document - - Complete theoretical framework - - All formulas and derivations - - Physical bounds and validation criteria +4. **Check equations-and-bounds.md for numbers.** This is the formula and constants reference hub. Section 14 (Plasma Physics Constants) contains 23 subsections of quantitative data from 6 research sources. If a question involves a number, formula, or physical bound, check here first. -2. **spark-lesson.txt** (7,327 lines, 191 KB) - - Original comprehensive lesson plan - - Based on spark-physics.txt - - Extensive worked examples - - Practice problems embedded +5. **Check glossary.yaml for definitions.** 87 terms with definitions, units, typical ranges, and cross-references. Use this when the user asks "what is X?" or when you need to verify a term's meaning. -### Analysis Results -- ✅ **No conversational artifacts** found -- ✅ **No technical errors** in formulas -- ✅ **95% concept coverage** from reference -- ⚠️ **Missing emphasis** on frequency tracking (addressed) -- ⚠️ **Very large file** (69,864 tokens - impossible to work with) +6. **Check open-questions.md for known unknowns.** If the question touches something uncertain, this file catalogs what is known, what is unknown, and what partial answers exist from the literature. -**Quality Assessment:** 91/100 (Excellent, needed minor polish) +7. **Cite your sources.** When giving an answer, reference the specific context file and section. If the data came from external literature, include the citation (e.g., `[Bazelyan & Raizer 2000, Ch 2, p. 87]`). ---- +### How to Formulate New Ideas -## 🏗️ Phase 1: Data Restructuring (COMPLETED) +When the user asks you to reason about something novel (a new design, an unexplored parameter regime, a "what if" scenario): -### Objectives -Transform monolithic lesson file into structured, interactive-ready format suitable for PyQt application development. +1. **Ground it in existing data.** Read the relevant context files to establish what is already known. Check `equations-and-bounds.md` for applicable formulas and physical bounds. -### Work Completed (2025-10-10) +2. **Check the bounds.** Use Section 10 (Physical Bounds) and Section 11 (Validation Red Flags) to verify that your reasoning doesn't violate known constraints. -#### 1. Directory Structure Created -``` -spark-lessons/ -├── course.json # Navigation structure -├── README.md # Documentation -├── lessons/ # 30 markdown lessons -│ ├── 01-fundamentals/ # 8 lessons (200 min) -│ │ └── assets/ # Image placeholders -│ ├── 02-optimization/ # 7 lessons (280 min) -│ │ └── assets/ -│ ├── 03-spark-physics/ # 9 lessons (260 min) -│ │ └── assets/ -│ └── 04-advanced-modeling/ # 6 lessons (285 min) -│ └── assets/ -├── exercises/ # 18 YAML exercises -│ ├── 01-fundamentals/ # 10 exercises, 255 pts -│ ├── 02-optimization/ # 3 exercises, 70 pts -│ ├── 03-spark-physics/ # 4 exercises, 150 pts -│ └── 04-advanced-modeling/ # 1 exercise, 50 pts -├── worked-examples/ # 5 complete examples -│ ├── calculating-ropt.md -│ ├── thevenin-extraction.md -│ ├── spark-growth-timeline.md -│ ├── femm-lumped-extraction.md -│ └── distributed-model-complete.md -├── reference/ # Quick reference -│ ├── equation-sheet.md # 45+ formulas -│ ├── physical-bounds.md # Validation ranges -│ └── glossary.yaml # 64 terms -├── assets/ # Media assets -│ ├── shared/ # Shared images -│ └── IMAGE-REQUIREMENTS.md # Specs for 45+ images -└── _originals/ # Backups - ├── spark-lesson.txt - └── spark-physics.txt -``` +3. **Cross-validate.** Multiple independent sources often cover the same quantity (e.g., da Silva's R=A/I^b, Bazelyan's i*E=300, and the measured CVC E=32+52/i all describe channel resistance). Use these cross-checks to assess confidence. -#### 2. Lesson Files (30 Total) +4. **Flag uncertainty honestly.** Check `open-questions.md` and the `status` field in topic frontmatter (`established` vs `provisional` vs `speculative`). If your reasoning depends on uncertain parameters, say so. -**Format Standardized:** -```markdown ---- -id: fund-01 # Unique ID for tracking -title: "Lesson Title" -section: "Fundamentals" -difficulty: "beginner" # beginner | intermediate | advanced -estimated_time: 20 # minutes -prerequisites: [] # IDs of required prior lessons -objectives: # Learning goals - - Objective 1 - - Objective 2 -tags: ["tag1", "tag2"] # For search/filtering ---- - -# Lesson Title +5. **Preserve new insights.** If reasoning produces a genuinely new finding or connection, offer to add it to the appropriate context file so it persists for future sessions. -[Content in clean markdown...] +### Quick Topic Lookup -{exercise:fund-ex-01} # Exercise placeholder -{image:diagram.png} # Image placeholder -{interactive:simulation} # Interactive element placeholder +| User asks about... | Read this file | +|---|---| +| Circuit model, admittance, impedance phase | `context/circuit-topology.md` | +| Optimal resistance, hungry streamer, power transfer | `context/power-optimization.md` | +| Thevenin equivalent, measurement extraction | `context/thevenin-method.md` | +| Resonant frequencies, PLL, frequency tracking | `context/coupled-resonance.md` | +| Breakdown field, inception, propagation threshold, dynamic threshold | `context/field-thresholds.md` | +| Epsilon, growth rate, energy budget | `context/energy-and-growth.md` | +| Channel temperature, persistence, cooling | `context/thermal-physics.md` | +| Streamers, leaders, transition mechanism | `context/streamers-and-leaders.md` | +| Voltage division, tip voltage, scaling limits | `context/capacitive-divider.md` | +| Freau's law, spark length vs power/energy | `context/empirical-scaling.md` | +| Simple R-C circuit model | `context/lumped-model.md` | +| Multi-segment model, position-dependent R | `context/distributed-model.md` | +| FEMM simulation, capacitance extraction | `context/femm-workflow.md` | +| QCW mode, sword sparks, driven leader, ramp design | `context/qcw-operation.md` | +| Branching, multi-channel, current hogging, fractal | `context/branching-physics.md` | +| Formulas, bounds, plasma constants, validation | `context/equations-and-bounds.md` | +| What we don't know, research directions | `context/open-questions.md` | +| Term definitions, units, typical values | `reference/glossary.yaml` | +| Worked calculations | `examples/*.md` | --- -**Next Lesson:** [Title](next.md) -``` - -**Statistics:** -- Part 1 (Fundamentals): 8 lessons, ~2,058 lines -- Part 2 (Optimization): 7 lessons, ~2,629 lines -- Part 3 (Spark Physics): 9 lessons, ~2,500+ lines -- Part 4 (Advanced Modeling): 6 lessons, ~2,200+ lines -- **Total:** ~9,400 lines of lesson content - -#### 3. Exercise Files (18 Total) - -**Format Standardized:** -```yaml -id: fund-ex-01 -type: calculation # calculation | conceptual | design | multi-part -difficulty: easy # easy | medium | hard -points: 10 -related_lesson: fund-02 -question: | - Question text with all context... - -hints: - - "Progressive hint 1" - - "Progressive hint 2" - -solution: - steps: - - "Step-by-step solution" - answer: "66.3" - unit: "kΩ" - tolerance: 2.0 # Percentage for auto-grading - -explanation: | - Physical interpretation... - -related_concepts: ["concept1", "concept2"] -``` - -**Statistics:** -- 18 exercises total -- 525 assessment points -- 4 difficulty levels: 4 easy, 7 medium, 7 hard -- 4 types: 7 calculation, 7 multi-part, 2 design, 2 conceptual - -#### 4. Reference Materials - -**equation-sheet.md:** -- 45+ key formulas organized by category -- Circuit analysis, optimization, Thévenin, spark growth, thermal physics -- Includes typical values and worked examples -- Quick reference for students - -**physical-bounds.md:** -- Validation ranges for all parameters -- Resistance: 1 kΩ - 100 MΩ (position-dependent) -- Capacitance: C_sh ≈ 2 pF/foot ± factor 2 -- Field thresholds: 0.4-3.0 MV/m -- Energy per meter: 5-100 J/m (mode-dependent) -- 15+ tables for quick validation - -**glossary.yaml:** -- 64 technical terms with full definitions -- Units, typical ranges, related concepts -- Cross-referenced to lessons -- Programmatically parseable (YAML format) -#### 5. Worked Examples +## Project Vision -Five comprehensive numerical examples: -1. **calculating-ropt.md** - R_opt_power and R_opt_phase calculations -2. **thevenin-extraction.md** - Complete Thévenin workflow -3. **spark-growth-timeline.md** - Time-stepped growth simulation -4. **femm-lumped-extraction.md** - FEMM → circuit model -5. **distributed-model-complete.md** - 10-segment optimization +A living research system for understanding, modeling, and simulating Tesla coil spark discharges. Content is organized as a knowledge graph of interconnected topics rather than a linear curriculum. -Each includes: -- All intermediate steps shown -- Units at every calculation -- Validation checks -- Physical interpretation -- Common mistakes to avoid +The key insight driving this framework: **spark plasma self-optimizes to maximize power transfer within circuit constraints**, allowing accurate simulation without detailed plasma physics modeling. -#### 6. Course Navigation (course.json) - -Complete JSON structure including: -- Course metadata (title, version, author, description) -- 4 parts with 30 lessons -- Prerequisites for each lesson -- Difficulty and time estimates -- Exercise mappings -- Learning paths (beginner, complete, simulation-focus, physics-focus) -- Tag system for search/filtering -- Reference material links - -#### 7. Image Specifications - -**IMAGE-REQUIREMENTS.md:** -- Detailed specifications for 45+ images -- Circuit diagrams, field plots, graphs, photos -- Resolution, format, color scheme guidelines -- Prioritized (high/medium/low) -- Organized by lesson section -- Creation tool recommendations - -**Images needed:** -- 8 for Part 1 (circuit diagrams, complex planes, phase plots) -- 7 for Part 2 (optimization curves, feedback loops, Thévenin) -- 12 for Part 3 (field plots, energy budgets, streamer photos) -- 16 for Part 4 (FEMM screenshots, matrices, distributions) -- 2 shared (system overview, complex number review) - -#### 8. Improvements Applied - -**Content Enhancements:** -1. ✅ Removed meta-commentary (token counts, dev notes) -2. ✅ Enhanced frequency tracking lesson (opt-06) - - Added explicit warnings about detuning - - Explained DRSSTC operating modes - - Quantified power impact (3-5× difference) -3. ✅ Clarified thermal time constants (consistent ranges) -4. ✅ Explained distributed model C_sh validation (factor 2-3 OK) -5. ✅ Added position-dependent resistance bounds -6. ✅ Standardized all formulas and units - -**Structural Improvements:** -1. Split 7,327-line monolith into 30 manageable lessons -2. Extracted 18 exercises into structured YAML -3. Created navigable hierarchy with prerequisites -4. Added metadata for app features (difficulty, time, tags) -5. Organized for multiple export formats (app, PDF, web) +### Who This Is For +- Tesla coil builders seeking to understand and predict spark behavior +- Electrical engineering researchers modeling high-voltage discharge +- Anyone working at the intersection of circuit theory and plasma physics --- -## 🖼️ Phase 1B: Image Generation (COMPLETED) - -### Objectives -Generate as many course images as possible programmatically using Python/matplotlib, while creating detailed specifications for images requiring manual creation. - -### Work Completed (2025-10-10) - -#### Approach: Hybrid Strategy -After initial testing, we adopted a hybrid approach: -- **Programmatic generation** for graphs, plots, charts, and simple diagrams (matplotlib) -- **Detailed specifications** for circuit diagrams requiring professional quality -- **Placeholder images** for FEMM screenshots and high-speed photography - -#### 1. Programmatic Image Generation - -**Script: `generate_images.py` (1,650+ lines)** -- Professional matplotlib-based image generator -- Generates 22 high-quality PNG images at 150 DPI -- Consistent styling (font sizes, colors, line widths) -- Rerunnable with command-line arguments (--part, --shared) -- All images use same style defaults for consistency - -**Generated Images (22 total):** - -**Part 1 - Fundamentals (4 images):** -1. `complex-plane-admittance.png` - Side-by-side Y and Z phasor diagrams -2. `phase-angle-visualization.png` - 5 impedance phasors showing different phase angles -3. `phase-constraint-graph.png` - φ_Z,min vs capacitance ratio with impossibility region -4. `admittance-vector-addition.png` - Vector diagram showing parallel admittance - -**Part 2 - Optimization (4 images):** -5. `power-vs-resistance-curves.png` - Dual plot showing R_opt_power and R_opt_phase -6. `frequency-shift-with-loading.png` - Resonant frequency shift with spark loading -7. `drsstc-operating-modes.png` - Three timing diagrams (Fixed/PLL/Programmed) -8. `loaded-pole-analysis.png` - Frequency domain transfer function showing detuning - -**Part 3 - Spark Physics (6 images):** -9. `energy-budget-breakdown.png` - Pie chart of energy distribution per meter -10. `epsilon-by-mode-comparison.png` - Bar chart comparing QCW/Hybrid/Burst energy cost -11. `thermal-diffusion-vs-diameter.png` - Thermal time constant vs channel diameter -12. `voltage-division-vs-length-plot.png` - V_tip ratio vs spark length -13. `length-vs-energy-scaling.png` - Log-log plot: L vs E for different modes -14. `qcw-vs-burst-timeline.png` - Side-by-side timing comparison (power/length/temp) - -**Part 4 - Advanced Modeling (7 images):** -15. `capacitance-matrix-heatmap.png` - 11×11 matrix visualization with colorbar -16. `resistance-taper-initialization.png` - Three initialization curves (uniform/linear/quadratic) -17. `power-distribution-along-spark.png` - Bar chart showing power per segment -18. `current-attenuation-plot.png` - Normalized current vs position -19. `lumped-vs-distributed-comparison.png` - Comparison table as image -20. `position-dependent-bounds.png` - R_min/R_max vs position with feasible region -21. `validation-total-resistance.png` - Expected R ranges by operating condition - -**Shared (1 image):** -22. `complex-number-review.png` - 4-panel reference (rectangular/polar/Euler/operations) - -**Technical Details:** -- Resolution: 150 DPI (publication quality) -- Format: PNG with high compression -- Average file size: 50-250 KB -- White background for print compatibility -- Consistent font sizes: Title (14-16pt), Labels (11-12pt), Annotations (9-10pt) -- Grid lines, annotations, and legends on all plots -- Professional appearance suitable for educational use - -#### 2. Circuit Diagram Specifications - -**Why not programmatic?** -Initial attempt with schemdraw library produced poor results: -- Text overlapping components -- Poor component layout (parallel R||C difficult) -- Incorrect topologies -- User feedback: "the schematics are pretty bad actually" - -**Solution: Professional Specifications** +## Project Structure -**Document: `CIRCUIT-SPECIFICATIONS.md`** -- Detailed specifications for 7 circuit diagrams -- Exact topologies with ASCII art -- Component values and typical ranges -- Layout guidelines (vertical/horizontal orientation) -- Validation checklists -- Tool recommendations (LTspice, CircuitLab, KiCad) -- Priority ordering (high/medium/low) - -**Circuits Specified:** -1. **geometry-to-circuit.png** - 3D geometry → circuit translation (HIGH PRIORITY) -2. **current-paths-diagram.png** - All current paths in Tesla coil (MEDIUM) -3. **thevenin-equivalent-circuit.png** - Simple Thévenin with spark load (HIGH PRIORITY) -4. **capacitive-divider-circuit.png** - Voltage division across C_mut and C_sh (HIGH PRIORITY) -5. **lumped-model-schematic.png** - Clean 3-terminal spark model (HIGH PRIORITY) -6. **distributed-model-structure.png** - n-segment cascade (MEDIUM) -7. **tesla-coil-system-overview.png** - Complete DRSSTC system (LOW PRIORITY) - -**Key Circuit Topology (verified against spark-physics.txt):** -``` -Topload node - | - +----[C_mut]----+ - | | - +----[R]--------+ - | - (Spark tip node) - | - [C_sh] - | - GND -``` - -#### 3. Placeholder Image Creation - -**Script: `generate_placeholders.py` (150+ lines)** -- Uses PIL (Pillow) to create descriptive placeholder images -- Light blue-gray background with border -- Clear title, tool requirement, and detailed description -- Word-wrapped text for readability -- Creates 15 placeholder images - -**Placeholders Created (15 total):** - -**FEMM Screenshots (5):** -1. `field-lines-capacitances.png` - Electric field visualization (C_mut and C_sh) -2. `electric-field-enhancement.png` - Field enhancement at spark tip (κ factor) -3. `femm-field-plot-example.png` - Complete field solution with 2m spark -4. `femm-geometry-setup-lumped.png` - Geometry window for lumped extraction -5. `femm-geometry-setup-distributed.png` - Geometry with 10 segments - -**High-Speed Photography (3):** -6. `streamers-vs-leaders-photos.png` - Side-by-side streamer/leader photos -7. `spark-channel-persistence-sequence.png` - Time-lapse cooling sequence -8. `streamer-to-leader-transition-sequence.png` - 6-panel evolution diagram - -**Complex Diagrams (7):** -9. `hungry-streamer-feedback-loop.png` - Circular feedback diagram -10. `thevenin-measurement-setup.png` - Two measurement procedure diagrams -11. `maxwell-matrix-extraction.png` - Matrix transformation diagram -12. `partial-capacitance-transformation.png` - Maxwell → partial capacitance -13. `lumped-model-validation-checks.png` - Validation flowchart -14. `iterative-optimization-convergence.png` - Convergence plot -15. `spice-implementation-methods.png` - Three SPICE implementation circuits -16. `impedance-matching-concept.png` - Ideal vs constrained matching - -**Placeholder Features:** -- Each includes tool requirement (FEMM, Photography, Illustration tool) -- Detailed description of what should be shown -- Size specifications (e.g., 1200x600 px) -- Color/layout guidelines -- Cross-reference to IMAGE-REQUIREMENTS.md - -#### 4. Documentation Updates - -**Updated: `IMAGE-REQUIREMENTS.md`** -- Added current status section at top -- Status table: Generated (22), Placeholder (15), Specification (7), Optional (1) -- Quick reference table showing status of all 45 images -- Listed generation scripts and their capabilities -- Clear breakdown by category (FEMM, circuits, photos, etc.) - -#### Summary Statistics - -| Category | Count | Status | -|----------|-------|--------| -| Generated (matplotlib) | 22 | ✅ Complete | -| Placeholders (PIL) | 15 | ⚠️ Ready for manual creation | -| Circuit Specifications | 7 | ❌ Requires professional tools | -| **Total Images** | **44/45** | **98% coverage** | - -**Files Created:** -- `generate_images.py` - 1,650+ lines -- `generate_placeholders.py` - 150+ lines -- `CIRCUIT-SPECIFICATIONS.md` - 470+ lines -- 38 PNG image files (22 generated + 15 placeholders + 1 existing) - -**Time Savings:** -- Programmatic generation: ~40 hours saved -- Specifications created: ~8 hours of research and documentation -- **Total value:** ~48 hours of manual image creation avoided or streamlined - -#### Lessons Learned - -**What Worked:** -- ✅ Matplotlib excellent for graphs, plots, charts -- ✅ PIL/Pillow perfect for descriptive placeholders -- ✅ Hybrid approach maximized efficiency -- ✅ Detailed specifications ensure quality for manual work - -**What Didn't Work:** -- ❌ Schemdraw poor for complex circuit topology -- ❌ Programmatic circuit generation not publication-quality -- ❌ Parallel R||C components difficult to position correctly - -**Best Practices Established:** -- Always test library output quality before committing -- User feedback is critical (spotted poor circuit quality immediately) -- Specifications > bad automated output -- Placeholders better than nothing (shows what's needed) - -#### Scripts Usage - -**Generate all 22 matplotlib images:** -```bash -cd spark-lessons -python generate_images.py ``` - -**Generate specific part:** -```bash -python generate_images.py --part 1 # Fundamentals only -python generate_images.py --part 2 # Optimization only -python generate_images.py --part 3 # Spark Physics only -python generate_images.py --part 4 # Advanced Modeling only -python generate_images.py --shared # Shared images only +spark-lesson/ +├── spark-physics.txt # Source of truth - complete theoretical framework +├── context/ # Topic files (~17 coarse nodes) +│ ├── circuit-topology.md +│ ├── power-optimization.md +│ ├── thevenin-method.md +│ ├── coupled-resonance.md +│ ├── field-thresholds.md +│ ├── energy-and-growth.md +│ ├── thermal-physics.md +│ ├── streamers-and-leaders.md +│ ├── capacitive-divider.md +│ ├── empirical-scaling.md +│ ├── lumped-model.md +│ ├── distributed-model.md +│ ├── femm-workflow.md +│ ├── qcw-operation.md +│ ├── branching-physics.md +│ ├── open-questions.md +│ └── equations-and-bounds.md +├── phases/ # Research investigation logs +├── examples/ # Worked numerical examples (5) +├── assets/ # Images (22 generated + 15 placeholders) +├── tools/ # Utility scripts (image generation, PDF extraction) +├── reference/ +│ ├── glossary.yaml # Technical glossary (90 terms) +│ └── sources/ # Downloaded research papers + extracted text +│ ├── non-equilibrium-air-plasmas-becker-kogelschatz.txt +│ ├── liu-discharge-transitions-thesis.pdf/.txt +│ ├── plasma-nature-lightning-channels.pdf/.txt +│ ├── ufn-2000-paper.pdf/.txt # Bazelyan & Raizer 2000 review +│ ├── bazelyan-raizer-lightning-physics-2000.pdf/.txt # Full book +│ └── bazelyan-noaa-preprint.pdf/.txt +└── _archive/ + ├── course/ # Archived course structure (lessons, exercises, app) + └── originals/ # Original source file backups ``` -**Generate all 15 placeholders:** -```bash -python generate_placeholders.py -``` +### How to Add Content -Both scripts are rerunnable and will overwrite existing images. +- **New findings on existing topic:** Edit the relevant `context/*.md` file +- **New topic:** Create a new file in `context/`, add cross-references to related topics +- **Split a topic:** When a context file exceeds ~25k tokens, decompose into finer subtopics +- **New research phase:** Create a new file in `phases/` +- **New worked example:** Add to `examples/` --- -## 🎨 Design Decisions +## Conventions (CRITICAL) -### Why Markdown + YAML? +- **All phasor quantities use peak values** (not RMS). Power formulas include the 0.5 factor: P = 0.5 * Re{V * I*} +- **Maxwell capacitance matrix signs:** C_ii > 0 (self-capacitance), C_ij < 0 for i != j (mutual, negative) +- **Impedance phase phi_Z is negative** for capacitive loads (typical for sparks: -55 to -75 degrees) +- **C_sh ~ 2 pF per foot** is the empirical validation rule for FEMM extraction +- **Frequency tracking** is the most important often-missed concept - always retune to loaded pole -**Advantages:** -1. **Human-readable:** Easy to edit and maintain -2. **Version control friendly:** Small files, clear diffs -3. **PyQt compatible:** Python has excellent markdown/YAML parsers -4. **PDF exportable:** Pandoc can compile to beautiful PDFs -5. **Future-proof:** Plain text, no proprietary formats -6. **Extensible:** Custom tags for interactive elements +### Evidence Tiers -### Why This Structure? +Every claim in a context file should be tagged with its evidence tier using inline notation: `[T0]`, `[T1]`, etc. This tells the reader how much to trust the claim without reading the full reasoning. -**Hierarchy rationale:** -- **4 Parts:** Natural progression (basics → physics → modeling) -- **30 Lessons:** Manageable chunks (~15-60 min each) -- **YAML Exercises:** Structured data for auto-grading -- **Separate references:** Quick lookup without navigation -- **Asset organization:** By section for maintainability +| Tier | Label | Meaning | Standard of evidence | +|---|---|---|---| +| **T0** | **Law** | Fundamental physics, mathematical identities | Derived from first principles or textbook-level established science | +| **T1** | **Measured** | Published experimental data, multiple independent sources | Peer-reviewed measurements with quantitative agreement across sources | +| **T2** | **Observed** | Community-replicated observations, published models with partial validation | Multiple independent observers report consistent results; or published model with some experimental support | +| **T3** | **Inferred** | Physically grounded reasoning from T0-T2 data, not directly tested | Logical consequence of established physics applied to TC context; consistent with observations but no direct measurement | +| **T4** | **Hypothesis** | Consistent with physics but no supporting data | Proposed model or mechanism that hasn't been tested or validated; may be wrong | -### Custom Tags for Interactivity +**Usage rules:** +- Tag individual claims, not entire sections. A single paragraph can contain T1 facts and T3 inferences. +- When a claim builds on lower-tier data, the claim inherits the **highest** (least certain) tier of its inputs. E.g., a T0 derivation using a T2 parameter value is T2 overall. +- Existing files use the older file-level status system (`established` / `provisional` / `speculative`). These map roughly to: established ~ mostly T0-T2, provisional ~ mostly T2-T3, speculative ~ mostly T3-T4. New content should use per-claim tiers. Older files will be updated incrementally. +- When presenting claims to the user, mention the tier if it's T3 or T4 so they know the confidence level. -Placeholder syntax for PyQt app to implement: +## DO NOT -```markdown -{exercise:fund-ex-01} # Load exercise from YAML, display interactively -{image:diagram.png} # Load from assets/, support zoom -{interactive:circuit-builder} # Launch interactive element -{video:youtube-id} # Future: embed video -{simulation:femm-demo} # Future: launch FEMM simulation -``` +- Change formulas without verifying against `spark-physics.txt` +- Mix sign conventions in Maxwell matrix operations +- Confuse admittance phase (theta_Y, positive) with impedance phase (phi_Z, negative) +- Use RMS values where peak values are expected +- Assume -45 degrees impedance phase is achievable (it's usually not - topological constraint) +- Present T3/T4 claims as established fact without flagging the tier --- -## 🚀 Phase 2: PyQt Application Development (NEXT) - -### Technology Stack (Planned) - -**Core:** -- **Python 3.10+** (language) -- **PyQt6** (GUI framework) -- **python-markdown** (lesson rendering) -- **PyMdown Extensions** (math, syntax highlighting) -- **PyYAML** (exercise loading) -- **MathJax** or **matplotlib** (equation rendering) - -**Optional:** -- **Pandoc** (PDF export) -- **SQLite** (user progress tracking) -- **matplotlib** (interactive plots) -- **NetworkX** (prerequisite visualization) - -### Virtual Environment Setup - -When ready to start development: - -```batch -REM run.bat -@echo off -echo Starting Tesla Coil Spark Course... +## Key Concepts Quick Map -REM Create virtual environment if it doesn't exist -if not exist venv ( - echo Creating virtual environment... - python -m venv venv -) - -REM Activate virtual environment -call venv\Scripts\activate.bat - -REM Install/update dependencies -if not exist venv\installed.flag ( - echo Installing dependencies... - pip install --upgrade pip - pip install -r requirements.txt - echo. > venv\installed.flag -) - -REM Run application -python app/main.py - -REM Deactivate on exit -deactivate -``` - -**requirements.txt:** ``` -PyQt6>=6.6.0 -PyQt6-WebEngine>=6.6.0 -python-markdown>=3.5.0 -pymdown-extensions>=10.5.0 -PyYAML>=6.0.1 -matplotlib>=3.8.0 -Pillow>=10.1.0 +Circuit Topology ──── C_mut, C_sh, admittance, phase constraint + │ + ├── Power Optimization ──── R_opt_power, R_opt_phase, hungry streamer + │ │ + │ └── Thevenin Method ──── Z_th, V_th extraction, direct measurement + │ + ├── Coupled Resonance ──── pole frequencies, frequency tracking, DRSSTC modes + │ + ├── Field Thresholds ──── E_inception, E_propagation, tip enhancement + │ │ + │ ├── Energy & Growth ──── epsilon, dL/dt, growth simulation + │ │ │ + │ │ └── Empirical Scaling ──── Freau's laws, L vs E/P + │ │ + │ ├── Thermal Physics ──── time constants, persistence, regimes + │ │ + │ ├── Streamers & Leaders ──── types, transition, dark periods + │ │ + │ ├── Branching Physics ──── Laplacian instability, current hogging, competition + │ │ + │ ├── QCW Operation ──── sword sparks, driven leader, ramp regimes + │ │ + │ └── Capacitive Divider ──── voltage division, scaling limits + │ + ├── Modeling + │ ├── Lumped Model ──── single R, C_mut, C_sh circuit + │ ├── Distributed Model ──── nth-order, resistance optimization + │ └── FEMM Workflow ──── extraction, validation, implementation + │ + ├── Equations & Bounds ──── formula reference, physical bounds, plasma constants + │ + └── Open Questions ──── uncertainties, future work, literature partial answers ``` -### Application Architecture (Proposed) - -``` -app/ -├── main.py # Application entry point -├── config.py # Configuration and constants -├── models/ -│ ├── course_model.py # Load and parse course.json -│ ├── lesson_model.py # Lesson data structures -│ ├── exercise_model.py # Exercise data and grading -│ └── progress_model.py # User progress tracking -├── views/ -│ ├── main_window.py # Main application window -│ ├── lesson_viewer.py # Markdown rendering widget -│ ├── navigation_panel.py # Course structure sidebar -│ ├── exercise_widget.py # Interactive exercise display -│ └── reference_panel.py # Quick reference lookup -├── controllers/ -│ ├── navigation_ctrl.py # Handle lesson navigation -│ ├── exercise_ctrl.py # Exercise logic and grading -│ └── progress_ctrl.py # Track completion and scores -├── utils/ -│ ├── markdown_renderer.py # Custom markdown rendering -│ ├── equation_renderer.py # Math equation handling -│ └── image_loader.py # Asset management -└── resources/ - ├── styles/ # QSS stylesheets - ├── icons/ # UI icons - └── themes/ # Light/dark themes -``` - -### Key Features to Implement - -**Phase 2A: Basic Viewer (Week 1-2)** -1. Load course.json and parse structure -2. Display lesson navigation tree -3. Render markdown lessons with equations -4. Basic navigation (next/prev, jump to lesson) -5. Simple progress tracking (completed checkboxes) - -**Phase 2B: Exercises (Week 3-4)** -6. Load YAML exercises -7. Display questions with progressive hints -8. Input validation and answer checking -9. Show step-by-step solutions -10. Track scores and completion - -**Phase 2C: Polish (Week 5-6)** -11. Search functionality (lessons, glossary) -12. Reference panel (equations, bounds, glossary) -13. PDF export (individual lessons or full course) -14. User preferences (theme, font size) -15. Statistics dashboard (progress, scores, time spent) - -**Phase 2D: Advanced (Future)** -16. Interactive circuit simulations -17. FEMM integration (launch simulations) -18. Video embedding support -19. Multi-user support (teacher dashboard) -20. Online sync (optional cloud backup) - -### UI Mockup (Conceptual) - -``` -┌─────────────────────────────────────────────────────────────┐ -│ Tesla Coil Spark Course [Min] [Max] [X] │ -├─────────┬───────────────────────────────────────────────────┤ -│ │ Part 1: Circuit Fundamentals │ -│ COURSE │ ================================================= │ -│ ├─ Fund │ │ -│ │ ├─01 │ # Introduction to AC Circuits │ -│ │ ├─02 │ │ -│ │ └─08 │ When working with Tesla coil sparks, we need... │ -│ ├─ Opt │ │ -│ ├─ Phys │ ## Prerequisites │ -│ └─ Model│ - Basic AC circuit analysis │ -│ │ - Complex numbers │ -│ REFER │ │ -│ ├─Eqns │ [Image: Complex plane diagram] │ -│ ├─Bounds│ │ -│ └─Gloss │ ## Key Concept: Phasor Analysis │ -│ │ │ -│ PROGRESS│ In phasor form, voltage is V = |V|∠θ... │ -│ 5/30 │ │ -│ 17% │ │ -│ │ [Exercise: Calculate Phasor] │ -│ │ │ -├─────────┴───────────────────────────────────────────────────┤ -│ [◄ Prev] Lesson 1/30 [Next ►] [?] [⚙] [Search...] │ -└─────────────────────────────────────────────────────────────┘ -``` - -### Development Milestones - -**Milestone 1: MVP (4 weeks)** -- Display lessons with markdown rendering -- Navigate between lessons -- Track basic progress -- Load and display exercises -- Basic answer checking - -**Milestone 2: Feature Complete (8 weeks)** -- All exercise types working -- Reference panel integrated -- Search functionality -- PDF export -- User preferences - -**Milestone 3: Polish (12 weeks)** -- Custom interactive elements -- Statistics dashboard -- Equation rendering optimized -- Performance tuning -- Testing and bug fixes - --- -## 📊 Current Status - -### ✅ Completed (Phase 1: Data Restructuring) -- [x] Analysis of original lesson file -- [x] Directory structure created -- [x] 30 lesson files split and formatted -- [x] 18 exercises extracted to YAML -- [x] 5 worked examples created -- [x] 3 reference documents completed -- [x] course.json navigation structure -- [x] 45+ image specifications documented -- [x] README.md with full documentation -- [x] Original files backed up - -### ✅ Completed (Phase 1B: Image Generation) -- [x] 22 matplotlib images generated (graphs, plots, tables) -- [x] 15 placeholder images with detailed specifications -- [x] 7 circuit diagram specifications documented -- [x] IMAGE-REQUIREMENTS.md updated with status tracking -- [x] generate_images.py script (1,650+ lines) -- [x] generate_placeholders.py script (150+ lines) -- [x] CIRCUIT-SPECIFICATIONS.md created (470+ lines) -- [x] Documentation updated in claude.md - -### 🔲 Pending (Phase 2: Application Development) -- [ ] Manual creation of 7 circuit diagrams (see CIRCUIT-SPECIFICATIONS.md) -- [ ] Manual creation of 5 FEMM screenshots (see placeholders) -- [ ] Manual creation of 8 complex diagrams (see placeholders) -- [ ] Set up Python virtual environment for PyQt -- [ ] Create basic PyQt application skeleton -- [ ] Implement markdown renderer with equation support -- [ ] Build lesson navigation -- [ ] Implement exercise system -- [ ] Add reference panel -- [ ] Create search functionality -- [ ] Implement PDF export -- [ ] Testing and refinement - -### 📏 Metrics - -| Metric | Value | -|--------|-------| -| Total Lessons | 30 | -| Total Exercises | 18 (525 points) | -| Lines of Content | ~10,000+ | -| Estimated Learning Time | 14 hours | -| Files Created | 70+ | -| Images Generated | 22 (matplotlib) | -| Placeholders Created | 15 (PIL) | -| Circuit Specifications | 7 (detailed) | -| Code Lines (image scripts) | ~1,800 | -| Original File Size | 191 KB | -| New Total Size | ~5 MB (structured + images) | -| Image Coverage | 37/45 (82%) | - ---- - -## 🎯 Success Criteria - -### For Phase 1 (Data Restructuring) ✅ ACHIEVED -- [x] All lessons split into manageable files -- [x] Proper metadata (YAML frontmatter) -- [x] Exercises extracted to structured format -- [x] Navigation structure defined -- [x] Reference materials created -- [x] Documentation complete -- [x] No data loss from original - -### For Phase 1B (Image Generation) ✅ ACHIEVED -- [x] Programmatic images generated (22/22 target graphs) -- [x] High-quality output (150 DPI, professional styling) -- [x] Placeholder images for manual work (15 created) -- [x] Circuit specifications documented (7 circuits) -- [x] Rerunnable scripts with clear documentation -- [x] IMAGE-REQUIREMENTS.md updated with status -- [x] Time savings achieved (~48 hours of manual work) +## Source of Truth -### For Phase 2 (Application Development) -- [ ] Application launches successfully -- [ ] All 30 lessons render correctly -- [ ] Equations display properly -- [ ] Exercises load and function -- [ ] Navigation works smoothly -- [ ] Progress saves between sessions -- [ ] PDF export produces readable output -- [ ] User testing shows positive feedback +`spark-physics.txt` (~40 KB, ~1000 lines) contains the original complete theoretical framework. All context topic files trace back to specific sections of this document via `source_sections` in their YAML frontmatter. -### For Phase 3 (Release) -- [ ] All images created and integrated -- [ ] Interactive elements working -- [ ] Comprehensive testing complete -- [ ] Installation package created -- [ ] User documentation written -- [ ] GitHub repository published -- [ ] Community feedback incorporated +The `context/` files now extend well beyond `spark-physics.txt` with data from 6+ external research sources (see `reference/sources/`). When context files and `spark-physics.txt` disagree, investigate — the context files may contain newer, more precise data from literature integration. --- -## 💡 Technical Notes - -### Markdown Rendering Considerations - -**Equation Support:** -Use PyMdown Extensions with MathJax or KaTeX: -```python -import markdown -from pymdownx import arithmatex - -md = markdown.Markdown(extensions=['pymdownx.arithmatex']) -html = md.convert(lesson_text) -# Then render in QWebEngineView with MathJax -``` - -**Custom Tag Processing:** -Pre-process markdown to replace custom tags: -```python -import re - -def process_custom_tags(text): - # {exercise:id} → Load exercise widget - text = re.sub(r'{exercise:(\S+)}', - lambda m: f'', - text) - # {image:file} → Load from assets - text = re.sub(r'{image:(\S+)}', - lambda m: f'![Image](assets/{m.group(1)})', - text) - return text -``` - -### Exercise Grading Logic - -**Numerical answers with tolerance:** -```python -import yaml - -def check_answer(user_answer, exercise_yaml): - correct = float(exercise_yaml['solution']['answer']) - tolerance = exercise_yaml['solution'].get('tolerance', 2.0) - - try: - user_val = float(user_answer) - error_pct = abs((user_val - correct) / correct) * 100 - return error_pct <= tolerance - except ValueError: - return False -``` - -**Conceptual answers:** -Use keyword matching or exact string comparison. - -### Progress Tracking - -**SQLite schema:** -```sql -CREATE TABLE progress ( - user_id INTEGER PRIMARY KEY, - lesson_id TEXT, - completed BOOLEAN DEFAULT 0, - score INTEGER DEFAULT 0, - time_spent INTEGER DEFAULT 0, - last_accessed TIMESTAMP, - UNIQUE(user_id, lesson_id) -); - -CREATE TABLE exercise_attempts ( - id INTEGER PRIMARY KEY AUTOINCREMENT, - user_id INTEGER, - exercise_id TEXT, - answer TEXT, - correct BOOLEAN, - timestamp TIMESTAMP DEFAULT CURRENT_TIMESTAMP -); -``` - -### Performance Optimization - -**Lesson caching:** -- Parse markdown once, cache HTML -- Invalidate cache on lesson content change -- Pre-render next/prev lessons in background - -**Lazy loading:** -- Load lessons on-demand, not all at startup -- Cache recently viewed lessons -- Background thread for exercise YAML parsing - ---- +## Topic File Format -## 🔧 Development Environment - -### Recommended Setup - -**IDE:** VS Code or PyCharm -- Python extension -- YAML syntax highlighting -- Markdown preview -- Git integration - -**Testing:** -- `pytest` for unit tests -- Test lesson rendering -- Test exercise grading logic -- Test navigation flows - -**Version Control:** -- Git repository -- Branch strategy: main / develop / feature branches -- Commit message format: conventional commits - ---- - -## 📝 Future Enhancements - -### Post-Release Features -1. **Cloud sync:** Save progress across devices -2. **Teacher mode:** Create assignments, track student progress -3. **Custom courses:** Allow users to create their own lessons -4. **Community:** Share notes, discuss concepts -5. **Mobile version:** React Native or Flutter port -6. **Web version:** Django/Flask backend + React frontend -7. **Simulations:** Integrate SPICE, FEMM directly -8. **Video content:** Add video explanations -9. **Adaptive learning:** AI-driven difficulty adjustment -10. **Gamification:** Badges, achievements, leaderboards - -### Content Expansions -1. More worked examples (20+ total) -2. Additional exercises (50+ total) -3. Quizzes at end of each part -4. Capstone project: Design complete Tesla coil -5. Advanced topics module (3D modeling, nonlinear effects) -6. Case studies from real coils - ---- - -## 👥 Collaboration Notes - -### For Future AI Assistants - -**Context to provide:** -1. This is an educational course on Tesla coil spark physics -2. Target audience: amateurs to intermediate learners -3. Content is technically accurate (91/100 quality) -4. Structure is optimized for PyQt desktop app -5. All formulas use peak values (not RMS) -6. Sign conventions for Maxwell matrices are critical -7. Frequency tracking is THE most important often-missed concept - -**Key files to review:** -- `course.json` - Course structure -- `spark-lessons/README.md` - Full documentation -- `assets/IMAGE-REQUIREMENTS.md` - Image specs -- `_originals/spark-physics.txt` - Reference physics - -**DO NOT:** -- Change formulas without verification against spark-physics.txt -- Simplify technical content to the point of inaccuracy -- Remove YAML frontmatter (needed for app) -- Alter custom tag syntax ({exercise:}, {image:}) -- Mix up sign conventions in Maxwell matrices - -**DO:** -- Maintain consistent terminology -- Add more worked examples if helpful -- Improve clarity without losing accuracy -- Suggest interactive elements -- Flag any technical inconsistencies - -### For Human Collaborators - -**Contributing content:** -- Follow markdown format with YAML frontmatter -- Use custom tags for interactive elements -- Include worked examples with ALL steps shown -- Cross-reference related lessons -- Test equations render correctly - -**Creating images:** -- See `assets/IMAGE-REQUIREMENTS.md` -- Prioritize high-priority images first -- Maintain consistent style -- High contrast for readability -- Include source files (SVG, .blend, etc.) - -**Testing:** -- Try different learning paths -- Check prerequisite chains -- Verify exercise solutions -- Test on different screen sizes -- Accessibility testing (screen readers, colorblind) - ---- - -## 📚 References - -### Primary Sources -- **spark-physics.txt** - Comprehensive theoretical framework -- **spark-lesson.txt** - Original lesson plan (analyzed and restructured) - -### Technical References -- Steve Conner's "hungry streamer" principle -- FEMM (Finite Element Method Magnetics) documentation -- LTspice / SPICE simulation guides -- Tesla coil community empirical data - -### Software Documentation -- PyQt6: https://www.riverbankcomputing.com/static/Docs/PyQt6/ -- python-markdown: https://python-markdown.github.io/ -- PyMdown Extensions: https://facelessuser.github.io/pymdown-extensions/ +Each file in `context/` follows this structure: +```markdown --- - -## 📞 Contact & Support - -**Project Repository:** [To be created on GitHub] - -**Issues & Bugs:** [GitHub Issues] - -**Discussions:** [GitHub Discussions or forum] - -**License:** Creative Commons Attribution-ShareAlike 4.0 International (CC BY-SA 4.0) - +id: topic-id +title: "Topic Title" +status: established | provisional | speculative +source_sections: "spark-physics.txt: Part X (lines Y-Z)" +related_topics: [list of other topic IDs] +key_equations: [equation names] +key_terms: [glossary term names] +images: [filenames in assets/] +examples: [filenames in examples/] +open_questions: + - "Tracked research question" --- -## 🎉 Summary - -### What We've Achieved - -Starting from a single 7,327-line, 191 KB lesson file, we've created a complete, structured, interactive-ready course with professional images: - -✅ **30 carefully organized lessons** with metadata -✅ **18 structured exercises** with auto-grading support -✅ **5 comprehensive worked examples** -✅ **3 reference documents** (equations, bounds, glossary) -✅ **Complete navigation structure** (course.json) -✅ **22 professional images generated** (matplotlib) -✅ **15 placeholder images created** (with detailed specs) -✅ **7 circuit diagram specifications** (ready for manual creation) -✅ **Full documentation** (README, claude.md, IMAGE-REQUIREMENTS.md) - -The content is now perfectly structured for PyQt application development, PDF export, or web deployment. All technical accuracy has been preserved while making the material far more accessible and interactive. The course is 98% visually complete with 37/45 images ready to use. +# Topic Title -### Next Steps +## Content sections... -1. **(Optional) Create remaining images** - 7 circuits + 8 diagrams (or use placeholders) -2. **Set up virtual environment** (run.bat + requirements.txt) -3. **Build PyQt skeleton** (basic window + navigation) -4. **Implement markdown rendering** (with equation support) -5. **Add exercise system** (YAML loading + grading) -6. **Polish and test** (UI/UX refinement) -7. **Release** (package and distribute) - ---- - -**Ready to build an amazing learning experience!** 🚀 - -### Image Generation Achievement Summary +## Key Relationships +- Derives from: [[other-topic]] +- Enables: [[other-topic]] +``` -| Achievement | Details | -|-------------|---------| -| **Time Saved** | ~48 hours of manual image creation | -| **Images Generated** | 22 high-quality matplotlib visualizations | -| **Placeholders Created** | 15 detailed specification images | -| **Scripts Developed** | ~1,800 lines of reusable Python code | -| **Coverage** | 82% of all images (37/45) | -| **Quality** | Publication-ready (150 DPI, professional styling) | +**Status levels:** +- `established` - Well-understood, verified against measurements or strong theory +- `provisional` - Reasonable framework but needs more validation +- `speculative` - Hypothesis or model with limited supporting data --- -*Last Updated: 2025-10-10* -*Document Version: 1.1* -*Project Status: Phase 1 + 1B Complete, Phase 2 Ready to Begin* +## History + +| Phase | Date | Summary | +|---|---|---| +| Original | 2025-10-10 | Monolithic 7,327-line lesson file created from spark-physics.txt | +| Phase 1 | 2025-10-10 | Split into 30 lessons, 18 exercises, course structure | +| Phase 1B | 2025-10-10 | Generated 22 matplotlib images, 15 placeholders, 7 circuit specs | +| Phase 2 | 2026-02-10 | Restructured to knowledge graph (current) | +| Phase 3 | 2026-02-10 | Integrated external literature: Becker et al. 2005 (plasma constants), Liu 2017 (leader inception kinetics), Yang et al. 2022 (Mayr/Cassie arc models), da Silva et al. 2019 (nonlinear resistance power law, heating efficiency) | +| Phase 4 | 2026-02-10 | Integrated Bazelyan & Raizer 2000 review paper + full book (328 pp): V-I characteristic, leader velocity, energy ceiling, temperature thresholds, conductance relaxation, streamer velocity/density, equilibrium air composition, breakdown voltage formulas, corona shielding, stepped/continuous leaders. Added Sections 14.14-14.23 to equations-and-bounds.md. Glossary expanded to 87 terms. | +| Phase 5 | 2026-02-10 | Added "YOU ARE THE EXPERT AGENT" section to CLAUDE.md with explicit instructions for using the context system to answer questions and formulate new ideas | +| Phase 6 | 2026-02-10 | QCW community research survey: 30+ forum threads, 6 builder sites, academic papers. Key findings: QCW secondary voltage is only 40-70 kV (not hundreds of kV), 300-600 kHz frequency threshold for sword sparks, ~170 m/s growth rate, 80 us burst-mode ceiling (Steve Ward), three ramp regimes, pulse-skip doesn't work. See `phases/phase-6-qcw-community-research.md` | +| Phase 7 | 2026-02-10 | Integrated Phase 6 QCW findings into context files: streamers-and-leaders.md (leader voltage clarification, driven leader growth rate), thermal-physics.md (frequency threshold, burst ceiling, three regimes, pulse-skip), coupled-resonance.md (QCW parameters), power-optimization.md (causality reversal, QCW paradigm), energy-and-growth.md (QCW epsilon, growth rate), equations-and-bounds.md (Section 14.24), open-questions.md (answered questions, measurement gaps), glossary.yaml (+3 terms: driven_leader, sword_spark, burst_ceiling → 90 total) | +| Phase 7B | 2026-02-10 | System audit, branching physics file created (context/branching-physics.md, 321 lines), physics cheat sheet (reference/physics-cheat-sheet.md), evidence tier system (T0-T4) added to CLAUDE.md conventions, dynamic E_propagation theory expanded to ~214 lines in field-thresholds.md Section 4.7 | +| Phase 8 | 2026-02-10 | ONGOING — Bayesian model calibration. Build QCW coil, collect systematic measurements, fit dynamic threshold parameters via MCMC. See `phases/phase-8-bayesian-model-calibration.md` | + +See `phases/` for detailed logs of each research phase. +See `_archive/` for the complete original course structure (preserved, not deleted). diff --git a/spark-lessons/assets/IMAGE-REQUIREMENTS.md b/assets/IMAGE-REQUIREMENTS.md similarity index 100% rename from spark-lessons/assets/IMAGE-REQUIREMENTS.md rename to assets/IMAGE-REQUIREMENTS.md diff --git a/spark-lessons/lessons/01-fundamentals/assets/admittance-vector-addition.png b/assets/admittance-vector-addition.png similarity index 100% rename from spark-lessons/lessons/01-fundamentals/assets/admittance-vector-addition.png rename to assets/admittance-vector-addition.png diff --git a/spark-lessons/lessons/04-advanced-modeling/assets/capacitance-matrix-heatmap.png b/assets/capacitance-matrix-heatmap.png similarity index 100% rename from spark-lessons/lessons/04-advanced-modeling/assets/capacitance-matrix-heatmap.png rename to assets/capacitance-matrix-heatmap.png diff --git 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0000000..dfb9924 --- /dev/null +++ b/context/branching-physics.md @@ -0,0 +1,321 @@ +--- +id: branching-physics +title: "Branching Physics and Multi-Channel Dynamics" +status: provisional +source_sections: "spark-physics.txt: Part 5.5, Part 12 (lines 360-396, 1007, 1015)" +related_topics: [streamers-and-leaders, thermal-physics, power-optimization, energy-and-growth, capacitive-divider, qcw-operation, distributed-model, equations-and-bounds, open-questions] +key_equations: [nonlinear-resistance-power-law, conductance-relaxation] +key_terms: [branching, streamer, leader, fractal_dimension, Laplacian_instability, thermal_ratcheting, nonlinear_resistance, negative_differential_resistance] +images: [] +examples: [] +open_questions: + - "What is the quantitative current division rule at branch points in TC sparks?" + - "How much does branching increase effective C_sh beyond single-channel estimates?" + - "What fraction of total epsilon is attributable to branching losses?" + - "Can branch competition dynamics be measured with time-resolved imaging on a TC?" + - "Does the fractal dimension of TC sparks correlate with operating mode or frequency?" +--- + +# Branching Physics and Multi-Channel Dynamics + +Real Tesla coil sparks branch extensively — especially in burst mode. The current framework models a single unbranched channel, which is adequate for main-channel length prediction but cannot explain total luminous volume, power budget overhead, or the morphological differences between operating modes. This topic develops the physics of branching from established discharge science and connects it to the TC-specific observations documented in [[qcw-operation]] and [[thermal-physics]]. + +## 1. Why Discharges Branch: Laplacian Instability + +### 1.1 The Mechanism + +A conducting channel propagating in a background electric field concentrates the field at its tip (see [[field-thresholds]], tip enhancement factor kappa = 2-5). If the tip is slightly perturbed — widened or displaced — the concentrated field splits into two lobes, each of which can independently ionize the gas ahead of it. This is a **Laplacian instability** [T0], mathematically identical to the Saffman-Taylor instability in viscous fingering. + +The instability is intrinsic to any conducting object growing in a Laplacian field. What determines *whether* and *when* a particular discharge branches is the source and amplitude of the initial perturbation. + +### 1.2 Perturbation Sources + +For streamers in air at atmospheric pressure, the dominant perturbation sources are: + +- **Electron density fluctuations** (stochastic particle noise) [T1]: At the ionization front, the electron density is finite (~10^13 cm^-3), meaning the number of electrons in a volume element at the streamer tip is not infinite. Poisson fluctuations create density variations that seed the instability. Luque & Ebert (2011) showed that this intrinsic noise is sufficient to trigger branching of positive streamers in air at atmospheric pressure, and that without noise, branching occurs much later if at all. [Luque & Ebert 2011, Phys Rev E 84, 046411] + +- **Photoionization seed electrons** [T1]: For positive streamers, propagation requires photoionization to create seed electrons ahead of the tip. The stochastic spatial distribution of these seed electrons creates field non-uniformities that can trigger branching. More photoionization means a denser, more uniform seed electron cloud, which actually *reduces* branching. This is why positive streamers in pure nitrogen (no O2 to provide photoionization) branch differently than in air. + +- **Prior discharge remnants** [T3]: In repetitive operation (TC burst mode), residual ionization and thermal channels from previous pulses create non-uniform starting conditions for each new pulse. + +### 1.3 Characteristic Branching Length + +A streamer branches after propagating approximately **10-20 diameters** from its last branch point [T1]. This ratio of branching length to streamer diameter agrees within a factor of 2 with experimental measurements. [Luque & Ebert 2011] + +| Channel type | Diameter | Branching distance | Branching frequency | Tier | +|---|---|---|---|---| +| Thin streamer | 10-50 um | 0.1-1 mm | Very frequent | T1 | +| Thick streamer | 50-100 um | 0.5-2 mm | Frequent | T1 | +| Early leader | 0.1-1 mm | 1-20 mm | Occasional | T3 | +| Mature leader | 1-10 mm | 10-200 mm | Rare | T3 | + +The geometric branching distance alone predicts that streamers are highly branched and leaders are relatively straight — consistent with observation [T3]. But geometry is only half the story. Thermal feedback (Section 3) further suppresses branching in leaders. + +### 1.4 Branching Angles + +Experimental measurements of streamer branching in air show: + +- **Average branching angle: ~90 degrees** (full angle between daughter branches) in air at atmospheric pressure [T1] +- The angle is normally distributed around this mean [T1] +- In low-O2 mixtures (less photoionization), the average decreases to ~66 degrees [T1] +- Branching is predominantly **binary** (two daughters); triple branching is rare and has been specifically documented as noteworthy [T1] [Nijdam et al., J Phys D] +- Daughter branches are typically similar in diameter immediately after splitting, but quickly diverge due to competition (Section 3) [T3] + +### 1.5 Fractal Dimension + +The spatial structure of branched discharge trees has a measured fractal dimension: + +**D = 2.16 +/- 0.05** (needle-plane corona discharge) [T1] [Plasma Physics Reports, 2002] + +For reference: +- D = 1.0: a straight line (no branching) +- D = 2.0: a structure that fills a plane +- D = 3.0: a structure that fills a volume + +D ~ 2.2 means the discharge tree is moderately space-filling — a 3D branched structure that is slightly denser than a flat tree. This is consistent with the bushy appearance of burst-mode TC sparks. QCW sword sparks, being nearly unbranched, would have D approaching 1.0 [T4 — no measurement exists]. + +The fractal dimension connects to total surface area and hence to C_sh [T3]: a more branched tree (higher D) has more total conductor surface area per unit of main-channel length, increasing its capacitive coupling to ground. + +## 2. Streamer vs Leader Branching + +The two discharge types branch for fundamentally different reasons and with very different consequences. + +### 2.1 Streamers: Branching Is the Default + +Streamers are cold, transient channels. They have: +- No significant thermal inertia (tau_thermal ~ 1-100 us for d = 10-100 um) +- No mechanism to preferentially sustain one path over another +- Fast propagation (~10^6 m/s) that outpaces any thermal feedback + +As a result, streamers branch readily at the rate predicted by the Laplacian instability (~every 10-20 diameters). Each branch propagates independently. The result is a highly branched tree of thin filaments — the characteristic purple/blue corona visible on burst-mode TC sparks. + +**Energy consequence** [T3]: Each branch channel absorbs energy (ionization, heating, radiation) but contributes little to forward propagation. This is a major contributor to the high epsilon values observed in burst mode (30-100+ J/m) — most of the energy goes into side branches that don't extend the main channel. See [[energy-and-growth]]. + +### 2.2 Leaders: Thermal Feedback Suppresses Branching + +Leaders are hot (>5000 K), thermally self-sustaining channels (see [[streamers-and-leaders]]). They have: +- Large thermal inertia (tau_thermal ~ 0.3-1+ seconds for d = 1-10 mm) +- Nonlinear V-I characteristics that create competitive dynamics (Section 3) +- Slower propagation (~10^3 m/s net growth) allowing thermal feedback to operate + +The combination of large diameter (branching every 10-200 mm geometrically) and thermal competition (Section 3) means leaders branch far less frequently than streamers [T3]. The few branches that do form quickly lose the competition for current and extinguish, leaving a relatively straight main channel — the characteristic white/yellow sword of QCW operation. + +## 3. Branch Competition: Nonlinear Resistance and Current Hogging + +This section describes the central physical mechanism that determines whether a branched discharge consolidates into a single channel or remains multi-branched. It follows directly from the da Silva nonlinear resistance law documented in [[streamers-and-leaders]] and [[equations-and-bounds]] Section 14.11. + +### 3.1 The Instability + +The equilibrium resistance per unit length of a discharge channel follows a power law in current: + +``` +R = A / I^b (ohm/m) +``` + +[da Silva et al. 2019] + +For TC-relevant currents (Region I, 1-10 A): A = 12,400, **b = 1.84** [T1]. + +The critical feature is that **b > 1**. This makes the V-I characteristic of the channel have **negative slope** (negative differential resistance) [T0]: + +``` +V = R * I = A * L * I^(1-b) +``` + +For b = 1.84: V proportional to I^(-0.84). Voltage drop *decreases* with increasing current. + +### 3.2 Why This Causes Current Hogging + +Consider two parallel branches of equal length at the same applied voltage V: + +``` +Branch 1: V = A * L * I_1^(1-b) +Branch 2: V = A * L * I_2^(1-b) +``` + +The equal-sharing solution (I_1 = I_2) exists but is **unstable** when b > 1 [T0 — mathematical consequence of b > 1]: + +- If branch 1 receives slightly more current (I_1 = I_0 + delta), its voltage drop *decreases* +- Since both branches are at the same voltage, branch 1 can now carry even more current +- This is positive feedback — the perturbation grows +- Branch 1 heats up, becomes more conductive, draws more current +- Branch 2 cools, becomes more resistive, loses current +- Eventually branch 1 carries nearly all the current and branch 2 extinguishes + +This is the same instability that causes parallel arcs to merge and arc attachment points to wander [T1]. It is well-established plasma physics, not a hypothesis. + +### 3.3 Competition Timescale + +The rate at which one branch "wins" is governed by the conductance relaxation time: + +``` +tau_g = 40 us (heating) / 200 us (cooling) +``` + +[Bazelyan & Raizer 2000; see [[thermal-physics]]] + +After ~3-5 heating time constants (~120-200 us), the competition is largely resolved — one branch dominates [T3 — timescale inferred from tau_g]. This timescale is critical for understanding TC operating modes: + +| Operating mode | Characteristic time | tau_competition / time | Branching outcome | +|---|---|---|---| +| Single burst pulse | 70-150 us | ~1 | Competition barely resolves; multiple branches coexist | +| QCW ramp | 10-20 ms | ~50-100 | Competition fully resolves; single dominant channel | +| Burst repetition gap | 5-10 ms (at 100-200 Hz) | N/A | Channels cool and decay between pulses | + +**This single mechanism explains the morphological difference between burst and QCW sparks** [T3]. Burst pulses are too short for the nonlinear competition to select a winner. QCW ramps are long enough for thermal feedback to consolidate current into one channel. + +### 3.4 Frequency Dependence + +At higher RF frequencies, the channel receives more heating cycles per unit time (at the same peak current). This accelerates the thermal ratchet that drives branch competition: + +- At 400 kHz: ~16 RF cycles per tau_g (40 us). Heating is effectively continuous. Competition resolves quickly. +- At 100 kHz: ~4 RF cycles per tau_g. Heating is intermittent. Thin streamers may cool between cycles, resetting the competition. + +This is the physical basis for the 300-600 kHz frequency threshold for QCW sword sparks documented in [[qcw-operation]] [T3 — mechanism inferred; the frequency threshold itself is T2]. The frequency threshold is not about breakdown physics — it is about whether the thermal competition can resolve fast enough to suppress branching during the QCW ramp. See [[thermal-physics]] Section 7 for community observations. + +## 4. Branching Regimes in Tesla Coil Operation + +### 4.1 Burst Mode: Branching Dominates + +In burst mode (70-150 us ON time [T2], 200-600 kV topload [T2]): +- Peak voltage exceeds leader formation threshold (~300-400 kV for single-shot) [T3] +- But ON time is comparable to the competition timescale (~120-200 us) [T3] +- Multiple streamer channels form simultaneously from the topload [T2] +- Thermal competition begins but does not fully resolve before the pulse ends [T3] +- Between pulses (5-10 ms gap), all channels cool and decay [T3] +- Next pulse starts fresh — no accumulated thermal advantage for any channel [T3] + +Result: highly branched, bushy sparks [T2]. High epsilon (30-100+ J/m) because energy feeds many branches [T3 — epsilon values are T2, mechanism is T3]. + +### 4.2 QCW: Competition Suppresses Branching + +In QCW mode (10-20 ms ramp [T2], 300-600 kHz [T2], 40-70 kV topload [T2]): +- Voltage starts low and ramps over many milliseconds [T2] +- At inception, a few streamer channels form [T3] +- Thermal competition begins immediately (tau_competition ~ 120-200 us) [T3] +- Within 0.5-2 ms, one channel dominates via the current-hogging instability [T3] +- The winning channel transitions to a leader (>2000 K → 5000 K via thermal ratcheting) [T3] +- For the remaining 10-18 ms, the leader grows as a single, straight channel [T2] +- Side branches are continuously suppressed: any new branch that forms quickly loses the competition to the established hot channel [T3] + +Result: straight sword sparks [T2]. Low epsilon (5-15 J/m) because energy is concentrated in one channel [T3 — epsilon values are T2, mechanism is T3]. + +### 4.3 "Too Long" QCW Ramp: Branching Returns + +When the QCW ramp exceeds ~25 ms [T2] (documented by Loneoceans, see [[qcw-operation]]): +- The leader reaches its voltage-limited maximum length (set by the capacitive divider — see [[capacitive-divider]]) [T3] +- Additional energy cannot extend the leader further (E_tip < E_propagation) [T3] +- The leader channel becomes very hot and thick, increasing its C_sh [T3] +- Excess power must dissipate somewhere [T0 — conservation of energy] +- **Lateral breakouts** from the superheated leader trunk become the path of least resistance [T3] +- These new branches compete with each other but not effectively with the main channel (which is already saturated) [T3] + +Result: "hot and fat but bushy" sparks [T2] — a thick leader trunk with side branches. The main channel doesn't get longer, just fatter and more branched. + +### 4.4 Pulse-Skip / Bresenham: Intermediate Behavior + +The user's observation [T2] (documented in [[qcw-operation]] Section 2.3) that Bresenham pulse-density modulation produces sparks that are "more sword-like but still branches" is exactly what the competition model predicts [T3]: + +- Bresenham PDM delivers a coarse approximation of a linear envelope [T2] +- The heating is less smooth than true analog QCW [T3] +- Per-cycle current jitter means the thermal advantage of the winning channel fluctuates [T3] +- Competition still operates but with more noise, so side branches persist longer [T3] +- Result: intermediate morphology on the continuum between burst (fully branched) and analog QCW (unbranched) [T3] + +## 5. Capacitive Loading of Branches + +Each branch segment has its own shunt capacitance C_sh to ground. The total C_sh of a branched tree exceeds that of a single channel of the same main-channel length. + +### 5.1 Physical Argument + +A single channel of length L at height h above ground has [T0]: +``` +C_sh ~ 2*pi*epsilon_0*L / ln(2h/d) (thin-wire approximation) +``` + +A branched tree with total conducting length L_total > L (main channel length) has additional C_sh from side branches [T0]. The branches are laterally displaced from the main channel, reducing mutual shielding between them, so the capacitance does not simply scale with total length — it depends on the spatial extent of the tree [T3]. + +### 5.2 Qualitative Estimates + +- **QCW sword** (minimal branching): C_sh is close to the single-channel value [T3]. The empirical 2 pF/foot rule applies (or possibly overestimates, since it was likely calibrated against partially branched sparks). +- **Burst mode** (heavy branching): C_sh may be 2-5x the single-channel value [T4 — no measurement], because the branched tree has much more total surface area exposed to ground. +- **This is consistent** with Loneoceans' frequency tracking data [T2]: a 1.78 m QCW spark produced only 8.7% frequency shift, while a simulated solid wire of 1 m produced 24% shift. The QCW spark's low effective capacitance reflects both its plasma nature and its minimal branching [T3]. + +### 5.3 Consequence for Voltage Division + +Higher C_sh from branching worsens the capacitive divider (see [[capacitive-divider]]): + +``` +V_tip = V_topload * C_mut / (C_mut + C_sh) +``` + +More branching → higher C_sh → lower V_tip → lower E_tip → harder to propagate → more stall and more branching. This is a **positive feedback loop** [T3] that drives burst-mode sparks toward heavily branched, voltage-limited configurations. It is the capacitive complement to the thermal competition mechanism. + +QCW breaks this feedback loop by suppressing branching early, keeping C_sh low, maintaining V_tip high, and enabling continued forward propagation [T3]. + +## 6. Power Budget: Branching as Energy Overhead + +The connection between branching and epsilon is direct: + +### 6.1 Energy Accounting + +Total energy delivered to the spark distributes among: +1. **Main channel forward growth** (useful work): ionization, heating to leader temperature +2. **Side branch formation and heating** (overhead): each branch absorbs energy but doesn't extend the main channel +3. **Radiation and convection losses** from all channels +4. **Capacitive energy stored** in C_sh (including branch contributions) + +In burst mode, items 2-4 dominate [T3]. The ratio of useful work to total energy is low, explaining the high epsilon (30-100+ J/m). + +In QCW mode, branch suppression eliminates most of item 2 early in the ramp [T3]. Energy concentrates in the main channel, keeping epsilon low (5-15 J/m). + +### 6.2 Quantitative Estimate + +The efficiency ratio between QCW and burst can be roughly estimated from the spark:secondary ratios documented in [[qcw-operation]]: + +- Burst: spark:secondary = 2.5-3.6:1 +- QCW: spark:secondary = 7-16.5:1 + +The QCW advantage is 3-5x [T2 — derived from community-measured ratios], which includes both branching reduction and the thermal efficiency gain from sustained leader operation [T3]. Separating these contributions requires measurements that do not yet exist (see Open Questions). + +## 7. What We Do Not Know + +### 7.1 Current Division Rule + +The existing framework proposes I_branch proportional to d_branch^1.5 (see [[open-questions]] Section 1.4), but this is unvalidated. The physics of Section 3 suggests that current division is better understood through the nonlinear V-I instability than through a static power-law in diameter: + +- At the moment of splitting, daughter branches are similar and share current roughly equally +- The equal-sharing equilibrium is unstable (b > 1 in the da Silva law) +- Within ~100-200 us, one branch dominates via current hogging +- The "steady-state current division" is therefore not a useful concept — the system is transient and winner-take-all + +A static rule like I proportional to d^n misses this essential dynamics. + +### 7.2 Fractal Dimension vs Operating Mode + +No measurements exist of the fractal dimension of TC sparks as a function of frequency, power level, or operating mode. Such measurements (from high-resolution photographs) would directly test the competition model: D should decrease (approach 1.0) as frequency increases and as ramp duration increases. + +### 7.3 Branching Fraction of Epsilon + +What fraction of total epsilon is attributable to branching losses vs other overhead (radiation, convection, stored energy)? This requires either: +- Time-resolved imaging correlated with electrical waveforms (not yet done on any TC) +- Careful comparison of epsilon between highly branched and minimally branched sparks of the same length under controlled conditions + +### 7.4 Branch Initiation from Leader Trunk + +The "too long" QCW regime (Section 4.3) produces lateral breakouts from a superheated leader trunk. The physics of initiation from a hot, thick channel into cold air is different from streamer branching (which occurs at the propagating tip). This may involve thermal instabilities of the channel boundary rather than Laplacian field instabilities. + +## Key Relationships + +- Derives from: [[streamers-and-leaders]] (discharge types), [[thermal-physics]] (time constants), [[power-optimization]] (nonlinear R) +- Explains: [[energy-and-growth]] (why epsilon differs by mode), [[qcw-operation]] (sword vs bushy morphology, frequency threshold), [[capacitive-divider]] (C_sh dependence on morphology) +- Connects to: [[distributed-model]] (potential extension to branched networks), [[open-questions]] (Sections 1.4, 2.4) +- Key data: da Silva R = A/I^b with b = 1.84 ([[equations-and-bounds]] Section 14.11), tau_g = 40/200 us ([[equations-and-bounds]] Section 14.19) + +## References + +- Luque & Ebert (2011), "Electron density fluctuations accelerate the branching of positive streamer discharges in air," Phys Rev E 84, 046411 +- da Silva et al. (2019), "The Plasma Nature of Lightning Channels and the Resulting Nonlinear Resistance," JGR Atmospheres +- Bazelyan & Raizer (2000), "Lightning Physics and Lightning Protection," IOP Publishing +- Nijdam et al. (2010), "Stereo-photography of streamers in air," J Phys D: Appl Phys +- Phase 6 QCW Community Survey (2026) diff --git a/context/capacitive-divider.md b/context/capacitive-divider.md new file mode 100644 index 0000000..b3e2081 --- /dev/null +++ b/context/capacitive-divider.md @@ -0,0 +1,332 @@ +--- +id: capacitive-divider +title: "The Capacitive Divider Problem" +status: established +source_sections: "spark-physics.txt: Part 5 Section 5.6 (lines 338-361)" +related_topics: [circuit-topology, field-thresholds, energy-and-growth, empirical-scaling, power-optimization, streamers-and-leaders, branching-physics, lumped-model, distributed-model, femm-workflow, equations-and-bounds] +key_equations: [voltage-division-complex, voltage-division-open-circuit, capacitive-divider-impedances] +key_terms: [capacitive_divider, V_tip, C_mut, C_sh, E_tip, E_propagation, R_opt_power] +images: [voltage-division-vs-length-plot.png] +examples: [spark-growth-timeline.md] +open_questions: + - "Can active topload voltage ramping fully compensate for the divider effect, or is there a fundamental limit?" + - "How does the mutual capacitance C_mut change during growth -- is it truly constant?" + - "What is the quantitative effect of the finite R on voltage division compared to the open-circuit limit?" + - "How does branching affect the effective C_sh per unit length?" + - "Is there a geometry (topload shape, environment) that minimizes the divider attenuation for a given spark length?" +--- + +# The Capacitive Divider Problem + +The capacitive divider is THE fundamental limiting mechanism for Tesla coil spark length. As the spark grows, its shunt capacitance to ground increases, creating a voltage divider that progressively attenuates the voltage reaching the spark tip. This reduces the tip electric field, eventually dropping it below the propagation threshold and stalling growth. Understanding this mechanism is essential for predicting maximum spark length and explaining why length scales sub-linearly with energy. + +## Circuit Origin + +The basic spark circuit topology (see [[circuit-topology]]) places two capacitances in the current path from topload to ground: + +``` +Topload ----[C_mut || R]---- Spark Tip + | + [C_sh] + | + GND +``` + +Where: +- `C_mut` is the mutual capacitance between topload and spark channel [F] +- `R` is the plasma resistance of the spark channel [ohm] +- `C_sh` is the shunt capacitance from spark channel to ground [F] + +This topology is inherently a voltage divider. The voltage at the spark tip is a fraction of the topload voltage, determined by the impedance ratio of the two branches. + +## Voltage Division Equations + +### General Case (Complex Impedance Division) + +The tip voltage is determined by complex impedance division: + +``` +V_tip = V_topload * Z_mut / (Z_mut + Z_sh) +``` + +Where the mutual branch impedance is the parallel combination of R and 1/(j*omega*C_mut): + +``` +Z_mut = (1/(j*omega*C_mut)) || R + = R / (1 + j*omega*C_mut*R) +``` + +And the shunt impedance is: + +``` +Z_sh = 1 / (j*omega*C_sh) +``` + +The full expression for the voltage division ratio: + +``` +V_tip / V_topload = Z_mut / (Z_mut + Z_sh) + + = [R / (1 + j*omega*C_mut*R)] / [R / (1 + j*omega*C_mut*R) + 1/(j*omega*C_sh)] +``` + +This is a complex ratio, meaning V_tip has both magnitude and phase shift relative to V_topload. + +### Open-Circuit Limit (R -> infinity) + +When R is very large (cold, high-resistance streamer or no plasma present), the R || C_mut parallel combination is dominated by C_mut alone: + +``` +V_tip = V_topload * C_mut / (C_mut + C_sh) +``` + +This is the classical capacitive voltage divider formula. It represents the maximum possible tip voltage for a given topload voltage and capacitance ratio. Any finite R only reduces V_tip further. + +### With Finite R at R_opt_power + +When the plasma has adjusted to R = R_opt_power (see [[power-optimization]]): + +``` +R_opt_power = 1 / (omega * (C_mut + C_sh)) +``` + +The tip voltage is lower than the open-circuit limit and is complex (has a phase shift). The magnitude reduction depends on the specific values of C_mut, C_sh, and frequency, but is typically 10-30% below the open-circuit ratio. + +This means the open-circuit voltage division formula provides an upper bound on V_tip. The actual V_tip during active growth (when R is finite and near R_opt_power) is always worse. + +## The Growth Feedback Loop + +The devastating effect of the capacitive divider arises from the positive feedback between spark length and C_sh: + +### Step 1: Spark Grows + +As the spark extends to length L: +``` +C_sh(L) = C_sh_per_meter * L +``` + +Where C_sh_per_meter is approximately 6.6 pF/m (equivalently ~2 pF per foot), an empirical value confirmed by FEMM simulations (see [[femm-workflow]]). + +### Step 2: C_sh Increases + +Longer spark means more conducting surface area exposed to ground. The capacitance to ground increases linearly with length. + +### Step 3: V_tip Decreases + +With C_sh increasing: +``` +V_tip = V_topload * C_mut / (C_mut + C_sh(L)) +``` + +As C_sh grows, the denominator increases, and V_tip decreases. Even if V_topload is maintained perfectly constant, the fraction of that voltage reaching the tip drops. + +### Step 4: E_tip Decreases + +The average electric field at the tip: +``` +E_avg = V_tip / L +``` + +This decreases both because V_tip is decreasing (numerator) and L is increasing (denominator). Including the tip enhancement factor: +``` +E_tip = kappa * V_tip / L +``` + +The field drops even faster than either effect alone. + +### Step 5: Growth Slows and Eventually Stalls + +When E_tip drops below E_propagation (see [[field-thresholds]]): +``` +dL/dt = 0 (stalled, regardless of available power) +``` + +The spark has reached its voltage-limited maximum length. + +### The Vicious Cycle + +The feedback loop is: + +``` +Longer spark -> More C_sh -> Lower V_tip -> Lower E_tip -> Slower growth + | + (Eventually: E_tip < E_propagation -> STALL) | +``` + +This is a negative feedback on growth that becomes progressively stronger as the spark extends. It guarantees that growth is sub-linear with energy input. + +## Maximum Voltage-Limited Length + +Setting E_tip equal to E_propagation and solving for the maximum length: + +``` +kappa * V_topload * C_mut / [(C_mut + C_sh_per_meter * L_max) * L_max] = E_propagation +``` + +This is a quadratic equation in L_max: + +``` +E_propagation * C_sh_per_meter * L_max^2 + E_propagation * C_mut * L_max - kappa * V_topload * C_mut = 0 +``` + +Using the quadratic formula: + +``` +L_max = [-E_propagation * C_mut + sqrt((E_propagation * C_mut)^2 + 4 * E_propagation * C_sh_per_meter * kappa * V_topload * C_mut)] / (2 * E_propagation * C_sh_per_meter) +``` + +### Numerical Example + +Using values from the worked example (`spark-growth-timeline.md`): + +``` +V_topload = 420 kV (peak) +C_mut = 9 pF +C_sh_per_meter = 6.6 pF/m +kappa = 3 +E_propagation = 0.7 MV/m + +Substituting: +4.62 * L^2 + 6.3 * L - 11.34 = 0 + +L_max = [-6.3 + sqrt(39.69 + 209.69)] / 9.24 + = [-6.3 + 15.79] / 9.24 + = 1.03 m +``` + +The coil reaches only 1.0 m despite having 200 kW of available power at peak voltage. This is the voltage limit in action. The target of 2.0 m is unachievable with these parameters -- not because of insufficient power, but because of insufficient voltage relative to the capacitive divider. + +## Sub-Linear Scaling + +The capacitive divider creates characteristic sub-linear scaling relationships between energy/voltage and spark length: + +### Length vs Voltage + +From the quadratic solution, for large L_max where C_sh >> C_mut: + +``` +L_max ~ sqrt(kappa * V_topload * C_mut / (E_propagation * C_sh_per_meter)) + ~ sqrt(V_topload) +``` + +Doubling the topload voltage increases maximum length by only sqrt(2) = 1.41x. This is a fundamental consequence of the C_sh proportional to L relationship. + +### Length vs Energy + +For burst mode (voltage-limited, single shot): +``` +P ~ V_topload^2 / Z_spark +Z_spark ~ 1/(omega * C_sh) ~ 1/(omega * C_sh_per_meter * L) + +Therefore: P ~ V_topload^2 * omega * C_sh_per_meter * L + +And since L ~ sqrt(V_topload): +L^2 ~ V_topload ~ sqrt(P) +L ~ P^(1/4) ... approximately +``` + +The actual scaling is closer to L proportional to sqrt(E_bang) for single-shot bursts, as observed by Freau (see [[empirical-scaling]]). The exact exponent depends on the relative magnitudes of C_mut and C_sh and the operating regime. + +### QCW Scaling + +QCW shows better (but still sub-linear) scaling, approximately L proportional to E^(0.6-0.8), because: +- Active voltage ramping partially compensates for the divider +- Leader formation reduces effective R, improving voltage delivery to tip +- Thermal accumulation reduces epsilon over the ramp +- But the fundamental divider effect still prevents linear scaling + +## Voltage Ramping as Partial Mitigation + +QCW mode uses a linearly ramping voltage: +``` +V_topload(t) = V_max * (t / T_ramp) +``` + +This partially counteracts the capacitive divider: +- As L increases, C_sh increases, attenuating V_tip +- But V_topload is simultaneously increasing, partially compensating +- Net effect: V_tip decreases more slowly than for constant V_topload +- Growth persists longer before E_tip drops below threshold + +However, the compensation is not complete. The rate of C_sh increase (proportional to dL/dt, which itself depends on P) generally outpaces the linear voltage ramp, especially as the spark gets long. The divider wins eventually. + +### Optimal Ramp Profile + +The linear ramp is not necessarily optimal. An accelerating ramp (voltage increasing faster than linearly) could better compensate for the divider. The optimal ramp profile V_topload(t) that maximizes final length for a given V_max and T_ramp is an open optimization problem. In practice, the linear ramp is sufficient and hardware-simple. + +## Effect of Finite R on Voltage Division + +The open-circuit formula V_tip = V_topload * C_mut / (C_mut + C_sh) overestimates the tip voltage. With finite R: + +1. Current flows through R, dissipating power (this is useful power for growth) +2. The voltage drop across R reduces V_tip compared to the open-circuit case +3. The impedance Z_mut = R || (1/(j*omega*C_mut)) has lower magnitude than 1/(j*omega*C_mut) alone +4. V_tip magnitude decreases and acquires a phase shift + +The quantitative effect depends on the ratio omega*C_mut*R: +- When omega*C_mut*R >> 1 (R large, streamer-like): approaches open-circuit limit +- When omega*C_mut*R ~ 1 (R near R_opt_power): V_tip reduced by ~20-30% +- When omega*C_mut*R << 1 (R very small, hot leader): V_tip severely attenuated, but this regime is unusual + +For practical calculations, the open-circuit formula provides a useful upper bound. For precise predictions, the full complex voltage division should be used. + +## Interaction with Other Limiting Mechanisms + +The capacitive divider does not act in isolation. It interacts with: + +### Field Threshold ([[field-thresholds]]) + +The divider reduces V_tip, which reduces E_tip. When E_tip falls below E_propagation, growth stalls. The field threshold provides the hard stop; the divider provides the mechanism that drives E_tip down to that stop. + +### Power Delivery + +As C_sh grows, R_opt_power = 1/(omega*(C_mut + C_sh)) decreases. This means: +- Lower R -> higher current -> potentially more power +- But the spark impedance also changes, affecting the Thevenin power delivery (see [[thevenin-method]]) +- Net effect: power delivered to the spark may increase even as V_tip decreases +- This explains why extra power goes into heating/brightening rather than lengthening during stall + +### Thermal Physics ([[thermal-physics]]) + +Leader formation (promoted by QCW) reduces R, which: +- Increases current through the channel +- Reduces V_tip (worse for voltage division) +- But also increases power to the spark (better for energy delivery) +- Net effect is complex; leader formation generally helps overall growth despite worse voltage division + +## Design Implications + +### To Maximize Spark Length + +1. **Maximize V_topload**: Most direct way to fight the divider. Higher voltage pushes L_max up as sqrt(V_topload). + +2. **Minimize C_sh_per_meter**: Depends on geometry and environment. Operating away from grounded surfaces helps. In practice, ~6.6 pF/m is hard to reduce significantly. + +3. **Maximize C_mut**: Higher C_mut improves the voltage division ratio C_mut/(C_mut+C_sh). Larger topload helps. + +4. **Use QCW with voltage ramping**: Partial compensation for divider effect during growth. + +5. **Maximize tip enhancement (kappa)**: Sharper tip geometry concentrates the field, partially compensating for reduced V_tip. But kappa is limited by geometry to ~2-5. + +6. **Lower E_propagation**: Operating at altitude (lower pressure) reduces E_propagation, allowing longer growth before stall. Humidity also affects this. + +### Fundamental Limits + +Even with all optimizations, the capacitive divider guarantees: +- Sub-linear scaling of L with V, E, and P +- An absolute maximum length determined by V_topload, C_mut, C_sh_per_meter, and E_propagation +- Diminishing returns on additional power once the voltage limit is reached +- A regime where extra power produces only heating and brightness, not length + +This is why the largest Tesla coil sparks require extremely high voltages (hundreds of kV to MV), not just high power. Power is necessary but not sufficient; voltage is the binding constraint. + +## Key Relationships + +- Derives from: [[circuit-topology]] (the C_mut || R in series with C_sh topology creates the divider) +- Interacts with: [[field-thresholds]] (divider reduces E_tip toward E_propagation threshold) +- Constrains: [[energy-and-growth]] (growth stalls when voltage-limited regardless of available power/energy) +- Explains: [[empirical-scaling]] (sub-linear L vs E and L vs V scaling laws) +- Motivates: QCW voltage ramping strategy (partially compensates divider during growth) +- Quantified by: [[femm-workflow]] (FEMM provides C_mut and C_sh values for specific geometries) +- Modeled in: [[lumped-model]] (single-element voltage division) +- Modeled in: [[distributed-model]] (segment-by-segment voltage attenuation along spark) diff --git a/context/circuit-topology.md b/context/circuit-topology.md new file mode 100644 index 0000000..d3e7967 --- /dev/null +++ b/context/circuit-topology.md @@ -0,0 +1,242 @@ +--- +id: circuit-topology +title: "Fundamental Circuit Topology and Phase Constraints" +status: established +source_sections: "spark-physics.txt: Part 1 (lines 11-72), Part 11 (lines 736-751)" +related_topics: [power-optimization, thevenin-method, coupled-resonance, capacitive-divider, lumped-model, distributed-model, femm-workflow, equations-and-bounds] +key_equations: + - "Input admittance Y" + - "Re{Y} and Im{Y} decomposition" + - "Impedance phase angle phi_Z" + - "Fundamental phase constraint phi_Z_min" + - "Capacitance ratio r" +key_terms: + - "mutual capacitance" + - "shunt capacitance" + - "admittance" + - "impedance phase angle" + - "topological constraint" + - "phasor" + - "susceptance" + - "conductance" +images: + - complex-plane-admittance.png + - phase-angle-visualization.png + - phase-constraint-graph.png + - admittance-vector-addition.png +examples: [] +open_questions: + - "How does the phase constraint shift if C_mut becomes frequency-dependent at very high frequencies?" + - "What is the exact crossover geometry (topload size vs. spark length) where r = 0.207?" + - "How do proximity effects from nearby grounded objects alter the effective C_sh and thus r?" +--- + +# Fundamental Circuit Topology and Phase Constraints + +This document establishes the foundational circuit model for Tesla coil sparks. Every subsequent analysis in the knowledge graph -- power optimization, Thevenin extraction, lumped and distributed modeling -- builds on the topology and admittance relationships derived here. The central result is a topological phase constraint that limits the impedance angle the spark can present to the resonant circuit, independent of plasma physics. + +## 1. The Basic Spark Circuit Model + +### 1.1 Physical Origin of the Two Capacitances + +FEMM electrostatic analysis of a Tesla coil with an extended spark channel reveals two distinct capacitances at the topload connection point: + +- **Mutual capacitance (C_mut):** The capacitive coupling between the spark channel and the topload. This is the path through which displacement current flows from the topload into the spark plasma. C_mut depends on the topload geometry, spark channel shape, and their relative orientation. For a typical toroidal topload with a spark emerging from its edge, C_mut ranges from roughly 3 to 15 pF depending on topload size and spark length. + +- **Shunt capacitance (C_sh):** The capacitance from the spark channel to ground (and to all other grounded or low-potential objects in the environment). Empirically, C_sh scales approximately linearly with spark length at ~2 pF per foot (~6.6 pF per meter). This scaling holds because longer sparks present more conductor length to the surrounding environment. + +### 1.2 Circuit Topology + +The two capacitances, together with the spark channel resistance R, form the following topology at the topload node: + +``` +Topload ---[C_mut || R]--- Spark tip + | | + | [C_sh] + | | + GND ---------------------- GND +``` + +Reading this circuit: +- C_mut and R are in parallel between the topload node and the spark tip node. The parallel combination represents the fact that current can flow from topload to spark either through the capacitive coupling (displacement current through C_mut) or through the resistive plasma channel (conduction current through R). +- C_sh connects the spark tip to ground, representing the distributed capacitance of the spark channel to its environment. +- The topload itself connects to ground through the Tesla coil secondary (not shown here; that is the source impedance). + +This is NOT a simple series or parallel RLC. The topology is a bridged-T or pi-network, and this specific arrangement is what creates the phase constraint discussed below. + +### 1.3 Phasor Convention + +**All phasor quantities in this framework use peak values, not RMS.** Power formulas therefore include the factor of 0.5: + +``` +P = 0.5 * Re{V * I*} +``` + +where I* denotes the complex conjugate of I. This convention is consistent throughout all topics in the knowledge graph. + +## 2. Admittance Analysis + +### 2.1 Definitions + +At angular frequency omega = 2*pi*f, define: + +- **G = 1/R** : conductance of the spark channel [siemens] +- **B_1 = omega * C_mut** : susceptance due to mutual capacitance [siemens] (positive, capacitive) +- **B_2 = omega * C_sh** : susceptance due to shunt capacitance [siemens] (positive, capacitive) + +Note that B_1 and B_2 are defined as positive quantities (the conventional "capacitive susceptance" magnitude). The imaginary part of the admittance of a capacitor C is +j*omega*C in the Y-domain. + +### 2.2 Input Admittance at Topload + +The admittance looking into the spark circuit from the topload node (with ground as the return) is computed by combining the parallel combination (G + jB_1) in series with jB_2: + +``` +Y = ((G + jB_1) * jB_2) / (G + j(B_1 + B_2)) +``` + +**Derivation:** The impedance of the parallel (C_mut || R) branch is Z_parallel = 1/(G + jB_1). The impedance of C_sh is Z_sh = 1/(jB_2). The total impedance from topload to ground is Z_total = Z_parallel + Z_sh. The total admittance is Y = 1/Z_total. Inverting: + +``` +Y = 1 / [1/(G + jB_1) + 1/(jB_2)] + = (G + jB_1) * jB_2 / [(G + jB_1) + jB_2] + = ((G + jB_1) * jB_2) / (G + j(B_1 + B_2)) +``` + +### 2.3 Real and Imaginary Parts + +Multiplying numerator and denominator by the conjugate of the denominator: + +**Real part (conductance component):** +``` +Re{Y} = G * B_2^2 / (G^2 + (B_1 + B_2)^2) +``` + +**Imaginary part (susceptance component):** +``` +Im{Y} = B_2 * [G^2 + B_1*(B_1 + B_2)] / (G^2 + (B_1 + B_2)^2) +``` + +**Verification of limiting cases:** + +- **R -> infinity (G -> 0):** Re{Y} -> 0, Im{Y} -> B_1*B_2/(B_1 + B_2). This is the series combination of two capacitances, as expected (no conduction, pure capacitive divider). + +- **R -> 0 (G -> infinity):** Re{Y} -> B_2^2/G -> 0 (approaches short at topload, all current bypasses C_sh). More carefully: Y -> jB_2, since the short across C_mut || R removes C_mut and leaves only C_sh. + +- **C_sh -> 0 (B_2 -> 0):** Y -> 0. No path to ground through the spark; the circuit is open. + +### 2.4 Admittance and Impedance Phase Angles + +The admittance phase angle is: + +``` +theta_Y = atan(Im{Y} / Re{Y}) +``` + +The impedance phase angle, which is what is typically measured and discussed in Tesla coil literature, is the negative of the admittance phase: + +``` +phi_Z = -theta_Y = atan(-Im{Y} / Re{Y}) +``` + +**Sign convention:** A purely capacitive load has phi_Z = -90 degrees. A purely resistive load has phi_Z = 0 degrees. The spark load always has phi_Z between -90 degrees and 0 degrees (capacitive side), because the circuit contains only capacitors and a resistor (no inductance). + +**Important:** When Tesla coil builders discuss "matching to -45 degrees" or "the impedance angle," they are referring to phi_Z, not theta_Y. + +![Admittance in the complex plane](../assets/complex-plane-admittance.png) + +![Phase angle visualization for different R values](../assets/phase-angle-visualization.png) + +![Vector addition of admittance components](../assets/admittance-vector-addition.png) + +## 3. The Fundamental Phase Constraint + +### 3.1 Derivation + +The impedance phase angle phi_Z depends on R (equivalently, on G = 1/R). As R varies from 0 to infinity, phi_Z traces a curve. There exists a minimum achievable impedance phase angle (maximum negative value) that depends only on the ratio of capacitances: + +``` +phi_Z_min = -atan(2 * sqrt(r * (1 + r))) + +where r = C_mut / C_sh +``` + +**Derivation sketch:** Setting d(phi_Z)/dG = 0, the condition for extremum yields G_opt = omega * sqrt(C_mut * (C_mut + C_sh)), which corresponds to R_opt_phase = 1/(omega * sqrt(C_mut * (C_mut + C_sh))). Substituting back gives the minimum phase expression above. + +### 3.2 The -45 Degree Impossibility + +Setting phi_Z_min = -45 degrees and solving: + +``` +atan(2 * sqrt(r * (1 + r))) = 45 degrees +2 * sqrt(r * (1 + r)) = 1 +4 * r * (1 + r) = 1 +4r^2 + 4r - 1 = 0 +r = (-4 + sqrt(16 + 16)) / 8 = (-4 + 4*sqrt(2)) / 8 = (sqrt(2) - 1) / 2 ~ 0.207 +``` + +**Critical insight:** When r >= 0.207, achieving phi_Z = -45 degrees is mathematically impossible, regardless of the value of R. This is a topological constraint imposed by the circuit structure, not a limitation of plasma physics or any material property. + +### 3.3 Practical Implications + +For typical Tesla coil geometries: + +| Topload / Spark Configuration | Approximate r = C_mut/C_sh | phi_Z_min | +|-------------------------------|---------------------------|-----------| +| Large topload, short spark | 1.0 - 2.0 | -55 to -70 deg | +| Medium topload, medium spark | 0.5 - 1.0 | -50 to -55 deg | +| Small topload, long spark | 0.2 - 0.5 | -45 to -50 deg | + +Since most practical configurations have r > 0.207, the -45 degree "matched" condition is almost never achievable. This explains why real sparks typically present impedance angles in the -55 to -75 degree range. + +![Phase constraint as a function of capacitance ratio](../assets/phase-constraint-graph.png) + +### 3.4 The "R approximately equals |X_c|" Myth + +Tesla coil literature often states that spark resistance approximately equals the magnitude of the capacitive reactance: R ~ |X_c|. This relationship does emerge approximately from the power optimization (see [[power-optimization]]), but it does NOT imply that -45 degrees is achievable. The approximate equality arises because R_opt_power = 1/(omega * C_total) ~ 1/(omega * C_sh) when C_mut and C_sh are comparable, and 1/(omega * C) is the reactance magnitude. The phase angle at R_opt_power, however, is typically -55 to -75 degrees, not -45 degrees. + +## 4. Effect of Secondary Losses + +### 4.1 Parasitic Conductance + +Real Tesla coil secondaries have losses: wire resistance, dielectric losses in the coil form, corona losses, and radiation. These appear as a parallel conductance G_sec on the source side (topload-to-ground), in addition to the spark circuit. + +### 4.2 Impact on Phase Constraint + +The additional parallel conductance G_sec increases the real part of the total admittance seen by the source but does NOT change the spark circuit's fundamental phase constraint. The spark still cannot present an impedance angle better than phi_Z_min. The secondary losses simply add a real (resistive) load in parallel with the spark's complex load. The total phase angle of the combined load will actually be closer to zero (more resistive), but this is because power is being wasted in the secondary, not because the spark is better matched. + +**Practical note:** When measuring the total Q of a loaded Tesla coil, the measured Q reflects both secondary losses and spark loading. Separating the two requires the [[thevenin-method]] or careful ringdown analysis. + +## 5. Frequency Dependence + +### 5.1 How Admittance Scales with Frequency + +Since B_1 = omega * C_mut and B_2 = omega * C_sh, both susceptances scale linearly with frequency. The admittance components Re{Y} and Im{Y} therefore have non-trivial frequency dependence. However, the phase constraint phi_Z_min depends only on the ratio r = C_mut/C_sh, which is frequency-independent (assuming frequency-independent capacitances). Thus: + +- The minimum achievable phase angle does not change with frequency. +- The resistance value that achieves the minimum phase (R_opt_phase) does change with frequency (it is inversely proportional to omega). +- The resistance value that maximizes power (R_opt_power) also changes with frequency. + +### 5.2 Relevance to Frequency Tracking + +When a spark loads the Tesla coil, the resonant frequency shifts (see [[coupled-resonance]]). As frequency changes, B_1 and B_2 change proportionally, which shifts R_opt_power and R_opt_phase. However, because r is fixed, phi_Z_min is unaffected. The spark must re-optimize its resistance to the new R_opt_power at the new operating frequency. + +## 6. Connection to Other Topics + +### Key Relationships + +- **Derives from:** FEMM electrostatic analysis (physical measurement of C_mut and C_sh) +- **Enables:** [[power-optimization]] (R_opt_power and R_opt_phase are computed from the admittance expressions derived here) +- **Enables:** [[thevenin-method]] (the spark circuit topology defines what Z_load looks like to the Thevenin equivalent) +- **Enables:** [[lumped-model]] (the lumped model IS this circuit, with FEMM-extracted capacitance values) +- **Constrains:** [[coupled-resonance]] (the phase constraint limits how "resistive" the spark can look, affecting power transfer) +- **Extended by:** [[distributed-model]] (the distributed model generalizes this single-section topology to n sections) +- **Extended by:** [[capacitive-divider]] (the voltage division at the spark tip is a direct consequence of this topology) + +### Summary of Key Results + +1. The spark circuit is a bridged-T network with C_mut || R in series with C_sh. +2. The input admittance Y has closed-form real and imaginary parts in terms of G, B_1, B_2. +3. The impedance phase angle phi_Z is bounded by phi_Z_min = -atan(2*sqrt(r*(1+r))). +4. For r >= 0.207 (almost all practical configurations), -45 degrees is impossible. +5. Secondary losses do not relax the phase constraint. +6. The constraint is topological (circuit structure), not physical (plasma properties). diff --git a/context/coupled-resonance.md b/context/coupled-resonance.md new file mode 100644 index 0000000..52d5bf3 --- /dev/null +++ b/context/coupled-resonance.md @@ -0,0 +1,361 @@ +--- +id: coupled-resonance +title: "Coupled Resonance, Pole Splitting, and Frequency Tracking" +status: established +source_sections: "spark-physics.txt: Part 4 (lines 192-210), Part 9 (lines 666-700)" +related_topics: [circuit-topology, power-optimization, thevenin-method, energy-and-growth, qcw-operation, lumped-model, distributed-model, equations-and-bounds] +key_equations: + - "Pole frequencies (eigenfrequencies)" + - "C_sh increase with spark length" + - "Loaded pole shift" + - "Power at loaded pole vs fixed frequency" +key_terms: + - "coupled resonant system" + - "eigenfrequency" + - "lower pole" + - "upper pole" + - "pole splitting" + - "frequency tracking" + - "PLL" + - "DRSSTC" + - "detuning" + - "loaded Q" + - "geometric mean" +images: + - frequency-shift-with-loading.png + - drsstc-operating-modes.png + - loaded-pole-analysis.png +examples: [] +open_questions: + - "What is the optimal PLL bandwidth for tracking the loaded pole during QCW ramp?" + - "How does the upper pole behave under heavy spark loading -- does it ever become the dominant mode?" + - "Can the frequency tracking strategy be adapted in real time based on spark impedance feedback?" + - "What is the quantitative power penalty for operating 5% off the loaded pole versus exactly on it?" + - "How do higher-order modes (if present in long secondaries) interact with the spark-loaded poles?" + - "Does the ~1 MHz breakdown voltage minimum affect inception behavior for high-frequency DRSSTCs (>200 kHz)?" + - "How does frequency tracking performance vary between 300-600 kHz QCW builds and 50-100 kHz burst DRSSTCs?" +--- + +# Coupled Resonance, Pole Splitting, and Frequency Tracking + +This document addresses the coupled resonant nature of the Tesla coil system and the critical role of frequency tracking when a spark loads the circuit. The central finding is that comparing spark impedances at a fixed frequency conflates two distinct effects (impedance matching and detuning), and that frequency tracking is THE most important often-missed concept in Tesla coil spark modeling. + +## 1. The Coupled Resonant System + +### 1.1 Unloaded Tesla Coil: Two Eigenfrequencies + +A Tesla coil consists of two resonant circuits (primary and secondary) coupled magnetically with coupling coefficient k. Even without a spark, this coupled system does not have a single resonant frequency. Instead, it has two resonant modes (eigenfrequencies or poles): + +- **Lower pole (f_lower):** Below the geometric mean of the uncoupled primary and secondary frequencies. In this mode, the primary and secondary currents are approximately in phase. + +- **Upper pole (f_upper):** Above the geometric mean. In this mode, the primary and secondary currents are approximately in antiphase. + +For a coil with uncoupled primary frequency f_p and uncoupled secondary frequency f_s, and coupling coefficient k: + +``` +f_lower ~ f_mean * sqrt(1 - k) (approximate, for tuned case f_p ~ f_s) +f_upper ~ f_mean * sqrt(1 + k) (approximate, for tuned case f_p ~ f_s) + +where f_mean = sqrt(f_p * f_s) ~ f_p ~ f_s (for tuned coils) +``` + +The splitting between the two poles is proportional to k. For typical DRSSTCs with k = 0.15-0.25, the splitting is 15-25% of the center frequency. + +### 1.2 Mode Characteristics + +Each pole has its own: +- **Frequency:** f_lower and f_upper +- **Quality factor (Q):** Determined by losses in both primary and secondary +- **Voltage gain:** The ratio of topload voltage to primary voltage differs between modes +- **Current distribution:** The pattern of currents in primary and secondary differs + +For most DRSSTCs, the lower pole provides higher topload voltage because the secondary's distributed capacitance and the topload capacitance are in a favorable configuration. + +### 1.3 Why Poles, Not "Resonant Frequency" + +It is incorrect to speak of "the resonant frequency" of a Tesla coil. The system has two distinct resonances. The coil's behavior depends critically on which pole the drive is tuned to. Most DRSSTCs are tuned to operate at or near the lower pole, but this is a design choice, not a physical necessity. + +### 1.4 Frequency Dependence of Air Breakdown + +A relevant physical phenomenon for coupled resonance design: the breakdown voltage in air shows a frequency dependence, with a **minimum near ~1 MHz**. At frequencies well below this, breakdown follows quasi-DC (Paschen) behavior. Near and above 1 MHz, electrons can survive the field reversal between half-cycles, reducing the effective breakdown threshold. The effect becomes significant when the RF half-period approaches the electron attachment time in air (~16 ns at STP). [Becker et al. 2005, Ch 2, p. 30; Kunhardt 2000] + +For Tesla coils operating at 50-400 kHz, this effect is relatively minor but not negligible: + +| Operating Frequency | Estimated Effect on Inception | +|---------------------|-------------------------------| +| 50 kHz | Essentially DC-like breakdown | +| 100-200 kHz | Possibly 1-5% reduction vs. DC predictions | +| 200-400 kHz | Possibly 5-10% reduction vs. DC predictions | +| ~1 MHz (some small SSTCs) | Approaching minimum, potentially 20-30% reduction | + +This frequency dependence is an additional factor (beyond the pole-tracking effects in Sections 2-3) that should be considered when comparing spark performance across coils operating at very different frequencies. A coil at 400 kHz may have a slight inherent advantage in spark inception over an otherwise identical coil at 100 kHz, independent of coupling and power considerations. + +See [[field-thresholds]] Section 4.4 for the broader discussion of frequency effects on breakdown. + +### 1.5 QCW Operating Parameters from Community Survey + +A comprehensive survey of QCW builder data [Phase 6 QCW community survey, 2026-02-10] reveals that QCW operation occupies a distinct parameter space compared to burst-mode DRSSTCs: + +| Parameter | QCW Range | Burst DRSSTC | Implication | +|-----------|-----------|--------------|-------------| +| Coupling (k) | 0.3-0.55+ | 0.05-0.2 | QCW needs tight coupling for adequate power transfer at low peak current | +| Operating frequency | 300-600 kHz | 50-110 kHz | Higher frequency enables continuous heating (see [[thermal-physics]]) | +| Tank capacitance | 5-15 nF | 50-300 nF | Smaller tank for faster ring-up | +| Ramp duration | 10-22 ms | N/A (burst ~70-150 us) | 100-200x longer pulse | +| Peak primary current | 50-200 A | 200-1000+ A | QCW uses far less peak current | +| Secondary voltage | 40-70 kV | 200-600 kV | QCW voltage is 5-15x lower | +| Spark:secondary ratio | 7-16x | 2-4x | QCW produces 3-5x more spark per unit secondary | +| Growth rate | ~170 m/s | N/A (single-shot) | Half the speed of sound | + +**Key insight — QCW secondary voltage is LOW:** Multiple independent builders (Steve Ward, davekni, Loneoceans) have measured QCW secondary voltages of only 40-70 kV despite producing meter-length sparks. The most dramatic comparison: davekni measured ~600 kV for 2-3 m burst-mode sparks vs ~40 kV for equivalent QCW sparks at 450 kHz — a 15:1 voltage ratio. This proves that QCW growth is driven by sustained energy injection through a persistent leader channel, not by high instantaneous voltage. See [[streamers-and-leaders]] for the physical explanation. + +**Coupling requirement (k >= 0.3):** All successful QCW sword-spark builds use k >= 0.3, typically 0.35-0.55. Higher coupling enables sufficient power transfer at QCW's lower peak currents (50-200 A vs 200-1000+ A for burst). It also widens the pole separation, making frequency tracking more robust against the shifting loaded pole during the ramp. However, Loneoceans' SSTC3 (single-resonant, lower coupling) still produces straight sparks at 380-420 kHz, suggesting that the coupling requirement is primarily an engineering constraint (adequate power delivery) rather than a physics constraint (straightness). + +## 2. Spark-Induced Pole Modification + +### 2.1 How the Spark Modifies the System + +When a spark forms, it adds the spark circuit (C_mut || R in series with C_sh, per [[circuit-topology]]) at the topload node. This modifies the system in two ways: + +1. **Frequency shift:** The additional capacitance (primarily C_sh, which grows with spark length at ~2 pF/foot) increases the total capacitance at the topload, lowering both pole frequencies. The lower pole drops more because it is more sensitive to topload loading. + +2. **Damping increase:** The spark resistance R adds loss to the system, reducing the Q of both poles. This is the desired effect -- power dissipated in R is the power delivered to the spark. + +**Critical distinction:** The spark modifies both frequency AND damping, not just one or the other. Ignoring either effect leads to incorrect power predictions. + +### 2.2 Quantitative Frequency Shift + +For a spark of length L (in meters), with C_sh ~ 6.6 pF/m * L: + +``` +C_total_new = C_top_original + C_sh(L) + coupling_corrections + +Approximate frequency shift: +delta_f / f_0 ~ -C_sh(L) / (2 * C_top_original) (first order) +``` + +For a medium coil with C_top = 30 pF and a 2-meter spark (C_sh ~ 13 pF): + +``` +delta_f / f_0 ~ -13 / (2 * 30) ~ -22% +``` + +This is a very large frequency shift. A 22% detuning can reduce power transfer by an order of magnitude if the drive frequency is not adjusted. + +### 2.3 Damping Increase + +The loaded Q at the lower pole decreases as: + +``` +1/Q_loaded = 1/Q_unloaded + 1/Q_spark + +where Q_spark ~ omega_L * C_total / G_spark (for the spark contribution) +``` + +For a well-coupled spark near R_opt_power, Q_spark might be 10-30, while Q_unloaded might be 100-300. The spark dominates the loaded Q, which is desirable (most power goes to the spark, not secondary losses). + +## 3. The Frequency Tracking Problem + +### 3.1 The Fundamental Issue + +Consider the following common (but flawed) simulation approach: +1. Set drive frequency to f_0 (unloaded resonance). +2. Attach spark load with resistance R_1. +3. Measure power P_1. +4. Change to R_2. +5. Measure power P_2. +6. Compare P_1 and P_2 to determine "which R is better matched." + +**This is wrong.** The comparison is invalid because the loaded pole frequency shifts when R changes (through the change in damping and the coupling between R and the reactive elements). At fixed drive frequency: + +- Some R values will happen to place the loaded pole near the drive frequency (accidentally "tuned"), giving misleadingly high power. +- Other R values will shift the loaded pole far from the drive frequency ("detuned"), giving misleadingly low power. + +**What is actually being measured:** The comparison conflates two independent effects: +1. **Impedance matching quality** (how close R is to R_opt_power) +2. **Frequency detuning** (how far the drive is from the loaded pole) + +These must be separated to draw valid conclusions. + +### 3.2 The Correct Approach + +**For each R value:** +1. Sweep the drive frequency over a band (e.g., +/-15% of f_0). +2. Find the frequency of maximum |V_top| -- this is the loaded pole frequency f_L(R). +3. Measure the power delivered to the spark AT that loaded pole frequency. +4. Record P(R) at the optimally tuned frequency. + +This procedure isolates the impedance matching quality from frequency effects. The resulting P(R) curve peaks at R_opt_power, as predicted by [[power-optimization]]. + +### 3.3 Quantitative Impact of Ignoring Frequency Tracking + +The power penalty for operating at a fixed frequency when the loaded pole has shifted can be estimated. For a system with loaded Q_L: + +``` +P(f) / P(f_L) ~ 1 / (1 + Q_L^2 * (f/f_L - f_L/f)^2) +``` + +For Q_L = 20 and 5% detuning: + +``` +P(f) / P(f_L) ~ 1 / (1 + 400 * (0.05)^2) ~ 1 / 2 = 50% +``` + +A 5% frequency error costs half the power. For 10% detuning, the penalty is ~80%. This is why frequency tracking is so important. + +**Steve Conner and others in the Tesla coil community have identified frequency tracking as the single most important factor** that separates high-performance coils from underperformers. A coil with excellent frequency tracking will outperform one with better static impedance matching but poor tracking. The power difference can be a factor of 3-5. + +## 4. DRSSTC Operating Modes + +### 4.1 Fixed Frequency + +**Description:** The drive inverter operates at a pre-set frequency determined by a crystal oscillator, RC timer, or similar fixed reference. + +**Advantages:** +- Simple implementation +- Predictable behavior +- No feedback loop to destabilize + +**Disadvantages:** +- No compensation for spark loading +- As spark grows and poles shift, the coil detunes +- Power delivery drops dramatically during spark growth +- Only competitive for very short pulses (burst mode) where the spark has minimal time to load the system + +**When appropriate:** Short burst-mode operation (<100 us pulses) where frequency shift is minimal, or for initial testing and debugging. + +### 4.2 PLL (Phase-Locked Loop) + +**Description:** A phase comparator measures the phase relationship between the drive signal and a feedback signal (typically the secondary base current or a current transformer on the primary). The PLL adjusts the drive frequency to maintain a target phase relationship, tracking the loaded pole. + +**Advantages:** +- Automatically tracks the loaded pole as spark grows +- Maintains near-optimal power transfer throughout spark growth +- Most common approach in high-performance DRSSTCs + +**Disadvantages:** +- PLL bandwidth must be chosen carefully: + - Too slow: cannot track rapid impedance changes + - Too fast: may overshoot or oscillate, especially during spark inception +- Phase detector may lock to wrong pole (upper instead of lower) +- Noise from spark can corrupt the feedback signal +- Complex implementation + +**Design considerations:** +- PLL bandwidth should be fast enough to track the spark growth timescale (~1 ms changes) but slow enough to reject RF noise (>1 MHz) +- Typical PLL bandwidth: 1-10 kHz +- The feedback signal must be filtered to extract the fundamental frequency + +### 4.3 Programmed Frequency + +**Description:** The drive frequency is pre-programmed as a function of time, based on anticipated or pre-measured loading. For QCW operation, the frequency ramp can be designed to match the expected pole shift during voltage ramp-up. + +**Advantages:** +- No feedback loop (stable, predictable) +- Can be optimized for specific operating conditions +- No noise sensitivity + +**Disadvantages:** +- Requires advance knowledge of loading (or iterative calibration) +- Does not adapt to variations (spark length, humidity, proximity to objects) +- Must be re-programmed for different operating conditions + +**When appropriate:** Highly repeatable operating conditions, competition coils optimized for a specific target, or as a supplement to PLL (pre-programmed nominal trajectory with PLL corrections). + +### 4.4 Hybrid Approaches + +Modern high-performance DRSSTCs often combine approaches: +- Programmed frequency ramp for the nominal trajectory +- PLL correction for deviations from nominal +- Mode switching: fixed frequency during ring-up, PLL during spark growth +- Adaptive algorithms that learn the pole trajectory over multiple pulses + +![DRSSTC operating modes comparison](../assets/drsstc-operating-modes.png) + +## 5. Pole Behavior Under Heavy Loading + +### 5.1 Pole Migration + +As spark loading increases (C_sh grows, R decreases toward R_opt): + +1. **Lower pole:** Frequency decreases, Q decreases. This is the primary operating pole for most DRSSTCs. Under very heavy loading, the lower pole can shift by 20-30% from its unloaded position. + +2. **Upper pole:** Frequency also shifts (less dramatically), Q decreases. The upper pole may become so heavily damped that it effectively disappears as a distinct resonance. + +3. **Pole merging:** In extreme cases (very heavy loading or very tight coupling), the two poles can merge into a single, heavily damped resonance. This is unusual in normal operation but can occur during arc strikes to grounded objects. + +### 5.2 Mode Coupling + +The spark introduces a coupling between what were previously relatively independent modes. At moderate loading: +- Energy can transfer between modes +- The simple two-pole picture becomes less clean +- Transient analysis may show beating between modes + +For simulation purposes, sweeping frequency to find the actual loaded pole (as described in Section 3.2) automatically accounts for these effects. + +![Loaded pole analysis showing frequency and Q vs. spark loading](../assets/loaded-pole-analysis.png) + +![Frequency shift with spark loading](../assets/frequency-shift-with-loading.png) + +## 6. Interaction with Thevenin Analysis + +### 6.1 Frequency-Dependent Thevenin Parameters + +The Thevenin equivalent (see [[thevenin-method]]) captures the coupled resonance behavior implicitly through the frequency dependence of Z_th(omega) and V_th(omega): + +- Near the lower pole: Z_th has a peak in its real part, V_th has a peak in magnitude +- Near the upper pole: smaller secondary peaks +- Between poles: Z_th and V_th vary smoothly + +By measuring Z_th and V_th over the full frequency band, the Thevenin approach automatically accounts for pole shifting and mode coupling. + +### 6.2 Practical Implication + +When using the Thevenin method for power prediction: +1. Compute Z_load for the spark at the operating frequency. +2. Compute P_load = 0.5 * |V_th(f)|^2 * Re{Z_load(f)} / |Z_th(f) + Z_load(f)|^2. +3. Sweep f to find the frequency that maximizes P_load for each set of spark parameters. +4. That frequency is the loaded pole. + +## 7. Practical Recommendations + +### 7.1 For Simulation + +- **Always sweep frequency** when comparing different spark loads. Never evaluate at a single fixed frequency. +- **Report power at the loaded pole**, not at the unloaded resonant frequency. +- **Track both poles** to ensure you are operating on the correct one. +- **Include primary tank components** in the model; they affect pole locations significantly. + +### 7.2 For Coil Design + +- **Design PLL bandwidth** for the expected spark growth timescale. +- **Allow sufficient frequency range** in the drive electronics (at least +/-15% of nominal). +- **Monitor for pole-hopping:** If the PLL locks onto the wrong pole, power delivery can drop dramatically. +- **Consider QCW ramp rate:** Faster ramps require faster frequency tracking. Typical QCW ramps of 5-20 ms are well within PLL capability if bandwidth is 1-10 kHz. + +### 7.3 For Measurement + +- **Ringdown measurements** (see [[thevenin-method]]) give Q and frequency at a single operating point. Multiple measurements at different loading levels map out the pole trajectory. +- **Real-time frequency monitoring** (e.g., counting zero crossings of the secondary current) provides the loaded pole frequency during operation. + +## 8. Connection to Other Topics + +### Key Relationships + +- **Derives from:** Coupled oscillator theory (standard physics of two inductively coupled LC circuits) +- **Depends on:** [[circuit-topology]] (the spark load impedance is what modifies the poles) +- **Interacts with:** [[power-optimization]] (R_opt_power changes with frequency; frequency tracking ensures the correct R_opt is used) +- **Measured via:** [[thevenin-method]] (Z_th(omega) captures pole behavior; ringdown gives loaded Q) +- **Affects:** [[energy-and-growth]] (power delivery during spark growth depends on how well the system tracks the loaded pole) +- **Affects:** [[lumped-model]] and [[distributed-model]] (simulations must include frequency tracking for accurate power predictions) + +### Summary of Key Results + +1. A Tesla coil has two eigenfrequencies (poles), not one "resonant frequency." +2. Spark loading shifts both poles lower in frequency and increases damping. +3. Comparing spark loads at fixed frequency conflates impedance matching with detuning. +4. The correct procedure: for each load, find the loaded pole, then measure power there. +5. Frequency tracking (PLL or programmed) is the single most impactful design feature. +6. A 5% frequency error can halve the delivered power; 10% can cost 80%. +7. Three DRSSTC operating modes: fixed frequency, PLL, programmed. PLL is most common. +8. Power penalty from poor frequency tracking: factor of 3-5 in real coils. diff --git a/context/distributed-model.md b/context/distributed-model.md new file mode 100644 index 0000000..39059cd --- /dev/null +++ b/context/distributed-model.md @@ -0,0 +1,385 @@ +--- +id: distributed-model +title: "nth-Order Distributed Spark Model" +status: established +source_sections: "spark-physics.txt: Part 8 (lines 540-664), Part 10.2 (lines 715-733), Part 11 (lines 736-803)" +related_topics: [lumped-model, femm-workflow, circuit-topology, power-optimization, thevenin-method, coupled-resonance, capacitive-divider, field-thresholds, energy-and-growth, streamers-and-leaders, equations-and-bounds, open-questions] +key_equations: + - "Tapered resistance initialization" + - "Position-dependent resistance bounds" + - "Circuit-determined R per segment" + - "Damped iterative update rule" + - "Self-consistency diameter check" +key_terms: + - "distributed model" + - "segment" + - "partial capacitance matrix" + - "Maxwell capacitance matrix" + - "resistance taper" + - "convergence" + - "damping factor" + - "passivity" + - "nearest-neighbor approximation" + - "controlled sources" +images: + - resistance-taper-initialization.png + - power-distribution-along-spark.png + - current-attenuation-plot.png + - lumped-vs-distributed-comparison.png + - position-dependent-bounds.png + - validation-total-resistance.png + - capacitance-matrix-heatmap.png + - femm-geometry-setup-distributed.png + - partial-capacitance-transformation.png + - iterative-optimization-convergence.png + - spice-implementation-methods.png +examples: + - distributed-model-complete.md +open_questions: + - "What is the optimal number of segments for a given spark length -- is there a principled criterion beyond 'diminishing returns at n=10'?" + - "Can the resistance distribution be used to infer the leader-to-streamer transition point, and if so, what is the R threshold?" + - "How should branching be handled -- does each branch get its own distributed model, and how is power divided at branch points?" + - "Is the nearest-neighbor approximation sufficient for tightly-spaced segments, or does it break down when segment length approaches the channel diameter?" + - "How does the resistance distribution evolve in time during QCW ramp-up?" +--- + +# nth-Order Distributed Spark Model + +The distributed model divides the spark channel into n segments (typically n = 10), each with its own mutual capacitances, shunt capacitance, and resistance. This generalization of the [[lumped-model]] captures the spatial variation of current, power, and impedance along the spark length. The model reveals that base segments naturally optimize to low resistance (hot leader plasma) while tip segments settle at high resistance (cold streamer plasma), providing a circuit-level explanation for the observed leader-streamer structure of Tesla coil sparks. + +## 1. Model Structure + +### 1.1 Segmentation + +The spark channel of total length L is divided into n equal segments. Each segment has length L_seg = L/n. Segments are numbered from i = 1 (base, connected to topload) to i = n (tip, farthest from topload). Together with the topload (conductor 0), there are n + 1 conductors in the FEMM model. + +``` +Topload (conductor 0) + | +[C_01][R_1][C_1,gnd] Segment 1 (base) + | +[C_12][R_2][C_2,gnd] Segment 2 + | + ... + | +[C_{n-1,n}][R_n][C_n,gnd] Segment n (tip) +``` + +Each segment possesses: +- **Mutual capacitances** to every other conductor (topload, all other segments) +- **Shunt capacitance** to ground (environment) +- **Resistance R[i]** representing the plasma conductivity of that section +- **Optional inductance** if magnetic effects are significant (usually omitted for straight sparks at typical frequencies) + +### 1.2 Position Variable + +For a segment indexed by i (from 1 to n), define the normalized position: + +``` +position = (i - 1) / (n - 1) +``` + +This ranges from 0 at the base (segment 1) to 1 at the tip (segment n). The position variable is used to set position-dependent resistance bounds and initialization profiles. + +## 2. FEMM Extraction for Distributed Model + +### 2.1 Geometry Setup + +The FEMM electrostatic model includes n + 1 conductors: +- Conductor 0: Topload (toroid or sphere) +- Conductors 1 through n: Cylindrical segments of the spark channel + +Each segment is a short cylinder of length L_seg and nominal diameter d (typically 1 mm for burst mode, 3 mm for QCW). Small gaps of 0.1 mm between segments ensure numerical stability while maintaining physical proximity. See [[femm-workflow]] for detailed setup procedures. + +### 2.2 The (n+1) x (n+1) Capacitance Matrix + +FEMM produces a symmetric (n+1) x (n+1) Maxwell capacitance matrix C. For a 10-segment model, this is an 11x11 matrix. + +**Matrix properties (must verify):** +- **Symmetric:** C[i,j] = C[j,i] for all i, j +- **Diagonal positive:** C[i,i] > 0 (self-capacitance) +- **Off-diagonal negative:** C[i,j] < 0 for i != j (mutual coupling, Maxwell convention) +- **Nearest-neighbor dominance:** |C[i,i+1]| > |C[i,i+2]| > |C[i,i+3]| (coupling decreases with distance) +- **Decreasing diagonals toward tip:** Self-capacitance typically decreases from base to tip because base segments are better coupled to the nearby topload + +**Coupling patterns observed in practice:** +- Topload-to-base coupling (C[0,1]) is the strongest off-diagonal element, typically 5-10 pF +- Topload-to-tip coupling (C[0,n]) is very weak, typically 0.01-0.05 pF +- Adjacent segment coupling (C[i,i+1]) ranges from 0.6 to 3 pF depending on position +- Remote segment coupling (C[i,j] for |i-j| > 3) is usually below 0.1 pF + +## 3. SPICE Implementation Challenge + +### 3.1 The Negative Off-Diagonal Problem + +The Maxwell capacitance matrix has negative off-diagonal elements. Direct implementation as literal capacitors in SPICE creates negative capacitances, which are unphysical and can cause numerical instability or non-convergent simulations. Three solutions exist: + +### 3.2 Solution 1: Partial Capacitance Matrix + +Transform the Maxwell matrix into a partial capacitance representation where all elements are positive. The partial capacitance between nodes i and j is: + +``` +C_partial[i,j] = -C_maxwell[i,j] for i != j (positive) +C_partial[i,ground] = C_maxwell[i,i] + sum_j(C_maxwell[i,j]) for j != i (to ground) +``` + +Each C_partial[i,j] is implemented as a standard positive capacitor between nodes i and j. Each C_partial[i,ground] is a capacitor from node i to ground. All values are positive, and the network is guaranteed passive if the original Maxwell matrix is valid. + +### 3.3 Solution 2: Controlled Sources via MNA + +Implement the capacitance matrix directly using Modified Nodal Analysis (MNA): + +``` +I_i = sum_j C[i,j] * dV_j/dt +``` + +In SPICE, this is implemented using voltage-controlled current sources (VCCS) with capacitive coupling. For each pair (i, j): +- A VCCS from node i to ground, controlled by the time derivative of V_j, with gain C[i,j] + +This approach preserves the exact matrix without approximation but requires more SPICE elements. + +### 3.4 Solution 3: Nearest-Neighbor Approximation + +For many practical cases, the coupling between non-adjacent segments is weak (below 0.1 pF). Truncating the matrix to include only nearest-neighbor and next-nearest-neighbor couplings simplifies the network substantially. + +**Validation requirement:** Compare the full-matrix impedance at the topload port against the approximated impedance. If they agree within 5%, the approximation is justified. + +### 3.5 Passivity Check + +The capacitance matrix must be symmetric positive semi-definite (SPD) for the resulting circuit to be passive (no energy generation). If numerical noise in FEMM creates slight violations: + +- **Add small diagonal perturbation:** Increase each C[i,i] by +0.1 pF. This adds a small parasitic to ground at each node. +- **Add small series resistance:** Insert a small resistor (1-10 ohm) in series with each capacitor for numerical damping. + +Check for SPD: all eigenvalues of the capacitance matrix must be non-negative. A single small negative eigenvalue (less than 1% of the largest) is a numerical artifact and can be corrected by the diagonal perturbation. + +## 4. Resistance Determination + +### 4.1 Position-Dependent Physical Bounds + +The plasma physics constrains the resistance of each segment based on its position along the spark: + +``` +R_min[i] = 1 kilohm + (10 kilohm - 1 kilohm) * position + = 1 kilohm + 9 kilohm * position + +R_max[i] = 100 kilohm + (100 megohm - 100 kilohm) * position^2 + = 100 kilohm + 99.9 megohm * position^2 +``` + +**Physical reasoning:** +- Base segments (position near 0) can reach very low resistance because they receive the most current, heat the most, and form hot leader plasma. R_min at the base is 1 kilohm. +- Tip segments (position near 1) are poorly coupled, receive less current, and tend to remain as cold streamers. Their minimum achievable resistance is higher (R_min at the tip is 10 kilohm), reflecting the difficulty of forming leader plasma at the tip. +- The maximum resistance increases quadratically with position. Base segments are constrained to R_max = 100 kilohm (the leader plasma has significant conductivity), while tip segments can reach up to 100 megohm (very faint, cold streamer). + +### 4.2 Initialization: Tapered Resistance Profile + +A good initial guess accelerates convergence. The recommended initialization uses a quadratic taper: + +``` +R[i] = R_base + (R_tip - R_base) * position^2 + +R_base = 10 kilohm (expected leader resistance) +R_tip = 1 megohm (expected streamer resistance) +``` + +The quadratic dependence reflects the physical expectation that leader plasma (low R) dominates near the base and transitions gradually to streamer plasma (high R) toward the tip, with the transition occurring more rapidly in the outer portion of the spark. + +### 4.3 Simplified Method: Circuit-Determined Resistance + +For each segment, compute the total capacitance (sum of absolute values of all capacitive couplings involving that segment): + +``` +C_total[i] = C_shunt[i] + sum_j(|C_mutual[i,j]|) for all j != i +``` + +where C_shunt[i] = C[i,i] - sum_j(|C[i,j]|) for j != i is the shunt capacitance to ground for segment i, and the mutual capacitances are the absolute values of the off-diagonal elements. + +More directly, C_total[i] is the sum of absolute values of all off-diagonal elements in row i: +``` +C_total[i] = sum_{j != i} |C[i,j]| +``` + +Then set the resistance using the same R_opt_power logic as the [[lumped-model]], applied per segment: + +``` +R[i] = 1 / (omega * C_total[i]) +R[i] = clip(R[i], R_min[i], R_max[i]) +``` + +**Justification for the simplified method:** +- Capacitance depends logarithmically on diameter: C proportional to 1/ln(h/d) +- R_opt_power is proportional to 1/C, so it also depends weakly on diameter +- Doubling the diameter changes C by only 10-15% +- This error is small compared to other uncertainties (FEMM accuracy ~10%, plasma variability ~50%) +- The simplified method typically agrees with full iterative optimization within 1% + +**When to use:** Standard cases within typical parameter ranges. This is the recommended default. + +**When to iterate instead:** Edge cases near physical bounds, validation studies, highest accuracy needs, or when the simplified method produces results that fail validation checks. + +### 4.4 Advanced Method: Iterative Power Maximization + +For highest accuracy, optimize each segment's resistance to maximize the power dissipated in that segment, subject to the constraint that all other segments are at their current resistance values. + +**Algorithm:** + +``` +Initialize: R[i] from tapered profile or simplified method +Set damping factor: alpha = 0.3 to 0.5 + +Repeat until convergence: + For each segment i = 1 to n: + Hold all R[j] (j != i) fixed + Sweep R[i] over logarithmically spaced values from R_min[i] to R_max[i] + For each trial R[i]: + Build SPICE network with full capacitance matrix + Run AC analysis at operating frequency + Compute P[i] = 0.5 * |I[i]|^2 * R[i] + Find R_optimal[i] that maximizes P[i] + Apply damping: + R_new[i] = alpha * R_optimal[i] + (1 - alpha) * R_old[i] + Clip to bounds: + R[i] = clip(R_new[i], R_min[i], R_max[i]) + + Check convergence: max relative change across all segments < 1% + + If resonant poles shifted > 5% from initial: + Update operating frequency to track loaded pole + Re-optimize at new frequency +``` + +**Damping (critical for stability):** Without damping (alpha = 1), the iteration can oscillate because changing one segment's resistance affects the optimal values of all other segments. A damping factor of alpha = 0.3 to 0.5 provides smooth convergence in 2-5 iterations for typical cases. + +### 4.5 Convergence Behavior and Physical Interpretation + +The convergence characteristics differ dramatically between base and tip segments: + +**Base segments (position near 0):** +- Strong coupling to topload and adjacent segments +- Sharp power peak as a function of R +- Fast convergence to a well-defined optimum +- Final R is low (tens of kilohms), indicating hot leader plasma +- Small uncertainty in optimal R + +**Tip segments (position near 1):** +- Weak coupling to all other conductors +- Flat power curve with no sharp peak +- May not converge to a unique optimal value +- Final R is high (hundreds of kilohms to megohms), indicating cold streamer plasma +- Large uncertainty in optimal R (but power is insensitive, so the uncertainty is inconsequential) + +**This naturally produces the leader + streamer distribution observed in real Tesla coil sparks.** The circuit optimization, without any explicit plasma physics, predicts that: +- Base segments should be low-resistance, high-current, high-power (leader) +- Tip segments should be high-resistance, low-current, low-power (streamer) +- The transition is gradual and depends on the capacitive coupling profile + +### 4.6 Diameter Self-Consistency Check + +The resistance determines an implied channel diameter, which can be checked against the nominal diameter used in FEMM: + +``` +d_nominal = 1e-3 m (1 mm starting guess) + +From FEMM: C_mut, C_sh +From circuit: R_opt = 1 / (omega * C_total) + +Back-calculate diameter using typical partially ionized plasma resistivity: +rho_typical = 10 ohm*m +L_segment = L_total / n_segments +d_implied = sqrt(4 * rho_typical * L_segment / (pi * R_opt)) + +If d_implied is approximately d_nominal (within factor of 2): self-consistent +If not: iterate once with d = (d_nominal + d_implied) / 2 +``` + +Because the capacitance dependence on diameter is logarithmic, this self-consistency check typically converges in 1-2 iterations. In practice, the circuit-first approach (use nominal diameter, compute R, let plasma adjust) is recommended because the weak logarithmic sensitivity makes the diameter a dependent variable, not an input. + +## 5. Validation + +### 5.1 Lumped Model Consistency + +A 1-segment distributed model must produce the same impedance as the [[lumped-model]] with the same total C_mut and C_sh. If the two disagree by more than 1%, there is an error in the matrix extraction or SPICE implementation. + +**Important:** Compare impedances at the topload port, NOT total series resistance. The distributed model's total series resistance (sum of all R[i]) is much larger than the lumped R because the segments are in series, but the impedance at the port includes the capacitive network and is a complex quantity. + +### 5.2 Segment Count Convergence + +Compare results for n = 5, 10, and 20 segments. Key quantities to track: +- Impedance at topload port +- Total power delivered to spark +- Current at base and tip +- Loaded resonant frequency + +Expect: n = 5 to n = 10 shows significant improvement; n = 10 to n = 20 shows diminishing returns (changes under 5%). For most purposes, n = 10 is the sweet spot balancing accuracy and computational cost. + +### 5.3 Total Resistance Validation + +The sum of all segment resistances should fall within expected ranges for the operating mode: + +**At 200 kHz for 1-3 meter sparks:** +- **Streamer-dominated (burst mode):** Total R approximately 50-300 kilohm +- **Leader-dominated (QCW):** Total R approximately 5-50 kilohm +- **Very low frequency (below 100 kHz) or very long sparks:** Total R can approach 1-10 kilohm + +Flag results significantly outside these ranges. Note that these are total series resistances, which are higher than the equivalent lumped resistance due to the series arrangement. + +### 5.4 Resistance Distribution Check + +The final resistance distribution should be physically plausible: +- Monotonically increasing from base to tip (base should be hottest) +- No extreme jumps between adjacent segments (factor of 3 or less between neighbors) +- All values within position-dependent bounds +- Base segments should be in the leader regime (1-100 kilohm) +- Tip segments should be in the streamer regime (100 kilohm to 100 megohm) + +### 5.5 Power Distribution + +The power distribution P[i] = 0.5 * |I[i]|^2 * R[i] should show: +- Peak power in the base or middle segments (not at the tip) +- Monotonically decreasing power toward the tip +- Tip segments contributing a small fraction (typically 10-20%) of total power +- This matches the physical expectation that energy is concentrated where current is highest + +### 5.6 Current Attenuation + +Current should decrease from base to tip due to capacitive shunting at each segment. Typical tip-to-base current ratio: 0.3 to 0.5 for 10-segment models of 1-3 meter sparks. If the tip current exceeds 70% of the base current, the model may have insufficient shunt capacitance (check C_sh extraction). + +## 6. Comparison: Simplified vs. Iterative Method + +Empirical comparison across many configurations shows: + +| Aspect | Simplified (R = 1/(omega*C_total)) | Iterative (power maximization) | +|--------|-------------------------------------|-------------------------------| +| Accuracy | Within 1% of iterative for standard cases | Reference (by definition) | +| Speed | Seconds (FEMM + formula) | Minutes to hours (many AC analyses) | +| Ease | Trivial to implement | Requires SPICE automation | +| Edge cases | May fail near bounds | Handles gracefully with damping | +| Spatial detail | Same quality | Same quality | + +**Recommendation:** Use the simplified method as default. Reserve iterative optimization for edge cases, validation, and publications. + +## 7. Connection to Other Topics + +### Key Relationships + +- **Generalizes:** [[lumped-model]] -- The distributed model is the n-section generalization of the single-section lumped model. Setting n = 1 recovers the lumped model exactly. +- **Requires:** [[femm-workflow]] -- FEMM electrostatic simulation provides the (n+1) x (n+1) capacitance matrix that defines the entire capacitive network. +- **Uses:** [[power-optimization]] -- The R_opt_power formula, applied per segment, provides both the simplified resistance values and the objective function for iterative optimization. +- **Implements:** [[circuit-topology]] -- Each segment reproduces the fundamental bridged-T topology locally, with the full model being a cascade of such sections. +- **Reveals:** [[streamers-and-leaders]] -- The optimized resistance distribution naturally separates into leader (base, low R) and streamer (tip, high R) regions without any explicit plasma physics input. +- **Demonstrates:** [[capacitive-divider]] -- The current attenuation and voltage distribution along the distributed model directly visualize the capacitive divider effect. +- **Bounded by:** [[equations-and-bounds]] -- All per-segment and total values must satisfy the physical bounds documented in the reference. +- **Motivates:** [[open-questions]] -- Branching, time-dependent evolution, and the optimal segment count remain open research questions. + +### Worked Example + +The complete 10-segment workflow is demonstrated in `distributed-model-complete.md`, which includes: +- FEMM geometry with 10 segments plus topload (11 conductors) +- Full 11x11 capacitance matrix extraction and verification +- Tapered initialization and position-dependent bounds +- Simplified method calculation (C_total per segment, R = 1/(omega*C_total)) +- Two iterations of the advanced method showing convergence +- Power distribution, current attenuation, and voltage distribution analysis +- Comparison to lumped model and segment count convergence study +- Validation checks at every step diff --git a/context/empirical-scaling.md b/context/empirical-scaling.md new file mode 100644 index 0000000..5e8f02c --- /dev/null +++ b/context/empirical-scaling.md @@ -0,0 +1,338 @@ +--- +id: empirical-scaling +title: "Empirical Scaling Laws for Spark Length" +status: established +source_sections: "spark-physics.txt: Part 5 Section 5.7 (lines 362-386), Part 6 Section 6.1 (lines 389-401)" +related_topics: [energy-and-growth, capacitive-divider, field-thresholds, thermal-physics, streamers-and-leaders, power-optimization, lumped-model, equations-and-bounds, open-questions] +key_equations: [freau-single-shot, freau-repetitive, qcw-scaling, voltage-limited-derivation] +key_terms: [Freau_scaling, bang_energy, epsilon, QCW, burst_mode, capacitive_divider, E_propagation] +images: [length-vs-energy-scaling.png, epsilon-by-mode-comparison.png] +examples: [spark-growth-timeline.md] +open_questions: + - "What is the exact exponent for QCW scaling across different coil designs?" + - "How does repetition rate quantitatively affect the transition from single-shot to repetitive scaling?" + - "Can the scaling exponents be derived rigorously from the growth equation and divider model?" + - "How does the scaling change at very high power levels where thermal saturation occurs?" + - "What is the effect of topload geometry on the scaling exponents?" +--- + +# Empirical Scaling Laws for Spark Length + +Community observations and measurements have established empirical relationships between spark length and input energy or power. These scaling laws, notably Freau's relationships, provide practical tools for predicting spark performance and connect to the theoretical framework through the [[capacitive-divider]] and [[energy-and-growth]] models. Understanding when and why different scaling laws apply is essential for coil design and performance prediction. + +## Freau's Empirical Relationships + +The Tesla coil community, through extensive measurement and documentation by Freau and others, has observed consistent scaling relationships: + +### Single-Shot Burst Scaling + +``` +L proportional to sqrt(E_bang) +``` + +Or equivalently: +``` +L = k_burst * sqrt(E_bang) +``` + +Where: +- `L` is the spark length [m] +- `E_bang` is the total energy delivered in a single burst [J] +- `k_burst` is a coil-specific constant [m/J^0.5] + +**Conditions for validity:** +- Single isolated pulse (no thermal memory between events) +- Each spark starts from a cold, deionized state +- Streamer-dominated (insufficient time for leader transition) +- Voltage-limited growth (E_tip drops to E_propagation) + +**Typical bang energies:** 1-100 J for DRSSTC bursts + +### Repetitive Operation Scaling + +``` +L proportional to P_avg^(0.3 to 0.5) +``` + +Where: +- `L` is the spark length [m] +- `P_avg` is the time-averaged power [W] +- The exponent varies from 0.3 to 0.5 depending on repetition rate and mode + +**Conditions for validity:** +- Repetitive pulses with partial thermal/ionization memory between events +- Effective persistence of channels across pulse gaps (see [[thermal-physics]]) +- Higher repetition rates push the exponent toward 0.5 +- Lower repetition rates (more cooling between pulses) push toward 0.3 + +**Physical interpretation:** Thermal memory from previous pulses reduces the effective epsilon for subsequent pulses, improving efficiency compared to single-shot operation. The accumulated benefit produces a power-law relationship with an exponent less than the single-shot case. + +## Physical Derivation of Single-Shot Scaling + +The sqrt(E) scaling for single-shot burst mode can be derived from the voltage-limited growth model: + +### Starting Assumptions + +1. Spark growth is voltage-limited (E_tip = E_propagation at stall) +2. Topload voltage is roughly constant during a burst (not ramping) +3. Spark impedance is dominated by capacitive reactance: Z_spark ~ 1/(omega*C_sh) +4. Shunt capacitance scales linearly with length: C_sh = C_sh_per_meter * L + +### Derivation + +The electric field at the spark tip (open-circuit approximation from [[capacitive-divider]]): +``` +E_tip ~ kappa * V_topload * C_mut / [(C_mut + C_sh_per_meter * L) * L] +``` + +At the stall length L_max, E_tip = E_propagation. For sparks where C_sh >> C_mut (long enough that the growing shunt capacitance dominates): +``` +E_propagation ~ kappa * V_topload * C_mut / (C_sh_per_meter * L_max^2) +``` + +Therefore: +``` +L_max^2 ~ kappa * V_topload * C_mut / (E_propagation * C_sh_per_meter) +L_max ~ sqrt(V_topload) +``` + +Now connect voltage to energy. The power delivered to the spark: +``` +P ~ V_topload^2 / |Z_spark| + ~ V_topload^2 * omega * C_sh_per_meter * L +``` + +For the total bang energy in burst time T_burst: +``` +E_bang ~ P * T_burst ~ V_topload^2 * omega * C_sh_per_meter * L * T_burst +``` + +Since L ~ sqrt(V_topload) and V_topload ~ L^2: +``` +E_bang ~ L^4 * omega * C_sh_per_meter * L * T_burst ~ L^5 * (constants) +``` + +This gives L ~ E_bang^(1/5) = E_bang^0.2, which is weaker than the observed sqrt(E) scaling. The discrepancy arises because the simplified derivation ignores: + +- The time-varying nature of the spark impedance during growth +- The fact that not all delivered energy contributes to growth (see [[energy-and-growth]]) +- The interaction between R_opt_power and the changing capacitances + +A more careful analysis using the growth equation dL/dt = P/epsilon with the full impedance model yields exponents closer to 0.4-0.5, consistent with observations. The key insight is that the sub-linear scaling is a robust consequence of C_sh increasing with L, regardless of the exact exponent. + +### Alternative Direct Argument + +A simpler argument that captures the essential physics: + +For a voltage-limited spark: +``` +Need: V_topload > E_propagation * L (approximately) +Therefore: L_max ~ V_topload / E_propagation +``` + +The impedance at stall: +``` +Z_spark ~ L / (omega * epsilon_0 * ...) ~ proportional to L +``` + +Power: +``` +P ~ V_topload^2 / Z_spark ~ V_topload^2 / L ~ V_topload^2 / V_topload = V_topload +``` + +Energy: +``` +E ~ P * T ~ V_topload * T +L ~ V_topload ~ E/T +``` + +And since for a single-shot burst T is roughly fixed: +``` +L ~ E_bang^(~0.5) +``` + +This simplified argument, while not rigorous, shows why the sqrt relationship emerges. The exact exponent depends on details of the impedance model, but the sub-linear character is robust. + +## QCW Scaling: Better But Still Sub-Linear + +QCW mode shows improved scaling compared to burst mode: + +``` +L ~ E^(0.6 to 0.8) (QCW) +``` + +This is closer to linear than burst mode (exponent 0.5) but still sub-linear. Three factors explain the improvement: + +### 1. Active Voltage Ramping Compensates Divider + +In QCW, V_topload increases throughout the ramp: +``` +V_topload(t) = V_max * (t / T_ramp) +``` + +As C_sh grows and attenuates V_tip, the rising V_topload partially compensates. The net attenuation of V_tip is slower than for constant-voltage operation, allowing growth to continue longer before the field threshold is reached. + +### 2. Leader Formation Reduces epsilon + +The streamer-to-leader transition (see [[streamers-and-leaders]]) reduces epsilon from 30-100 J/m (streamer) to 5-15 J/m (leader). From the growth equation: +``` +dL/dt = P / epsilon +``` + +Lower epsilon means more length per watt. The leader-dominated QCW spark converts energy to length more efficiently. + +### 3. Thermal Accumulation Further Reduces epsilon + +During the long QCW ramp, thermal energy accumulates in the channel (see [[thermal-physics]]): +``` +epsilon(t) = epsilon_0 / (1 + alpha * integral(P dt)) +``` + +As the accumulated energy grows, epsilon decreases further, improving efficiency throughout the ramp. This effect is negligible for short bursts but significant over 5-20 ms ramps. + +### Combined Effect + +All three mechanisms push the scaling exponent above 0.5 toward 0.8. The [[capacitive-divider]] still prevents linear scaling (exponent = 1.0), but QCW operates closer to the theoretical limit than burst mode. + +## Calibration: From Empirical to Predictive + +The scaling laws provide empirical relationships, but for quantitative prediction, the underlying parameters must be calibrated per coil. + +### Parameters to Calibrate + +1. **epsilon** (energy per meter): The most important parameter. Determined by: + - Running the coil at known conditions + - Measuring spark length L + - Computing delivered energy E from SPICE model + - epsilon = E / L + - See [[energy-and-growth]] for detailed procedure + +2. **E_propagation** (field threshold): Determines the voltage limit. Determined by: + - Using FEMM to compute E_tip at the measured stall length and voltage + - E_propagation = E_tip(V_top, L_stall) + - See [[field-thresholds]] for details + +3. **Scaling constant k**: Once epsilon and E_propagation are known, the coil-specific proportionality constant in L = k * f(E) can be calculated and used to predict performance at different operating conditions. + +### Calibration Procedure + +1. **Measure at baseline condition**: Run coil, measure L_1, compute E_1. Calculate epsilon_1 = E_1/L_1. +2. **Measure at different condition**: Change power or ramp time. Measure L_2, compute E_2. Calculate epsilon_2 = E_2/L_2. +3. **Verify consistency**: epsilon_1 and epsilon_2 should agree within measurement uncertainty (+/-30-50%) for the same operating mode. +4. **Predict new conditions**: Use calibrated epsilon and E_propagation with the growth equation and voltage limit to predict L for untested conditions. + +### Expected Prediction Precision + +The framework is inherently approximate due to plasma physics variability: + +| Parameter | Precision | +|-----------|-----------| +| Spark length prediction | +/-20-40% | +| Power prediction | +/-30-50% | +| Impedance phase prediction | +/-5-10 degrees | +| FEMM capacitance | +/-10% | +| Resistance estimation | +/-30-50% | +| epsilon calibration | +/-30-50% | + +These uncertainties are not a failure of the model. They reflect the fundamental variability of plasma discharge physics. The framework provides the correct scaling relationships and physically meaningful parameters; calibration fills in the quantitative values. + +## Measurement Tolerances and Error Propagation + +### Source Uncertainties + +- **Spark length**: Measured from photographs with scale reference. Branching and 3D geometry introduce ~10-20% uncertainty. +- **Input energy**: Calculated from primary waveforms and SPICE model. Coupling uncertainty (~5%), component tolerances (~5%), and waveform measurement (~10%) combine to ~15-20%. +- **FEMM capacitances**: Mesh density, boundary conditions, and geometry simplifications contribute ~10% uncertainty. +- **Plasma resistance**: Most uncertain parameter. Physical bounds span orders of magnitude (1 kohm to 100 Mohm). Effective R depends on temperature, which depends on operating conditions. + +### Propagation to Predictions + +When using epsilon = E/L with both E and L uncertain: +``` +delta_epsilon / epsilon = sqrt((delta_E/E)^2 + (delta_L/L)^2) + ~ sqrt(0.20^2 + 0.15^2) + ~ 25% +``` + +When predicting length L = E / epsilon: +``` +delta_L / L = sqrt((delta_E/E)^2 + (delta_epsilon/epsilon)^2) + ~ sqrt(0.20^2 + 0.25^2) + ~ 32% +``` + +This is consistent with the stated +/-20-40% length prediction precision. + +## Scaling Regimes Summary + +| Operating Mode | Scaling Law | Exponent | Physical Basis | +|---------------|-------------|----------|----------------| +| Single-shot burst | L ~ sqrt(E_bang) | 0.5 | No thermal memory, voltage-limited, streamer-dominated | +| Repetitive burst | L ~ P_avg^(0.3-0.5) | 0.3-0.5 | Partial thermal memory, frequency-dependent | +| High duty DRSSTC | L ~ E^(0.5-0.7) | 0.5-0.7 | Partial leader transition, some thermal accumulation | +| QCW | L ~ E^(0.6-0.8) | 0.6-0.8 | Voltage ramping, leader-dominated, thermal accumulation | +| Ideal (no divider) | L = E / epsilon | 1.0 | Theoretical limit never achieved in practice | + +All real scaling exponents are less than 1.0 because the [[capacitive-divider]] always attenuates V_tip as the spark grows. The variation in exponents reflects how effectively different operating modes mitigate the divider's effect. + +The image `length-vs-energy-scaling.png` plots these curves on a log-log scale, showing the different slopes for different modes. + +## Practical Application + +### Using Scaling Laws for Quick Estimates + +Given a known coil performance at one condition: + +**Example**: A burst-mode coil produces 0.8 m sparks at 25 J bang energy. What length is expected at 50 J? + +``` +Using L ~ sqrt(E): +L_2 / L_1 = sqrt(E_2 / E_1) +L_2 = 0.8 * sqrt(50 / 25) +L_2 = 0.8 * 1.414 +L_2 = 1.13 m +``` + +**Example**: A QCW coil produces 1.5 m sparks at 30 J total energy. What length is expected at 60 J? + +``` +Using L ~ E^0.7 (mid-range QCW exponent): +L_2 / L_1 = (E_2 / E_1)^0.7 +L_2 = 1.5 * (60 / 30)^0.7 +L_2 = 1.5 * 1.625 +L_2 = 2.44 m +``` + +### When Scaling Laws Break Down + +The empirical scaling laws fail when: +- Operating at the absolute voltage limit (no more voltage headroom) +- Transitioning between operating modes (e.g., burst length transitions overlap QCW length scales) +- Environmental conditions change significantly (altitude, humidity) +- Coil topology changes (different topload, secondary, etc.) +- Power supply limitations cap the achievable V_topload + +In these cases, the full simulation workflow using [[energy-and-growth]] growth equations and [[femm-workflow]] field simulations is required. + +## Connection to Spark Growth Timeline + +The worked example in `spark-growth-timeline.md` provides a concrete illustration of these scaling concepts. Key findings from that example: + +- **Target**: 2.0 m QCW spark at 420 kV, 12 ms ramp +- **Achieved**: 1.0 m (voltage-limited at 50% of target) +- **At stall**: 200 kW power available but unused for growth +- **Growth efficiency**: Only 1.2% of delivered energy went to length extension +- **Confirms**: Sub-linear scaling and voltage limitation as dominant constraint + +The example demonstrates that having sufficient power is necessary but not sufficient. The voltage limit imposed by the [[capacitive-divider]] is the binding constraint for spark length. + +## Key Relationships + +- Derives from: [[capacitive-divider]] (sub-linear scaling is a direct consequence of voltage division) +- Derives from: [[energy-and-growth]] (growth equation dL/dt = P/epsilon provides the theoretical basis) +- Derives from: [[field-thresholds]] (voltage limit E_tip = E_propagation sets the stall condition) +- Differentiated by: [[streamers-and-leaders]] (channel type determines epsilon, affecting scaling exponent) +- Differentiated by: [[thermal-physics]] (thermal persistence determines whether inter-pulse memory improves scaling) +- Calibrated via: Experimental measurement of epsilon and E_propagation per coil +- Verified in: [[lumped-model]] and [[distributed-model]] (circuit simulations should reproduce observed scaling) +- Connected to: [[power-optimization]] (R_opt_power determines power delivery, which drives the energy term in scaling laws) diff --git a/context/energy-and-growth.md b/context/energy-and-growth.md new file mode 100644 index 0000000..775d348 --- /dev/null +++ b/context/energy-and-growth.md @@ -0,0 +1,362 @@ +--- +id: energy-and-growth +title: "Energy Budget and Spark Growth Dynamics" +status: established +source_sections: "spark-physics.txt: Part 5 Sections 5.2-5.3 (lines 236-279), Part 6 Section 6.3 (lines 428-438)" +related_topics: [field-thresholds, thermal-physics, streamers-and-leaders, capacitive-divider, empirical-scaling, power-optimization, qcw-operation, branching-physics, coupled-resonance, lumped-model, distributed-model, equations-and-bounds, open-questions] +key_equations: [growth-rate, energy-total, power-average, epsilon-thermal-refinement, power-balance] +key_terms: [epsilon, dL_dt, P_stream, E_propagation, E_tip, QCW, burst_mode, volumetric_energy_density, corona_to_spark_energy] +images: [energy-budget-breakdown.png, epsilon-by-mode-comparison.png, length-vs-energy-scaling.png] +examples: [spark-growth-timeline.md] +open_questions: + - "How does epsilon vary with current density and ambient humidity?" + - "Can epsilon be predicted from first principles without calibration?" + - "What is the functional form of alpha in the thermal accumulation model epsilon(t)?" + - "How does branching split power and affect effective epsilon?" + - "What determines the transition point between power-limited and voltage-limited regimes?" +--- + +# Energy Budget and Spark Growth Dynamics + +This topic covers the fundamental energy relationships governing Tesla coil spark growth: how much energy is consumed per unit length, how growth rate connects to delivered power, and how different operating modes produce dramatically different efficiencies. Together with [[field-thresholds]] and [[capacitive-divider]], these energy relationships form the complete framework for predicting spark length. + +## The Central Concept: Energy per Meter (epsilon) + +Growth of a Tesla coil spark consumes approximately constant energy per unit length, denoted epsilon [J/m]. This is the single most important parameter for predicting spark behavior. It encapsulates all the complex plasma physics -- ionization, heating, radiation, branching -- into one empirically measurable quantity. + +The constancy of epsilon is an approximation. In reality, epsilon depends on channel type (streamer vs leader), thermal history, current density, and ambient conditions. However, for a given operating mode and coil, epsilon remains sufficiently constant to enable useful predictions. + +### Physical Origin of epsilon + +Energy delivered to the spark channel is consumed by several processes: + +- **Ionization energy**: Creating free electrons and ions in the gas (~15.6 eV per nitrogen molecule, ~12.1 eV per oxygen molecule) +- **Thermal energy**: Heating the channel gas from ambient to plasma temperatures (1000-20000 K) +- **Radiation losses**: UV, visible, and IR emission from the hot channel +- **Mechanical work**: Expanding the channel against atmospheric pressure (shock waves in early phases) +- **Branching**: Energy diverted into side branches that do not contribute to forward propagation + +The sum of these per unit length of forward propagation gives epsilon. Because streamers and leaders have very different physical properties, epsilon varies strongly with channel type. + +### Volumetric Energy Density Threshold + +The energy per meter (epsilon) can be connected to the volumetric energy density required for channel formation. From the gas discharge literature: + +``` +Minimum specific energy for spark channel formation: 0.6 - 1 J/cm^3 +``` + +[Becker et al. 2005, Ch 2, p. 59] + +This is the energy density that must be deposited locally in the channel volume to achieve the corona-to-spark transition (see [[streamers-and-leaders]]). The relationship between epsilon (J/m) and volumetric energy density (J/cm^3) depends on the channel cross-section: + +``` +epsilon = rho_energy * A_channel * (1 + f_overhead) +``` + +where rho_energy is the volumetric energy density (~1 J/cm^3), A_channel is the channel cross-sectional area, and f_overhead accounts for all losses (radiation, branching, heating overhead, expansion work). + +For a **leader channel** (d = 3 mm): epsilon_min = 1 J/cm^3 * pi * (0.15 cm)^2 = 0.07 J/m +For a **streamer channel** (d = 100 um): epsilon_min = 1 J/cm^3 * pi * (0.005 cm)^2 = 0.00008 J/m + +The observed epsilon values (5-100 J/m) are **50-1000x higher** than these bare minimums. The multiplier is explained by well-understood loss mechanisms: +- Initial gas heating from ambient to 5000+ K (thermal energy >> ionization energy) +- Radiation losses (UV, visible, IR) +- Branching energy diverted to side channels +- Shock wave and expansion work +- Re-ionization of decayed segments between pulses + +This analysis confirms that the empirically observed epsilon values are physically reasonable, and establishes an independent lower bound. It also confirms that predicting epsilon from first principles requires modeling all the loss channels, not just the ionization energy -- which is why empirical calibration remains necessary (see open question in [[open-questions]]). + +### Energy Ceiling from Tip Capacitance + +An independent upper bound on the energy available for channel formation comes from the electrostatic energy stored in the spark tip: + +``` +W_max = pi * epsilon_0 * U^2 [J/m] +``` + +[Bazelyan & Raizer 2000, Physics-Uspekhi 43(7), pp. 703-704] + +This arises because the tip (hemisphere) has capacitance C_tip = 2*pi*epsilon_0 (independent of radius), while the channel body has capacitance per unit length C_1 = 2*pi*epsilon_0 / ln(L/r). The tip stores ln(L/r) times more energy per unit length than the body — this concentrated energy is what heats the first segment of new channel. + +**Application to TC sparks:** + +| Topload Voltage | W_max (J/m) | Heated channel radius to 5000 K | +|----------------|-------------|--------------------------------| +| 100 kV | 2.8 | ~0.2 mm | +| 300 kV | 25 | ~0.6 mm | +| 600 kV | 100 | ~1.2 mm | + +At 300 kV, W_max ~ 25 J/m — remarkably close to observed epsilon for QCW leaders (5-15 J/m) and within the range for burst mode (30-100 J/m). This is not a coincidence: the tip capacitance energy sets the scale of what is energetically possible per meter of new channel. + +**Important caveat:** W_max is the energy available from tip charge alone at the instant of new channel formation. The TC resonant circuit continuously supplies additional energy through the conducting channel during the burst. The total energy delivered over the full burst duration far exceeds W_max. However, W_max constrains the energy available for *initiating* each new leader step before the conducting core extends to deliver circuit current. + +### Independent Epsilon Check: Heating to 4000 K + +An independent estimate of epsilon from thermal energy requirements: + +``` +Energy to heat 1 mm diameter air column to 4000 K: ~8 J/m +``` + +[Bazelyan & Raizer 2000, Physics-Uspekhi 43(7), p. 716; scaled from their 1 cm/800 J/m calculation] + +This assumes heating the full cross-section uniformly to the minimum self-sustaining temperature (4000 K, where associative ionization N+O->NO++e provides field-free electrons). For a 3 mm leader channel, this scales to ~72 J/m. + +Combined with the eta_T ~ 10% heating efficiency at ambient (see [[thermal-physics]]), the actual electrical energy needed is ~80 J/m (for 1 mm) to ~720 J/m (for 3 mm) in the initial cold phase. As the channel warms and eta_T approaches 1.0, the effective epsilon drops dramatically — exactly as observed in QCW mode where epsilon falls from ~15 J/m early to ~5-8 J/m later. + +## Growth Rate Equation + +The fundamental growth rate equation is: + +``` +dL/dt = P_stream / epsilon (when E_tip > E_propagation) +dL/dt = 0 (when E_tip < E_propagation, stalled) +``` + +Where: +- `dL/dt` is the rate of spark length increase [m/s] +- `P_stream` is the real power delivered to the spark channel [W] +- `epsilon` is the energy per unit length [J/m] +- `E_tip` is the electric field at the spark tip [V/m] +- `E_propagation` is the threshold field for sustained growth [V/m] + +This equation has two distinct regimes: + +1. **Active growth**: When E_tip exceeds E_propagation (see [[field-thresholds]]), the spark extends at a rate proportional to delivered power and inversely proportional to epsilon. More power means faster growth. Lower epsilon means more efficient growth. + +2. **Stalled**: When E_tip falls below E_propagation, growth stops regardless of available power. Extra power heats and brightens the existing channel but does not extend it. This is the voltage-limited regime governed by the [[capacitive-divider]] effect. + +The growth rate equation is a statement of energy conservation: the energy arriving per unit time (P_stream) is consumed at epsilon joules per meter of new channel, yielding dL/dt meters per second of extension. + +## Integrated Energy and Power Relations + +Over a total growth time T to reach final length L: + +``` +E_total = epsilon * L +P_avg = epsilon * L / T +``` + +Where: +- `E_total` is the total energy consumed by the spark for growth [J] +- `L` is the final spark length [m] +- `T` is the total growth time [s] +- `P_avg` is the time-averaged power required for growth [W] + +These are lower bounds. The actual energy delivered to the coil system will be substantially larger due to secondary losses, corona, radiation, and excess heating during voltage-limited phases (see Power Balance below). + +### Numerical Examples + +**QCW coil aiming for 2 m spark:** +``` +epsilon = 10 J/m (efficient QCW) +L = 2.0 m +T = 12 ms (typical QCW ramp) + +E_total = 10 * 2.0 = 20 J (minimum for growth) +P_avg = 20 / 0.012 = 1.67 kW (minimum average spark power) +``` + +**Burst mode coil aiming for 1 m spark:** +``` +epsilon = 60 J/m (streamer-dominated burst) +L = 1.0 m +T = 0.2 ms (short burst) + +E_total = 60 * 1.0 = 60 J (minimum for growth) +P_avg = 60 / 0.0002 = 300 kW (minimum average spark power) +``` + +The burst mode requires 3x the energy for half the length, and 180x the average power. This starkly illustrates why operating mode matters. + +## Empirical epsilon Values by Mode + +Epsilon must be calibrated per coil from measurements. The following starting values reflect community experience: + +### QCW-Style Growth (epsilon = 5-15 J/m) + +- Long ramp times: 5-20 ms +- Leader-dominated channels: thick, hot, low-resistance +- Energy efficiently extends length because leaders have low epsilon +- Continuous energy injection maintains channel temperature above thermal ionization threshold +- Streamer-to-leader transition occurs early in ramp (see [[streamers-and-leaders]]) +- Most efficient mode for producing long sparks per joule of input energy + +**Measured QCW energy budget:** Loneoceans' QCW v1.5 delivers 275 J of total input energy for a 1.78 m spark, giving an apparent epsilon of 155 J/m (total input / length). At an estimated 30-50% system efficiency, the spark epsilon is 45-75 J/m. However, this includes the early inefficient growth phase (first ~2-4 ms at high epsilon) — the leader-dominated late-stage epsilon is significantly lower. [Phase 6 QCW community survey] + +**Measured QCW growth rate: ~170 m/s.** At this rate, a 10 ms ramp produces 1.7 m, and a 20 ms ramp produces 3.4 m — matching observed QCW spark lengths. The growth rate is limited by the driven leader step time (~60 us per step, set by the conductance heating time constant tau_g = 40 us). See [[streamers-and-leaders]] for the detailed derivation. + +### High Duty Cycle DRSSTC (epsilon = 20-40 J/m) + +- Intermediate between QCW and burst +- Hybrid streamer/leader formation: base segments become leaders, tip remains streamer +- Some thermal accumulation between closely spaced pulses +- Moderate efficiency: better than single-shot but worse than continuous ramp +- Represents many practical DRSSTC operating points + +### Hard-Pulsed DRSSTC / Burst Mode (epsilon = 30-100+ J/m) + +- Short pulses with long gaps: channel cools between events +- Mostly streamer-dominated: thin, high-resistance, inefficient +- Much energy goes to brightening and branching rather than forward propagation +- High peak current produces visually impressive but short sparks +- Poor length efficiency: voltage collapse from [[capacitive-divider]] limits extension before leader formation can occur +- Single-shot bang energy determines length via Freau scaling (see [[empirical-scaling]]) + +**Measured burst ceiling:** Steve Ward's DRSSTC-0.5 measurements show that spark length saturates after ~80 us of ON time, with 10-18 inch sparks at 33-180 W input and no additional length gained beyond 80 us regardless of power. This is consistent with the thermal time constant for 100 um streamers (~125 us). See [[thermal-physics]] for analysis. [Phase 6 QCW community survey] + +The image `epsilon-by-mode-comparison.png` provides a bar chart comparison of these ranges. + +## Advanced: Thermal Accumulation Refinement + +During sustained operation, the channel accumulates thermal energy, making subsequent extension easier. This is modeled as: + +``` +epsilon(t) = epsilon_0 / (1 + alpha * integral(P_stream dt)) +``` + +Where: +- `epsilon_0` is the initial (cold-channel) energy per meter [J/m] +- `alpha` has units [1/J] and represents the thermal benefit rate +- `integral(P_stream dt)` is the accumulated energy delivered to the spark [J] + +### Physical Interpretation + +As energy accumulates in the channel: +- Temperature rises, reducing the energy needed for further ionization +- Hot channel gas already partially ionized requires less incremental energy +- Thermal inertia maintains conductivity, reducing re-ionization overhead +- Net effect: epsilon decreases with time/energy, favoring longer growth + +This refinement is most important for QCW mode where the ramp is long enough for significant thermal accumulation. For single-shot bursts, the integral is small and epsilon remains approximately epsilon_0. + +### Practical Considerations + +The alpha parameter is difficult to measure directly. It can be inferred by: +1. Running QCW at different ramp durations to the same target length +2. Measuring actual spark power (from SPICE model calibrated to measurements) +3. Fitting the epsilon(t) model to observed growth trajectories +4. Typical alpha values: 0.01-0.1 per joule (highly dependent on conditions) + +For most practical calculations, using the mode-appropriate constant epsilon is sufficient. The refinement matters primarily for detailed growth simulation and for understanding why QCW efficiency improves during the ramp. + +## Calibration Procedure + +Epsilon and E_propagation must be calibrated per coil from actual measurements. This is fundamental -- the framework provides the structure for prediction, but the parameters come from experiment. + +### Step 1: Measure Energy per Meter (epsilon) + +1. **Run the coil** with known drive parameters (voltage, frequency, pulse width) +2. **Measure spark length** L (photograph with scale reference, take multiple measurements) +3. **Compute delivered energy** from SPICE simulation calibrated to measured primary waveforms: + - E_delivered = integral(P_spark dt) over the growth period + - P_spark is the real power delivered to the spark load in the circuit model +4. **Calculate epsilon**: epsilon = E_delivered / L + +### Step 2: Measure Field Threshold (E_propagation) + +1. **Use FEMM** to compute E_tip for the measured V_top and final stall length L +2. **E_propagation** is approximately E_tip at the stall point +3. **Typical result**: 0.4-1.0 MV/m at sea level, standard conditions +4. **Verify**: E_propagation should be consistent across different operating conditions for the same coil geometry + +### Measurement Tolerances + +- FEMM capacitance extraction: +/-10% +- Resistance estimation: +/-30-50% +- Epsilon: +/-30-50% (largest uncertainty source) +- Expected prediction precision: length +/-20-40%, power +/-30-50%, phase +/-5-10 degrees + +These tolerances are inherent to the empirical nature of epsilon. Plasma physics variability, environmental conditions, and measurement uncertainty all contribute. The framework is designed to be useful within these ranges, not to provide precision beyond them. + +## Growth Simulation Algorithm + +For detailed time-domain simulation, the growth is computed step-by-step: + +``` +For each time step dt: + 1. Check: E_tip(V_top(t), L) >= E_propagation? + 2. If yes: dL/dt = P_stream(t) / epsilon(L, t) + 3. If no: dL/dt = 0 (stalled) + 4. Update: L = L + (dL/dt) * dt + 5. Update spark model parameters for new L: + - C_sh(L) = C_sh_per_meter * L + - R_opt(L) = 1 / (omega * (C_mut + C_sh(L))) + - Recompute Z_spark, I_spark, P_spark + 6. Optionally track frequency to follow loaded pole +``` + +### Implementation Notes + +- **Time step selection**: dt should be small enough that dL changes by less than ~10% per step. For QCW ramps, dt = 0.1-0.5 ms is typical. For burst mode, dt = 1-10 microseconds. + +- **Frequency tracking** (Step 6): As the spark grows, the loaded pole frequency shifts (see [[coupled-resonance]]). If the drive does not track this shift, the coil detunes and power delivery drops dramatically. Proper simulation should either assume ideal tracking (drive always at loaded pole) or model the actual frequency control loop. + +- **Parameter coupling**: Steps 4-5 create a coupled system. As L increases, C_sh increases, which changes R_opt, which changes Z_spark, which changes P_spark, which changes dL/dt. This coupling is what makes growth nonlinear and why simple linear extrapolation fails. + +- **The worked example** in `spark-growth-timeline.md` demonstrates this algorithm for a QCW coil and reveals a critical finding: the coil reaches only 1.0 m of a 2.0 m target because the voltage limit (not the power limit) constrains growth. + +## Prediction Workflow + +The complete prediction workflow uses calibrated epsilon and E_propagation: + +### Step 1: Voltage Capability Check + +- Simulate to determine V_top(t) (from SPICE or analytical model) +- Use FEMM: Is E_tip(V_top, L_target) >= E_propagation? +- If not, the target length is voltage-limited, not power-limited +- Reduce L_target or increase V_top + +### Step 2: Power/Energy Requirement + +- Choose growth time T (e.g., 12 ms for QCW, 0.2 ms for burst) +- Required average spark power: P_avg = epsilon * L_target / T +- Required total energy: E_total = epsilon * L_target +- Is the coil capable of delivering this power? + +### Step 3: SPICE Verification + +- Build circuit model with spark load at target length +- Run AC or transient analysis +- Verify P_spark meets requirement from Step 2 +- Check coil stays near loaded pole frequency + +### Step 4: Power Balance Validation + +``` +P_primary_input = P_spark + P_secondary_losses + P_corona + P_radiation +``` + +- P_spark / P_primary_input should equal expected efficiency (15-50% typical) +- If efficiency is unreasonably low or high, review model parameters +- Secondary losses: 10-30% of input power +- Corona and radiation: 5-15% of input power + +The image `energy-budget-breakdown.png` shows a typical energy distribution pie chart. + +## Scaling Behavior + +The growth equation dL/dt = P/epsilon, combined with the [[capacitive-divider]] effect on V_tip and E_tip, produces characteristic scaling relationships. These are explored in detail in [[empirical-scaling]], but the key insight is: + +- **Power-limited regime**: When E_tip is well above threshold, growth rate is proportional to P/epsilon. More power = proportionally more length per unit time. + +- **Voltage-limited regime**: When E_tip approaches threshold, additional power cannot extend the spark. Length saturates regardless of energy input. The excess power goes into heating and brightening. + +- **Transition**: Most real sparks operate in a crossover regime, initially power-limited (rapid growth) then transitioning to voltage-limited (stalling). The length vs energy curve is sub-linear: L proportional to E^0.5 for burst mode, L proportional to E^0.6-0.8 for QCW. + +The image `length-vs-energy-scaling.png` shows these curves on a log-log plot for different operating modes. + +## Key Relationships + +- Derives from: [[circuit-topology]] (provides the impedance framework that determines P_stream) +- Derives from: [[power-optimization]] (R_opt_power determines the maximum extractable power) +- Interacts with: [[field-thresholds]] (E_tip threshold determines the growth/stall boundary) +- Interacts with: [[capacitive-divider]] (voltage division limits E_tip as spark grows, creating sub-linear scaling) +- Interacts with: [[thermal-physics]] (thermal memory affects epsilon through the accumulation term) +- Interacts with: [[streamers-and-leaders]] (channel type determines epsilon magnitude) +- Enables: [[empirical-scaling]] (growth equation is the foundation for Freau's scaling laws) +- Enables: [[lumped-model]] (growth simulation uses lumped model for impedance at each time step) +- Enables: [[distributed-model]] (advanced growth simulation uses distributed model for accuracy) +- Calibrated via: [[femm-workflow]] (FEMM provides capacitances needed for power calculation) diff --git a/context/equations-and-bounds.md b/context/equations-and-bounds.md new file mode 100644 index 0000000..8078dbb --- /dev/null +++ b/context/equations-and-bounds.md @@ -0,0 +1,1133 @@ +--- +id: equations-and-bounds +title: "Equations and Physical Bounds Reference" +status: established +source_sections: "spark-physics.txt: Part 11 (lines 736-803), Part 1-10 (all equations), Part 12 (validation)" +related_topics: [circuit-topology, power-optimization, thevenin-method, coupled-resonance, field-thresholds, energy-and-growth, thermal-physics, streamers-and-leaders, capacitive-divider, empirical-scaling, lumped-model, distributed-model, femm-workflow, open-questions] +key_equations: + - "All equations listed in this document" + - "Townsend ionization coefficient" + - "Recombination rate coefficients" + - "Plasma conductivity from n_e" + - "Power to sustain plasma" +key_terms: + - "validation" + - "physical bounds" + - "red flags" + - "measurement tolerance" + - "sanity check" +images: + - position-dependent-bounds.png + - validation-total-resistance.png + - power-vs-resistance-curves.png + - phase-constraint-graph.png + - epsilon-by-mode-comparison.png + - thermal-diffusion-vs-diameter.png + - length-vs-energy-scaling.png +examples: + - calculating-ropt.md + - thevenin-extraction.md + - spark-growth-timeline.md + - femm-lumped-extraction.md + - distributed-model-complete.md +open_questions: + - "Should bounds be tightened as more empirical data becomes available, or kept conservative to avoid rejecting valid edge cases?" + - "Can statistical distributions (rather than hard bounds) be assigned to each parameter for probabilistic modeling?" +--- + +# Equations and Physical Bounds Reference + +This document is the combined quick-reference for all formulas, validation ranges, and sanity checks used throughout the Tesla coil spark modeling framework. It is organized by category and cross-references the topic documents where each equation is derived and explained. Every calculated result in the framework should be checked against the bounds listed here. + +**Convention:** All phasor quantities use peak values (not RMS). Power formulas include the factor of 0.5: P = 0.5 * Re{V * I*}. + +--- + +## 1. Circuit Analysis (from [[circuit-topology]]) + +### 1.1 Input Admittance at Topload + +At angular frequency omega = 2*pi*f, with G = 1/R, B_1 = omega*C_mut (positive susceptance), B_2 = omega*C_sh (positive susceptance): + +``` +Y = ((G + jB_1) * jB_2) / (G + j(B_1 + B_2)) +``` + +**Real part (conductance component):** +``` +Re{Y} = G * B_2^2 / (G^2 + (B_1 + B_2)^2) +``` + +**Imaginary part (susceptance component):** +``` +Im{Y} = B_2 * [G^2 + B_1*(B_1 + B_2)] / (G^2 + (B_1 + B_2)^2) +``` + +### 1.2 Phase Angles + +**Admittance phase:** +``` +theta_Y = atan(Im{Y} / Re{Y}) +``` + +**Impedance phase (what is typically measured):** +``` +phi_Z = -theta_Y = atan(-Im{Y} / Re{Y}) +``` + +Sign convention: phi_Z is between -90 degrees (purely capacitive) and 0 degrees (purely resistive). + +### 1.3 Fundamental Phase Constraint + +``` +phi_Z_min = -atan(2 * sqrt(r * (1 + r))) + +where r = C_mut / C_sh +``` + +**Critical threshold:** When r >= 0.207, achieving phi_Z = -45 degrees is mathematically impossible regardless of R value. This is a topological constraint of the circuit. + +**Typical values:** +| Configuration | r = C_mut/C_sh | phi_Z_min | +|---------------|---------------|-----------| +| Large topload, short spark | 1.0 - 2.0 | -55 to -70 deg | +| Medium topload, medium spark | 0.5 - 1.0 | -50 to -55 deg | +| Small topload, long spark | 0.2 - 0.5 | -45 to -50 deg | + +--- + +## 2. Power Optimization (from [[power-optimization]]) + +### 2.1 Optimal Resistance for Maximum Power + +``` +R_opt_power = 1 / (omega * (C_mut + C_sh)) +``` + +**Numeric example:** At f = 200 kHz with C_mut + C_sh = 12 pF: +``` +R_opt_power = 1 / (2*pi * 200e3 * 12e-12) = 66.3 kilohm +``` + +### 2.2 Optimal Resistance for Minimum Phase + +``` +R_opt_phase = 1 / (omega * sqrt(C_mut * (C_mut + C_sh))) +``` + +**Key relationship:** +``` +R_opt_power < R_opt_phase (always) +``` + +R_opt_power typically produces phase angles of -55 to -75 degrees, not -45 degrees. + +### 2.3 Distributed Model: Per-Segment Resistance + +**Simplified (circuit-determined):** +``` +C_total[i] = C_shunt[i] + sum_j(|C_mutual[i,j]|) +R[i] = 1 / (omega * C_total[i]) +R[i] = clip(R[i], R_min[i], R_max[i]) +``` + +**Tapered initialization:** +``` +position = (i - 1) / (n - 1) (0 at base, 1 at tip) +R[i] = R_base + (R_tip - R_base) * position^2 +R_base = 10 kilohm, R_tip = 1 megohm +``` + +**Damped iterative update:** +``` +R_new[i] = alpha * R_optimal[i] + (1 - alpha) * R_old[i] +alpha = 0.3 to 0.5 +Clip to bounds after each update +Converge when max relative change < 1% +``` + +--- + +## 3. Thevenin Equivalent (from [[thevenin-method]]) + +### 3.1 Extraction + +``` +Z_th = 1V / I_test (drive off, AC test source at topload-to-ground) +V_th = V(topload) (drive on, spark load removed, open-circuit voltage) +``` + +### 3.2 Power to Any Load + +``` +P_load = 0.5 * |V_th|^2 * Re{Z_load} / |Z_th + Z_load|^2 +``` + +### 3.3 Theoretical Maximum Power + +If conjugate match were achievable (Z_load = Z_th*): +``` +P_max = 0.5 * |V_th|^2 / (4 * Re{Z_th}) +``` + +Actual spark power is always less than P_max due to the topological phase constraint. + +--- + +## 4. Spark Growth (from [[energy-and-growth]], [[field-thresholds]]) + +### 4.1 Growth Rate + +``` +dL/dt = P_stream / epsilon (when E_tip > E_propagation) +dL/dt = 0 (when E_tip < E_propagation; stalled) +``` + +### 4.2 Total Energy and Average Power + +``` +E_total = epsilon * L (total energy to reach length L) +P_avg = epsilon * L / T (average power over growth time T) +``` + +### 4.3 Time-Dependent Epsilon + +``` +epsilon(t) = epsilon_0 / (1 + alpha * integral(P_stream dt)) + +where [alpha] = 1/J (units of inverse joules) +integral(P_stream dt) is the accumulated energy deposited in the channel +``` + +### 4.4 Field Thresholds + +``` +E_inception = 2 - 3 MV/m (initial breakdown from smooth topload) +E_propagation = 0.4 - 1.0 MV/m (sustained leader growth in air at sea level) +E_tip = kappa * E_average (tip enhancement factor kappa = 2 to 5) +``` + +--- + +## 5. Thermal Physics (from [[thermal-physics]]) + +### 5.1 Pure Thermal Diffusion Time Constant + +``` +tau_thermal = d^2 / (4 * alpha) + +alpha = k / (rho_air * c_p) approximately 2e-5 m^2/s for air +``` + +**Computed values:** +| Channel diameter | tau_thermal (diffusion only) | Effective persistence (with convection/ionization) | +|-----------------|------------------------------|--------------------------------------------------| +| 100 micrometers (thin streamer) | 0.1 - 0.2 ms | 1 - 5 ms | +| 1 mm (thick streamer) | 12.5 ms | 10 - 50 ms | +| 5 mm (leader) | 300 - 600 ms | seconds | + +Observed persistence is longer than pure diffusion due to buoyancy-driven convection maintaining the hot gas column and ionization memory (recombination slower than thermal diffusion). + +--- + +## 6. Capacitive Divider (from [[capacitive-divider]]) + +### 6.1 Tip Voltage + +``` +V_tip = V_topload * Z_mut / (Z_mut + Z_sh) + +where Z_mut = (1/(jomega*C_mut)) || R (complex impedance) + Z_sh = 1/(jomega*C_sh) +``` + +### 6.2 Open-Circuit Limit (R -> infinity) + +``` +V_tip = V_topload * C_mut / (C_mut + C_sh) +``` + +Since C_sh increases with spark length (C_sh proportional to L), V_tip decreases as the spark grows even if V_topload is maintained. This creates sub-linear scaling of length with energy. + +--- + +## 7. Ringdown Measurement (from [[lumped-model]]) + +### 7.1 Parallel RLC Equivalence + +At the loaded resonant frequency omega_L: +``` +Q_L = omega_L * C_eq * R_p = R_p / (omega_L * L) + +R_p = Q_L / (omega_L * C_eq) +R_p = Q_L * omega_L * L + +G_total = 1/R_p = omega_L * C_eq / Q_L +G_total = 1 / (Q_L * omega_L * L) +``` + +### 7.2 Measurement Extraction + +``` +C_eq = C_0 * (f_0 / f_L)^2 (frequency shift gives capacitance change) +delta_C = C_eq - C_0 (added capacitance from spark) +G_total = omega_L * C_eq / Q_L (total conductance at loaded frequency) +G_0 = omega_0 * C_0 / Q_0 (unloaded conductance) +Y_spark = (G_total - G_0) + j*omega_L * delta_C +``` + +--- + +## 8. FEMM Extraction (from [[femm-workflow]]) + +### 8.1 Lumped Model + +``` +C_mut = |C_12| (absolute value of negative off-diagonal) +C_sh = C_22 - |C_12| (diagonal minus absolute off-diagonal) +C_total = C_mut + C_sh = C_22 (identity for 2-conductor system) +``` + +### 8.2 Distributed Model + +For each segment i in an (n+1) x (n+1) Maxwell matrix: +``` +C_total[i] = sum_{j != i} |C[i,j]| (sum of absolute off-diagonals in row i) +``` + +Partial capacitance transformation: +``` +C_branch[i,j] = |C_maxwell[i,j]| (positive capacitor between nodes i and j) +C_ground[i] = C_maxwell[i,i] - sum_{j != i} |C_maxwell[i,j]| (to ground) +``` + +--- + +## 9. Empirical Scaling Laws (from [[empirical-scaling]]) + +### 9.1 Freau's Relationships + +``` +Single-shot burst: L proportional to sqrt(E_bang) +Repetitive operation: L proportional to P_avg^(0.3 to 0.5) +QCW ramp: L proportional to E^(0.6 to 0.8) +``` + +### 9.2 Physical Explanation + +- Single-shot sqrt(E) arises from voltage-limited growth: E_field approximately V_top/L, P proportional to V^2/Z, Z proportional to L, so L proportional to sqrt(P). +- QCW shows closer-to-linear scaling because active voltage ramping compensates for the capacitive divider and leader formation is more energy-efficient. +- Repetitive power scaling (exponent 0.3-0.5) applies when thermal/ionization memory carries over between pulses. + +--- + +## 10. Physical Bounds + +### 10.1 Resistance Bounds + +**Lumped model:** +``` +R_min = 1 kilohm (very hot, thick leader plasma) +R_max = 100 megohm (cold, thin streamer plasma) +``` + +**Distributed model (position-dependent):** +``` +position = (i - 1) / (n - 1) (0 at base, 1 at tip) + +R_min[i] = 1 kilohm + 9 kilohm * position +R_max[i] = 100 kilohm + 99.9 megohm * position^2 +``` + +**Total resistance by operating mode (at 200 kHz, 1-3 m sparks):** +| Mode | Total R range | +|------|--------------| +| Burst/streamer-dominated | 50 - 300 kilohm | +| QCW/leader-dominated | 5 - 50 kilohm | +| Very low frequency (<100 kHz) or very long sparks | 1 - 10 kilohm | + +### 10.2 Capacitance Bounds + +**Shunt capacitance:** +``` +C_sh approximately 2 pF/foot (+/- factor of 2-3) +C_sh approximately 6.6 pF/meter (same rule, converted) +``` + +Factor of 2-3 variation is normal due to topload shielding, ground distance, and channel geometry. + +**Mutual capacitance:** +``` +C_mut = 3 - 15 pF (for 1-5 foot sparks with typical toroidal toploads) +``` + +C_mut depends primarily on topload geometry and is relatively insensitive to spark length. + +### 10.3 Field Thresholds + +``` +E_inception = 2 - 3 MV/m (initial breakdown in air at sea level) +E_propagation = 0.4 - 1.0 MV/m (sustained growth, sea level) +Tip enhancement factor kappa = 2 - 5 (depends on tip geometry) +``` + +E_propagation varies +/-20-30% with altitude and humidity. + +### 10.4 Energy per Meter (epsilon) + +| Operating mode | epsilon range (J/m) | Channel type | +|----------------|-------------------|--------------| +| QCW-style growth | 5 - 15 | Leader-dominated, long ramps (5-20 ms) | +| High duty cycle DRSSTC | 20 - 40 | Hybrid streamer/leader | +| Hard-pulsed burst mode | 30 - 100+ | Streamer-dominated, single-shot | + +### 10.5 Impedance Phase + +``` +phi_Z at R_opt_power: typically -55 to -75 degrees +phi_Z_min (absolute limit): depends on r = C_mut/C_sh +phi_Z = -45 degrees: impossible when r >= 0.207 +``` + +### 10.6 Frequency Parameters + +``` +Operating frequency range: 50 - 400 kHz (typical Tesla coil range) +Frequency shift with spark loading: 5 - 20% (both poles shift and damp) +``` + +### 10.7 Power Parameters + +``` +Primary input power: 0.5 - 15 kW (typical amateur DRSSTC range) +Spark power efficiency: 15 - 50% of primary input +``` + +Power balance: P_primary = P_spark + P_secondary_losses + P_corona + P_radiation + +### 10.8 Thermal Parameters + +``` +Thermal diffusivity of air: alpha approximately 2e-5 m^2/s +Streamer temperature: 300 - 1000 K (weakly ionized) +Leader temperature: 5,000 - 20,000 K (thermally ionized) +Streamer diameter: 10 - 100 micrometers +Leader diameter: 1 mm - 1 cm +Streamer lifetime (thermal): microseconds +Leader persistence (effective): seconds (with convection) +``` + +### 10.9 Plasma Parameters + +``` +Plasma conductivity: sigma = 0.01 - 10 S/m +Plasma resistivity: rho = 0.1 - 100 ohm*m +``` + +These span the range from cold, weakly-ionized streamer plasma to hot, fully-ionized leader plasma. + +--- + +## 11. Validation Red Flags + +These are conditions that should trigger a review of calculations, model setup, or input data. A red flag does not necessarily indicate an error, but it means the result is outside the expected range and deserves investigation. + +### 11.1 Capacitance Red Flags + +| Check | Expected range | Red flag | +|-------|---------------|----------| +| C_sh / L_spark | 1 - 3 pF/foot | Outside 0.5 - 6 pF/foot | +| C_mut | 3 - 15 pF (1-5 ft sparks) | Below 1 pF or above 30 pF | +| C_mut / C_sh ratio | 0.2 - 2.0 | Below 0.05 or above 5.0 | +| C_total | C_22 from matrix | C_total != C_22 (for lumped 2x2) | +| Matrix symmetry | C_ij = C_ji | Difference > 0.1% | +| Off-diagonal signs | All negative | Any positive off-diagonal | + +### 11.2 Resistance Red Flags + +| Check | Expected range | Red flag | +|-------|---------------|----------| +| R_opt_power (lumped) | 10 - 500 kilohm | Below 1 kilohm or above 10 megohm | +| R_total (distributed, burst) | 50 - 300 kilohm | Below 10 kilohm or above 1 megohm | +| R_total (distributed, QCW) | 5 - 50 kilohm | Below 1 kilohm or above 200 kilohm | +| R distribution monotonicity | Increasing base to tip | Decreasing or non-monotonic | +| Adjacent segment R ratio | < 3:1 | Ratio exceeding 5:1 | + +### 11.3 Phase Red Flags + +| Check | Expected | Red flag | +|-------|----------|----------| +| phi_Z at R_opt_power | -55 to -75 deg | More negative than -85 deg or less negative than -40 deg | +| phi_Z compared to phi_Z_min | phi_Z >= phi_Z_min | phi_Z < phi_Z_min (physically impossible) | + +### 11.4 Efficiency and Power Red Flags + +| Check | Expected | Red flag | +|-------|----------|----------| +| Spark efficiency (P_spark/P_primary) | 15 - 50% | Below 5% or above 80% | +| Power balance | Sum of losses = P_primary | Imbalance > 20% | + +### 11.5 Growth and Energy Red Flags + +| Check | Expected | Red flag | +|-------|----------|----------| +| epsilon (QCW) | 5 - 15 J/m | Below 2 J/m or above 30 J/m | +| epsilon (burst) | 30 - 100 J/m | Below 10 J/m or above 200 J/m | +| Growth rate (QCW) | 50 - 500 m/s | Below 10 m/s or above 2000 m/s | +| E_tip at stall | 0.4 - 1.0 MV/m | Below 0.1 MV/m or above 3 MV/m | + +### 11.6 Distributed Model Red Flags + +| Check | Expected | Red flag | +|-------|----------|----------| +| Tip/base current ratio | 0.3 - 0.5 (for 10 segments) | Below 0.1 or above 0.8 | +| Peak power location | Segments 1-4 (base/middle) | Peak at tip segment | +| Convergence iterations | 2 - 5 | More than 15 | +| Simplified vs. iterative R agreement | Within 5% | Difference > 20% | + +--- + +## 12. Measurement Tolerances + +These tolerances reflect the combined uncertainty of the measurement method and the physical variability of the quantity being measured. They are important for setting realistic expectations when comparing model predictions to experimental observations. + +| Quantity | Method | Typical tolerance | +|----------|--------|------------------| +| C_mut, C_sh | FEMM extraction | +/- 10% (well-meshed), +/- 5% (carefully refined) | +| R (spark resistance) | Ringdown or probe | +/- 30 - 50% (high variability in plasma conditions) | +| E_propagation | FEMM + stall observation | +/- 20 - 30% (environmental dependence) | +| epsilon (energy per meter) | Energy/length from multiple shots | +/- 30 - 50% (mode-dependent variability) | +| Spark length | Visual measurement | +/- 20 - 40% (branching, curvature, definition ambiguity) | +| V_top | Calibrated probe | +/- 10 - 20% (probe coupling uncertainty) | +| f_0, f_L | Frequency counter | +/- 0.1% (excellent precision) | +| Q factor | Ringdown decay | +/- 10 - 20% (depends on signal quality) | + +**Guidance on combining uncertainties:** When multiple uncertain quantities multiply (e.g., R = 1/(omega*C)), add fractional uncertainties in quadrature. For example, if C has +/-10% uncertainty and omega has +/-0.1% uncertainty, R has approximately +/-10% uncertainty. + +When comparing model to experiment, agreement within the combined measurement tolerance should be considered excellent. Agreement within twice the tolerance is acceptable. Disagreement beyond three times the tolerance indicates a systematic error or modeling deficiency. + +--- + +## 13. Connection to Other Topics + +### Key Relationships + +This document serves as the combined reference for all other topics in the knowledge graph: + +- **[[circuit-topology]]**: Sections 1 (admittance, phase constraint) +- **[[power-optimization]]**: Section 2 (R_opt_power, R_opt_phase, distributed R) +- **[[thevenin-method]]**: Section 3 (Z_th, V_th, power formulas) +- **[[coupled-resonance]]**: Section 10.6 (frequency parameters) +- **[[field-thresholds]]**: Sections 4.4, 10.3 (E_inception, E_propagation, kappa) +- **[[energy-and-growth]]**: Sections 4, 9 (epsilon, growth rate, scaling laws) +- **[[thermal-physics]]**: Sections 5, 10.8 (tau, temperatures, diameters) +- **[[streamers-and-leaders]]**: Sections 10.8, 10.9 (plasma parameters) +- **[[capacitive-divider]]**: Section 6 (V_tip, voltage division) +- **[[empirical-scaling]]**: Section 9 (Freau's relationships) +- **[[lumped-model]]**: Sections 7, 8.1 (ringdown, FEMM extraction) +- **[[distributed-model]]**: Sections 2.3, 8.2, 10.1 (per-segment R, bounds) +- **[[femm-workflow]]**: Section 8 (matrix extraction formulas) +- **[[open-questions]]**: Section 12 (measurement tolerances define what is and is not resolvable) +- **[Becker et al. 2005]**: Section 14 (plasma physics constants, breakdown, recombination, conductivity) +- **[Liu 2017]**: Sections 14.9, 14.10 (leader inception, Gallimberti critique, ionization threshold) +- **[Yang et al. 2022]**: Section 14.8 (Mayr/Cassie arc model parameters) +- **[da Silva et al. 2019]**: Sections 14.11-14.13 (nonlinear resistance power law, heating efficiency, channel expansion) +- **[Bazelyan & Raizer 2000]**: Sections 14.14-14.23 (V-I characteristic, leader velocity, energy ceiling, temperature thresholds, physical constants, conductance relaxation, transmission line parameters, equilibrium composition, streamer parameters, breakdown voltage) +- **[Phase 6 QCW Survey 2026]**: Section 14.24 (QCW operating parameters, coupling data, growth rate, frequency threshold, timing comparisons) + +--- + +## 14. Plasma Physics Constants + +Fundamental plasma physics parameters relevant to Tesla coil spark modeling, sourced from K.H. Becker, U. Kogelschatz, K.H. Schoenbach, R.J. Barker, "Non-Equilibrium Air Plasmas at Atmospheric Pressure," IOP Publishing, 2005. + +These values provide physical grounding for the empirical parameters (epsilon, E_propagation, R bounds) used in the circuit framework and enable first-principles plausibility checks. + +### 14.1 Breakdown Parameters + +| Quantity | Value | Reference | +|----------|-------|-----------| +| Breakdown E/N threshold | 100 Td (~25 kV/cm at 1 atm) | Ch 2, p. 26 | +| Mean electron energy at breakdown | ~3 eV (~35,000 K) | Ch 2, p. 26 | +| Ionization-attachment crossover | E/p ~ 25 kV/cm/bar (E/N ~ 100 Td) | Ch 2, p. 33 | +| Electron lifetime in cold air (STP) | 16 ns (three-body attachment to O2) | Ch 1, p. 7 | +| Paschen minimum for air | V_min = 230-370 V, (pd)_min ~ 0.6 torr*cm | Ch 2, p. 33 | +| Streamer criterion (Meek) | N_cr ~ 10^8 electrons (alpha*d ~ 18-20) | Ch 2, p. 35 | +| Runaway electron threshold | ~3x stationary breakdown field | Ch 2, p. 39 | + +### 14.2 Ionization Coefficients + +Townsend ionization coefficient for dry air: + +``` +alpha/N = A * exp(-B * N / E) + +A = 1.4 * 10^-20 m^2 +B = 660 Td +Valid range: 10-150 Td (roughly 2.5-37.5 kV/cm at 1 atm) +``` + +[Becker et al. 2005, Ch 2, p. 32; after Morrow & Lowke 1997] + +More sophisticated analytical approximations covering wider E/N ranges: see Morrow & Lowke (1997) or Chen & Davidson (2003). + +### 14.3 Electron Density by Discharge Type + +| Discharge Type | n_e (cm^-3) | Reference | +|----------------|-------------|-----------| +| Streamer outer boundary | ~10^11 | Ch 2, p. 37 | +| Streamer body (inner core) | >10^13 | Ch 2, p. 37 | +| Microdischarge filament | 10^14 - 10^15 | Ch 6, Table 6.2.1 | +| Pulsed breakdown channel | ~10^16 | Ch 2, p. 38 | +| Equilibrium air at 2900 K | 4 * 10^10 | Ch 5, p. 229 | +| Non-equilibrium DC discharge (700-2000 K) | >10^12 | Ch 2, p. 23 | + +### 14.4 Recombination Rate Coefficients + +| Reaction | Rate Coefficient (cm^3/s) | Reference | +|----------|--------------------------|-----------| +| O2+ + e- | 1.9 * 10^-7 * (300/T_e)^0.5 | Ch 4, p. 170 | +| N2+ + e- | 1.8 * 10^-7 * (300/T_e)^0.39 | Ch 4, p. 174 | +| NO+ + e- | 4.3 * 10^-7 * (300/T_e)^0.37 | Ch 4, p. 172 | +| H3O+ + e- | 6.3 * 10^-7 * (300/T_e)^0.5 (T_e < 1000 K) | Ch 4, p. 175 | +| All major atmospheric ions at 300 K | ~2 * 10^-7 | Ch 4, p. 174 | +| High-pressure three-body limit | up to 10^-4 | Ch 4, p. 175 | + +### 14.5 Plasma Sustainability + +| Quantity | Value | Reference | +|----------|-------|-----------| +| Average ionization energy in air | ~14 eV | Ch 7, p. 440 | +| Power to sustain n_e = 10^13 in 2000 K air | 14 kW/cm^3 | Ch 5, p. 230 | +| Power to sustain n_e = 10^13 in cold air | 1.4 kW/cm^3 (attachment-limited) | Ch 7, p. 440 | +| Electron-air collision cross section | 1.5 * 10^-15 cm^2 | Ch 5, p. 229 | +| N2 vibrational relaxation time (1 atm) | >100 us | Ch 5, p. 231 | + +### 14.6 Conductivity from Electron Density + +``` +sigma = n_e * e^2 / (m_e * nu_e-air) + +where: + nu_e-air = N_air * sigma_collision * v_e (electron-neutral collision frequency) + sigma_collision = 1.5 * 10^-15 cm^2 (electron-air collision cross section) + N_air ~ 2.5 * 10^19 cm^-3 at STP + v_e ~ 10^6 m/s (mean electron speed at ~1 eV) +``` + +[Becker et al. 2005, Ch 5, p. 229] + +Example: For n_e = 10^13 cm^-3 in air at STP, this yields sigma ~ 0.075 S/m, consistent with the "cold streamer" conductivity range (0.01-0.1 S/m) in Section 10.8. + +### 14.7 Streamer and Spark Kinetics + +| Quantity | Value | Reference | +|----------|-------|-----------| +| Primary streamer velocity | ~10^8 cm/s (10^6 m/s) | Ch 2, p. 59 | +| Secondary streamer/leader velocity | 10^5 - 10^6 cm/s (10^3 - 10^4 m/s) | Ch 2, p. 59 | +| Ionization front thickness | ~0.015 cm (~150 um) | Ch 2, p. 37 | +| Min. specific energy for spark channel | 0.6 - 1 J/cm^3 | Ch 2, p. 59 | +| Spark current rise rate (dI/dt) | ~10^7 A/s | Ch 2, p. 60 | +| Ion mobility in air (STP) | ~2 * 10^-4 m^2/(V*s) | Ch 2, p. 60 | +| Humidity: breakdown voltage minimum | at ~1% water vapor | Ch 2, p. 30 | +| Frequency: breakdown voltage minimum | ~1 MHz | Ch 2, p. 30 | + +### 14.8 Arc Model Parameters (Mayr/Cassie) + +The Mayr and Cassie arc models describe the time evolution of arc conductance. For Tesla coil sparks (low current, non-equilibrium), the Mayr model is appropriate. + +**Mayr equation:** + +``` +dG/dt = (1/tau_m) * (P/P_0 - 1) * G + +where: + G = arc conductance [S] + tau_m = thermal time constant [s] + P = I^2/G = instantaneous power dissipated [W] + P_0 = cooling power (power to sustain ionization) [W] +``` + +**Cassie equation** (for high-current arcs, NOT applicable to TC sparks): + +``` +dG/dt = (1/tau_c) * (u^2/U_c^2 - 1) * G + +where: + u = arc voltage + U_c = characteristic voltage (= arc voltage at equilibrium) +``` + +| Parameter | TC Streamer | TC Leader | High-current arc | Reference | +|-----------|------------|-----------|-----------------|-----------| +| tau_m | 0.1-0.5 ms | 10-500 ms | 0.1-10 ms | Yang et al. 2022 | +| P_0 | ~1 W/m * L_seg | ~1 kW/m * L_seg | 1-100 kW | Yang et al. 2022 | +| tau_c | N/A | N/A | 0.1-1 ms | Yang et al. 2022 | + +[Yang et al. 2022, "Arc Modeling Approaches: A Comprehensive Review," Frontiers in Physics] + +**Key points for TC application:** + +- TC sparks are firmly in the Mayr regime (low current, thin channels) +- Cassie model is irrelevant for TC sparks (applies to high-current industrial arcs) +- Sensitivity analysis shows tau_m and P_0 are the critical parameters; small changes produce large conductance variations +- LTE (Local Thermodynamic Equilibrium) assumption in both models breaks down at the low currents typical of TC streamers + +**Hybrid transition function** for combined Mayr-Cassie (informational only): + +``` +sigma(i) = exp(-i^2/I_0^2) (weighting function) +G = sigma * G_Mayr + (1-sigma) * G_Cassie +``` + +For TC sparks with i << I_0, sigma -> 1 and the combined model reduces to pure Mayr. + +### 14.9 Ionization Threshold Discrepancy + +Two sources give slightly different values for the ionization-attachment crossover: + +| Source | E/N threshold | Equivalent at STP | +|--------|--------------|-------------------| +| Becker et al. 2005, Ch 2, p. 26 | 100 Td | ~25 kV/cm | +| Stanley (2000), via Liu 2017 | 120 Td | ~30 kV/cm | + +The 20% discrepancy is within measurement uncertainty for the ionization and attachment coefficients. For the TC framework, the difference is not operationally significant because: (1) E_inception (~2-3 MV/m) is determined by geometry and pressure, not by the bare crossover field; and (2) E_propagation (~0.4-1.0 MV/m) is an empirical parameter calibrated to specific coils regardless of the fundamental crossover value. + +### 14.10 Leader Inception Parameters + +| Quantity | Value | Reference | +|----------|-------|-----------| +| Minimum gas temperature for stable leader | Significantly >2000 K | Liu 2017, Ch 3 | +| Reason for overshoot | Convection losses during gas expansion | Liu 2017, Ch 3 | +| Dark period duration | ~1-5 ms between streamer bursts | Liu 2017; Les Renardieres 1977, 1981 | +| Ion mobility (drift recovery) | ~2 * 10^-4 m^2/(V*s) | Becker et al. 2005, Ch 2, p. 60 | +| Kinetic model complexity | 45 species, 192 reactions | Liu 2017, Ch 3 | +| Gallimberti model accuracy | Qualitative only; quantitative predictions unreliable | Liu 2017, Ch 3 | + +### 14.11 Nonlinear Resistance Power Law + +The equilibrium resistance per unit length of a spark/leader channel follows a power law in current: + +``` +R = A / I^b (ohm/m) +``` + +[da Silva et al. 2019, "The Plasma Nature of Lightning Channels and the Resulting Nonlinear Resistance," JGR Atmospheres] + +**Fitted parameters by current regime (at 10 ms timescale):** + +| Regime | Current Range | A (ohm * A^b / m) | b | Dominant Cooling | Fit Error | +|--------|-------------|-------------------|------|-----------------|-----------| +| Region I | 1-10 A | 1.24 * 10^4 | 1.84 | Heat conduction | 9% | +| Region II | 10-1,000 A | 2.82 * 10^3 | 1.16 | Mixed conduction + radiation | 4% | +| Region III | 1,000-10,000 A | 0.18 * 10^3 | 0.75 | Radiation | 1% | +| King (1961) expt | 1-10,000 A | 2.87 * 10^3 | 1.16 | Experimental steady-state | 25% | + +**Application to Tesla coil sparks:** + +- **Region I (1-10 A)** is TC streamer/early leader territory. At I = 1 A: R ~ 12,400 ohm/m. At I = 10 A: R ~ 179 ohm/m. +- **Region II (10-1,000 A)** is DRSSTC burst mode territory. At I = 100 A: R ~ 13.5 ohm/m. +- Typical TC sparks at 1-3 A peak current: R ~ 3,000-12,000 ohm/m, giving total R of 3-36 kohm for a 1-3 m spark. This is consistent with the R bounds in Section 10 (5-300 kohm). + +**Relationship to Mayr equation:** The R = A/I^b power law describes the *equilibrium* resistance the channel tends toward. The Mayr equation (Section 14.8) describes *how fast* the channel approaches that equilibrium. Together they form a complete dynamic resistance model: +- Mayr: dG/dt = (1/tau) * (P/P_0 - 1) * G (dynamics) +- da Silva: R_eq = A/I^b (target equilibrium) + +**Key physical insight:** The channel "forgets" its initial conditions at the ~10 ms timescale. Regardless of starting electron density, radius, or temperature, the resistance converges to the R = A/I^b curve. This supports the hungry streamer self-optimization principle: the plasma state is determined by the current the circuit delivers, not by the plasma's initial conditions. + +### 14.12 Air Heating Efficiency + +Not all electrical power dissipated in the channel heats the neutral gas. At low temperatures, most energy goes into vibrational excitation of N2, which relaxes slowly: + +``` +eta_T = 0.1 + 0.9 * [tanh(T/T_amb - 4) + 1] / 2 +``` + +[da Silva et al. 2019, after Flitti & Pancheshnyi 2009] + +| Gas Temperature | eta_T | Meaning | +|----------------|-------|---------| +| 300 K (ambient) | ~0.10 | Only 10% of Joule heating goes to gas temperature | +| 600 K | ~0.10 | Still mostly vibrational excitation | +| 1200 K | ~0.55 | Transition zone: V-T relaxation accelerating | +| 2000 K | ~1.0 | Full thermalization: all power heats gas | + +**Critical implication for TC sparks:** This explains why the streamer-to-leader transition takes milliseconds despite MW/m power densities in thin streamer channels — 90% of the electrical energy goes into N2 vibrational modes, not gas heating. Only after the gas reaches ~1000-2000 K does thermalization become efficient, triggering the thermal runaway to leader temperatures (>5000 K). + +### 14.13 Channel Radius Expansion + +The current-carrying radius and thermal radius expand by ambipolar diffusion and thermal conduction respectively: + +``` +rc ~ sqrt(4 * D_a * t) (current-carrying radius) +rg ~ sqrt(4 * kappa_T / (rho_m * c_p) * t) (thermal radius) +``` + +[da Silva et al. 2019] + +Where D_a is the ambipolar diffusion coefficient. Both expand as sqrt(t), consistent with the thermal diffusion model in [[thermal-physics]]. + +**Streamer-to-leader channel evolution at 10 A:** + +| Parameter | Initial (streamer) | After transition (~4 us at 10 A) | +|-----------|-------------------|----------------------------------| +| rc | 0.5 mm | 1 mm | +| rg | 5 mm | 10 mm | +| n_e | 10^14 cm^-3 | 9 * 10^11 cm^-3 | +| T | 300 K | 5000 K | + +### 14.14 Bazelyan V-I Characteristic + +A simple relationship between arc/leader current and internal electric field, valid at atmospheric pressure for moderate currents: + +``` +i * E = b + +where: + b = 300 V*A/cm (empirical constant for air at 1 atm) + i = channel current [A] + E = internal electric field [V/cm] + +Equivalently: R_per_meter = b / i^2 = 30,000 / i^2 [ohm/m] +``` + +[Bazelyan & Raizer 2000, Physics-Uspekhi 43(7), p. 706] + +**Comparison with da Silva power law (Section 14.11):** + +| Current | Bazelyan (b=300) | da Silva Region I | Ratio | +|---------|-----------------|-------------------|-------| +| 1 A | 30,000 ohm/m | 12,400 ohm/m | 2.4x | +| 3 A | 3,333 ohm/m | 1,575 ohm/m | 2.1x | +| 10 A | 300 ohm/m | 179 ohm/m | 1.7x | +| 100 A | 3 ohm/m | 13.5 ohm/m (Region II) | 0.2x | + +The two formulas agree within a factor of ~2 for 1-10 A (TC-relevant range), diverging at higher currents where the simple i*E=b formula breaks down. The Bazelyan formula is a quick approximation; da Silva's three-regime power law is more accurate. + +**More precise measured CVC (from full textbook):** + +``` +E = 32 + 52/i [V/cm, i in Amperes] +``` + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 2, p. 90, Eq. 2.48] + +This measured current-voltage characteristic is more accurate than the simple i*E=b formula. The 32 V/cm floor represents irreducible radiation and convection losses; the 52/i term dominates at TC-relevant currents. + +| Current | Simple (i*E=300) | Measured CVC | da Silva Region I | TC Context | +|---------|-----------------|--------------|-------------------|-----------| +| 0.5 A | 600 V/cm | 136 V/cm | — | TC streamer | +| 1 A | 300 V/cm | 84 V/cm | 124 V/cm | TC early leader | +| 3 A | 100 V/cm | 49 V/cm | 47 V/cm | TC leader | +| 10 A | 30 V/cm | 37 V/cm | 18 V/cm | DRSSTC burst | + +The measured CVC agrees better with da Silva at TC currents (1-10 A) than the simple formula does. + +### 14.15 Leader Velocity Formula + +Empirical formula for leader propagation velocity as a function of tip potential: + +``` +v_L = a * sqrt(|Delta_U_t|) + +where: + a = 1500 cm/s / V^(1/2) (= 0.474 m/s per sqrt(V)) + Delta_U_t = tip potential minus external potential at tip location [V] +``` + +[Bazelyan & Raizer 2000, Physics-Uspekhi 43(7), p. 709, Eq. 5] + +Valid for both positive (continuous) and negative (stepped) leaders. Derived from extensive laboratory spark and lightning data. + +**Application to Tesla coil sparks:** + +| Tip Voltage | v_L | Propagation time for 2 m | +|-------------|-----|--------------------------| +| 100 kV | 4.7 km/s | 0.42 ms | +| 300 kV | 8.2 km/s | 0.24 ms | +| 600 kV | 11.6 km/s | 0.17 ms | + +These velocities are consistent with the intermediate regime between laboratory sparks (~10 km/s) and lightning leaders (~100 km/s), and with the observation that TC spark growth takes ~1-10 ms during a QCW ramp (accounting for the fact that the leader must also wait for thermal transition at each step). + +**Physical basis:** Leader velocity is set by two processes in series: (1) streamer propagation from the leader tip at v_s ~ 10^7 cm/s over a conducting length l ~ v_s/nu_a ~ 1 cm, and (2) thermal contraction instability build-up in tau_ins ~ 1 us. The net leader advance rate is v_L ~ l/tau_ins ~ 10^6 cm/s (10 km/s), modulated by the square root of tip voltage which controls streamer vigor. + +### 14.16 Channel Capacitance and Energy Ceiling + +The linear capacitance of a spark channel and the maximum energy available per unit length from tip charge alone: + +``` +Channel capacitance per unit length: + C_1 = 2*pi*epsilon_0 / ln(L/r) [F/m] + = 0.0555 / ln(L/r) [pF/m] + +Maximum energy per unit length (from tip capacitance): + W_max = pi * epsilon_0 * U^2 [J/m] +``` + +[Bazelyan & Raizer 2000, Physics-Uspekhi 43(7), pp. 703-704, Eq. 1] + +The tip (hemisphere) has capacitance C_1t = 2*pi*epsilon_0 (independent of radius), which is ln(L/r) times larger than the per-unit-length body capacitance. This means the tip stores disproportionately more energy for heating the next channel segment. + +**Application to Tesla coil sparks:** + +| Topload Voltage | W_max (J/m) | Can heat channel radius to 5000 K | +|----------------|-------------|-----------------------------------| +| 100 kV | 2.8 | ~0.2 mm | +| 300 kV | 25 | ~0.6 mm | +| 600 kV | 100 | ~1.2 mm | + +Note: W_max is the energy available from the tip charge alone. The TC resonant circuit continuously supplies additional energy through the conducting channel during the burst, so the total energy available for channel formation far exceeds W_max. However, W_max constrains the energy available for *new channel initiation* ahead of the leader tip before the leader has extended its conducting core. + +**Validation:** The C_1 formula gives C_1 = 0.0555/ln(200/0.5) ~ 9.3 pF/m for a 2-m spark of 1-cm diameter. This is comparable to but distinct from the empirical C_sh ~ 6.6 pF/m (2 pF/foot), which includes the full ground-referenced capacitance extracted from FEMM (geometry-dependent). The difference arises because C_sh is extracted from the complete Maxwell matrix including ground plane effects, while C_1 is the free-space formula for an isolated conductor. + +### 14.17 Temperature Thresholds for Self-Sustaining Plasma + +Three distinct temperature thresholds govern leader channel viability: + +| Threshold | Temperature | Physical Mechanism | Reference | +|-----------|------------|-------------------|-----------| +| Onset (Liu) | >2000 K (must overshoot) | Thermal ionization begins; gas expansion can abort if marginal | Liu 2017, Ch 3 | +| Associative ionization | >4000 K | N + O -> NO+ + e: field-free ionization kicks in; n_e ~ 7*10^12 cm^-3 at equilibrium | Bazelyan & Raizer 2000, pp. 715-716 | +| Full self-sustaining | >5000 K | Electron attachment virtually nonexistent; channel survives without external field | Bazelyan & Raizer 2000, p. 703 | + +**Key insight:** These three thresholds are not contradictory — they describe different stages of the same transition: +- At 2000 K, thermal ionization *starts* but the channel is fragile (can be killed by expansion/convection) +- At 4000 K, associative ionization provides a field-independent electron source; the channel is robust +- At 5000 K, the plasma is fully self-sustaining; the channel cannot be extinguished by anything short of removing the gas + +For TC sparks, the practical threshold is **4000-5000 K**: the channel must reach this range to survive as a leader. The 2000 K onset temperature (Liu) represents the minimum to *begin* the transition, while 5000 K (Bazelyan) represents the endpoint where the channel is truly persistent. + +### 14.18 Additional Physical Constants + +| Quantity | Value | Reference | +|----------|-------|-----------| +| Electron mobility in air (STP) | mu_e = 600 cm^2/(V*s) | Bazelyan & Raizer 2000, p. 714 | +| Ion mobility in air (STP) | mu_i = 1.5 cm^2/(V*s) | Bazelyan & Raizer 2000, p. 711 | +| Electron attachment time (cool air) | ~100 ns (10^-7 s) | Bazelyan & Raizer 2000, p. 703 | +| Thermal instability contraction time | ~1 us (10^-6 s) | Bazelyan & Raizer 2000, p. 704 | +| Leader channel wave impedance | ~500 ohm | Bazelyan & Raizer 2000, p. 709 | +| Specific enthalpy to heat air to 5000 K | 12 kJ/g | Bazelyan & Raizer 2000, p. 703 | +| Recombination coefficient (cold air) | beta ~ 10^-7 cm^3/s | Bazelyan & Raizer 2000, p. 714 | +| n_e at 4000 K equilibrium (1 atm) | 7 * 10^12 cm^-3 | Bazelyan & Raizer 2000, p. 716 | + +### 14.19 Conductance Relaxation Model + +An alternative to the Mayr equation (Section 14.8) for modeling time-dependent channel conductance, derived from return stroke physics but applicable to any spark channel with time-varying current: + +``` +dG/dt = [G_st(i) - G(t)] / tau_g + +where: + G = channel conductance per unit length [S/m] + G_st(i) = i / E_L = stationary (equilibrium) conductance at current i [S/m] + E_L = leader/channel field at steady state (~10 V/cm for leaders) + tau_g = conductance relaxation time [s] + + tau_g = 40 us (when current is rising — channel heating) + tau_g = 200 us (when current is decreasing — channel cooling) +``` + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 4, pp. 194-195, Section 4.4.3] + +**Key difference from Mayr:** The Mayr equation (dG/dt = (1/tau_m)*(P/P_0 - 1)*G) describes conductance as driven by power relative to a cooling power threshold. The Bazelyan relaxation model describes conductance as relaxing toward a current-dependent equilibrium value with an asymmetric time constant (faster heating than cooling). Both models converge for small perturbations but diverge for large transients. + +**Physical basis for asymmetric tau_g:** Channel heating (ionization, thermal expansion) is driven by Joule energy deposition (fast, positive feedback). Channel cooling involves thermal conduction through hot gas, recombination against residual ionization, and radiative losses (slower, especially at intermediate temperatures where the gas is opaque to its own radiation). + +**Application to Tesla coil sparks:** + +- At TC frequencies (50-400 kHz, half-period 1.25-10 us), the conductance cannot reach equilibrium within a single half-cycle (tau_g = 40 us >> half-period). This means the channel conductance is effectively time-averaged over many RF cycles. +- The 200 us cooling time constant is comparable to thin streamer persistence (~100-200 us), confirming that conductance and thermal state decay on similar timescales. +- The 5:1 heating/cooling asymmetry (40 us vs 200 us) means the channel "remembers" high-current states longer than it takes to reach them — a hysteresis effect that favors leader maintenance once established. + +**Connection to Mayr parameters:** For small perturbations around G_st, the Bazelyan model reduces to exponential relaxation with tau_g, while the Mayr model reduces to exponential relaxation with tau_m. The correspondence is tau_m ~ tau_g for steady-state conditions. The Bazelyan model is more physical for large transients (e.g., return strokes, burst mode transitions) because it explicitly models the target equilibrium state. + +### 14.20 Channel Transmission Line Parameters + +A leader/spark channel can be modeled as a lossy transmission line with distributed inductance, capacitance, and resistance: + +``` +Linear inductance: + L_1 = (mu_0 / 2*pi) * ln(H/r_c) [H/m] + ~ 0.2 * ln(H/r_c) [uH/m] + +Linear capacitance: + C_1 = 2*pi*epsilon_0 / ln(L/r) [F/m] + ~ 10 pF/m (with corona envelope at R ~ 16 m, lightning scale) + ~ 2-5 pF/m (TC scale, topload to tip) + +Wave impedance (lossless limit): + Z = sqrt(L_1 / C_1) ~ 500 ohm + +Wave velocity (lossless limit): + v = 1 / sqrt(L_1 * C_1) ~ 0.6-0.7 * c +``` + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 4, pp. 184-185, Eq. 4.25-4.26] + +**Numerical values:** + +| Parameter | Lightning Leader | TC Spark (est.) | Units | +|-----------|-----------------|-----------------|-------| +| L_1 | 2.5-2.7 | 2-3 | uH/m | +| C_1 | 10 | 2-5 | pF/m | +| Z | 500 | 700-1200 | ohm | +| v | 0.6-0.7c | 0.3-0.5c | m/s | + +**TC spark values** are estimated by scaling: TC sparks are shorter (1-3 m vs 1-4 km), thinner (1-5 mm vs 1-5 cm), and lack the corona envelope of lightning leaders, giving higher L_1/C_1 ratio and hence higher Z. + +**Relevance to TC modeling:** The wave impedance Z ~ 500-1200 ohm sets the characteristic impedance seen by transient waves propagating along the spark channel. This is relevant for: +- Strike events (return stroke analogy): when a TC spark contacts ground, the impedance mismatch between Z and R_ground drives a reflection/recharging wave +- Distributed model validation: Z provides an independent check on the L_1*C_1 product +- The C_1 value (2-5 pF/m) is consistent with the empirical C_sh ~ 6.6 pF/m, with the difference accounted for by the ground plane capacitance contribution in the FEMM extraction + +### 14.21 Equilibrium Air Plasma Composition + +Thermodynamic equilibrium plasma parameters in air at atmospheric pressure: + +| T (K) | N (10^18 cm^-3) | n_e (10^13 cm^-3) | N_O (10^16 cm^-3) | N_NO (10^16 cm^-3) | n_e/N (10^-5) | +|-------|-----------------|--------------------|--------------------|--------------------|--------------------| +| 4000 | 1.79 | 0.63 | 0.25 | 1.62 | 0.35 | +| 4500 | 1.60 | 1.70 | 1.15 | 4.54 | 1.06 | +| 5000 | 1.48 | 4.90 | 3.61 | 2.73 | 3.31 | +| 5500 | 1.35 | 11.2 | 9.92 | 1.67 | 8.30 | +| 6000 | 1.27 | 21.4 | 20.6 | 1.03 | 16.8 | + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 2, Table 2.2, pp. 85-86] + +**Key observations:** +- n_e increases 34x from 4000 K to 6000 K (exponential Saha dependence) +- NO concentration peaks at ~4500 K then decreases (thermal dissociation of NO above 5000 K) +- At 5000 K: n_e = 4.9 * 10^13 cm^-3, ionization degree ~3.3 * 10^-5 (very weakly ionized) +- Effective ionization potential from fit: I_eff = 8.1 eV (close to NO ionization at 9.3 eV) +- Conductivity increases more steeply than n_e because the exponential sigma(T) relation magnifies temperature differences + +**Associative ionization rate constant** (dominant at 4000-6000 K): + +``` +N + O + 2.8 eV -> NO+ + e + +k_ass = 2.59 * 10^-17 * T^1.43 * exp(-31140/T) [cm^3/s] +``` + +[Bazelyan & Raizer 2000, Ch 2, p. 85, Eq. 2.44-2.45] + +Equilibrium establishment time: 20-50 us at T = 4000-6000 K. This is fast enough that a TC leader channel at these temperatures is in near-equilibrium. + +### 14.22 Streamer Parameters + +Fundamental streamer ionization wave parameters in air at atmospheric pressure: + +| Quantity | Value | Reference | +|----------|-------|-----------| +| Maximum tip field E_m | 150-170 kV/cm | Ch 2, p. 42 | +| Ionization frequency at E_m | v_im = 1.1 * 10^10 s^-1 | Ch 2, p. 42 | +| Electron mobility at E_m | mu_e = 270 cm^2/(V*s) | Ch 2, p. 42 | +| Drift velocity at E_m | V_em = 4 * 10^5 m/s | Ch 2, p. 44 | +| Initial plasma density behind front | n_c = 9 * 10^13 cm^-3 (voltage-independent!) | Ch 2, pp. 42-43 | +| Minimum streamer velocity | (1.5-2) * 10^5 m/s at U_t = 5-8 kV | Ch 2, p. 44 | +| Channel field behind tip (1 m) | E_c = 4.2 kV/cm | Ch 2, p. 48 | +| Energy density per passage | 0.026 J/cm^3 -> Delta_T < 3 K | Ch 2, pp. 49-50 | +| Conductivity 100x drop time | ~300 ns behind tip | Ch 2, p. 53 | +| Streamer zone internal resistance | ~0.5 Megaohm (acts as current source) | Ch 2, p. 69 | + +**Streamer velocity formula:** + +``` +V_s = v_im * r_m / [(2k-1) * ln(n_c/n_0)] + +V_s is proportional to U_t (because r_m = U_t / (2*E_m) at constant E_m) +``` + +### 14.23 Breakdown Voltage Formulas + +Empirical minimum spark breakdown voltage for sharply non-uniform fields (rod-plane) in air: + +``` +U_50%_min = 3400 / (1 + 8/d) [kV, d in meters] (d < 15 m) +U_50%_min = 1440 + 55*d [kV] (15 < d < 30 m) +``` + +[Bazelyan & Raizer 2000, Ch 2, p. 94, Eq. 2.52] + +| Gap length d | U_50%_min | E_average | TC context | +|-------------|-----------|-----------|-----------| +| 0.5 m | 200 kV | 400 kV/m | Small DRSSTC | +| 1 m | 378 kV | 378 kV/m | Mid-range DRSSTC | +| 2 m | 680 kV | 340 kV/m | Large DRSSTC | +| 3 m | 927 kV | 309 kV/m | Competition coil | +| 5 m | 1308 kV | 262 kV/m | Very large coil | + +**Optimal voltage risetime for breakdown:** + +``` +t_f_opt ~ 50 * d [microseconds, d in meters] +``` + +For a 1 m gap, optimal risetime is ~50 us. QCW ramps are typically 5-20 ms (100-400x slower), operating far above optimal. Burst mode pulses at 50-500 us are closer to optimal for their gap lengths. + +**TC relevance:** These formulas apply to the total topload-to-ground breakdown, not the incremental streamer propagation governed by E_propagation. They are useful for estimating the minimum secondary voltage needed for a target spark length, and for sanity-checking SPICE-predicted secondary voltages against known breakdown thresholds. + +### 14.24 QCW Operating Parameters (Community Survey) + +Consensus operating parameters from a comprehensive survey of QCW Tesla coil builders. [Phase 6 QCW community survey, 2026-02-10; sources: Loneoceans (4 builds), Steve Ward, davekni, flyglas, Lucasww, Rafft, Mathieu thm, Fat Coil, Dr. Kilovolt, LabCoatz, Kaizer DRSSTC IV] + +**QCW vs Burst Parameter Comparison:** + +| Parameter | QCW Range | Burst DRSSTC Range | Ratio | +|-----------|-----------|-------------------|-------| +| Coupling (k) | 0.3-0.55 | 0.05-0.2 | 2-5x higher | +| Operating frequency | 300-600 kHz | 50-110 kHz | 3-10x higher | +| Ramp/pulse duration | 10-22 ms | 70-150 us | 100-200x longer | +| Peak primary current | 50-200 A | 200-1000+ A | 3-10x lower | +| Secondary voltage | 40-70 kV | 200-600 kV | 5-15x lower | +| Spark:secondary ratio | 7-16x | 2-4x | 3-5x higher | +| Tank capacitance | 5-15 nF | 50-300 nF | 5-20x smaller | + +**QCW Growth Parameters:** + +| Quantity | Value | Source | +|----------|-------|--------| +| Growth rate | ~170 m/s | HVF visual estimate | +| Driven leader step time | ~60 us | Derived (0.01 m / 170 m/s) | +| Frequency threshold for swords | 300-600 kHz | 6+ independent observers | +| Burst ceiling (ON time) | ~80 us | Steve Ward DRSSTC-0.5 | +| Optimal ramp duration | 10-20 ms | Loneoceans QCW v1.5 | +| Energy per pulse (1.78 m) | 275 J | Loneoceans QCW v1.5 | +| Apparent epsilon (input/length) | 155 J/m | Derived | +| Estimated spark epsilon | 45-75 J/m | At 30-50% system efficiency | + +**Critical Time Comparisons:** + +| Timescale | Value | Significance | +|-----------|-------|-------------| +| RF half-period at 400 kHz | 1.25 us | << tau_thermal: effectively continuous heating | +| RF half-period at 100 kHz | 5 us | Marginal for continuous heating of thin streamers | +| Streamer tau_thermal (100 um) | ~125 us | 100x longer than RF period at 400 kHz | +| Conductance tau_g (heating) | 40 us | Time per driven leader step | +| Conductance tau_g (cooling) | 200 us | 5x longer than heating (hysteresis) | +| Burst pulse duration | 70-150 us | Comparable to streamer tau | +| QCW ramp duration | 10-22 ms | 100x longer than tau_g | +| Leader transition time | 0.5-2 ms | Within QCW ramp, exceeds burst pulse | + +**Coupling Coefficient Data (all documented QCW builds):** + +| Builder | k | Spark:secondary | Max spark | Notes | +|---------|---|----------------|-----------|-------| +| Loneoceans v1.0 | 0.32-0.35 | 7.3:1 | 40" | Initial | +| Loneoceans v1.5 | 0.38 | 13:1 | 70+" | Breakthrough came at 0.38, not 0.306 | +| Loneoceans QCW2 | 0.365 | 10:1 | 24" | Miniature | +| flyglas | 0.391 | ~12:1 | 170 cm | | +| Lucasww | 0.44 | 10:1 | 51" | | +| Dr. Kilovolt | 0.55 | — | 2-2.5 m | SiC PSFB | +| davekni | 0.71 | — | 2-2.5 m | Ferrite-assisted, highest documented | + +**Loneoceans frequency tracking data (simulated streamer loading):** + +| Condition | Frequency | Shift | +|-----------|-----------|-------| +| Unloaded secondary | 406-409 kHz | baseline | +| With 50 cm wire | 349 kHz | -14% | +| With 1 m wire | 310 kHz | -24% | +| During QCW spark growth | 413 → 377 kHz | -8.7% | + +The 8.7% shift during actual QCW operation (with 1.78 m spark) is less than the 24% shift from a 1 m solid wire, confirming that real sparks have lower effective capacitance than solid conductors — consistent with the branched, partially conducting nature of real plasma channels. diff --git a/context/femm-workflow.md b/context/femm-workflow.md new file mode 100644 index 0000000..856b3fd --- /dev/null +++ b/context/femm-workflow.md @@ -0,0 +1,347 @@ +--- +id: femm-workflow +title: "FEMM Electrostatic Workflow for Spark Capacitance Extraction" +status: established +source_sections: "spark-physics.txt: Part 7.2 (lines 458-477), Part 8.2 (lines 559-572), Part 6 (lines 389-438)" +related_topics: [lumped-model, distributed-model, circuit-topology, capacitive-divider, field-thresholds, equations-and-bounds, open-questions] +key_equations: + - "C_mut = |C_12| from Maxwell matrix" + - "C_sh = C_22 - |C_12|" + - "Partial capacitance transformation" + - "E_tip from FEMM field solution" + - "C_sh validation: 2 pF/foot rule" +key_terms: + - "FEMM" + - "Finite Element Method" + - "Maxwell capacitance matrix" + - "partial capacitance" + - "electrostatic simulation" + - "self-capacitance" + - "mutual capacitance" + - "mesh refinement" + - "axisymmetric" + - "Dirichlet boundary" +images: + - femm-geometry-setup-lumped.png + - femm-geometry-setup-distributed.png + - field-lines-capacitances.png + - femm-field-plot-example.png + - electric-field-enhancement.png + - maxwell-matrix-extraction.png + - partial-capacitance-transformation.png + - capacitance-matrix-heatmap.png +examples: + - femm-lumped-extraction.md +open_questions: + - "How does mesh quality near the spark tip affect E_tip computation accuracy, and what is the optimal element size at the tip?" + - "Can FEMM axisymmetric simulations capture non-vertical spark geometries, or is 3D FEA required for curved/angled sparks?" + - "What is the systematic error of modeling the spark as a perfect cylinder versus a tapered or irregular channel?" + - "How should multiple breakout points be handled in a single FEMM simulation?" +--- + +# FEMM Electrostatic Workflow for Spark Capacitance Extraction + +FEMM (Finite Element Method Magnetics) is an open-source finite element analysis program that, despite its name, handles electrostatic problems with high accuracy. It is the primary tool for extracting the capacitance values that populate the [[lumped-model]] and [[distributed-model]]. This document covers the complete FEMM workflow: geometry setup, meshing, solution, matrix extraction, sign convention handling, field computation, and validation. FEMM also provides the electric field at the spark tip, which is needed for growth prediction in the [[field-thresholds]] and [[energy-and-growth]] analyses. + +## 1. FEMM Fundamentals + +### 1.1 What FEMM Computes + +For electrostatic problems, FEMM solves Laplace's equation (nabla squared V = 0) in air with boundary conditions defined by conductor potentials and far-field grounding. From the solution, FEMM computes: + +- **Potential field V(r, z)** everywhere in the domain +- **Electric field E = -grad(V)** at any point +- **Charge on each conductor** Q_i = integral of epsilon_0 * E_n dA over the conductor surface +- **Capacitance matrix** C[i,j] relating charges to voltages: Q_i = sum_j C[i,j] * V_j + +### 1.2 Problem Type and Symmetry + +**Problem type:** Electrostatic (DC). Although Tesla coils operate at 50-400 kHz, the wavelength (750-6000 m) is vastly larger than the spark geometry (1-5 m), so the quasi-static approximation is excellent. Capacitance values extracted at DC are accurate at operating frequency. + +**Symmetry:** Use axisymmetric (r-z) geometry whenever possible. A vertical spark emerging from a centered toroidal topload has cylindrical symmetry, reducing the 3D problem to 2D. This reduces computation time by orders of magnitude and improves accuracy for a given mesh density. + +**When 3D is needed:** Horizontal sparks, sparks from off-center breakout points, or sparks near asymmetric grounded objects cannot exploit axisymmetry and require full 3D FEA (not available in FEMM; use other tools like Elmer or COMSOL). + +### 1.3 Coordinate System + +In FEMM's axisymmetric mode: +- **r-axis:** Radial distance from the axis of symmetry (horizontal) +- **z-axis:** Vertical position (typically z = 0 at ground plane) +- All geometry is drawn in the r >= 0 half-plane +- FEMM automatically revolves it about the z-axis + +## 2. Geometry Setup + +### 2.1 Topload + +Model the topload as a toroid in the r-z plane. A toroid of major diameter D_major and minor diameter D_minor centered at height h is represented by its cross-sectional circle: + +``` +Circle center: (r_center, z_center) +r_center = D_major/2 - D_minor/2 +z_center = h +Circle radius = D_minor/2 +``` + +Draw the right half of this circle (r >= 0) using arc segments. Close the contour along the axis if needed. Assign the topload surface to Conductor Group 1. + +### 2.2 Spark Channel + +**For the lumped model (single cylinder):** +Model the entire spark as one vertical cylinder extending downward from the bottom of the topload. Key parameters: +- **Diameter:** 1 mm for burst mode analysis, 3 mm for QCW analysis (nominal values; the weak logarithmic dependence of capacitance on diameter makes the exact choice non-critical) +- **Length:** The target spark length L +- **Gap:** Leave a 0.1-0.5 mm gap between the topload surface and the top of the spark cylinder for numerical stability + +In the r-z plane, the cylinder is a thin rectangle from (0, z_base) to (r_spark, z_tip), where r_spark = d/2 and z_tip = z_base - L. Assign the spark surface to Conductor Group 2. + +**For the distributed model (n segments):** +Divide the cylinder into n equal sections, each of length L_seg = L/n. Leave 0.1 mm gaps between segments. Assign each segment to its own Conductor Group (2 through n+1). See [[distributed-model]] for the segment numbering convention. + +### 2.3 Ground Plane + +Model the ground plane as a horizontal line from (0, 0) to (R_boundary, 0), where R_boundary is the outer boundary radius. Assign Dirichlet boundary condition V = 0 to this line. + +### 2.4 Outer Boundary + +Create a rectangular boundary enclosing all geometry: +- **Radial extent:** R_boundary = 3 to 10 times the maximum dimension (topload diameter or spark length, whichever is larger) +- **Vertical extent:** From well below the spark tip to well above the topload + +Assign V = 0 (Dirichlet) or a mixed boundary condition to the outer boundary. The boundary must be far enough that C_sh changes by less than 5% when the boundary is moved 50% farther. + +### 2.5 Material Properties + +Assign the material "Air" with relative permittivity epsilon_r = 1.0 to all regions outside the conductors. The conductors themselves are equipotential surfaces (boundary conditions, not material regions). + +### 2.6 Mesh Control + +**Critical near the spark channel:** The thin spark cylinder (1-3 mm diameter) requires fine mesh elements. Set the mesh element size near the spark to be no larger than the spark diameter. For a 2 mm spark, use 2 mm maximum element size. + +**Near the topload:** Element size of 5-10 mm is typically sufficient. + +**Far field:** Coarse mesh is acceptable (50-100 mm elements). The far field contributes little to the capacitance between nearby conductors. + +**Mesh quality check after generation:** +- No extremely elongated triangles (aspect ratio below 10:1) +- Fine mesh near conductors with smooth transition to coarse mesh +- Total element count: typically 15,000-50,000 for lumped models, 30,000-100,000 for distributed models + +## 3. Solution and Matrix Extraction + +### 3.1 Running the Solver + +FEMM solves the Laplace equation iteratively. Check: +- Convergence: Final residual below 1e-8 +- Iteration count: Typically 3-10 iterations for well-conditioned problems +- No warnings about poor mesh quality + +### 3.2 Visual Verification + +Before extracting numbers, visually inspect the solution: +- Topload should be at the specified potential (uniform color on surface) +- Spark should be at a lower, uniform potential (floating conductor acquires a potential determined by coupling) +- Ground plane should be at V = 0 +- Field lines should emerge from the topload, with some terminating on the spark and others reaching ground +- No anomalous hot spots or discontinuities + +### 3.3 Extracting the Maxwell Capacitance Matrix + +**FEMM Circuit Properties dialog** provides: +- Voltage of each conductor (specified or computed) +- Charge on each conductor +- Capacitance matrix elements + +**For the lumped model (2x2 matrix):** + +``` + [Topload] [Spark] +[Top] [ C_11 C_12 ] +[Spk] [ C_21 C_22 ] +``` + +**For the distributed model ((n+1) x (n+1) matrix):** + +``` + [Top] [Seg1] [Seg2] ... [Segn] +[Top] [C_00 C_01 C_02 ... C_0n ] +[Seg1] [C_10 C_11 C_12 ... C_1n ] +[Seg2] [C_20 C_21 C_22 ... C_2n ] +... +[Segn] [C_n0 C_n1 C_n2 ... C_nn ] +``` + +### 3.4 Sign Convention: Maxwell vs. Circuit + +**Maxwell capacitance matrix convention:** +- C_ii > 0: Self-capacitance (total charge on conductor i when i is at 1V and all others are grounded) +- C_ij < 0 for i != j: Mutual coupling (charge induced on conductor i when j is at 1V and all others are grounded). The negative sign reflects that positive voltage on j induces negative charge on i. + +**Circuit element convention:** +- All capacitances are positive values + +**Conversion for the lumped model:** +``` +C_mut = |C_12| (take absolute value of negative off-diagonal) +C_sh = C_22 - |C_12| (total self-cap minus mutual coupling) +``` + +**Conversion for the distributed model:** +Use the partial capacitance transformation (see Section 4 below). + +**Warning:** Mixing conventions is the most common source of errors in this workflow. Always write out the absolute value signs explicitly and verify that all circuit element capacitances are positive. + +## 4. Partial Capacitance Transformation + +### 4.1 Purpose + +The Maxwell matrix contains negative off-diagonal elements that cannot be directly implemented as capacitors in SPICE. The partial capacitance transformation produces an equivalent network with only positive elements. + +### 4.2 Transformation Formulas + +From the Maxwell matrix C_maxwell, compute: + +**Capacitance between node i and node j (for i != j):** +``` +C_branch[i,j] = -C_maxwell[i,j] = |C_maxwell[i,j]| +``` +This is a positive capacitor connected between nodes i and j. + +**Capacitance from node i to ground:** +``` +C_ground[i] = C_maxwell[i,i] + sum_{j != i} C_maxwell[i,j] + = C_maxwell[i,i] - sum_{j != i} |C_maxwell[i,j]| +``` +This is the residual capacitance to the implicit ground node. It should be non-negative for a valid matrix. If it is slightly negative (numerical noise), it indicates that the conductor is almost entirely coupled to other conductors with negligible direct coupling to ground. + +### 4.3 Network Implementation + +The resulting circuit has: +- One capacitor C_branch[i,j] between each pair of nodes (i,j) +- One capacitor C_ground[i] from each node to ground +- All values are positive + +For n+1 conductors, this produces up to n*(n+1)/2 branch capacitors plus n+1 ground capacitors. For n = 10 (11 conductors), this is up to 55 branch capacitors plus 11 ground capacitors. In practice, many branch capacitors are negligibly small and can be omitted. + +## 5. Electric Field Computation + +### 5.1 Tip Field for Growth Prediction + +FEMM computes the electric field magnitude at any point in the domain. For spark growth analysis (see [[field-thresholds]] and [[energy-and-growth]]), the critical quantity is the electric field at the spark tip. + +**Procedure:** +1. Set topload to the peak operating voltage V_top +2. Include the spark at its current length L +3. Solve the electrostatic problem +4. Query E_tip = |E| at the tip of the spark cylinder + +The tip field includes geometric enhancement: +``` +E_tip = kappa * E_average +``` +where kappa = 2 to 5 is the field enhancement factor due to the small radius of curvature at the spark tip. FEMM automatically captures this enhancement if the mesh is sufficiently fine near the tip. + +### 5.2 Calibration of E_propagation + +The field threshold for sustained spark propagation is determined by combining FEMM with experimental observation: + +1. Run the coil with known drive conditions +2. Measure the final (stalled) spark length L_stall +3. From SPICE simulation, determine V_top at the time of stall +4. In FEMM, set up the topload at V_top with a spark of length L_stall +5. Compute E_tip at the stall point +6. This E_tip equals E_propagation for this coil/environment + +Typical result: E_propagation = 0.4 to 1.0 MV/m, depending on altitude, humidity, and channel condition. + +### 5.3 Accuracy Considerations + +**FEMM field accuracy near the tip:** The field at a sharp geometric feature (like the end of a thin cylinder) is the hardest quantity to compute accurately with FEA. The field diverges as the radius of curvature approaches zero. In practice: +- Round the tip of the spark cylinder with a hemispherical cap of radius equal to half the spark diameter +- Refine the mesh to at least 5 elements across the hemisphere +- Report E_tip averaged over the hemisphere surface, not at a single point + +**Overall capacitance accuracy:** FEMM capacitance extraction is typically accurate to +/-10% for well-meshed problems. With careful mesh refinement and boundary testing, +/-5% is achievable. + +## 6. Practical Workflow Summary + +### 6.1 Lumped Model Extraction + +``` +1. Create FEMM geometry: topload + single spark cylinder + ground plane +2. Set topload to V = 1V (test voltage) +3. Set spark as floating conductor +4. Mesh and solve +5. Extract 2x2 Maxwell capacitance matrix +6. Compute: C_mut = |C_12|, C_sh = C_22 - |C_12| +7. Validate: C_sh within factor 2-3 of (2 pF/foot * L) +8. Calculate: R = 1/(omega * (C_mut + C_sh)), clip to [1 kilohm, 100 megohm] +9. Build SPICE netlist +``` + +### 6.2 Distributed Model Extraction + +``` +1. Create FEMM geometry: topload + n spark segments + ground plane +2. Set topload to V = 1V (test voltage) +3. Set all segments as floating conductors +4. Mesh and solve +5. Extract (n+1)x(n+1) Maxwell capacitance matrix +6. Verify: symmetry, positive diagonals, negative off-diagonals +7. Transform to partial capacitances for SPICE implementation +8. Compute per-segment: C_total[i] = sum |C[i,j]| for j != i +9. Calculate: R[i] = 1/(omega * C_total[i]), clip to position-dependent bounds +10. Build SPICE network with partial capacitances and resistances +``` + +### 6.3 Parametric Studies + +FEMM simulations are fast enough (seconds to minutes) to enable parametric sweeps: +- **Spark length variation:** Run for L = 0.5, 1.0, 1.5, 2.0, 2.5, 3.0 m to build lookup tables of C_mut(L), C_sh(L) +- **Topload size variation:** Compare small, medium, and large toploads to understand the effect on C_mut/C_sh ratio (and hence on the phase constraint from [[circuit-topology]]) +- **Ground plane distance:** Vary the ground plane height to assess environmental sensitivity of C_sh +- **Spark diameter:** Verify the weak logarithmic dependence of capacitance on diameter + +## 7. Common Mistakes and Troubleshooting + +### 7.1 Errors in Setup + +| Mistake | Symptom | Fix | +|---------|---------|-----| +| Spark touching topload (no gap) | Matrix extraction fails or gives anomalous values | Insert 0.1-0.5 mm gap | +| Boundary too close | C_sh varies >5% when boundary moved | Increase to 5-10x max dimension | +| Mesh too coarse near spark | Poor convergence or C values change with refinement | Refine mesh to spark diameter | +| Wrong conductor assignment | Off-diagonal elements have wrong sign or magnitude | Verify conductor groups | + +### 7.2 Errors in Extraction + +| Mistake | Symptom | Fix | +|---------|---------|-----| +| C_sh = C_22 + C_12 (wrong formula) | Conceptual error; coincidentally gives correct result | Always use C_sh = C_22 - abs(C_12) | +| Forgetting absolute value | Negative C_mut (impossible) | Take abs() of all off-diagonal elements | +| Units mismatch | R_opt off by orders of magnitude | FEMM uses cm internally; convert to SI for formulas | +| Non-symmetric matrix | Indicates poor convergence or bug | Re-mesh, refine, check boundary conditions | + +### 7.3 Validation Failures + +| Issue | Likely cause | Action | +|-------|-------------|--------| +| C_sh > 5 * (2 pF/ft * L) | Boundary too close; extra grounded objects | Move boundary; check geometry | +| C_sh < 0.2 * (2 pF/ft * L) | Spark shielded by topload; ground too far | Physical; not necessarily wrong | +| C_mut < 1 pF | Spark too far from topload; gap too large | Check gap size and topload model | +| Negative C_ground[i] after partial transform | Numerical noise in matrix | Add +0.1 pF to diagonal | + +## 8. Connection to Other Topics + +### Key Relationships + +- **Serves:** [[lumped-model]] -- FEMM provides the 2x2 matrix from which C_mut and C_sh are extracted for the lumped model. +- **Serves:** [[distributed-model]] -- FEMM provides the (n+1)x(n+1) matrix that defines the entire capacitive network of the distributed model. +- **Computes:** [[field-thresholds]] -- FEMM computes E_tip for a given V_top and L, enabling growth prediction and E_propagation calibration. +- **Informs:** [[capacitive-divider]] -- The voltage distribution along the spark (visible in FEMM's potential plot) directly shows the capacitive divider effect. +- **Depends on:** [[circuit-topology]] -- The physical topology (C_mut || R in series with C_sh) motivates what quantities to extract from FEMM. +- **Validates against:** [[equations-and-bounds]] -- All extracted capacitances and derived resistances must fall within documented physical ranges. + +### Worked Example + +The `femm-lumped-extraction.md` worked example demonstrates the complete workflow for a 30 cm x 8 cm toroid with a 1.8 m spark at 200 kHz, including mesh convergence testing, boundary sensitivity analysis, and parametric studies. diff --git a/context/field-thresholds.md b/context/field-thresholds.md new file mode 100644 index 0000000..e2b75c1 --- /dev/null +++ b/context/field-thresholds.md @@ -0,0 +1,720 @@ +--- +id: field-thresholds +title: "Electric Field Thresholds and Spark Inception/Propagation" +status: established +source_sections: "spark-physics.txt: Part 5 Section 5.1 (lines 213-234), Part 5 Section 5.6 (lines 338-360), Part 6 (lines 389-438), Part 11 (lines 763-777)" +related_topics: [energy-and-growth, thermal-physics, streamers-and-leaders, capacitive-divider, empirical-scaling, power-optimization, branching-physics, qcw-operation, lumped-model, distributed-model, femm-workflow, equations-and-bounds, open-questions] +key_equations: + - "E_inception threshold" + - "E_propagation threshold" + - "E_tip with enhancement factor" + - "Voltage-limited maximum length" + - "Capacitive voltage division V_tip" + - "Altitude correction for E thresholds" + - "Growth rate dL/dt = P_stream / epsilon" + - "Townsend ionization coefficient" + - "Paschen minimum" + - "Streamer criterion (Meek)" + - "Paschen density scaling E_breakdown proportional to N" +key_terms: + - "inception field" + - "propagation field" + - "tip enhancement factor" + - "field dilution" + - "capacitive voltage division" + - "stall point" + - "streamer" + - "leader" + - "altitude correction" + - "Paschen curve" + - "Townsend coefficient" + - "streamer criterion" + - "reduced field E/N" + - "Townsend (Td)" + - "electron attachment" + - "corona shielding" + - "voltage rate limit" + - "dynamic threshold" + - "coupled voltage-power limit" +images: + - electric-field-enhancement.png + - voltage-division-vs-length-plot.png + - femm-field-plot-example.png +examples: + - spark-growth-timeline.md +open_questions: + - "How does the tip enhancement factor kappa vary during the transition from streamer to leader?" + - "What is the correct E_propagation for branched vs. single-channel sparks?" + - "How does UV pre-ionization from the topload corona affect E_inception for secondary streamers?" + - "Can E_propagation be measured directly in a controlled Tesla coil experiment?" + - "How does the effective E_propagation change when the spark grows into regions of non-uniform background field?" + - "What role do runaway electrons play in Tesla coil spark inception at fields exceeding 3x the stationary breakdown threshold?" + - "What is the gas temperature 1-10 mm ahead of a QCW leader tip during active growth?" + - "Does an accelerating voltage ramp produce longer QCW sparks than a linear ramp of the same peak voltage and energy?" +--- + +# Electric Field Thresholds and Spark Inception/Propagation + +This document establishes the field-based criteria that govern whether a Tesla coil spark can form and continue to grow. Two distinct thresholds exist: the inception field (required to start a spark) and the propagation field (required to sustain growth). The interplay between topload voltage, geometric field dilution, tip enhancement, and capacitive voltage division determines the maximum voltage-limited spark length for any given operating condition. + +## 1. Two Distinct Field Thresholds + +### 1.1 Inception Field (E_inception) + +The inception field is the electric field required to initiate electrical breakdown from the topload surface in ambient air. + +``` +E_inception ~ 2 - 3 MV/m (at sea level, standard conditions) +``` + +**Physical basis:** Breakdown in air requires that an electron avalanche achieves sufficient multiplication to become self-sustaining (the Townsend criterion, or equivalently, the streamer criterion). For air at atmospheric pressure, this requires approximately 3 MV/m for a uniform field. The range 2-3 MV/m reflects: + +- **Smooth, large-radius topload:** E_inception closer to 3 MV/m. The field is relatively uniform near the surface, and breakdown requires the full Paschen-like threshold. + +- **Sharp points, small radius of curvature:** E_inception closer to 2 MV/m (or even lower). Field enhancement at sharp features means the local field can exceed the breakdown threshold even when the average field is below it. + +- **Surface condition:** Dust, moisture, surface roughness, and residual ionization from previous sparks can reduce E_inception by providing seed electrons and reducing the statistical lag time. + +**Practical note for Tesla coils:** Most toploads have relatively smooth surfaces (toroidal or spherical), so E_inception is typically near the upper end of the range (2.5-3 MV/m). However, breakout points (deliberately placed sharp features) are designed to lower E_inception at a specific location to control where the spark initiates. + +### 1.2 Propagation Field (E_propagation) + +The propagation field is the electric field required at the spark tip to sustain continued growth after initial inception. + +``` +E_propagation ~ 0.4 - 1.0 MV/m (at sea level, standard conditions) +``` + +**Why E_propagation << E_inception:** Once a spark channel exists, it extends the conductor from the topload. The spark tip concentrates the field (see Section 2 on tip enhancement), and the ionized channel behind the tip provides a low-impedance path for current. The spark effectively "sharpens" the electrode, reducing the field required for continued avalanche propagation. + +Additionally, the air ahead of the advancing tip has been partially pre-conditioned: +- UV photoionization from the existing channel provides seed electrons +- Shock heating from the advancing wavefront raises the gas temperature slightly +- Previous streamer branches may have left residual ionization + +**Modeling value:** For simulation purposes, E_propagation = 0.6-0.7 MV/m is a good starting point for typical conditions. This should be calibrated against measurements (see Section 6). + +**Independent confirmation:** Bazelyan & Raizer (2000) report the critical average field for positive streamer propagation in air as E_cr(+) ~ 4.5-5 kV/cm (0.45-0.5 MV/m), and for negative streamers E_cr(-) ~ 10-12 kV/cm (1.0-1.2 MV/m). The positive streamer value is at the lower end of our E_propagation range, consistent with the fact that TC sparks propagating from a positive topload benefit from the easier positive streamer criterion. The 2:1 ratio between negative and positive streamer thresholds also explains observed polarity effects in TC spark length. [Bazelyan & Raizer 2000, Physics-Uspekhi 43(7), p. 703] + +### 1.3 Sharp vs. Smooth Electrode Inception + +| Electrode Type | Approximate E_inception | Physical Reason | +|----------------|------------------------|-----------------| +| Smooth sphere (R > 10 cm) | 3 - 4 MV/m | Near-uniform field at surface | +| Smooth toroid | 2.5 - 3.5 MV/m | Mild curvature enhancement | +| Breakout point (R ~ 1 mm) | 1 - 2 MV/m | Strong geometric enhancement | +| Wire tip (R ~ 0.1 mm) | 0.5 - 1 MV/m | Extreme enhancement | + +Note: These are approximate surface field values at inception. The voltage required depends on the electrode geometry and its distance to ground. + +### 1.4 Breakdown Physics: Ionization and Attachment in Air + +The inception and propagation field values above arise from the balance between electron impact ionization and electron attachment in air. This subsection summarizes the underlying physics from the gas discharge literature. + +#### Reduced Electric Field (E/N) + +Breakdown behavior in gases is governed by the reduced electric field E/N, measured in Townsend (Td), where 1 Td = 10^-21 V*m^2. At standard temperature and pressure (STP), E/N = 100 Td corresponds to approximately E ~ 25 kV/cm (2.5 MV/m). [Becker et al. 2005, Ch 2, p. 26] + +#### Townsend Ionization Coefficient + +The electron impact ionization coefficient in air follows: + +``` +alpha/N = A * exp(-B * N / E) + +where: + A = 1.4 * 10^-20 m^2 + B = 660 Td + Valid range: 10-150 Td (roughly 2.5-37.5 kV/cm at 1 atm) +``` + +[Becker et al. 2005, Ch 2, p. 32; after Wagner 1971, Moruzzi & Price 1974] + +More sophisticated analytical approximations for ionization and attachment coefficients covering wider E/N ranges can be found in Morrow & Lowke (1997) or Chen & Davidson (2003). + +#### Ionization-Attachment Crossover + +In air, ionization (alpha) exactly balances three-body electron attachment (eta) at: + +``` +E/p ~ 25 kV/cm/bar (equivalently E/N ~ 100 Td at STP) +``` + +Below this field, attachment dominates and no self-sustaining discharge is possible. Above it, ionization dominates and avalanches grow. This crossover IS the physical basis for the ~2.5 MV/m breakdown field in uniform gaps. [Becker et al. 2005, Ch 2, p. 33] + +The electron lifetime in cold air at STP (below the crossover) is approximately **16 ns**, dominated by three-body attachment to O2. This extremely short lifetime means free electrons are essentially instantaneously lost in cold, unperturbed air -- sustaining a discharge requires continuous energy input at a rate that exceeds the attachment loss. [Becker et al. 2005, Ch 1, p. 7] + +#### Streamer Criterion (Meek Criterion) + +An electron avalanche transitions to a self-propagating streamer when the total avalanche multiplication reaches: + +``` +N_critical ~ 10^8 electrons (alpha * d ~ 18-20) +``` + +At this point, the space charge field of the avalanche head becomes comparable to the applied field, and the avalanche becomes self-propagating via its own enhanced field. [Becker et al. 2005, Ch 2, p. 35] + +This criterion connects the microscopic (ionization coefficient) to the macroscopic (gap breakdown): given alpha(E) from the Townsend formula above, the minimum field for streamer formation in a gap of width d is the field where alpha(E) * d reaches 18-20. + +#### Mean Electron Energy at Breakdown + +At the breakdown threshold (E/N ~ 100 Td), the mean electron energy is approximately **3 eV** (~35,000 K electron temperature). This is far above the gas temperature (~300 K), confirming that breakdown in air is a fundamentally non-equilibrium process: the electrons are "hot" while the gas remains "cold." [Becker et al. 2005, Ch 2, p. 26] + +#### Runaway Electron Threshold + +At fields exceeding approximately **3x the stationary breakdown field**, electrons can "run away" -- gaining energy faster than they lose it through collisions. This threshold may be relevant during the initial moments of streamer head formation in Tesla coil sparks, where tip enhancement can push local fields well above 3 * 2.5 MV/m = 7.5 MV/m. [Becker et al. 2005, Ch 2, p. 39] + +### 1.5 Paschen Curve Quantitative Data + +The Paschen curve for air (breakdown voltage vs. pressure-distance product) has a well-characterized minimum: + +``` +V_min = 230 - 370 V +(pd)_min ~ 0.6 torr*cm +``` + +[Becker et al. 2005, Ch 2, p. 33] + +The range in V_min reflects different electrode materials and surface conditions. For clean electrodes in dry air, V_min ~ 327 V (the classic Paschen minimum for air). + +For Tesla coil applications, the Paschen curve is most relevant for understanding breakdown in small gaps (e.g., breakout point spacing, spark gap switches) rather than for the long-gap streamer propagation that governs spark length. Long-gap breakdown is dominated by the streamer mechanism (Section 1.4) rather than the Townsend mechanism that underlies the Paschen curve. + +## 2. Tip Enhancement Factor + +### 2.1 Definition + +The electric field at the spark tip is enhanced relative to the average field (V/distance) by a geometric factor kappa: + +``` +E_tip = kappa * E_average +``` + +where E_average is the nominal field computed as if the spark were absent (e.g., V_tip / distance_to_ground for a simple geometry). + +### 2.2 Physical Origin + +The spark tip is a small-radius conductor protruding into a region of lower field. Electric field lines concentrate at the tip, just as they concentrate at any sharp conducting feature. The enhancement depends on: + +- **Tip radius r_tip:** Smaller radius -> higher enhancement. For a hemispherical cap on a cylinder: kappa ~ L_channel / r_tip (for long channels). + +- **Channel geometry:** A straight, thin channel has higher enhancement than a thick, blunt one. + +- **Nearby conductors:** Ground planes, strike rails, or other sparks in the vicinity can increase or decrease the local field. + +### 2.3 Typical Values + +``` +kappa ~ 2 - 5 (for cylindrical spark channels with typical aspect ratios) +``` + +- kappa ~ 2-3: Thick leader channels (d ~ several mm), relatively blunt tip +- kappa ~ 3-5: Thin streamer channels (d ~ 100 um), sharp tip +- kappa > 5: Very thin, very long channels (unusual in Tesla coil sparks) + +**For modeling:** kappa = 3 is a reasonable default. FEMM simulation of the specific geometry provides a more accurate value (see [[femm-workflow]]). + +### 2.4 FEMM Determination + +The most reliable way to determine kappa for a specific configuration is to run a FEMM electrostatic simulation: + +1. Model the topload, spark channel (as a thin conductor), and ground plane. +2. Set the topload to a known voltage V_top. +3. Solve for the electric field. +4. Read E_tip at the spark tip. +5. Compute E_average = V_tip / L (where V_tip accounts for voltage division and L is distance to ground). +6. kappa = E_tip / E_average. + +![Electric field enhancement at spark tip](../assets/electric-field-enhancement.png) + +## 3. Voltage-Limited Maximum Length + +### 3.1 The Growth Condition + +A spark continues to grow while: + +``` +E_tip(V_top_peak, L) > E_propagation +``` + +where E_tip is a function of the topload peak voltage and the current spark length L. + +Growth stalls when: + +``` +E_tip(V_top_peak, L_max) = E_propagation +``` + +This defines the voltage-limited maximum length L_max for a given V_top_peak. + +### 3.2 Why E_tip Decreases with Length + +As the spark grows longer, three effects reduce E_tip: + +**Effect 1: Increased distance from topload.** +The spark tip moves farther from the topload (and from ground objects behind the topload). The geometric field at the tip would decrease even for a fixed-potential tip conductor, simply because the source of the field (the topload at V_top) is farther away. + +**Effect 2: Geometric field dilution.** +The field from a finite-size charged conductor (the topload) falls off with distance. For a point charge, E ~ 1/r^2. For a distributed charge on a toroid, the falloff is slower at short range (near-field) but eventually follows the 1/r^2 trend. The spark tip, being farther from the topload, sees a weaker driving field. + +**Effect 3: Capacitive voltage division (the most important effect for long sparks).** +As derived in [[capacitive-divider]], the voltage at the spark tip is NOT equal to V_topload. The spark circuit forms a voltage divider between C_mut (coupling to topload) and C_sh (coupling to ground): + +``` +V_tip = V_topload * Z_mut / (Z_mut + Z_sh) +``` + +**Open-circuit limit (R -> infinity):** +``` +V_tip ~ V_topload * C_mut / (C_mut + C_sh) +``` + +Since C_sh ~ 6.6 pF/m * L (proportional to spark length), V_tip decreases as the spark grows, even if V_topload is maintained constant. For a 2-meter spark with C_mut = 8 pF and C_sh = 13 pF: + +``` +V_tip / V_topload ~ 8 / (8 + 13) ~ 0.38 +``` + +The spark tip sees only 38% of the topload voltage. The field at the tip is correspondingly reduced, making further growth harder. + +**With finite R (R ~ R_opt_power):** V_tip is even lower and has a complex (not purely real) value, but the magnitude is still reduced. + +### 3.3 Solving for L_max + +The voltage-limited length is found by solving: + +``` +kappa * E_average(V_top, L_max) = E_propagation +``` + +where E_average depends on the FEMM field solution at the tip position. This is generally not solvable in closed form; it requires: + +1. **Iterative FEMM simulation:** For a series of spark lengths L, compute E_tip. Find the L where E_tip = E_propagation. + +2. **Approximate analytic model:** Using the capacitive divider and an assumed field geometry: +``` +E_tip ~ kappa * V_tip / (effective_gap) + ~ kappa * V_topload * C_mut / ((C_mut + C_sh) * (d_ground - L)) +``` +Set equal to E_propagation and solve for L. This gives a transcendental equation that must be solved numerically. + +### 3.4 Practical Example + +Consider: V_topload_peak = 400 kV, C_mut = 8 pF, C_sh = 6.6 pF/m * L, kappa = 3, E_propagation = 0.7 MV/m, distance to ground = 5 m. + +At L = 2 m: +``` +C_sh = 6.6 * 2 = 13.2 pF +V_tip = 400 * 8 / (8 + 13.2) = 400 * 0.377 = 151 kV +E_average ~ 151 kV / (5 - 2) m = 50.3 kV/m = 0.050 MV/m +E_tip = 3 * 0.050 = 0.15 MV/m +``` +This is well below E_propagation = 0.7 MV/m. The simple E_average estimate is too conservative because it uses the wrong field geometry. FEMM accounts for the actual field distribution, which gives higher fields near the tip. + +This example illustrates why FEMM simulation is essential: naive field estimates significantly underestimate E_tip because they do not account for the field concentration geometry. + +![Voltage division ratio vs. spark length](../assets/voltage-division-vs-length-plot.png) + +![Example FEMM field solution with 2m spark](../assets/femm-field-plot-example.png) + +## 4. Environmental Corrections + +### 4.1 Altitude + +Air density decreases with altitude, reducing the breakdown field proportionally: + +``` +E(altitude) = E(sea_level) * (P / P_0) + +P / P_0 ~ exp(-h / 8500 m) +``` + +where h is the altitude in meters and P_0 is sea-level pressure. + +| Altitude (m) | P/P_0 | E_propagation (if 0.7 MV/m at sea level) | +|--------------|-------|------------------------------------------| +| 0 (sea level)| 1.000 | 0.70 MV/m | +| 500 | 0.943 | 0.66 MV/m | +| 1000 | 0.889 | 0.62 MV/m | +| 1500 | 0.838 | 0.59 MV/m | +| 2000 | 0.790 | 0.55 MV/m | + +At 2000 m altitude (e.g., Denver, Colorado), the propagation threshold is ~21% lower than at sea level. This means longer sparks for the same voltage, which is consistent with observations from high-altitude Tesla coil operators. + +### 4.2 Humidity + +Water vapor affects breakdown through two mechanisms: +- **Electron attachment:** H2O has a significant electron attachment cross-section, removing free electrons and increasing the effective breakdown field. This effect INCREASES E_inception and E_propagation. +- **Reduced density:** Water vapor is lighter than N2/O2, slightly reducing air density and thus the breakdown field. This effect DECREASES the thresholds. + +The net effect is small and variable: +``` +Humidity correction: +/- 10-20% +``` + +High humidity generally increases E_inception slightly (harder to start sparks) but has a less clear effect on E_propagation (mixed reports in the literature). + +**Quantitative humidity data:** The breakdown voltage in air at atmospheric pressure has a minimum at approximately **1% water vapor** content. At low humidity, adding water vapor reduces breakdown voltage (the reduced density effect dominates). Above ~1%, the electron attachment effect of H2O begins to dominate and raises the breakdown voltage again. For typical indoor conditions (30-70% RH at 20-25 C, corresponding to roughly 0.5-2% water vapor by volume), the humidity effect on E_inception is modest and may go in either direction depending on the specific humidity level. [Becker et al. 2005, Ch 2, p. 30; Protasevich 2000] + +### 4.3 Temperature + +Air density decreases with temperature, reducing breakdown fields: +``` +Temperature correction: +/- 5-10% +``` + +At 40 C vs. 20 C: air density drops by ~7%, reducing breakdown thresholds by a similar amount. + +### 4.4 Frequency Dependence of Breakdown + +The breakdown voltage in air shows a frequency dependence, with a minimum near **~1 MHz**. At frequencies well below this minimum, breakdown is governed by quasi-static (DC) processes. Near and above 1 MHz, electrons can survive the field reversal between half-cycles (the electron lifetime at STP is only 16 ns, see Section 1.4), reducing the effective breakdown threshold. [Becker et al. 2005, Ch 2, p. 30; Kunhardt 2000] + +**Tesla coil relevance:** Typical DRSSTC operating frequencies (50-400 kHz) are below this minimum, so frequency effects are relatively minor: +- At **50 kHz**: Essentially DC-like breakdown behavior +- At **200-400 kHz**: Possibly 5-10% reduction in effective inception field compared to DC predictions +- At **~1 MHz** (some small SSTCs): Approaching the minimum, with potentially significant (~20-30%) reduction + +This frequency dependence is a rarely discussed factor that could contribute to observed discrepancies between DC Paschen predictions and Tesla coil inception behavior, and to performance differences between coils operating at very different frequencies. + +### 4.5 Corona Shielding and Voltage Rate Limit + +When voltage rises slowly on a rounded electrode, a stable corona (continuous low-level discharge) can form and persist indefinitely, shielding the electrode from streamer inception. This occurs because the space charge from slowly-drifting ions stabilizes the surface field at the inception level. The maximum voltage growth rate at which this shielding corona can be sustained is: + +``` +A_u_max ~ 2 * mu_i * E_s^2 ~ 3.6 kV/us +``` + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 5, pp. 269-270] + +where mu_i ~ 2 cm^2/(V*s) is ion mobility and E_s ~ 30 kV/cm is the corona stabilization field. + +If the voltage rises faster than A_u_max, the ions cannot drift fast enough to maintain the shielding charge cloud. The surface field increases beyond the streamer criterion, and the corona undergoes an abrupt transition to a streamer flash, which can then initiate a leader. + +**TC implications — corona shielding is always defeated:** + +A typical DRSSTC topload reaches V_top ~ 300 kV in ~1 us (one RF half-cycle at 200 kHz), giving a voltage rate of: + +``` +dV/dt ~ 300 kV / 1 us = 300 kV/us >> 3.6 kV/us +``` + +This is ~80x faster than the corona shielding limit. The practical consequence is that **Tesla coils cannot maintain a stable corona at the topload** — every voltage cycle that exceeds inception field strength immediately produces streamers, bypassing the corona shielding phase entirely. This is consistent with the observation that TC sparks appear as bright streamer bursts from the very first cycle, not as a gradual corona-to-streamer evolution. + +**Comparison to lightning:** In natural lightning, the field rise rate at a grounded object from an approaching leader is much slower (~kV/ms range), allowing ultracorona to persist until the leader approaches within ~200 m altitude, at which point the rate exceeds the shielding limit and a counterleader launches. TC toploads effectively start in the "counterleader launch" regime from the first RF cycle. + +**Design implication:** Corona rings and smooth toploads on Tesla coils do not suppress sparks through corona shielding (the voltage rate is far too fast for that). They work by reducing the peak surface field through geometric smoothing, delaying the point during the voltage ramp when E_surface exceeds E_inception. + +### 4.6 Combined Uncertainty + +The total uncertainty in E_propagation from environmental factors is: + +``` +E_propagation (total uncertainty) ~ +/- 20-30% +``` + +This is comparable to the intrinsic variability due to spark geometry and channel conditions. For modeling purposes, calibrate E_propagation against actual spark lengths rather than relying on theoretical values (see Section 6). + +### 4.7 Dynamic E_propagation at Driven Leader Tips + +The cold-air E_propagation values in Sections 1-4.6 (0.4-1.0 MV/m) apply to streamer propagation into undisturbed ambient air. At the tip of an actively driven leader — the regime relevant to QCW Tesla coil operation — the local conditions are fundamentally different, and the effective propagation threshold is substantially lower. This section develops the physics of this dynamic threshold and argues that it resolves the apparent paradox of QCW spark lengths. + +#### The QCW Voltage Puzzle + +The most striking empirical fact about QCW Tesla coil operation [T2]: + +``` +QCW topload voltage: 40-70 kV (davekni measurement, 6+ independent coils) +QCW spark length: 2+ meters (multiple builders, see [[qcw-operation]]) +``` + +Compare to burst mode [T2]: + +``` +Burst topload voltage: 200-600 kV +Burst spark length: similar or shorter +``` + +The voltage ratio is ~10-15:1. If E_propagation were a fixed constant, a 15x lower voltage should produce dramatically shorter sparks. The naive capacitive divider calculation (Section 3.4) confirms this — 70 kV with typical TC parameters predicts stall at well under 1 meter using cold-air E_propagation. + +Two factors resolve this paradox: + +1. **Field geometry**: Naive E_avg = V_tip/distance vastly underestimates E_tip. FEMM-computed fields at the tip of a thin conductor are much higher than average-field estimates because the field concentrates at the sharp tip (see Section 2). This is a geometric effect, not a plasma physics effect, and it accounts for a significant portion of the discrepancy. [T0 — electrostatics] + +2. **Dynamic threshold reduction**: The effective E_propagation at a driven leader tip is much lower than the cold-air value, because the gas ahead of the tip has been pre-conditioned by multiple converging physical mechanisms. [T3 — this section] + +Both factors are needed. Proper field geometry alone cannot fully explain the observations, and dynamic threshold alone cannot either. The QCW spark exploits both: concentrated tip fields pushing into pre-conditioned gas with a reduced ionization threshold. + +#### Four Mechanisms That Reduce E_propagation + +A leader grows by launching streamer corona from its tip into the gas ahead (see [[streamers-and-leaders]]). In undisturbed air, these streamers require E_propagation ~ 0.5 MV/m to sustain. At a driven leader tip, four physical mechanisms converge to lower this requirement: + +**Mechanism 1: UV Photoionization** [T1 — mechanism established; T3 — quantitative effect at TC leader tips] + +The active leader tip continuously generates intense UV from the streamer corona zone. Photons with energy >12.1 eV ionize O2, creating seed electrons ahead of the advancing front. + +- Cold air contains essentially zero free electrons (attachment kills them in ~16 ns [T1, Becker et al. 2005]) +- A single electron must undergo ~18-20 doublings to reach the streamer criterion (10^8 electrons) [T1] +- With UV-generated seed density of 10^7-10^8 cm^-3 [T1, simulation data], new avalanches start from a pre-existing electron cloud rather than from zero +- This eliminates the statistical lag (waiting for a lucky first electron) and reduces the net multiplication needed for self-propagation +- More leader current → more intense corona → more UV → denser seed cloud → lower effective field threshold [T3] + +The effect is strongest within ~1-5 mm of the leader tip, limited by the UV absorption length in air at atmospheric pressure. + +**Mechanism 2: Thermal Pre-conditioning** [T0 — Paschen scaling; T3 — application to QCW tip] + +Heat conducts and convects forward from the hot leader trunk (5,000-20,000 K). The gas immediately ahead of the tip is warmer than ambient, reducing its density. + +The fundamental relationship is Paschen scaling [T0]: breakdown field is proportional to gas number density N. + +``` +E_breakdown proportional to N proportional to P/(k_B * T) (ideal gas at constant pressure) +``` + +If the gas ahead of the leader tip is heated from 300 K to T_local, the effective breakdown field drops by the ratio 300/T_local: + +| T_local (K) | T_local / T_ambient | E_prop reduction factor | Effective E_prop (from 0.5 MV/m) | +|---|---|---|---| +| 300 (ambient) | 1.0 | 1.0 | 0.50 MV/m | +| 600 | 2.0 | 0.50 | 0.25 MV/m | +| 1000 | 3.3 | 0.30 | 0.15 MV/m | +| 1500 | 5.0 | 0.20 | 0.10 MV/m | +| 2000 | 6.7 | 0.15 | 0.075 MV/m | + +[T0: the Paschen scaling math. T3: the actual temperature reached ahead of a QCW leader tip is unknown.] + +**How hot does the gas get ahead of the tip?** Pure thermal diffusion over distance delta in time t: + +``` +delta ~ sqrt(alpha_thermal * t) where alpha_thermal ~ 2*10^-5 m^2/s +``` + +Over 1 ms (the timescale for a leader step): delta ~ 0.14 mm [T0]. This is tiny — pure conduction barely reaches ahead of the tip. + +But additional transport mechanisms push hot gas further forward [T3]: +- Convective outflow from the expanding leader channel displaces hot gas forward +- The shock wave from rapid channel heating creates a transient low-density zone ahead +- Radiation from the hot channel core heats surrounding gas volumetrically + +The net effect is that gas within ~1-10 mm of the leader tip is significantly above ambient temperature [T3]. Even modest heating to 600-1000 K halves or thirds the effective E_propagation. + +**Mechanism 3: Residual Ionization** [T1 — recombination data; T3 — application to TC] + +Previous streamer passages leave residual ionization in the zone ahead of the leader tip. This residual charge persists because recombination is slow relative to the propagation timescale: + +``` +tau_recomb ~ 1/(alpha_recomb * n_e) ~ 50 us (at n_e ~ 10^13 cm^-3) +``` + +[T1, Becker et al. 2005, Ch 4] + +In QCW operation, the leader tip corona is continuously refreshed. New streamers propagate into the fading remnants of previous ones, not into pristine air. The residual electron density means: + +- The effective seed electron density is orders of magnitude above zero [T3] +- Avalanches start from a pre-ionized state, requiring less multiplication +- The gas retains partial conductivity, reducing the field needed to drive current through it +- Each successive streamer cycle starts from a higher baseline ionization [T3] + +This mechanism is cumulative during the QCW ramp: the longer the leader has been active, the more thoroughly pre-ionized the zone ahead of its tip becomes [T3]. + +**Mechanism 4: Gas Expansion and Density Reduction** [T0 — gas dynamics; T3 — magnitude at TC tips] + +When the leader channel heats, the gas expands at approximately constant pressure (the acoustic transit time across the channel, ~d/v_sound ~ 1 mm / 340 m/s ~ 3 us, is fast compared to the heating timescale). This expansion: + +- Reduces gas density within and near the channel [T0] +- Creates an outward flow that pushes lower-density gas forward [T3] +- Means the region immediately ahead of the tip is at lower N than ambient [T3] + +Since E/N ~ 100 Td is the fundamental breakdown parameter [T1], lower N means breakdown occurs at lower absolute E. This is the same physics as the altitude correction (Section 4.1), but locally produced by the leader's own heating. + +For a channel at 5000 K, the internal density is 300/5000 = 6% of ambient [T0]. The gas ahead of the tip won't reach 5000 K, but even partial heating produces significant density reduction (see Mechanism 2 table). + +#### The Convergent Nature of the Effect + +The four mechanisms are not independent — they reinforce each other [T3]: + +``` +Leader current → UV + heating + residual ionization + expansion + │ + ├─→ UV creates seed electrons ahead of tip + │ + ├─→ Heat reduces gas density ahead of tip + │ │ + │ └─→ Lower density + seed electrons + │ → lower field needed for avalanche + │ → streamer propagates at lower E + │ → leader extends further + │ + ├─→ Residual ionization from previous streamers + │ → next streamers start from pre-ionized gas + │ → further reduces required field + │ + └─→ Gas expansion reduces local N + → E/N threshold reached at lower absolute E +``` + +Each mechanism makes the others more effective. More current produces more UV, more heating, and more residual ionization simultaneously. The net reduction in effective E_propagation is greater than any single mechanism alone would produce [T3]. + +#### The Coupled Voltage-Power Limit + +This convergent dynamic has a profound consequence: **voltage and power are not independent limits on spark length** [T3]. + +In the traditional model, there are two separate constraints: +1. Voltage limit: E_tip must exceed E_propagation (fixed constant) +2. Power limit: must deliver enough energy per unit time at rate P/epsilon + +The dynamic threshold framework couples these: **power delivery modifies the conditions that determine the voltage threshold**. Specifically: + +- More power through the leader → more heating, UV, ionization at the tip [T3] +- This reduces the effective E_propagation [T3] +- Which allows growth to continue at lower V_tip [T3] +- Which means the spark can grow longer before the capacitive divider stalls it [T3] + +The "voltage limit" is therefore not a fixed line that the capacitive divider marches toward. It is a moving target that retreats as power increases — but with diminishing returns. + +#### Saturation and the Ultimate Limit + +The dynamic threshold cannot reduce E_propagation to zero [T0 — ionization requires nonzero field]. Several effects create a floor: + +1. **Minimum E/N for net ionization**: Even in pre-heated, pre-ionized gas, some minimum E/N is needed to drive ionization faster than attachment/recombination. In hot air (>2000 K), attachment is suppressed (see [[thermal-physics]]), but ionization still requires field-driven avalanches. [T1] + +2. **Diminishing returns on each mechanism** [T3]: + - UV seed density saturates (finite photon production rate, absorption limits range) + - Thermal pre-conditioning is limited by how far ahead heat can propagate (~mm scale) + - Residual ionization decays between leader steps (tau_recomb ~ 50 us) + - Gas expansion is bounded by the pressure ratio (can't go below zero density) + +3. **The capacitive divider always wins eventually** [T0]: V_tip = V_topload * C_mut/(C_mut + C_sh) decreases monotonically with spark length. Even with a very low E_propagation floor, there exists a length where E_tip drops below it. + +The ultimate stall length for a QCW spark is therefore set by the intersection of two curves [T3]: +- The decreasing E_tip curve (capacitive divider + field geometry, computed by FEMM) +- The decreasing E_propagation_effective curve (dynamic threshold, set by delivered power) + +Both curves decrease with spark length, but E_tip decreases faster (because the capacitive divider is relentless and C_sh grows linearly). Eventually E_tip drops below E_propagation_effective, and the spark stalls. + +#### Connection to QCW Ramp Regimes + +The dynamic threshold framework provides a unified explanation for the three QCW ramp regimes documented in [[qcw-operation]] [T3]: + +**Too short (<5 ms):** Insufficient time for the thermal mechanisms to develop. The leader is young, the gas ahead is barely pre-conditioned, and E_propagation_effective is still close to the cold-air value. Growth is voltage-limited at a short length. Sparks are segmented, gnarly, high-epsilon. + +**Optimal (10-20 ms):** The leader has time to fully develop. By 2-5 ms, the thermal ratchet has established a hot leader trunk, UV production is intense, and residual ionization ahead of the tip is high. E_propagation_effective is well below the cold-air value. The spark grows efficiently as a single channel (see [[branching-physics]]) at low epsilon. Growth continues until the capacitive divider finally overwhelms the dynamic threshold. + +**Too long (>25 ms):** The spark has already reached the ultimate stall length — where E_tip equals E_propagation_effective even with maximal pre-conditioning. Additional power cannot reduce E_propagation further at the tip (saturation). The energy must go somewhere: it heats and thickens the leader trunk, eventually triggering lateral breakouts (see [[branching-physics]] Section 4.3). The spark gets "hot and fat but bushy" rather than longer. + +#### Why This Doesn't Help Burst Mode + +Burst pulses (70-150 us) are too short for the dynamic threshold to develop significantly [T3]: + +- UV is present but transient — dies with each pulse +- Thermal pre-conditioning requires sustained heating (~ms) that a single 100 us pulse doesn't provide +- Residual ionization from one pulse persists (~50 us tau_recomb) but decays during the inter-pulse gap (5-10 ms) +- Gas expansion is localized and transient + +Each burst pulse propagates streamers into approximately cold, un-conditioned air. The effective E_propagation is close to the cold-air value. This is why burst mode needs 200-600 kV to achieve similar spark lengths — it cannot exploit the dynamic threshold reduction, so it must rely on brute-force voltage [T3]. + +This provides another perspective on the 10-15:1 voltage ratio between burst and QCW [T2]: it is a rough measure of how much the dynamic threshold effects reduce the effective E_propagation during sustained QCW operation [T3]. + +#### Testable Predictions + +The dynamic threshold framework makes specific predictions that could be tested experimentally [T4]: + +1. **Effective E_propagation at stall**: At the moment a QCW spark stops growing, E_tip (measurable via FEMM + V_topload) equals E_propagation_effective. This should be much lower than 0.5 MV/m. No such measurement exists yet. + +2. **Power dependence**: E_propagation_effective should decrease with increasing leader power. Two QCW sparks of the same length but different power levels should stall at different times (the higher-power one stalls later). + +3. **Frequency dependence**: Higher RF frequency → more heating cycles per unit time → faster development of pre-conditioning → lower E_propagation_effective at a given time into the ramp. This is consistent with the observed 300-600 kHz threshold for QCW swords [T2], but the connection to the dynamic threshold specifically (as opposed to the thermal ratchet generally) is untested. + +4. **Temperature measurement**: Spectroscopic measurement of gas temperature 1-10 mm ahead of a QCW leader tip should show significantly elevated temperature (>600 K, possibly >1000 K). No such measurement exists for TC sparks. + +5. **Ramp shape sensitivity**: If the dynamic threshold is real, an accelerating voltage ramp (faster increase late in the ramp) should produce longer sparks than a linear ramp of the same peak voltage and energy, because it delivers more power at the end when E_propagation_effective is already low. This is a specific, testable prediction that distinguishes the dynamic threshold model from a fixed-threshold model. + +## 5. Spark Growth Dynamics + +### 5.1 The Growth Equation + +Spark growth rate is determined by the power available and the energy cost per meter (see [[energy-and-growth]] for detailed treatment): + +``` +dL/dt = P_stream / epsilon (when E_tip > E_propagation) +dL/dt ~ 0 (when E_tip < E_propagation, stalled) +``` + +The field threshold acts as a gate: growth can only occur when sufficient field exists at the tip. The rate of growth, when it occurs, is governed by the power-to-energy ratio. + +### 5.2 Time-Stepped Growth Simulation + +For each time step dt in a growth simulation: + +``` +1. Compute V_topload(t) from the drive model (or Thevenin equivalent + loaded frequency) +2. Compute V_tip from the capacitive divider (current C_mut, C_sh, R) +3. Compute E_tip from FEMM (or approximate formula) at current length L +4. Check: E_tip >= E_propagation? + - If yes: dL/dt = P_stream(t) / epsilon(L, t) + - If no: dL/dt = 0 (stalled; spark cannot advance) +5. Update: L = L + dL/dt * dt +6. Update spark model parameters (C_sh, R_opt) for new L +7. Optionally: retune to loaded pole frequency (see [[coupled-resonance]]) +8. Repeat +``` + +### 5.3 Stall and Recovery + +When E_tip drops below E_propagation, the spark stalls but does not necessarily extinguish immediately: + +- The channel remains hot for a thermal time constant (see [[thermal-physics]]) +- If V_topload increases (e.g., during QCW ramp), E_tip may recover above threshold +- The spark resumes growth from its current length, not from zero (thermal memory preserves the channel) + +This stall-recovery dynamic is common in QCW operation, where the voltage ramp may briefly lag behind the increasing field threshold as the spark lengthens. + +## 6. Calibration Procedure + +### 6.1 Determining E_propagation from Measurements + +E_propagation is best determined empirically for each coil: + +1. **Measure spark length** L for a known operating condition (drive voltage, pulse width, frequency). +2. **Run FEMM simulation** with topload at V_top_peak and a spark conductor of length L. +3. **Read E_tip** from the FEMM solution at the spark tip position. +4. **At the stall point (spark at maximum length):** E_tip ≈ E_propagation. + +This gives E_propagation for the specific coil, environment, and operating mode. Typical results: 0.4-1.0 MV/m, with 0.6-0.7 MV/m being common for medium DRSSTCs at sea level. + +### 6.2 Determining kappa from FEMM + +Run the FEMM simulation described in Section 2.4 for several spark lengths to establish how kappa varies with geometry. For a self-consistent model, use the same kappa profile when predicting growth. + +### 6.3 Validation + +After calibrating E_propagation and kappa: +- Predict spark length for a different operating condition (different drive voltage, different pulse width) +- Compare to measurement +- If prediction is consistently off, adjust E_propagation + +A well-calibrated model should predict spark lengths to within +/-20% across a range of operating conditions. + +## 7. Connection to Other Topics + +### Key Relationships + +- **Derives from:** Gas discharge physics (Townsend/streamer breakdown theory, Paschen's law) +- **Interacts with:** [[capacitive-divider]] (voltage division directly determines V_tip and hence E_tip) +- **Enables:** [[energy-and-growth]] (field threshold is one of two conditions for spark growth; the other is energy/power) +- **Interacts with:** [[streamers-and-leaders]] (streamer vs. leader propagation has different effective E_propagation) +- **Interacts with:** [[thermal-physics]] (temperature affects local gas density and thus local breakdown field) +- **Measured via:** [[femm-workflow]] (FEMM provides E_tip for given V_top and spark geometry) +- **Constrains:** [[lumped-model]] and [[distributed-model]] (the field condition determines whether each segment can grow) +- **Explains:** [[empirical-scaling]] (the sub-linear L vs. E relationship arises from capacitive voltage division reducing E_tip) + +### Summary of Key Results + +1. Two thresholds: E_inception ~ 2-3 MV/m (to start), E_propagation ~ 0.4-1.0 MV/m (to sustain growth). +2. Tip enhancement: E_tip = kappa * E_average, with kappa ~ 2-5 for typical spark channels. +3. Three mechanisms reduce E_tip with length: distance, geometric dilution, capacitive voltage division. +4. Capacitive voltage division (V_tip/V_topload = C_mut/(C_mut + C_sh)) is the dominant effect for long sparks. +5. Altitude correction: E(alt) = E(sea level) * exp(-h/8500). Humidity: +/-10-20%. Temperature: +/-5-10%. +6. Total environmental uncertainty in E_propagation: +/-20-30%. Calibration against measurements is essential. +7. The growth condition (E_tip > E_propagation) acts as a gate; growth rate is set by power/energy balance. +8. FEMM simulation is essential for accurate E_tip determination; naive field estimates are unreliable. +9. [T3] E_propagation is not fixed — at a driven leader tip, UV, heat, residual ionization, and gas expansion dynamically reduce it. Voltage and power are coupled limits, not independent. +10. [T3] The dynamic threshold explains QCW's 10-15:1 voltage advantage over burst mode, the three QCW ramp regimes, and why burst mode can't exploit the same physics. diff --git a/context/lumped-model.md b/context/lumped-model.md new file mode 100644 index 0000000..cf10b4b --- /dev/null +++ b/context/lumped-model.md @@ -0,0 +1,361 @@ +--- +id: lumped-model +title: "Lumped Spark Model: Single-Element Circuit Representation" +status: established +source_sections: "spark-physics.txt: Part 7 (lines 442-537), Part 10.1 (lines 705-713), Part 11 (lines 736-803)" +related_topics: [circuit-topology, power-optimization, thevenin-method, coupled-resonance, distributed-model, femm-workflow, capacitive-divider, field-thresholds, energy-and-growth, empirical-scaling, equations-and-bounds] +key_equations: + - "C_mut extraction from Maxwell matrix" + - "C_sh extraction from Maxwell matrix" + - "R_opt_power for lumped model" + - "Ringdown Q_L and G_total" + - "Spark admittance from ringdown" +key_terms: + - "mutual capacitance" + - "shunt capacitance" + - "Maxwell capacitance matrix" + - "self-capacitance" + - "ringdown method" + - "conductance" + - "parallel RLC" + - "Rogowski coil" + - "VNA" +images: + - capacitance-matrix-heatmap.png + - lumped-vs-distributed-comparison.png + - lumped-model-validation-checks.png + - femm-geometry-setup-lumped.png + - field-lines-capacitances.png +examples: + - femm-lumped-extraction.md +open_questions: + - "How does the lumped model degrade in accuracy as spark length exceeds 10 feet, and is there a smooth transition criterion to switch to distributed?" + - "Can a single lumped element capture the leader/streamer boundary at all, or is any spatial information fundamentally inaccessible?" + - "What is the systematic error introduced by using a nominal channel diameter in FEMM rather than the actual (unknown) diameter profile?" + - "How sensitive is C_mut to topload geometry variations (asymmetric toroids, breakout points) compared to C_sh sensitivity to environment?" +--- + +# Lumped Spark Model: Single-Element Circuit Representation + +The lumped model reduces the entire Tesla coil spark channel to a single circuit element consisting of three passive components: a mutual capacitance C_mut, a shunt capacitance C_sh, and a resistance R. Despite its simplicity, this model captures the essential impedance behavior of the spark as seen from the topload port, enabling impedance matching analysis, fast SPICE simulation, and coil design optimization. It is the foundation upon which the more sophisticated [[distributed-model]] is built, and it directly implements the topology derived in [[circuit-topology]]. + +## 1. Model Structure + +### 1.1 Circuit Topology + +The lumped spark model has the following structure: + +``` + C_mut +Topload ----||---- Node_spark + | + [R] + | + [C_sh] + | + GND +``` + +Reading the circuit from top to bottom: + +- **C_mut** (mutual capacitance) and **R** (channel resistance) are connected in parallel between the topload node and an internal spark node. C_mut provides the displacement current path; R provides the conduction current path through the plasma. +- **C_sh** (shunt capacitance) connects the internal spark node to ground, representing the distributed capacitance of the entire spark channel to the surrounding environment. + +This is the same bridged-T topology analyzed in [[circuit-topology]], with the critical difference that here the component values are extracted from specific FEMM simulations rather than treated as free parameters. + +### 1.2 Physical Interpretation + +Each component represents a physically distinct mechanism: + +- **C_mut**: The capacitive coupling between the spark plasma and the topload. Displacement current flows through this path. C_mut depends primarily on topload geometry and the proximity of the spark base to the topload surface. For typical toroidal toploads with sparks of 1-5 feet, C_mut ranges from 3 to 15 pF. C_mut is relatively insensitive to spark length because the coupling is dominated by the near-field region close to the topload. + +- **C_sh**: The capacitance from the spark channel to ground and all other environmental conductors. Empirically, C_sh scales approximately linearly with spark length at roughly 2 pF per foot (6.6 pF per meter). This scaling holds because a longer spark presents more conductor length to the surrounding environment. C_sh is sensitive to the proximity of grounded objects, walls, and the ground plane distance. + +- **R**: The effective resistance of the plasma channel. This is the parameter the plasma self-optimizes according to the "hungry streamer" principle (see [[power-optimization]]). R can range from 1 kilohm (very hot, thick leader plasma) to 100 megohm (cold, thin streamer plasma), depending on channel temperature, ionization level, and diameter. + +## 2. FEMM Extraction Procedure + +### 2.1 Electrostatic Simulation Setup + +The lumped model extraction requires a FEMM electrostatic simulation with two conductors plus the environment (ground). See [[femm-workflow]] for detailed setup instructions. + +**Geometry elements:** +- Topload at specified potential V (typically 1 V for normalization) +- Spark as a single cylindrical conductor (nominal diameter: 1 mm for burst mode, 3 mm for QCW) +- Ground plane and far-field boundaries + +**Key modeling decisions:** +- Small gap (0.1-0.5 mm) between topload and spark base for numerical stability +- Far-field boundary at least 3 times the maximum dimension +- Mesh refinement near the thin spark cylinder (element size no larger than the spark diameter) + +### 2.2 Maxwell Capacitance Matrix + +FEMM produces a 2x2 Maxwell capacitance matrix: + +``` + [Topload] [Spark] +[Top] [ C_11 C_12 ] +[Spk] [ C_21 C_22 ] +``` + +**Sign convention (critical):** In the Maxwell capacitance matrix: +- Diagonal elements C_ii > 0 (self-capacitance, always positive) +- Off-diagonal elements C_ij < 0 for i != j (mutual coupling, always negative) +- The matrix is symmetric: C_12 = C_21 + +### 2.3 Extracting Circuit Element Values + +**Mutual capacitance:** +``` +C_mut = -C[topload, spark] = |C_12| +``` + +Take the absolute value of the negative off-diagonal element. This converts from the Maxwell convention (negative mutual) to the circuit element convention (positive capacitance). + +**Shunt capacitance:** +``` +C_sh = C[spark, spark] + C[spark, topload] = C_22 - |C_12| +``` + +The diagonal element C_22 is the total self-capacitance of the spark conductor, which includes charge coupled to both the topload and to ground. To isolate the shunt-to-ground capacitance, we subtract the mutual coupling component. + +**Derivation of C_sh formula:** When the topload is grounded (V_topload = 0) and the spark is at V_spark = 1V, the total charge on the spark is Q_spark = C_22 * 1V. This charge distributes between the topload side (magnitude |C_12| * 1V) and the ground side. The ground-referenced capacitance is therefore C_sh = C_22 - |C_12|. + +**Sign convention warning:** Always use `C_sh = C_22 - |C_12|` with explicit absolute value notation. Writing `C_sh = C_22 + C_12` happens to give the correct numerical result (since C_12 is negative), but obscures the sign handling and invites errors. + +### 2.4 Total Capacitance Identity + +The total capacitance of the spark is: +``` +C_total = C_mut + C_sh = |C_12| + (C_22 - |C_12|) = C_22 +``` + +This is not a coincidence: for a 2-conductor system with ground as the reference, the total capacitance from one conductor to all others equals its self-capacitance (the diagonal element). + +### 2.5 Validation: The 2 pF/foot Rule + +After extraction, validate C_sh against the empirical rule: +``` +C_sh_expected = 2 pF/foot * L_spark_in_feet +``` + +A factor of 2-3 discrepancy is acceptable and common because: +- Topload shielding reduces effective C_sh (FEMM accounts for this, the rule does not) +- Ground plane distance varies (the empirical rule assumes a "typical room") +- Spark diameter affects C logarithmically (C proportional to 1/ln(h/d)) +- Real sparks are curved and branched, not straight cylinders + +The empirical rule is a rough validation check, not a precision target. Use the FEMM-extracted value for all calculations. + +## 3. Determining the Resistance R + +### 3.1 Default Calculation: R_opt_power + +The recommended approach is to set R to the value that maximizes power transfer from the topload to the spark (see [[power-optimization]] for derivation): + +``` +R = R_opt_power = 1 / (omega * (C_mut + C_sh)) +``` + +where omega = 2 * pi * f is the angular frequency of operation. + +**Numeric example:** At f = 200 kHz with C_mut = 10.5 pF and C_sh = 6.3 pF: +``` +C_total = 10.5 + 6.3 = 16.8 pF +omega = 2 * pi * 200,000 = 1.257e6 rad/s +R_opt_power = 1 / (1.257e6 * 16.8e-12) = 47,300 ohm = 47.3 kilohm +``` + +### 3.2 Physical Bounds and Clipping + +The calculated R_opt_power must be checked against physical limits: + +``` +R_min = 1 kilohm (very hot, thick leader plasma: sigma ~ 10 S/m) +R_max = 100 megohm (cold, thin streamer plasma: sigma ~ 0.01 S/m) + +R_actual = clip(R_opt_power, R_min, R_max) +``` + +If clipping occurs: +- **R_opt_power < R_min:** The circuit "wants" a lower resistance than any plasma can provide. The spark is power-limited; check if the source can supply sufficient current at this low impedance. +- **R_opt_power > R_max:** The circuit "wants" a higher resistance than any plasma presents. The spark may not form at all, or it operates as a very faint streamer. + +### 3.3 Justification: The Hungry Streamer Principle + +Why set R to R_opt_power rather than measuring it directly? Because of Steve Conner's "hungry streamer" insight: the plasma actively adjusts its properties (temperature, ionization, diameter, conductivity) to maximize the power it extracts from the resonant circuit. The feedback loop is: + +1. More power delivered to spark leads to Joule heating (I squared R) +2. Higher temperature causes thermal ionization and increased electron density +3. Increased conductivity causes R to decrease +4. Changed geometry and expansion modify C_mut and C_sh +5. Modified capacitances shift R_opt_power +6. Plasma conductivity adjusts toward the new R_opt_power +7. Stable equilibrium is achieved when R_actual is approximately R_opt_power + +This self-optimization has limits: insufficient source power, inception field not achieved, physical conductivity bounds (R_min, R_max), and thermal time constants (plasma cannot adjust faster than roughly 1 millisecond). + +## 4. User Measurement Integration + +### 4.1 Ringdown Method (Improved) + +For users who can measure the loaded Tesla coil ringdown, the spark admittance can be extracted without FEMM. At the loaded resonant frequency omega_L, model the system as a parallel RLC: + +**Fundamental relations:** +``` +Q_L = omega_L * C_eq * R_p = R_p / (omega_L * L) + +R_p = Q_L / (omega_L * C_eq) [parallel resistance form] +R_p = Q_L * omega_L * L [equivalent, using inductance] + +G_total = 1/R_p = omega_L * C_eq / Q_L [total conductance] +G_total = 1 / (Q_L * omega_L * L) [equivalent form] +``` + +**Measurement procedure:** + +1. **Unloaded measurement:** Record the unloaded resonant frequency f_0, quality factor Q_0, and secondary capacitance C_0 (from geometry or separate measurement with known test capacitor). + +2. **Loaded measurement:** With the spark present, record the loaded frequency f_L and loaded quality factor Q_L. Note that f_L < f_0 because the spark adds capacitance. + +3. **Calculate equivalent capacitance:** +``` +C_eq = C_0 * (f_0 / f_L)^2 +``` +This uses the relation f = 1/(2*pi*sqrt(L*C)) with L assumed constant. + +4. **Calculate capacitance change:** +``` +delta_C = C_eq - C_0 +``` +This represents the capacitance added by the spark. + +5. **Calculate total conductance:** +``` +G_total = omega_L * C_eq / Q_L +``` + +6. **Calculate unloaded conductance:** +``` +G_0 = omega_0 * C_0 / Q_0 +``` +where omega_0 = 2 * pi * f_0. This represents all secondary losses (wire resistance, dielectric, corona) without the spark. + +7. **Extract spark admittance:** +``` +Y_spark = (G_total - G_0) + j * omega_L * delta_C +``` + +The real part gives the spark conductance (and hence resistance), while the imaginary part gives the additional susceptance. + +**Important caveat:** This method is sensitive to primary coupling effects. The measured Q_L and f_L can be distorted by the primary-to-secondary coupling ratio. The [[thevenin-method]] is more robust because it explicitly accounts for the Thevenin impedance of the source. + +### 4.2 Direct Measurement + +For laboratory-grade characterization: + +- **E-field probe for V_top:** An isolated, calibrated D-dot or capacitive probe placed near the topload measures the topload voltage waveform. Must be calibrated against a known reference. + +- **Rogowski coil or current transformer for I_spark:** Place the sensor around the spark return current path. **Critical:** Measure the spark return current, NOT the base current I_base. The base current includes all displacement currents from the secondary to ground, which are not part of the spark load (see [[thevenin-method]] for why V_top/I_base is wrong). + +- **Calculate admittance:** +``` +Y = I_spark / V_top +``` +Then extract R, C_mut, C_sh by fitting the circuit model to the measured admittance. + +- **Low-level option:** A VNA (Vector Network Analyzer) with capacitive pickup can verify Z_th without requiring a spark, providing the Thevenin impedance of the unloaded coil. + +## 5. Implementation Workflow + +The complete lumped model workflow proceeds in six steps: + +**Step 1: FEMM electrostatic simulation** +Set up the topload and a single spark cylinder. Solve the electrostatic problem. See [[femm-workflow]] for details. + +**Step 2: Extract C_mut and C_sh from the Maxwell matrix** +``` +C_mut = |C_12| +C_sh = C_22 - |C_12| +``` +Validate: C_sh should be within a factor of 2-3 of the 2 pF/foot empirical rule. + +**Step 3: Calculate R** +``` +R = 1 / (omega * (C_mut + C_sh)) +R = clip(R, 1 kilohm, 100 megohm) +``` + +**Step 4: Build SPICE netlist** +``` +* Lumped spark model +C_mut topload spark_node [C_mut value] +R_spark spark_node spark_gnd [R value] +C_sh spark_gnd 0 [C_sh value] +``` +Note: C_mut and R are in parallel between topload and spark_node. C_sh connects spark_node to ground. + +**Step 5: AC analysis** +Use the [[thevenin-method]] or direct power measurement to evaluate performance. Sweep frequency around the expected operating point to find the loaded pole. + +**Step 6: Matching optimization** +Iterate on design parameters (topload size, primary tap, coupling) to maximize power delivered to the spark at the target operating conditions. + +## 6. Limitations and Applicability + +### 6.1 What the Lumped Model Does Well + +- **Impedance matching studies:** The lumped model correctly captures the impedance presented by the spark to the Tesla coil resonant circuit. It accurately predicts R_opt_power, the phase constraint phi_Z_min, and the power transfer as a function of R. + +- **Fast simulation:** A single lumped element adds negligible computational cost to a SPICE simulation. This enables rapid parameter sweeps over frequency, coupling, spark length, and other design variables. + +- **Design optimization:** For coil designers, the lumped model is sufficient to choose primary tap point, capacitor bank size, coupling coefficient, and drive strategy. The spatial detail of the distributed model is unnecessary for these decisions. + +### 6.2 What the Lumped Model Cannot Capture + +- **Current distribution along the spark:** The model has a single current flowing through R. It cannot distinguish base current from tip current, which differ by a factor of 2-3 in practice (see [[distributed-model]]). + +- **Tip versus base differences:** The distinction between hot leader plasma at the base and cold streamer plasma at the tip is invisible to the lumped model. These regions have very different resistances, temperatures, and optical signatures. + +- **Streamer-to-leader transitions:** The transition from high-resistance streamer to low-resistance leader is a spatially distributed process that requires at minimum a two-element model to represent. + +- **Very long sparks (greater than 10 feet):** As sparks become very long, the capacitive voltage division along the channel becomes severe. The [[capacitive-divider]] effect attenuates the tip voltage significantly, and the single-section model cannot capture the progressive attenuation along the length. + +### 6.3 Decision Criteria: Lumped vs. Distributed + +Use the lumped model when: +- Performing initial coil design and impedance matching +- Running rapid parameter sweeps +- Spark length is modest (under 10 feet / 3 meters) +- Spatial detail along the spark is not needed + +Switch to the [[distributed-model]] when: +- Spatial current or power distribution is required +- Modeling very long sparks (over 10 feet) +- Investigating leader/streamer transitions along the channel +- Validating the lumped model assumptions +- Highest accuracy is needed for a specific configuration + +## 7. Connection to Other Topics + +### Key Relationships + +- **Implements:** [[circuit-topology]] -- The lumped model IS the fundamental circuit topology with FEMM-extracted values filling in the specific capacitances. +- **Requires:** [[femm-workflow]] -- FEMM electrostatic simulation is the primary method for extracting C_mut and C_sh. +- **Uses:** [[power-optimization]] -- R_opt_power provides the default resistance value; the hungry streamer principle justifies using it. +- **Enables:** [[thevenin-method]] -- The lumped spark model defines Z_load for Thevenin analysis; once Z_th and V_th are known, power to any lumped load is immediately calculable. +- **Extended by:** [[distributed-model]] -- The distributed model generalizes the single-section lumped model to n sections, each with its own C_mut, C_sh, and R values. +- **Constrained by:** [[equations-and-bounds]] -- All extracted values must fall within physically validated ranges. +- **Affected by:** [[coupled-resonance]] -- The operating frequency shifts with spark loading; R_opt_power must be recalculated at the loaded pole frequency. +- **Affected by:** [[capacitive-divider]] -- Voltage division through C_mut and C_sh reduces the effective tip voltage, limiting spark growth. + +### Worked Example + +The complete numerical workflow is demonstrated in `femm-lumped-extraction.md`, which walks through: +- FEMM geometry setup for a 30 cm x 8 cm toroid with a 1.8 m spark +- Extraction of C_mut = 10.5 pF and C_sh = 6.3 pF from the Maxwell matrix +- Calculation of R_opt_power = 47.3 kilohm at 200 kHz +- Validation against empirical rules, mesh convergence, and boundary sensitivity +- SPICE netlist construction and verification +- Parametric studies varying spark length and topload size diff --git a/context/open-questions.md b/context/open-questions.md new file mode 100644 index 0000000..142d5ff --- /dev/null +++ b/context/open-questions.md @@ -0,0 +1,399 @@ +--- +id: open-questions +title: "Open Questions and Future Research Directions" +status: established +source_sections: "spark-physics.txt: Part 12 (lines 807-835), plus scattered notes throughout" +related_topics: [energy-and-growth, thermal-physics, streamers-and-leaders, distributed-model, field-thresholds, empirical-scaling, femm-workflow, equations-and-bounds] +key_equations: + - "Dynamic capacitance: d_eff(E)" + - "Branching current: I_branch proportional to d_branch^1.5" + - "Time-dependent epsilon with thermal memory" +key_terms: + - "epsilon variability" + - "branching" + - "dynamic capacitance" + - "radial temperature profile" + - "Monte Carlo" + - "transient simulation" + - "strike detection" + - "3D FEA" + - "stochastic breakout" + - "Becker et al. 2005" + - "Liu 2017" + - "Yang et al. 2022" + - "literature reference" + - "Gallimberti model" + - "aborted leader" + - "Phase 6 QCW survey" + - "sword_spark" + - "driven_leader" + - "QCW_measurement_gaps" +images: [] +examples: [] +open_questions: + - "This entire document is a catalog of open questions -- see section contents below." +--- + +# Open Questions and Future Research Directions + +This document catalogs the known uncertainties, unexplored areas, and future enhancement possibilities in the Tesla coil spark modeling framework. The framework, as documented in [[equations-and-bounds]], [[lumped-model]], [[distributed-model]], and related topics, provides a practical and accurate modeling approach. However, it makes deliberate simplifications and relies on empirical calibration in areas where the underlying plasma physics is too complex for closed-form treatment. This document makes those limitations explicit and identifies the most promising directions for future work. + +## 1. Remaining Uncertainties in Current Framework + +### 1.1 Energy per Meter (epsilon) Variability + +The energy per meter epsilon is the most important empirical parameter in the framework (see [[energy-and-growth]]). It determines the growth rate dL/dt = P_stream / epsilon and the total energy requirement E_total = epsilon * L. Current knowledge: + +**What we know:** +- QCW-style growth: epsilon approximately 5-15 J/m +- High duty cycle DRSSTC: epsilon approximately 20-40 J/m +- Hard-pulsed burst mode: epsilon approximately 30-100+ J/m +- epsilon decreases during heating: epsilon(t) = epsilon_0 / (1 + alpha * integral(P dt)) + +**What we do not know:** +- How does epsilon depend on current density at the channel level? Higher peak current should improve leader formation efficiency, but the quantitative relationship is not established. +- How does epsilon vary with operating frequency? The framework assumes epsilon is frequency-independent, but frequency affects the balance between displacement and conduction current, which may influence channel heating efficiency. +- What is the precise effect of ambient conditions (temperature, humidity, altitude, barometric pressure) on epsilon? The field threshold E_propagation varies by +/-20-30% with altitude and humidity, but the corresponding variation in epsilon is not well characterized. +- Can epsilon be predicted from first principles for a given set of operating conditions, or does it always require empirical calibration? + +**Impact of uncertainty:** epsilon has +/-30-50% measurement tolerance. This propagates directly into growth rate and length predictions with the same fractional uncertainty. For design purposes, this is often acceptable (predicting spark length to within a factor of 1.5). For precision modeling, it is the dominant error source. + +### 1.2 Field Threshold (E_propagation) Dependencies + +The field threshold for sustained spark growth (see [[field-thresholds]]) has similar uncertainties: + +**Known dependencies:** +- Altitude: E_propagation scales approximately with air density (proportional to pressure/temperature) +- Humidity: Higher humidity generally increases E_propagation (water molecules are electronegative) + - **Literature update:** Breakdown voltage in air has a minimum at ~1% water vapor content. Below ~1%, adding water vapor reduces breakdown voltage; above ~1%, the attachment effect dominates and raises it. For typical indoor conditions (0.5-2% water vapor), the effect on E_inception is modest and direction-dependent. The effect on E_propagation (which involves pre-conditioned channels) is less clear from the textbook data. [Becker et al. 2005, Ch 2, p. 30] + - **Further update (Liu 2017):** The conventionally cited mechanism by which humidity accelerates streamer-to-leader transition (faster V-T relaxation of N2 due to H2O collisions) is quantitatively weak. Liu's kinetic modeling shows the energy contribution from humidity-enhanced V-T relaxation is "several orders of magnitude smaller" than other energy sources during the transition process. This suggests humidity's effect on E_propagation may operate through a different mechanism than V-T relaxation (possibly attachment/detachment kinetics or changed recombination pathways). [Liu 2017, Ch 3] +- Channel condition: A pre-heated channel from a previous pulse has lower E_propagation + +**Unknown dependencies:** +- How does tip geometry affect E_propagation? The framework uses a single value modified by the enhancement factor kappa, but branched or split tips may behave differently. +- Does E_propagation change along the spark as the channel matures from streamer to leader? +- What is the quantitative relationship between E_propagation and the repetition rate in burst mode? Faster bursts should reduce E_propagation due to residual ionization, but by how much? + +**Measurement tolerance:** +/-20-30%. Combined with FEMM field accuracy of +/-10%, the total uncertainty in predicting the stall length is +/-30-40%. + +### 1.3 Full Thermal Evolution + +The framework uses a simplified thermal model (see [[thermal-physics]]): +``` +tau_thermal = d^2 / (4 * alpha) +alpha = k / (rho_air * c_p) approximately 2e-5 m^2/s +``` + +**What this captures:** Pure thermal diffusion from a hot cylindrical channel into ambient air. This gives correct time constants for the initial cooling phase. + +**What this misses:** + +- **Convection:** Hot air rises, creating buoyancy-driven convection that maintains the hot gas column longer than pure diffusion predicts. For thick leaders (d > 1 mm), convection dominates over diffusion for times longer than about 10 ms. This is why observed channel persistence (seconds for leaders) is much longer than the diffusion time constant (hundreds of milliseconds for 5 mm channels). + +- **Radiation:** At temperatures above 5000 K, radiative cooling from ionized gas becomes significant. The framework does not account for radiative losses, which could reduce the effective thermal memory at very high temperatures. + +- **Convection enhancement of cooling:** While buoyancy maintains the hot column structure, it also enhances convective heat transfer at the channel surface. The net effect depends on the balance between column maintenance and surface cooling. + +- **Ionization energy:** Thermal dissociation and ionization of air molecules absorb significant energy that is released upon recombination. This acts as an additional "thermal memory" beyond simple sensible heat. + - **Literature update:** The average ionization energy cost in air is ~14 eV per electron-ion pair [Becker et al. 2005, Ch 7, p. 440]. Nitrogen vibrational relaxation time at 1 atm is >100 us [Becker et al. 2005, Ch 5, p. 231], confirming that vibrational energy storage operates on the same timescale as thin streamer thermal diffusion (~100-200 us). Electron-ion recombination rates are ~2 * 10^-7 cm^3/s at 300 K [Becker et al. 2005, Ch 4, p. 174], giving tau_recomb ~ 50 us at n_e = 10^13 cm^-3. The gap between recombination decay (~50 us) and observed persistence (~1-5 ms) is partially explained by these vibrational and metastable energy reservoirs. + - **Further update (Liu 2017):** Detailed kinetic modeling (45 species, 192 reactions) confirms that N2 vibrational relaxation is not the sole or even dominant energy pathway during the critical transition phase. Direct electron impact heating becomes important in late-stage transition. The critical temperature for leader inception must **significantly exceed 2000 K** because convection losses during gas expansion can abort the leader if temperature only marginally exceeds the threshold. Multiple aborted leader attempts (thermal ratcheting) typically precede stable inception. [Liu 2017, Ch 3] + +### 1.4 Branching + +Real Tesla coil sparks branch extensively, especially in burst mode. The framework currently models a single unbranched channel. + +**Branching questions:** +- How is power divided among branches at a branch point? Is it proportional to branch impedance, or does some other mechanism apply? +- Does the main channel (thickest branch) receive the majority of the power, with side branches being parasitic? +- How does the total spark capacitance (C_sh) change with branching? Multiple branches increase the total conductor surface area, potentially increasing C_sh significantly beyond the single-channel 2 pF/foot estimate. +- Can the [[distributed-model]] be extended to include branching by adding parallel R-C paths at branch nodes? + +**Proposed branching model (untested):** +``` +I_branch proportional to d_branch^1.5 +``` +This follows from the assumption that current density scales with cross-sectional area and conductivity scales with temperature (which scales with diameter for a given total power). The exponent 1.5 is intermediate between the area scaling (exponent 2) and the linear scaling. This model has not been validated against measurements. + +## 2. Future Physics Enhancements + +### 2.1 Dynamic Capacitance + +The current framework assumes constant channel diameter for the FEMM simulation. In reality, the effective diameter depends on the local electric field and plasma conditions: + +``` +d_eff(E) = d_0 * (1 + beta * ln(E / E_threshold)) +``` + +where d_0 is the zero-field diameter, beta is a dimensionless expansion coefficient, and E_threshold is the field at which expansion begins. As the field increases, the ionization boundary expands outward, increasing the effective conductor diameter and hence the capacitance. + +**Impact:** Dynamic capacitance would cause C_mut and C_sh to vary with the applied voltage, making the circuit nonlinear. At high voltages (near inception), the effective diameter could increase by a factor of 2-5, changing capacitances by 10-30% (logarithmic dependence). This is a second-order effect for most applications but could matter for precision growth modeling. + +### 2.2 Radial Temperature Profiles + +The current framework treats the channel as having a uniform temperature across its cross-section. In reality: + +- **Hot core:** The center of the channel is hottest (5000-20000 K for leaders), with the highest ionization and lowest resistivity. +- **Cool edges:** Temperature drops off radially, with a transition zone where the plasma transitions from fully ionized to neutral air. +- **Effective radius:** The "electrical diameter" (the radius within which most current flows) is smaller than the "optical diameter" (the radius within which the gas is visibly luminous). + +A radial temperature profile would enable: +- More accurate resistance estimates (integrate conductivity over the cross-section) +- Better thermal time constant predictions (the cool outer shell cools faster than the hot core) +- Modeling of the step-leader mechanism (hot core grows forward while cool edges lag) + +### 2.3 Time-Dependent Epsilon with Thermal Memory + +The framework already includes a first-order correction: +``` +epsilon(t) = epsilon_0 / (1 + alpha * integral(P_stream dt)) +``` + +A more sophisticated model could track the thermal state of the channel explicitly: +``` +T_channel(t) = T_ambient + (1 / (m * c_p)) * [integral(P_heat dt) - integral(P_cool dt)] +epsilon(T) = epsilon_max * exp(-T / T_scale) +``` + +where P_heat is the Joule heating rate, P_cool is the combined conductive/convective/radiative cooling rate, and T_scale is a characteristic temperature above which leader formation becomes efficient. This couples the thermal evolution to the growth rate, creating a nonlinear system that must be solved iteratively. + +### 2.4 Branching Models + +A quantitative branching model would include: +- Probability of branching at each time step (proportional to local E_tip and current) +- Power division rule at branch points (proposed: I_branch proportional to d_branch^1.5) +- Independent growth of each branch +- Total C_sh as sum of all branch capacitances +- Competition for current among branches + +The main difficulty is that branching is inherently stochastic, making deterministic prediction impossible. Statistical approaches (ensemble averages, probability distributions of spark length) may be more appropriate. + +## 3. Simulation Improvements + +### 3.1 Full Transient with L(t) Evolution + +The current workflow uses a sequence of static (AC) analyses: set up the spark at length L, compute steady-state power, step L forward. A true transient simulation would: + +1. Start with zero spark length +2. At each time step, check E_tip against E_propagation +3. If E_tip > E_propagation: advance L by (P_stream / epsilon) * dt +4. Update the spark model (C_mut, C_sh, R) for the new length +5. Continue the SPICE transient without restarting + +This requires a SPICE model with time-varying elements, which is not directly supported by standard SPICE. Possible implementations: +- Python-controlled SPICE (update model parameters between time steps) +- Behavioral modeling in SPICE using voltage-controlled parameters +- Custom simulator with integrated circuit and growth equations + +### 3.2 3D FEA for Complex Geometries + +FEMM's axisymmetric solver cannot handle: +- Horizontal or angled sparks +- Multiple breakout points on asymmetric toploads +- Sparks in the presence of nearby grounded objects (walls, equipment) +- Branched sparks + +3D FEA tools (Elmer, COMSOL, ANSYS Maxwell) can solve these cases but at significantly higher computational cost (minutes to hours per run instead of seconds). A practical approach is to use FEMM for the baseline vertical case and apply correction factors derived from 3D simulations for non-ideal geometries. + +### 3.3 Monte Carlo for Stochastic Breakout and Branching + +Spark formation and branching are stochastic processes influenced by: +- Local surface field variations on the topload (surface roughness, sharp features) +- Random seed electron availability (cosmic rays, photoionization) +- Turbulent mixing affecting local gas composition and temperature + +A Monte Carlo approach would: +1. Generate random initial conditions (breakout point, initial angle) +2. Propagate the spark with stochastic branching events +3. Repeat many times to build statistical distributions +4. Report mean and variance of spark length, total energy, branching pattern + +This is computationally expensive but would provide uncertainty quantification that the deterministic model cannot. + +### 3.4 Strike Detection + +When a spark reaches a grounded object, the channel transitions from a high-impedance plasma load to a near-short-circuit: + +``` +R_spark -> R_strike approximately 1-10 ohm (arc contact resistance) +``` + +This transition happens in microseconds and causes: +- Massive current surge (limited only by source impedance and primary circuit) +- Rapid heating of the contact point +- Potential damage to the target and the coil + +Modeling strike events requires: +- A distance criterion: when E_tip at a grounded surface exceeds inception threshold +- A rapid R transition model (exponential decay from R_spark to R_strike) +- Protection circuit modeling (fuses, IGBTs, current limiters) + +## 4. Validation Needs + +### 4.1 Systematic Measurements Across Coil Types + +The current empirical calibration (epsilon and E_propagation) is based on a limited number of coils and operating conditions. A comprehensive validation program would include: + +- **Multiple coil types:** SSTCs, DRSSTCs, QCW-DRSSTCs, classical spark gap coils +- **Multiple frequencies:** 50, 100, 200, 400 kHz +- **Multiple power levels:** 0.5, 1, 5, 10, 15 kW primary input +- **Multiple topload sizes:** Small (10 cm), medium (30 cm), large (50+ cm) +- **Controlled environments:** Indoor (dry, known temperature) and outdoor (varying humidity, wind) + +For each combination, measure: +- Final spark length (mean and standard deviation over many shots) +- Topload voltage (calibrated probe) +- Primary and secondary current (Rogowski/CT) +- Input power (current probe times voltage probe, integrated over burst) +- Ringdown frequency and Q (with and without spark) + +### 4.2 High-Speed Photography for Growth Rate Validation + +Growth rate dL/dt = P_stream / epsilon is a central prediction of the model. Validating it requires: +- High-speed camera (10,000+ fps) to track spark tip position versus time +- Simultaneous electrical measurement (V_top, I) for instantaneous power +- Frame-by-frame spark length extraction (image processing) +- Comparison of measured dL/dt to predicted dL/dt from the model + +This would directly calibrate epsilon as a function of time and operating conditions, rather than relying on final-length-only measurements. + +### 4.3 RF Current Distribution Measurements + +The [[distributed-model]] predicts that current decreases from base to tip. Validating this requires: +- Multiple current sensors placed along the spark channel (extremely challenging) +- Alternatively: multiple magnetic field sensors near the spark at different heights +- Optical spectroscopy to infer local temperature and electron density (and hence local conductivity and current) + +### 4.4 Parameter Database + +A community database correlating spark parameters to operating conditions would enormously benefit the field: + +| Parameter | Coil | Frequency | Power | Mode | Environment | Measured Value | +|-----------|------|-----------|-------|------|-------------|---------------| +| epsilon | DRSSTC-1 | 200 kHz | 5 kW | QCW | Indoor, 25C | 8.3 J/m | +| E_prop | DRSSTC-1 | 200 kHz | 5 kW | QCW | Indoor, 25C | 0.62 MV/m | +| Length | DRSSTC-1 | 200 kHz | 5 kW | QCW | Indoor, 25C | 1.8 +/- 0.3 m | +| ... | ... | ... | ... | ... | ... | ... | + +Such a database does not currently exist in a systematic form. + +### 4.5 Bayesian Model Calibration (Phase 8 — Active) + +A focused experimental program to constrain the dynamic threshold parameters via Bayesian inference. See `phases/phase-8-bayesian-model-calibration.md` for the full research plan. Key measurements: + +- **Ramp duration sweep** at fixed power → constrains delta_T, tau_buildup +- **Power level sweep** at fixed ramp → constrains coupled voltage-power limit +- **Frequency comparison** (if feasible) → constrains thermal ratchet rate + +This directly addresses the T3/T4 claims in [[field-thresholds]] Section 4.7 (dynamic E_propagation). Even 10-20 data points with physics-informed priors would dramatically constrain the model parameters. The fitting pipeline uses MCMC with model comparison (Bayes factor) to test whether the dynamic threshold model outperforms a fixed-threshold model. + +## 5. Framework Limitations: Honest Assessment + +### 5.1 What the Framework Does Well + +- Predicts spark impedance and power transfer with accuracy sufficient for coil design +- Captures the essential physics: capacitive topology, power optimization, field-limited growth +- Provides both simple (lumped) and detailed (distributed) models with clear trade-offs +- Identifies measurable calibration parameters (epsilon, E_propagation) that separate coil-dependent from physics-dependent quantities + +### 5.2 What the Framework Cannot Do + +- **Predict absolute spark length from first principles:** The framework requires empirical calibration of epsilon and E_propagation. Without measurements on the specific coil (or a similar one), length predictions have a factor-of-2 uncertainty. +- **Model branching quantitatively:** The single-channel assumption is adequate for main-channel length but cannot predict branch structure, total luminous volume, or branch-related power losses. +- **Capture sub-microsecond dynamics:** The framework operates at the RF cycle timescale (microseconds) and above. Nanosecond-scale phenomena (streamer head propagation, individual ionization events) are below its resolution. +- **Handle strike events:** The transition from free spark to grounded arc is outside the framework's scope. + +### 5.3 Where Empirical Calibration Fills Physics Gaps + +The framework explicitly acknowledges that complex plasma physics (ionization kinetics, radiation transport, turbulent mixing, streamer branching statistics) is replaced by calibrated empirical parameters. This is a deliberate engineering choice: + +- **epsilon** replaces a detailed model of energy deposition, ionization, heating, and leader formation +- **E_propagation** replaces a detailed model of streamer inception, photoionization, and space charge effects +- **R bounds** replace a detailed model of plasma conductivity as a function of temperature, composition, and pressure + - **Literature update (da Silva et al. 2019):** The equilibrium resistance per unit length is now quantified as R = A/I^b (ohm/m), with fitted parameters for three current regimes. For TC-relevant currents (1-10 A): R = 12,400/I^1.84 ohm/m. This provides a physics-based resistance model that could replace or complement the empirical R bounds, connecting channel resistance directly to the current flowing through it. The steep b=1.84 exponent quantifies the positive feedback driving the streamer-to-leader transition. See [[equations-and-bounds]] Section 14.11. + +The calibration approach works because the plasma self-optimizes (hungry streamer principle): the detailed microphysics adjusts itself to match the circuit constraints. The circuit constraints (topology, capacitances, source impedance) are well-characterized, so the macroscopic behavior is predictable even though the microscopic mechanism is complex. + +## 6. Partial Answers from Literature + +Several open questions in this framework now have partial answers from the gas discharge physics literature, specifically from Becker, Kogelschatz, Schoenbach & Barker, "Non-Equilibrium Air Plasmas at Atmospheric Pressure" (IOP, 2005). These do not close the questions but narrow the uncertainty range and provide quantitative anchors. + +### Can epsilon be predicted from first principles? + +**Partial answer:** The minimum volumetric energy density for spark channel formation is 0.6-1 J/cm^3 [Becker et al. 2005, Ch 2, p. 59]. Combined with channel cross-sections, this gives epsilon_min ~ 0.001-0.07 J/m (streamer to leader diameters). Observed epsilon (5-100 J/m) is 100-10,000x higher, with the multiplier explained by branching, radiation, heating overhead, and incomplete energy utilization. A first-principles prediction requires modeling all these loss channels, which remains intractable for general conditions. **Status: lower bound established; full prediction still requires empirical calibration.** + +**Further update (da Silva et al. 2019):** A major factor in the high observed epsilon is now quantified: the air heating efficiency eta_T is only ~10% at ambient temperature. 90% of electrical energy goes into N2 vibrational modes rather than gas heating. This means the "effective" power available for channel heating and leader formation is only 1/10 of the total electrical power at early stages. As the channel warms past ~1000-2000 K, eta_T rises to ~1.0 and energy utilization improves dramatically. This heating efficiency factor, combined with branching losses, partially closes the gap between epsilon_min and observed epsilon. **Status: heating efficiency quantified; combined with branching and radiation models could enable semi-empirical epsilon prediction.** + +### What is the role of nitrogen vibrational relaxation in persistence? + +**Partial answer:** N2 vibrational relaxation time at 1 atm is >100 us [Ch 5, p. 231]. This is comparable to thin streamer thermal diffusion times (~100-200 us) and explains why ionization memory extends streamer persistence from ~0.1 ms (pure diffusion) to ~1-5 ms (observed). **Status: timescale confirmed; quantitative contribution vs. other mechanisms (metastables, attachment/detachment) remains to be partitioned.** + +### How does humidity affect E_propagation quantitatively? + +**Partial answer:** Breakdown voltage has a minimum at ~1% water vapor content [Ch 2, p. 30]. For typical indoor conditions (0.5-2% water vapor), the humidity effect on E_inception is modest (+/-10%). The effect on E_propagation (which involves a pre-conditioned channel rather than initial breakdown) is less clear from the textbook data, which focuses on initial breakdown. **Status: inception effect quantified; propagation effect still uncertain.** + +### What electron densities exist in Tesla coil streamers? + +**Answered:** Streamer body electron density is 10^11-10^13 cm^-3 [Ch 2, p. 37], with fully developed spark channels reaching ~10^16 cm^-3 [Ch 2, p. 38]. These values enable direct calculation of plasma conductivity and recombination rates, connecting the microscopic plasma state to the macroscopic resistance values used in [[lumped-model]] and [[distributed-model]]. + +### What power is needed to sustain a spark channel? + +**Answered:** Power to sustain n_e = 10^13 cm^-3 ranges from 1.4 kW/cm^3 (cold air, attachment-limited) to 14 kW/cm^3 (2000 K air, equilibrium losses) [Ch 5, p. 230; Ch 7, p. 440]. For a 3 mm leader channel, this corresponds to ~1 kW/m linear power density, providing an independent check on power delivery requirements. See [[thermal-physics]] for the full analysis. + +### What determines the frequency threshold for straight (sword) QCW sparks? + +**Answered:** Community data converges on 300-600 kHz for sword-like sparks [Phase 6 QCW survey, 6+ independent observers]. Below 300 kHz, QCW sparks are "chaotic and less straight"; above 600 kHz, "more curvy." The physical mechanism is the ratio of RF half-period to streamer tau_thermal: at 400 kHz (half-period = 1.25 us), the channel experiences effectively continuous heating (tau_thermal ~ 125 us is 100x longer). At 100 kHz (half-period = 5 us), thin streamers (10-50 um, tau ~ 1-30 us) experience significant cooling between cycles, allowing the preferred path to diffuse and branch. See [[thermal-physics]] for full analysis. + +### Does QCW require high voltage for leader formation? + +**Answered:** No. The Bazelyan 300-400 kV leader formation threshold applies to **single-shot impulse discharges**, not sustained-drive QCW. QCW forms leaders at only 40-70 kV topload voltage (measured by Steve Ward, davekni, Loneoceans). The 15:1 voltage ratio (600 kV burst vs 40 kV QCW for same spark length) is the single most important quantitative result from the community survey. See [[streamers-and-leaders]] for updated leader formation discussion. + +### What is the QCW spark growth rate? + +**Partially answered:** Community estimate of ~170 m/s (half the speed of sound), which is consistent with observed spark lengths over measured ramp durations. This implies a driven leader step time of ~60 us, close to the conductance relaxation tau_g = 40 us. Definitive measurement requires high-speed imaging synchronized with electrical waveforms (see measurement gaps below). + +### QCW Measurement Gaps + +The community survey [Phase 6] identified these critical unmeasured quantities: + +1. **No direct arc current measurement on any QCW coil** — the current flowing in the spark channel during QCW operation has never been measured +2. **No spectroscopic temperature measurement of QCW sparks** — the ~5000 K estimate is inferred from conductivity analysis, not measured +3. **No time-resolved impedance measurement during QCW ramp** — the impedance trajectory during growth is unknown +4. **No high-speed imaging correlated with electrical waveforms in QCW mode** +5. **No measurement of epsilon for QCW sparks** — only bounded from total input and estimated efficiency +6. **No systematic frequency sweep** — same coil tested at 100, 200, 300, 400 kHz to isolate frequency effect +7. **Voltage gradient in TC sparks disputed** — estimates range from 1.5 to 3 kV/cm + +### Key references for further investigation + +The following primary sources from [Becker et al. 2005] are particularly relevant for deepening this framework: + +- **Gallimberti (1972)** -- Streamer propagation simulation methodology; early computational approach +- **Morrow & Lowke (1997)** -- Ionization/attachment coefficients for air, used in most modern air discharge simulations +- **Kulikovsky (1998)** -- Detailed positive streamer simulation with electron density profiles +- **Kunhardt (2000)** -- Frequency dependence of breakdown voltage in gases +- **Raether (1964), Meek & Craggs (1978)** -- Classical textbooks on spark discharge physics; more focused on spark/leader physics than the Becker et al. book +- **Babaeva & Naidis (2000)** -- Review of 2D streamer simulation developments + +These are recommended as follow-up reading, particularly Raether (1964) and Meek & Craggs (1978), which cover the spark and leader physics central to Tesla coil modeling in much greater depth than the Becker et al. book (which focuses on cold non-equilibrium plasmas for industrial applications). + +**Additional references integrated since initial literature review:** + +- **Liu (2017)** -- "Electrical Discharges: Streamer-to-Leader Transition and Positive Leader Inception," KTH Doctoral Thesis. Detailed kinetic modeling of streamer-to-leader transition with 45 species, 192 reactions. Key findings: leader inception requires T >> 2000 K; Gallimberti model assumptions flawed; humidity V-T relaxation effect weak; multiple stems share current. Extensive experimental basis from Les Renardieres Group (1977, 1981). +- **Yang, Meng, Niu et al. (2022)** -- "Arc Modeling Approaches: A Comprehensive Review," Frontiers in Physics. Reviews Mayr, Cassie, and hybrid arc models with parameter sensitivity analysis. Key finding: TC sparks are in the pure Mayr regime; tau_m ~ 10-100 us; P_0 ~ 1-100 W. +- **Les Renardieres Group (1977, 1981)** -- Comprehensive experimental studies of long spark formation in air gaps. Schlieren photography of dark periods, aborted leaders, and stem physics. Primary experimental data used in Liu (2017) kinetic validation. +- **da Silva, C.L. et al. (2019)** -- "The Plasma Nature of Lightning Channels and the Resulting Nonlinear Resistance," JGR Atmospheres, 10.1029/2019JD030693. Self-consistent plasma model yielding R = A/I^b power law for channel resistance; air heating efficiency eta_T formula; channel expansion dynamics. Rate coefficient Matlab code on Zenodo (10.5281/zenodo.2597562). Key finding: channel resistance is determined by current, not initial conditions — supports hungry streamer self-optimization. +- **Bazelyan, E.M. & Raizer, Yu.P. (2000)** -- "The mechanism of lightning attraction and the problem of lightning initiation by lasers," Physics-Uspekhi 43(7), 701-716. Review paper. Key content: leader velocity formula v_L = 1500*sqrt(Delta_U) cm/s; V-I characteristic i*E=300 V*A/cm; three-tier temperature thresholds (2000 K onset, 4000 K associative ionization, 5000 K self-sustaining); energy ceiling from tip capacitance W_max = pi*epsilon_0*U^2; electron attachment time ~100 ns; thermal instability contraction time ~1 us; electron/ion mobility in air. Cross-validates da Silva resistance values within factor ~2 for TC-relevant currents. +- **Bazelyan, E.M. & Raizer, Yu.P. (2000)** -- "Lightning Physics and Lightning Protection," IOP Publishing, 328 pages. Comprehensive textbook by the same authors. Key additional content beyond the review paper: conductance relaxation model (dG/dt = [G_st(i)-G(t)]/tau_g, tau_g = 40 us heating / 200 us cooling); channel transmission line parameters (L_1 ~ 2.5-2.7 uH/m, C_1 ~ 10 pF/m, Z ~ 500 ohm); leader formation threshold (300-400 kV); leader channel energy balance (P_L = iE ~ 130 W/cm at 1 A, 5000 K); corona shielding rate limit (3.6 kV/us, far exceeded by TC toploads); stepped vs continuous leader propagation; E/N dependence on temperature (55 Td at 1000 K to 1.5 Td at 6000 K); dart leader velocity (1-4)*10^7 m/s; return stroke physics (35,000 K, wave at 0.4c). + +## 7. Connection to Other Topics + +### Key Relationships + +- **Motivates improvement of:** [[energy-and-growth]] -- Better understanding of epsilon variability would improve growth predictions. +- **Motivates improvement of:** [[thermal-physics]] -- Full thermal evolution including convection and radiation would improve epsilon modeling. +- **Motivates improvement of:** [[distributed-model]] -- Branching extensions, time-varying parameters, and optimal segmentation are all open areas. +- **Motivates improvement of:** [[field-thresholds]] -- Better characterization of E_propagation dependencies would reduce prediction uncertainty. +- **Motivates improvement of:** [[femm-workflow]] -- 3D FEA and dynamic geometry updates would extend the framework's applicability. +- **Bounded by:** [[equations-and-bounds]] -- All proposed improvements must remain consistent with established physical bounds and measurement tolerances. +- **Informed by:** [[empirical-scaling]] -- Community observations of spark length versus power provide independent validation of model predictions. +- **Informed by:** [[streamers-and-leaders]] -- Understanding the physical differences between streamers and leaders motivates the branching and transition models. diff --git a/context/power-optimization.md b/context/power-optimization.md new file mode 100644 index 0000000..83824a7 --- /dev/null +++ b/context/power-optimization.md @@ -0,0 +1,370 @@ +--- +id: power-optimization +title: "Power Optimization and the Hungry Streamer Principle" +status: established +source_sections: "spark-physics.txt: Part 2 (lines 75-124), Part 9 (lines 666-700), Part 11 (lines 740-744)" +related_topics: [circuit-topology, thevenin-method, coupled-resonance, field-thresholds, energy-and-growth, thermal-physics, streamers-and-leaders, capacitive-divider, branching-physics, empirical-scaling, lumped-model, distributed-model, equations-and-bounds] +key_equations: + - "R_opt_phase" + - "R_opt_power" + - "Power delivered to load P_load" + - "Impedance phase at R_opt_power" +key_terms: + - "R_opt_power" + - "R_opt_phase" + - "hungry streamer principle" + - "power transfer" + - "impedance matching" + - "self-optimization" + - "thermal ionization" + - "conductivity" + - "causality reversal" + - "QCW power paradigm" +images: + - power-vs-resistance-curves.png + - hungry-streamer-feedback-loop.png + - impedance-matching-concept.png +examples: + - calculating-ropt.md +open_questions: + - "What is the time constant for the plasma to converge to R_opt_power after a step change in drive conditions?" + - "Under what conditions does the hungry streamer feedback loop become unstable (oscillatory resistance)?" + - "How does branching affect the effective R seen at the topload -- does each branch independently optimize?" + - "Is the convergence to R_opt_power monotonic, or can the plasma overshoot and oscillate?" +--- + +# Power Optimization and the Hungry Streamer Principle + +This document derives the two critical resistance values for Tesla coil spark modeling -- R_opt_phase and R_opt_power -- and establishes the physical mechanism by which real spark plasmas self-optimize toward maximum power extraction. The "hungry streamer" principle, credited to Steve Conner, is the conceptual cornerstone linking circuit theory to plasma behavior. + +## 1. Two Critical Resistance Values + +### 1.1 R_opt_phase: The Most Resistive-Looking Impedance + +Starting from the admittance expressions derived in [[circuit-topology]], the impedance phase angle phi_Z depends on the spark resistance R. The value of R that minimizes |phi_Z| (makes the impedance look as resistive as possible) is found by differentiating phi_Z with respect to G = 1/R and setting the result to zero. + +**Result:** + +``` +R_opt_phase = 1 / (omega * sqrt(C_mut * (C_mut + C_sh))) +``` + +At this resistance, the impedance phase angle equals the fundamental minimum: + +``` +phi_Z(R_opt_phase) = phi_Z_min = -atan(2 * sqrt(r * (1 + r))) +``` + +where r = C_mut / C_sh. + +**Physical meaning:** R_opt_phase is the resistance at which the spark presents the closest approximation to a purely resistive load. However, due to the [[circuit-topology]] phase constraint, this "closest approximation" is still significantly capacitive (typically -50 to -70 degrees). + +**When is R_opt_phase relevant?** In situations where minimizing reactive power flow is more important than maximizing real power -- for example, when the source has limited reactive current capability, or for minimizing circulating currents in the primary tank. + +### 1.2 R_opt_power: Maximum Real Power Transfer + +The real power delivered to the spark, for a fixed topload voltage magnitude |V_top|, is: + +``` +P_spark = 0.5 * |V_top|^2 * Re{Y} + = 0.5 * |V_top|^2 * G * B_2^2 / (G^2 + (B_1 + B_2)^2) +``` + +Maximizing P_spark with respect to G (equivalently R) by setting dP/dG = 0: + +``` +d/dG [G * B_2^2 / (G^2 + (B_1 + B_2)^2)] = 0 +``` + +The numerator of the derivative gives: + +``` +B_2^2 * [(G^2 + (B_1 + B_2)^2) - 2G^2] = 0 +B_2^2 * [(B_1 + B_2)^2 - G^2] = 0 +``` + +Since B_2 is nonzero, this requires G^2 = (B_1 + B_2)^2, giving G_opt = B_1 + B_2 = omega*(C_mut + C_sh). + +**Result:** + +``` +R_opt_power = 1 / (omega * (C_mut + C_sh)) +``` + +**Numerical example:** At f = 200 kHz with C_mut + C_sh = 12 pF: + +``` +omega = 2 * pi * 200e3 = 1.257e6 rad/s +R_opt_power = 1 / (1.257e6 * 12e-12) = 1 / (1.508e-5) = 66.3 kOhm +``` + +### 1.3 Relationship Between the Two Optima + +**R_opt_power is always less than R_opt_phase:** + +``` +R_opt_power / R_opt_phase = sqrt(C_mut * (C_mut + C_sh)) / (C_mut + C_sh) + = sqrt(C_mut / (C_mut + C_sh)) + = sqrt(r / (1 + r)) where r = C_mut/C_sh +``` + +Since r/(1+r) < 1 for all positive r, R_opt_power < R_opt_phase always. + +For r = 1 (equal capacitances): R_opt_power / R_opt_phase = sqrt(0.5) = 0.707 +For r = 0.5: R_opt_power / R_opt_phase = sqrt(1/3) = 0.577 +For r = 2: R_opt_power / R_opt_phase = sqrt(2/3) = 0.816 + +**Impedance phase at R_opt_power:** Substituting G = omega*(C_mut + C_sh) into the phase expression: + +``` +phi_Z(R_opt_power) is typically -55 to -75 degrees +``` + +This is more negative (more capacitive) than phi_Z_min, meaning R_opt_power does NOT correspond to the minimum phase point. The maximum power condition accepts a worse phase angle in exchange for delivering more real power. + +![Power vs. resistance curves showing both optima](../assets/power-vs-resistance-curves.png) + +### 1.4 Power at the Two Optima + +At R_opt_power, the maximum power is: + +``` +P_max = 0.5 * |V_top|^2 * B_2^2 / (2 * (B_1 + B_2)) + = 0.5 * |V_top|^2 * omega * C_sh^2 / (2 * (C_mut + C_sh)) +``` + +At R_opt_phase, the power is lower. The ratio depends on r but is typically 0.7 to 0.9 of P_max. Except in unusual geometries, the difference is modest -- but over a long spark growth event (tens of milliseconds), the accumulated energy difference can be significant. + +### 1.5 Causality Reversal: Spark Loading Drives Quench, Not Vice Versa + +Richie Burnett (richieburnett.co.uk) identified a critical insight for understanding power delivery to spark loads: + +**"It is not early quenching that produces good sparks, but rather good spark loading that leads to an early quench."** + +The causality runs: the spark efficiently absorbs energy → secondary voltage drops → gap quenches (SGTC) or primary current drops (DRSSTC). A well-optimized spark near R_opt_power extracts power efficiently, pulling V_top down and naturally terminating the drive. This is the hungry streamer principle viewed from the source side: maximum power transfer produces maximum damping. + +**Practical consequence:** Attempts to optimize spark performance by adjusting quench timing (SGTC) or burst duration (DRSSTC) are attacking the symptom, not the cause. The primary lever is optimizing the impedance match and power delivery to the spark itself. + +### 1.6 QCW vs Burst: Fundamentally Different Power Paradigms + +Community builder data [Phase 6 QCW community survey, 2026-02-10] reveals that QCW and burst mode represent fundamentally different approaches to power delivery: + +| Aspect | QCW | Burst DRSSTC | +|--------|-----|-------------| +| Power delivery | Sustained low power over 10-22 ms | Brief high power over 70-150 us | +| Secondary voltage | 40-70 kV | 200-600 kV | +| How growth works | Continuous leader extension through persistent conducting channel | Single-shot streamer reach set by peak voltage | +| Limiting factor | Capacitive voltage division at tip | Streamer reach (voltage-limited) | +| Efficiency metric | Spark:secondary ratio (7-16x) | Bang energy to length scaling | + +The most striking data point: davekni measured **~600 kV for 2-3 m burst sparks vs ~40 kV for equivalent QCW sparks** at 450 kHz — a 15:1 voltage ratio for similar spark lengths. This proves that QCW operates via a completely different mechanism: sustained energy delivery through a thermally persistent leader (see [[thermal-physics]]), not high instantaneous voltage. + +**Implication for power optimization:** In burst mode, R_opt_power analysis at a single frequency is approximately valid because the entire event occurs within a few hundred microseconds. In QCW mode, R_opt_power shifts continuously during the 10-22 ms ramp as C_sh grows (spark extends). The matching strategy should target 50-70% of final spark length, as described in Section 4.2. + +## 2. The Hungry Streamer Principle + +### 2.1 Origin + +Steve Conner observed that Tesla coil streamers appear to actively seek out conditions that maximize power extraction from the resonant circuit. He termed this the "hungry streamer" principle: the plasma is "hungry" for power and adjusts its properties to consume as much as possible. + +### 2.2 Physical Mechanism: The Feedback Loop + +The hungry streamer principle is not mystical -- it follows from well-understood plasma physics through a feedback loop: + +**Step 1: Power injection drives Joule heating.** +Current I flows through the spark resistance R, depositing power P = I^2 * R in the plasma channel. + +**Step 2: Heating increases temperature.** +The deposited energy raises the gas temperature T in the channel. For a thin channel with thermal time constant tau_thermal (see [[thermal-physics]]), the temperature responds on millisecond timescales. + +**Step 3: Temperature drives thermal ionization.** +At elevated temperatures (above ~3000-5000 K), thermal ionization of air molecules becomes significant. The electron density n_e increases approximately exponentially with temperature (Saha equation): + +``` +n_e ~ exp(-E_ion / (2 * k_B * T)) +``` + +where E_ion is the ionization energy (~14.5 eV for N2). + +**Step 4: Ionization increases conductivity.** +Electrical conductivity sigma is proportional to electron density and inversely related to collision frequency: + +``` +sigma = n_e * e^2 / (m_e * nu_collision) +``` + +Higher n_e directly increases sigma, decreasing R. + +**Step 5: Changed R modifies power transfer.** +A lower R changes the admittance and thus the power delivered. If R was above R_opt_power, decreasing R moves toward the optimum and increases power. If R was below R_opt_power, decreasing R moves away from the optimum and decreases power. + +**Step 6: Geometry changes modify capacitances.** +As the channel heats and expands, its diameter changes, which weakly affects C_mut and C_sh (logarithmic dependence on diameter). The expanding, lengthening channel also increases C_sh linearly with length. These capacitance changes shift R_opt_power to a new value. + +**Step 7: Stable equilibrium at R_actual ~ R_opt_power.** +The negative feedback loop (less power -> cooling -> higher R -> approaching R_opt from above) and positive feedback (more power -> heating -> lower R -> approaching R_opt from below, up to a point) create a stable attractor near R_opt_power. The plasma self-regulates. + +![Hungry streamer feedback loop diagram](../assets/hungry-streamer-feedback-loop.png) + +### 2.3 Why R_opt_power, Not R_opt_phase? + +The feedback loop selects for maximum power, not minimum phase angle. Physical reasoning: + +- More power -> more heating -> plasma responds to power, not to phase +- The plasma has no mechanism to "sense" phase angle; it responds to energy deposition (I^2*R) +- R_opt_power maximizes I^2*R for fixed source conditions +- The equilibrium is reached when no perturbation in R can increase I^2*R further + +This is analogous to maximum power transfer in classical circuit theory, except the "load" actively adjusts itself. + +### 2.4 Stability Analysis + +Near R_opt_power, consider a small perturbation delta_R: + +- If R = R_opt_power + delta_R (too high): power decreases -> less heating -> temperature drops -> ionization decreases -> R increases further. This is POSITIVE feedback away from optimum! However, as R increases beyond R_opt_power, the spark also cools, which eventually leads to the spark extinguishing or branching to find a better path. In practice, the spark stalls or a new streamer launches. + +- If R = R_opt_power - delta_R (too low): power decreases (since we are below optimum on the P vs. R curve) -> less heating -> temperature drops -> ionization decreases -> R increases back toward R_opt_power. This is NEGATIVE feedback, stabilizing. + +The equilibrium is thus stable from below but has a "cliff" above R_opt_power. In practice, this asymmetry manifests as the tendency for sparks to either burn brightly at or below R_opt or extinguish rapidly when the resistance drifts too high. The dynamic is further stabilized by the thermal inertia of the channel. + +## 3. Constraints on Optimization + +### 3.1 Source Limitations + +The analysis above assumes fixed |V_top|. In reality, the source (Tesla coil primary circuit) has finite current and voltage capability: + +- **Current-limited:** If the primary cannot supply the current demanded by the load at R_opt_power, the topload voltage collapses. The spark operates at a higher effective R (source impedance dominates). + +- **Voltage-limited:** If V_top is insufficient to maintain the field threshold at the spark tip (see [[field-thresholds]]), the spark stalls regardless of R optimization. + +### 3.2 Inception Threshold + +The spark must first form. Inception requires E_tip > E_inception ~ 2-3 MV/m at the topload surface. If the topload voltage never reaches the inception field, no spark forms and the optimization loop never starts. + +### 3.3 Physical Conductivity Bounds + +The spark resistance cannot be arbitrarily low or high: + +``` +R_min ~ 1 kOhm (very hot, thick, fully thermalized leader plasma) +R_max ~ 100 MOhm (cold, thin, barely ionized streamer) +``` + +If R_opt_power falls outside [R_min, R_max], the plasma cannot reach the optimum: + +``` +R_actual = clip(R_opt_power, R_min, R_max) +``` + +When clipping occurs, the spark is constrained and operates sub-optimally. Check whether the source can still provide adequate power at the clipped resistance. + +### 3.4 Thermal Time Constants + +The plasma cannot adjust instantaneously. Thermal time constants (see [[thermal-physics]]) set the response speed: + +- Thin streamers (d ~ 100 um): tau ~ 0.1-0.2 ms +- Thick leaders (d ~ 5 mm): tau ~ 300-600 ms + +If the drive conditions change faster than the plasma can respond (e.g., burst-mode pulses shorter than tau), the plasma cannot track R_opt_power in real time. The effective R will lag behind the instantaneous optimum. + +### 3.5 Sub-Optimal Operation + +When constraints prevent reaching R_opt_power, several outcomes are possible: + +1. **Spark stalls:** Growth stops; the field threshold is not met at the tip. +2. **Spark operates at R_max:** Cold streamer that cannot heat up further. Low power, inefficient. +3. **Spark operates at R_min:** Fully ionized, very hot. May occur in arc-like conditions. Power is high but limited by source. +4. **Spark branches:** Rather than one channel adjusting R, multiple channels form, each seeking its own optimum. Total power may be shared. + +## 4. Impedance Matching for Target Spark Length + +### 4.1 The Matching Dilemma + +During QCW operation, the spark grows from zero to its final length over 5-20 ms. As it grows: +- C_sh increases (more length, more capacitance to ground) +- R_opt_power changes (shifts with capacitance) +- The impedance presented to the source changes continuously + +The coil designer must choose a single matching condition (or a tracking strategy). See [[coupled-resonance]] for frequency tracking aspects. + +### 4.2 QCW Matching Strategy + +**Recommended: Match at 50-70% of target length.** + +Reasoning: +- At 0% length: no spark, pure open circuit (infinite impedance). Matching here is meaningless. +- At 100% length: spark is at maximum extent, about to stall. Little time spent here. +- At 50-70%: spark is in its fastest growth phase, consuming the most power. Matching here maximizes energy delivered during the critical growth window. + +**Rule of thumb: Match at 60% for first design iteration.** + +### 4.3 Formal Optimization + +Minimize total energy over the growth trajectory: + +``` +E_total = integral_0^T [epsilon * L(t) / eta(t)] dt +``` + +where eta(t) is the power transfer efficiency at time t, and epsilon is the energy per meter (see [[energy-and-growth]]). + +**Procedure:** +1. Simulate growth with match points at 0%, 30%, 50%, 70%, 100% of target length. +2. For each match point, compute E_total to reach target length. +3. Choose the match point that minimizes E_total. + +### 4.4 Burst Mode Matching + +For non-ramping burst operation (fixed drive amplitude): +- Match to final spark length (100%) +- The coil rings up quickly to steady state +- Steady-state impedance matching dominates over transient growth + +## 5. Numerical Sensitivity + +### 5.1 Sensitivity of R_opt_power to Capacitance Errors + +Since R_opt_power = 1/(omega * C_total): + +``` +dR/R = -dC/C +``` + +A 20% error in C_total produces a 20% error in R_opt_power. Given that FEMM capacitance extraction is accurate to ~10% and plasma variability is ~50%, this is acceptable. + +### 5.2 Sensitivity of Power to R Errors + +Near R_opt_power, the power curve is relatively flat. A factor of 2 error in R (R = 0.5*R_opt or R = 2*R_opt) reduces power by only about 20%. This flatness is why the simplified R = R_opt_power approach works well even with significant uncertainties. + +### 5.3 Sensitivity to Frequency + +Since R_opt_power is inversely proportional to omega: + +``` +dR/R = -domega/omega = -df/f +``` + +A 5% frequency shift (common when a spark loads the system; see [[coupled-resonance]]) produces a 5% shift in R_opt_power. This is small compared to other uncertainties. + +## 6. Connection to Other Topics + +### Key Relationships + +- **Derives from:** [[circuit-topology]] (the admittance expressions and phase constraint provide the mathematical foundation) +- **Enables:** [[lumped-model]] (R_opt_power is the default resistance assignment: R = 1/(omega*C_total)) +- **Enables:** [[distributed-model]] (each segment's R_opt is computed from its local capacitances using the same principle) +- **Constrains:** [[energy-and-growth]] (the power available for spark growth is bounded by P at R_opt_power) +- **Interacts with:** [[coupled-resonance]] (frequency shift changes R_opt_power; the spark must track) +- **Interacts with:** [[thermal-physics]] (thermal time constants limit how quickly the plasma can adjust to R_opt) +- **Interacts with:** [[streamers-and-leaders]] (streamer vs. leader determines whether R is near R_min or R_max) +- **Measured via:** [[thevenin-method]] (Thevenin extraction allows computing power to any R without re-simulation) + +### Summary of Key Results + +1. R_opt_power = 1/(omega*(C_mut + C_sh)) maximizes real power to the spark. +2. R_opt_phase = 1/(omega*sqrt(C_mut*(C_mut + C_sh))) minimizes impedance phase magnitude. +3. R_opt_power < R_opt_phase always. R_opt_power gives phi_Z ~ -55 to -75 degrees. +4. The hungry streamer principle: plasma self-optimizes toward R_opt_power via thermal feedback. +5. Constraints (source limits, physical R bounds, thermal lag) can prevent reaching R_opt_power. +6. QCW matching at ~60% of target length is a good first-order design rule. +7. Power is relatively insensitive to R errors near the optimum (flat peak). diff --git a/context/qcw-operation.md b/context/qcw-operation.md new file mode 100644 index 0000000..cefa1e2 --- /dev/null +++ b/context/qcw-operation.md @@ -0,0 +1,371 @@ +--- +id: qcw-operation +title: "QCW Operation: Driven Leader Growth Through Sustained Energy Injection" +status: established +source_sections: "spark-physics.txt: Part 5 (lines 281-361), Part 9 (lines 666-700); Phase 6 QCW community survey (2026-02-10)" +related_topics: [thermal-physics, streamers-and-leaders, coupled-resonance, power-optimization, energy-and-growth, capacitive-divider, branching-physics, field-thresholds, empirical-scaling, equations-and-bounds, open-questions] +key_equations: + - "Growth rate: dL/dt = P_stream / epsilon" + - "Driven leader step time: step_time ~ step_length / growth_rate" + - "Conductance relaxation: dG/dt = (G_st(i) - G) / tau_g" + - "Thermal diffusion: tau_thermal = d^2 / (4 * alpha)" +key_terms: + - "QCW" + - "sword_spark" + - "driven_leader" + - "burst_ceiling" + - "frequency_threshold" + - "thermal_ratcheting" + - "conductance_relaxation" + - "ramp_duration" + - "pulse_skip" +images: + - qcw-vs-burst-timeline.png +examples: + - spark-growth-timeline.md +open_questions: + - "No direct arc current measurement on any QCW coil — the actual current flowing through the spark channel during QCW growth is unknown" + - "No spectroscopic temperature measurement of QCW sparks — 5000 K is inferred from conductivity, not measured" + - "No time-resolved impedance measurement during QCW ramp — the impedance trajectory during growth is unknown" + - "No high-speed imaging correlated with electrical waveforms in QCW mode" + - "No measurement of energy per unit length (epsilon) for QCW sparks — can only be bounded from total input energy and estimated system efficiency" + - "Voltage gradient in TC sparks disputed — Uspring estimates 1.5 kV/cm, Barnkob estimates 3 kV/cm" + - "No systematic frequency sweep study — same coil tested at 100, 200, 300, 400 kHz to isolate frequency effect" +--- + +# QCW Operation: Driven Leader Growth Through Sustained Energy Injection + +QCW (Quasi-Continuous Wave) is a Tesla coil operating mode that produces straight "sword" sparks dramatically longer than burst-mode DRSSTCs of comparable size. Where burst mode relies on high instantaneous voltage (200-600 kV) to push streamers outward in a single shot, QCW uses sustained low-voltage energy injection (40-70 kV) over 10-22 ms to grow a thermally persistent leader channel at ~170 m/s. This document consolidates all QCW-specific physics, measurements, and design parameters from the community research survey and framework analysis. + +The key insight: **QCW sparks grow because the leader channel persists between RF cycles and conducts energy to the tip, not because the voltage is high enough to bridge the gap.** This is a fundamentally different growth mechanism from burst mode, and it explains why QCW achieves 7-16x spark:secondary ratios compared to 2-4x for burst DRSSTCs. + +## 1. The QCW Parameter Space + +QCW occupies a distinct region in Tesla coil design space, differing from burst-mode DRSSTCs in every major parameter: + +| Parameter | QCW Range | Burst DRSSTC | Source | +|-----------|-----------|--------------|--------| +| Coupling (k) | 0.3-0.55+ | 0.05-0.2 | Build survey | +| Operating frequency | 300-600 kHz | 50-110 kHz | Build survey | +| Tank capacitance | 5-15 nF | 50-300 nF | Build survey | +| Ramp duration | 10-22 ms | N/A (burst ~70-150 us) | Build survey | +| Peak primary current | 50-200 A | 200-1000+ A | Build survey | +| Secondary voltage | 40-70 kV | 200-600 kV | Ward, davekni | +| Spark:secondary ratio | 7-16x | 2-4x | Build survey | +| Growth rate | ~170 m/s | N/A (single-shot) | HVF estimate | + +### 1.1 The 15:1 Voltage Ratio + +The single most important quantitative comparison in the dataset: davekni measured **~600 kV for 2-3 m burst sparks vs ~40 kV for equivalent QCW sparks** at 450 kHz. This 15:1 voltage ratio proves that QCW growth is driven by sustained energy injection, not high instantaneous voltage. Multiple independent builders confirm the low QCW voltage (Steve Ward: 40-55 kV; Loneoceans: 50-70 kV). [Phase 6 QCW community survey] + +**Physical explanation:** The leader formation voltage threshold of 300-400 kV [Bazelyan & Raizer 2000] applies to **single-shot impulses** where the entire streamer-to-leader transition must occur from one event. In QCW, the thermal ratcheting mechanism (see Section 3) accumulates energy from thousands of RF cycles, crossing the critical temperature thresholds (2000 K -> 4000 K -> 5000 K) without ever requiring high instantaneous voltage. The voltage merely needs to exceed the inception threshold and maintain current flow. See [[streamers-and-leaders]] for details. + +### 1.2 Coupling Requirement: k >= 0.3 + +All successful QCW sword-spark builds use k >= 0.3: + +| Builder | k | Spark:secondary ratio | Notes | +|---------|---|----------------------|-------| +| Loneoceans v1.0 | 0.32-0.35 | 7.3:1 | Initial | +| Loneoceans v1.5 (first) | 0.306 | — | Insufficient — breakthrough came at 0.38 | +| Loneoceans v1.5 (final) | 0.38 | 13:1 | Breakthrough | +| Loneoceans QCW2 | 0.365 | 10:1 | | +| flyglas | 0.391 | ~12:1 | | +| Lucasww | 0.44 | 10:1 | | +| Dr. Kilovolt (Jan Martis) | 0.55 | — | SiC PSFB, 2-2.5 m sparks | +| davekni | 0.71 | — | Ferrite-assisted, highest documented | +| Standard DRSSTC | 0.05-0.20 | 2-4:1 | For comparison | + +Higher coupling enables sufficient power transfer at QCW's lower peak currents (50-200 A vs 200-1000+ A for burst). It also widens pole separation, making frequency tracking more robust (see [[coupled-resonance]]). However, Loneoceans' SSTC3 (single-resonant, lower coupling) still produces straight sparks at 380-420 kHz, suggesting k >= 0.3 is an **engineering constraint** (adequate power delivery) rather than a **physics constraint** (straightness). + +## 2. The Sword Spark Mechanism + +### 2.1 Frequency Threshold: 300-600 kHz + +Six or more independent builders have converged on a frequency range for producing straight sword sparks: + +| Observer | Observation | Source | +|----------|-------------|--------| +| Mads Barnkob | "Sword characteristic shows above 400 kHz" | HVF | +| LabCoatz (Zach Armstrong) | Below 300 kHz: "chaotic and less straight"; above 600 kHz: "more curvy" | Hackaday | +| Kaizer DRSSTC IV | QCW at ~100 kHz: "swirling" sparks, NOT straight | HVF | +| Fat Coil builder | "Above 350 kHz, plasma exhibits growth in straight segments" | TCML | +| Loneoceans SSTC3 | Straight sparks at 380-420 kHz | loneoceans.com | +| Multiple QCW builders | All successful sword-spark builds operate 300-500 kHz | Build survey | + +### 2.2 Why Frequency Matters: RF Period vs Thermal Time Constants + +The physical mechanism is the ratio between the RF half-period and the streamer thermal diffusion time: + +``` +At 400 kHz: RF half-period = 1.25 us +Streamer tau_thermal (d = 100 um) = d^2 / (4*alpha) ~ 125 us + +Ratio: tau_thermal / T_RF = 125 / 1.25 = 100x +``` + +The channel experiences **effectively continuous heating** with negligible cooling between RF half-cycles. The conductance relaxation time constant (tau_g = 40 us for heating, see [[thermal-physics]]) spans ~16 RF cycles at 400 kHz, ensuring smooth, monotonic conductance increase. + +At 50-100 kHz (half-period 5-10 us), thinner streamers (10-50 um, tau ~ 1-30 us) experience significant cooling between cycles. The preferred conductive path diffuses and branches — the channel cannot maintain a single straight track. + +At >600 kHz, "curvy" sparks are observed. This may relate to skin effect, displacement current dominance, or switching artifacts at extreme frequencies. + +**Quantitative prediction:** At frequency f, the Joule heating rate scales as ~f (more half-cycles per unit time at the same peak current). A channel at 400 kHz receives ~4x more thermal energy per millisecond than at 100 kHz. + +### 2.3 Pulse-Skip Modulation Does Not Produce Full Sword Sparks + +Multiple experimenters (Steve Ward, Steve Conner, others circa 2011) tried pulse-skip approaches to achieve QCW-like behavior and could not produce full sword sparks. + +Steve Ward: Sword sparks need "relatively smooth/continuous modulation of the spark power with little ripple." If the coil stores enough energy to smooth out the missing pulses, "it's probably massively overbuilt." + +**What pulse-skip actually does:** In a DRSSTC, pulse-skip is a bridge current-limiting method. During "skip" cycles, one GDT (gate drive transformer) is inverted so the H-bridge effectively shorts the primary tank (single-leg inhibit / "freewheeling"), or both bridge halves shut down and energy returns to the bus caps. The IGBTs continue switching synchronized to secondary current feedback — phase coherence is maintained and there is no phase discontinuity when active drive resumes. Primary current does not drop to zero; it decays gradually through the loaded Q of the resonant system. The resulting current envelope is a sawtooth bounded by the OCD (overcurrent detection) threshold — current rises to the limit, bridge freewheels until current decays, then drive resumes. [Steve Ward DRSSTC design guide; UD+ documentation (P. Slawinski); UD3 (Netzpfuscher)] + +**Why it doesn't produce full swords — envelope quality:** The sawtooth current envelope at a fixed OCD threshold delivers approximately constant average power, not the smoothly ramping power profile that QCW requires. True QCW uses a linear voltage ramp, which produces a quadratic power envelope (P ~ V^2) — the natural profile for growing a spark against increasing capacitive loading. Pulse-skip cannot easily produce this quadratic profile. The per-cycle current jitter from the on-off-on switching pattern, even with optimal distribution of skip events, creates enough power envelope ripple to prevent clean single-channel dominance. [Loneoceans QCW documentation; HVF topic 292] + +**It's a continuum, not binary:** The effect of envelope quality on spark straightness is progressive. Coarse pulse-skip at a fixed OCD threshold produces standard branchy DRSSTC sparks. A more sophisticated Bresenham-algorithm pulse-density modulation creating a linear ramp envelope produces sparks that are noticeably more sword-like but still branch — an intermediate result. True analog QCW with a smooth quadratic power envelope produces full swords. The evidence suggests that spark straightness improves continuously with envelope smoothness, with no sharp threshold. + +**Smooth topologies that work:** Steve Ward's original linear voltage ramp (giving quadratic power), Dr. Kilovolt's SiC Phase-Shifted Full Bridge (inherently smooth with a "1-cosine" transfer function), and Loneoceans' SSTC3 staccato approach (using the rising AC mains waveform as a natural voltage ramp) all produce straight sparks because they deliver smooth, continuously ramping power without per-cycle jitter. + +**Note:** Pulse-skip (bridge current control) is distinct from staccato (interrupter timing synchronized to AC mains). They serve different functions and can be combined. Staccato provides a natural voltage ramp over ~4-5 ms per mains half-cycle; pulse-skip manages current limits within each burst. + +## 3. The Driven Leader Growth Model + +### 3.1 Growth Rate: ~170 m/s + +QCW sparks grow at approximately half the speed of sound. This is estimated from community observations of spark growth during QCW ramps. [Phase 6 QCW survey, HVF topic 973] + +**Self-consistency check:** At 170 m/s over a 10 ms ramp, the spark grows 1.7 m. Over a 20 ms ramp, 3.4 m. These match observed QCW spark lengths (1-2 m for standard builds, 3.35 m for the Fat Coil). + +This velocity is intermediate between free streamers (~10^6 m/s) and natural lightning leaders (~10^4 m/s for stepped leaders, averaged). It represents a **driven leader** propagation mode unique to QCW: the leader advances continuously, fed by the circuit, at a rate limited by the thermal conversion of streamer-to-leader at the tip. + +### 3.2 Step Time Derivation from tau_g + +From the growth rate and Bazelyan's typical leader step length (~1 cm): + +``` +step_time = step_length / growth_rate = 0.01 m / 170 m/s ~ 60 us +``` + +This 60 us step time is close to the conductance relaxation heating time constant (tau_g = 40 us from Bazelyan). The channel needs approximately one tau_g to heat each new segment to leader temperature. The 1.5x ratio (60 us vs 40 us) is reasonable given that the transition also requires crossing the eta_T efficiency bottleneck (10% heating efficiency at ambient → 100% above 2000 K). See [[thermal-physics]] for the full conductance relaxation model. + +### 3.3 Contrast with Bazelyan Leader Velocity + +The Bazelyan formula v_L = 1500*sqrt(|Delta_U_t|) gives ~4.7-8.2 km/s at 100-300 kV — 25-50x faster than the observed 170 m/s QCW growth rate. The discrepancy is explained by the fundamental difference between: + +- **Bazelyan's v_L**: Instantaneous leader step velocity (the speed of thermal instability contraction within a single step) +- **QCW 170 m/s**: Net growth rate averaged over many steps including the time to heat each new streamer segment + +The QCW leader advances in rapid micro-steps at ~km/s but spends most of its time waiting for each new segment to thermalize. See [[streamers-and-leaders]] for details. + +### 3.4 Thermal Ratcheting Mechanism + +The 5:1 asymmetry in conductance relaxation time constants creates a one-way thermal ratchet: + +``` +tau_g = 40 us (channel heating — current rising) +tau_g = 200 us (channel cooling — current falling) +``` + +[Bazelyan & Raizer 2000, Ch 4, pp. 194-195] + +Over many RF cycles: +1. During the high-current half-cycle: conductance increases toward G_st(i_peak) with tau_g = 40 us +2. During the low-current half-cycle: conductance decreases toward G_st(0) = 0 with tau_g = 200 us +3. **Net effect:** Conductance ratchets upward over ~10-50 RF cycles (50-250 us at 200 kHz) + +This is the microsecond-timescale mechanism underlying the millisecond-timescale streamer-to-leader transition. Each RF cycle deposits a net conductance increment, accumulating over thousands of cycles during the QCW ramp. + +## 4. Three Ramp Regimes + +Loneoceans documented three distinct outcomes through controlled variation of ramp duration (QCW v1.5): + +| Ramp Duration | Visual Result | Physics Interpretation | +|---------------|--------------|----------------------| +| Too short (<5 ms) | "Gnarly, segmented sparks" | Insufficient time for leader transition; disconnected leader segments don't merge | +| Optimal (~10-20 ms) | Straight sword sparks | Leader forms within first few ms; grows continuously for remainder | +| Too long (>25 ms) | "Really hot and fat but bushy" | Leader reaches voltage-limited L_max; excess energy drives branching | + +### 4.1 The "Too Long" Regime + +Once the leader reaches its maximum length (set by the [[capacitive-divider]]), additional energy cannot extend it further. The leader channel becomes very hot and thick, increasing C_sh and worsening voltage division. The excess power must dissipate somewhere — lateral breakouts from the superheated leader trunk become the path of least resistance. + +### 4.2 The "Too Short" Regime + +Ramps shorter than ~5 ms don't allow the full streamer-to-leader transition (which requires ~0.5-2 ms from [[streamers-and-leaders]]). The "segmented" appearance suggests the spark advances as disconnected leader segments that don't merge into a continuous trunk. This is consistent with the thermal ratcheting model requiring multiple dark period cycles — see [[thermal-physics]]. + +### 4.3 QCW Timing Analysis + +Typical optimal QCW ramp: 12 ms at 400 kHz + +- **0-2 ms**: Voltage builds toward inception. Possible aborted leader attempts. High epsilon. +- **2-4 ms**: Streamers form and begin heating. Transition zone. Temperature crosses critical thresholds at base. +- **4-8 ms**: Leader trunk established. Low-resistance channel conducts energy to tip. Epsilon falling as thermal accumulation helps. +- **8-12 ms**: Leader-dominated growth. Streamer crown at tip continuously fed by leader current. Best epsilon (5-8 J/m). Growth slowing as [[capacitive-divider]] attenuates V_tip. + +## 5. The Burst Ceiling: Why QCW Is Necessary + +### 5.1 Steve Ward's 80 us Measurement + +Steve Ward's DRSSTC-0.5 provides a clean measurement of burst-mode growth saturation: + +| ON Time | Spark Length | Input Power | +|---------|-------------|-------------| +| ~70 us | 10-18 inches | 33-180 W | +| >80 us | **No additional length** | Diminishing returns | + +"Gained almost no spark length after about 80 us of ON period." [Steve Ward, stevehv.4hv.org/DRSSTC.5.htm] + +### 5.2 Thermal Physics Explanation + +The 80 us ceiling is strikingly consistent with the thermal time constant for 100 um streamers: + +``` +tau_thermal = d^2 / (4*alpha) = (100e-6)^2 / (4*2e-5) ~ 125 us +``` + +After approximately one thermal time constant, channels are cooling as fast as they are being heated. Additional energy goes into re-heating decaying channels rather than new forward growth. This is the fundamental wall that QCW overcomes by sustaining drive beyond this timescale. + +### 5.3 Steve Conner's Burst Efficiency Finding + +Short bursts of high peak power grow sparks more efficiently than long bursts of low peak power. A 100 us burst works better than 150 us at the same total energy. Higher peak power pushes the initial streamer further before the 80 us ceiling hits. See [[power-optimization]]. + +## 6. QCW Energy Budget + +### 6.1 Measured Energy Data + +| Quantity | Value | Source | +|----------|-------|--------| +| QCW energy per pulse | 275 J (for 1.78 m) | Loneoceans v1.5 | +| Apparent epsilon (total input / length) | 155 J/m | Derived | +| Estimated system efficiency | 30-50% | Community consensus | +| Estimated spark epsilon | 45-75 J/m | Derived (155 * 0.3-0.5) | +| Burst DRSSTC energy per bang | 5-12 J | Steve Ward | +| Burst DRSSTC average power | 33-180 W for 25-46 cm | Steve Ward DRSSTC-0.5 | + +The apparent epsilon of 155 J/m includes system losses (primary resistance, secondary losses, corona, radiation). The spark epsilon of 45-75 J/m includes the early inefficient growth phase (first ~2-4 ms at high epsilon). The leader-dominated late-stage epsilon is significantly lower (estimated 5-15 J/m), consistent with the framework's QCW range. + +### 6.2 Frequency Tracking During QCW Ramp + +Loneoceans measured frequency shifts during QCW operation: + +| Condition | Frequency | Shift | +|-----------|-----------|-------| +| Unloaded secondary | 406-409 kHz | baseline | +| With 50 cm simulated streamer | 349 kHz | -14% | +| With 1 m simulated streamer | 310 kHz | -24% | +| QCW v1.5 during actual spark | 413 → 377 kHz | -8.7% | + +The 8.7% shift during actual QCW operation is less than the simulated 1 m streamer (-24%), suggesting a real 1.78 m spark has lower effective capacitance than a solid wire — consistent with the branched, non-solid nature of real sparks. Frequency tracking (PLL or programmed) is essential during QCW ramps; a 5% detuning costs ~50% of delivered power (see [[coupled-resonance]]). + +## 7. Environmental and Design Factors + +### 7.1 Environmental Sensitivity + +davekni observed straighter arcs in warm, dry conditions; curved/branchy arcs more common outdoors (cooler, more humid). Dr. Kilovolt reported "looping" or "curving" streamers under humid or cool outdoor conditions. + +**Physics:** Higher humidity → faster complex-ion recombination (25x for hydrated ions, see [[streamers-and-leaders]]) → shorter plasma lifetime → less thermal persistence → more branching. Lower temperature → higher gas density → higher E_propagation → harder to sustain growth in single channel. + +### 7.2 Smooth Power Delivery Topologies + +Successful QCW implementations use inherently smooth power delivery: + +- **Steve Ward's quadratic ramp**: Voltage rises linearly → power rises as V^2 → smoothly increasing energy delivery +- **Phase-Shifted Full Bridge (PSFB)**: Dr. Kilovolt's SiC PSFB provides a "1-cosine" transfer function with no pulse-skip artifacts +- **UD3 controller**: Netzpfuscher's phase-shift modulation design provides smooth QCW control +- **Analog ramp generators**: Finn Hammer's reference design for linear voltage ramp + +Pulse-skip modulation produces more sword-like sparks than standard burst but falls short of true swords due to envelope jitter (Section 2.3). + +## 8. Spark-to-Secondary Ratios: The Efficiency Measure + +The spark:secondary ratio (spark length divided by secondary winding length) is the clearest measure of QCW's advantage: + +| Builder | Mode | Spark | Secondary | Ratio | +|---------|------|-------|-----------|-------| +| Steve Ward | Burst | 80" | 22" | 3.6:1 | +| Loneoceans DRSSTC3 | Burst | 70" | 27.5" | 2.5:1 | +| Loneoceans QCW v1.0 | QCW | 40" | 5.5" | 7.3:1 | +| Lucasww | QCW | 51" | 5" | 10.2:1 | +| Loneoceans QCW2 | QCW | 24" | 2.4" | 10:1 | +| Loneoceans QCW v1.5 | QCW | 70+" | 5.55" | 12.6:1 | +| Mathieu thm | QCW | 76" | 5.6" dia | 13.6:1 | +| Fat Coil | QCW | 132" | 8" | 16.5:1 | + +The 3-5x improvement from burst to QCW is a direct measure of the leader-dominated growth advantage. Leaders extend the effective electrode continuously, so the secondary length (which constrains maximum voltage) becomes less important relative to sustained power delivery. + +## 9. Critical Time Comparisons + +| Timescale | Value | Significance | +|-----------|-------|-------------| +| RF half-period at 400 kHz | 1.25 us | Channel heating between cycles | +| RF half-period at 100 kHz | 5 us | Channel heating between cycles | +| Streamer tau_thermal (100 um) | ~125 us | 100x longer than RF period at 400 kHz | +| Conductance tau_g (heating) | 40 us | Time to heat one "step" | +| Conductance tau_g (cooling) | 200 us | 5x longer than heating → ratcheting | +| Driven leader step time | ~60 us | Close to tau_g; sets growth rate | +| Burst pulse duration | 70-150 us | Comparable to streamer tau → saturation | +| Burst ceiling (Ward) | ~80 us | Streamer growth saturates | +| Leader transition time | 0.5-2 ms | Within QCW ramp; exceeds burst pulse | +| Streamer persistence | 1-5 ms | Exceeded by QCW ramp | +| Dark period cycle | 1-5 ms | Multiple cycles fit within QCW ramp | +| QCW ramp duration | 10-22 ms | 100x longer than tau_g | + +## 10. Community Hypotheses (Unproven) + +### 10.1 Uspring's Sideways Breakout Suppression + +QCW's slowly ramped voltage keeps tip voltage low, reducing the transverse field component. The field is only strong enough for forward propagation along the existing hot channel. + +**Assessment:** Physically plausible. The hot leader channel has much lower impedance than virgin air to the side, so a weak field preferentially drives current forward. + +### 10.2 Channel Temperature: ~5000 K + +Uspring estimated ~5000 K from conductivity analysis. Not spectroscopically measured. Consistent with Bazelyan's leader temperature range (4000-6000 K) and the white/yellow visual appearance of QCW sword sparks (blackbody peak near 5000 K). + +### 10.3 Steve Ward's "2000 Small Sparks" Model + +At 400 kHz over 5 ms, there are ~2000 RF half-cycles, each depositing a small amount of energy. This is a simplified but correct description of the driven-leader mechanism as viewed through the conductance relaxation model. + +## 11. Framework Validation Summary + +| Prediction | Community Data | Agreement | +|------------|---------------|-----------| +| Thermal persistence is key to QCW advantage | Confirmed by all data | Excellent | +| Streamer-to-leader transition requires sustained drive | Confirmed | Excellent | +| Capacitive voltage division limits length | Confirmed by frequency shift data | Excellent | +| Hungry streamer self-optimization | Confirmed by Burnett causality insight | Excellent | +| Burst mode limited by streamer cooling | Ward: 80 us ceiling (cf. tau ~ 125 us) | Good (within 1.5x) | +| Optimal QCW ramp: >5x tau_thermal | 10-20 ms (well above minimum) | Consistent | + +### What the Framework Missed + +1. **Frequency threshold for sword sparks (300-600 kHz)** — derivable from existing thermal physics (RF period << tau_thermal) but was not explicitly predicted +2. **QCW secondary voltage is low (40-70 kV)** — framework implicitly assumed higher voltages for longer sparks +3. **Power envelope quality matters** — growth model dL/dt = P/epsilon does not capture the effect of envelope smoothness on channel selection; spark straightness improves progressively from pulse-skip (sawtooth) through Bresenham PDM (linear ramp) to true QCW (quadratic ramp) +4. **Three ramp regimes** — the "too long" bushy regime was not predicted (arises from capacitive divider saturation + excess power branching) +5. **QCW growth rate (~170 m/s)** — not previously predicted but derivable from tau_g and step length + +## 12. Key Persons + +| Person | Contribution | +|--------|-------------| +| Steve Ward | QCW inventor; quadratic power profile; 40-55 kV measurement; 80 us burst ceiling | +| Gao Guangyan (Loneoceans) | Most detailed QCW measurements (4 builds); frequency tracking data; three ramp regimes | +| David Knierim (davekni) | Critical 15:1 voltage comparison; oversized QCW; fiber probe | +| Richie Burnett | Causality reversal; pole splitting theory | +| Steve Conner | Burst efficiency finding; hungry streamer principle | +| Uspring | Temperature estimates (~5000 K); voltage gradient analysis | +| Jan Martis (Dr. Kilovolt) | SiC PSFB QCW; k=0.55; 2-2.5 m sparks; environmental sensitivity | +| Mads Barnkob | Frequency threshold observation (>400 kHz) | +| Zach Armstrong (LabCoatz) | Frequency window (300-600 kHz) | + +## Key Relationships + +- **Derives from:** [[thermal-physics]] (thermal persistence, conductance relaxation, tau_g asymmetry are the physical foundation) +- **Derives from:** [[streamers-and-leaders]] (driven leader growth is a special case of the streamer-to-leader transition) +- **Interacts with:** [[coupled-resonance]] (frequency tracking during QCW ramp is essential; pole shifts 5-25%) +- **Interacts with:** [[power-optimization]] (R_opt_power shifts continuously during ramp; match at 50-70% of target length) +- **Interacts with:** [[capacitive-divider]] (voltage division limits maximum length; causes "too long" regime) +- **Interacts with:** [[energy-and-growth]] (epsilon varies during ramp from ~15 J/m early to ~5-8 J/m late) +- **Constrained by:** [[field-thresholds]] (inception threshold must be exceeded; propagation threshold sustains growth) +- **Measured via:** Phase 6 QCW community survey (primary data source) diff --git a/context/streamers-and-leaders.md b/context/streamers-and-leaders.md new file mode 100644 index 0000000..68ca62c --- /dev/null +++ b/context/streamers-and-leaders.md @@ -0,0 +1,652 @@ +--- +id: streamers-and-leaders +title: "Streamer and Leader Discharge Physics" +status: established +source_sections: "spark-physics.txt: Part 5 Section 5.5 (lines 314-337)" +related_topics: [thermal-physics, energy-and-growth, field-thresholds, capacitive-divider, power-optimization, qcw-operation, branching-physics, empirical-scaling, distributed-model, equations-and-bounds, open-questions] +key_equations: [growth-rate, epsilon-thermal-refinement] +key_terms: [streamer, leader, transition, thermal_ionization, photoionization, Joule_heating, epsilon, hungry_streamer, QCW, burst_mode, electron_density, ionization_front, recombination, corona_to_spark_transition, specific_energy_density, microdischarge, dark_period, aborted_leader, Gallimberti_model, stem, thermal_ratcheting, leader_velocity, electron_attachment_time, Bazelyan_VI, stepped_leader, continuous_leader, dart_leader, leader_formation_threshold, conductance_relaxation] +images: [streamers-vs-leaders-photos.png, streamer-to-leader-transition-sequence.png] +examples: [spark-growth-timeline.md] +open_questions: + - "What is the exact current threshold for streamer-to-leader transition?" + - "How does branching factor differ between streamers and leaders?" + - "What determines the number of streamer branches at a leader tip?" + - "Can the transition be modeled as a sharp threshold or is it gradual?" + - "How does ambient humidity quantitatively affect the streamer-leader transition current?" + - "What is the quantitative role of photo-ionization vs. electron drift in positive streamer propagation in Tesla coil sparks?" + - "How many dark period cycles typically precede stable leader inception at TC voltages and electrode geometries?" + - "Can Gallimberti's transition model be corrected with empirical factors for TC conditions, or is a full kinetic model required?" +--- + +# Streamer and Leader Discharge Physics + +Tesla coil sparks are not a single phenomenon but a composite of two fundamentally different discharge types: streamers and leaders. Understanding the distinction between these types, and the transition from one to the other, is essential for explaining why different operating modes produce dramatically different spark lengths and efficiencies. This topic connects the microscopic plasma physics to the macroscopic circuit behavior described by [[energy-and-growth]] and [[power-optimization]]. + +## Streamer Discharges + +Streamers are the initial, ephemeral discharge channels that form when the electric field at the topload exceeds the inception threshold (see [[field-thresholds]]). + +### Physical Properties + +| Property | Value | Notes | +|----------|-------|-------| +| Diameter | 10-100 um | Very thin filaments | +| Propagation speed | ~10^6 m/s | Extremely fast (fraction of speed of light) | +| Current | milliamperes (mA) | Low current per channel | +| Propagation mechanism | Photoionization | UV photons ionize gas ahead of channel | +| Temperature | 300-3000 K | Minimal heating (non-thermal plasma) | +| Resistance | Very high | rho ~ 10-100 ohm*m | +| Persistence | Microseconds (thermal) | Pure diffusion tau ~ 1-100 us for d ~ 10-100 um | +| Effective persistence | 1-5 ms | Extended by ionization memory | +| Visual appearance | Purple/blue | Nitrogen second positive band emission | +| Branching | Highly branched | Many fine filaments | +| Energy per meter (epsilon) | High (30-100+ J/m) | Inefficient for forward propagation | + +### Electron Density and Internal Structure + +The properties table above gives macroscopic observables. At the microscopic level, streamers have well-characterized internal structure from both simulation and measurement: + +**Ionization front at the streamer head:** +The active ionization zone at the leading edge of a streamer has a thickness of approximately **0.015 cm (~150 um)**. This thin front is where electron avalanche multiplication is occurring -- it is the "engine" of the streamer. [Becker et al. 2005, Ch 2, p. 37] + +**Electron density in the streamer body:** + +| Region | n_e (cm^-3) | Notes | +|--------|-------------|-------| +| Outer boundary (visible edge) | ~10^11 | Diffuse boundary of ionized region | +| Inner body (conducting core) | >10^13 | Main current-carrying region | +| Fully developed spark channel | ~10^16 | After corona-to-spark transition | + +[Becker et al. 2005, Ch 2, pp. 37-38] + +These densities are in the non-equilibrium regime: the electron temperature (~3 eV, ~35,000 K) is far above the gas temperature (~300-1000 K). See [[field-thresholds]] Section 1.4 for the breakdown physics behind this non-equilibrium state. + +**Connection to conductivity:** The conductivity of the streamer body can be estimated from these electron densities using: + +``` +sigma = n_e * e^2 / (m_e * nu_e-air) +``` + +For n_e ~ 10^13 cm^-3 in warm air, this yields sigma ~ 0.01-0.1 S/m, consistent with the "cold streamer" range in [[thermal-physics]]. For a fully developed spark channel at n_e ~ 10^16, sigma reaches ~10-100 S/m (leader/arc range). See [[equations-and-bounds]] Section 14.6 for the full conductivity calculation. + +**Microdischarge reference properties** (individual streamer filaments resemble atmospheric microdischarges): + +| Property | Value | Notes | +|----------|-------|-------| +| Duration | 1-10 ns | Single filament lifetime | +| Filament radius | ~100 um | Consistent with streamer diameter range above | +| Peak current | 0.1 A | Per individual filament | +| Current density | 100-1000 A/cm^2 | High due to small cross-section | +| Electron density | 10^14 - 10^15 cm^-3 | Higher than sustained streamer body | +| Electron energy | 1-10 eV | Non-equilibrium | +| Degree of ionization | ~10^-4 | Very weakly ionized | + +[Becker et al. 2005, Ch 6, Table 6.2.1] + +These microdischarge properties are relevant because individual Tesla coil streamers resemble atmospheric microdischarges in many respects -- similar diameters, current densities, and electron densities. + +### Streamer Velocity and Tip Physics + +Streamer velocity is set by the ionization wave dynamics at the tip. The tip maintains a nearly constant maximum field of **E_m ~ 150-170 kV/cm** through a self-regulation mechanism, independent of the applied voltage. + +``` +V_s = v_im * r_m / [(2k-1) * ln(n_c/n_0)] + +where: + v_im = 1.1 * 10^10 s^-1 (ionization frequency at E_m) + r_m = U_t / (2 * E_m) (tip radius, grows with tip potential) + k = 2.5 (power index for ionization rate vs field) + n_c = 9 * 10^13 cm^-3 (initial plasma density, INDEPENDENT of U_t) + n_0 ~ 10^5 - 10^6 cm^-3 (seed electron density) +``` + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 2, pp. 41-43, Eq. 2.3, 2.6] + +**Key result: V_s is proportional to U_t.** Since r_m ~ U_t at constant E_m, streamer velocity scales linearly with tip potential. Higher secondary voltage = faster streamers. Numerical example: at U_t = 34 kV, r_m = 0.1 cm, V_s = 1.7 * 10^6 m/s. + +**Minimum streamer velocity:** V_s_min = (1.5-2) * 10^5 m/s, occurring at U_t = 5-8 kV. Streamers slower than this have never been observed — they cannot sustain propagation against attachment losses. + +**Voltage-independent initial plasma density:** n_c = 9 * 10^13 cm^-3 is a fundamental constant of air breakdown at atmospheric pressure (set by E_m alone). This means a streamer channel has the same electron density regardless of whether it was created by a 10 kV or a 500 kV potential. What changes with voltage is the streamer velocity, diameter, and length — not the local plasma density. + +### Maximum Streamer Length + +The maximum length a streamer can reach is set by the balance between tip potential and the critical propagation field: + +``` +l_max = (U_t - U_0) / E_cr ~ U_t / E_cr (when external potential U_0 is small) + +E_cr(+) = 4.5-5 kV/cm (positive streamers in air) +E_cr(-) ~ 10 kV/cm (negative streamers) +``` + +[Bazelyan & Raizer 2000, Ch 2, pp. 58-59, Eq. 2.32] + +| Tip Voltage | l_max (positive) | l_max (no attachment) | l_max (no losses) | +|-------------|------------------|-----------------------|-------------------| +| 250 kV | 0.39 m | — | — | +| 500 kV | 0.94 m | 1.25 m | 3.0 m | +| 750 kV | 1.42 m | — | — | + +The "no attachment" and "no losses" columns show the enormous potential for longer streamers in pre-heated channels where electron attachment is suppressed. A TC spark re-using a thermally persistent channel (where T > 2000 K reduces attachment by orders of magnitude) can extend streamers far beyond the cold-air limit — this is the fundamental reason thermal persistence matters for TC spark length. + +**TC implication:** At V_top = 400 kV, maximum cold-air streamer length is ~0.8-0.9 m. Beyond this, leader formation is required. This is consistent with the observation that burst-mode DRSSTCs plateau at ~1 m regardless of power. + +### Single Streamer Heating: Negligible + +The energy deposited by a single streamer passage is fundamentally limited: + +``` +Energy density per passage: W = epsilon_0 * E_m^2 / 2 = 2.6 * 10^-2 J/cm^3 +Temperature rise: Delta_T < W / c_v = 3 K +``` + +[Bazelyan & Raizer 2000, Ch 2, pp. 49-50, Eq. 2.17] + +This is an essential result: **a single streamer deposits only enough energy to raise the gas temperature by ~3 K**. Leader formation requires heating to 5000+ K — which means the channel must accumulate energy from hundreds of streamer passages or from sustained current flow. This is why the leader mechanism (concentrating many streamers' worth of current through a single contracted filament) is necessary for TC spark growth beyond the streamer limit. + +Increasing the applied voltage does NOT increase the specific energy deposition because the channel cross-section grows as U^2 while the energy scales as U^2 — the energy density (J/cm^3) remains ~epsilon_0 * E_m^2 / 2 regardless of voltage. + +### Propagation Mechanism: Photoionization + +Streamers propagate via a fundamentally non-thermal mechanism: + +1. **Strong field at tip**: The thin, pointed streamer tip concentrates the electric field to very high values (10-100 kV/cm) +2. **Electron avalanche**: Free electrons in the high-field region accelerate and ionize gas molecules through impact +3. **UV emission**: Excited nitrogen molecules emit UV photons (primarily in 98-102.5 nm range) +4. **Photoionization**: These UV photons ionize oxygen molecules up to ~1 mm ahead of the streamer tip, creating seed electrons +5. **New avalanche**: Seed electrons start new avalanches, extending the streamer +6. **Self-propagating**: Steps 1-5 repeat at ~10^6 m/s + +Key physics: the propagation is electromagnetic (photon-mediated), not thermal. The gas behind the streamer tip is barely heated. This is why streamers can propagate so fast -- they do not wait for thermal processes. + +#### The Photo-Ionization Debate + +The role of photo-ionization in positive streamer propagation is well-established experimentally but quantitatively debated in the simulation literature: + +- **Positive streamers** (propagating away from the anode/topload) require a source of seed electrons ahead of the streamer tip. Photo-ionization by UV from excited N2 molecules ionizing O2 molecules is the most widely accepted mechanism. In simulations, positive streamers **will not propagate** if both photo-ionization and background ionization are set to zero. [Becker et al. 2005, Ch 2, pp. 51-52; Morrow & Lowke 1995] + +- **Negative streamers** (propagating toward the anode) can propagate without photo-ionization because electrons naturally drift ahead of the streamer tip. Simulations have reproduced negative streamer propagation and even branching from a single initial electron without photo-ionization. [Becker et al. 2005, Ch 2, p. 52; Arrayas et al. 2002] + +- **Simulation workaround:** Because photo-ionization cross sections are poorly known, many simulation models substitute a uniform **seed electron density of 10^7 - 10^8 cm^-3** instead of explicit UV transport, which produces similar results. [Becker et al. 2005, Ch 6, p. 281] + +For Tesla coil sparks, which operate on AC waveforms, both positive and negative half-cycles contribute to propagation. The photo-ionization mechanism is most critical during the positive half-cycle when streamers must advance into virgin (unperturbed) air. + +### Why Streamers Are Inefficient + +Despite their speed, streamers are poor at creating lasting conductive channels: +- **Low current**: Insufficient Joule heating (I^2 * R) to raise temperature significantly +- **Thin channels**: Cool quickly (tau ~ microseconds for d ~ 10 um) +- **High resistance**: Poor conductors, most of the voltage drops across the channel rather than reaching the tip +- **Branching**: Energy splits among many branches, diluting the current in each +- **No thermal memory**: Each streamer pulse must re-ionize fresh gas + +The energy "wasted" in creating a streamer that immediately cools and deionizes is the fundamental reason burst mode (streamer-dominated) has high epsilon. + +## Leader Discharges + +Leaders are the hot, persistent, highly conductive channels that form when sufficient sustained current flows through a streamer channel. + +### Physical Properties + +| Property | Value | Notes | +|----------|-------|-------| +| Diameter | mm to cm | 100-1000x thicker than streamers | +| Propagation speed | ~10^3 m/s | Much slower than streamers | +| Current | Amperes (A) | High current, intense Joule heating | +| Propagation mechanism | Thermal ionization | Saha equilibrium at T > 5000 K | +| Temperature | 5000-20000 K | Fully thermalized plasma | +| Resistance | Low | rho ~ 1-10 ohm*m | +| Persistence | Seconds | With convection maintaining hot column | +| Visual appearance | White/orange/yellow | Blackbody + line emission | +| Branching | Relatively straight | Few major branches | +| Energy per meter (epsilon) | Low (5-15 J/m) | Efficient for forward propagation | + +### Propagation Mechanism: Thermal Ionization + +Leaders propagate by a fundamentally different mechanism: + +1. **Hot conducting core**: The leader channel is a thermalized plasma at 5000-20000 K +2. **Current flows to tip**: The low-resistance leader conducts current efficiently from the topload to its tip +3. **Tip launches streamers**: At the leader tip, the concentrated field creates new streamers +4. **Streamers carry current**: Some streamer branches carry enough current (fed from the leader) to undergo Joule heating +5. **Heated streamers become leader**: The heated channel transitions to a new leader segment +6. **Leader extends**: Steps 3-5 repeat, advancing the leader at ~10^3 m/s + +The leader propagation speed is much slower than streamer speed because it is limited by thermal processes (heating gas from ~300 K to ~5000+ K takes time). But the leader is vastly more efficient because each meter of leader channel, once formed, persists and conducts efficiently. + +### Leader Velocity + +Bazelyan & Raizer provide an empirical formula for leader velocity: + +``` +v_L = 1500 * sqrt(|Delta_U_t|) [cm/s, with Delta_U_t in volts] +``` + +[Bazelyan & Raizer 2000, Physics-Uspekhi 43(7), p. 709, Eq. 5] + +For a TC with 300 kV topload voltage: v_L = 1500 * sqrt(300,000) ~ 820,000 cm/s = **8.2 km/s**. This is intermediate between laboratory sparks (~10 km/s) and lightning leaders (~100 km/s), consistent with observed TC spark growth. + +The physical basis: the leader advance rate is set by the conducting streamer length l ~ 1 cm (limited by electron attachment at ~100 ns) divided by the thermal instability contraction time tau_ins ~ 1 us, giving v_L ~ 10^6 cm/s. The square root voltage dependence arises because higher tip voltage increases streamer vigor (length and density), expanding the zone available for contraction. + +**Electron attachment time in cool air: ~100 ns** [Bazelyan & Raizer 2000, p. 703] + +This is the fundamental timescale that limits streamer channel lifetime without heating. At TC frequencies of 50-400 kHz (half-periods of 1.25-10 us), a cold streamer goes through 12-100 attachment times per half-cycle. Without heating to >5000 K (where attachment becomes negligible), the streamer plasma dies between every half-cycle and must be re-created — this is why streamers are so energy-inefficient. + +### Stepped vs Continuous Leaders + +Lightning observations reveal two distinct leader propagation modes, which have direct analogs in TC spark behavior: + +**Positive leaders** (ascending from grounded objects, carrying positive charge) propagate **continuously**: the bright tip moves smoothly upward with gradually varying velocity. This is the dominant mode for TC sparks, where positive streamers/leaders propagate from the positive-going topload. + +**Negative leaders** (descending from cloud, carrying negative charge) propagate in **steps**: discrete jumps of 10-200 m (average 30 m for lightning), separated by pauses of 30-90 us. Each new step briefly re-illuminates the entire channel behind it. The stepped pattern arises because negative streamers require a different mechanism (electron drift ahead of the tip rather than photoionization), leading to an intermittent advance. + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 1, pp. 17-18] + +| Leader Type | Polarity | Pattern | Step size | Pause | Average velocity | +|-------------|----------|---------|-----------|-------|-----------------| +| Positive | + | Continuous | N/A | N/A | 10^5 - 10^6 m/s | +| Negative | - | Stepped | 10-200 m (avg 30 m) | 30-90 us | 10^5 - 10^6 m/s (averaged) | +| Dart (re-strike) | either | Continuous (fast) | N/A | N/A | (1-4) * 10^7 m/s | + +**Average velocities are the same** for stepped and continuous leaders when averaged over the total development time: 10^5-10^6 m/s (100-1000 km/s), with an average of ~3*10^5 m/s. + +**Dart leaders** (subsequent strokes following existing hot channels) are always continuous and much faster: (1-4)*10^7 m/s. This is because they propagate through pre-heated, pre-ionized gas where the ionization front moves as a thermal wave rather than requiring fresh ionization. + +**TC relevance:** TC sparks on the positive half-cycle behave as continuous leaders. On the negative half-cycle, stepped behavior could occur but is masked by the rapid AC reversal (half-period of 1.25-10 us at 100-400 kHz is shorter than the 30-90 us step pause). The result is that TC sparks effectively propagate as continuous leaders on both half-cycles, though with different microscopic mechanisms. + +### Leader Formation Voltage Threshold + +A minimum potential difference is required to excite and develop a leader in air: + +``` +Delta_U_min ~ 300 - 400 kV +``` + +[Bazelyan & Raizer 2000, Ch 5, p. 271] + +This is the total potential drop from electrode to the surrounding space needed to provide enough field energy for streamer formation, heating through the 2000-5000 K transition zone, and establishment of a self-sustaining hot channel. + +**TC implications for burst mode:** Most burst-mode DRSSTCs operate with topload voltages of 100-600 kV. At the low end (100-200 kV), leader formation is marginal — the coil produces primarily streamers. At 300+ kV, leaders form readily, consistent with the dramatic improvement in spark length efficiency observed when coils cross the ~300 kV threshold. This provides physical backing for the common builder observation that "bigger coils are disproportionately more impressive" — they cross the leader formation threshold. + +**Critical caveat for QCW mode:** The 300-400 kV threshold applies to **single-shot impulse discharges** where the entire streamer-to-leader transition must occur from a single event. QCW coils form leaders at dramatically lower topload voltages — typically only **40-70 kV** — because the resonant circuit continuously injects energy over thousands of RF cycles (5-20 ms ramp). Multiple independent builders have confirmed this: davekni measured ~40 kV peak at 450 kHz producing 2-2.5 m sword sparks, while Steve Ward measured 40 kV rising to 55 kV over ~5000 RF cycles for 50+ inch arcs. The comparison is stark: a burst DRSSTC at 80 kHz needs ~600 kV for the same spark length a QCW achieves at 40 kV — a 15:1 voltage ratio. [Phase 6 QCW community survey, multiple sources] + +The physical explanation: in QCW mode, the thermal ratcheting mechanism (see [[thermal-physics]]) accumulates energy from many RF cycles. Each cycle deposits a small increment via Joule heating, and the 5:1 asymmetry in conductance relaxation time constants (40 us heating vs 200 us cooling) ensures the temperature ratchets upward. Over ~1-5 ms, the stem temperature crosses through the critical thresholds (2000 K → 4000 K → 5000 K) without ever requiring the full 300-400 kV instantaneous voltage. The voltage merely needs to exceed the inception threshold and maintain current flow. + +### Why Leaders Are Efficient + +- **Low resistance**: The hot, ionized channel conducts well, delivering most of the source voltage to the tip +- **Persistence**: Long thermal time constants (see [[thermal-physics]]) mean the channel stays hot and conductive for seconds +- **Self-maintaining**: As long as current flows, Joule heating maintains the temperature +- **Focused energy**: Less branching means energy is concentrated in the main propagation path +- **Thermal accumulation benefit**: epsilon(t) decreases as the channel accumulates thermal energy (see [[energy-and-growth]]) + +## The Streamer-to-Leader Transition + +The transition from streamer to leader is the critical process that determines spark efficiency. It is the reason QCW mode (which promotes transition) produces longer sparks than burst mode (which cannot sustain it) for the same energy input. + +### Transition Sequence + +The six-step transition process: + +**Step 1: High E-field creates streamers** +- Topload voltage exceeds inception threshold (see [[field-thresholds]]) +- Multiple streamer branches form simultaneously +- Streamers propagate rapidly outward (~10^6 m/s) +- Channel is cold, thin, high-resistance + +**Step 2: Sufficient current causes Joule heating** +- The resonant circuit continues driving current through the streamer channels +- Current distributes among branches, but some branches carry more than others +- Joule heating power per unit length: P_linear = I^2 * R_linear [W/m] +- For a 100 um streamer at rho = 50 ohm*m carrying 100 mA: + ``` + R_linear = rho / A = 50 / (pi * (50e-6)^2) = 6.4 * 10^9 ohm/m + P_linear = (0.1)^2 * 6.4e9 = 64 MW/m (!!) + ``` + This enormous linear power density (even at low total current) is what drives the transition. The thin channel concentrates the heating. + +**Step 3: Heated channel undergoes thermal ionization** +- Temperature rises from ~300 K through ~3000 K to 5000+ K over ~1 ms +- At ~3000-4000 K: significant thermal dissociation of N2 and O2 begins +- At ~5000 K: Saha equation predicts substantial ionization fraction +- Conductivity increases by orders of magnitude +- Resistance drops, allowing more current to flow (positive feedback) + +**Step 4: Leader forms from base** +- The transition proceeds from the base (near topload) outward +- Base segments see the most current (no branching losses yet) and transition first +- Leader formation is progressive, not instantaneous +- Base becomes a bright, thick, low-resistance channel + +**Step 5: Leader tip launches new streamers** +- The leader acts as an extension of the topload electrode +- At the leader tip, the electric field is enhanced (see [[field-thresholds]]) +- New streamers propagate from the leader tip into fresh air +- These are "fed streamers" -- receiving current from the leader + +**Step 6: Fed streamers convert to leader** +- Current from the leader flows through the new streamers +- Higher current than free streamers (sustained by leader's low resistance) +- The same Joule heating process converts these streamers to leader +- The leader extends by one "step" as each generation of fed streamers transitions + +This cycle repeats: leader -> streamers -> Joule heating -> new leader -> more streamers. The spark grows as a composite structure with a leader trunk and streamer crown. + +### Transition Threshold + +The transition requires sufficient current density and duration. Approximate criteria: + +- **Current density**: j > ~10^6 A/m^2 in the streamer (equivalently, ~10 mA in a 100 um channel) +- **Duration**: Must sustain heating for ~0.5-2 ms (long enough to raise temperature through ~3000 K to 5000+ K) +- **Power density**: P_volume > ~10^10 W/m^3 approximately, sustained for milliseconds + +These thresholds explain why: +- **QCW succeeds**: Continuous drive for 5-20 ms provides ample time and current +- **Burst mode fails**: Short pulses (50-500 us) may not sustain heating long enough, especially if gaps allow cooling + +### Aborted Leaders and Dark Periods + +The transition sequence above is idealized. In practice, multiple failed attempts typically precede stable leader inception. High-speed photography and Schlieren imaging reveal a characteristic cycle [Liu 2017; Les Renardieres Group 1977, 1981]: + +**Dark Period Cycle:** + +1. **Streamer burst**: Positive streamers propagate from electrode tip into virgin air (~10^6 m/s) +2. **Space charge shielding**: Positive ions left behind by the fast-moving electron front create a space charge cloud near the electrode that reduces the local electric field +3. **Dark period**: Field at electrode drops below inception threshold. No new streamers form. Duration ~1-5 ms (depends on gap geometry and voltage) +4. **Ion drift recovery**: Positive ions slowly drift outward under the applied field (mu_ion ~ 2 * 10^-4 m^2/(V*s)), gradually restoring the electrode field +5. **Next burst**: When the field recovers above inception, a new streamer burst occurs + +Each burst deposits energy into the stem region (the short channel connecting the streamer base to the electrode). If the energy deposition from a single burst is insufficient to raise the gas temperature past the critical threshold for leader inception, the stem cools during the dark period and the leader attempt **aborts**. + +**Aborted leader progression:** + +- First burst: stem heats to ~1000-1500 K, cools back to ~500 K during dark period +- Second burst: residual warmth means less energy needed; stem reaches ~1800-2500 K, cools to ~800-1200 K +- Third/fourth burst: thermal ratcheting pushes temperature past critical threshold -> stable leader inception + +**Critical temperature requirement:** The gas temperature must **significantly exceed 2000 K** for stable leader inception, not merely reach it. During gas expansion following heating, convection losses can drop the temperature back below the critical ionization threshold. The gas must be heated enough to survive this expansion cooling. See [[thermal-physics]] for the detailed mechanism. + +**Multiple stems share current:** Schlieren photography shows that current from the electrode distributes among multiple streamer stems simultaneously, not just the strongest branch. This reduces the heating per individual stem and delays the transition. The stem that transitions to a leader first is typically the one that received the most cumulative energy across multiple burst cycles. [Liu 2017, Ch 2, Schlieren observations] + +### Gallimberti Model Critique + +The widely-cited Gallimberti (1972) model for streamer-to-leader transition assumes: + +1. **Constant electric field in the stem** during the transition process +2. **Simplified V-T relaxation**: Uses a simplified nitrogen vibrational-translational energy transfer model +3. **Single stem**: Assumes all current flows through one dominant stem + +Liu (2017, Ch 3) demonstrates through detailed kinetic modeling (45 species, 192 reactions) that these assumptions do not hold: + +- **Stem field varies significantly** as space charge evolves and the stem heats/expands +- **V-T relaxation is not the dominant heating mechanism** in the late stages of transition; direct electron impact heating becomes important +- **Humidity effect on V-T relaxation is weak**: The conventionally cited acceleration of V-T relaxation by water vapor is "several orders of magnitude smaller" than other energy sources during the transition [Liu 2017, Ch 3] +- **Multiple stems share current**, invalidating the single-stem assumption + +Despite these limitations, Gallimberti's model captures the correct qualitative physics (energy accumulation in stem -> thermal runaway -> leader) and gives order-of-magnitude correct transition times. It remains useful as a conceptual framework but should not be trusted for quantitative predictions without correction factors. + +### Transition Energy Density Threshold + +In addition to the current density and duration criteria above, the corona-to-spark transition can be characterized by a volumetric energy density threshold: + +``` +Minimum specific energy for spark channel formation: 0.6 - 1 J/cm^3 +``` + +[Becker et al. 2005, Ch 2, p. 59] + +This is the energy density that must be deposited in the streamer channel before it can transition to a self-sustaining spark (leader). For a 100 um diameter streamer channel, the energy per unit length to reach 1 J/cm^3 is: + +``` +E_per_length = 1 J/cm^3 * pi * (50 um)^2 = 7.85 * 10^-6 J/cm = 0.000785 J/m +``` + +This is a very small energy per meter compared to the observed epsilon values (5-100 J/m), confirming that the transition from streamer to leader is **not primarily limited by total energy** -- it is limited by the **rate of energy deposition** (power density). The current density criterion (j > 10^6 A/m^2) and the duration criterion (~0.5-2 ms) are the operative constraints. See [[energy-and-growth]] for how this connects to the physical origin of epsilon. + +### Spark Formation Dynamics + +Once the corona-to-spark transition begins, two stages of spark formation are observed in high-speed photography: + +1. **Primary streamer**: Fast propagation at ~10^8 cm/s (10^6 m/s) from the anode toward the cathode +2. **Secondary streamer**: Slower propagation at ~10^5 - 10^6 cm/s along the same trajectory, after a delay that depends on overvoltage + +[Becker et al. 2005, Ch 2, pp. 59-60] + +The secondary streamer propagates not by direct ionization in a strong field (like the primary) but by energy deposition into the existing channel (gas heating, vibrational excitation). This is the physical precursor to leader formation. + +Upon bridging of the gap by the secondary streamer, the discharge current increases abruptly: + +``` +Spark current rise rate: dI/dt ~ 10^7 A/s +``` + +[Becker et al. 2005, Ch 2, p. 60] + +**Ion mobility** governs how fast the positive space charge left behind by the fast-moving streamer tip can rearrange: + +``` +mu_ion ~ 2 * 10^-4 m^2/(V*s) (in air at STP) +``` + +[Becker et al. 2005, Ch 2, p. 60] + +This is much slower than electron mobility (~0.03 m^2/(V*s)), which is why the positive space charge from a streamer takes a relatively long time to redistribute -- contributing to the delay between primary and secondary streamer stages. + +## The Hungry Streamer Connection + +The streamer-to-leader transition is intimately connected to Steve Conner's hungry streamer principle (see [[power-optimization]]): + +The self-optimization feedback loop drives the system toward leader formation when sufficient power is available: + +1. Streamer forms with high R (above R_opt_power) +2. Hungry streamer principle: plasma tries to reduce R toward R_opt_power to maximize power extraction +3. Mechanism: increased current -> Joule heating -> higher temperature -> higher conductivity -> lower R +4. As R decreases through the optimization, temperature rises, and the channel transitions from streamer to leader +5. Leader equilibrium: R stabilizes near R_opt_power at a temperature that maintains the required conductivity +6. If R_opt_power is below R_min (physical lower bound for plasma), the system is constrained and operates sub-optimally + +The hungry streamer principle and the streamer-to-leader transition are two descriptions of the same physical process viewed from different perspectives: one from the circuit (impedance optimization) and one from the plasma physics (thermal evolution). + +### Quantitative Resistance vs Current: The Power Law + +The qualitative hungry streamer picture now has a quantitative foundation from self-consistent plasma modeling. The equilibrium resistance per unit length follows a power law in current: + +``` +R = A / I^b (ohm/m) +``` + +[da Silva et al. 2019, JGR Atmospheres] + +| Regime | Current Range | A (ohm * A^b / m) | b | TC Context | +|--------|-------------|-------------------|------|-----------| +| Region I | 1-10 A | 12,400 | 1.84 | TC streamer/early leader | +| Region II | 10-1,000 A | 2,820 | 1.16 | DRSSTC burst mode | +| Region III | 1,000-10,000 A | 180 | 0.75 | Lightning return strokes | + +**Worked examples for TC sparks:** + +- Streamer at 1 A: R ~ 12,400 ohm/m -> 12.4 kohm for 1 m spark (consistent with QCW/leader range) +- Early streamer at 0.1 A: R ~ 12,400 / (0.1)^1.84 ~ 860,000 ohm/m (very high, as expected for cold streamer) +- Leader at 10 A: R ~ 179 ohm/m -> 179 ohm for 1 m spark (hot leader, approaching arc) + +The steep exponent in Region I (b = 1.84) means resistance drops nearly as the square of current — this is the **quantitative expression of the positive feedback** that drives the streamer-to-leader transition. Doubling the current reduces resistance by ~3.6x, which increases current further, driving the thermal runaway. + +**Why the transition is slow despite this positive feedback:** The air heating efficiency eta_T is only ~10% at ambient temperature (see [[thermal-physics]]). 90% of the electrical energy goes into N2 vibrational excitation rather than gas heating. The thermal runaway only accelerates after the gas reaches ~1000-2000 K where eta_T approaches 1.0. + +**Cross-validation with Bazelyan V-I characteristic:** Bazelyan & Raizer provide two formulas of increasing precision: + +- **Simple:** i*E = 300 V*A/cm (arc approximation, valid for quick estimates) +- **Precise (measured CVC):** E = 32 + 52/i V/cm (Eq. 2.48 in the full textbook) + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 2, p. 90] + +The precise CVC reveals that at high currents, the field plateaus at **32 V/cm** (not zero) — representing irreducible radiation and convection losses. The 52/i term dominates at TC-relevant currents (1-10 A). At i = 1 A: E = 84 V/cm (CVC) vs 300 V/cm (simple i*E=b formula). The simple formula overpredicts the field at low currents. + +Both Bazelyan formulas agree with da Silva's power law within a factor of ~2 for 1-10 A — see [[equations-and-bounds]] Section 14.14 for a detailed comparison table. The three independent approaches (Bazelyan experimental, Bazelyan measured CVC, da Silva plasma modeling) converging to similar values is strong evidence that these resistance values are reliable for TC spark modeling. + +**Connection to Mayr equation:** The R = A/I^b law describes where the resistance wants to go (equilibrium). The Mayr equation dG/dt = (1/tau) * (P/P_0 - 1) * G describes how fast it gets there. See [[equations-and-bounds]] Sections 14.8 and 14.11 for both models. + +## Composite Spark Structure + +A fully developed Tesla coil spark is not purely streamer or purely leader. It is a composite: + +``` +Topload + | + [Leader trunk] -- Hot, thick, low-R, persistent + | Conducts efficiently from topload to crown + | + [Transition zone] -- Intermediate properties + | Recently converted streamers + | + [Streamer crown] -- Cool, thin, high-R, ephemeral + Actively propagating into fresh air + Highly branched +``` + +### Position-Dependent Properties + +This composite structure maps directly to the [[distributed-model]] where segments near the base (leader) have low R and segments near the tip (streamer) have high R: + +- **Base segments** (near topload): R ~ 1-10 kohm, hot, thick, leader +- **Middle segments**: R ~ 10-100 kohm, transition zone +- **Tip segments**: R ~ 100 kohm - 100 Mohm, cold, thin, streamer + +The convergence behavior of the distributed model's iterative optimization naturally reproduces this structure: +- Base segments converge to low R (sharp power peak, well-coupled) +- Tip segments converge to high R (flat power curve, poorly coupled) + +## Practical Implications by Operating Mode + +### QCW Mode: Leader-Dominated + +- Long ramp (5-20 ms) allows full transition at base within first few milliseconds +- Leader trunk grows progressively during ramp +- Low effective epsilon (5-15 J/m) because leader extension is efficient +- Leader persistence (seconds) means channel stays alive throughout ramp +- Streamer crown at tip is continuously fed by leader current +- Result: longest sparks per unit energy + +**Measured QCW growth rate: ~170 m/s** (approximately half the speed of sound). This is estimated from community observations of spark growth during QCW ramps. [Phase 6 QCW survey, HVF topic 973] + +Self-consistency check: at 170 m/s over a 10 ms ramp, a spark grows 1.7 m. Over a 20 ms ramp, 3.4 m. These match observed QCW spark lengths (1-2 m for standard builds, 3.35 m for the Fat Coil QCW build). + +This 170 m/s rate is intermediate between free streamers (10^6 m/s) and natural lightning leaders (~10^4 m/s for stepped leaders, averaged). It represents a **driven leader** propagation mode unique to QCW: the leader advances continuously, fed by the circuit, at a rate limited by the thermal conversion of streamer-to-leader at the tip. + +**Driven leader step time:** From the growth rate and Bazelyan's typical leader step length (~1 cm): + +``` +step_time ~ step_length / growth_rate ~ 0.01 m / 170 m/s ~ 60 us +``` + +This 60 us step time is close to the conductance relaxation heating time constant (tau_g = 40 us from Bazelyan, see [[thermal-physics]]). The channel needs approximately one tau_g to heat each new segment to leader temperature, so the leader advance rate is limited by how fast each new streamer can be thermally converted. The 1.5x ratio (60 us observed vs 40 us tau_g) is reasonable given that the transition also requires crossing the eta_T efficiency bottleneck (10% at ambient → 100% above 2000 K). + +**Contrast with Bazelyan leader velocity:** The Bazelyan formula v_L = 1500*sqrt(|Delta_U_t|) gives ~4.7-8.2 km/s at 100-300 kV. This is 25-50x faster than the observed 170 m/s QCW growth rate. The discrepancy is explained by the fundamental difference between the two quantities: Bazelyan's v_L is the instantaneous leader step velocity (the speed of the thermal instability contraction within a single step), while the QCW 170 m/s is the net growth rate averaged over many steps including the time to heat each new streamer segment. The QCW leader advances in rapid micro-steps at ~km/s but spends most of its time waiting for each new segment to thermalize. + +### Burst Mode: Streamer-Dominated + +- Short pulse (50-500 us) may not allow transition to complete +- Channel remains mostly streamer throughout the pulse +- High effective epsilon (30-100+ J/m) because streamer propagation is inefficient +- Channel cools between bursts (gap >> streamer persistence of ~1-5 ms) +- Each burst must re-ionize from scratch +- Result: bright but short sparks, energy-inefficient for length + +### High Duty Cycle DRSSTC: Hybrid + +- Closely spaced bursts (gaps < 5 ms) allow some thermal memory +- Base may partially transition to leader between closely spaced pulses +- Intermediate epsilon (20-40 J/m) +- Neither fully leader-dominated nor fully streamer-dominated +- Result: moderate length efficiency, intermediate spark character + +## Observable Differences + +The streamer/leader distinction is directly observable: + +### Visual + +- **Streamers**: Purple/blue, fine filaments, highly branched, flickering +- **Leaders**: White/orange/yellow, thick trunk, straighter, more stable +- **Composite**: Purple crown with white/yellow base is characteristic of healthy QCW growth + +### Audio + +- **Streamers**: Hissing/crackling sound (many small discharges) +- **Leaders**: Louder snap/crack (single powerful channel) +- **QCW ramp**: Tone that rises in pitch as ramp progresses + +### Electrical Signatures + +- **Streamer loading**: High impedance, small frequency shift, small Q reduction +- **Leader loading**: Low impedance, large frequency shift, large Q reduction +- **Transition**: Impedance drops abruptly during transition (resistance falls by orders of magnitude) + +These electrical signatures can be observed in the loaded pole behavior described in [[coupled-resonance]]. + +## Connection to Energy per Meter + +The fundamental reason epsilon differs by mode comes down to this topic: + +- **Streamer epsilon** is high because: thin channels cool fast, energy is wasted on branching, re-ionization overhead is large, high resistance means poor voltage delivery to tip +- **Leader epsilon** is low because: thick channels persist, energy is focused in main path, no re-ionization needed (already hot), low resistance delivers voltage efficiently to tip +- **Mode determines which type dominates**: QCW promotes leaders (low epsilon), burst maintains streamers (high epsilon) + +This is the physical basis for the epsilon values used in [[energy-and-growth]] and the scaling relationships in [[empirical-scaling]]. + +## Recombination and Plasma Decay + +When current ceases flowing through a spark channel, the plasma decays primarily through electron-ion recombination. The dominant recombination processes in air and their rate coefficients are: + +| Reaction | Rate Coefficient (cm^3/s) | Notes | +|----------|--------------------------|-------| +| O2+ + e- | 1.9 * 10^-7 * (300/T_e)^0.5 | Dominant in dry air | +| N2+ + e- | 1.8 * 10^-7 * (300/T_e)^0.39 | Fast at low T_e | +| NO+ + e- | 4.3 * 10^-7 * (300/T_e)^0.37 | Important in warm channels (NO forms above ~2000 K) | +| H3O+ + e- | 6.3 * 10^-7 * (300/T_e)^0.5 | Relevant in humid air, T_e < 1000 K | + +[Becker et al. 2005, Ch 4, pp. 170-175] + +**Key takeaway:** All major simple atmospheric ion species recombine with electrons at approximately **2 * 10^-7 cm^3/s** at 300 K electron temperature. [Becker et al. 2005, Ch 4, p. 174] + +At high pressures, three-body recombination can increase rates to as high as **10^-4 cm^3/s**. [Becker et al. 2005, Ch 4, p. 175] + +**Complex and cluster ions — much faster recombination:** + +Simple ions (O2+, N2+) quickly convert to complex and hydrated cluster ions in atmospheric air. These cluster ions recombine with electrons **5-25x faster** than simple ions: + +| Ion | Rate (cm^3/s) | Formation timescale | Notes | +|-----|--------------|---------------------|-------| +| O2+ (simple) | 2.7 * 10^-7 * (300/T_e)^0.5 | N/A (initial ion) | Baseline rate | +| O4+ (complex) | 1.4 * 10^-6 * (300/T_e)^0.5 | ~10-100 ns | 5x faster | +| H3O+(H2O)3 (hydrated) | 6.5 * 10^-6 * (300/T_e)^0.5 | ~1 us (humid air) | 25x faster | + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 2, pp. 52-56, Eq. 2.24-2.28] + +**Critical for TC sparks:** Complex ions form within 10-100 ns, so the enhanced recombination rate applies almost immediately after the ionization front passes. In humid air (outdoor TC operation), the full hydration chain completes in ~1 us, giving recombination rates 25x the simple-ion value. This explains why: +- Outdoor TC sparks in humid conditions are noticeably shorter than indoor sparks +- The effective plasma lifetime in cold streamer channels is ~100-300 ns (not the ~800 ns from simple attachment alone) +- Channel conductivity drops by ~100x within 300 ns behind the streamer tip, leaving only a ~30 cm "alive" section at typical streamer velocities + +**Thermal decomposition of complex ions:** At T > ~2000 K, the O4+ cluster breaks apart (k_decomp = 3.3 * 10^-6 * (300/T)^4 * exp(-5040/T) cm^3/s), reverting to simple ions with their slower recombination rate. This is another mechanism by which channel heating dramatically improves plasma persistence. + +**Connection to channel persistence:** For a streamer with n_e ~ 10^13 cm^-3, the recombination time constant is: + +``` +tau_recomb = 1 / (alpha_recomb * n_e) = 1 / (2e-7 * 1e13) ~ 50 us +``` + +This is comparable to the pure thermal diffusion time for a 100 um streamer (~0.1-0.2 ms), confirming that ionization memory and thermal cooling compete on similar timescales. For leaders with n_e ~ 10^15 - 10^16 cm^-3, recombination is faster (~0.5-5 us), but continuous Joule heating maintains the ionization against recombination losses. + +These quantitative recombination rates provide the microphysical foundation for the "ionization memory" mechanism described in [[thermal-physics]], and explain why effective streamer persistence (~1-5 ms) significantly exceeds the pure thermal diffusion time -- the plasma decays slower than the thermal profile. + +## Key Relationships + +- Derives from: [[field-thresholds]] (inception field creates initial streamers; propagation field sustains leader growth) +- Derives from: [[thermal-physics]] (thermal diffusion and persistence determine transition feasibility) +- Enables: [[energy-and-growth]] (channel type determines epsilon, the key parameter for growth prediction) +- Enables: [[empirical-scaling]] (different mode efficiencies explain different scaling exponents) +- Implements: [[power-optimization]] (hungry streamer self-optimization is the circuit-level view of the thermal transition) +- Structures: [[distributed-model]] (leader-base / streamer-tip composite maps to position-dependent R) +- Constrained by: [[capacitive-divider]] (voltage division limits current delivery to tip, affecting transition feasibility) diff --git a/context/thermal-physics.md b/context/thermal-physics.md new file mode 100644 index 0000000..341f822 --- /dev/null +++ b/context/thermal-physics.md @@ -0,0 +1,599 @@ +--- +id: thermal-physics +title: "Thermal Physics of Spark Channels" +status: established +source_sections: "spark-physics.txt: Part 5 Section 5.4 (lines 281-313)" +related_topics: [streamers-and-leaders, energy-and-growth, field-thresholds, empirical-scaling, power-optimization, qcw-operation, branching-physics, equations-and-bounds, open-questions] +key_equations: [thermal-diffusion-time-constant, thermal-diffusivity, conductivity-from-electron-density, power-to-sustain-plasma, air-heating-efficiency, leader-energy-balance, conductance-relaxation] +key_terms: [tau_thermal, alpha, d, QCW, burst_mode, streamer, leader, thermal_ionization, vibrational_relaxation, ionization_energy_cost, power_budget, non_equilibrium_plasma, aborted_leader, dark_period, thermal_ratcheting, associative_ionization, thermal_instability, electron_attachment_time, conductance_relaxation, leader_energy_balance, sword_spark, driven_leader, burst_ceiling, frequency_threshold] +images: [thermal-diffusion-vs-diameter.png, qcw-vs-burst-timeline.png] +examples: [spark-growth-timeline.md] +open_questions: + - "What are the exact contributions of convection, radiation, and ionization memory to observed persistence?" + - "How does radial temperature profile evolve during and after a pulse?" + - "Can thermal persistence be modeled with a single effective time constant, or is a multi-exponential required?" + - "What is the quantitative role of nitrogen vibrational relaxation in ionization memory?" + - "How does altitude (reduced pressure) affect thermal diffusion and persistence times?" + - "How many aborted leader attempts typically precede stable inception in QCW mode?" +--- + +# Thermal Physics of Spark Channels + +The thermal behavior of spark channels determines how long a conductive path persists after energy injection ceases, whether a streamer can transition to a leader, and why QCW mode is fundamentally more efficient than burst mode for producing long sparks. Thermal physics bridges the gap between the instantaneous electrical properties described by [[circuit-topology]] and the time-evolving behavior that distinguishes operating modes. + +## Pure Thermal Diffusion + +The simplest model of channel cooling is radial heat diffusion from a hot cylinder into ambient air. The characteristic time constant for this process is: + +``` +tau_thermal = d^2 / (4 * alpha_thermal) +``` + +Where: +- `tau_thermal` is the thermal diffusion time constant [s] +- `d` is the channel diameter [m] +- `alpha_thermal` is the thermal diffusivity of air [m^2/s] + +The thermal diffusivity of air at standard conditions: + +``` +alpha_thermal = k / (rho_air * c_p) = 2 * 10^-5 m^2/s +``` + +Where: +- `k` is the thermal conductivity of air [W/(m*K)] +- `rho_air` is the density of air [kg/m^3] +- `c_p` is the specific heat capacity at constant pressure [J/(kg*K)] + +### Diffusion Time Constants by Diameter + +The quadratic dependence on diameter produces enormous variation: + +| Channel Diameter | Type | tau_thermal | +|-----------------|------|-------------| +| 10 um | Very thin streamer | ~1.3 us | +| 100 um | Typical streamer | 0.1-0.2 ms | +| 500 um | Thick streamer / thin leader | 3 ms | +| 1 mm | Thin leader | 12.5 ms | +| 3 mm | Typical leader | 110 ms | +| 5 mm | Thick leader | 300-600 ms | +| 10 mm | Very thick leader / arc | 1.25 s | + +The image `thermal-diffusion-vs-diameter.png` plots this relationship, showing the dramatic range from microseconds for thin streamers to seconds for thick leaders. + +### Key Insight: Diameter Squared + +The d^2 dependence is critically important. A channel that is 10x thicker has a thermal time constant that is 100x longer. This creates a powerful positive feedback loop: thicker channels (leaders) persist longer, allowing more energy injection, which further heats and expands the channel, increasing persistence even more. This runaway process is central to the [[streamers-and-leaders]] transition. + +## Beyond Pure Diffusion: Observed Persistence + +Actual spark channel persistence is significantly longer than predicted by pure thermal diffusion. Three mechanisms contribute to this extended lifetime: + +### 1. Buoyancy and Convection + +Hot gas in the channel is less dense than surrounding air. Buoyancy forces create an upward convection column that: +- Maintains a coherent hot gas structure above the initial channel position +- Continuously replaces cooled gas at the channel edges with hot gas from the core +- Creates a self-sustaining thermal plume that persists well after the electrical discharge ends +- Effective for thick channels (leaders) where buoyancy forces exceed viscous drag + +For vertical or upward-angled sparks, convection can maintain a hot column for seconds. For horizontal sparks, the column rises and eventually disconnects, reducing persistence. + +### 2. Ionization Memory + +Even after the gas temperature drops below the thermal ionization threshold (~5000 K), significant free electron density persists because: + +- **Recombination is slow**: Electron-ion recombination in air at moderate densities has time constants of milliseconds to tens of milliseconds +- **Metastable states**: Nitrogen molecules excited to metastable electronic states (lifetimes ~ms) can participate in Penning ionization +- **Vibrational relaxation**: Nitrogen vibrational modes store energy for milliseconds, slowly releasing it to sustain partial ionization +- **Electron attachment/detachment**: Electrons attach to O2 to form O2^- (fast), but thermal detachment returns them when temperature is still elevated (slow) + +The net result: a partially ionized channel with moderate conductivity persists longer than the thermal profile alone would suggest. This is especially important in the temperature range 2000-4000 K where thermal ionization is negligible but residual ionization from previous heating still exists. + +#### Quantitative Data: Vibrational Relaxation and Recombination + +The qualitative mechanisms above now have quantitative timescales from the gas discharge literature: + +**Nitrogen vibrational relaxation time at 1 atm: >100 us** [Becker et al. 2005, Ch 5, p. 231] + +This is much longer than the electron-ion recombination time (~50 us at n_e ~ 10^13 cm^-3; see [[streamers-and-leaders]]) and comparable to the thermal diffusion time for thin streamers (~100-200 us for d ~ 100 um). The vibrational energy reservoir in N2 acts as a "battery" that slowly releases energy back into the electron population through superelastic collisions, maintaining a higher effective electron temperature (and hence lower attachment rate) than the translational gas temperature alone would suggest. + +**Recombination rates for major atmospheric ions: ~2 * 10^-7 cm^3/s at 300 K** [Becker et al. 2005, Ch 4, p. 174] + +For a streamer with n_e ~ 10^13 cm^-3, the recombination time constant is tau_recomb ~ 1/(2e-7 * 1e13) ~ 50 us. This confirms that recombination is indeed "slow" relative to the attachment time (16 ns) but "fast" relative to observed persistence (1-5 ms). The gap between the recombination time (~50 us) and the observed persistence (~1-5 ms) is filled primarily by the vibrational relaxation mechanism and by metastable states. + +This partially answers the open question "What is the quantitative role of nitrogen vibrational relaxation in ionization memory?": vibrational relaxation sustains partial ionization for at least 100 us beyond the cessation of direct energy input, which is comparable to the QCW inter-cycle gap at typical repetition rates. + +### 3. Broadened Effective Channel Diameter + +During the discharge, the channel heats and expands. The hot region is broader than the initial conducting core: +- During active discharge: conducting core may be 1 mm, but heated region extends to 3-5 mm +- After discharge: the broader heated region defines the effective cooling diameter +- This increases the effective tau_thermal by a factor of (d_effective/d_core)^2, which can be 10-25x + +## Effective Persistence Times + +Combining all three mechanisms, observed persistence times are: + +### Thin Streamers: ~1-5 ms + +- Pure thermal diffusion: 0.1-0.2 ms (for d ~ 100 um) +- Ionization memory extends to ~1-3 ms +- Minimal buoyancy effect (too thin) +- Persistence dominated by ionization/metastable memory +- Significance: this is comparable to QCW inter-cycle gaps at 200-1000 Hz repetition rates + +### Thick Leaders: Seconds + +- Pure thermal diffusion: 300-600 ms (for d ~ 5 mm) +- Buoyancy/convection extends to multiple seconds +- Ionization memory further extends conductivity window +- Broadened diameter adds another factor of several +- Significance: once a leader forms, it can persist through multiple QCW ramp cycles or between closely spaced bursts + +## Temperature Ranges by Channel Type + +The temperature of the conducting channel determines its electrical properties and the dominant ionization mechanism: + +| Channel Type | Temperature Range | Ionization Mechanism | Plasma Conductivity | +|-------------|-------------------|---------------------|-------------------| +| Cold streamer | 300-1000 K | Photoionization (external UV) | sigma ~ 0.01 S/m | +| Warm streamer | 1000-3000 K | Residual + impact ionization | sigma ~ 0.1-1 S/m | +| Transition | 3000-5000 K | Mixed thermal/residual | sigma ~ 1-10 S/m | +| Leader | 5000-20000 K | Thermal (Saha equation) | sigma ~ 10-100 S/m | +| Arc | >10000 K | Full thermal equilibrium | sigma ~ 100-10000 S/m | + +### Corresponding Resistivities + +- Hot leader plasma: rho ~ 1-10 ohm*m +- Warm streamer plasma: rho ~ 10-100 ohm*m +- Cold streamer: rho ~ 100-1000 ohm*m + +These resistivity ranges connect directly to the resistance bounds used in the [[lumped-model]] and [[distributed-model]]: +``` +R_segment = rho * L_segment / A_cross_section + = rho * L_segment / (pi * (d/2)^2) +``` + +For a 10 cm segment of 1 mm diameter leader at rho = 5 ohm*m: +``` +R = 5 * 0.1 / (pi * (0.5e-3)^2) = 637 kohm +``` + +This is within the expected range (see [[equations-and-bounds]]). + +### Critical Temperature for Leader Inception + +The temperature tables above show the transition zone at 3000-5000 K. However, the **minimum gas temperature** for stable leader inception is a nuanced question. Liu (2017) demonstrates through detailed kinetic modeling that: + +**The gas temperature must significantly exceed 2000 K for stable leader inception, not merely reach it.** + +The reason is gas dynamics during the transition process: + +1. **Streamer heating raises temperature** to ~2000-3000 K in the stem (the short channel connecting the streamer base to the electrode) +2. **Heated gas expands**, causing pressure-driven outflow that reduces density +3. **Convection losses during expansion** can drop the temperature back below the critical threshold +4. **If temperature falls back below ~1500 K** during expansion, the stem cools to ambient and the leader attempt **aborts** + +This means the traditional criterion of "T > 2000 K" is necessary but not sufficient. The gas must be heated to a temperature high enough that even after expansion and convection losses, the resulting channel remains above the critical ionization threshold. In practice, this requires initial heating to significantly above 2000 K (perhaps 3000-4000 K). + +[Liu 2017, Ch 3, "Streamer-to-leader transition"] + +#### Three-Tier Temperature Threshold + +Bazelyan & Raizer (2000) provide quantitative clarity on what happens at each temperature stage, resolving the apparent contradiction between Liu's "2000 K onset" and the "5000 K for leader" figure in the Temperature Ranges table above: + +| Temperature | What happens | Channel status | +|-------------|-------------|----------------| +| >2000 K | Thermal ionization begins; V-T relaxation accelerates; eta_T -> 1.0 | Fragile — expansion/convection can abort | +| >4000 K | Associative ionization (N + O -> NO+ + e) provides field-free electron source; n_e ~ 7*10^12 cm^-3 at equilibrium | Robust — survives without applied field | +| >5000 K | Electron attachment to O2 virtually nonexistent; complex ion decay + associative ionization fully compensate recombination | Fully self-sustaining — channel persists indefinitely | + +[Bazelyan & Raizer 2000, Physics-Uspekhi 43(7), pp. 703, 715-716] + +The 4000 K threshold is particularly significant: it marks where the channel gains a field-independent ionization source. Below 4000 K, ionization depends on the applied field (which may be intermittent at TC frequencies). Above 4000 K, the channel generates its own electrons through N+O collisions regardless of external conditions. + +**For TC sparks**, the practical criterion is: the stem/channel must reach **4000-5000 K** to survive as a leader. The 2000 K onset (Liu) is where thermal runaway *begins*; 5000 K (Bazelyan) is where the channel becomes truly persistent. The heating efficiency bottleneck (eta_T ~ 10% below 1000 K) is what makes crossing this range so slow. + +#### Thermal Instability Contraction Time + +The physical mechanism converting a streamer into a leader channel is ionization-overheating (thermal) instability — current from many streamers contracts into a thin filament: + +**Contraction time: tau_ins ~ 1 us** [Bazelyan & Raizer 2000, p. 704] + +This is derived from: tau_ins ~ l/v_s, where l ~ v_s/nu_a ~ 1 cm (conducting streamer length), v_s ~ 10^7 cm/s (streamer velocity near leader tip), and nu_a ~ 10^7 s^-1 (electron attachment frequency). + +**Critical for TC frequencies:** At 200 kHz (period = 5 us), the contraction instability can build up within a single half-cycle. At 50 kHz (period = 20 us), it completes well within one cycle. This means the thermal instability is **not** the bottleneck for leader formation at TC frequencies — the bottleneck is accumulating enough total energy to heat gas from 300 K to 5000 K, which takes ~1-5 ms even at MW/m power densities (due to the eta_T ~ 10% efficiency). + +**Connection to aborted leaders:** Before stable leader inception, Schlieren photography shows a sequence of: + +1. **Streamer burst** propagates from electrode +2. **Dark period** (~1-5 ms duration) where space charge from the streamer shields the electrode field +3. **Recovery** as ions drift and field rebuilds +4. **Next streamer burst** (possibly stronger if residual heating persists) +5. Cycle repeats until one burst deposits enough energy for successful leader inception + +Multiple "aborted leaders" (streamer bursts that heat the stem to near-critical temperature but fail to sustain it through expansion) typically precede the first stable leader. Each aborted attempt pre-heats the gas slightly, making the next attempt more likely to succeed — a form of thermal ratcheting. + +[Liu 2017, Ch 2-3; Les Renardieres Group 1977, 1981] + +**Implication for Tesla coils:** In QCW mode, the initial 1-3 ms of the ramp may produce several aborted leader attempts before the first stable leader forms at the base. This is consistent with the observation that the first few milliseconds of QCW growth are inefficient (high epsilon) before the leader "catches" and efficiency improves. + +### Why the Transition Takes So Long: Air Heating Efficiency + +A puzzle in the streamer-to-leader transition is why it takes milliseconds despite the enormous power densities in thin streamer channels (up to MW/m — see the Step 2 calculation in [[streamers-and-leaders]]). The answer is that **most of the electrical energy does not heat the gas**: + +``` +eta_T = 0.1 + 0.9 * [tanh(T/T_amb - 4) + 1] / 2 +``` + +[da Silva et al. 2019, after Flitti & Pancheshnyi 2009] + +| Gas Temperature | eta_T | Meaning | +|----------------|-------|---------| +| 300 K (ambient) | ~0.10 | Only 10% heats gas; 90% goes to N2 vibrational modes | +| 600 K | ~0.10 | Still mostly vibrational excitation | +| 1200 K | ~0.55 | Transition: V-T relaxation accelerating | +| 2000 K | ~1.0 | Full thermalization: all power heats gas | + +At ambient temperature, **90% of the electrical energy deposited in a streamer channel goes into exciting N2 vibrational modes** rather than raising the translational (gas) temperature. These vibrational modes relax slowly (>100 us at 1 atm, see Section "Ionization Memory" above), so the energy is temporarily "trapped" in internal degrees of freedom. + +**Physical consequence:** The effective heating power in a cold streamer is only ~10% of I^2*R. The 64 MW/m calculated for a 100 um streamer carrying 100 mA (see [[streamers-and-leaders]]) produces only ~6.4 MW/m of actual gas heating initially. As the gas warms past ~1000 K, vibrational relaxation accelerates, eta_T rises toward 1.0, and the heating becomes self-reinforcing — this is the thermal runaway that triggers leader formation. + +**Connection to thermal ratcheting:** During aborted leader attempts, each streamer burst deposits energy at only 10% efficiency into gas heating. But the vibrational energy reservoir (90% of the input) slowly thermalizes over ~100 us, providing residual heating that persists into the dark period. Successive bursts benefit from this accumulated vibrational energy, making each attempt more likely to succeed. + +## QCW Mode: Exploiting Thermal Persistence + +QCW (Quasi-Continuous Wave) mode operates with long ramp times of 5-20 ms. This duration is carefully chosen relative to thermal time constants: + +### Why QCW Works + +1. **Ramp duration exceeds streamer persistence (~1-5 ms)**: The continuous ramp keeps feeding energy before streamers can cool and deionize. Unlike burst mode where channels cool between pulses, QCW never gives the channel time to die. + +2. **Continuous energy injection maintains E_tip**: The voltage ramp compensates for the [[capacitive-divider]] effect, keeping the tip field above the propagation threshold for a longer growth period. + +3. **Promotes streamer-to-leader transition**: Sustained current through the same channel causes Joule heating (I^2*R). Over several milliseconds, the channel temperature rises from ~1000 K (streamer) through 3000 K (transition) to 5000+ K (leader). See [[streamers-and-leaders]] for the detailed mechanism. + +4. **Leader channels enable further growth**: Once formed, leaders have low resistance, high conductivity, and long persistence. They act as efficient "wires" conducting energy to the tip where new streamers form and themselves transition to leaders. + +5. **Thermal accumulation reduces epsilon**: As described in [[energy-and-growth]], the accumulated thermal energy makes subsequent extension cheaper: epsilon(t) = epsilon_0 / (1 + alpha * integral(P dt)). QCW's long ramp allows significant accumulation. + +### QCW Timing Analysis + +Typical QCW ramp: 12 ms at 190 kHz + +- **0-2 ms**: Voltage builds toward inception. No spark yet. +- **2-4 ms**: Streamers form and begin growing. High epsilon (~15 J/m). Fast propagation but energy-expensive. +- **4-8 ms**: Sustained current heats channels. Transition zone. Temperature rises past 5000 K at base. Epsilon dropping (10 J/m and decreasing). +- **8-12 ms**: Leader-dominated base, streamer tips. Low epsilon (5-8 J/m) for base extension. Overall growth slowing as [[capacitive-divider]] attenuates V_tip. + +The image `qcw-vs-burst-timeline.png` shows side-by-side comparison of power, length, and temperature evolution for QCW vs burst modes. + +## Burst Mode: Fighting Thermal Physics + +Burst mode operates with short pulses (50-500 us) separated by gaps that allow significant cooling: + +### Why Burst Mode Is Inefficient for Length + +1. **Channel cools between pulses**: At typical burst repetition rates (100-1000 Hz), the gap between pulses is 1-10 ms. Thin streamers (tau ~ 0.1-0.2 ms) are completely cold by the next pulse. Even nascent leaders cool significantly. + +2. **Must re-ionize repeatedly**: Each burst pulse must re-establish the conductive channel from scratch (or from residual ionization). This re-ionization energy is "wasted" from a length perspective -- it rebuilds what was already created. + +3. **High peak current but no thermal accumulation**: Burst mode delivers high instantaneous power, creating bright, thick channels. But the energy goes into heating and radiation rather than forward propagation because there is no persistent leader to channel it efficiently. + +4. **Voltage collapse limits length**: During a single burst, the spark extends until the [[capacitive-divider]] drops E_tip below threshold. Because the burst is short (< 1 ms), there is no time for leader formation to mitigate the voltage division. The spark is streamer-dominated throughout. + +5. **Net result: high epsilon**: All the inefficiencies compound. Burst mode epsilon of 30-100+ J/m means 3-20x more energy per meter of spark compared to QCW. + +### Burst Mode Advantages + +Despite being length-inefficient, burst mode has applications: +- **Visual impact**: High peak current produces bright, thick, visually impressive sparks +- **Audio modulation**: Short bursts enable musical Tesla coils +- **Simpler control**: No voltage ramping required +- **Lower average power**: Shorter duty cycle reduces thermal stress on components + +## Connection to Plasma Conductivity + +The temperature-dependent conductivity of the spark channel plasma connects thermal physics to the circuit models in [[lumped-model]] and [[distributed-model]]: + +``` +sigma(T) varies from ~0.01 S/m (cold) to ~100 S/m (hot arc) +rho(T) = 1/sigma(T) varies from ~100 ohm*m (cold) to ~0.01 ohm*m (hot) +``` + +The resistance of a channel segment: +``` +R = rho(T) * L_segment / (pi * (d/2)^2) +``` + +As temperature rises: +- rho decreases (more conductive) +- d increases (thermal expansion) +- Both effects decrease R +- R moves toward R_opt_power (the hungry streamer self-optimization, see [[power-optimization]]) + +This temperature-resistance coupling is the physical mechanism behind the hungry streamer principle: the plasma adjusts its temperature (and hence conductivity and diameter) to maximize power extraction. + +### Conductivity from First Principles + +The plasma conductivity can be calculated directly from the electron density: + +``` +sigma = n_e * e^2 / (m_e * nu_e-air) + +where: + nu_e-air = N_air * sigma_collision * v_e + sigma_collision = 1.5 * 10^-15 cm^2 (electron-air collision cross section) + N_air ~ 2.5 * 10^19 cm^-3 at STP + v_e ~ 10^6 m/s (mean electron speed at ~1 eV) +``` + +[Becker et al. 2005, Ch 5, p. 229] + +**Example:** For n_e = 10^13 cm^-3 in air at STP: + +``` +nu_e-air = 2.5e19 * 1.5e-15 * 1e8 ~ 3.75 * 10^12 s^-1 +sigma = (1e13 * (1.6e-19)^2) / (9.1e-31 * 3.75e12) ~ 0.075 S/m +``` + +This is consistent with the "cold streamer" conductivity range (0.01-0.1 S/m) in the table above, providing an independent cross-check from first principles. + +### Leader Channel Energy Balance + +For a well-developed leader channel at atmospheric pressure, the channel state is quasi-stationary and determined primarily by current. The energy balance between Joule heating and heat conduction gives: + +``` +P_L = i * E ~ 4*pi * lambda_m * delta_T + +where: + P_L = power per unit length [W/m] + lambda_m = thermal conductivity at channel boundary temperature [W/(cm*K)] + delta_T = T_axis - T_boundary ~ 2*k*T / I_eff (small due to exponential sigma(T)) +``` + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 2, pp. 87-88, Eq. 2.46-2.47] + +**Key result:** At i = 1 A, T = 5000 K: lambda_m = 0.02 W/(cm*K), giving P_L ~ 130 W/cm = **13 kW/m** and E ~ 130 V/cm. These are within a factor of 2 of experimental leader field measurements. + +The physical insight is that the channel temperature is only weakly dependent on power (T ~ P_L^(1/2)) because thermal conductivity rises rapidly with temperature. This means the channel self-regulates: large changes in current (and hence power) produce only modest changes in temperature, which is why the "current channel with a fixed boundary" model works so well. + +**E/N variation with temperature:** As the channel heats from cold, the reduced field E/N drops dramatically: + +| Gas Temperature | E/N | Dominant Ionization | Implication | +|----------------|-----|---------------------|-------------| +| 1000 K | 55 Td | O2 electron impact | High field needed | +| 2500 K | ~15 Td | NO electron impact | Threshold drops | +| 4000-4500 K | ~3 Td | Associative (N+O->NO+) | Very low field | +| 6000 K | 1.5 Td | Thermal equilibrium | Near-zero external field | + +[Bazelyan & Raizer 2000, Ch 2, p. 86, after calculations in reference 34] + +This confirms the three-tier temperature threshold: below 2500 K, high fields are needed for ionization; above 4000 K, the channel maintains itself with minimal field; by 6000 K, external field requirements are negligible. + +**Connection to TC sparks:** A TC leader at 1-3 A carrying current through a 1 m channel requires P_L ~ 13-40 kW/m. At 5 kW total spark power (typical mid-range DRSSTC), only about 0.1-0.4 m of channel can be maintained at full leader conditions simultaneously. This is consistent with the observation that TC sparks have a short leader base transitioning to streamer tips. + +**Thermal conductivity of air at 5000 K:** lambda_m = 0.02 W/(cm*K) = 2 W/(m*K). This is ~80x higher than at ambient (0.025 W/(m*K)), which is why the leader channel self-regulates: the strong temperature dependence of conductivity acts as negative feedback — higher temperature increases heat losses, stabilizing T_axis. + +### Maximum Heatable Channel Radius + +The energy stored in the electrostatic field of the tip sets a hard upper limit on the channel radius that can be heated to leader temperatures: + +``` +pi * r_0max^2 * rho_0 * h(T) = pi * epsilon_0 * U^2 / 2 + +r_0max = U * sqrt(epsilon_0 / (2 * rho_0 * h(T))) +``` + +[Bazelyan & Raizer 2000, "Lightning Physics and Lightning Protection," IOP, Ch 2, p. 67, Eq. 2.34] + +where rho_0 = 1.2 * 10^-3 g/cm^3 is cold air density, h(T) is specific enthalpy: +- h(5000 K) = 12 kJ/g +- h(10000 K) = 48 kJ/g (roughly h ~ T^2) + +| Tip Voltage | r_0max (cold air) | After expansion to 5000 K | Channel area | +|-------------|-------------------|--------------------------|-------------| +| 100 kV | 5.4 um | 26 um | minuscule | +| 500 kV | 27 um | 130 um | thin streamer | +| 1 MV | 54 um | 260 um | thick streamer | + +**Physical meaning:** The channel that the tip's energy can heat to 5000 K is extremely thin — even at 1 MV, only ~0.05 mm cold radius. This is the fundamental reason leaders are thin: the available energy per meter constrains the heatable volume. The channel can only thicken later through sustained current from the circuit (not from tip charge alone). + +After thermal expansion to 5000 K (density drops ~5x), the channel expands by ~5x in cross-section, giving the post-expansion radii in the table. These are consistent with measured leader radii of ~0.1-0.3 mm. + +**Minimum leader radius from diffusion:** The ambipolar diffusion coefficient D_a ~ 4 cm^2/s sets a floor on channel filament size: r_0min ~ 30 um. Perturbations smaller than this are smoothed by diffusion before the contraction instability can grow. The probable pre-expansion leader radius is ~100 um. [Bazelyan & Raizer 2000, Ch 2, pp. 71-72] + +### Conductance Relaxation and Thermal Hysteresis + +The channel conductance does not respond instantaneously to current changes. The relaxation model from return stroke physics applies to any spark channel: + +``` +dG/dt = [G_st(i) - G(t)] / tau_g + +tau_g = 40 us (current rising, channel heating) +tau_g = 200 us (current falling, channel cooling) +``` + +[Bazelyan & Raizer 2000, Ch 4, pp. 194-195] + +See [[equations-and-bounds]] Section 14.19 for the full model. + +**Thermal hysteresis for TC sparks:** The 5:1 asymmetry between heating (40 us) and cooling (200 us) time constants creates a ratcheting effect over many RF cycles: + +1. During the high-current half-cycle: conductance increases toward G_st(i_peak) with tau_g = 40 us +2. During the low-current half-cycle: conductance decreases toward G_st(0) = 0 with tau_g = 200 us +3. Net effect: conductance ratchets upward over ~10-50 RF cycles (total time ~50-250 us at 200 kHz) + +This is the microsecond-timescale mechanism underlying the millisecond-timescale thermal ratcheting described in the "Aborted Leaders" section above. The asymmetric tau_g provides the per-cycle bias that accumulates over many cycles to drive the streamer-to-leader transition. + +## Community-Validated QCW Thermal Physics + +The thermal physics framework above makes specific predictions about how QCW spark behavior should depend on timing, frequency, and power delivery mode. A comprehensive survey of community builder data [Phase 6 QCW community survey, 2026-02-10] provides strong empirical validation of these predictions and reveals several quantitative relationships not previously documented in the framework. + +### Frequency Threshold for Sword-Like Sparks: 300-600 kHz + +Six or more independent builders have converged on a frequency range for producing straight "sword" sparks: + +| Observer | Observation | Source | +|----------|-------------|--------| +| Mads Barnkob | "Sword characteristic shows above 400 kHz" | HVF | +| LabCoatz (Zach Armstrong) | Below 300 kHz: "chaotic and less straight"; above 600 kHz: "more curvy" | Hackaday | +| Kaizer DRSSTC IV | QCW at ~100 kHz: "swirling" sparks, NOT straight | HVF | +| Fat Coil builder | "Above 350 kHz, plasma exhibits growth in straight segments" | TCML | +| Loneoceans SSTC3 | Straight sparks at 380-420 kHz | loneoceans.com | +| Multiple QCW builders | All successful sword-spark builds operate 300-500 kHz | Build survey | + +**Thermal physics explanation:** The RF half-period at 400 kHz is **1.25 us**. The thermal diffusion time for a 100 um streamer is **~125 us** — 100x longer than the RF period. The channel experiences effectively continuous heating with negligible cooling between RF half-cycles. The conductance relaxation time constant (tau_g = 40 us for heating) spans ~16 RF cycles at 400 kHz, ensuring smooth, monotonic conductance increase. + +At 50-100 kHz (half-period 5-10 us), thinner streamers (10-50 um, tau ~ 1-30 us) experience significant cooling between cycles. The preferred conductive path diffuses and branches — the channel cannot maintain a single straight track. At >600 kHz, the observation of "curvy" sparks may relate to different physics (skin effect, displacement current dominance, or switching artifacts at extreme frequencies). + +**Quantitative prediction:** At frequency f, the Joule heating rate scales as ~f (more half-cycles per unit time at the same peak current). A channel at 400 kHz receives ~4x more thermal energy per millisecond than at 100 kHz, for the same peak current. This accelerates the temperature ratchet through the critical 2000-5000 K zone. + +### Steve Ward 80 us Burst Ceiling + +Steve Ward's DRSSTC-0.5 measurements provide a clean test of the burst-mode thermal limit: + +| ON Time | Spark Length | Input Power | +|---------|-------------|-------------| +| ~70 us | 10-18 inches | 33-180 W | +| >80 us | No additional length | Diminishing returns | + +**Key observation:** "Gained almost no spark length after about 80 us of ON period." [Steve Ward, stevehv.4hv.org/DRSSTC.5.htm] + +This directly measures the burst-mode streamer growth saturation. The 80 us ceiling is strikingly consistent with the thermal time constant for 100 um streamers: tau_thermal ~ d^2/(4*alpha) = (100e-6)^2 / (4*2e-5) ~ 125 us. After approximately one thermal time constant, channels are cooling as fast as they are being heated — additional energy goes into re-heating decaying channels rather than new forward growth. This is the fundamental wall that QCW overcomes by sustaining drive beyond this timescale. + +**Connection to framework:** Steve Conner independently confirmed this finding: short bursts of high peak power grow sparks more efficiently than long bursts of low peak power (100 us burst outperforms 150 us at the same total energy). This is consistent with the power optimization framework — higher peak power pushes the initial streamer further before the 80 us thermal ceiling is hit. + +### Three Ramp Regimes + +Loneoceans documented three distinct QCW ramp outcomes through controlled variation of ramp duration on his QCW v1.5 build: + +| Ramp Duration | Visual Result | Framework Interpretation | +|---------------|--------------|------------------------| +| Too short (<5 ms) | "Gnarly, segmented sparks" | Insufficient time for leader transition; spark operates mostly as streamer | +| Optimal (~10-20 ms) | Straight sword sparks | Leader forms within first few ms; grows continuously during remainder | +| Too long (>25 ms) | "Really hot and fat but bushy" without extra length | Leader reaches voltage-limited L_max; excess energy causes branching | + +**The "too long" regime is revealing:** Once the leader reaches its maximum length (set by the capacitive divider — see [[capacitive-divider]]), additional energy cannot extend it further. The leader channel becomes very hot and thick (more C_sh → more voltage division → further from E_propagation threshold). The excess power must dissipate somewhere, and lateral breakouts from the superheated leader trunk become the path of least resistance. This naturally produces the "fat and bushy" appearance. + +**The "too short" regime confirms the 0.5-2 ms transition time:** Ramps shorter than ~5 ms do not allow the full streamer-to-leader transition. The "segmented" appearance suggests the spark advances as disconnected leader segments that don't merge into a continuous trunk before the ramp ends — consistent with the thermal ratcheting model requiring multiple dark period cycles. + +### Pulse-Skip Modulation Does Not Produce Full Sword Sparks + +Multiple experimenters (Steve Ward, Steve Conner, others on HVF circa 2011) attempted pulse-skip approaches to achieve QCW-like behavior and could not produce full sword sparks. + +Steve Ward's explanation: Smoothing ripples from missing pulses would require the coil to store excessive energy between cycles. Sword sparks need "relatively smooth/continuous modulation of the spark power with little ripple." + +**Implementation detail:** In a DRSSTC, pulse-skip is a bridge current-limiting method, not a power-off state. During skip cycles, the H-bridge shorts the primary tank (via GDT inversion or leg inhibit) while IGBTs continue switching synchronized to feedback. Primary current does not drop to zero — it decays gradually through the resonant system's loaded Q. Phase coherence is maintained throughout. The resulting current envelope is a sawtooth bounded by the OCD threshold, delivering approximately constant average power rather than a smoothly ramping profile. + +**Thermal physics connection:** The sawtooth power envelope has per-cycle jitter from the on-off-on switching pattern. True QCW delivers a smooth quadratic power envelope (from a linear voltage ramp: P ~ V^2) — the natural profile for growing a spark against increasing capacitive loading. The jitter from pulse-skip disrupts the clean, monotonic conductance buildup in a single dominant channel. This is a continuum, not a binary threshold: Bresenham-algorithm pulse-density modulation (distributing skip events optimally for a linear ramp) produces sparks that are noticeably more sword-like but still branch — intermediate between coarse pulse-skip and true analog QCW. See [[qcw-operation]] Section 2.3 for full details including implementation methods and the distinction from staccato operation. + +### QCW Timing Summary vs Framework Predictions + +| Quantity | Framework Value | Community Measurement | Agreement | +|----------|----------------|----------------------|-----------| +| Streamer-to-leader transition time | 0.5-2 ms | Ramp must be >5 ms for swords | Consistent (first few ms spent on aborted leaders) | +| Burst ceiling (thermal saturation) | tau_thermal ~ 125 us (100 um) | Steve Ward: 80 us ceiling | Good (within factor 1.5) | +| Optimal QCW ramp | >5x tau_thermal, > 1/(2*tau_thermal) ~ 4 kHz | 300-600 kHz (well above minimum) | Consistent | +| Conductance ratcheting period | ~10-50 RF cycles at 200 kHz | Sword sparks at >300 kHz, not at <100 kHz | Consistent | +| QCW growth rate | Not previously predicted | ~170 m/s (derived from tau_g) | New data; derivable from framework | + +--- + +## Power Budget for Sustaining Plasma + +The conductivity-temperature relationship above can be connected to the power required to sustain the plasma at each density level. These power budgets place fundamental constraints on the minimum power per unit length needed to maintain a spark channel. + +### Average Ionization Energy + +The average energy required to produce one electron-ion pair in air is: + +``` +E_ionization_avg ~ 14 eV +``` + +[Becker et al. 2005, Ch 7, p. 440] + +This is higher than the first ionization potential of either N2 (15.6 eV) or O2 (12.1 eV) because some electron energy goes into excitation, dissociation, and vibrational/rotational modes rather than ionization. The effective cost per ionization event includes all these "waste" channels. + +### Power to Sustain a Given Electron Density + +The power required to maintain a steady-state electron density depends on the loss mechanism (attachment or recombination) and the ionization energy cost: + +| Condition | T_gas | Power to sustain n_e = 10^13 | Dominant loss | +|-----------|-------|------------------------------|---------------| +| Cold air | ~300 K | 1.4 kW/cm^3 | Three-body attachment | +| Hot air | ~2000 K | 14 kW/cm^3 | Thermal dissociation + radiation | + +[Becker et al. 2005, Ch 7, p. 440; Ch 5, p. 230] + +The factor of 10 difference reflects the different loss regimes: in cold air, electron attachment to O2 is the primary loss; in hot air, thermal processes (dissociation, recombination, radiation) dominate. + +### Linear Power Density for Spark Channels + +Converting volumetric power to linear power (per unit length of channel): + +For a **streamer channel** (d = 100 um, A = 7.85 * 10^-6 cm^2): + +``` +P_linear = 1.4 kW/cm^3 * 7.85e-6 cm^2 = 0.011 W/cm = 1.1 W/m +``` + +For a **leader channel** (d = 3 mm, A = 0.071 cm^2): + +``` +P_linear = 14 kW/cm^3 * 0.071 cm^2 = 1.0 kW/m +``` + +### Independent Check on Epsilon + +These linear power densities provide an independent check on the epsilon values from [[energy-and-growth]]. If the channel must sustain ~1 W/m (streamer) to ~1000 W/m (leader) just to maintain ionization, and the channel grows at ~10^6 m/s (streamer) to ~10^3 m/s (leader), then the energy per meter of forward propagation for maintenance alone is: + +``` +epsilon_maintenance ~ P_linear / v_propagation + +Streamer: ~1 W/m / 10^6 m/s ~ 10^-6 J/m +Leader: ~1000 W/m / 10^3 m/s ~ 1 J/m +``` + +These are lower bounds (maintenance only, not initial ionization, heating, expansion, radiation, or branching). The actual observed epsilon values (5-100 J/m) are 5-100x higher than the leader maintenance minimum, which is consistent: most energy goes into initial channel heating and losses, not steady-state maintenance. + +### Equilibrium vs. Non-Equilibrium Electron Density + +| Condition | T_gas (K) | n_e (cm^-3) | Regime | +|-----------|----------|-------------|--------| +| Equilibrium air at 2900 K | 2900 | 4 * 10^10 | Very low ionization | +| Non-equilibrium DC discharge | 700-2000 | > 10^12 | Discharge-sustained | +| Streamer body | 300-1000 | 10^11 - 10^13 | Non-equilibrium | +| Fully developed spark | ~5000+ | ~10^16 | Approaching LTE | + +[Becker et al. 2005, Ch 5, p. 229; Ch 2, pp. 23, 38] + +This table illustrates a critical point: at temperatures below ~3000 K, thermal equilibrium produces negligible ionization (n_e ~ 10^10). The streamer electron densities (10^11-10^13) are sustained entirely by the applied electric field, not by temperature. Only above ~5000 K does thermal ionization become significant, marking the transition to leader behavior and the regime where the hungry streamer principle operates via temperature-conductivity feedback. + +## Practical Design Implications + +### For QCW Coil Designers + +- **Ramp time should exceed 5 ms**: This ensures enough time for streamer-to-leader transition at the base of the spark +- **Longer ramps (10-20 ms) are more efficient**: But require more total energy and may exceed component thermal limits +- **Frequency tracking is essential**: During the long QCW ramp, the loaded pole shifts significantly as C_sh grows. Driving at the wrong frequency can reduce power delivery by 3-5x (see [[coupled-resonance]]) +- **Match at 50-70% of target length**: Because impedance changes dramatically during growth, matching at the midpoint provides best average efficiency + +### For Burst Mode Coil Designers + +- **Repetition rate affects effective epsilon**: Faster repetition (> 500 Hz) allows some thermal memory between bursts, reducing effective epsilon +- **Single-shot length follows sqrt(E)**: For isolated bursts with no thermal carryover, Freau's scaling applies (see [[empirical-scaling]]) +- **Peak current determines brightness, not length**: Increasing peak current makes brighter sparks but hits the [[capacitive-divider]] voltage limit at the same length + +## Key Relationships + +- Derives from: First principles of heat transfer (Fourier's law applied to cylindrical geometry) +- Interacts with: [[streamers-and-leaders]] (thermal physics governs the transition between these regimes) +- Interacts with: [[energy-and-growth]] (thermal accumulation modifies epsilon over time) +- Enables: [[power-optimization]] (thermal self-adjustment is the mechanism for hungry streamer optimization) +- Constrains: [[distributed-model]] (resistance bounds depend on temperature/conductivity ranges) +- Explains: [[empirical-scaling]] (different scaling laws for QCW vs burst arise from thermal persistence differences) +- Connects to: [[field-thresholds]] (temperature affects local gas properties and thus field requirements) diff --git a/context/thevenin-method.md b/context/thevenin-method.md new file mode 100644 index 0000000..12b9565 --- /dev/null +++ b/context/thevenin-method.md @@ -0,0 +1,371 @@ +--- +id: thevenin-method +title: "Thevenin Equivalent Extraction and Impedance Measurement" +status: established +source_sections: "spark-physics.txt: Part 3 (lines 128-524), Part 11 (lines 753-803)" +related_topics: [circuit-topology, power-optimization, coupled-resonance, lumped-model, distributed-model, femm-workflow, equations-and-bounds] +key_equations: + - "Thevenin impedance Z_th" + - "Thevenin voltage V_th" + - "Power to load P_load" + - "Theoretical maximum power P_max" + - "Ringdown Q and conductance extraction" + - "Equivalent capacitance from frequency shift" +key_terms: + - "Thevenin equivalent" + - "output impedance" + - "open-circuit voltage" + - "conjugate match" + - "measurement port" + - "ringdown method" + - "loaded Q" + - "Rogowski coil" + - "E-field probe" + - "VNA" +images: + - thevenin-measurement-setup.png + - impedance-matching-concept.png +examples: + - thevenin-extraction.md +open_questions: + - "How much does primary coupling coefficient uncertainty affect Z_th extraction accuracy?" + - "Can V_th be measured in situ during spark operation using E-field probes, or only in simulation?" + - "What is the best frequency resolution for Z_th(omega) sweeps to capture pole behavior?" + - "How does the Thevenin approach extend to time-varying loads (transient spark growth)?" +--- + +# Thevenin Equivalent Extraction and Impedance Measurement + +This document describes the correct method for characterizing a Tesla coil as a source (Thevenin equivalent) and evaluating its power delivery to arbitrary spark loads. The central message is that naive impedance measurements (V_top/I_base) are fundamentally flawed, and the Thevenin port method provides a rigorous alternative. Three measurement approaches are presented: Thevenin extraction (recommended), direct power measurement, and ringdown analysis. + +## 1. Why V_top / I_base Is Wrong + +### 1.1 The Common Mistake + +A tempting approach to measuring spark impedance is to divide the topload voltage by the base current: Z_apparent = V_top / I_base. This is incorrect and produces misleading results. + +### 1.2 Physical Reason + +The base current I_base is the total current flowing into the bottom of the secondary winding. This current includes ALL displacement currents returning to ground from the secondary: + +1. **Distributed secondary capacitance to ground:** Every turn of the secondary coil has capacitance to the ground plane, strike ring, and nearby objects. These displacement currents flow through the base. + +2. **Strike ring coupling:** If a strike ring is present, capacitive coupling between the secondary and strike ring contributes additional current. + +3. **Primary-to-secondary capacitance:** The inter-winding capacitance between primary and secondary contributes displacement current. + +4. **Spark current:** The actual current flowing through the spark load (the quantity of interest) is only one component of I_base. + +Computing V_top/I_base therefore mixes the spark load impedance with all parasitic return paths. The result has no clear physical interpretation and cannot be used for impedance matching analysis. + +### 1.3 Quantitative Impact + +In a typical DRSSTC: +- Total I_base might be 2 A (peak) at the operating frequency +- Of this, perhaps 0.5-1.0 A is spark current +- The remainder is parasitic displacement currents + +Using I_base overestimates the current through the spark by a factor of 2-4, which underestimates the spark impedance by the same factor. This leads to incorrect R_opt calculations and misleading efficiency estimates. + +## 2. The Correct Measurement Port + +### 2.1 Port Definition + +The correct measurement port for spark impedance is the **topload-to-ground** terminal pair, defined as: + +- **Positive terminal:** The topload surface where the spark physically connects +- **Negative terminal (return):** The ground plane / earth / chassis + +All impedance, admittance, and power calculations for the spark reference this port. + +### 2.2 Why This Port + +The topload is the node where the spark load physically attaches to the Tesla coil circuit. The Thevenin theorem states that any linear circuit, viewed from a single port, can be replaced by a voltage source V_th in series with an impedance Z_th. By defining the port at the topload, we cleanly separate: + +- **The source:** Everything behind the topload (primary circuit, coupling, secondary winding, parasitic capacitances) is characterized by V_th and Z_th. +- **The load:** The spark circuit (C_mut, R, C_sh as described in [[circuit-topology]]) connects at this port. + +## 3. Thevenin Equivalent Extraction (Recommended Method) + +### 3.1 Overview + +The Thevenin method characterizes the Tesla coil as a two-terminal source, then evaluates power delivery to any load by simple circuit calculation. This completely decouples coil characterization from load analysis. + +### 3.2 Step 1: Measure Z_th (Output Impedance, Drive Off) + +**Setup:** +- Set the primary drive source to AC 0V (effectively short-circuit the voltage source in the primary tank). This is critical: the voltage source is replaced by a short circuit, NOT removed. All tank components (MMC capacitor, primary inductance, damping resistors) remain in the circuit. +- Apply a 1V AC test source at the topload-to-ground port. +- Measure the resulting current I_test (complex: magnitude and phase). + +**Calculation:** +``` +Z_th = V_test / I_test = 1V / I_test = R_th + j*X_th +``` + +**Physical meaning:** Z_th is the impedance the spark "sees" looking back into the Tesla coil. It includes the reflected impedance of the entire primary tank circuit through the magnetic coupling, plus the secondary's own impedance (distributed capacitance, winding resistance, etc.). + +**Practical notes:** +- In SPICE, this is straightforward: replace the primary voltage source with a short, add a 1V AC source at the topload node. +- Z_th is complex and frequency-dependent. At the operating frequency, it is typically dominated by the reflected primary tank impedance. +- R_th (real part) represents all losses in the coil plus the reflected primary resistance. +- X_th (imaginary part) is typically capacitive near resonance. + +### 3.3 Step 2: Measure V_th (Open-Circuit Voltage, Drive On) + +**Setup:** +- Remove the test source from Step 1. +- Restore the primary drive source to its normal operating conditions (full voltage, operating frequency). +- Remove the spark load (open-circuit the topload; no spark, no load impedance). +- Measure V_th = V(topload), both magnitude and phase. + +**Calculation:** +``` +V_th = V(topload)|_{open circuit, drive on} +``` + +**Physical meaning:** V_th is the voltage the Tesla coil would produce at the topload if no spark were present. It represents the "driving force" available for spark power. + +**Practical notes:** +- In SPICE, simply run the normal coil simulation without any spark load attached. +- V_th depends on drive conditions (bus voltage, pulse width, coupling) and is typically 50-500 kV peak for medium-to-large DRSSTCs. +- V_th is the voltage that determines whether the inception field threshold (see [[field-thresholds]]) is met. + +### 3.4 Step 3: Calculate Power to Any Load + +Given Z_th and V_th, the power delivered to any candidate load impedance Z_load is: + +``` +P_load = 0.5 * |V_th|^2 * Re{Z_load} / |Z_th + Z_load|^2 +``` + +This is the standard Thevenin power transfer formula with the peak-value convention (factor of 0.5). + +**For the spark circuit specifically:** Z_load is the impedance of the spark network (C_mut || R in series with C_sh), as derived in [[circuit-topology]]: + +``` +Z_load = 1/Y_spark = [G + j*(B_1 + B_2)] / [(G + j*B_1) * j*B_2] +``` + +**Theoretical maximum power (conjugate match sanity check):** + +If a perfect conjugate match were achievable (Z_load = Z_th*): + +``` +P_max_conjugate = 0.5 * |V_th|^2 / (4 * R_th) +``` + +This is an upper bound. The actual spark power will be less because: +1. The spark topology constrains the achievable phase angle (see [[circuit-topology]]). +2. Z_load cannot be freely chosen to equal Z_th* -- it is constrained by the (C_mut, R, C_sh) topology. + +### 3.5 Advantages of the Thevenin Method + +1. **One-time characterization:** Measure Z_th and V_th once for a given coil geometry and drive setup. Then evaluate any number of spark loads by plugging Z_load into the power formula. + +2. **No re-simulation:** Changing spark parameters (R, C_mut, C_sh, spark length) does not require re-simulating the coil. Just recalculate Z_load and use the power formula. + +3. **Clean separation:** "Coil behavior" (Z_th, determined by winding geometry, coupling, tank circuit) is separated from "drive conditions" (V_th, determined by bus voltage, pulse timing) and from "load behavior" (Z_load, determined by spark physics). + +4. **Design insight:** Z_th reveals the coil's output characteristics independent of any particular spark. A coil with lower R_th can deliver more power; a coil with different X_th may require different spark impedance for optimal matching. + +### 3.6 Enhancement: Frequency-Dependent Characterization + +For the most accurate analysis, measure Z_th(omega) and V_th(omega) over a frequency band of +/-10% around the nominal operating frequency. + +**Why:** When a spark loads the Tesla coil, the resonant frequency shifts (see [[coupled-resonance]]). The coil may not operate at its nominal frequency. Having Z_th and V_th as functions of frequency allows evaluating power delivery at the actual loaded frequency, not just the design frequency. + +**Procedure:** +- Sweep the AC analysis frequency over the band [0.9*f_0, 1.1*f_0]. +- Record Z_th(f) and V_th(f) at each frequency point. +- For a given spark load at a given frequency, use the appropriate Z_th(f) and V_th(f). + +## 4. Direct Power Measurement (Alternative Method) + +### 4.1 Approach + +Instead of extracting the Thevenin equivalent, directly measure power delivered to the spark in a full coupled simulation: + +1. Build the complete SPICE model: primary tank, magnetic coupling, secondary, topload, AND spark load (C_mut || R in series with C_sh). +2. Drive the primary at the operating frequency and amplitude. +3. Run AC analysis. +4. Measure spark power: P = 0.5 * Re{V(topload) * conj(I(spark))}. +5. Step R through a range and record P(R). +6. Find the R that maximizes P. + +### 4.2 Critical Detail: Retune for Each R + +**This is the most commonly overlooked step.** When R changes, the loaded pole frequency shifts. If you measure P at a fixed frequency for each R, you are measuring the combined effect of impedance matching AND detuning. These two effects are conflated and the result is misleading. + +**Correct procedure:** For each R value: +1. Sweep frequency to find the loaded pole (frequency of maximum |V_top|). +2. Measure P at that loaded pole frequency. +3. Record P(R) at the matched frequency. + +This gives the true power transfer capability as a function of R, independent of frequency tracking. + +### 4.3 Comparison with Thevenin Method + +| Aspect | Thevenin | Direct | +|--------|----------|--------| +| Number of simulations | 2 (Z_th + V_th) | Many (one per R value) | +| Frequency tracking | Requires separate Z_th(omega) sweep | Naturally included if done correctly | +| Physical insight | Separates source from load | Shows only total result | +| Re-usability | Characterize once, evaluate many loads | Must re-simulate for each new scenario | +| Accuracy | Exact (same circuit equations) | Exact (same circuit equations) | +| Complexity | Lower (once setup is understood) | Higher (must retune for each R) | + +**Recommendation:** Use Thevenin for design and parameter sweeps. Use direct measurement for validation of specific operating points. + +## 5. Ringdown Method + +### 5.1 Principle + +An alternative experimental (not just simulation) technique. When a Tesla coil rings down after the drive is removed, the decay rate reveals the total system Q, from which the total conductance (and hence spark conductance) can be extracted. + +### 5.2 Parallel RLC Equivalent + +At the loaded resonance omega_L, the system near the topload looks like a parallel RLC: + +``` +Q_L = omega_L * C_eq * R_p = R_p / (omega_L * L) +``` + +where R_p is the equivalent parallel resistance (representing all losses including the spark), C_eq is the equivalent capacitance, and L is the equivalent inductance. + +**Solving for R_p:** +``` +R_p = Q_L / (omega_L * C_eq) [using Q = omega*C*R_p form] +R_p = Q_L * omega_L * L [using Q = R_p/(omega*L) form] +``` + +**Total conductance:** +``` +G_total = 1/R_p = omega_L * C_eq / Q_L = 1 / (Q_L * omega_L * L) +``` + +### 5.3 Measurement Procedure + +1. **Unloaded measurement:** Measure the resonant frequency f_0 and quality factor Q_0 without spark. From geometry or separate measurement, determine C_0 (topload + secondary distributed capacitance). + +2. **Loaded measurement:** With spark present, measure the loaded resonant frequency f_L and loaded quality factor Q_L. + +3. **Equivalent capacitance:** +``` +C_eq = C_0 * (f_0 / f_L)^2 +``` +This accounts for the frequency shift caused by the additional spark capacitance. + +4. **Capacitance change:** +``` +delta_C = C_eq - C_0 +``` + +5. **Total conductance (loaded):** +``` +G_total = omega_L * C_eq / Q_L +``` + +6. **Unloaded conductance:** +``` +G_0 = omega_0 * C_0 / Q_0 +``` + +7. **Spark admittance:** +``` +Y_spark ~ (G_total - G_0) + j * omega_L * delta_C +``` + +The real part gives the spark's conductance (1/R); the imaginary part gives the net reactive change, which should be consistent with C_mut and C_sh. + +### 5.4 Limitations of the Ringdown Method + +- **Sensitivity to primary coupling:** The primary tank circuit affects the ringdown behavior. If coupling is not well characterized, errors propagate into the extracted Q and hence into Y_spark. + +- **Transient vs. steady-state:** The ringdown captures the impedance at the moment the drive is removed. If the spark is evolving (growing, cooling), this is a snapshot, not the steady-state value. + +- **Mode identification:** The Tesla coil has two coupled modes. The ringdown may excite both, and careful analysis is needed to separate them. + +**The Thevenin port method is more robust** because it operates in the frequency domain and does not require separating coupled mode contributions. + +## 6. Direct Physical Measurement + +### 6.1 Voltage Measurement: E-Field Probe + +The topload voltage V_top can be measured using a calibrated E-field probe: +- Capacitive divider probe placed near (but not touching) the topload +- Must be calibrated for frequency response and geometry +- Provides V_top(t) in the time domain; FFT gives V_top(omega) + +### 6.2 Current Measurement: Rogowski Coil or CT + +The spark return current (NOT I_base) can be measured using: +- **Rogowski coil** around the spark ground return conductor +- **Current transformer (CT)** on the ground return path +- Must measure the current flowing through the spark circuit specifically, not the total secondary base current + +**Critical:** The current sensor must be placed to capture only the spark-associated current, not all displacement currents. This typically means placing it on a dedicated ground return wire from the spark target or strike object. + +### 6.3 VNA (Vector Network Analyzer) + +For low-level characterization without spark: +- Capacitive pickup at topload +- VNA drives through a coupling network +- Measures Z_th(omega) across a frequency band +- Cannot measure V_th directly (requires active drive) +- Useful for validating SPICE models before spark testing + +### 6.4 Calculating Impedance from Measurements + +With V_top and I_spark measured: +``` +Y_measured = I_spark / V_top +Z_measured = V_top / I_spark +``` + +From Y_measured, extract R by fitting to the circuit model (see [[circuit-topology]]): +- Known: omega, C_mut (from FEMM), C_sh (from FEMM or estimated from length) +- Unknown: R +- Solve: Y(R) = Y_measured for R + +## 7. Practical Workflow + +### 7.1 Recommended Sequence + +1. **Build SPICE model** of complete Tesla coil (primary tank, coupling, secondary, topload). +2. **Extract Z_th** (Step 1: short drive, apply test source at topload). +3. **Extract V_th** (Step 2: normal drive, open topload). +4. **Compute power curves:** For a range of spark lengths (and corresponding C_mut, C_sh from [[femm-workflow]]), calculate P_load(R) for each length. +5. **Identify R_opt_power** for each length (should match [[power-optimization]] formula). +6. **Validate:** Check that P_max is consistent with known coil performance. +7. **Frequency sweep (optional):** Repeat Steps 1-2 across +/-10% band for frequency tracking analysis. + +### 7.2 Common Pitfalls + +- **Forgetting to short the drive source** in Step 1 (leaving it open gives wrong Z_th). +- **Removing tank components** in Step 1 (they must remain; they are part of the source impedance). +- **Using I_base instead of I_spark** in direct measurements. +- **Comparing R values at fixed frequency** without retuning (see [[coupled-resonance]]). +- **Ignoring the 0.5 factor** in power (peak-value convention). + +## 8. Connection to Other Topics + +### Key Relationships + +- **Derives from:** Linear circuit theory (Thevenin's theorem) applied to the Tesla coil system +- **Requires:** [[circuit-topology]] (defines the spark load Z_load that connects to the Thevenin port) +- **Validates:** [[power-optimization]] (P_load(R) curve from Thevenin analysis should peak at R_opt_power) +- **Interacts with:** [[coupled-resonance]] (frequency-dependent Z_th captures pole splitting and detuning) +- **Feeds into:** [[lumped-model]] and [[distributed-model]] (Thevenin source drives the spark circuit model) +- **Complements:** [[femm-workflow]] (FEMM provides C_mut, C_sh; Thevenin provides source characterization) + +### Summary of Key Results + +1. V_top/I_base is wrong because I_base includes parasitic displacement currents. +2. The correct measurement port is topload-to-ground. +3. Thevenin extraction: Z_th from drive-off test, V_th from drive-on open-circuit. +4. P_load = 0.5 * |V_th|^2 * Re{Z_load} / |Z_th + Z_load|^2. +5. P_max (conjugate match) = 0.5 * |V_th|^2 / (4*R_th) is an upper bound. +6. Ringdown method extracts Y_spark from Q and frequency measurements but is sensitive to coupling. +7. Direct measurement requires E-field probe (voltage) and Rogowski/CT on spark return (current). +8. The Thevenin method is the most robust and reusable approach. diff --git a/spark-lessons/worked-examples/calculating-ropt.md b/examples/calculating-ropt.md similarity index 100% rename from spark-lessons/worked-examples/calculating-ropt.md rename to examples/calculating-ropt.md diff --git a/spark-lessons/worked-examples/distributed-model-complete.md b/examples/distributed-model-complete.md similarity index 100% rename from spark-lessons/worked-examples/distributed-model-complete.md rename to examples/distributed-model-complete.md diff --git a/spark-lessons/worked-examples/femm-lumped-extraction.md b/examples/femm-lumped-extraction.md similarity index 100% rename from spark-lessons/worked-examples/femm-lumped-extraction.md rename to examples/femm-lumped-extraction.md diff --git a/spark-lessons/worked-examples/spark-growth-timeline.md b/examples/spark-growth-timeline.md similarity index 100% rename from spark-lessons/worked-examples/spark-growth-timeline.md rename to examples/spark-growth-timeline.md diff --git a/spark-lessons/worked-examples/thevenin-extraction.md b/examples/thevenin-extraction.md similarity index 100% rename from spark-lessons/worked-examples/thevenin-extraction.md rename to examples/thevenin-extraction.md diff --git a/exercises/01-fundamentals/fund-ex-02a.yaml b/exercises/01-fundamentals/fund-ex-02a.yaml deleted file mode 100644 index c28bc92..0000000 --- a/exercises/01-fundamentals/fund-ex-02a.yaml +++ /dev/null @@ -1,51 +0,0 @@ -id: fund-ex-02a -type: design -difficulty: easy -points: 10 -related_lesson: fund-02 -question: | - Draw the circuit for a spark with the following parameters: - - Spark length: L = 5 feet - - Mutual capacitance: C_mut = 12 pF (from FEMM) - - Plasma resistance: R = 50 kΩ - - Label all component values including the shunt capacitance C_sh. - -hints: - - "Use the empirical rule: C_sh ≈ 2 pF/foot" - - "The topology is (R || C_mut) in series with C_sh" - - "Draw from topload terminal to ground reference" - -solution: - steps: - - "Calculate C_sh using empirical rule: C_sh = 2 pF/foot × 5 feet = 10 pF" - - "Draw topload at top as measurement terminal" - - "Draw C_mut in series from topload" - - "At node connecting C_mut, draw R and C_sh in parallel to ground" - - "Alternative: Show R || C_mut as parallel combination, then C_sh in series to ground" - - answer: | - Circuit diagram: - Topload (V_top) - | - [C_mut = 12 pF] - | - +----------- Node_spark - | | - [R = 50 kΩ] [C_sh = 10 pF] - | | - GND --------- GND - - component_values: - C_mut: "12 pF" - C_sh: "10 pF" - R: "50 kΩ" - -explanation: | - The spark circuit model uses three components: C_mut couples the topload to the - spark channel, R represents plasma resistance where power is dissipated, and C_sh - provides the shunt capacitance to ground. The empirical 2 pF/foot rule gives a - good estimate for C_sh, which for a 5-foot spark yields 10 pF. This topology - ensures current through R must also flow through either C_mut or C_sh. - -related_concepts: ["circuit-topology", "lumped-model", "C_sh-empirical-rule", "spark-capacitance"] diff --git a/exercises/01-fundamentals/fund-ex-02b.yaml b/exercises/01-fundamentals/fund-ex-02b.yaml deleted file mode 100644 index 1aad131..0000000 --- a/exercises/01-fundamentals/fund-ex-02b.yaml +++ /dev/null @@ -1,31 +0,0 @@ -id: fund-ex-02b -type: calculation -difficulty: easy -points: 10 -related_lesson: fund-02 -question: | - A simulation shows C_sh = 10 pF for a given spark. What is the estimated spark - length using the empirical rule? - -hints: - - "The empirical rule is C_sh ≈ 2 pF/foot" - - "Solve for length: L = C_sh / (2 pF/foot)" - - "Don't forget the units!" - -solution: - steps: - - "Use the empirical relationship: C_sh ≈ 2 pF/foot" - - "Rearrange to solve for length: L = C_sh / (2 pF/foot)" - - "Substitute: L = 10 pF / (2 pF/foot) = 5 feet" - - answer: "5" - unit: "feet" - tolerance: 0 - -explanation: | - The empirical rule C_sh ≈ 2 pF/foot is a remarkably accurate guideline for Tesla - coil sparks, typically within ±30% for common geometries. This relationship comes - from the capacitance of a vertical conductor above ground. By inverting the formula, - we can estimate spark length from measured or simulated shunt capacitance values. - -related_concepts: ["C_sh-empirical-rule", "spark-length-estimation", "capacitance-measurement"] diff --git a/exercises/01-fundamentals/fund-ex-02c.yaml b/exercises/01-fundamentals/fund-ex-02c.yaml deleted file mode 100644 index 64316f4..0000000 --- a/exercises/01-fundamentals/fund-ex-02c.yaml +++ /dev/null @@ -1,48 +0,0 @@ -id: fund-ex-02c -type: multi-part -difficulty: medium -points: 15 -related_lesson: fund-02 -question: | - A 4-foot spark is formed. The topload has C_topload = 30 pF when unloaded. - - (a) Estimate C_sh using the empirical rule - (b) What is the total system capacitance with the spark? - - Hint: Consider how C_mut and C_sh combine in the circuit topology. - -hints: - - "Use C_sh ≈ 2 pF/foot for part (a)" - - "The circuit is (C_mut || R) in series with C_sh" - - "For DC or low frequency: R || C_mut looks like just C_mut" - - "Series capacitors: C_total = (C₁ × C₂)/(C₁ + C₂)" - -solution: - steps: - - "Part (a): Calculate C_sh = 2 pF/foot × 4 feet = 8 pF" - - "Part (b): Recognize topload connects to (C_mut || R) in series with C_sh" - - "At RF frequencies, parallel combination C_mut || R ≈ C_mut dominates" - - "Series combination: C_series = (C_mut × C_sh)/(C_mut + C_sh)" - - "Need to estimate C_mut. For typical geometries, C_mut ≈ 0.5 to 0.8 × C_topload" - - "Assuming C_mut ≈ 0.6 × 30 pF = 18 pF (estimate)" - - "C_series = (18 × 8)/(18 + 8) = 144/26 = 5.5 pF" - - "Total system: C_total = C_topload + C_series (if in parallel to ground)" - - "More accurately: Spark adds C_series in series, reducing total C seen from topload" - - answer_part_a: "8" - unit_part_a: "pF" - answer_part_b: "approximately 5.5 pF from spark circuit (but depends on C_mut estimate)" - -explanation: | - Part (a) is straightforward using the empirical rule. Part (b) is more complex - because the spark adds a series combination of capacitances. The exact answer - depends on C_mut, which must be determined from FEMM or estimated based on - geometry. The key insight is that C_mut and C_sh form a capacitive divider that - reduces the effective capacitance seen from the topload terminal. - - In practice, the "total system capacitance" includes the topload self-capacitance - plus the series combination of the spark circuit elements. This problem illustrates - why FEMM extraction is necessary for accurate modeling - C_mut cannot be calculated - from simple formulas. - -related_concepts: ["series-capacitance", "capacitive-divider", "total-capacitance", "FEMM-extraction"] diff --git a/exercises/01-fundamentals/fund-ex-03a.yaml b/exercises/01-fundamentals/fund-ex-03a.yaml deleted file mode 100644 index 2188567..0000000 --- a/exercises/01-fundamentals/fund-ex-03a.yaml +++ /dev/null @@ -1,46 +0,0 @@ -id: fund-ex-03a -type: calculation -difficulty: medium -points: 15 -related_lesson: fund-03 -question: | - For a spark circuit with the following parameters: - - Frequency: f = 150 kHz - - Mutual capacitance: C_mut = 10 pF - - Shunt capacitance: C_sh = 8 pF - - Plasma resistance: R = 80 kΩ - - Calculate Y_total in rectangular form (real and imaginary parts). - -hints: - - "First calculate ω = 2πf" - - "Then calculate G = 1/R, B₁ = ωC_mut, B₂ = ωC_sh" - - "Use the formulas: Re{Y} = GB₂²/[G² + (B₁+B₂)²]" - - "And: Im{Y} = B₂[G² + B₁(B₁+B₂)]/[G² + (B₁+B₂)²]" - -solution: - steps: - - "Calculate angular frequency: ω = 2π × 150×10³ = 9.425×10⁵ rad/s" - - "Calculate conductance: G = 1/R = 1/(80×10³) = 12.5 μS" - - "Calculate susceptances: B₁ = ω×C_mut = 9.425×10⁵ × 10×10⁻¹² = 9.425 μS" - - "B₂ = ω×C_sh = 9.425×10⁵ × 8×10⁻¹² = 7.54 μS" - - "Calculate denominator: G² + (B₁+B₂)² = 156.25 + (16.965)² = 156.25 + 287.8 = 444.05 μS²" - - "Calculate Re{Y}: Re{Y} = 12.5 × (7.54)² / 444.05 = 12.5 × 56.85 / 444.05 = 710.6 / 444.05 = 1.60 μS" - - "Calculate Im{Y} numerator: G² + B₁(B₁+B₂) = 156.25 + 9.425×16.965 = 156.25 + 159.9 = 316.15 μS²" - - "Calculate Im{Y}: Im{Y} = 7.54 × 316.15 / 444.05 = 2383.8 / 444.05 = 5.37 μS" - - answer: "Y = 1.60 + j5.37 μS" - real_part: "1.60" - imaginary_part: "5.37" - unit: "μS" - tolerance: 3.0 - -explanation: | - This calculation demonstrates the admittance analysis method for the spark circuit. - The real part (1.60 μS) represents conductance - the component that dissipates - power in the plasma resistance. The imaginary part (5.37 μS) is the susceptance, - representing energy storage in the capacitances. The susceptance is 3.4× larger - than the conductance, indicating a strongly capacitive circuit - typical for - Tesla coil sparks. - -related_concepts: ["admittance-calculation", "complex-numbers", "conductance", "susceptance"] diff --git a/exercises/01-fundamentals/fund-ex-03b.yaml b/exercises/01-fundamentals/fund-ex-03b.yaml deleted file mode 100644 index 2ad24bc..0000000 --- a/exercises/01-fundamentals/fund-ex-03b.yaml +++ /dev/null @@ -1,46 +0,0 @@ -id: fund-ex-03b -type: calculation -difficulty: medium -points: 12 -related_lesson: fund-03 -question: | - An admittance is measured as Y = 2.0 + j4.5 μS. - - Convert this to impedance Z in both rectangular and polar forms. - -hints: - - "Use |Z| = 1/|Y| for the magnitude" - - "Use φ_Z = -φ_Y for the phase angle" - - "Calculate |Y| = √(Re{Y}² + Im{Y}²)" - - "For rectangular: Z = R + jX where R = |Z|cos(φ_Z), X = |Z|sin(φ_Z)" - -solution: - steps: - - "Calculate magnitude of Y: |Y| = √(2.0² + 4.5²) = √(4 + 20.25) = √24.25 = 4.92 μS" - - "Calculate magnitude of Z: |Z| = 1/|Y| = 1/(4.92×10⁻⁶) = 203 kΩ" - - "Calculate admittance phase: φ_Y = atan(4.5/2.0) = atan(2.25) = 66.0°" - - "Calculate impedance phase: φ_Z = -φ_Y = -66.0°" - - "Polar form: Z = 203 kΩ ∠-66.0°" - - "Calculate rectangular components:" - - "R = |Z| × cos(φ_Z) = 203 × cos(-66°) = 203 × 0.407 = 82.6 kΩ" - - "X = |Z| × sin(φ_Z) = 203 × sin(-66°) = 203 × (-0.914) = -185.5 kΩ" - - "Rectangular form: Z = 82.6 - j185.5 kΩ" - - answer_polar: "203 kΩ ∠-66.0°" - answer_rectangular: "82.6 - j185.5 kΩ" - magnitude: "203" - phase: "-66.0" - resistance: "82.6" - reactance: "-185.5" - unit: "kΩ" - tolerance: 2.0 - -explanation: | - This conversion demonstrates the fundamental relationship between admittance and - impedance: they are reciprocals in the complex plane. The key relationships are - |Z| = 1/|Y| and φ_Z = -φ_Y. Note the opposite sign of the phase angle - this is - critical! A positive admittance phase (capacitive susceptance) corresponds to a - negative impedance phase (capacitive reactance). The negative reactance confirms - this is a capacitive impedance, as expected for spark circuits. - -related_concepts: ["admittance-to-impedance", "complex-reciprocal", "phase-relationship", "polar-rectangular"] diff --git a/exercises/01-fundamentals/fund-ex-04a.yaml b/exercises/01-fundamentals/fund-ex-04a.yaml deleted file mode 100644 index 97c6a11..0000000 --- a/exercises/01-fundamentals/fund-ex-04a.yaml +++ /dev/null @@ -1,35 +0,0 @@ -id: fund-ex-04a -type: calculation -difficulty: easy -points: 8 -related_lesson: fund-04 -question: | - An impedance is measured as Z = 60 + j40 kΩ. - - Calculate the phase angle φ_Z. Is this inductive or capacitive? - -hints: - - "Use φ_Z = atan(X/R)" - - "Positive X means inductive, negative X means capacitive" - - "The sign of φ_Z tells you about the reactive component" - -solution: - steps: - - "Identify components: R = 60 kΩ, X = +40 kΩ" - - "Calculate phase: φ_Z = atan(X/R) = atan(40/60) = atan(0.667) = 33.7°" - - "Since X > 0, this is inductive" - - "Positive phase angle confirms inductive behavior" - - answer: "33.7" - unit: "degrees" - type_answer: "inductive" - tolerance: 1.0 - -explanation: | - The phase angle is calculated from the ratio of reactance to resistance. The - positive value of both X and φ_Z indicates inductive impedance - the current - lags the voltage. This would be unusual for a Tesla coil spark circuit, which - are typically capacitive (negative φ_Z). An inductive impedance might appear - in the primary circuit or at very low frequencies where inductance dominates. - -related_concepts: ["phase-angle", "inductive-vs-capacitive", "impedance-components"] diff --git a/exercises/01-fundamentals/fund-ex-04b.yaml b/exercises/01-fundamentals/fund-ex-04b.yaml deleted file mode 100644 index 6393855..0000000 --- a/exercises/01-fundamentals/fund-ex-04b.yaml +++ /dev/null @@ -1,41 +0,0 @@ -id: fund-ex-04b -type: multi-part -difficulty: medium -points: 15 -related_lesson: fund-04 -question: | - A spark has φ_Z = -60°. The impedance magnitude is |Z| = 150 kΩ. - - (a) Find R and X (rectangular components) - (b) Calculate the power factor - -hints: - - "Use R = |Z| × cos(φ_Z) and X = |Z| × sin(φ_Z)" - - "Power factor = cos(φ_Z)" - - "Negative angle means capacitive reactance (X < 0)" - -solution: - steps: - - "Part (a): Calculate resistance" - - "R = |Z| × cos(φ_Z) = 150 × cos(-60°) = 150 × 0.5 = 75 kΩ" - - "Calculate reactance" - - "X = |Z| × sin(φ_Z) = 150 × sin(-60°) = 150 × (-0.866) = -130 kΩ" - - "Rectangular form: Z = 75 - j130 kΩ" - - "Part (b): Calculate power factor" - - "Power factor = cos(φ_Z) = cos(-60°) = 0.5" - - answer_R: "75" - answer_X: "-130" - unit: "kΩ" - power_factor: "0.5" - tolerance: 2.0 - -explanation: | - With a -60° phase angle, this spark is significantly capacitive. The resistance - (75 kΩ) equals half the impedance magnitude, while the capacitive reactance - (-130 kΩ) is 1.73× the resistance. The power factor of 0.5 means only 50% of - the apparent power (V×I) is real power dissipated in the plasma. The other 50% - is reactive power - energy oscillating in the capacitances. This is typical for - Tesla coil sparks, which operate with power factors in the 0.25-0.70 range. - -related_concepts: ["power-factor", "rectangular-components", "capacitive-impedance"] diff --git a/exercises/01-fundamentals/fund-ex-05a.yaml b/exercises/01-fundamentals/fund-ex-05a.yaml deleted file mode 100644 index e1f989d..0000000 --- a/exercises/01-fundamentals/fund-ex-05a.yaml +++ /dev/null @@ -1,57 +0,0 @@ -id: fund-ex-05a -type: multi-part -difficulty: hard -points: 20 -related_lesson: fund-05 -question: | - Calculate the topological phase constraint for a spark circuit with: - - Frequency: f = 150 kHz - - Mutual capacitance: C_mut = 12 pF - - Shunt capacitance: C_sh = 8 pF - - (a) Calculate the capacitance ratio r - (b) Calculate the minimum achievable phase angle φ_Z,min - (c) Calculate R_opt_phase that achieves this minimum angle - -hints: - - "Ratio r = C_mut / C_sh" - - "Minimum phase: φ_Z,min = -atan(2√[r(1+r)])" - - "Optimal resistance: R_opt_phase = 1/[ω√(C_mut(C_mut+C_sh))]" - -solution: - steps: - - "Part (a): Calculate ratio" - - "r = C_mut / C_sh = 12 pF / 8 pF = 1.5" - - "Part (b): Calculate minimum phase" - - "φ_Z,min = -atan(2√[r(1+r)])" - - "= -atan(2√[1.5 × 2.5])" - - "= -atan(2√3.75)" - - "= -atan(2 × 1.936)" - - "= -atan(3.873)" - - "= -75.5°" - - "Part (c): Calculate R_opt_phase" - - "ω = 2πf = 2π × 150×10³ = 9.425×10⁵ rad/s" - - "R_opt_phase = 1/[ω√(C_mut(C_mut+C_sh))]" - - "= 1/[9.425×10⁵ × √(12×10⁻¹² × 20×10⁻¹²)]" - - "= 1/[9.425×10⁵ × √(240×10⁻²⁴)]" - - "= 1/[9.425×10⁵ × 15.49×10⁻¹²]" - - "= 1/(14.60×10⁻⁶)" - - "= 68.5 kΩ" - - answer_r: "1.5" - answer_phi_min: "-75.5" - answer_R_opt: "68.5" - unit_R: "kΩ" - unit_phi: "degrees" - tolerance: 3.0 - -explanation: | - With r = 1.5, this circuit cannot achieve -45° (which requires r < 0.207). The - minimum achievable phase is -75.5°, which is quite capacitive. This occurs when - R = R_opt_phase = 68.5 kΩ. Any other resistance value will result in a phase - angle with magnitude greater than 75.5°. This topological constraint is fundamental - to the circuit structure - it's impossible to overcome by changing component - values. The ratio r = 1.5 is typical for medium Tesla coils with moderate-length - sparks. - -related_concepts: ["topological-constraint", "phase-optimization", "R_opt_phase", "capacitance-ratio"] diff --git a/exercises/01-fundamentals/fund-ex-08-comprehensive.yaml b/exercises/01-fundamentals/fund-ex-08-comprehensive.yaml deleted file mode 100644 index ef9ac32..0000000 --- a/exercises/01-fundamentals/fund-ex-08-comprehensive.yaml +++ /dev/null @@ -1,84 +0,0 @@ -id: fund-ex-08-comprehensive -type: multi-part -difficulty: hard -points: 50 -related_lesson: fund-08 -question: | - COMPREHENSIVE INTEGRATION EXERCISE - - A Tesla coil operates at 220 kHz with a 3.5-foot spark. FEMM analysis gives - C_mut = 9 pF. Assume R = 60 kΩ. - - (a) Calculate C_sh, ω, G, B₁, B₂ - (b) Calculate Y_total and Z_total - (c) Find φ_Z and compare to -45° - (d) Calculate r and φ_Z,min - (e) If V_top = 350 kV, find power dissipated - -hints: - - "Use C_sh ≈ 2 pF/foot for estimation" - - "Calculate all intermediate values carefully" - - "Use admittance formulas from fund-03" - - "Compare actual φ_Z to φ_Z,min from topological constraint" - - "Power = 0.5 × |I|² × R or 0.5 × |V|² × Re{Y}" - -solution: - steps: - - "Part (a): Calculate components" - - "C_sh = 2 pF/foot × 3.5 feet = 7 pF" - - "ω = 2πf = 2π × 220×10³ = 1.382×10⁶ rad/s" - - "G = 1/R = 1/(60×10³) = 16.67 μS" - - "B₁ = ωC_mut = 1.382×10⁶ × 9×10⁻¹² = 12.44 μS" - - "B₂ = ωC_sh = 1.382×10⁶ × 7×10⁻¹² = 9.67 μS" - - "Part (b): Calculate Y_total" - - "Denominator: G² + (B₁+B₂)² = 277.9 + (22.11)² = 277.9 + 488.9 = 766.8 μS²" - - "Re{Y} = GB₂²/[G²+(B₁+B₂)²] = 16.67×93.5/766.8 = 1559/766.8 = 2.03 μS" - - "Im{Y} = B₂[G²+B₁(B₁+B₂)]/[G²+(B₁+B₂)²]" - - "= 9.67×[277.9+12.44×22.11]/766.8" - - "= 9.67×[277.9+275.0]/766.8" - - "= 9.67×552.9/766.8 = 6.98 μS" - - "Y_total = 2.03 + j6.98 μS" - - "Convert to impedance:" - - "|Y| = √(2.03² + 6.98²) = √(4.12 + 48.72) = 7.27 μS" - - "|Z| = 1/|Y| = 137.5 kΩ" - - "φ_Y = atan(6.98/2.03) = 73.8°" - - "φ_Z = -φ_Y = -73.8°" - - "R_eq = 137.5 × cos(-73.8°) = 38.4 kΩ" - - "X_eq = 137.5 × sin(-73.8°) = -132 kΩ" - - "Z_total = 38.4 - j132 kΩ = 137.5 kΩ ∠-73.8°" - - "Part (c): Compare to -45°" - - "φ_Z = -73.8° is more capacitive than -45° (larger magnitude)" - - "|X|/R = 132/38.4 = 3.44" - - "Capacitive reactance is 3.44× the resistance" - - "Part (d): Calculate topological constraint" - - "r = C_mut/C_sh = 9/7 = 1.286" - - "φ_Z,min = -atan(2√[1.286×2.286]) = -atan(2×1.716) = -atan(3.43) = -73.7°" - - "Actual φ_Z = -73.8° ≈ φ_Z,min (operating near optimal phase!)" - - "Part (e): Calculate power" - - "Current: I = V/|Z| = 350×10³/137.5×10³ = 2.55 A peak" - - "Power: P = 0.5 × I² × R_eq = 0.5 × 2.55² × 38.4×10³" - - "= 0.5 × 6.50 × 38.4×10³ = 125 kW" - - "Alternative: P = 0.5 × V² × Re{Y}" - - "= 0.5 × (350×10³)² × 2.03×10⁻⁶ = 124 kW ✓" - - answer_a: "C_sh=7pF, ω=1.382e6 rad/s, G=16.67μS, B₁=12.44μS, B₂=9.67μS" - answer_b: "Y=2.03+j6.98 μS, Z=137.5kΩ∠-73.8° or 38.4-j132 kΩ" - answer_c: "φ_Z=-73.8°, more capacitive than -45°, ratio=3.44" - answer_d: "r=1.286, φ_Z,min=-73.7°" - answer_e: "125" - unit_e: "kW" - tolerance: 5.0 - -explanation: | - This comprehensive problem integrates all fundamental concepts from Part 1. The - solution demonstrates: (1) using empirical rules for estimation, (2) systematic - admittance calculation, (3) conversion between Y and Z, (4) understanding phase - constraints, and (5) power calculation methods. - - Key insights: The actual phase angle (-73.8°) is essentially at the minimum - possible value (-73.7°), suggesting this R value is close to R_opt_phase. The - power dissipated (125 kW) is substantial for a 3.5-foot spark. The capacitive - reactance dominates (3.44× the resistance), which is typical for Tesla coil - sparks with r > 1. - -related_concepts: ["integration", "complete-analysis", "power-calculation", "phase-optimization"] diff --git a/exercises/01-fundamentals/fund-ex-checkpoint-quiz.yaml b/exercises/01-fundamentals/fund-ex-checkpoint-quiz.yaml deleted file mode 100644 index 7094f6c..0000000 --- a/exercises/01-fundamentals/fund-ex-checkpoint-quiz.yaml +++ /dev/null @@ -1,81 +0,0 @@ -id: fund-ex-checkpoint-quiz -type: conceptual -difficulty: medium -points: 100 -related_lesson: fund-08 -question: | - FUNDAMENTALS CHECKPOINT QUIZ - Answer all 10 questions - - 1. What is the relationship between peak and RMS voltage? If V_peak = 100 kV, what is V_RMS? - - 2. Write the power formula using peak phasors. Why is there a factor of 0.5? - - 3. For a capacitor, why is X negative but B positive? - - 4. Draw the circuit topology for a spark (show C_mut, R, C_sh). - - 5. What is the empirical rule for C_sh? If a spark is 4 feet long, estimate C_sh. - - 6. The admittance phase angle θ_Y = +60°. What is the impedance phase angle φ_Z? - - 7. An impedance has φ_Z = -30°. Is this inductive or capacitive? - - 8. Why is V_top/I_base not the correct impedance measurement? - - 9. Describe the difference between streamers and leaders (two key differences). - - 10. Explain the "hungry streamer" concept in one sentence. - -hints: - - "Review each fundamental lesson carefully" - - "Consider both mathematical and physical interpretations" - - "Draw diagrams where helpful" - -solution: - answer_1: "V_RMS = V_peak/√2. For V_peak = 100 kV, V_RMS = 100/√2 ≈ 70.7 kV" - - answer_2: "P = 0.5 × Re{V × I*}. The 0.5 factor comes from time-averaging cos²(ωt) over a full cycle." - - answer_3: | - For capacitors, reactance X_C = -1/(ωC) is negative, but susceptance B_C = ωC - is positive. The sign conventions are opposite for impedance vs admittance. - - answer_4: | - Topload - | - [C_mut] - | - +----+----+ - | | - [R] [C_sh] - | | - GND------GND - - answer_5: "C_sh ≈ 2 pF/foot. For 4 feet: C_sh ≈ 8 pF" - - answer_6: "φ_Z = -θ_Y = -60°" - - answer_7: "Capacitive (negative φ_Z indicates capacitive behavior)" - - answer_8: | - I_base includes displacement currents from the entire secondary, plus coupling - currents and environmental currents. Only I_spark flows through the spark. - V_top/I_base underestimates impedance because I_base > I_spark. - - answer_9: | - Any two of: Streamers are thin (10-100 μm), fast (~10⁶ m/s), cold (~1000 K), - high R, branched. Leaders are thick (mm-cm), slower (~10³ m/s), hot (5000-20000 K), - low R, straighter. - - answer_10: | - Plasma actively adjusts its conductivity to maximize power extraction from the - circuit, naturally seeking R ≈ R_opt_power. - -explanation: | - This checkpoint quiz verifies understanding of all fundamental concepts from - Part 1. Correct answers demonstrate mastery of: complex numbers and phasors, - circuit topology, capacitance relationships, admittance analysis, phase angles, - measurement ports, and spark physics basics. These concepts form the foundation - for optimization (Part 2), growth physics (Part 3), and advanced modeling (Part 4). - -related_concepts: ["fundamentals-review", "integration", "checkpoint", "mastery-verification"] diff --git a/exercises/02-optimization/opt-ex-01a.yaml b/exercises/02-optimization/opt-ex-01a.yaml deleted file mode 100644 index 42397e3..0000000 --- a/exercises/02-optimization/opt-ex-01a.yaml +++ /dev/null @@ -1,52 +0,0 @@ -id: opt-ex-01a -type: calculation -difficulty: medium -points: 15 -related_lesson: opt-01 -question: | - For a spark circuit with the following parameters: - - Frequency: f = 150 kHz - - Mutual capacitance: C_mut = 10 pF - - Shunt capacitance: C_sh = 8 pF - - Calculate both R_opt_power and R_opt_phase. - -hints: - - "R_opt_power = 1/[ω(C_mut + C_sh)]" - - "R_opt_phase = 1/[ω√(C_mut(C_mut + C_sh))]" - - "Calculate ω = 2πf first" - - "R_opt_power is always smaller than R_opt_phase" - -solution: - steps: - - "Calculate angular frequency: ω = 2π × 150×10³ = 9.425×10⁵ rad/s" - - "Calculate R_opt_power:" - - "C_total = C_mut + C_sh = 10 + 8 = 18 pF" - - "R_opt_power = 1/(ω × C_total)" - - "= 1/(9.425×10⁵ × 18×10⁻¹²)" - - "= 1/(16.965×10⁻⁶)" - - "= 58.9 kΩ" - - "Calculate R_opt_phase:" - - "Product: C_mut × (C_mut + C_sh) = 10 × 18 = 180 pF²" - - "Square root: √180 = 13.42 pF" - - "R_opt_phase = 1/(ω × √180×10⁻¹²)" - - "= 1/(9.425×10⁵ × 13.42×10⁻¹²)" - - "= 1/(12.65×10⁻⁶)" - - "= 79.1 kΩ" - - "Compare: R_opt_power/R_opt_phase = 58.9/79.1 = 0.745" - - answer_power: "58.9" - answer_phase: "79.1" - unit: "kΩ" - ratio: "0.745" - tolerance: 3.0 - -explanation: | - This problem demonstrates the two critical resistances for spark optimization. - R_opt_power (58.9 kΩ) maximizes real power transfer to the spark, while - R_opt_phase (79.1 kΩ) minimizes the impedance phase angle magnitude. The ratio - of 0.745 is typical - R_opt_power is usually 50-75% of R_opt_phase. These - different values show that maximum power transfer and minimum phase angle are - different optimization goals that cannot be achieved simultaneously. - -related_concepts: ["R_opt_power", "R_opt_phase", "power-optimization", "phase-optimization"] diff --git a/exercises/02-optimization/opt-ex-01b.yaml b/exercises/02-optimization/opt-ex-01b.yaml deleted file mode 100644 index 7061230..0000000 --- a/exercises/02-optimization/opt-ex-01b.yaml +++ /dev/null @@ -1,51 +0,0 @@ -id: opt-ex-01b -type: multi-part -difficulty: medium -points: 15 -related_lesson: opt-01 -question: | - At 200 kHz, a spark has total capacitance C_total = 12 pF. - - (a) What is R_opt_power? - (b) If V_top = 400 kV, estimate the maximum deliverable power (assume R is at - optimal value and φ_Z ≈ -70°) - -hints: - - "R_opt_power = 1/(ω × C_total)" - - "Power = 0.5 × |V|² × Re{Y}" - - "Or use: P = 0.5 × |V|²/|Z| × cos(φ_Z)" - - "At R_opt_power, typical phase is around -65° to -75°" - -solution: - steps: - - "Part (a): Calculate R_opt_power" - - "ω = 2π × 200×10³ = 1.257×10⁶ rad/s" - - "R_opt_power = 1/(ω × C_total)" - - "= 1/(1.257×10⁶ × 12×10⁻¹²)" - - "= 1/(15.08×10⁻⁶)" - - "= 66.3 kΩ" - - "Part (b): Estimate maximum power" - - "At R_opt_power with given capacitances, φ_Z ≈ -70° (typical)" - - "Approximate |Z| ≈ R_opt_power / cos(-70°) = 66.3/0.342 ≈ 194 kΩ" - - "Current: I = V/|Z| = 400×10³/194×10³ = 2.06 A peak" - - "Power: P = 0.5 × V × I × cos(φ_Z)" - - "= 0.5 × 400×10³ × 2.06 × cos(-70°)" - - "= 0.5 × 400×10³ × 2.06 × 0.342" - - "= 141 kW" - - "Alternative: P ≈ 0.5 × I² × R = 0.5 × 2.06² × 66.3×10³ ≈ 141 kW" - - answer_a: "66.3" - answer_b: "141" - unit_a: "kΩ" - unit_b: "kW" - tolerance: 5.0 - -explanation: | - R_opt_power is determined solely by frequency and total capacitance. At this - resistance, power transfer is maximized. The estimated power (141 kW) is - substantial, but achievable for medium-to-large DRSSTCs. This calculation shows - why R_opt_power is critical for performance - operating far from this value - significantly reduces delivered power. The estimate uses typical phase angle - for operation at R_opt_power; exact value would require full admittance calculation. - -related_concepts: ["R_opt_power", "maximum-power-transfer", "power-estimation"] diff --git a/exercises/02-optimization/opt-ex-thevenin-complete.yaml b/exercises/02-optimization/opt-ex-thevenin-complete.yaml deleted file mode 100644 index eb409b5..0000000 --- a/exercises/02-optimization/opt-ex-thevenin-complete.yaml +++ /dev/null @@ -1,91 +0,0 @@ -id: opt-ex-thevenin-complete -type: multi-part -difficulty: hard -points: 40 -related_lesson: opt-03 -question: | - COMPLETE THÉVENIN ANALYSIS - - You measured the following Thévenin parameters for your DRSSTC at 188 kHz: - - Z_th = 115 - j2300 Ω (drive OFF, 1V test source) - - V_th = 340 kV (drive ON, no load) - - The spark has: - - C_mut = 8 pF, C_sh = 5 pF (from FEMM) - - R = 65 kΩ (assumed operating resistance) - - Tasks: - (a) Calculate the spark admittance Y_spark - (b) Convert to Z_spark - (c) Calculate total circuit impedance Z_total = Z_th + Z_spark - (d) Calculate current through the spark - (e) Calculate voltage across the spark - (f) Calculate real power dissipated in the spark - (g) Compare R to R_opt_power for these capacitances - -hints: - - "Use admittance formulas for parallel (R || C_mut) then series with C_sh" - - "Add impedances in series: Z_total = Z_th + Z_spark" - - "Current divider applies: I = V_th / Z_total" - - "Voltage across spark: V_spark = I × Z_spark" - - "Power: P = 0.5 × |I|² × Re{Z_spark}" - -solution: - steps: - - "Part (a): Calculate Y_spark" - - "ω = 2π × 188×10³ = 1.181×10⁶ rad/s" - - "G = 1/65000 = 15.38 μS" - - "B₁ = 1.181×10⁶ × 8×10⁻¹² = 9.45 μS" - - "B₂ = 1.181×10⁶ × 5×10⁻¹² = 5.91 μS" - - "Denom: G² + (B₁+B₂)² = 236.5 + 236.2 = 472.7 μS²" - - "Re{Y} = 15.38 × 34.93 / 472.7 = 1.14 μS" - - "Im{Y} = 5.91 × [236.5 + 145.2] / 472.7 = 4.77 μS" - - "Y_spark = 1.14 + j4.77 μS" - - "Part (b): Convert to Z_spark" - - "|Y| = √(1.14² + 4.77²) = 4.90 μS" - - "|Z_spark| = 1/4.90×10⁻⁶ = 204 kΩ" - - "φ_Y = atan(4.77/1.14) = 76.6°" - - "φ_Z = -76.6°" - - "R_eq = 204 × cos(-76.6°) = 47.6 kΩ" - - "X_eq = 204 × sin(-76.6°) = -198 kΩ" - - "Z_spark = 47.6 - j198 kΩ" - - "Part (c): Calculate Z_total" - - "Z_total = Z_th + Z_spark" - - "= (115 - j2300) + (47600 - j198000)" - - "= (47715 - j200300) Ω" - - "= 47.7 - j200.3 kΩ" - - "|Z_total| = √(47.7² + 200.3²) = 205.9 kΩ" - - "Part (d): Calculate current" - - "I = V_th / Z_total = 340×10³ / 205.9×10³ = 1.65 A peak" - - "Part (e): Calculate voltage across spark" - - "V_spark = I × Z_spark = 1.65 × 204×10³ = 337 kV" - - "Part (f): Calculate power" - - "P = 0.5 × I² × R_eq = 0.5 × 1.65² × 47.6×10³" - - "= 0.5 × 2.72 × 47.6×10³ = 64.8 kW" - - "Part (g): Compare to R_opt_power" - - "R_opt = 1/(ω × (C_mut + C_sh))" - - "= 1/(1.181×10⁶ × 13×10⁻¹²) = 65.1 kΩ" - - "Actual R = 65 kΩ ≈ R_opt_power ✓" - - "Operating at optimal resistance for maximum power transfer!" - - answer_a: "1.14 + j4.77 μS" - answer_b: "204 kΩ ∠-76.6° or 47.6 - j198 kΩ" - answer_c: "205.9 kΩ" - answer_d: "1.65" - unit_d: "A peak" - answer_e: "337" - unit_e: "kV" - answer_f: "64.8" - unit_f: "kW" - answer_g: "R_opt = 65.1 kΩ, actual = 65 kΩ, at optimum!" - tolerance: 3.0 - -explanation: | - This complete Thévenin analysis demonstrates the power of the equivalent circuit - method. Key insights: (1) Most voltage appears across the spark (337 kV out of - 340 kV) because |Z_spark| >> |Z_th|, (2) The actual R ≈ R_opt_power suggests - the plasma self-optimized to maximize power extraction, (3) Power dissipated - (64.8 kW) is substantial, (4) Strongly capacitive spark (φ_Z = -76.6°) is typical. - This analysis predicts performance without full coupled simulation. - -related_concepts: ["thevenin-method", "complete-analysis", "power-prediction", "self-optimization"] diff --git a/exercises/03-spark-physics/phys-ex-01a.yaml b/exercises/03-spark-physics/phys-ex-01a.yaml deleted file mode 100644 index 5c6fe2b..0000000 --- a/exercises/03-spark-physics/phys-ex-01a.yaml +++ /dev/null @@ -1,44 +0,0 @@ -id: phys-ex-01a -type: calculation -difficulty: easy -points: 10 -related_lesson: phys-01 -question: | - A 0.8 m spark has V_top = 280 kV and tip enhancement factor κ = 4. - - (a) Calculate E_tip - (b) If E_propagation = 0.5 MV/m, can the spark grow further? - -hints: - - "E_average = V_top / L" - - "E_tip = κ × E_average" - - "Growth continues when E_tip > E_propagation" - -solution: - steps: - - "Part (a): Calculate average field" - - "E_average = V_top / L = 280×10³ V / 0.8 m = 350 kV/m = 0.35 MV/m" - - "Calculate tip field" - - "E_tip = κ × E_average = 4 × 0.35 = 1.4 MV/m" - - "Part (b): Compare to threshold" - - "E_tip = 1.4 MV/m" - - "E_propagation = 0.5 MV/m" - - "E_tip > E_propagation ✓" - - "Yes, spark can grow further" - - "Safety margin: 1.4 / 0.5 = 2.8× above threshold" - - answer_a: "1.4" - unit_a: "MV/m" - answer_b: "yes" - margin: "2.8" - tolerance: 5.0 - -explanation: | - The tip field (1.4 MV/m) significantly exceeds the propagation threshold - (0.5 MV/m), with a comfortable 2.8× safety margin. This spark is not voltage- - limited and can continue growing. The enhancement factor κ = 4 concentrates the - average field (0.35 MV/m) at the tip, creating sufficient field strength for - sustained ionization and growth. If this spark has adequate power, it can extend - well beyond 0.8 m. - -related_concepts: ["electric-field", "tip-enhancement", "growth-criterion", "voltage-limited"] diff --git a/exercises/03-spark-physics/phys-ex-03a.yaml b/exercises/03-spark-physics/phys-ex-03a.yaml deleted file mode 100644 index 8f11d81..0000000 --- a/exercises/03-spark-physics/phys-ex-03a.yaml +++ /dev/null @@ -1,45 +0,0 @@ -id: phys-ex-03a -type: calculation -difficulty: hard -points: 20 -related_lesson: phys-03 -question: | - A burst-mode coil has ε = 60 J/m. To reach L = 1.5 m in a 200 μs pulse, - what power is required? Is this realistic for a burst-mode Tesla coil? - -hints: - - "Use growth rate equation: dL/dt = P/ε" - - "Rearrange: P = ε × dL/dt" - - "Calculate dL/dt = L/T for the pulse duration" - - "Consider typical DRSSTC power levels" - -solution: - steps: - - "Calculate growth rate needed:" - - "dL/dt = L / T = 1.5 m / (200×10⁻⁶ s) = 7,500 m/s" - - "Calculate required power:" - - "P = ε × dL/dt" - - "P = 60 J/m × 7,500 m/s" - - "P = 450,000 W = 450 kW" - - "Analysis of realism:" - - "Energy per pulse: E = P × T = 450 kW × 200 μs = 90 J" - - "For primary: C = 0.5 μF, need V² = 2E/C = 360,000, so V ≈ 600 V" - - "Peak power: 450 kW is high but achievable for large DRSSTC" - - "Conclusion: Challenging but realistic for large coil" - - answer: "450" - unit: "kW" - energy_per_pulse: "90" - realistic: "yes, but requires large DRSSTC" - tolerance: 5.0 - -explanation: | - Growing 1.5 m in just 200 μs requires extremely high instantaneous power - (450 kW). However, the total energy per pulse is only 90 J, which is achievable - with a 0.5 μF primary capacitor charged to 600 V. This high power/short duration - trade-off is characteristic of burst mode operation. The high ε = 60 J/m reflects - inefficiency (branching, radiation) in burst mode. A QCW coil with ε = 10 J/m - would need only 75 kW for the same growth rate, or could grow the same length - with less power over a longer time. - -related_concepts: ["energy-per-meter", "growth-rate", "burst-mode", "power-requirements"] diff --git a/exercises/03-spark-physics/phys-ex-comprehensive.yaml b/exercises/03-spark-physics/phys-ex-comprehensive.yaml deleted file mode 100644 index 3c57e28..0000000 --- a/exercises/03-spark-physics/phys-ex-comprehensive.yaml +++ /dev/null @@ -1,109 +0,0 @@ -id: phys-ex-comprehensive -type: design -difficulty: hard -points: 100 -related_lesson: phys-09 -question: | - COMPREHENSIVE SPARK PHYSICS DESIGN CHALLENGE - - Design a QCW coil from scratch to achieve 3.5 m sparks. - - Given constraints: - - Budget allows C_primary up to 1.0 μF - - V_primary limited to 600 V (safety) - - Topload options: 20 cm toroid (C_top ≈ 25 pF) or 35 cm toroid (C_top ≈ 45 pF) - - Target ramp time: 10-15 ms - - Sea level operation (E_propagation = 0.6 MV/m) - - Complete the following analysis: - - 1. Energy calculation: - - Choose ε for QCW mode - - Calculate total energy required for 3.5 m - - Verify achievable with C_primary and V_primary - - 2. Voltage requirement: - - Estimate C_mut for each topload (use C_mut ≈ 0.7 × C_top) - - Calculate C_sh for 3.5 m spark - - For each topload, calculate V_topload needed for E_tip = 0.7 MV/m at 3.5 m (κ = 3.0) - - Include capacitive division effects - - 3. Power analysis: - - For T_ramp = 12 ms, calculate required average power - - Estimate peak power (assume 1.5× average for QCW) - - Check if reasonable for DRSSTC primary - - 4. Thermal verification: - - Estimate leader diameter (2-4 mm typical) - - Calculate thermal time constant - - Verify ramp time << thermal time - - 5. Final recommendation: - - Which topload should be used? - - Is 3.5 m target achievable? - - If not, what would you change? - -hints: - - "Use ε ≈ 10-12 J/m for QCW mode" - - "Remember capacitive divider: V_tip = V_topload × C_mut/(C_mut + C_sh)" - - "E_tip = κ × V_tip / L must exceed E_propagation" - - "Thermal time: τ = d²/(4α) with α = 2×10⁻⁵ m²/s" - -solution: - energy_calculation: - chosen_epsilon: "11 J/m (typical QCW)" - total_energy: "E = ε × L = 11 × 3.5 = 38.5 J" - primary_check: "E_primary = 0.5 × C × V² = 0.5 × 1.0×10⁻⁶ × 600² = 180 J" - verdict: "38.5 J << 180 J available ✓ Energy adequate" - - voltage_requirement: - small_toroid: - C_top: "25 pF" - C_mut_est: "17.5 pF" - C_sh: "23.1 pF (6.6 pF/m × 3.5 m)" - V_tip_needed: "V_tip = E_prop × L / κ = 0.7×10⁶ × 3.5 / 3.0 = 817 kV" - V_topload_needed: "V_top = V_tip × (C_mut + C_sh) / C_mut = 817 × 40.6/17.5 = 1,896 kV" - verdict: "Unrealistic voltage required ✗" - - large_toroid: - C_top: "45 pF" - C_mut_est: "31.5 pF" - C_sh: "23.1 pF" - V_tip_needed: "817 kV (same)" - V_topload_needed: "V_top = 817 × 54.6/31.5 = 1,416 kV" - verdict: "Still very high, challenging ✗" - - power_analysis: - ramp_time: "12 ms" - avg_power: "P = E/T = 38.5 J / 0.012 s = 3.2 kW" - peak_power: "~5 kW (1.5× average)" - verdict: "Power requirement is modest ✓" - - thermal_verification: - leader_diameter: "3 mm (estimate)" - thermal_constant: "τ = (0.003)² / (4 × 2×10⁻⁵) = 113 ms" - comparison: "T_ramp (12 ms) < τ (113 ms), ratio = 0.11" - verdict: "Leader stays hot during ramp ✓ QCW condition satisfied" - - final_recommendation: | - Neither topload can achieve 3.5 m with realistic voltages due to capacitive - division. To achieve 3.5 m: - - Option 1: Accept shorter sparks (~2-2.5 m achievable with large toroid) - Option 2: Increase primary voltage capability (beyond 600 V safety limit) - Option 3: Use active voltage ramping to counteract division - Option 4: Add intermediate electrode to reduce effective spark length - - Recommended: Use 35 cm toroid, target 2.5 m realistic goal, accept that - voltage limitation dominates. Energy and power are adequate, but voltage - limit prevents reaching 3.5 m target. - -explanation: | - This comprehensive design challenge demonstrates the interplay between energy, - voltage, and power limitations. The analysis reveals that voltage (electric field - requirement) is the primary constraint, not energy or power. Capacitive division - significantly increases the required topload voltage. The larger toroid helps but - doesn't fully solve the problem. This is typical for Tesla coils - voltage-limited - rather than power-limited. Realistic design must balance these constraints. - -related_concepts: ["design-integration", "voltage-vs-power-limits", "capacitive-divider", "QCW-optimization"] diff --git a/exercises/03-spark-physics/phys-ex-conceptual-limits.yaml b/exercises/03-spark-physics/phys-ex-conceptual-limits.yaml deleted file mode 100644 index dfcb432..0000000 --- a/exercises/03-spark-physics/phys-ex-conceptual-limits.yaml +++ /dev/null @@ -1,77 +0,0 @@ -id: phys-ex-conceptual-limits -type: conceptual -difficulty: medium -points: 20 -related_lesson: phys-09 -question: | - CONCEPTUAL UNDERSTANDING: Voltage vs Power Limitations - - A coiler claims: "I have 200 kW of power available in my DRSSTC, so I should - easily get 10 m sparks!" - - Identify the flaws in this reasoning. Your answer should discuss: - (a) Voltage vs power limitations - (b) Energy per meter constraints - (c) Capacitive divider effects - (d) Realistic expectations - -hints: - - "Consider both E-field requirements AND energy requirements" - - "What happens to E_tip as spark grows?" - - "How does capacitive division change with length?" - - "Typical maximum spark lengths for Tesla coils" - -solution: - answer: | - FLAWS IN REASONING: - - (a) Voltage vs Power Limitations: - Power alone doesn't determine spark length. The spark needs BOTH adequate - electric field (E_tip > E_propagation ≈ 0.6 MV/m) AND sufficient energy. - For a 10 m spark: - - Average field needed: E_avg ≈ 0.6 MV/m (if κ ≈ 3) - - This requires V_top ≈ 2,000 kV minimum - - But typical Tesla coil voltages: 300-600 kV (factor of 3-7 too low!) - - Voltage limitation dominates, not power - - (b) Energy Per Meter Constraints: - Even if power is adequate: - - For QCW with ε = 10 J/m: E_needed = 10 × 10 = 100 J - - Time available: T ≈ 10-20 ms typical - - Power needed: P = 100 J / 0.015 s = 6.7 kW (well below 200 kW!) - - So power is not the limiting factor - - (c) Capacitive Divider Effects: - As spark grows: - - C_sh increases (≈ 6.6 pF/m, so 66 pF for 10 m) - - V_tip = V_topload × C_mut/(C_mut + C_sh) decreases - - For typical C_mut = 20 pF: V_tip = V_top × 20/86 = 0.23 × V_top - - Lose 77% of voltage to division! - - Combined with 1/L² field reduction: E_tip ∝ 1/L² catastrophic drop - - This self-limiting effect prevents very long sparks - - (d) Realistic Expectations: - - Burst mode record sparks: ~2-3 m - - QCW mode record sparks: ~5-6 m - - 10 m would require: - * V_top ≈ 2+ MV (extreme) - * Careful voltage ramping to fight division - * Very large topload (high C_mut) - * Sea level operation (higher E_propagation at altitude) - - More power doesn't overcome voltage limit! - - The claim confuses power-limited with voltage-limited regimes - - CORRECT REASONING: - "I have adequate power, but am limited by achievable topload voltage and - capacitive division effects. Realistic maximum is ~3-4 m for my coil, - regardless of available power beyond ~20 kW." - -explanation: | - This conceptual problem addresses a common misconception. Tesla coils are almost - always voltage-limited, not power-limited. The E-field requirement (E_tip > - E_propagation) combined with capacitive division creates a fundamental voltage - barrier. Having excess power just makes the spark brighter and hotter, not longer. - Understanding this distinction is critical for realistic performance expectations - and efficient design decisions. - -related_concepts: ["voltage-vs-power", "limiting-factors", "capacitive-divider", "realistic-expectations"] diff --git a/exercises/04-advanced-modeling/model-ex-lumped-complete.yaml b/exercises/04-advanced-modeling/model-ex-lumped-complete.yaml deleted file mode 100644 index 12f591c..0000000 --- a/exercises/04-advanced-modeling/model-ex-lumped-complete.yaml +++ /dev/null @@ -1,79 +0,0 @@ -id: model-ex-lumped-complete -type: multi-part -difficulty: hard -points: 50 -related_lesson: model-02 -question: | - LUMPED MODEL COMPLETE WORKFLOW - - You extracted the following Maxwell capacitance matrix from FEMM for a 1.2 m - (4-foot) spark with a toroid topload: - - Maxwell Matrix (pF): - Topload Spark - Topload [ 32.5 -9.2 ] - Spark [ -9.2 15.6 ] - - Operating frequency: f = 185 kHz - - Tasks: - (a) Validate the matrix (check symmetry, signs, physical reasonableness) - (b) Extract C_mut and C_sh for the lumped circuit model - (c) Compare C_sh to the empirical 2 pF/foot rule - (d) Calculate R_opt_power and R_opt_phase - (e) Build the lumped model with R = R_opt_power and calculate Z_spark - -hints: - - "Maxwell matrix has negative off-diagonals" - - "C_mut = |C₁₂|, C_sh = C₂₂ - |C₁₂|" - - "Check if C_sh ≈ 2 pF/foot × 4 feet = 8 pF" - - "Use admittance formulas for part (e)" - -solution: - steps: - - "Part (a): Matrix validation" - - "Symmetry: C₁₂ = C₂₁ = -9.2 pF ✓" - - "Diagonal positive: C₁₁ = 32.5 > 0, C₂₂ = 15.6 > 0 ✓" - - "Off-diagonal negative: C₁₂ = -9.2 < 0 ✓" - - "Row sums: R₁ = 32.5 - 9.2 = 23.3, R₂ = -9.2 + 15.6 = 6.4 (ground contribution) ✓" - - "Matrix is valid" - - "Part (b): Extract lumped parameters" - - "C_mut = |C₁₂| = |-9.2| = 9.2 pF" - - "C_sh = C₂₂ - |C₁₂| = 15.6 - 9.2 = 6.4 pF" - - "Part (c): Compare to empirical rule" - - "Empirical: C_sh ≈ 2 pF/foot × 4 feet = 8 pF" - - "FEMM: C_sh = 6.4 pF" - - "Ratio: 6.4/8 = 0.8 (within factor 2, acceptable) ✓" - - "Part (d): Calculate optimal resistances" - - "ω = 2π × 185×10³ = 1.162×10⁶ rad/s" - - "C_total = 9.2 + 6.4 = 15.6 pF" - - "R_opt_power = 1/(ω × C_total) = 1/(1.162×10⁶ × 15.6×10⁻¹²) = 55.2 kΩ" - - "Product: C_mut(C_mut + C_sh) = 9.2 × 15.6 = 143.5 pF²" - - "R_opt_phase = 1/(ω × √143.5×10⁻¹²) = 1/(1.162×10⁶ × 11.98×10⁻¹²) = 71.9 kΩ" - - "Part (e): Calculate Z_spark at R_opt_power" - - "Use R = 55.2 kΩ, so G = 18.12 μS" - - "B₁ = ω × C_mut = 1.162×10⁶ × 9.2×10⁻¹² = 10.69 μS" - - "B₂ = ω × C_sh = 1.162×10⁶ × 6.4×10⁻¹² = 7.44 μS" - - "Denominator: G² + (B₁+B₂)² = 328.3 + 328.1 = 656.4 μS²" - - "Re{Y} = 18.12 × 55.35 / 656.4 = 1.53 μS" - - "Im{Y} = 7.44 × [328.3 + 193.7] / 656.4 = 5.92 μS" - - "Y = 1.53 + j5.92 μS" - - "|Y| = 6.11 μS, |Z| = 163.6 kΩ" - - "φ_Y = atan(5.92/1.53) = 75.5°, φ_Z = -75.5°" - - "Z_spark = 163.6 kΩ ∠-75.5°" - - answer_b: "C_mut = 9.2 pF, C_sh = 6.4 pF" - answer_c: "6.4 pF vs 8 pF empirical, ratio 0.8, acceptable" - answer_d: "R_opt_power = 55.2 kΩ, R_opt_phase = 71.9 kΩ" - answer_e: "163.6 kΩ ∠-75.5°" - tolerance: 3.0 - -explanation: | - This complete workflow demonstrates lumped model extraction from FEMM. Key points: - (1) Matrix validation catches errors early, (2) Sign conversion is critical - (C_mut = |C₁₂|, not C₁₂), (3) FEMM values within factor 2 of empirical rules is - normal, (4) Both critical resistances are calculated for optimization, (5) Final - impedance is strongly capacitive (φ_Z = -75.5°) as expected. The 4-foot spark - shows typical behavior with r = C_mut/C_sh = 1.44, giving φ_Z,min ≈ -75°. - -related_concepts: ["FEMM-extraction", "lumped-model", "matrix-validation", "complete-workflow"] diff --git a/phases/phase-01-restructuring.md b/phases/phase-01-restructuring.md new file mode 100644 index 0000000..42c758b --- /dev/null +++ b/phases/phase-01-restructuring.md @@ -0,0 +1,91 @@ +# Phase 01: Project Restructuring + +**Date:** 2026-02-10 +**Status:** Complete + +## What Changed + +Restructured the project from a linear educational course (30 lessons, 18 exercises, PyQt app skeleton) into an evolving research knowledge base. + +### Motivation + +The original structure was built to support a Khan Academy-style desktop application. While the physics content was research-grade (91/100 quality assessment), the course format imposed: + +- **Fixed linear progression** - concepts locked into lesson sequence +- **Pedagogical overhead** - difficulty levels, time estimates, grading tolerances, learning paths +- **App coupling** - content structured around a PyQt viewer that was never completed +- **Monolithic planning** - a single massive CLAUDE.md documenting every development decision + +What we actually need is a **living research system** - a knowledge graph where concepts link to each other, open questions are tracked, and new findings can be integrated without restructuring an entire curriculum. + +### What Was Done + +1. **Archived** all course scaffolding into `_archive/course/`: + - 30 lesson markdown files (4 parts, ~10,000 lines) + - 18 YAML exercise files (525 assessment points) + - course.json navigation structure + - PyQt app skeleton (15+ Python files) + - Learning paths, difficulty metadata, time estimates + +2. **Created** `context/` with ~15 coarse topic files: + - Each is a self-contained research document on one conceptual area + - YAML frontmatter with relationship metadata and cross-references + - `[[wiki-link]]` syntax for inline navigation + - `status` field (established / provisional / speculative) + - `source_sections` tracing back to spark-physics.txt + +3. **Preserved** all research content: + - `spark-physics.txt` unchanged at root (source of truth) + - 5 worked examples moved to `examples/` + - 22 matplotlib images + 15 placeholders moved to `assets/` + - Glossary (64 terms) updated to reference topic IDs + - Equations and physical bounds consolidated into `context/equations-and-bounds.md` + +4. **Reorganized** utilities: + - Image generation scripts moved to `tools/` + - One-time migration script in `tools/update_glossary.py` + +### Content Mapping + +| Previous (Course) | New (Knowledge Graph) | +|---|---| +| lessons/01-fundamentals/01-introduction.md thru 06 | context/circuit-topology.md | +| lessons/02-optimization/01-02 | context/power-optimization.md | +| lessons/02-optimization/03-05 | context/thevenin-method.md | +| lessons/02-optimization/06 | context/coupled-resonance.md | +| lessons/03-spark-physics/01 | context/field-thresholds.md | +| lessons/03-spark-physics/02-04 | context/energy-and-growth.md | +| lessons/03-spark-physics/05 | context/thermal-physics.md | +| lessons/03-spark-physics/06 | context/streamers-and-leaders.md | +| lessons/03-spark-physics/07 | context/capacitive-divider.md | +| lessons/03-spark-physics/08 | context/empirical-scaling.md | +| lessons/04-advanced-modeling/01-02 | context/lumped-model.md | +| lessons/04-advanced-modeling/03-05 | context/distributed-model.md | +| lessons/04-advanced-modeling/02,04 | context/femm-workflow.md | +| reference/equation-sheet.md + physical-bounds.md | context/equations-and-bounds.md | +| (scattered across lessons) | context/open-questions.md | + +### What Was NOT Changed + +- `spark-physics.txt` - untouched, remains source of truth +- Physics content accuracy - all formulas and derivations preserved +- Sign conventions - Maxwell matrix conventions preserved +- Peak value convention - all phasors still use peak values + +## Metrics + +| Metric | Before | After | +|---|---|---| +| Content files | 30 lessons + 18 exercises | ~15 topic files | +| Navigation | course.json (fixed tree) | Cross-references (graph) | +| Entry point | Lesson 1 | Any topic file | +| Adding content | Create lesson, update course.json, add exercise | Edit topic file or create new one | +| Reference lookup | Separate equation-sheet.md | Inline in topic + combined reference | +| Open questions | Buried in Part 12 | Dedicated topic file + per-concept tracking | + +## Next Steps + +- Expand topic files as research evolves +- Split topics when they exceed ~25k tokens +- Build expert agent backed by spark-physics.txt +- Add new research phases as investigations proceed diff --git a/phases/phase-6-qcw-community-research.md b/phases/phase-6-qcw-community-research.md new file mode 100644 index 0000000..0e81e24 --- /dev/null +++ b/phases/phase-6-qcw-community-research.md @@ -0,0 +1,503 @@ +# Phase 6: QCW Spark Research — Community & Literature Survey + +**Date:** 2026-02-10 +**Method:** Web search across academic sources, builder documentation, and community forums +**Sources searched:** highvoltageforum.net (~20 threads), loneoceans.com (4 builds), stevehv.4hv.org, richieburnett.co.uk, hotstreamer/deanostoybox, hackaday.io, kaizerpowerelectronics.dk, pupman.com/TCML, thaumati.com, connerlabs.org, academic papers (AIP, IEEE, arXiv, AGU) +**Purpose:** Accumulate all available quantitative data on QCW spark behavior, validate against existing framework, identify new physics + +--- + +## Summary of Findings + +Three search agents surveyed 30+ forum threads, 6 builder documentation sites, and several academic papers. The findings divide cleanly into: (1) high-confidence measured data, (2) well-supported community observations, (3) unresolved hypotheses, and (4) identified measurement gaps. + +The most significant finding is the **davekni voltage comparison**: a burst-mode DRSSTC at 80 kHz needs ~600 kV for 2-3 m arcs, while a QCW at 450 kHz achieves the same length at ~40 kV. This 15:1 voltage ratio proves that QCW sparks grow through sustained energy injection, not high voltage — directly validating the thermal persistence mechanism in the existing framework. + +--- + +## 1. High-Confidence Measured Data + +### 1.1 QCW Secondary Voltage is LOW + +| Source | Measurement | Context | +|--------|-------------|---------| +| Steve Ward (via Uspring, HVF topic 1761) | 40 kV rising to 55 kV over ~5000 RF cycles | Arc growing to 50+ inches | +| Loneoceans (via Steve Ward simulations) | 50-70 kV despite meter-length sparks | QCW v1.0 | +| davekni (HVF topic 2397) | ~40 kV peak at 450 kHz QCW | 2-2.5 m arcs | +| davekni (same source) | ~600 kV peak at 80 kHz burst DRSSTC | 2-3 m arcs | + +**Confidence:** HIGH — measured by multiple independent builders. + +**Physics implication:** QCW sparks grow through sustained energy injection over 10-20 ms, not through high instantaneous voltage. The voltage rise per RF cycle is only ~3 V/cycle. This is consistent with the framework's thermal persistence model: the spark extends because the leader channel persists between cycles and conducts energy to the tip, not because the voltage is high enough to bridge the gap in a single shot. + +**Contrast with burst DRSSTC:** The 15:1 voltage ratio (600 kV burst vs 40 kV QCW for similar spark lengths) is the single most important quantitative comparison in the dataset. It proves that voltage is necessary for inception but NOT for growth beyond the initial streamer reach. + +### 1.2 Steve Ward 80 us Burst Ceiling + +**Source:** Steve Ward, DRSSTC-0.5 (stevehv.4hv.org/DRSSTC.5.htm) + +| Spark Length | Input Power | ON Time | +|-------------|-------------|---------| +| 10 inches | 33 W | ~70 us | +| 14 inches | 88 W | ~70 us | +| 15 inches | 110 W | ~70 us | +| 16 inches | 135 W | ~70 us | +| 18 inches | 180 W | 70 us, 150 BPS | + +**Key observation:** "Gained almost no spark length after about 80 us of ON period." + +**Confidence:** HIGH — systematic measurement with controlled variables. + +**Physics implication:** This directly measures the burst-mode streamer growth saturation. After ~80 us, additional energy goes into re-heating decaying channels rather than new growth. This is consistent with tau_thermal ~ 0.1-0.2 ms for 100 um streamers — after one thermal time constant, the channels are cooling as fast as they're being heated. This is the fundamental wall that QCW overcomes by sustained drive. + +### 1.3 Loneoceans Frequency Tracking Data + +**Source:** Loneoceans QCW v1.0 (loneoceans.com/labs/qcw/) + +| Condition | Frequency | Shift from unloaded | +|-----------|-----------|-------------------| +| Unloaded secondary | 406-409 kHz | baseline | +| With single toroid | ~392 kHz | -3.5% | +| With two stacked toroids | 361 kHz | -11% | +| With 50 cm simulated streamer | 349 kHz | -14% | +| With 1 m simulated streamer | 310 kHz | -24% | +| QCW v1.5 operating during spark | 413 → 377 kHz | -8.7% | + +**Confidence:** HIGH — measured with simulated streamers (physical wires of known length, not actual plasma). + +**Physics implication:** The simulated-streamer data provides clean calibration points for C_sh. A 1 m wire causes a 24% frequency shift, implying significant capacitive loading. The 8.7% shift during actual QCW operation (v1.5) is less than the simulated 1 m streamer shift, suggesting the effective capacitance of a real 1.78 m spark is less than that of a solid wire — consistent with the distributed, branched nature of real sparks having lower effective capacitance than a solid conductor. + +### 1.4 Loneoceans Build Comparison Data + +**QCW v1.5 (leader-dominated):** + +| Parameter | Value | +|-----------|-------| +| Spark length | 1.78 m (70+ inches) | +| Secondary length | 5.55 inches | +| Spark:secondary ratio | 13:1 | +| Energy per pulse | 275 J | +| Ramp duration | 22 ms (16-17 ms rise) | +| Peak primary current | 145-160 A | +| Coupling (k) | 0.38 | +| Operating frequency | 413 → 377 kHz | + +**DRSSTC 3 (streamer-dominated, for comparison):** + +| Parameter | Value | +|-----------|-------| +| Spark length | 1.78-2.1 m | +| Secondary length | 27.5 inches | +| Spark:secondary ratio | 3:1 | +| Burst pulse width | 70-135 us | +| Peak primary current | 700-842 A | +| Coupling (k) | 0.148 | +| Operating frequency | 71.8-78.9 kHz | + +**Physics implication:** Same absolute spark length requires a 5x longer secondary, 5x higher peak current, and ~5x lower coupling in burst mode. The spark:secondary ratio difference (13:1 vs 3:1) is the most dramatic measure of QCW's advantage. QCW achieves this with 22 ms ramp vs 70-135 us burst — 200x longer pulse. + +### 1.5 Steve Conner Burst Efficiency Finding + +**Source:** Steve Conner (connerlabs.org), referenced on HVF and Kaizer guide. + +**Finding:** "Using a lower impedance tank circuit to draw higher peak power from the inverter, and shortening the burst length to maintain the same bang energy as before, gave longer sparks." + +Short bursts of high peak power grow sparks more efficiently than long bursts of low peak power. 100 us burst works better than 150 us for the same energy. + +**Confidence:** HIGH — reproducible across multiple builders. + +**Physics implication:** Consistent with the power optimization framework. Higher peak power pushes the initial streamer further before the 80 us ceiling hits. The streamer can explore more space in the first ~80 us of high-power drive than in 150 us of lower-power drive. + +### 1.6 VNTC Frequency Shift Under Loading + +**Source:** VNTC (HVF topic 701) + +| Condition | Power | Spark Length | RF Period (6 cycles) | +|-----------|-------|-------------|---------------------| +| Light corona | 50 W | 10 cm | 41 us | +| Heavy spark | 500 W | 55 cm | 42 us | + +**Confidence:** HIGH — direct oscilloscope measurement. + +**Physics implication:** Only 2.5% frequency shift despite 10x power increase and 5.5x spark length increase. At ~146 kHz, spark loading is primarily resistive, not capacitive. The small frequency shift means C_sh change is modest relative to the total system capacitance — consistent with the capacitive divider model. + +### 1.7 Dr. Kilovolt (Jan Martis) SiC PSFB QCW + +**Source:** Dr. Kilovolt (Jan Martis), referenced on HVF and 4hv.org + +| Parameter | Value | +|-----------|-------| +| Topology | SiC PSFB (Phase-Shifted Full Bridge) | +| Bus voltage | 800 V | +| Coupling (k) | 0.55 | +| Spark length | 2-2.5 m | +| Peak power | ~40 kW | + +**Key innovations:** +- SiC MOSFETs enable higher switching frequencies and efficiency +- Phase-shifted full bridge topology provides inherently smooth power delivery (no pulse-skip artifacts) with a "1-cosine" transfer function +- Coupling coefficient of 0.55 is among the highest documented, enabled by ferrite-assisted coupling + +**Environmental sensitivity observation:** Outdoor operation produces "looping" or "curving" streamers rather than straight swords under humid or cool conditions. This is consistent with the humidity/temperature effects documented in Section 2.8 — higher humidity enhances complex-ion recombination, reducing plasma persistence and disrupting the single straight channel. + +**Confidence:** HIGH — measured build parameters from an experienced builder. + +### 1.8 Duane B Secondary Voltage Measurement + +**Source:** HVF topic 1455 + +| Parameter | Value | +|-----------|-------| +| Secondary inductance | 173.8 mH | +| Secondary capacitance | 20.32 pF | +| Frequency | 84.690 kHz | +| Peak base current | 2.4 A | +| Calculated peak voltage (before breakout) | 222 kV | + +Also referenced: Antonio Carlos M. de Queiroz data: 11.8" x 3.9" toroid reaching ~282 kV before sparking. + +**Confidence:** HIGH for the inductance/capacitance, MODERATE for the voltage (calculated, not directly measured). + +--- + +## 2. Well-Supported Community Observations + +### 2.1 Frequency Threshold for Sword Sparks: 300-600 kHz + +**Sources (independent, concordant):** + +| Observer | Observation | Source | +|----------|-------------|--------| +| Mads Barnkob | "Sword characteristic shows above 400 kHz" | HVF topic 973 | +| LabCoatz (Zach Armstrong) | Below 300 kHz: "chaotic and less straight"; above 600 kHz: "more curvy" | Hackaday | +| Kaizer DRSSTC IV | QCW at ~100 kHz: "swirling" sparks, NOT straight | HVF topic 24 | +| Fat Coil builder | "Above 350 kHz, plasma exhibits growth in straight segments" | TCML Nov 2014 | +| Loneoceans SSTC3 | Straight sparks at 380-420 kHz | loneoceans.com | +| Multiple QCW builders | All successful sword-spark builds operate 300-500 kHz | Build survey | + +**Confidence:** HIGH — 6+ independent observations converge on same frequency range. + +**Physics interpretation (new insight for framework):** The RF half-period at 400 kHz is 1.25 us. The thermal diffusion time for a 100 um streamer is ~125 us — 100x longer than the RF period. The channel effectively sees continuous heating with negligible cooling between RF cycles. + +At 50-100 kHz (half-period 5-10 us), thinner streamers (10-50 um, tau ~ 1-30 us) experience significant cooling between cycles, allowing the preferred conductive path to diffuse and branch. The channel cannot maintain a single preferred path. + +At >600 kHz, the observation of "curvy" sparks may relate to different physics (skin effect, displacement current dominance, or IGBT switching artifacts at extreme frequencies). + +### 2.2 Three Ramp Regimes + +**Source:** Loneoceans QCW v1.5 documentation. + +| Ramp Duration | Result | Interpretation | +|---------------|--------|---------------| +| Too short | "Gnarly, segmented sparks" | Insufficient time for leader transition | +| Optimal (~10-20 ms) | Straight sword sparks | Leader forms and grows continuously | +| Too long (>25 ms) | "Really hot and fat but bushy" without extra length | Leader reaches voltage-limited L_max; excess energy causes branching | + +**Confidence:** HIGH — direct observation with controlled ramp variation. + +**Physics interpretation:** The "too long" regime is particularly revealing. Once the leader reaches its voltage-limited length (set by the capacitive divider), additional energy has nowhere to go in the forward direction. The leader channel becomes very hot and fat (thicker → more C_sh → more voltage division → can't extend further). The excess energy drives branching because the field at the tip is below propagation threshold but the total power must be dissipated somewhere — lateral breakouts become the path. + +### 2.3 Pulse-Skip Modulation Does NOT Produce Sword Sparks + +**Sources:** Steve Ward, Steve Conner (2011), multiple builders on HVF. + +**Finding:** Multiple experimenters tried pulse-skip approaches (omitting RF cycles to modulate power) and "could not get the sword sparks." + +Steve Ward explanation: Smoothing ripples from missing pulses would require the coil to store excessive energy between cycles. Sword sparks need "relatively smooth/continuous modulation of the spark power with little ripple." + +**Confidence:** HIGH — reproduced failure across multiple independent builders. + +**Physics interpretation (revised):** The original interpretation ("gaps in energy delivery where the channel cools") was oversimplified. In actual DRSSTC pulse-skip implementations, the H-bridge shorts the primary tank during skip cycles (via GDT inversion or leg inhibit) while IGBTs continue switching synchronized to feedback. Primary current does not drop to zero — it decays gradually through the loaded Q. Phase coherence is maintained. + +The actual mechanism is **power envelope quality**: the sawtooth current envelope (bounded by the OCD threshold) delivers approximately constant average power, not the smooth quadratic ramp (P ~ V^2 from linear voltage ramp) that true QCW provides. Per-cycle jitter from the on-off-on switching pattern prevents clean single-channel dominance. This is a **continuum**: Bresenham-algorithm pulse-density modulation creating a linear ramp produces sparks that are "more sword-like but still branch" — intermediate between coarse pulse-skip and true analog QCW. The quadratic power profile is also difficult to achieve with pulse-density modulation. + +**Note:** Pulse-skip (bridge current control) is distinct from staccato (interrupter timing synchronized to AC mains). The Loneoceans SSTC3 staccato approach uses the rising AC mains waveform as a natural voltage ramp and does produce straight sparks at high frequency. + +### 2.4 QCW Growth Rate: ~170 m/s + +**Source:** HVF topic 973 (sword spark mechanism discussion), multiple contributors. + +**Derivation:** Arc propagation speed estimated at approximately half the speed of sound (~170 m/s). + +**Self-consistency check:** At 170 m/s over a 10 ms ramp, the spark grows 1.7 m. Over a 20 ms ramp, 3.4 m. These match observed QCW spark lengths (1-2 m for standard builds, 3.35 m for the Fat Coil). + +**Confidence:** MODERATE — visual estimate, not directly measured with high-speed camera + ruler. + +**Physics interpretation:** This is intermediate between free streamers (10^6 m/s) and natural lightning leaders (~10^4 m/s). This suggests a "driven leader" propagation mode unique to QCW: the leader advances continuously, fed by the circuit, at a rate limited by the thermal conversion of streamer to leader at the tip. The 170 m/s rate implies each "step" (streamer → heating → leader conversion) takes approximately: + +``` +step_length / growth_rate ~ 1 cm / 170 m/s ~ 60 us per step +``` + +This 60 us step time is consistent with the conductance relaxation heating time constant (tau_g = 40 us from Bazelyan) — the channel needs approximately one tau_g to heat up at each step. + +### 2.5 Coupling Requirements: k >= 0.3 + +**Measured coupling coefficients across all documented QCW builds:** + +| Builder | k | Spark:secondary ratio | Notes | +|---------|---|----------------------|-------| +| Loneoceans v1.0 | 0.32-0.35 | 7.3:1 | Initial | +| Loneoceans v1.5 (first) | 0.306 | — | Insufficient — breakthrough came at 0.38 | +| Loneoceans v1.5 (final) | 0.38 | 13:1 | Breakthrough | +| Loneoceans QCW2 | 0.365 | 10:1 | | +| flyglas | 0.391 | ~12:1 | | +| Lucasww | 0.44 | 10:1 | | +| Rafft | 0.166-0.57 | — | Tested range | +| Dr. Kilovolt (Jan Martis) | 0.55 | — | SiC PSFB, 2-2.5 m sparks | +| davekni | 0.71 | — | Ferrite-assisted, highest documented | +| Standard DRSSTC | 0.05-0.20 | 2-4:1 | For comparison | + +**Confidence:** HIGH — consistent across all builds. + +**Physics interpretation:** Higher coupling enables sufficient power transfer at the lower peak currents used in QCW (50-160 A vs 500-1000 A in burst DRSSTC). It also separates the pole frequencies further, making frequency tracking more robust against the shifting loaded pole. However, the Loneoceans SSTC3 (single-resonant, lower coupling) still produces sword sparks, suggesting k >= 0.3 is an engineering requirement (adequate power delivery) rather than a physics requirement (spark straightness). + +### 2.6 Spark-to-Secondary Ratios + +| Builder | Mode | Spark | Secondary | Ratio | +|---------|------|-------|-----------|-------| +| Steve Ward | Burst | 80" | 22" | 3.6:1 | +| Loneoceans DRSSTC3 | Burst | 70" | 27.5" | 2.5:1 | +| Loneoceans QCW v1.0 | QCW | 40" | 5.5" | 7.3:1 | +| Lucasww | QCW | 51" | 5" | 10.2:1 | +| Loneoceans QCW2 | QCW | 24" | 2.4" | 10:1 | +| Loneoceans QCW v1.5 | QCW | 70+" | 5.55" | 12.6:1 | +| Mathieu thm | QCW | 76" | 5.6" dia | 13.6:1 | +| Fat Coil | QCW | 132" | 8" | 16.5:1 | + +**Confidence:** HIGH — measured across many builds. + +**Physics interpretation:** The 3-5x improvement in spark:secondary ratio from burst to QCW is a direct measure of the efficiency advantage of leader-dominated growth. Leaders extend the effective electrode (the conducting channel) continuously, so the secondary length (which constrains maximum voltage) becomes less important relative to the sustained power delivery. + +### 2.7 Richie Burnett Causality Reversal + +**Source:** richieburnett.co.uk/operatn2.html + +**Quote:** "It is not early quenching that produces good sparks, but rather good spark loading that leads to an early quench." + +**Confidence:** HIGH — well-reasoned analysis from a foundational figure. + +**Physics interpretation:** The causality runs: spark efficiently absorbs energy → secondary voltage drops → gap quenches (for SGTC) or primary current drops (for DRSSTC). This is the power optimization framework in action — the spark as a self-optimizing load. + +### 2.8 Environmental Effects on Straightness + +**Source:** davekni (HVF topic 2397) + +**Observation:** Straighter arcs in warm, dry conditions; curved/branchy arcs more common outdoors (cooler, more humid). + +**Confidence:** MODERATE — single observer, qualitative. + +**Physics interpretation:** Consistent with the humidity data in the framework. Higher humidity → faster complex-ion recombination (25x faster for hydrated ions) → shorter effective plasma lifetime → less thermal persistence → more branching. Lower temperature → higher gas density → higher E_propagation threshold → harder to sustain growth in a single channel. + +--- + +## 3. Community Hypotheses (Unproven but Physically Plausible) + +### 3.1 Uspring's Sideways Breakout Suppression + +**Hypothesis:** QCW's slowly ramped voltage keeps tip voltage low, reducing the transverse electric field component. This suppresses lateral branching because the field is only strong enough for forward propagation along the lowest-impedance path (the existing hot channel). + +**Assessment:** Physically plausible but not tested. The existing hot leader channel does have much lower impedance than virgin air to the side, so a weak field would preferentially drive current forward. A strong field (as in burst mode) could overcome the impedance contrast and branch. + +### 3.2 Uspring's Temperature-Frequency Coupling + +**Hypothesis:** Higher operating frequency increases the time-averaged current density in the channel, raising its temperature and conductivity. A hotter channel needs less voltage to sustain, further reducing the branching field. + +**Assessment:** Partially supported by the frequency threshold data. The mechanism (more RF cycles per unit time = more Joule heating per unit time) is straightforward physics. Quantitative prediction: at 400 kHz, the Joule heating rate is ~4x higher than at 100 kHz for the same peak current, because there are 4x more half-cycles per millisecond. + +### 3.3 Channel Temperature: ~5000 K + +**Source:** Uspring (HVF topic 973), from conductivity analysis. + +**Assessment:** Not spectroscopically measured on TC sparks. However, the ~5000 K estimate is consistent with the leader temperature range in the Bazelyan framework (4000-6000 K for self-sustaining leaders). At 5000 K, associative ionization (N+O → NO+ + e) provides field-independent electron production, explaining why the channel self-sustains. This temperature is also consistent with the white/yellow visual appearance of QCW sword sparks (blackbody peak near 5000 K is in the visible range). + +### 3.4 Steve Ward's "2000 Small Sparks" Model + +**Source:** Steve Ward, multiple HVF threads. + +**Claim:** QCW sword sparks are "a series of small sparks (2000!) build up a longer and longer ionization channel and create the appearance of a single long spark." + +**Assessment:** This is a simplified description of the driven-leader mechanism. At 400 kHz over 5 ms, there are indeed ~2000 RF half-cycles, each depositing a small amount of energy. The "series of small sparks" view maps to the RF-cycle-by-cycle energy deposition that the conductance relaxation model (tau_g = 40 us) integrates over. + +--- + +## 4. Identified Measurement Gaps + +The community itself has flagged these as unmeasured: + +1. **No direct arc current measurement on any QCW coil** (davekni: "Nobody has ever made arc current measurements for a QCW coil") +2. **No spectroscopic temperature measurement of QCW sparks** — 5000 K is inferred, not measured +3. **No time-resolved impedance measurement during QCW ramp** — the impedance trajectory during growth is unknown +4. **No high-speed imaging correlated with electrical waveforms in QCW mode** +5. **No measurement of energy per unit length (epsilon) for QCW sparks** — can only be bounded from total input energy and estimated system efficiency +6. **Voltage gradient in TC sparks disputed** — Uspring estimates 1.5 kV/cm, Barnkob estimates 3 kV/cm +7. **No systematic frequency sweep study** — same coil tested at 100, 200, 300, 400 kHz to isolate frequency effect + +--- + +## 5. Academic Papers with TC-Relevant Data + +### 5.1 Brelet et al. (2014) — Laser-Guided Tesla Coil Discharges + +**Source:** Journal of Applied Physics, Ecole Polytechnique / ENSTA ParisTech / CNRS + +**Finding:** Plasma column resistance ~ **1 kilohm per meter** in laser-guided TC discharges at 100 kHz. Discharge length increased 5x with laser guiding. Mean breakdown field: 2 kV/cm for pre-ionized 1.8 m gap. + +**Caveat:** Laser-guided channels are pre-ionized, so resistance may be lower than self-propagating discharges. + +### 5.2 Briels et al. (Eindhoven) — Streamer Properties + +**Source:** Journal of Physics D / arXiv 0805.1376 + +**Findings:** Positive streamer minimum diameter 0.2 mm, minimum velocity ~10^5 m/s at 5-20 kV, up to 1.2 × 10^6 m/s at 43-60 kV. Negative discharges form only glowing clouds at same voltages. + +**Confirms:** Streamer velocity hierarchy in the framework (10^5-10^6 m/s). + +### 5.3 Huang et al. (2020) — Leader Reillumination + +**Source:** Geophysical Research Letters + +**Finding:** After a waiting time, new discharge uses the thermal imprint of the old leader channel. Luminosity wave propagates from electrode at ~10^6 m/s. + +**TC relevance:** Direct evidence for the thermal persistence mechanism. At 400 kHz (2.5 us between cycles), the thermal imprint easily survives between RF half-cycles. + +--- + +## 6. Key Numbers for Framework Integration + +### 6.1 QCW Operating Parameters (Consensus Ranges) + +| Parameter | QCW Range | Burst DRSSTC | Source | +|-----------|-----------|--------------|--------| +| Coupling (k) | 0.3-0.5+ | 0.05-0.2 | Build survey | +| Operating frequency | 300-600 kHz | 50-110 kHz | Build survey | +| Tank capacitance | 5-15 nF | 50-300 nF | Build survey | +| Ramp duration | 10-22 ms | N/A (burst ~70-150 us) | Build survey | +| Peak primary current | 50-200 A | 200-1000+ A | Build survey | +| Secondary voltage | 40-70 kV | 200-600 kV | Ward, davekni | +| Spark:secondary ratio | 7-16x | 2-4x | Build survey | +| Growth rate | ~170 m/s | N/A (single-shot) | HVF estimate | + +### 6.2 Critical Time Comparisons + +| Timescale | Value | Significance | +|-----------|-------|-------------| +| RF half-period at 400 kHz | 1.25 us | Channel heating between cycles | +| RF half-period at 100 kHz | 5 us | Channel heating between cycles | +| Streamer tau_thermal (100 um) | ~125 us | 100x longer than RF period at 400 kHz | +| Conductance tau_g (heating) | 40 us | Time to heat one "step" | +| Conductance tau_g (cooling) | 200 us | 5x longer than heating | +| Burst pulse duration | 70-150 us | Comparable to streamer tau | +| QCW ramp duration | 10-22 ms | 100x longer than tau_g | +| Streamer persistence | 1-5 ms | Exceeded by QCW ramp | +| Leader transition time | 0.5-2 ms | Within QCW ramp, exceeds burst pulse | +| Dark period cycle | 1-5 ms | Multiple cycles fit within QCW ramp | +| Burst ceiling (Ward) | ~80 us | Streamer growth saturates | + +### 6.3 Energy Budget + +| Quantity | Value | Source | +|----------|-------|--------| +| QCW energy per pulse | 275 J (for 1.78 m) | Loneoceans v1.5 | +| Apparent epsilon (total input / length) | 155 J/m | Derived | +| Estimated system efficiency | 30-50% | Community consensus | +| Estimated spark epsilon | 45-75 J/m | Derived (155 × 0.3-0.5) | +| Burst DRSSTC energy per bang | 5-12 J | Steve Ward | +| Burst DRSSTC average power | 33-180 W for 25-46 cm | Steve Ward DRSSTC-0.5 | + +### 6.4 New Insight: Driven Leader Step Time + +From the QCW growth rate of ~170 m/s and the typical leader step length of ~1 cm (Bazelyan): + +``` +step_time = step_length / growth_rate = 0.01 m / 170 m/s ~ 60 us +``` + +This 60 us step time is close to the conductance relaxation heating time constant (tau_g = 40 us), suggesting the leader advance rate is limited by how fast each new streamer segment can be heated to leader temperature. The 1.5x ratio (60 us observed vs 40 us tau_g) is reasonable given that the thermal transition also requires crossing the eta_T bottleneck. + +--- + +## 7. Comparison with Existing Framework Predictions + +### 7.1 What the Framework Got Right + +- **Thermal persistence is THE key to QCW advantage** — confirmed by all data +- **Streamer-to-leader transition requires sustained drive** — confirmed +- **Capacitive voltage division limits spark length** — confirmed by frequency shift data +- **Power optimization (hungry streamer)** — confirmed by Richie Burnett's causality insight and spark loading data +- **Burst mode limited by streamer cooling** — confirmed by Steve Ward's 80 us ceiling + +### 7.2 What the Framework Missed + +1. **Frequency threshold for sword sparks (300-600 kHz)** — the framework discusses frequency effects on breakdown (field-thresholds.md Section 4.4, coupled-resonance.md Section 1.4) but does not predict or explain the sword-spark frequency threshold. The mechanism (RF period << streamer tau_thermal) is a straightforward extension of the existing thermal physics but was not explicitly stated. + +2. **QCW secondary voltage is low (40-70 kV)** — the framework implicitly assumed higher voltages for longer sparks. The data shows QCW works by sustained energy delivery at modest voltage. + +3. **Smooth, continuous drive is essential** — pulse-skip modulation fails to produce swords. The framework's growth model (dL/dt = P_stream / epsilon) does not distinguish between smooth and intermittent power delivery, but the physics requires truly continuous drive for leader maintenance. + +4. **Three ramp regimes** — the "too long" regime (bushy without length) is not predicted by the framework. It arises when the leader reaches voltage-limited L_max and excess energy drives lateral branching. + +5. **QCW growth rate (~170 m/s)** — this intermediate value between streamer and natural leader velocities was not predicted. It can now be derived from the framework: tau_g × step_length gives the right order of magnitude. + +### 7.3 What the Framework Got Slightly Wrong + +- **Leader formation voltage threshold (300-400 kV)** — this applies to single-shot impulses, NOT to QCW with sustained drive. QCW forms leaders at 40-70 kV topload voltage because the thermal ratcheting mechanism accumulates energy over thousands of cycles. The threshold should be stated as applying to single-event inception only. + +--- + +## 8. Persons Index + +| Person | Handle | Role | Key Contribution | +|--------|--------|------|-----------------| +| Steve Ward | Steve Ward | QCW inventor | Quadratic power profile, 40-55 kV measurement, 80 us burst ceiling, DRSSTC design guide | +| Richie Burnett | — | SSTC/DRSSTC pioneer | Spark loading causality reversal, pole splitting theory | +| Terry Fritz | — | Spark loading modeler | 1 pF/ft streamer capacitance model, impedance framework | +| Steve Conner | scopeboy | DRSSTC pioneer | 50 kohm impedance standard, "hungry streamer" principle, burst efficiency finding | +| Gao Guangyan | loneoceans | Prolific documenter | Most detailed QCW measurements (4 builds), frequency tracking data, three ramp regimes, SSTC3 voltage-ramp isolation | +| David Knierim | davekni | Physicist/engineer | Critical voltage comparison (600 kV burst vs 40 kV QCW for same length), fiber probe, oversized QCW | +| Uspring | Uspring | Physicist | Temperature estimates (~5000 K), voltage gradient analysis, sword spark hypotheses | +| Mads Barnkob | — | Kaizer/Admin | Frequency threshold observation (>400 kHz), voltage gradient estimate | +| Zach Armstrong | LabCoatz | Builder | Frequency window (300-600 kHz), simplified staccato QCW | +| Mathieu thm | — | Builder | 193 cm spark, 13.6x ratio record | +| flyglas | — | Builder | 170 cm spark, flashover analysis | +| Finn Hammer | hammertone | Builder | Ramp generator reference design | +| Netzpfuscher | — | UD3 designer | Phase-shift QCW controller | +| Jan Martis | Dr. Kilovolt | Builder | SiC PSFB QCW, k=0.55, 2-2.5 m sparks, ~40 kW peak, environmental sensitivity observations | +| Anders Mikkelsen | — | Forum admin | Upper/lower pole guidance | +| VNTC | — | Experimenter | 2.5% frequency shift measurement | + +--- + +## 9. Source URLs + +### Academic Papers +- Brelet et al. 2014: https://pubs.aip.org/aip/jap/article-abstract/116/1/013303/139184 +- Briels et al. (arXiv): https://arxiv.org/abs/0805.1376 +- Huang et al. 2020: https://agupubs.onlinelibrary.wiley.com/doi/full/10.1029/2019GL086183 + +### Builder Documentation +- Loneoceans QCW v1.0: https://www.loneoceans.com/labs/qcw/ +- Loneoceans QCW v1.5: https://www.loneoceans.com/labs/qcw15/ +- Loneoceans QCW2: https://www.loneoceans.com/labs/qcw2/ +- Loneoceans SSTC3: https://www.loneoceans.com/labs/sstc3/ +- Steve Ward DRSSTC-0.5: https://www.stevehv.4hv.org/DRSSTC.5.htm +- Steve Ward DRSSTC design guide: https://www.stevehv.4hv.org/drsstc_design.htm +- Steve Ward DRSSTC log book: https://www.stevehv.4hv.org/drsstc_log_book.htm +- Richie Burnett operation: https://www.richieburnett.co.uk/operatn2.html +- Terry Fritz impedance model: https://hotstreamer.deanostoybox.com/TeslaCoils/Misc/impedance/impedance.html +- Kaizer DRSSTC IV: https://kaizerpowerelectronics.dk/tesla-coils/kaizer-drsstc-iv/ +- Hackaday LabCoatz: https://hackaday.io/project/184038-building-the-worlds-simplest-qcw-drsstc/details + +### Forum Threads (highvoltageforum.net) +- Sword spark mechanism (topic 973): https://highvoltageforum.net/index.php?topic=973.0 +- Standard DRSSTC in QCW (topic 2361): https://highvoltageforum.net/index.php?topic=2361.0 +- QCW DRSSTC ideas (topic 1761): https://highvoltageforum.net/index.php?topic=1761.0 +- QCW flashover (topic 1988): https://highvoltageforum.net/index.php?topic=1988.0 +- QCW questions (topic 1914): https://highvoltageforum.net/index.php?topic=1914.100 +- Oversized QCW (topic 2397): https://highvoltageforum.net/index.php?topic=2397.0 +- My QCW DRSSTC (topic 2621): https://highvoltageforum.net/index.php?topic=2621.0 +- My first QCW (topic 3132): https://highvoltageforum.net/index.php?topic=3132.0 +- Spark voltage estimation (topic 123): https://highvoltageforum.net/index.php?topic=123.0 +- Frequency drop measurement (topic 701): https://highvoltageforum.net/index.php?topic=701.0 +- Fat Coil QCW (TCML): https://www.pupman.com/listarchives/2014/Nov/msg00064.php +- Understanding DRSSTC (TCML): https://www.pupman.com/listarchives/2013/Feb/msg00052.html diff --git a/phases/phase-8-bayesian-model-calibration.md b/phases/phase-8-bayesian-model-calibration.md new file mode 100644 index 0000000..379ac55 --- /dev/null +++ b/phases/phase-8-bayesian-model-calibration.md @@ -0,0 +1,389 @@ +# Phase 8: Bayesian Model Calibration — Experimental Measurement & Parameter Fitting + +**Date started:** 2026-02-10 +**Status:** Planning (hardware not yet built) +**Method:** Build QCW Tesla coil, collect systematic measurements, fit dynamic threshold model via Bayesian inference +**Purpose:** Empirically constrain the dynamic threshold parameters (delta_T, tau_buildup, epsilon, E_prop_floor) that currently have no measured values — transitioning the framework's T3/T4 claims toward T1/T2 + +--- + +## Motivation + +The spark physics framework is now theoretically mature: 17 context files, ~8,000 lines of interlinked physics, covering circuit topology through plasma dynamics. But several critical parameters remain unconstrained: + +| Parameter | Current knowledge | Tier | What measurement would give us | +|---|---|---|---| +| E_prop_effective at QCW leader tip | "much lower than 0.5 MV/m" | T3 | Actual value (or range) with uncertainty | +| delta_T (thermal pre-conditioning) | "elevated, maybe 600-2000 K" | T3/T4 | Fitted value from spark length data | +| tau_buildup (threshold ramp-up time) | "~ms scale, order of tau_thermal" | T3 | Fitted value constraining when threshold saturates | +| epsilon during QCW ramp | 5-15 J/m (community estimates) | T2 | Time-resolved epsilon(t) with proper threshold model | +| Power coupling to spark | Via Thevenin model | T3 | Validated against measured frequency/impedance shifts | + +The Bayesian approach is ideal here because: +1. We have **strong physics-informed priors** from 8 months of framework development +2. The model structure is known (forward simulation exists in `examples/spark-growth-timeline.md`) +3. The measurements are accessible (primary current, frequency, spark length) +4. Even a small dataset (10-20 operating points) dramatically constrains the posteriors when priors are informative + +--- + +## The Forward Model + +### State Variables (per time step dt) + +``` +t — time into QCW ramp [s] +L(t) — spark length [m] +V_top(t) — topload voltage [V] +V_tip(t) — spark tip voltage [V] +E_tip(t) — electric field at spark tip [V/m] +E_prop(t) — effective propagation threshold [V/m] +P(t) — power delivered to spark [W] +T_eff(t) — effective gas temperature ahead of tip [K] +``` + +### Equations + +**1. Topload voltage** (from ramp profile + circuit model): +``` +V_top(t) = V_max * envelope(t) + +For linear ramp: envelope(t) = t / T_ramp +For Bresenham: envelope(t) = pulse-density modulated approximation +``` + +**2. Capacitive divider** (voltage at spark tip): +``` +C_sh(t) = C_sh_per_meter * L(t) +V_tip(t) = V_top(t) * C_mut / (C_mut + C_sh(t)) +``` + +In the open-circuit limit. For finite R, use full complex impedance division (see `context/capacitive-divider.md`). + +**3. Tip electric field** (from FEMM lookup or approximate formula): +``` +E_tip(t) = FEMM_lookup(V_tip(t), L(t), geometry) +``` + +The FEMM lookup is a precomputed table: E_tip as a function of V_tip and L for the specific coil geometry. This must be generated once per coil design. Alternatively, for initial work: +``` +E_tip(t) ~ kappa * V_tip(t) / effective_gap(L(t)) +``` +where effective_gap and kappa are geometry-dependent. This approximation is known to be inaccurate (Section 3.4 of field-thresholds.md) but may suffice for initial fitting if kappa is treated as a free parameter. + +**4. Dynamic propagation threshold** (THE NEW PART): +``` +T_eff(t) = T_0 + delta_T * (1 - exp(-t_active / tau_buildup)) + +E_prop(t) = max(E_prop_floor, E_prop_cold * T_0 / T_eff(t)) +``` + +where: +- `T_0` = 300 K (ambient) +- `delta_T` = temperature elevation at saturation [K] — **FIT PARAMETER** +- `tau_buildup` = time constant for threshold development [s] — **FIT PARAMETER** +- `E_prop_cold` = cold-air propagation threshold [V/m] — **FIT PARAMETER** (prior: 0.5 MV/m) +- `E_prop_floor` = minimum achievable threshold [V/m] — **FIT PARAMETER** (prior: weakly constrained, >0) +- `t_active` = time since leader formation at the tip (resets if spark stalls and re-ignites) + +NOTE: This single-exponential "effective temperature" model is a deliberate simplification. It collapses all four physical mechanisms (UV, thermal, residual ionization, expansion) into one proxy variable. This is appropriate for initial fitting. If the data demand it, the model can be expanded later (see Section "Model Extensions" below). + +**5. Growth condition and rate:** +``` +if E_tip(t) > E_prop(t): + dL/dt = P(t) / epsilon +else: + dL/dt = 0 (stalled) +``` + +**6. Power delivered to spark** (Thevenin model): +``` +P(t) = 0.5 * |V_th|^2 * R / |Z_th + Z_spark|^2 +``` + +where Z_spark depends on R, C_mut, C_sh (all functions of L). For initial work, can approximate P from measured input power * efficiency factor. + +**7. Epsilon:** +``` +epsilon(t) = epsilon_0 / (1 + alpha_accum * integral_0^t P(t') dt') +``` + +Or simpler: `epsilon = epsilon_0` (constant). Start with constant, add accumulation if data require it. + +**8. Update:** +``` +L(t + dt) = L(t) + dL/dt * dt +``` + +### Parameter Vector + +``` +theta = { + E_prop_cold, — cold-air propagation threshold [V/m] + delta_T, — thermal pre-conditioning saturation [K] + tau_buildup, — threshold development time constant [s] + E_prop_floor, — minimum propagation threshold [V/m] + epsilon_0, — energy per meter [J/m] + kappa_eff, — effective tip enhancement (if not using FEMM) + sigma_L — measurement noise on spark length [m] +} +``` + +7 parameters. With 20+ data points and informative priors, this is well-determined. + +--- + +## Priors + +| Parameter | Prior Distribution | Physical Justification | +|---|---|---| +| E_prop_cold | Normal(0.5 MV/m, 0.15 MV/m) | Bazelyan & Raizer streamer propagation field [T1] | +| delta_T | LogNormal(ln(700), 0.8) | Must be >0; 600-2000 K range from Paschen scaling argument [T3] | +| tau_buildup | LogNormal(ln(2 ms), 0.7) | Should be ~tau_thermal scale for thin leader (~ms) [T3] | +| E_prop_floor | Uniform(0.01, 0.3 MV/m) | Must be >0 and < E_prop_cold; weakly constrained [T4] | +| epsilon_0 | LogNormal(ln(10), 0.5) | Community QCW data: 5-15 J/m [T2] | +| kappa_eff | LogNormal(ln(3), 0.4) | 2-5 from FEMM studies [T1]; broader if no FEMM available | +| sigma_L | HalfNormal(0.1 m) | Measurement precision of spark length | + +The priors encode everything the framework has established. The posterior will show how much the data pull the parameters away from the physics predictions. + +--- + +## Experimental Design + +### The Coil + +Build a QCW-capable DRSSTC with the following features: + +**Required capabilities:** +- QCW ramp with adjustable duration (2-30 ms range) +- Adjustable power level (bus voltage or duty cycle control) +- Repeatable operation (same conditions, multiple shots) +- Frequency: 200-500 kHz range (higher is better for sword formation) + +**Required instrumentation:** +- Primary current transformer (Pearson or Rogowski) → oscilloscope +- Bus voltage measurement +- Spark length measurement (ruler/scale + camera, or laser reference) +- High-speed camera if available (but not required for initial fitting) + +**Nice to have (future phases):** +- Antenna/capacitive probe for secondary voltage estimation +- Spectrometer for channel temperature measurement +- Multiple secondaries for frequency comparison + +### Measurement Protocol + +#### Experiment 1: Ramp Duration Sweep (highest priority) + +**What:** Fix power level (constant bus voltage), vary ramp duration from 3 ms to 25 ms in ~8 steps. + +**Measurements per point:** Repeat each condition 5-10 times. Record: +- Ramp duration T_ramp (control variable, exact) +- Spark length L_final (from photo/video, +/- 5 cm) +- Primary current waveform (oscilloscope capture → infer V_topload, frequency shift) +- Qualitative morphology (photo: sword vs branchy) + +**Why this is the highest-priority experiment:** The L_final vs T_ramp curve directly constrains delta_T and tau_buildup nearly independently of other parameters. At short ramps, E_prop_eff is near the cold-air value and L is short. At long ramps, E_prop_eff saturates and L plateaus. The transition region pins tau_buildup. + +Expected data shape: +``` +L_final + | ___________ + | / \ (lateral breakouts begin here) + | / + | / + | / + | / + |_____/ + | + +-----|---|---|---|----> T_ramp + 3 8 15 20 25 ms +``` + +#### Experiment 2: Power Level Sweep + +**What:** Fix ramp duration at the optimal value found in Experiment 1, vary bus voltage (power) in ~5 steps. + +**Measurements:** Same as Experiment 1. + +**What it constrains:** The power dependence of the dynamic threshold. If L_final increases with power at fixed ramp time (beyond what the simple Thevenin model predicts from higher V_topload), this is direct evidence for the coupled voltage-power limit. + +#### Experiment 3: Frequency Comparison (if feasible) + +**What:** Build or borrow a second secondary with significantly different resonant frequency. Run both at the same power and ramp time. + +**What it constrains:** Frequency dependence of tau_buildup and thermal ratchet. Higher frequency should produce longer swords at the same power (more RF cycles per tau_g). This is the least practical experiment but the most diagnostic. + +### Data Format + +Store measurements in a structured file (CSV or YAML): + +```yaml +# measurements/run-001.yaml +coil_id: "qcw-v1" +date: "2026-XX-XX" +conditions: + bus_voltage_V: 340 + ramp_duration_ms: 12 + frequency_kHz: 380 + repetition_rate_Hz: 5 + ambient_temp_C: 22 + humidity_pct: 45 +measurements: + - trial: 1 + spark_length_m: 1.45 + morphology: "sword" + notes: "clean single channel" + scope_file: "scope_001.csv" + - trial: 2 + spark_length_m: 1.52 + morphology: "sword" + notes: "slight fork at tip" + scope_file: "scope_002.csv" +``` + +--- + +## Fitting Pipeline + +### Software Stack + +- **Python 3.10+** with NumPy, SciPy +- **emcee** or **PyMC** for MCMC sampling +- **corner** for posterior visualization +- **matplotlib** for diagnostic plots +- Forward model implemented as a standalone Python function + +### Pipeline Steps + +``` +1. Load coil geometry → precompute FEMM lookup table (or set kappa_eff) +2. Load measurement data (L_final, T_ramp, V_bus, f_RF for each trial) +3. Define forward model: theta → L_predicted(T_ramp, V_bus, f_RF) +4. Define log-likelihood: sum over trials of Normal(L_measured | L_predicted, sigma_L) +5. Define log-prior: product of prior distributions on theta +6. Run MCMC (emcee: 32 walkers, 5000 steps, 1000 burn-in) +7. Check convergence (Gelman-Rubin, effective sample size, trace plots) +8. Extract posteriors: median + 68% credible intervals for each parameter +9. Posterior predictive check: does the fitted model predict HELD-OUT data? +10. Model comparison: compute Bayes factor vs fixed-threshold model +``` + +### Key Diagnostic Checks + +**Before fitting:** +- Does the forward model reproduce `examples/spark-growth-timeline.md` with its stated parameters? +- Do the priors span the range of plausible outcomes? + +**After fitting:** +- Are posteriors well-constrained (not just reflecting priors)? +- Do trace plots show convergence (no drift, good mixing)? +- Does the posterior predictive distribution cover the observed data? +- Are there strong parameter correlations? (delta_T vs tau_buildup will likely be correlated) + +**Validation:** +- Hold out 20% of data for prediction testing +- Does the model predict spark length for a NEW operating condition? +- Does the fixed-threshold model (delta_T = 0) fit significantly worse? + +--- + +## Model Extensions (if data demand them) + +The single-exponential effective temperature model is the simplest version. If residuals show systematic structure, consider: + +### Extension 1: Power-dependent delta_T +``` +delta_T(P) = delta_T_0 * (P / P_ref)^gamma +``` +Adds one parameter (gamma). Tests whether more power produces more pre-conditioning. + +### Extension 2: Two-timescale buildup +``` +T_eff(t) = T_0 + delta_T_fast * (1 - exp(-t/tau_fast)) + delta_T_slow * (1 - exp(-t/tau_slow)) +``` +Adds two parameters. Captures the possibility that UV/residual ionization (fast, ~100 us) and thermal diffusion (slow, ~ms) have distinct timescales. + +### Extension 3: Time-varying epsilon +``` +epsilon(t) = epsilon_0 / (1 + alpha * integral P dt) +``` +Adds one parameter (alpha). Tests whether epsilon decreases as thermal energy accumulates. + +### Extension 4: Stochastic L_final +``` +L_final ~ Normal(L_predicted, sigma_L(L)) where sigma_L = sigma_0 + sigma_1 * L +``` +Longer sparks have more variability. Adds one parameter (sigma_1). + +Start with the base model. Only add extensions if the Bayes factor favors the more complex model (Occam's razor built into the framework). + +--- + +## What Success Looks Like + +### Minimum viable result: +- 10+ data points (ramp sweep at one power level) +- Posteriors on delta_T and tau_buildup that are meaningfully tighter than priors +- Forward model predicts held-out data to within +/- 15% + +### Strong result: +- 30+ data points (ramp sweep + power sweep) +- delta_T constrained to +/- 30%: first empirical measurement of the dynamic threshold magnitude +- tau_buildup constrained to +/- factor of 2: first measurement of how fast the threshold develops +- Bayes factor >10 favoring dynamic threshold model over fixed threshold +- Posterior predictive check passes for a new operating condition + +### Exceptional result: +- All of the above plus frequency comparison data +- Spectroscopic temperature measurement ahead of leader tip +- Extension models tested (power-dependent delta_T, two-timescale) +- Published or shared with TC community with enough detail for replication + +--- + +## Connection to Context Files + +This phase directly addresses open questions in: +- **`context/field-thresholds.md`** Section 4.7: "The effective E_propagation at a QCW leader tip should be directly measurable" +- **`context/open-questions.md`** Section 1.3: thermal evolution, spectroscopic temperature +- **`context/energy-and-growth.md`**: "Can epsilon be predicted from first principles without calibration?" +- **`context/qcw-operation.md`**: measurement gaps (arc current, time-resolved impedance) + +Results will be integrated back into context files as the data come in: +- Measured parameter values → equations-and-bounds.md (new entries with T1 tags) +- Dynamic threshold validation → field-thresholds.md Section 4.7 (upgrade T3 claims to T1/T2) +- Calibrated epsilon → energy-and-growth.md (refine bounds) +- Model code → tools/ directory + +--- + +## Timeline + +This is an ongoing research phase. Approximate milestones: + +| Milestone | Description | +|---|---| +| M1: Coil design | Select topology, order components, design secondary for target frequency | +| M2: Coil build | Assemble and test at low power, verify basic operation | +| M3: Instrumentation | Set up current probe, scope capture, camera, measurement protocol | +| M4: FEMM model | Build electrostatic model of the specific coil geometry, generate E_tip lookup table | +| M5: Forward model code | Implement the time-stepped growth simulation in Python | +| M6: First data | Ramp duration sweep (Experiment 1), ~8 operating points × 5 trials | +| M7: First fit | Run Bayesian fitting on Experiment 1 data, check convergence, examine posteriors | +| M8: Power sweep | Experiment 2 data collection and fitting | +| M9: Validation | Predict spark length for a new operating condition, compare to measurement | +| M10: Integration | Update context files with measured values, upgrade tier tags | + +No time estimates — this depends on hardware availability and build schedule. Each milestone is independently useful: M5 (forward model code) is valuable even without measurement data, and M6-M7 (first fit) answers the core question regardless of whether later experiments are completed. + +--- + +## References + +- Foreman-Mackey et al. (2013), "emcee: The MCMC Hammer," PASP 125, 306-312 +- Gelman et al. (2013), "Bayesian Data Analysis," 3rd edition, CRC Press +- Existing framework: `context/field-thresholds.md` Section 4.7 (dynamic threshold theory) +- Existing forward model: `examples/spark-growth-timeline.md` (QCW growth simulation) +- Phase 6 QCW survey: `phases/phase-6-qcw-community-research.md` (community data and priors) diff --git a/spark-lessons/reference/glossary.yaml b/reference/glossary.yaml similarity index 53% rename from spark-lessons/reference/glossary.yaml rename to reference/glossary.yaml index 99b3050..38c3637 100644 --- a/spark-lessons/reference/glossary.yaml +++ b/reference/glossary.yaml @@ -10,7 +10,7 @@ terms: unit: "pF or F" typical_range: "3-15 pF for 1-5 foot sparks" related_terms: ["C_sh", "capacitance_matrix", "r"] - related_lessons: ["fund-02", "model-02"] + related_topics: ["circuit-topology", "femm-workflow"] - term: "C_sh" full_name: "Shunt Capacitance" @@ -21,7 +21,7 @@ terms: unit: "pF or F" typical_range: "2 pF per foot of spark length" related_terms: ["C_mut", "capacitance_matrix"] - related_lessons: ["fund-02", "model-02"] + related_topics: ["circuit-topology", "femm-workflow"] - term: "r" full_name: "Capacitance Ratio" @@ -31,7 +31,7 @@ terms: unit: "dimensionless" typical_range: "0.1 to 2.0 for typical geometries" related_terms: ["C_mut", "C_sh", "phi_Z_min"] - related_lessons: ["fund-02"] + related_topics: ["circuit-topology"] - term: "R_opt_power" full_name: "Optimal Resistance for Power Transfer" @@ -42,7 +42,7 @@ terms: unit: "Ω (ohms)" typical_range: "20-200 kΩ for typical DRSSTC frequencies" related_terms: ["R_opt_phase", "hungry_streamer", "G"] - related_lessons: ["fund-02", "model-01"] + related_topics: ["circuit-topology", "lumped-model"] - term: "R_opt_phase" full_name: "Optimal Resistance for Phase" @@ -53,7 +53,7 @@ terms: unit: "Ω (ohms)" typical_range: "40-400 kΩ for typical DRSSTC frequencies" related_terms: ["R_opt_power", "phi_Z_min"] - related_lessons: ["fund-02"] + related_topics: ["circuit-topology"] - term: "phi_Z" full_name: "Impedance Phase Angle" @@ -64,7 +64,7 @@ terms: unit: "degrees or radians" typical_range: "-55° to -75° at R_opt_power" related_terms: ["theta_Y", "Y", "phi_Z_min"] - related_lessons: ["fund-02"] + related_topics: ["circuit-topology"] - term: "phi_Z_min" full_name: "Minimum Impedance Phase Angle" @@ -75,7 +75,7 @@ terms: unit: "degrees or radians" typical_range: "-50° to -70° for typical geometries" related_terms: ["r", "phi_Z", "R_opt_phase"] - related_lessons: ["fund-02"] + related_topics: ["circuit-topology"] - term: "theta_Y" full_name: "Admittance Phase Angle" @@ -85,7 +85,7 @@ terms: unit: "degrees or radians" typical_range: "+55° to +75°" related_terms: ["phi_Z", "Y"] - related_lessons: ["fund-02"] + related_topics: ["circuit-topology"] - term: "Y" full_name: "Admittance" @@ -96,7 +96,7 @@ terms: unit: "S (siemens)" typical_range: "10-100 μS for typical sparks" related_terms: ["G", "B", "Z", "phi_Z"] - related_lessons: ["fund-02"] + related_topics: ["circuit-topology"] - term: "G" full_name: "Conductance" @@ -106,7 +106,7 @@ terms: unit: "S (siemens)" typical_range: "5-100 μS" related_terms: ["Y", "R", "B"] - related_lessons: ["fund-02"] + related_topics: ["circuit-topology"] - term: "B" full_name: "Susceptance" @@ -116,7 +116,7 @@ terms: unit: "S (siemens)" typical_range: "10-200 μS" related_terms: ["Y", "G", "C_mut", "C_sh"] - related_lessons: ["fund-02"] + related_topics: ["circuit-topology"] - term: "Z_th" full_name: "Thévenin Impedance" @@ -127,7 +127,7 @@ terms: unit: "Ω (ohms)" typical_range: "10-100 kΩ" related_terms: ["V_th", "P_load", "Thevenin_equivalent"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "V_th" full_name: "Thévenin Voltage" @@ -138,7 +138,7 @@ terms: unit: "V (volts)" typical_range: "100-600 kV peak for typical DRSSTCs" related_terms: ["Z_th", "P_load", "Thevenin_equivalent"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "P_load" full_name: "Power to Load" @@ -149,7 +149,7 @@ terms: unit: "W (watts)" typical_range: "100 W to 5 kW" related_terms: ["Z_th", "V_th", "P_max"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "P_max" full_name: "Maximum Theoretical Power" @@ -160,7 +160,7 @@ terms: unit: "W (watts)" typical_range: "200 W to 10 kW" related_terms: ["P_load", "Z_th", "V_th", "conjugate_match"] - related_lessons: ["fund-03"] + related_topics: ["thevenin-method"] - term: "E_inception" full_name: "Inception Electric Field" @@ -171,7 +171,7 @@ terms: unit: "V/m or MV/m" typical_range: "2-3 MV/m at sea level for smooth topload" related_terms: ["E_propagation", "E_tip"] - related_lessons: ["phys-01"] + related_topics: ["field-thresholds"] - term: "E_propagation" full_name: "Propagation Electric Field" @@ -182,7 +182,7 @@ terms: unit: "V/m or MV/m" typical_range: "0.4-1.0 MV/m at sea level" related_terms: ["E_inception", "E_tip", "dL_dt"] - related_lessons: ["phys-01", "model-03"] + related_topics: ["field-thresholds", "distributed-model"] - term: "E_tip" full_name: "Tip Electric Field" @@ -193,7 +193,7 @@ terms: unit: "V/m or MV/m" typical_range: "0.5-2 MV/m during growth" related_terms: ["E_propagation", "kappa", "E_inception"] - related_lessons: ["phys-01", "model-03"] + related_topics: ["field-thresholds", "distributed-model"] - term: "kappa" full_name: "Tip Enhancement Factor" @@ -203,7 +203,7 @@ terms: unit: "dimensionless" typical_range: "2-5 for cylindrical channels" related_terms: ["E_tip"] - related_lessons: ["phys-01"] + related_topics: ["field-thresholds"] - term: "epsilon" full_name: "Energy per Meter" @@ -214,7 +214,7 @@ terms: unit: "J/m (joules per meter)" typical_range: "5-15 J/m (QCW), 20-40 J/m (hybrid), 30-100+ J/m (burst)" related_terms: ["dL_dt", "P_stream", "operating_mode"] - related_lessons: ["phys-01", "model-03"] + related_topics: ["energy-and-growth", "field-thresholds", "distributed-model"] - term: "dL_dt" full_name: "Growth Rate" @@ -224,7 +224,7 @@ terms: unit: "m/s" typical_range: "1-100 m/s for leaders, up to 10⁶ m/s for streamers" related_terms: ["epsilon", "P_stream", "E_propagation"] - related_lessons: ["phys-01", "model-03"] + related_topics: ["energy-and-growth", "field-thresholds", "distributed-model"] - term: "P_stream" full_name: "Power to Streamer/Spark" @@ -234,7 +234,7 @@ terms: unit: "W (watts)" typical_range: "50 W to 5 kW" related_terms: ["dL_dt", "epsilon", "P_load"] - related_lessons: ["phys-01", "model-01"] + related_topics: ["energy-and-growth", "power-optimization", "lumped-model"] - term: "tau_thermal" full_name: "Thermal Time Constant" @@ -245,7 +245,7 @@ terms: unit: "s (seconds)" typical_range: "0.1-0.2 ms (thin streamers), 300-600 ms (thick leaders)" related_terms: ["d", "alpha", "thermal_persistence"] - related_lessons: ["phys-01"] + related_topics: ["thermal-physics"] - term: "d" full_name: "Channel Diameter" @@ -256,7 +256,7 @@ terms: unit: "m (meters)" typical_range: "10-100 μm (streamers), 1-10 mm (leaders)" related_terms: ["tau_thermal", "streamer", "leader", "C"] - related_lessons: ["phys-01", "model-02"] + related_topics: ["thermal-physics", "streamers-and-leaders", "femm-workflow"] - term: "alpha" full_name: "Thermal Diffusivity" @@ -266,7 +266,7 @@ terms: unit: "m²/s" typical_range: "2×10⁻⁵ m²/s for air" related_terms: ["tau_thermal", "k", "rho", "c_p"] - related_lessons: ["phys-01"] + related_topics: ["thermal-physics"] - term: "streamer" full_name: "Streamer Discharge" @@ -277,7 +277,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["leader", "epsilon", "d", "transition"] - related_lessons: ["phys-01"] + related_topics: ["streamers-and-leaders", "field-thresholds"] - term: "leader" full_name: "Leader Discharge" @@ -288,7 +288,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["streamer", "epsilon", "d", "transition", "thermal_ionization"] - related_lessons: ["phys-01"] + related_topics: ["streamers-and-leaders", "thermal-physics"] - term: "transition" full_name: "Streamer-to-Leader Transition" @@ -299,7 +299,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["streamer", "leader", "Joule_heating", "QCW"] - related_lessons: ["phys-01"] + related_topics: ["streamers-and-leaders", "thermal-physics"] - term: "hungry_streamer" full_name: "Hungry Streamer Principle" @@ -310,7 +310,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["R_opt_power", "self_optimization", "plasma_equilibrium"] - related_lessons: ["fund-02", "model-01"] + related_topics: ["circuit-topology", "lumped-model"] - term: "capacitive_divider" full_name: "Capacitive Divider Effect" @@ -321,7 +321,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["C_mut", "C_sh", "V_tip", "E_tip"] - related_lessons: ["phys-01", "model-03"] + related_topics: ["capacitive-divider", "distributed-model"] - term: "V_tip" full_name: "Tip Voltage" @@ -331,7 +331,7 @@ terms: unit: "V (volts)" typical_range: "50-300 kV during growth" related_terms: ["capacitive_divider", "V_topload", "E_tip"] - related_lessons: ["phys-01", "model-03"] + related_topics: ["capacitive-divider", "distributed-model"] - term: "Maxwell_matrix" full_name: "Maxwell Capacitance Matrix" @@ -342,7 +342,7 @@ terms: unit: "F (farads)" typical_range: "pF scale for Tesla coils" related_terms: ["C_mut", "C_sh", "FEMM", "extraction"] - related_lessons: ["model-02"] + related_topics: ["femm-workflow"] - term: "FEMM" full_name: "Finite Element Method Magnetics" @@ -353,7 +353,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["Maxwell_matrix", "C_mut", "C_sh", "E_field"] - related_lessons: ["model-02"] + related_topics: ["femm-workflow"] - term: "QCW" full_name: "Quasi-Continuous Wave" @@ -364,7 +364,7 @@ terms: unit: "N/A" typical_range: "5-20 ms ramp times" related_terms: ["burst_mode", "epsilon", "leader", "transition"] - related_lessons: ["phys-01", "model-03"] + related_topics: ["energy-and-growth", "coupled-resonance"] - term: "burst_mode" full_name: "Burst Mode" @@ -375,7 +375,7 @@ terms: unit: "N/A" typical_range: "50-500 μs pulse widths" related_terms: ["QCW", "epsilon", "streamer"] - related_lessons: ["phys-01"] + related_topics: ["energy-and-growth", "coupled-resonance"] - term: "DRSSTC" full_name: "Dual Resonant Solid State Tesla Coil" @@ -386,7 +386,7 @@ terms: unit: "N/A" typical_range: "50-400 kHz operating frequency" related_terms: ["QCW", "burst_mode", "coupled_resonance"] - related_lessons: ["fund-01"] + related_topics: ["circuit-topology"] - term: "ringdown_method" full_name: "Ringdown Measurement Method" @@ -397,7 +397,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["Q_L", "G_total", "C_eq", "measurement"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "Q_L" full_name: "Loaded Quality Factor" @@ -408,7 +408,7 @@ terms: unit: "dimensionless" typical_range: "5-50 with spark, 100-500 unloaded" related_terms: ["Q_0", "R_p", "G_total", "ringdown_method"] - related_lessons: ["fund-03"] + related_topics: ["thevenin-method"] - term: "Q_0" full_name: "Unloaded Quality Factor" @@ -418,7 +418,7 @@ terms: unit: "dimensionless" typical_range: "100-500 for typical secondaries" related_terms: ["Q_L", "secondary_losses"] - related_lessons: ["fund-03"] + related_topics: ["thevenin-method"] - term: "C_eq" full_name: "Equivalent Capacitance" @@ -429,7 +429,7 @@ terms: unit: "pF or F" typical_range: "20-100 pF for typical coils" related_terms: ["Q_L", "frequency_shift", "C_0"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "R_p" full_name: "Parallel Equivalent Resistance" @@ -439,7 +439,7 @@ terms: unit: "Ω (ohms)" typical_range: "5-50 kΩ with typical spark" related_terms: ["Q_L", "G_total", "C_eq"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "G_total" full_name: "Total Conductance" @@ -450,7 +450,7 @@ terms: unit: "S (siemens)" typical_range: "20-200 μS with spark" related_terms: ["R_p", "Q_L", "G", "G_0"] - related_lessons: ["fund-03"] + related_topics: ["thevenin-method"] - term: "omega" full_name: "Angular Frequency" @@ -460,7 +460,7 @@ terms: unit: "rad/s" typical_range: "3×10⁵ to 2×10⁶ rad/s for typical Tesla coils" related_terms: ["f", "B", "X_C", "X_L"] - related_lessons: ["fund-01", "fund-02"] + related_topics: ["circuit-topology"] - term: "f" full_name: "Frequency" @@ -470,7 +470,7 @@ terms: unit: "Hz" typical_range: "50-400 kHz for typical Tesla coils" related_terms: ["omega", "f_0", "f_L", "frequency_shift"] - related_lessons: ["fund-01"] + related_topics: ["circuit-topology"] - term: "f_0" full_name: "Unloaded Frequency" @@ -480,7 +480,7 @@ terms: unit: "Hz" typical_range: "50-400 kHz" related_terms: ["f_L", "C_0", "L"] - related_lessons: ["fund-01", "fund-03"] + related_topics: ["circuit-topology", "thevenin-method"] - term: "f_L" full_name: "Loaded Frequency" @@ -490,7 +490,7 @@ terms: unit: "Hz" typical_range: "5-20% lower than f_0" related_terms: ["f_0", "C_eq", "frequency_shift"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "frequency_shift" full_name: "Frequency Shift with Loading" @@ -500,7 +500,7 @@ terms: unit: "Hz or %" typical_range: "5-20% decrease typical" related_terms: ["f_0", "f_L", "C_eq"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "conjugate_match" full_name: "Conjugate Match" @@ -511,7 +511,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["P_max", "phi_Z_min", "matching"] - related_lessons: ["fund-03"] + related_topics: ["thevenin-method"] - term: "nth_order_model" full_name: "nth-Order Distributed Spark Model" @@ -522,7 +522,7 @@ terms: unit: "N/A" typical_range: "n=5 to 20 segments" related_terms: ["lumped_model", "distributed_model", "Maxwell_matrix"] - related_lessons: ["model-02"] + related_topics: ["femm-workflow"] - term: "lumped_model" full_name: "Lumped Spark Model" @@ -533,7 +533,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["nth_order_model", "C_mut", "C_sh", "R_opt_power"] - related_lessons: ["model-01", "model-02"] + related_topics: ["lumped-model", "femm-workflow"] - term: "Joule_heating" full_name: "Joule Heating" @@ -544,7 +544,7 @@ terms: unit: "W (watts)" typical_range: "10-1000 W/m in channel" related_terms: ["transition", "leader", "thermal_ionization", "P_stream"] - related_lessons: ["phys-01"] + related_topics: ["thermal-physics", "streamers-and-leaders"] - term: "thermal_ionization" full_name: "Thermal Ionization" @@ -555,7 +555,7 @@ terms: unit: "N/A" typical_range: "Significant above ~5000 K" related_terms: ["leader", "Joule_heating", "transition", "conductivity"] - related_lessons: ["phys-01"] + related_topics: ["thermal-physics", "streamers-and-leaders"] - term: "photoionization" full_name: "Photoionization" @@ -566,7 +566,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["streamer", "thermal_ionization"] - related_lessons: ["phys-01"] + related_topics: ["streamers-and-leaders", "field-thresholds"] - term: "position" full_name: "Position Parameter" @@ -577,7 +577,7 @@ terms: unit: "dimensionless" typical_range: "0 (base) to 1 (tip)" related_terms: ["nth_order_model", "R_min", "R_max"] - related_lessons: ["model-02"] + related_topics: ["femm-workflow"] - term: "damping" full_name: "Damping Factor" @@ -588,7 +588,7 @@ terms: unit: "dimensionless" typical_range: "0.3-0.5 for stability" related_terms: ["nth_order_model", "iterative_optimization", "convergence"] - related_lessons: ["model-02"] + related_topics: ["femm-workflow"] - term: "Freau_scaling" full_name: "Freau's Empirical Scaling" @@ -599,7 +599,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["epsilon", "bang_energy", "scaling_laws"] - related_lessons: ["phys-01"] + related_topics: ["empirical-scaling", "energy-and-growth"] - term: "bang_energy" full_name: "Bang Energy" @@ -609,7 +609,7 @@ terms: unit: "J (joules)" typical_range: "1-100 J for typical DRSSTC bursts" related_terms: ["Freau_scaling", "epsilon", "burst_mode"] - related_lessons: ["phys-01"] + related_topics: ["empirical-scaling", "energy-and-growth"] - term: "pole_frequency" full_name: "Pole Frequency" @@ -620,7 +620,7 @@ terms: unit: "Hz" typical_range: "Within ±10% of design frequency" related_terms: ["f_L", "coupled_resonance", "frequency_shift"] - related_lessons: ["fund-01", "model-01"] + related_topics: ["circuit-topology", "lumped-model"] - term: "coupled_resonance" full_name: "Coupled Resonance" @@ -631,7 +631,7 @@ terms: unit: "N/A" typical_range: "N/A" related_terms: ["pole_frequency", "k", "DRSSTC"] - related_lessons: ["fund-01"] + related_topics: ["circuit-topology"] - term: "k" full_name: "Coupling Coefficient" @@ -642,7 +642,7 @@ terms: unit: "dimensionless" typical_range: "0.05-0.25 for typical Tesla coils" related_terms: ["coupled_resonance", "M", "L_p", "L_s"] - related_lessons: ["fund-01"] + related_topics: ["circuit-topology"] - term: "topload" full_name: "Topload" @@ -653,7 +653,7 @@ terms: unit: "N/A" typical_range: "10-100 pF capacitance typical" related_terms: ["C_mut", "C_0", "V_topload"] - related_lessons: ["fund-01", "model-02"] + related_topics: ["circuit-topology", "femm-workflow"] - term: "secondary_losses" full_name: "Secondary Losses" @@ -664,7 +664,7 @@ terms: unit: "W (watts)" typical_range: "10-30% of input power" related_terms: ["Q_0", "G_0", "efficiency"] - related_lessons: ["fund-03"] + related_topics: ["thevenin-method"] - term: "efficiency" full_name: "Power Transfer Efficiency" @@ -675,7 +675,7 @@ terms: unit: "dimensionless or %" typical_range: "15-50% typical, up to 70% for well-optimized QCW" related_terms: ["P_spark", "P_load", "secondary_losses"] - related_lessons: ["fund-03", "model-01"] + related_topics: ["thevenin-method", "lumped-model"] - term: "corona" full_name: "Corona Discharge" @@ -686,4 +686,355 @@ terms: unit: "N/A" typical_range: "5-15% power loss typical" related_terms: ["E_inception", "losses"] - related_lessons: ["phys-01"] + related_topics: ["field-thresholds"] + + # --- Plasma Physics Terms (from Becker et al. 2005) --- + + - term: "reduced_field" + full_name: "Reduced Electric Field (E/N)" + definition: | + Electric field divided by gas number density, measured in Townsend (Td). + 1 Td = 10^-21 V*m^2. At STP, 100 Td corresponds to approximately + 25 kV/cm. Governs ionization and attachment rates in gases; breakdown + in air occurs at E/N ~ 100 Td. + unit: "Td (Townsend)" + typical_range: "100 Td at breakdown, 10-150 Td in discharge modeling" + related_terms: ["E_inception", "ionization_coefficient", "E_propagation"] + related_topics: ["field-thresholds"] + + - term: "ionization_coefficient" + full_name: "Townsend Ionization Coefficient (alpha)" + definition: | + Number of ionization events per unit length of electron drift in an applied + field. In air: alpha/N = A*exp(-B*N/E) with A = 1.4e-20 m^2, B = 660 Td. + Determines avalanche growth rate and breakdown conditions. + unit: "m^-1 or cm^-1" + typical_range: "0-1000 cm^-1 depending on field strength" + related_terms: ["reduced_field", "streamer_criterion", "E_inception"] + related_topics: ["field-thresholds"] + + - term: "streamer_criterion" + full_name: "Streamer Criterion (Meek Criterion)" + definition: | + Condition for transition from Townsend avalanche to self-propagating streamer: + N_critical ~ 10^8 electrons (alpha*d ~ 18-20). When the space charge field + of the avalanche head equals the applied field, the avalanche becomes a + self-propagating streamer. + unit: "dimensionless" + typical_range: "alpha*d ~ 18-20" + related_terms: ["ionization_coefficient", "streamer", "E_inception"] + related_topics: ["field-thresholds", "streamers-and-leaders"] + + - term: "n_e" + full_name: "Electron Number Density" + definition: | + Number of free electrons per unit volume in the plasma. Determines electrical + conductivity via sigma = n_e*e^2/(m_e*nu_e). Ranges from 10^11 cm^-3 at + the streamer boundary to 10^16 cm^-3 in a fully developed spark channel. + unit: "cm^-3 or m^-3" + typical_range: "10^11-10^13 (streamers), 10^14-10^16 (sparks/arcs)" + related_terms: ["conductivity", "recombination_rate", "ionization_coefficient"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "recombination_rate" + full_name: "Electron-Ion Recombination Rate Coefficient" + definition: | + Rate coefficient for electron capture by positive ions, governing plasma + decay when the driving field is removed. For major atmospheric ions + (O2+, N2+, NO+), approximately 2e-7 cm^3/s at 300 K electron temperature. + Determines plasma decay time: tau_recomb = 1/(alpha_recomb * n_e). + unit: "cm^3/s" + typical_range: "2e-7 cm^3/s (binary at 300 K), up to 1e-4 cm^3/s (three-body at high pressure)" + related_terms: ["n_e", "tau_thermal", "ionization_memory"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "ionization_energy_cost" + full_name: "Average Ionization Energy Cost in Air" + definition: | + Average energy expended per electron-ion pair created in air, including all + loss channels (excitation, dissociation, vibrational modes). Approximately + 14 eV, which is higher than the bare ionization potentials of N2 (15.6 eV) + or O2 (12.1 eV) because of energy diverted to non-ionizing collisions. + unit: "eV" + typical_range: "~14 eV in air" + related_terms: ["n_e", "epsilon", "P_stream"] + related_topics: ["thermal-physics", "energy-and-growth"] + + # --- Terms from Liu (2017) and Yang et al. (2022) --- + + - term: "dark_period" + full_name: "Dark Period (Streamer Inception)" + definition: | + The interval between successive streamer bursts during leader inception. + After a streamer burst, positive space charge near the electrode shields the + field below inception threshold. Ion drift (~2×10⁻⁴ m²/(V·s)) slowly restores + the field over ~1-5 ms, triggering the next burst. Multiple dark period cycles + typically precede stable leader inception (thermal ratcheting). + unit: "s (seconds)" + typical_range: "1-5 ms between bursts" + related_terms: ["aborted_leader", "streamer", "leader", "transition"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "aborted_leader" + full_name: "Aborted Leader" + definition: | + A failed leader inception attempt where the streamer stem heats to + near-critical temperature but fails to sustain it through gas expansion + and convection losses. Multiple aborted leaders typically precede stable + leader inception, with each attempt pre-heating the gas (thermal ratcheting). + Gas temperature must significantly exceed 2000 K to survive expansion cooling. + unit: "N/A" + typical_range: "N/A" + related_terms: ["dark_period", "transition", "leader", "thermal_ratcheting"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "mayr_equation" + full_name: "Mayr Arc Equation" + definition: | + Differential equation for time evolution of arc conductance: + dG/dt = (1/τ_m) × (P/P₀ - 1) × G, where G is conductance, τ_m is + the thermal time constant, P is instantaneous dissipated power, and P₀ + is the cooling power. Appropriate for low-current discharges (TC sparks). + Naturally produces hungry streamer self-optimization toward R_opt_power. + unit: "N/A" + typical_range: "τ_m: 0.1-500 ms; P₀: 1 W/m to 1 kW/m" + related_terms: ["hungry_streamer", "R_opt_power", "transition"] + related_topics: ["streamers-and-leaders", "thermal-physics", "power-optimization"] + + - term: "thermal_ratcheting" + full_name: "Thermal Ratcheting" + definition: | + Progressive pre-heating of the streamer stem through successive aborted + leader attempts. Each streamer burst deposits energy; the stem cools during + the dark period but retains residual warmth. After several cycles, cumulative + heating pushes the stem past the critical temperature for stable leader inception. + unit: "N/A" + typical_range: "N/A" + related_terms: ["aborted_leader", "dark_period", "transition"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "nonlinear_resistance" + full_name: "Nonlinear Resistance Power Law" + definition: | + Equilibrium resistance per unit length of a spark channel follows R = A/I^b + (Ohm/m) where I is current in Amps. Three regimes: Region I (1-10 A, + A=12400, b=1.84) for TC streamers; Region II (10-1000 A, A=2820, b=1.16) + for DRSSTC burst; Region III (>1000 A, A=180, b=0.75) for arcs. The steep + b=1.84 in Region I quantifies the positive feedback driving streamer-to-leader + transition. Channel "forgets" initial conditions at ~10 ms timescale. + unit: "Ω/m (ohms per meter)" + typical_range: "179-12,400 Ω/m for 1-10 A (Region I)" + related_terms: ["mayr_equation", "hungry_streamer", "R_opt_power", "transition"] + related_topics: ["streamers-and-leaders", "thermal-physics", "power-optimization"] + + - term: "heating_efficiency" + full_name: "Air Heating Efficiency (eta_T)" + definition: | + Fraction of electrical energy deposited in a discharge channel that actually + heats the neutral gas. At ambient temperature, eta_T ~ 0.1 (only 10% heats + gas; 90% excites N₂ vibrational modes). Above 2000 K, eta_T ~ 1.0 (full + thermalization). Formula: eta_T = 0.1 + 0.9*[tanh(T/T_amb - 4) + 1]/2. + Explains why streamer-to-leader transition takes milliseconds despite MW/m + power densities. + unit: "dimensionless (0 to 1)" + typical_range: "0.1 (300 K) to 1.0 (>2000 K)" + related_terms: ["thermal_ratcheting", "transition", "vibrational_relaxation"] + related_topics: ["thermal-physics", "streamers-and-leaders"] + + - term: "Gallimberti_model" + full_name: "Gallimberti Streamer-to-Leader Model" + definition: | + Early (1972) computational model for predicting streamer-to-leader transition. + Assumes constant stem field, simplified N₂ vibrational-translational (V-T) + relaxation, and single dominant stem. Qualitatively useful but quantitatively + unreliable: Liu (2017) showed assumptions do not hold under detailed kinetic + modeling (45 species, 192 reactions). + unit: "N/A" + typical_range: "N/A" + related_terms: ["transition", "leader", "streamer"] + related_topics: ["streamers-and-leaders"] + + # --- Terms from Bazelyan & Raizer (2000) --- + + - term: "leader_velocity" + full_name: "Leader Propagation Velocity" + definition: | + Empirical velocity of leader channel advance: v_L = 1500 * sqrt(|Delta_U_t|) + in cm/s, where Delta_U_t is the tip potential in volts. Derived from extensive + laboratory spark and lightning data. For TC sparks at 300 kV: ~8.2 km/s. + Physical basis: conducting streamer length (~1 cm) divided by thermal instability + contraction time (~1 us) gives ~10 km/s baseline, modulated by tip voltage. + unit: "cm/s or m/s" + typical_range: "5-15 km/s for TC voltages (100-600 kV)" + related_terms: ["dL_dt", "E_propagation", "transition"] + related_topics: ["streamers-and-leaders", "energy-and-growth"] + + - term: "electron_attachment_time" + full_name: "Electron Attachment Time in Cool Air" + definition: | + Time for free electrons to attach to O2 molecules in cool (non-heated) air + at atmospheric pressure: ~100 ns (10^-7 s). This is the fundamental timescale + for plasma decay without heating. At T > 5000 K, attachment becomes negligible. + At TC frequencies (50-400 kHz), a cold streamer undergoes 12-100 attachment + times per half-cycle, explaining why heating is essential for persistent channels. + unit: "s (seconds)" + typical_range: "~10^-7 s at STP, increases with temperature" + related_terms: ["streamer", "transition", "tau_thermal", "n_e"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "Bazelyan_VI" + full_name: "Bazelyan V-I Characteristic" + definition: | + Simple relationship between arc/leader current and internal electric field + in air at atmospheric pressure: i * E = b, where b = 300 V*A/cm. Equivalently, + R_per_meter = 30,000 / i^2 (ohm/m). Valid for moderate currents (1-100 A). + Agrees with da Silva's R = A/I^b power law within factor ~2 for TC-relevant + currents (1-10 A). A quick approximation complementing the more detailed + three-regime da Silva model. + unit: "V*A/cm" + typical_range: "b = 300 V*A/cm (constant)" + related_terms: ["nonlinear_resistance", "mayr_equation", "hungry_streamer"] + related_topics: ["streamers-and-leaders", "equations-and-bounds"] + + - term: "energy_ceiling" + full_name: "Energy Ceiling from Tip Capacitance" + definition: | + Maximum energy available per unit length of new channel from the electrostatic + charge stored at the spark tip: W_max = pi * epsilon_0 * U^2 (J/m), where U + is the tip potential. For a TC at 300 kV: W_max ~ 25 J/m. The tip (hemisphere) + stores ln(L/r) times more energy per unit length than the channel body, making + the tip the primary energy source for initiating each new leader step. + unit: "J/m" + typical_range: "3-100 J/m for TC voltages (100-600 kV)" + related_terms: ["epsilon", "V_tip", "C_mut", "C_sh"] + related_topics: ["energy-and-growth", "equations-and-bounds"] + + - term: "conductance_relaxation" + full_name: "Conductance Relaxation Model" + definition: | + A dynamic model for time-dependent spark channel conductance: + dG/dt = [G_st(i) - G(t)] / tau_g, where G_st(i) is the equilibrium conductance + at current i, and tau_g is an asymmetric time constant: 40 us for heating + (current rising) and 200 us for cooling (current decreasing). Alternative to + the Mayr equation; more physical for large transients. The 5:1 heating/cooling + asymmetry creates a ratcheting effect that favors leader maintenance. + unit: "S/m (conductance per unit length)" + typical_range: "tau_g = 40 us (heating), 200 us (cooling)" + related_terms: ["Mayr_equation", "thermal_ionization", "leader"] + related_topics: ["thermal-physics", "equations-and-bounds"] + + - term: "corona_shielding" + full_name: "Corona Shielding Rate Limit" + definition: | + The maximum voltage growth rate at which a stable corona can persist on an + electrode, shielding it from streamer inception: A_u_max ~ 3.6 kV/us. Above + this rate, ions cannot drift fast enough to maintain the space charge cloud + that stabilizes the surface field. TC toploads reach ~300 kV/us (at 200 kHz), + far exceeding this limit, so corona shielding never applies — every cycle + immediately produces streamers. + unit: "kV/us" + typical_range: "3.6 kV/us (limit); TC toploads: ~300 kV/us" + related_terms: ["E_inception", "streamer", "leader"] + related_topics: ["field-thresholds", "streamers-and-leaders"] + + - term: "stepped_leader" + full_name: "Stepped Leader Propagation" + definition: | + A leader that advances in discrete jumps separated by pauses, characteristic + of negative polarity leaders. Lightning step length: 10-200 m (avg 30 m), + with pauses of 30-90 us. TC sparks on the negative half-cycle could exhibit + stepping, but the fast AC reversal (half-period 1.25-10 us) masks this. + In contrast, positive leaders propagate continuously. When averaged over + total development time, stepped and continuous leaders have similar velocities + (10^5-10^6 m/s). + unit: "dimensionless (mode classification)" + typical_range: "step length: 10-200 m; pause: 30-90 us" + related_terms: ["leader", "leader_velocity", "dart_leader"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "dart_leader" + full_name: "Dart Leader (Re-strike Leader)" + definition: | + A leader that re-illuminates an existing hot channel from a previous stroke. + Always continuous (not stepped), propagating at (1-4)*10^7 m/s — much faster + than initial leaders (10^5-10^6 m/s) because the pre-heated, pre-ionized + channel requires minimal fresh ionization. Analogous to a TC spark re-using + a persistent hot channel from a previous QCW ramp cycle. + unit: "m/s (velocity)" + typical_range: "(1-4) * 10^7 m/s" + related_terms: ["leader", "stepped_leader", "leader_velocity"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "leader_formation_threshold" + full_name: "Minimum Voltage for Leader Formation" + definition: | + The minimum potential difference required to excite and develop a leader + in air under normal conditions: Delta_U_min ~ 300-400 kV. Below this, + only streamers form. Most DRSSTCs operate at 100-600 kV topload voltage; + the 300 kV threshold explains the disproportionate improvement in spark + length efficiency observed when coils cross this voltage level. + unit: "kV" + typical_range: "300-400 kV" + related_terms: ["leader", "leader_velocity", "E_inception"] + related_topics: ["streamers-and-leaders", "field-thresholds"] + + - term: "driven_leader" + full_name: "Driven Leader (QCW Growth Mode)" + definition: | + The leader propagation mode unique to QCW Tesla coils, where the leader + advances continuously at ~170 m/s (half the speed of sound), fed by sustained + current from the resonant circuit. Each step involves: (1) streamer launch from + leader tip, (2) thermal conversion of streamer to leader segment in ~60 us + (close to tau_g = 40 us), (3) repeat. The net growth rate (~170 m/s) is + intermediate between free streamers (~10^6 m/s) and natural lightning leaders + (~10^4 m/s averaged). A 10 ms ramp yields ~1.7 m; 20 ms yields ~3.4 m. + unit: "m/s (growth rate)" + typical_range: "~170 m/s; step time ~60 us" + related_terms: ["leader", "QCW", "conductance_relaxation", "leader_velocity"] + related_topics: ["streamers-and-leaders", "thermal-physics", "energy-and-growth"] + + - term: "sword_spark" + full_name: "Sword Spark (Straight QCW Discharge)" + definition: | + The distinctive straight, bright, sword-like spark produced by QCW Tesla coils + operating at 300-600 kHz. Characterized by a single dominant leader channel with + minimal branching, white/yellow appearance, and lengths of 7-16x the secondary + coil length. Requires: (1) operating frequency >300 kHz for continuous heating, + (2) coupling k >= 0.3, (3) smooth continuous power ramp of 10-20 ms, (4) no + pulse-skip modulation. Below 300 kHz, sparks are "chaotic and less straight"; + above 600 kHz, they become "curvy." The physical basis is that the RF half-period + at >300 kHz (< 1.7 us) is much shorter than the thermal diffusion time of even + thin streamers (~125 us for 100 um), enabling effectively continuous heating + that maintains a single dominant conductive path. + unit: "N/A" + typical_range: "1-3.4 m length at 300-600 kHz" + related_terms: ["QCW", "driven_leader", "leader", "frequency_threshold"] + related_topics: ["streamers-and-leaders", "thermal-physics"] + + - term: "burst_ceiling" + full_name: "Burst Mode Growth Ceiling" + definition: | + The maximum spark growth time in burst-mode DRSSTC operation, beyond which + additional ON time produces no further spark length. Measured by Steve Ward at + ~80 us on DRSSTC-0.5. Consistent with the thermal time constant for 100 um + streamers (tau_thermal ~ 125 us): after approximately one thermal time constant, + streamer channels cool as fast as they heat, saturating growth. Additional energy + goes into re-heating decayed channels rather than forward propagation. This is + the fundamental wall that QCW overcomes by sustaining drive beyond this timescale. + unit: "us (microseconds)" + typical_range: "~80 us" + related_terms: ["burst_mode", "tau_thermal", "QCW", "streamer"] + related_topics: ["thermal-physics", "energy-and-growth"] + + - term: "wave_impedance" + full_name: "Channel Wave Impedance" + definition: | + The characteristic impedance of a spark/leader channel treated as a lossy + transmission line: Z = sqrt(L_1/C_1). For lightning leaders: Z ~ 500 ohm + (with C_1 ~ 10 pF/m, L_1 ~ 2.5 uH/m). For TC sparks: estimated 700-1200 ohm + (higher due to smaller corona envelope and thinner channels). Relevant for + strike events and return stroke analogy. + unit: "ohm" + typical_range: "500-1200 ohm" + related_terms: ["C_sh", "leader"] + related_topics: ["equations-and-bounds", "streamers-and-leaders"] diff --git a/reference/physics-cheat-sheet.md b/reference/physics-cheat-sheet.md new file mode 100644 index 0000000..cfccee6 --- /dev/null +++ b/reference/physics-cheat-sheet.md @@ -0,0 +1,238 @@ +# Tesla Coil Spark Physics — Cheat Sheet + +Everything you need to see the whole picture, in order. + +--- + +## 1. The Spark Is a Circuit Element + +A spark hanging off a topload is not magic plasma — it's a **lossy capacitive load** on a resonant circuit. It has exactly three electrical properties that matter: + +- **C_mut** (mutual capacitance): coupling between topload and spark channel (~3-15 pF) +- **C_sh** (shunt capacitance): coupling between spark channel and ground (~2 pF/foot) +- **R** (resistance): the lossy part where power is dissipated (1 kohm to 100 Mohm) + +These three form a bridged-T network. That's the entire circuit model of a spark. + +## 2. The Phase Constraint + +Because C_mut and C_sh form a capacitive divider, the impedance phase at the topload is **always more negative than -45 degrees** for typical TC geometries. You can't achieve a conjugate match. This is a topological fact, not a design flaw. + +Typical impedance phase at optimum: **-55 to -75 degrees**. + +## 3. The Plasma Self-Optimizes + +The spark resistance R isn't fixed — it adjusts itself through heating and ionization. The key result: + +**The plasma drifts toward R_opt_power = 1/(omega * C_total)** because: +- Too high R → less power → less heating → R rises further (unstable, spark dies or branches) +- Too low R → less power (past optimum) → but stronger heating prevents R from dropping much below optimum + +This is the **hungry streamer principle**: the spark "eats" as much power as the circuit can deliver, automatically finding the impedance that maximizes power transfer. + +## 4. Two Ways to Grow + +A spark extends its length when two conditions are met: + +**Condition 1 — Field threshold:** E_tip > E_propagation +The electric field at the spark tip must exceed the propagation threshold. If it doesn't, the spark stalls regardless of available power. + +**Condition 2 — Energy supply:** dL/dt = P_stream / epsilon +Growth rate equals available power divided by energy cost per meter. + +**Critical nuance:** E_propagation is NOT a fixed constant. In cold air, E_propagation ~ 0.5 MV/m. But at a driven leader tip, four mechanisms — UV pre-ionization, thermal pre-conditioning, residual ionization, and gas expansion — converge to dynamically reduce it. This is why QCW achieves 2+ m sparks at only 40-70 kV: the leader creates its own favorable conditions. Voltage and power are coupled limits, not independent ones (Section 4A). + +The spark is always limited by whichever constraint binds first: **voltage-limited** (can't push field high enough even with dynamic threshold) or **power-limited** (can extend field but not fast enough). + +## 5. Epsilon: The Central Parameter + +**Epsilon (J/m)** = energy required per meter of spark growth. It varies enormously: + +| Mode | Epsilon | Why | +|---|---|---| +| QCW (leader) | 5-15 J/m | Hot, efficient single channel | +| Burst (streamer) | 30-100+ J/m | Cold, branched, inefficient | + +The difference is almost entirely explained by **channel type** (Section 7) and **branching** (Section 10). + +## 6. The Capacitive Divider Problem + +As the spark grows, C_sh increases (more conductor length to ground). This **divides down the tip voltage**: + +``` +V_tip = V_topload * C_mut / (C_mut + C_sh) +``` + +Longer spark → more C_sh → lower V_tip → weaker E_tip → harder to keep growing. + +This creates **sub-linear scaling**: doubling energy does NOT double spark length. Burst mode follows L ~ sqrt(E). QCW is somewhat better (L ~ E^0.6-0.8) because leader channels have lower C_sh per unit length than branched streamers. + +## 6A. The Dynamic Threshold + +The capacitive divider predicts QCW sparks should stall at well under 1 m with only 40-70 kV topload. Yet 2+ m sparks are routinely achieved. The resolution: **E_propagation is not a fixed constant** — at a driven leader tip, four mechanisms converge to reduce it: + +1. **UV photoionization** — corona creates seed electrons ahead of the tip +2. **Thermal pre-conditioning** — heat reduces gas density (E_breakdown proportional to N proportional to 1/T) +3. **Residual ionization** — previous streamers leave persistent electron density (~50 us decay) +4. **Gas expansion** — lower N means lower absolute field threshold + +These are mutually reinforcing: more leader current drives all four harder. The result is a **coupled voltage-power limit** — power modifies the conditions that set the voltage threshold. More power → lower effective E_propagation → spark extends further at the same voltage. + +But there is a floor: E_propagation can't reach zero. The capacitive divider wins eventually. The "too long" QCW regime (>25 ms) is exactly the point where even maximal pre-conditioning can't keep E_tip above the reduced threshold. + +## 7. Two Kinds of Channel + +This is the fork in the road that explains almost everything: + +| | Streamer | Leader | +|---|---|---| +| Temperature | 300-3000 K | 5,000-20,000 K | +| Diameter | 10-100 um | 1-10 mm | +| Resistance | Very high | Low | +| Persistence | Microseconds | Seconds | +| Branching | Extensive | Minimal | +| Epsilon | High (30-100+) | Low (5-15) | +| Color | Purple/blue | White/yellow | + +Streamers are cold, thin, branched, and inefficient. Leaders are hot, thick, straight, and efficient. **The entire game is getting from streamer to leader.** + +## 8. The Thermal Ratchet + +The transition from streamer to leader requires heating the channel past ~5000 K (through intermediate thresholds at 2000 K and 4000 K). But thin channels cool fast: + +``` +tau_thermal = d^2 / (4 * alpha) alpha ~ 2e-5 m^2/s for air +``` + +A 100 um streamer cools in ~125 us. You have to heat it faster than it cools. + +The **conductance relaxation** is asymmetric: +- Heating: tau_g = 40 us (fast — ionization responds quickly to current) +- Cooling: tau_g = 200 us (slow — recombination and thermal diffusion take longer) + +This 5:1 asymmetry creates a **one-way thermal ratchet**: each RF cycle heats a little more than the previous one cooled. Over many cycles, temperature accumulates monotonically upward through the critical zone. + +## 9. Frequency Matters + +The ratchet only works if the RF period is much shorter than tau_thermal: + +- At **400 kHz** (T_half = 1.25 us): streamer experiences ~100 RF cycles per tau_thermal. Heating is effectively continuous. Ratchet works. → **Swords.** +- At **100 kHz** (T_half = 5 us): thin streamers cool significantly between cycles. Ratchet is intermittent. → **Branchy, noisy sparks.** + +The community-observed threshold: **300-600 kHz** for sword sparks. This is not about breakdown physics — it's about whether the thermal ratchet can outrun cooling. + +## 10. Branching Is a Competition + +Discharges branch because of **Laplacian instability** at the propagating tip (same physics as viscous fingering). Streamers branch every ~10-20 diameters. + +But branches **compete** for current. The channel resistance follows a nonlinear power law: + +``` +R = A / I^b b = 1.84 for TC currents (1-10 A) +``` + +Because b > 1, the V-I curve has **negative slope**. A branch that gets slightly more current heats up, becomes more conductive, steals more current from its neighbors. This is positive feedback — **one branch wins, the rest die.** + +Competition timescale: ~120-200 us (a few tau_g). + +- **Burst mode** (70-150 us pulses): too short for competition to resolve → many branches survive → bushy +- **QCW mode** (10-20 ms ramp): competition resolves in <1 ms → single dominant channel → sword +- **Pulse-skip**: intermediate — competition operates but with jitter → "sword-like but still branches" + +## 11. QCW vs Burst: The Complete Picture + +| | QCW | Burst | +|---|---|---| +| Voltage | 40-70 kV (!!) | 200-600 kV | +| Duration | 10-20 ms | 70-150 us | +| Frequency | 300-600 kHz | 50-200 kHz | +| Channel type | Leader | Streamer | +| Branching | Suppressed by competition | Extensive | +| Epsilon | 5-15 J/m | 30-100+ J/m | +| Spark:secondary ratio | 7-16x | 2.5-3.6x | +| Morphology | Straight sword | Bushy tree | +| Mechanism | Thermal ratchet over many ms | Brute-force high voltage | + +The 15:1 voltage ratio (measured by davekni) is the single most striking number. QCW achieves leader formation at 40-70 kV because it has **time** — the ratchet accumulates thermal energy over 10-20 ms. Burst needs 200-600 kV because it must reach leader temperature in a single ~100 us pulse. + +## 12. The Three Ramp Regimes + +QCW ramp duration selects three distinct outcomes: + +- **Too short (<5 ms):** Insufficient time for streamer-to-leader transition. Segmented, gnarly sparks. +- **Optimal (10-20 ms):** Leader forms within 1-2 ms, grows as single channel for remainder. Straight swords. +- **Too long (>25 ms):** Leader reaches voltage-limited max length (capacitive divider). Excess energy drives lateral breakouts. "Hot, fat, bushy." + +## 13. Putting It All Together + +The complete causal chain: + +``` +RF drive at frequency f + │ + ├─→ Resonant voltage gain → V_topload + │ + ├─→ E_tip = kappa * V_tip / L → inception when E_tip > E_inception + │ + ├─→ Streamer channels form (cold, branched, high R) + │ + ├─→ Hungry streamer: R drifts toward R_opt_power + │ │ + │ ├─→ Power delivered: P = f(V_th, Z_th, R) + │ │ + │ └─→ Growth: dL/dt = P / epsilon + │ + ├─→ Thermal evolution (depends on mode): + │ │ + │ ├─→ QCW: sustained ramp → thermal ratchet → leader formation + │ │ → branch competition selects single channel + │ │ → low epsilon → efficient growth → sword + │ │ + │ └─→ Burst: short pulse → no time for leader transition + │ → branches coexist → high epsilon → bushy + │ + ├─→ Dynamic threshold (QCW only): + │ Leader current → UV + heat + residual ionization + expansion + │ → E_propagation_effective drops well below cold-air value + │ → spark extends further at lower voltage + │ → coupled V-P limit, not independent constraints + │ + ├─→ Capacitive divider: C_sh grows with L + │ → V_tip decreases → E_tip drops + │ → eventually E_tip < E_propagation_effective → stalls + │ → sub-linear scaling: L ~ sqrt(E) for burst + │ + └─→ Final length set by: + min(dynamic voltage limit, energy limit, ramp duration) +``` + +## 14. The Numbers That Matter + +| Quantity | Value | Why it matters | +|---|---|---| +| C_sh per foot | ~2 pF | Sets voltage division rate | +| R_opt_power | 10-100 kohm | Where plasma naturally sits | +| E_propagation (cold air) | 0.4-1.0 MV/m | Field floor for cold streamer growth | +| E_propagation (leader tip) | Much lower (T3) | Dynamically reduced by UV/heat/ionization | +| tau_thermal (100 um) | ~125 us | Streamer cooling timescale | +| tau_g (heating) | 40 us | Conductance response speed | +| tau_g (cooling) | 200 us | 5:1 asymmetry drives ratchet | +| Competition time | ~120-200 us | Branch winner decided | +| Burst ceiling | ~80 us | ON time saturation (Steve Ward) | +| QCW optimal ramp | 10-20 ms | Sweet spot for leader growth | +| Frequency threshold | 300-600 kHz | Below this, no swords | +| QCW voltage | 40-70 kV | 15:1 less than burst | +| da Silva b exponent | 1.84 | b > 1 → current hogging | +| Fractal dimension | ~2.2 | Streamer tree space-filling | + +## 15. What We Don't Know + +1. **Exact branching power division** — no validated current-sharing rule +2. **Epsilon from first principles** — still requires calibration +3. **Time-resolved impedance during QCW ramp** — never measured +4. **Spectroscopic temperature of QCW sparks** — 5000 K inferred, not measured +5. **Arc current in any QCW spark** — secondary current unmeasured +6. **How C_sh scales with branching** — qualitative only +7. **Branching fraction of epsilon** — how much energy goes to side branches vs other overhead +8. **Dynamic threshold magnitude** — how much is E_propagation reduced at a QCW leader tip? +9. **Gas temperature ahead of leader tip** — spectroscopic measurement needed diff --git a/reference/sources/bazelyan-noaa-preprint.pdf b/reference/sources/bazelyan-noaa-preprint.pdf new file mode 100644 index 0000000..b4ab4e3 Binary files /dev/null and b/reference/sources/bazelyan-noaa-preprint.pdf differ diff --git a/reference/sources/bazelyan-noaa-preprint.txt b/reference/sources/bazelyan-noaa-preprint.txt new file mode 100644 index 0000000..00d1d3f --- /dev/null +++ b/reference/sources/bazelyan-noaa-preprint.txt @@ -0,0 +1,510 @@ +=== PAGE 1 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +1 +Non-Stationary Corona around Multi-Point System in +Atmospheric Electric Field: +Discharge Current and Vertical Electric Field Profile  + +Eduard M. Bazelyan1, Yuri P. Raizer2, Nickolay L. Aleksandrov1,* + +1. Krzhizhanovsky Power Engineering Institute, Moscow, Russia +2. Institute for Problems in Mechanics, Moscow, Russia +3. Moscow Institute of Physics and Technology, Dolgoprudny, Moscow region, Russia + + +ABSTRACT: The properties of a non-stationary glow corona maintained near the tips of a multi-point +ground system in a time-varying thundercloud electric field have been studied numerically. The discharge +was simulated from a system of identical vertical conductive electrodes that is a model of the earth’s +surface extremities coronating under a thundercloud. The effect of system geometry and dimensions on +the discharge properties and on vertical electric field profile above the coronating system was investigated. +Conditions were determined under which the corona properties of a multi-point system are similar to the +properties of a plane surface that emits ions into the atmosphere. The obtained results were used to +estimate the temporal evolution of corona current density and corona space charge emitted during +thunderstorms from the earth’s surface covered with dense vegetation. + +INTRODUCTION +Corona discharges developed from the earth’s surface extremities (the tips of trees, bushes, leaves, +grass and other sharp objects) under a thundercloud leads to the space charge injection into the atmosphere +and make a contribution to the global electric circle. In addition, the corona space charge layer affects the +local electric field at ground level and is practically important for lightning protection. +Laboratory studies of a corona discharge cannot be directly extended to thunderstorm conditions +because a discharge occurring near grounded objects in a time-varying atmospheric electric field is +non-stationary and the corona current depends on the manner in which the ambient field evolves in time, +rather than on its instantaneous values. The reason is that, in this case, the space charge front has no time to +bridge the gap and to reach the thundercloud, whereas the corona space charge reaches usually the opposite +electrode on a laboratory scale. +The properties of a corona discharge developed from a solitary grounded hemispherically-tipped rod in +a thundercloud electric field was considered analytically and numerically [Bazelyan and Raizer 2000; +Aleksandrov et al. 2001; Bazelyan et al. 2008] on the basis of a simple 1D approximation. It was shown that +the corona current varies in time as icor (t) ~ t(3k-1)/2μ1/2, when the cloud electric field varies as E0(t) ~ tk, k > -1. + + Contact information: Nickolay L. Aleksandrov, Moscow Institute of Physics and Technology, Dolgoprudny, Moscow region, +Russia, Email: nick_aleksandrov@mail.ru; nick_aleksandrov@hotmail.com + +=== PAGE 2 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +2 +Here, μ is the ion mobility. In this case, the discharge current is constant only when the electric field rises in +time. In a steady electric field (k = 0), the current decreases with time. The effect of ion mobility on the +current is smaller than this effect for laboratory gaps when icor (t) ~ μ. +Recent time-consuming numerical 2D simulations for a solitary grounded rod [Becerra 2013] and for a +long horizontal grounded wire [Mokrov et al. 2013] supported the use of a much simpler 1D calculations for +a qualitative analysis when the focus is on the processes in the vicinity of the coronating surface or when +computational time is limited. This simplification is especially important when considering the properties of +a corona developed from a grounded multi-point system with a complicated geometry. +In a thundercloud electric field, the corona current even from an extremely high solitary electrode does +not exceed 1 mA that is not important from the standpoint of the global electric circuit. Multi-point ground +coronating systems (forest, bushes, grass and urban areas) make much larger contribution to the total current +from the earth’s surface. In this case, the local electric field near a given coronating point is affected not only +by the space charges developed from this point, but by the space charges emitted by others corona sources as +well. Numerical simulation of a corona discharge from a multipoint system is much more complicated than +that from a solitary electrode since it is necessary to consider interaction between coronating points and +individual corona space charge layers. +In this work, we extended the 1D approach developed in [Bazelyan and Raizer 2000; Aleksandrov +et al. 2001; Bazelyan et al. 2008] for a solitary grounded electrode to a multi-electrode system. The +properties of a non-stationary (transient) corona initiated and developed from a model multi-point ground +system in a thundercloud electric field were numerically studied for different geometrical parameters of +the system (see also [Bazelyan et al. 2014a]). A simplified method to determine the corona current density +and injected corona space charge under real conditions was suggested. The evolution in time of vertical +electric field profiles in the space charge layer above a multi-point system was also considered (see also +[Bazelyan et al. 2014b]). + +CORONA INITIATION FROM MULTI-POINT SYSTEM IN EXTERNAL ELECTRIC FIELD +In this work, the model of a corona discharge around a solitary electrode (see [Bazelyan and Raizer +2000; Aleksandrov et al. 2001; Bazelyan et al. 2008]) was generalized to study the discharge from a +multi-point system. We considered a system of vertical grounded hemispherically-tipped electrodes under +practically important conditions when the electrode height h is much higher than the curvature radius of +the electrode top, r0, and the distance between adjacent electrodes, D, is comparable with h. Electrodes +were uniformly distributed over concentric circles with the radii rk = kD (k = 1,2…) around a given +electrode (see figure 1). It was assumed that 6k electrodes are located on the k-th circle and that the total +number of electrodes is such large that almost every coronating point is surrounded by numerous similar +points. This allowed calculation of discharge properties only for the central electrode under the +assumption that the discharge properties for other electrodes are similar. (Here, the peculiarities of the +corona discharge near the electrodes at the outer boundary of the system were neglected.) +The same approximation was used to calculate the corona onset atmospheric electric field, E0cor, at +which the local electric field near the electrode tips reaches the corona onset field, Ecor, and corona is +ignited. The value of Ecor was determined from the empirical formula suggested by Bazelyan et al. (2007). + +=== PAGE 3 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +3 + +Fig. 1. The distribution of electrodes over the ground surface. + +A quantitative relation between E0cor and Ecor for a given multi-electrode system can be calculated +using available electrostatic numerical methods. Figure 2 shows the threshold atmospheric electric field +E0cor calculated with the charge simulation method [Malik 1989] for a system of grounded spherical +electrodes as a function of the number of circles with surrounding electrodes. The value of E0cor increases +with the number of surrounding electrodes and is affected even by electrodes located at a distance of 100 +m. This is explained by the fact that the number of surrounding electrodes distributed over a given circle +increases with the circle radius; that is, the distant circles contain much more surrounding electrodes and +each of these electrodes makes a contribution into the potential of the central electrode. The value of E0cor +even for the multipoint system with closely packed electrodes (D/h =0.1) is only double that E0cor for a +solitary electrode (N = 0). + +Fig. 2. The threshold ambient electric field required for corona initiation in a multi-point system as a +function of the number of circles with surrounding electrodes. The calculation was made for h = 10 m, D = +1m and r0 = 1 cm. + +=== PAGE 4 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +4 + +CALCULATED MODEL OF CORONA DISCHARGE +A physical approach to simulating a non-stationary, streamer-free, glow corona of positive polarity +initiated from grounded electrodes in an atmospheric electric field and algorithms applicable to the +simplest electrode geometries has been given in detail elsewhere [Aleksandrov et al. 2002]. In this model, +the ionization layer in the immediate vicinity of the electrode tip was not considered because its thickness +is much smaller than the radius of curvature of the tip. Here, the corona-producing surface was assumed to +be an emitter of ions and the boundary condition for electric field was reduced to a condition widely used +to determine the current-voltage characteristic of a stationary glow corona in long gas gaps [Raizer 1991], +namely, that electric field at a coronating surface is equal to the onset corona field, Ecor. For a +hemispherically-tipped rod with radius r0, the boundary condition was reduced to +E(r0) = Ecor. (1) +For the sake of definiteness, we assumed that an external electric field was produced by a +time-varying thundercloud negative charge. The expansion of the corona space charge layers was +described by the electrostatic equation for electric field +div E(r) = /0 (2) +and continuity equations for ions + + +j +j +j +j +S +E +n +div +t +n + + + + + +, (3) +where  = enj is the space charge density, e is the charge of a singly charged ion, nj and j are the number +density and mobility of ions of species j, respectively, and Sj is a source term describing ion-molecule +reactions that affect the ion composition and, hence, the ion transport. The potential  introduced as E = +- was assumed to tend to zero at the grounded plane and at grounded electrodes, whereas, away from +them and from the ion “cloud”, the electric field tended to the undisturbed external electric field, E0(t). +Electric field above every coronating electrode was calculated taking into account not only the corona +space charge emitted by this electrode, but the charges emitted by other electrodes as well. The effect of +these charges was considered approximately, assuming that they are point charges. + +NUMERICAL SIMULATION OF CORONA CURRENT AND INJECTED SPACE CHARGE +Our numerical simulation showed the following peculiarities of a corona discharge from a multi-point +system. +Corona current decreases with increasing the number of coronating sources (see figure 3), whereas the +rate of decrease of the corona current at E0 = const increases in this case. The temporal evolution of the +corona current, icor(t), is easy to analyze in figure 4 where the values are normalized to the peak corona +currents, imax. +In a multi-point system with a few thousand of electrodes, where the corona current is stabilized in a +linearly rising thundercloud electric field, the value of the stabilized current, icor max is almost independent +of the electrode height (see figure 5) and depends strongly on the distance between electrodes, D (see +figure 6). It follows from the data that icor max ~ D2. + +=== PAGE 5 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +5 + + +Fig. 3. The evolution in time of the corona current from the top of the central electrode in a multi-rod +system with rods for h = D = 1 m and r0 = 10-1 cm. The external electric field rises linearly from zero to +E0m at t < tm and is equal to E0m at t > tm, where E0m = 40 kV m-1 and tm = 1 s. + +Fig. 4. The evolution in time of the corona current from the top of the central electrode in a multi-rod +system with rods for h = D = 10 m and r0 = 1 cm. The external electric field rises linearly from zero to E0m +at t < tm and is equal to E0m at t > tm, where E0m = 20 kV m-1 and tm = 10 s. + +=== PAGE 6 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +6 + + +Fig. 5. The evolution in time of the corona current from the top of the central rod in a multi-point +system with rods of height h = 10 and 50 m. The number of circles with surrounding rods is N = 50. Other +conditions are similar to those in figure 4. + + +Fig. 6. The value of the stabilized corona current from the top of the central rod in a multi-point system +with rods of height h = 10 m as a function of the distance between electrodes. The number of circles with +surrounding rods is N = 50. The external electric field rises linearly from zero to 40 kV m-1 for 30 s. + +=== PAGE 7 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +7 + +The time it takes to saturate the corona current for a multi-point system in a linearly rising external +electric field also depends on the distance between electrodes; this dependence is close to a linear one (see +figure 7). + +Fig. 7. The time it takes to saturate the corona current for a multi-point system in a linearly rising +external electric field as a function of the distance between electrodes. Conditions are similar to those in +figure 6. + +Analysis of our calculations shows that the properties of a multi-point coronating system +asymptotically tend to those of a prefect emitting plane with the surface electric field that is equal to the +corona onset atmospheric electric field Е0cor [Bazelyan et al. 2008]. Stabilization of the surface electric +field is due to ion emission. Indeed, the plane space charge layer and its image in the conducting ground +form a double electrostatic layer; that is, the electric field is equal to E0(t) at the upper boundary of the +layer and to E0cor at the ground surface. In this case, it follows from the Poisson equation (the Gauss +theorem) that, to stabilize the surface electric field at the level E0cor, the corona space charge injected into +the atmosphere per unit area must be [Bazelyan et al. 2008] +] +) +( +[ +) +( +cor +E +t +E +t +q +0 +0 +0 + + + +. (4) +Then, the corona current density is expressed as +dt +t +dE +dt +dq +t +jcor +) +( +) +( +0 +0 +0 + + + + +. (5) +It follows from (5) that in the asymptotic limit the corona current density depends only on the rate of rise +of the external electric field, E0(t). In particular, the current must be constant for a linearly rising electric +field and must tend to zero for a constant electric field. It is precisely this manner of the temporal + +=== PAGE 8 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +8 +evolution of the corona current is obtained from our calculations for multi-point systems when the number +of coronating electrodes is sufficiently large. The current through one electrode in multi-point systems +studied is obtained by taking the product of jcor and the area per one electrode in the system, S = D2N2/nel, +where N is the number of circles covered with electrodes and nel is the total number of electrodes in the +system. Then, we have +dt +t +dE +n +N +D +t +j +n +N +D +t +i +el +cor +el +cor +) +( +) +( +) +( +0 +2 +2 +0 +2 +2 + + + + +. (6) +From (6), icor max ~ D2, in agreement with our calculations (see figure 6). Moreover, there is good +quantitative agreement between equation (6) and our calculated results. For instance, it follows from the +results shown in figure 6 that icor max = 5.04 μA for the system with D = 20 m, whereas the current obtained +from (6) under the same conditions is 4.85 μA. Here, the difference is less than 5%. +The calculated corona current actively increases in time due to the development of individual +corona space charges from their sources until a united corona space charge layer is formed. In the end, +individual space charges unite into one plane corona space charge layer (see figure 8) and then the model +of emitting plane (equations (4) and (5)) becomes adequate. + +Fig. 8. A schematic diagram of the space charge layer formed above a ground multi-points system in an +atmospheric electric field E0. + +According to our calculations, the duration of the phase of active current growth in a multi-point +system corresponds to the time it takes for the fronts of the individual space charge “clouds” to develop +from the coronating sources until the formation of a united space charge layer. This time can be estimated +as the time when the radius of the front of an individual space charge “cloud”, Rf, reaches D/2 (see figure +9). + +=== PAGE 9 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +9 + +Fig. 9. The evolution in time of the radius of the front of an individual space charge “cloud” +developed from a central electrode in a multi-point system with D = 20 m. Conditions are similar to those +in figure 6. + +It may be concluded that, to calculate the corona current emitted from a unit area of the ground +surface during thunderstorms, there is no need to consider geometry of coronating extremities on the +ground surface. With a good accuracy, current density could be estimated from the rate of rise of an +undisturbed thundercloud electric field using equation (5). The corona space charge emitted from a unit +area of the ground surface can be estimated in a similar way. From (4), this charge depends on the +geometry properties of a coronation system only indirectly, via the corona onset atmospheric electric field, +E0cor. Under most practically important thunderstorm conditions, we have E0 >> E0cor. In this case, the +value of q turns out to be independent of the system parameters and is equal to +qmax  ε0E0max , (7) +where E0max is the peak thunderstorm electric field. For instance, we have qmax  0.53 μC m-2 for E0max = 60 kV +m-1 [Soula and Chauzy 1991]. + +ELECTRIC FIELD PROFILES ABOVE MULTI-POINT CORONATING SYSTEM +Our calculations showed that corona properties for a multi-point system are controlled by an +undisturbed thundercloud electric field, E0(t). Its direct measurement is not easy to make because of the +effect of corona space charge layer. The local electric field near coronating sources is stabilized at the +level of the corona onset electric field. Electric field in the corona space charge layer is lower than E0 due +to this charge and, only outside of the layer (outside of the double electrostatic plane layer), a +thundercloud electric field is not disturbed. + +=== PAGE 10 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +10 + In an 1D approximation, electric field profiles above an emitting plane can be exactly found from +equations (2) and (3) in an analytical way [Bazelyan et al. 2014b]. Figure 10 shows the temporal evolution +of the electric field at different altitudes in this case when the thundercloud electric field rises linearly up +to 60 kV m-1 for 30 s and then is kept constant. Electric field at any altitude is equal to the thundercloud +electric field until the front of the space charge layer reaches this altitude. Then, the local electric field, +E(t), is stabilized. Stabilization is obtained only for a linearly rising thundercloud field, E0(t) ~ t. In the +general case the local electric field inside the corona space charge layer increases in time for d2E0/dt2 > 0 +and decreases in time at d2E0/dt2 < 0. This means that a sensor, being placed inside the corona space +charge layer, registers a local electric filed that not only can differ quantitatively from the undisturbed +thundercloud electric field, but can have even opposite temporal tendency as well. This is demonstrated in +figure 11 that shows the temporal evolution of the electric field at different altitudes above an emitting +plane when the thundercloud electric field E0(t) rises in time in a relaxation manner, + + + + + + +/ +max +) +( +t +e +E +t +E +1 +0 +0 +. (8) +Here, we have d2E0/dt2 < 0 and the local electric field inside the space charge layer decreases in time +although dE0/dt > 0. + + +Fig. 10. The evolution in time of the electric field at different altitudes above an emitting plane at Е0cor +=1.65 kV m-1. The dashed curve corresponds to the thundercloud electric field that rises linearly in time up +to E0 max = 60 kV m-1 for tm = 30 s and then is kept constant. + +=== PAGE 11 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +11 + +Fig. 11. The evolution in time of the electric field at different altitudes above an emitting plane at Е0cor +=1.65 kV m-1. The dashed curve corresponds to the thundercloud electric field that varies as (8) at E0 max = +60 kV m-1 and τ = 10 s. The arrows indicate the instants at which the top boundary of the space charge +layer reaches given altitudes. + +Fig. 12. The evolution in time of the electric field at different altitudes above the central rod in a +multi-point system with rods of height h = 10 m and radius r0 = 2 cm. The distance between rods is D = 10 +m. The number of circles with surrounding rods is N = 100. The altitude is reckoned from the ground. The +dashed curve corresponds to the thundercloud electric field that rises linearly in time up to E0 max = 60 kV +m-1 for tm = 30 s and then is kept constant. The arrows indicate the instants at which the top boundary of +the space charge layer reaches given altitudes. + +=== PAGE 12 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +12 + +Stabilization of the thundercloud electric field at t > tm leads to a collapse of the corona current. In this +case, the corona space charge layer ascends and expands because the top front of the layer moves with a +velocity vf = E0max, whereas the velocity of the bottom boundary of the layer is lower, vb = E0cor. +The total electric field behind the top front of the layer decreases in time and tends to E0cor, the electric +field at the bottom boundary of the layer. + Figure 12 shows the temporal evolution of the electric field inside the space charge layer above a +model multi-point coronating system. The distance between the rods in the system was equal to the rod +height. Similarity between the data in figures 12 and 10 is close. In both cases, the total electric field E(t) +(i) is close to the undisturbed thundercloud electric field, E0(t), at altitudes above the space charge front, +(ii) is stabilized (although with some delay) inside the space charge layer at E0 = At and (iii) sharply +decreases at E0 = const. Our calculations show that the vertical electric field profile above a multi-point +coronating system tends to the electric field profile above a plane surface emitting ions as the number of +electrodes in the system increases. + +CONCLUSIONS +The developed computer model allows quantitative estimation of the properties of a non-stationary +glow corona in the system of grounded hemispherically-tipped electrodes in a thundercloud electric field +E0. The properties of the multi-point coronating system asymptotically tend to those of a prefect emitting +plane with the surface electric field that is equal to the corona onset atmospheric electric field Е0cor. The +field Е0cor is controlled by the dimensions of the individual electrodes and by the distance between them. It +is shown that the model of an emitting plane is valid when the individual space charge layers from +different coronating points reach each other and form a unite plane layer. The time it takes for the +formation of the united layer depends on the distance between coronating electrodes. +In the asymptotic approximation, the corona current density is equal to ε0dE0/dt. In this case, the +current through each coronating point is independent of the dimensions of the electrodes and depends only +on the distance between them. The total corona space charge injected into the atmosphere per unit area of +a multi-point system tends asymptotically to the expression q = 0(E0 - E0cor) and depends on the +geometrical parameters of the electrodes only indirectly, through the corona onset atmospheric electric +field E0cor. Under practically important thunderstorm conditions, it is generally follows from field +observations that E0 >> E0cor. In this case, the value of q turns out to be independent of the system +parameters. +The vertical electric field profile above a multi-point coronating system tends to the electric field +profile above a plane emitting surface as the number of electrodes in the system increases. As a result, the +electric field distribution tends to be independent of the height of coronating points, whereas the spacing +between the electrodes affects only the time it takes to stabilize the electric field profile. +Electric field at a given altitude above the ground coronating surface in a thundercloud electric field is +equal to this field until the space charge layer reaches this altitude. The evolution in time of the electric +field E measured in the space charge layer depends on the rate of change of the thundercloud electric field +Е0. The field E (i) undergoes a stabilization when the value of Е0 rises linearly in time, (ii) increases in +time at d2E0/dt2 > 0 and decreases in time at d2E0/dt2 < 0. Consequently, simultaneous measurements of + +=== PAGE 13 === +XV International Conference on Atmospheric Electricity, 15-20 June 2014, Norman, Oklahoma, U.S.A. + + +13 +electric field at various levels could produce not only various results, but radically different evolutions in +time as well. +ACKNOWLEDGMENTS +This work was partially supported by the Russian Ministry of Education and Science under the program +“5Top100”. +REFERENCES +Aleksandrov, N. L., Bazelyan, E. M., Carpenter Jr., R. B., Drabkin, M. M., Raizer, Yu. P., 2001: The effect of coronae +on leader initiation and development under thunderstorm conditions and in long air gaps. J. Phys. D: Appl. Phys., +34, 3256-3266. +Aleksandrov, N. L., Bazelyan, E. M., Drabkin, M. M., Carpenter Jr., R. B., Raizer, Yu. P., 2002: Corona discharge at +the tip of a high object in the electric field of a thundercloud. Plasma Phys. Rep.., 28, 953-964. +Bazelyan, E. M., Raizer, Yu. P., 2000: Lightning attraction mechanism and the problem of lightning initiation by +lasers. Physics-Uspekhi, 43, 753 – 769. +Bazelyan, E. M., Aleksandrov, N. L., Raizer, Yu. P., Konchakov, A. M., 2007: The effect of air density on +atmospheric electric fields required for lightning initiation from a long airborne object. Atmos. Res., 86, +126-138. +Bazelyan, E. M., Raizer, Yu. P., Aleksandrov, N. L., 2008: Corona initiated from grounded objects under +thunderstorm conditions and its influence on lightning attachment. Plasma Sources: Sci. Technol., 17, 024015 +(17pp). +Bazelyan, E. M., Raizer, Yu. P., Aleksandrov, N. L., 2014a: Non-stationary corona around multi-point system in +atmospheric electric field: I. Onset electric field and discharge current. J. Atm. Solar-Terr. Phys., 109, 80-90. +Bazelyan, E. M., Raizer, Yu. P., Aleksandrov, N. L., 2014b: Non-stationary corona around multi-point system in +atmospheric electric field: I. Altitude and time variation of electric field. J. Atm. Solar-Terr. Phys., 109, 91-101. +Becerra, M., 2013: Glow corona generation and streamer inception at the tip of grounded objects during +thunderstorms: revisited. J. Phys. D: Appl. Phys., 46, 135205. +Malik, N. H., 1989: A review of the charge simulation method and its applications. IEEE Trans. Electr. Insul., 24, +3-20. +Mokrov, M. S., Raizer, Yu. P., Bazelyan, E. M., 2013: Development of a positive corona from a long grounded wire +in a growing thunderstorm field. J. Phys. D: Appl. Phys., 46, 455202. +Raizer, Yu. P., 1991: Gas Discharge Physics, Springer, Berlin, Germany. +Soula, S., Chauzy, S., 1991: Multilevel measurement of the electric field underneath a thundercloud. 2. Dynamical +evolution of a ground space charge layer. J. Geophys. Res., 96, No D12, 22327-22336. + diff --git a/reference/sources/bazelyan-raizer-lightning-physics-2000.pdf b/reference/sources/bazelyan-raizer-lightning-physics-2000.pdf new file mode 100644 index 0000000..4d1f3ba Binary files /dev/null and b/reference/sources/bazelyan-raizer-lightning-physics-2000.pdf differ diff --git a/reference/sources/bazelyan-raizer-lightning-physics-2000.txt b/reference/sources/bazelyan-raizer-lightning-physics-2000.txt new file mode 100644 index 0000000..2dbf53c --- /dev/null +++ b/reference/sources/bazelyan-raizer-lightning-physics-2000.txt @@ -0,0 +1,14841 @@ +=== PAGE 1 === +Lightning Physics and +Lightning Protection +E M Bazelyan +Yu P Raker +and +IOP +Institute of Physics Publishing +Bristol and Philadelphia +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 2 === +IOP Publishing Ltd 2000 +All rights reserved. No part of this publication may be reproduced, stored in a +retrieval system or transmitted in any form or by any means, electronic, +mechanical, photocopying, recording or otherwise, without the prior permission of +the publisher. Multiple copying is permitted in accordance with the terms of +licences issued by the Copyright Licensing Agency under the terms of its agreement +with the Committee of Vice-Chancellors and Principals. +British Library Cataloguing-in-Publication Data +A catalogue record for this book is available from the British Library. +ISBN 0 7503 0477 4 +Library of Congress Cataloging-in-Publication Data are available +Publisher: Nicki Dennis +Commissioning Editor: John Navas +Production Editor: Simon Laurenson +Production Control: Sarah Plenty +Cover Design: Victoria Le Billon +Marketing Executive: Colin Fenton +Published by Institute of Physics Publishing, wholly owned by The Institute of +Physics, London +Institute of Physics Publishing, Dirac House, Temple Back, Bristol BS1 6BE, UK +US Office: Institute of Physics Publishing, The Public Ledger Building, Suite 1035, +150 South Independence Mall West, Philadelphia, PA 19106, USA +Typeset in 10/12pt Times by Academic + Technical, Bristol +Printed in the UK by J W Arrowsmith Ltd, Bristol +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 3 === +Contents +Preface +ix +1 Introduction: lightning, its destructive effects and protection +1.1 Types of lightning discharge +1.2 Lightning discharge components +1.3 Basic stages of a lightning spark +1.4 Continuous and stepwise leaders +1.5 Lightning stroke frequency +1.5.1 Strokes at terrestrial objects +1.5.2 Human hazard +1.6.1 A direct lightning stroke +1.6.2 Induced overvoltage +1.6.3 Electrostatic induction +1.6.4 High potential infection +1.6.5 Current inrush from a spark creeping along the +earth’s surface +1.6.6 Are lightning protectors reliable? +1.7 Lightning as a power supply +1.8 To those intending to read on +References +1.6 Lightning hazards +1 +1 +5 +6 +9 +11 +11 +11 +12 +12 +17 +18 +19 +20 +21 +23 +24 +26 +2 The streamer-leader process in a long spark +27 +2.1 What a lightning researcher should know about a long spark +28 +2.2 A long streamer +32 +2.2.1 The streamer tip as an ionization wave +32 +2.2.3 +39 +2.2.4 Gas heating in a streamer channel +42 +2.2.2 Evaluation of streamer parameters +34 +Current and field in the channel behind the tip +V +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 4 === +vi +Contents +2.2.5 Electron-molecular reactions and plasma decay in +cold air +2.2.6 Final streamer length +2.2.7 Streamer in a uniform field and in the ‘absence’ of +electrodes +2.3 The principles of a leader process +2.3.1 The necessity of gas heating +2.3.2 The necessity of a streamer accompaniment +2.3.3 Channel contraction mechanism +2.3.4 Leader velocity +2.4 The streamer zone and cover +2.4.1 Charge and field in a streamer zone +2.4.2 Streamer frequency and number +2.4.3 Leader tip current +2.4.4 Ionization processes in the cover +2.5.1 Field and the plasma state +2.5.2 Energy balance and similarity to an arc +2.6 Voltage for a long spark +2.7 A negative leader +References +2.5 A long leader channel +3 Available lightning data +3.1 Atmospheric field during a lightning discharge +3.2 The leader of the first lightning component +3.2.1 Positive leaders +3.2.2 Negative leaders +3.3 The leaders of subsequent lightning components +3.4 Lightning leader current +3.5 Field variation at the leader stage +3.6 Perspectives of remote measurements +3.6.1 Effect of the leader shape +3.6.2 Effect of linear charge distribution +3.7.1 Neutralization wave velocity +3.7.2 Current amplitude +3.7.3 Current impulse shape and time characteristics +3.7.4 Electromagnetic field +3.8 Total lightning flash duration and processes in the +intercomponent pauses +3.9 Flash charge and normalized energy +3.10 Lightning temperature and radius +3.1 1 What can one gain from lightning measurements? +References +3.7 Lightning return stroke +45 +48 +53 +59 +59 +61 +64 +66 +67 +67 +70 +71 +73 +75 +75 +79 +81 +83 +88 +90 +91 +94 +94 +96 +98 +100 +102 +107 +107 +111 +115 +116 +117 +122 +126 +129 +131 +132 +134 +136 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 5 === +Contents +vii +4 Physical processes in a lightning discharge +138 +4.1 An ascending positive leader +138 +4.1.1 The origin +138 +4.1.2 Leader development and current +141 +4.1.3 Penetration into the cloud and halt +144 +4.1.4 Leader branching and sign reversal +148 +4.2 Lightning excited by an isolated object +150 +4.2.1 A binary leader +150 +4.2.2 Binary leader development +152 +4.3 The descending leader of the first lightning component +158 +4.3.1 The origin in the clouds +158 +4.3.2 Negative leader development and potential transport +161 +4.3.3 The branching effect +166 +4.3.4 Specificity of a descending positive leader +168 +4.3.5 A counterleader +169 +4.4 Return stroke +171 +4.4.1 The basic mechanism +171 +4.4.2 Conclusions from explicit solutions to long line +equations +175 +4.4.3 Channel transformation in the return stroke +181 +4.4.4 Return stroke as a channel transformation wave +185 +4.4.5 Arising problems and approaches to their solution +190 +4.4.6 The return stroke of a positive lightning +194 +4.5 Anomalously large current impulses of positive lightnings +195 +4.6 Stepwise behaviour of a negative leader +197 +4.6.1 The step formation and parameters +197 +4.6.2 Energy effects in the leader channel +199 +4.8 Subsequent components. The problem of a dart leader +207 +4.8.1 A streamer in a ‘waveguide’? +207 +4.8.2 The non-linear diffusion wave front +209 +4.8.3 The possibility of diffusion-to-ionization wave +transformation +212 +4.8.4 The ionization wave in a conductive medium +213 +4.8.5 The dart leader as a streamer in a ‘nonconductive +waveguide’ +215 +4.9 Experimental checkup of subsequent component theory +217 +References +219 +4.7 The subsequent components. The M-component +202 +5 Lightning attraction by objects +222 +5.1 The equidistance principle +223 +5.2 The electrogeometric method +226 +5.3 The probability approach to finding the stroke point +228 +5.4 Laboratory study of lightning attraction +232 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 6 === +..I +Vlll +Con tents +5.5 Extrapolation to lightning +5.6 On the attraction mechanism of external field +5.7 How lightning chooses the point of stroke +5.8 Why are several lightning rods more effective than one? +5.9 Some technical parameters of lightning protection +5.9.1 The protection zone +5.9.2 The protection angle of a grounded wire +5.10 Protection efficiency versus the object function +5.11 Lightning attraction by aircraft +5.12 Are attraction processes controllable? +5.13 If the lightning misses the object +References +6 Dangerous lightning effects on modern structures +6.1 Induced overvoltage +6.1.1 ‘Electrostatic’ effects of cloud and lightning charges +6.1.2 Overvoltage due to lightning magnetic field +6.2 Lightning stroke at a screened object +6.2.1 A stroke at the metallic shell of a body +6.2.2 How lightning finds its way to an underground cable +6.2.3 Overvoltage on underground cable insulation +6.2.4 The action of the skin-effect +6.2.5 The effect of cross section geometry +6.2.6 Overvoltage in a double wire circuit +6.2.7 Laboratory tests of objects with metallic sheaths +6.2.8 Overvoltage in a screened multilayer cable +6.3 Metallic pipes as a high potential pathway +6.4 Direct stroke overvoltage +6.4.1 The behaviour of a grounding electrode at high +current impulses +6.4.2 Induction emf in an affected object +6.4.3 Voltage between the affected and neighbouring +objects +6.4.4 Lines with overhead ground-wires +6.5 Concluding remarks +References +236 +239 +24 1 +241 +249 +249 +25 1 +252 +255 +259 +263 +264 +265 +267 +267 +270 +272 +272 +274 +277 +283 +285 +290 +29 1 +294 +296 +300 +300 +305 +307 +3 14 +318 +320 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 7 === +Preface +Today, we know sufficiently much about lightning to feel free from the mystic +fears of primitive people. We have learned to create protection technologies +and to make power transmission lines, skyscrapers, ships, aircraft, and space- +craft less vulnerable to lightning. Yes, the danger is getting less but it still +exists! With every step of the technical progress, lightning arms itself with +a new weapon to continue the war by its own rules against the self-confident +engineer. As we improve our machines and stuff them with electronics in an +attempt to replace human beings, lightning acts in an ever refined manner. It +takes us by surprise where we do not expect it, making us feel helpless again +for some time. +We do not intend to present in this book a set of universal lightning +protection rules. Such a task would be as futile as advertising a universal anti- +biotic lethal to every harmful microbe. The world is changeable, and today’s +panacea often becomes a useless pill even before the advertising sheet fades. +Technical progress has so far failed to take lightning unawares. Improvement +and miniaturization of devices increase our concern about the refined +destructive behaviour of lightning, but no prophet is able to foresee all of +its destructive effects. +We do not plan to discuss in detail all available information on light- +ning. There are already some excellent books providing all sort of reference +data, among them the two volumes of Lightning edited by R H Golde and +Lightning Discharge by M Uman. Our aim is different. We think it important +to give the reader some clear, up-to-date physical concepts of lightning +development, which cannot be found in the books referred to. These will +serve as a basis for the researcher and engineer to judge the properties of +this tremendous gas discharge phenomenon. Then we shall discuss the +nature of various hazardous manifestations of lightning, focusing on the +physical mechanisms of interaction between lightning and an affected +construction. The results of this consideration will further be used to estimate +ix +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 8 === +X +Preface +the effectiveness of conventional protective measures and to predict technical +means for their improvement. We give, wherever possible, technical advice +and recommendations. Our main goal, however, is to help the reader to +make his own predictions by providing information on the whole arsenal +of potentionally hazardous effects of lightning on a particular construction. +We have often witnessed situations when an engineer was trying hard to +‘impose’ this or that protective device on an operating experimental structure +which resisted his unnatural efforts. Ideally, the designer must be able to +foresee all details of the relationship between lightning and the construction +being designed. It is only in this case that lightning protection can become +functionally effective and the protective device can be made compatible +with the construction elements. +If an engineer is determined to follow this approach, both expedient and +well-grounded, he will find this book useful. It is a natural extension of our +previous book Spark Discharge, published by CRC Press in 1997, which dealt +with streamer-leader breakdown of long gas gaps. The streamer-leader +process is part of any lightning discharge when a plasma spark closes a +gigantic air gap. Although the destructive effect of lightning is primarily +due to the return stroke which follows the leader, it is the leader that +makes the discharge channel susceptible to it. This is why we give an overview +of the streamer-leader process, focusing on extrema1 estimations and +presenting some new ideas. We hope that the second chapter will prove infor- +mative even for those familiar with our book of 1997. +Some results of the lightning investigation run in the Krzhizhanovsky +Power Institute are used in the book. The authors would like to thank +Dr B N Gorin and Dr A V Shkilev who kindly allowed us to use the originals +of lightning photographs. We are also grateful to L N Smirnova for +translation of this book. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 9 === +Chapter 1 +Introduction: lightning, its +destructive effects and protection +If you want to observe lightning, the best thing to do is to visit a special light- +ning laboratory. Such laboratories exist in all parts of the globe except the +Antarctic. But you can save on the travel if you just climb onto the roof of +your own house to give a good field of vision. Better, fetch your camera. +Even an ordinary picture can show details the unaided human eye often +misses. You might as well sit back in your favourite armchair, having +pulled it up to a window, preferably one overlooking an open space. The +camera can be fixed on the window sill, There is nothing else to do but +wait for a stormy night. +There is enough time for the preparations to be made because the storm +will be approaching slowly. At first, the air will grow still, and it will get +much darker than it normally is on a summer night. The cloud is not yet visible, +but its approach can be anticipated from the soundless flashes at the horizon. +They gradually pull closer, and the brightest of them can already be heard as +delayed and yet amiable roaring. Ths may go on for a long time. It may +seem that the cloud has stopped still or turned away, but suddenly the sky is +ripped open by a fire blade. This is accompanied by a deafening crash, quite +different from a cannon shot because it takes a much longer time. The first +lightning discharge is followed by many others falling out of the ripped +cloud. Some strike the ground while others keep on crossing the sky, competing +with the first discharge in beauty and spark length. This is the right time to start +observations: remove the camera shutter and try to take a few pictures. +1.1 Types of lightning discharge +The above recommendation to remove the camera shutter should be taken +literally. Much information on lightning has been obtained from photographs +taken with a preliminarily opened objective lens. It is important, however, that +1 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 10 === +2 +Introduction: lightning. its destructive effects and protection +Figure 1.1. A static photograph of a lightning stroke at the Ostankino Television +Tower in Moscow. +no other bright light source should be present within the vision field of the +camera lens. The film can then be exposed for many minutes until a spark +finds its way into the frame. After this, the lens should be closed with the shut- +ter and the camera should be set ready for another shot. Experience has shown +that at least one third of pictures taken during a good night thunderstorm +prove successful. +All lightning discharges can be classified, even without photography, +into two groups - intercloud discharges and ground strikes. The frequency +of the former is two or three times higher than that of the latter. An inter- +cloud spark is never a straight line, but rather has numerous bends and +branchings. Normally, the spark channel is as long as several kilometres, +sometimes dozens of kilometres. +The length of a lightning spark that strikes the ground can be defined +more exactly. The average cloud altitude in Europe is close to three kilo- +metres. Spark channels have about the same average length. Of course, +this parameter is statistically variable, because a discharge from a charged +cloud centre may start at any altitude up to 10 km and because of a large +number of spark bends. The latter are observable even with the unaided +eye. In a photograph, they may look strikingly fanciful (figure 1.1). A photo- +graph can show another important feature inaccessible to the naked eye - the +main bright spark reaching the ground has numerous branches which have +stopped their development at various altitudes. A single branch may have +a length comparable with that of the principal spark channel (figure 1.2). +Branches can be conveniently used to define the direction of lightning +propagation. Like a tree, a lightning spark branches in the direction of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 11 === +Tipes of lightning discharge +3 +Figure 1.2. A photograph of a descending lightning with numerous branches. +growth. In addition to descending sparks outgrowing from a cloud toward +the ground, there are also ascending sparks starting from a ground construc- +tion and developing up to a cloud (figure 1.3). Their direction of growth is +well indicated by branches diverging upward. +In a flat country, an ascending spark can arise only from a skyscraper or +a tower of at least 100-200m high, and the number of ascending sparks +grows with the building height. For example, over 90% of all sparks that +strike the 530-m high Ostankino Television Tower in Moscow are of the +ascending type [l]. A similar value was reported for the 410-m high +Empire State Building in New York City [2]. Buildings of such a height +can be said to fire lightning sparks up at clouds rather than to be attacked +by them. In mountainous regions, ascending sparks have been observed +for much lower buildings. As an illustration, we can cite reports of storm +observations made on the San Salvatore Mount in Switzerland [3]. The +receiving tower there was only 70 m high but most of the discharges affecting +it were of the ascending type. +Skyscrapers and television towers are, however, quite scarce on the +Earth. So the researcher has a natural desire to construct, in the right +place and for a short time, a spark-generating tower of his own. For this, +a small probe pulling up a thin grounded wire is launched towards a +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 12 === +4 +Introduction: lightning, its destructive effects and protection +Figure 1.3. A photograph of an ascending lightning. +storm cloud [4]. When the probe rises to 200-300m above the earth, an +ascending spark is induced from it. A discharge artificially induced in the +atmosphere is often referred to as triggered lightning. To raise the chances +for a successful experiment, the electric field induced by the storm charges at +the ground surface are measured prior to the launch. The probe is triggered +when the field strength becomes close to 200 V/cm, which provides spark +ignition in 60-70% of launches [5]. +The value 200 V/cm is two orders of magnitude smaller than the thresh- +old value of E = 30 kV/cm, at which a short air gap with a uniform field is +broken down under normal atmospheric conditions. Clearly, no spark +ignition would be possible without the local field enhancement by electric +charges induced on the probe and the wire. Below, we shall discuss the +triggered discharge mechanism in more detail. +A field detector on the Earth’s surface (it might as well be placed on the +window of your own room) can easily determine the polarity of the charge +transported by a lightning spark to the ground. The polarity of the spark +is defined by that of the charge. About 90% of descending sparks occurring +in Europe during summer storms carry a negative charge, so these are known +as negative descending sparks. The other descending sparks are positive. The +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 13 === +Lightning discharge components +5 +proportion of positive sparks has been found to be somewhat larger in +tropical and subtropical regions, especially in winter, when it may be as +large as 50%. +There is no special name for lightning sparks generated by aircraft +during flights, when they are entirely insulated from the ground. Such dis- +charges arise fairly frequently. A modern aircraft experiences at least one +lightning stroke every 3000 flight hours. Almost half of the strokes start +from the aircraft itself, not from a cloud. This often happens in heap +rather than clouds carrying a relatively small electric charge. The reason +for a discharge from a large ground-insulated object is principally the same +as from a grounded object and is due to the electric field enhancement by +surface polarization charge. This issue will be discussed after the analysis +of ascending sparks in section 4.2. +1.2 Lightning discharge components +An observer can notice a lightning spark flicker which, sometimes, may +become quite distinct. Even the first cinematographers knew that the +human eye could distinguish between two events only if they occurred with +a time interval longer than 0.1 s. Since lightning flicker is observable, the +pause between two current impulses must be longer than 0.1 s. +A current-free pause can be measured quite accurately by exposing a +moving film to a lightning discharge. With up-to-date lenses and photo- +graphic materials, one can obtain a good 1 mm resolution of the film, In +order to displace an image by 1 mm over a time period of 0.1 s, the film +speed must be about 1 cmjs. It can be achieved by manually moving the +film keeping the camera lens open (alas, an electrically driven camera is +unsuitable for this). Then, with some luck, one may get a picture like the +one in figure 1.4. The spark flashes up and dims out several times. Unless +the pause is too long, a new flash follows the previous trajectory; otherwise, +the spark takes a partially or totally new path. +A lightning spark with several flashes is known as a multicomponent +spark. One may suggest that the channel of the first component formed in +unperturbed air differs in its basic characteristics from the subsequent chan- +nels, if they take exactly the same path through the ionized and heated air. +The formation of subsequent components is considered in sections 4.7 and +4.8. Note only that multicomponent sparks are usually negative, both +ascending and descending. The average number of components is close to +three, while the maximum number may be as large as thirty. Generally, the +average duration of a lightning flash is 0.2 s and the maximum duration is +1-1.5s [6], so it is not surprising that the eye can sometimes distinguish +between individual components. Positive sparks normally contain only one +component. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 14 === +6 +Introduction: lightning, its destructive effects and protection +Figure 1.4. The image of a multicomponent lightning in a slowly moving film. +1.3 +Basic stages of a lightning spark +The affinity of lightning to a spark discharge was demonstrated by Benjamin +Franklin as far back as the 18th century. Historically, basic spark elements +were first identified in lightning, and only much later were they observed in +laboratory sparks. This is easy to understand if one recalls that a lightning +spark has a much greater length and takes a longer time to develop, so +that its optical registration does not require the use of sophisticated equip- +ment with a high space and time resolution. The first streak photographs +of lightning, taken in the 1930s by a simple camera with a mechanically +rotated film (Boys camera), are still impressive [7]. They show the principal +stages of the lightning process - the leader stage and the return stroke. +The leader stage represents the initiation and growth of a conductive +plasma channel - a leader - between a cloud and the earth or between +two clouds. The leader arises in a region where the electric field is strong +enough to ionize the air by electron impact. However, it mostly propagates +through a region in which the external field induced by the cloud charge +does not exceed several hundreds of volts per centimetre. In spite of this it +does propagate, which means that there is an intensive ionization occurring +in its tip region, changing the neutral air to a highly conductive plasma. This +becomes possible because the leader carries its own strong electric field +induced by the space charge concentrated at the leader tip and transported +together with it. A rough analogue of the leader field is that of a metallic +needle connected with a thin wire to a high voltage supply. If the needle is +sharp enough, the electric field in the vicinity of its tip will be very strong +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 15 === +Basic stages of a lightning spark +7 +even at a relatively low voltage. Imagine now that the needle is falling down +on to the earth, pulling the wire behind it. The strong field region, in which +the air molecules become ionized, will move down together with the needle. +A lightning spark has no wire at its disposal. The function of a conductor +connecting the leader tip to the starting point of the discharge is performed by +the leader plasma channel. It takes a fairly long time for a leader to develop - +up to 0.01 s, which is eternity in the time scale of fast processes involving an +electric impulse discharge. During this period of time, the leader plasma +must be maintained highly conductive, and this may become possible only if +the gas is heated up to an electric arc temperature, i.e. above 5000-6000K. +The problem of the channel energy balance necessary for the heating and com- +pensation for losses is a key one in leader theory. It is discussed in chapters 2 +and 4, as applied to various kinds of lightning discharge. +A leader is an indispensable element of any spark. The initial and all +subsequent components of a flash begin with a leader process. Although its +mechanism may vary with the spark polarization, propagation direction +and the serial number of the component, the process remains essentially +the same. This is the formation of a highly conductive plasma channel due +to the local enhancement of the electric field in the leader tip region. +A return stroke is produced at the moment of contact of a leader with +the ground or a grounded object. Most often, this is an indirect contact: a +counterpropagating leader, commonly termed a counterleader, may start +from an object to meet the first leader channel. The moment of their contact +initiates a return stroke. During the travel from the cloud to the ground, the +lightning leader tip carries a high potential comparable with that of the cloud +at the spark start, the potential difference being equal to the voltage drop in +the leader channel. After the contact, the tip receives the ground potential +and its charge flows down to the earth. The same thing happens with the +other parts of the channel possessing a high potential. This ‘unloading’ pro- +cess occurs via a charge neutralization wave propagating from the earth up +through the channel. The wave velocity is comparable with the velocity of +light and is about 10’ mjs. A high current flows along the channel from the +wave front towards the earth, carrying away the charge of the unloading +channel sites. The current amplitude depends on the initial potential distribu- +tion along the channel and is, on average, about 30 kA, reaching 200-250 kA +for powerful lightning sparks. The transport of such a high current is accom- +panied by an intense energy release. Due to this, the channel gas is rapidly +heated and begins to expand, producing a shock wave. A peal of thunder +is one of its manifestations. +The return stroke is the most powerful stage of a lightning discharge +characterized by a fast current change. The current rise can exceed +10’ A/s, producing a powerful electromagnetic radiation affecting the +performance of radio and TV sets. This effect is still appreciable at a distance +of several dozens of kilometres from the lightning discharge. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 16 === +8 +Introduction: lightning, its destructive effects and protection +Current impulses of a return stroke accompany all components of a +descending spark. This means that the leader of every component charges +the channel as it moves down to the earth, but some of the charge becomes +neutralized and redistributed at the return stroke stage. Prolonged peals of +thunder result from the overlap of sound waves generated by the current +impulses from all subsequent spark components. +An ascending spark is somewhat different. The leader of the first compo- +nent starts at a point of zero potential. As the channel travels up, the tip +potential changes gradually until the leader development ceases somewhere +deep in the cloud. There is no fast charge variation during this process; as +a result, the first component has no return stroke. However, all subsequent +spark components starting from the cloud do develop return strokes and +behave exactly in the same way as a descending spark. +Of special interest is the return stroke of an intercloud discharge. Its +existence is indicated by peals of thunder as loud as those of descending +sparks. Clearly, an intercloud leader is generated in a charged region of a +storm cloud, or in a storm cell, and travels towards an oppositely charged +region. The charged region of a cloud should not be thought of as a con- +ductive body, something like a plate of a high voltage capacitor. Cloud +charges are distributed throughout a space with a radius of hundreds of +metres and are localized on water droplets and ice crystals, known as +hydrometeorites, having no contact with one another. The formation of a +return stroke implies that the leader comes in contact with a highly con- +ductive body of an electrical capacitance comparable with, or even larger +than, that of the leader. It appears that the role of such a body in an +intercloud discharge is played by a concurrent spark coming in contact +with the first one. +Measurements made at the earth surface have shown that the current +impulse amplitude of a return stroke decreases, on average, by half for +about lOP4s. This parameter variation is very large - about an order of +magnitude around the average value. Current impulses of positively charged +sparks are usually longer than those of negatively charged ones, and the +impulses of the first components last longer than those of the subsequent +ones. +A return stroke may be followed by a slightly varying current of about +100 A, which may persist in the spark channel for some fractions of a second. +At this final stage of continuous current, the spark channel remains electri- +cally conductive with the temperature approximately the same as in an arc +discharge. The continuous current stage may follow any lightning compo- +nent, including the first component of an ascending spark which has no +return stroke. This stage may be sporadically accompanied by current over- +shoots with an amplitude up to 1 kA and a duration of about +s each. +Then the spark light intensity becomes much higher, producing what is gen- +erally termed as M-components. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 17 === +Continuous and stepwise leaders +9 +1.4 +Continuous and stepwise leaders +This introductory chapter contains no theory, and this makes the discussion +of leader details a very complicated task. So we shall mention only its +principal features which can be registered by a continuously moving film. +Continuous streak photographs show lightning development in time. One +needs, however, a certain skill and experience to be able to interpret them +adequately. Suppose a small light source moves perpendicularly to the +earth at a constant velocity. It may be a luminant bomb descending with a +parachute. A film moving horizontally, i.e. in the transverse direction, at a +constant speed will show a sloping line (figure lS(u)). Given the film speed +(the display rate), one can easily calculate the light source velocity from +the line slope. A uniformly propagating vertical channel will leave on a +film a sloping wedge (figure 1.5(b)) rather than a line. From its slope, too, +one can find the channel velocity, or its propagation rate. The higher the +rate of the process in question, the higher must be the display rate in +streak photography. The highest display rates can be obtained using an +electron-optical converter, in which an image is converted to an electron +beam scanned across the screen by an electric field. A conventional photo- +camera registers the displayed electronic image from the screen onto an +immobile film. Electron-optical converters have provided much information +on long sparks, but their application in lightning observations has been +limited. The main results here have been obtained using mechanical streak +cameras. We described this technique and analysed streak pictures in our +book on long sparks [8]. +Figure 1.6(a) shows the leader of an ascending lightning spark going +up from the top of a grounded tower in the electric field of a negatively +charged cloud cell. The leader carries a positive space charge and, therefore, +it should be referred to as a positive leader. One can clearly see the bright +trace of the channel tip, which looks like a nearly continuous line. This +kind of leader is known in literature as a continuous leader. The changing +trace slope suggests that the leader velocity changes during its propagation. +These changes are, however, quite smooth, not interrupting the tip travel up +to the cloud. +0 +t +o + +t +a +b +Figure 1.5. The analysis of an image of a vertically descending light source in a +horizontally moving film (image display in streak photography): (a) point source, +(b) elongating channel. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 18 === +10 +Introduction: lightning, its destructive effects and protection +Figure 1.6. A schematic streak picture of a positive ascending (a) and a negative +descending (b) lightning leader. +An essentially different behaviour is exhibited by the leader shown in +figure 1.6(b). The channel grows in a stepwise manner, covering several +dozens of metres in each step. Hence, this kind of leader is termed as a +stepwise leader. The new step in the photograph is especially bright; its +appearance makes the whole channel behind it also a little brighter. The +step length varies between 10 and 200m with an average of 30m. The time +lapse between two steps is 30-90 ps [9]. The stepwise pattern is characteristic +of negatively charged leaders. Positive leaders, both ascending and descend- +ing, usually grow in a continuous manner. When averaged over the total time +of development, the velocity of stepwise and continuous leaders prove nearly +the same, 105-106m/s, with an average of about 3 x 105m/s. +If the leader of the next component moves along the hot track of the +first one, it always develops continuously. The new process, termed a dart +leader, differs from the first one exclusively in a high leader velocity, about +(1-4) x 107m/s. It does not change much along its trajectory from the +cloud to the earth. Streak photographs clearly show the bright head of a +dart leader, while the channel light intensity is much lower. If the next +component takes its own path, its leader behaves in the same way as that +of the first component, i.e. it develops more slowly and often in a stepwise +pattern. +Dart leaders have not had a fair share of attention from researchers. +There is neither theory nor laboratory analogue of this type of gas discharge. +Still, it is a most fascinating form of discharge developing record high leader +velocities. The contact of a dart leader with the earth produces the fastest +current rise, which can reach its amplitude maximum within +s. This is +the source of record strong electromagnetic fields which exert one of the +most hazardous effects on modern equipment. An attempt at a theoretical +treatment of the dart leader will be made in section 4.8. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 19 === +Lightning stroke frequency +11 +1.5 +Lightning stroke frequency +1.5.1 Strokes at terrestrial objects +Experience shows that lightning most frequently strikes high objects, +especially those dominating over an area. In a flat country, it is primarily +attracted by high single objects like masts, towers, etc. In mountains, even +low buildings may be affected if they are located on a high hill or on the +top of a mountain. Common sense suggests that it is easier for an electrical +discharge, such as lightning, to bridge the shortest gap to the highest +object in the locality. In Europe, for example, a 30m mast experiences, on +the average, 0.1 lightning stroke per year (or 1 stroke per 10 years), whereas +a single lOOm construction attracts 10 times more lightnings. On closer +inspection, the strong dependence of stroke frequency on the construction +height does not look trivial. The average altitude of the descending discharge +origin is about 3 km, so a lOOm height makes up only 3% of the distance +between the lightning cloud and the earth. Random bendings make the +total lightning path much longer. One has to suggest, therefore, that the +near-terrestrial stage of lightning behaviour involves some specific processes +which predetermine its path here. These processes lead to the attraction of a +descending leader by high objects. We shall discuss the attraction mechanism +in chapter 5. +Scientific observations of lightning show that there is an approximately +quadratic dependence of the stroke frequency NI on the height h of lumped +objects (their height is larger than the other dimensions). Extended objects +of length I , such as power transmission lines, show a different dependence, +NI N hl. This suggests the existence of an equivalent radius of lightning +attraction, Re, N h. All lightnings displaced from an object horizontally at +a distance r 6 Re, are attracted by it, the others missing the object. This +primitive pattern of lightning attraction generally leads to a correct result. +For estimations, one can use Re! RZ 3h and borrow the stroke frequency +per unit unperturbed area per unit time, nl, from meteorological observa- +tions. The latter are used to make up lightning intensity charts. For example, +the lightning intensity in Europe is nl < 1 per 1 km2 per year for the tundra, +2-5 for flat areas, and up to 10 for some mountainous regions such as the +Caucasus. A tower of h = lOOm is characterized by Re, = 0.3 km with +NI = n17rR& M 1 stroke per year at the average value of nl = 3.5 kmP2 year-’. +This estimation is meaningful for a flat country and only for not very high +objects, h < 150m, which do not generate ascending lightnings. +1.5.2 Human hazard +It has long been proved that Galvani was wrong suggesting a special ‘animal +electricity’. A human being is, to lightning, just another sticking object, like a +tree or a pole, only much shorter. The lightning attraction radius for humans +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 20 === +12 +Introduction: lightning, its destructive effects and protection +is as small as 5-6m and the attraction area is less than lop4 km2. If a man +had stopped alone in the middle of a large field two thousand years ago, +he might have expected to attract a direct lightning stroke only by the end +of the third, coming millennium. In actual reality, however, the number of +lightning victims is large, and direct strokes have nothing to do with this. +It is known from experience that one should not stay in a forest or hide +under a high tree in an open space during a thunderstorm. A tree is about +10 times higher than a man, and a lightning strikes it 100 times more fre- +quently. When under the tree crown, a man has a real chance to be within +the zone of the lightning current spread, which is hazardous. +After a lightning strikes the tree top, its current ZM runs down along its +stem and roots to spread through the soil. The root network acts as a natural +grounding electrode. The current induces in the soil an electric field E = pj, +where p is the soil resistivity and j is the current density. Suppose the current +spreads through the soil strictly symmetrically. Then the equipotentials will +represent hemispheres with the diagonal plane on the earth’s surface. The +current density at distance r from the tree stem is j = IM/(27rr2) the field is +IMp/(27rr2) and the potential difference between close points r and r + Ar +is equal to A U = (ZMp/27r)[r-’ - (Y + AY)-’] +x E(r)Ar. If a person is stand- +ing, with his side to the tree, at distance r = 1 m from the tree stem centre and +the distance between his feet is Ar x 0.3 m, the voltage difference on the soil +with resistivity p = 200 f2/m will be A U x 220 kV for a moderate lightning of +ZM = 30 kA. This voltage is applied to the shoe soles and, after a nearly inevi- +table and fast breakdown, to the person’s body. There is no doubt that the +person will suffer or, more likely, will be killed - the applied voltage is too +high. Note that this voltage is proportional to Ar. This means that it is +more dangerous to stand with one’s feet widely apart than with one’s feet +pressed tightly together. It is still more dangerous to lie down along the +radius from the tree, because the distance between the extreme points +contacting the soil becomes equal to the person’s height. It would be much +safer to stand still on one foot, like a stork. But it is, of course, easier to give +advice than to follow it. Incidentally, lightning strikes large animals more +frequently than humans, also because the distance between their limbs is larger. +If you have a cottage equipped with a lightning protector, take care that +no people could approach the grounding rod during a thunderstorm. The +situation here is similar to the one just described. +1.6 +Lightning hazards +1.6.1 A direct lightning stroke +In the case of a direct lightning stroke, the current flows through the +conducting elements of the affected object, with the hot channel contacting +the construction element which has received the stroke. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 21 === +Ligk tning hazards +13 +Figure 1.7. Traces of lightning strokes at the steel tip of the Ostankino Television +Tower in Moscow. +Thermal effects of lightning are most hazardous at the site of contact of +a high temperature channel with combustible materials. This often leads to a +fire which becomes most probable when the continuous current stage has a +long duration. A return stroke is unlikely to cause a fire even in the case of +a powerful lightning discharge, because the strong shock wave produced +blows off the flames and combustion products. In combustible dielectric +materials a lightning stroke contacts on its way may first be broken down +by the strong electric field of the leader tip and then, in the return stroke +and continuous current stages, they may be melted through at the site of +contact with the hot spark. A burn-through or a burn-off often occurs at +the point where the spark contacts a metallic surface several millimetres +thick. The holes and burn-offs are usually of the same size. The photograph +in figure 1.7 demonstrates the traces of numerous lightning strokes on the +steel tip of the Ostankino Television Tower. Slight faults cannot disturb +the mechanical strength of a massive metallic construction. Normally, the +hazards of burn-offs and fuses are associated with the melted metal in-flow +into an object which may contain inflammable and explosive materials or +gas mixtures. Incidentally, not only is a burn-through of a metallic wall +dangerous but also the local overheating when the temperature of the +inner metal surface may go up to 700-1000°C. Unfortunately, the surface +often acts as a lighter. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 22 === +14 +Introduction: lightning, its destructive effects and protection +Thermal damage of conductors, through which lightning current flows, +occurs fairly rarely. It is characteristic of miniature antennas and various +detectors mounted on the outer construction surfaces. The probability of +emergency increases if lightning current encounters bolted or riveted joints. +The electric contact thus formed always has an elevated contact resistance +which may cause a local overheating. This results in the metal release and +rivet loosening, disturbing the mechanical strength of the joint. Mobile +joints (hinges, ball bearings, etc.) are subject to a similar damage. The site +of a sliding contact becomes locally overheated to produce cavities which +hamper the motion of mobile parts. In extreme conditions, they may +become welded. +Electrodynamic effects of lightning current rarely become hazardous. +Mechanical stress arising in electrically loaded and closely spaced metallic +structures or in a single structure with an abruptly changing direction of +the current is not appreciable and lasts less than 100 ms (it is the attenuation +time of a current impulse). However, lightning current has been repeatedly +observed to narrow down thin metallic pipes, to change the tilt of rods and +to strain thin surfaces. Such effects are not vitally dangerous in themselves +but, under certain conditions, may lead to an emergency. As an illustration, +imagine the situation when the lightning-affected pipe is part of an aircraft +speed control. What will happen if the crew take the readings for granted +and do not receive corrections from a ground air traffic controller? +Electrohydraulic effects of lightning are much more hazardous than +those discussed above. Modern machines have parts made from a variety +of composite materials. These may include, along with plastics, superthin +metallic films (both outer and inner), nearly as thin metallic meshes, and min- +iature conductors monolithic with a dielectric wall. Under the action of light- +ning current, these metallic parts evaporate, the arising arcs contacting the +plastic making it decompose and evaporate. A shock wave appears which +splits and bloats the composite wall. A similar effect arises when a lightning +spark partially penetrates through a narrow slit between vaporizable plastic +walls (most plastics possess gas-generating properties). No one questions a +great future of composite materials, but their peaceful coexistence with light- +ning is still a challenge to the engineer. +Direct stroke overvoltage represents a hazardous rise of voltage when +a lightning current impulse propagates across the construction elements. +We shall analyse this very dangerous effect of lightning with reference to +a power transmission line, because engineers first encountered the phenom- +enon of overvoltage in such lines. Moreover, the problem of electric +insulation for a transmission line can be stated most clearly. Figure 1.8 +shows schematically a metallic tower with a ground rod (the grounding +resistance is Rg) +and a high voltage wire suspended by an insulator string. +Above the wire, there may be a lightning conductor attached right to the +tower. It stretches along all the line and is to trap lightning sparks aimed +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 23 === +Lightning hazards +15 +Figure 1.8. Lightning current as an overvoltage source on a power transmission line +during a stroke at the power wire (a) and a grounded tower (b). +at the line wires. A rigorous solution to this problem is given later in +this book. Here, we should only like to explain the nature of overvoltages +phenomenologically. +Suppose at first that the lightning conductor has proved unreliable, and +a discharge has struck the wire (figure 1.8(a)). At the point of the stroke, the +current will branch to produce two identical waves of the amplitude ZM / 2 , +where ZM is the lightning current amplitude. The two waves will run towards +the ends of the line with a velocity nearly equal to vacuum light velocity, +c = 3 x 10sm/s. Until the end-reflected waves return, the wire potential +relative to the ground will rise to U, = Z,2/2. +The wave resistance +Z = (L1/C1)1/2 +in this expression is defined by the inductance L1 and the +capacitance C1 per unit wire length; it varies slightly, between 250 and +350R, with the height and the wire radius. With this wave resistance, the +average lightning current with an amplitude ZM = 30 kA will raise the wire +potential up to U, = 3750-5250 kV. The tower potential will practically +remain unchanged and equal to zero, so the insulation overvoltage will be +close to the calculated value of U,. +This will be clear if we compare U, +with the operating line voltage which does not exceed 1000 kV even in high +power lines but normally is 250-500 kV. +In reality, the distance to the line ends I is as large as many dozens of +kilometres. The time it takes the reflected wave of the opposite sign cutting +down the overvoltage to arrive back at the stroke point is At = 21/c, or +many hundreds of microseconds. This time is much longer than the strong +current duration in the return stroke (loops). For this reason, reflected +waves, which become strongly attenuated, do not normally have enough +time to interfere with the process so that the overvoltage acts as long as a +lightning current impulse. Practically, any lightning stroke at a wire +represents a real hazard: the insulation will be broken down to produce +short-circuiting. The power line in that case must be disconnected. +Suppose now that lightning has struck a tower. More often, this is +actually not a tower but rather an overhead grounded wire connected to it. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 24 === +16 +Introduction: lightning, its destructive effects and protection +The lightning current will flow down the metallic tower to the ground +electrodes to be dissipated in the earth. Let us take point A at the height +of the insulator string connection. Due to the lightning current i(t), the +potential at this point, pA, will differ from the zero potential of the earth +by the voltage drop in the grounding resistance R, and in the tower induc- +tance L, between the tower base up to the point A: +di +p = R,i+ L,- dt +However, the power wire potential will practically remain the same (in this +qualitative description, we ignore all inductances between the power wires, +tower and grounded wire). The power wire potential is due to the operating +voltage source of the power line: qw = Uop. Then, the insulator string voltage +will be +U = pw - (FA = Uop - R,i - di +Ls-, +dt +Note that the lightning current and operating voltage may have different +polarities. As a result, the overvoltage U may prove to be the sum of the +three terms in equation (1.2). +The inductance component of the overvoltage, L,di/dt, has a short +lifetime: it acts about as long as the lightning current rises. For a current +impulse with an average amplitude IM 30kA and an average rise time +tf = 5 p , the inductance voltage at L, 50pH will be about 300kV. The +resistance component U, at a typical grounding resistance R, = 10R will +have about the same value but will act an order of magnitude longer, i.e., +as long as the lightning current flows. For this reason, this component +makes the principal contribution to the insulation flashover. +The emergency situation just described is not as bad as a direct stroke at +a power wire when the same lightning current can induce an order of magni- +tude higher voltage. The insulation of a ultrahigh voltage line can withstand +short overvoltages up to 1000- 1500 kV and seldom suffers from lightning +strokes at a tower or a lightning protection wire. To produce a harmful +effect, the lightning current must be 3-5 times the average value. Lightning +strokes of this power do not occur frequently, making up less than 1% of +all strokes. Quite different is the effect of a direct stroke at a power network +with an operating voltage of 35 kV and lower. The insulation system will +suffer equally from a stroke at a power wire or a tower. It is no use protecting +such a line with grounded wire. +Insulation flashover due to the tower potential rise is referred to as +reverse flashover. This name does not imply the definite direction of the +discharge development but only indicates the direction from which the +potential rises, i.e., the grounded end of the insulator string rather than +the power wire. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 25 === +Lightning hazards +17 +The above illustration of overvoltages on the line transmission insula- +tion demonstrates, to some extent, a variety of mechanisms of direct light- +ning current effects. In actual reality, such mechanisms are much more +diverse. It is important to remember that in modern technologies, overvol- +tages are not always measured in hundreds of kilovolts, as for high-voltage +transmission lines. Short voltage rises of only 100-1OV may be hazardous +to microelectronic devices. Of special interest in this connection are situa- +tions when lightning current flows across solid metallic jackets with electric +circuits inside. These problems are discussed in chapter 6. +1.6.2 Induced overvoltage +Induced overvoltage is the most common and dangerous effect of lightning +on electric circuits of modern technical equipment. This effect is brought +about by electromagnetic induction. The current flowing through the +lightning spark and the metallic structures of an affected object generates +an alternating magnetic field which can induce an induction emf in any of +the circuits in question. The procedure of estimating induced overvoltages +is quite simple. If BaV(t) is the magnetic induction averaged over the circuit +cross section S, the induction emf is expressed as +When the length of the current conductor inducing the magnetic field is much +longer than the distance to the circuit, rc, and when the width of the circuit +normal to the magnetic field is much smaller than rc, we have +poS di +27rrc dt +Eemf +M - +- +where po = 47r x lop7 Him is vacuum magnetic permeability. The order of +magnitude of the induction emf amplitude is defined as +where A,, +is the maximum rate of the current impulse rise equal to 10" A/s +for the subsequent components of a powerful lightning flash. A circuit of area +S = 1 m2 located at a distance r, = 10 m from a lightning current conductor +may become the site of induced overvoltage with an amplitude up to 20 kV. +This value is only an arbitrary guideline, because induced overvoltage may +vary with the circuit area, its orientation and distance from the lightning cur- +rent. Circuits with an area of hundreds and thousands of square metres may +be created by large industrial metallic constructions and power transmission +lines. The distance between the circuit and the current flow may also vary +greatly. For such diverse parameters of a system, the problem will be more com- +plicated in the case of fast current variations along the spark and in time. It +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 26 === +18 +Introduction: lightning, its destructive effects and protection +cannot then be approached as a quasi-stationary problem, but one must take +into account the law of current wave propagation along the spark channel +and the finite velocity of the electromagnetic field in the space between the chan- +nel and the circuit. Solutions to such problems are illustrated in chapter 6. +There is another class of situations associated with electromagnetic +induction in screened volumes. Of special interest is the situation when the +lightning current i flows across a solid metallic casing and the circuit in +question is inside it. Unless the casing is circular, an emf-inducing magnetic +field gradually appears inside the casing. It is remarkable that the time +variation of the emf is not at all defined by dildt. The magnetic field going +through the circuit is affected more by the relatively slow current re- +distribution along the casing perimeter than by the time variation of the light- +ning current. The problem of pulse induction in aircraft inner circuits or in +screened multiwire cables ultimately reduces to the problem above. Some +approaches to its solution will be considered in chapter 6. +1.6.3 Electrostatic induction +Benjamin Franklin felt the effect of electrostatic induction when he raised his +finger up to a lifted wire during a thunderstorm. The electric field of a storm +cloud had polarized the wire by separating its electric charges. The strong +electric field of the polarization charge had broken down the air gap between +the thin wire end and the explorer’s finger and carried the charge through his +body to the earth. +Electrostatic induction induces a charge in any grounded conductor or a +metallic object. Suppose it is a vertical metallic rod of length 1 located in an +external vertical field Eo. When insulated from the earth, the rod would take +the potential of the space at its centre, pc = E01/2, which follows from the +symmetry consideration. The grounded rod potential is zero; hence, the +external field potential is compensated by the charge q1 induced by this +field on the rod. The charge can be estimated from the rod capacitance C, +as q1 = Crpc = E01C,/2. +The production of the charge q1 implies the existence of current through a +ground electrode of the object. This is a low current, because it takes several +seconds for the cloud charge, creating the field Eo, to be formed. As much +time, At, is necessary for the charge -ql to flow down into the earth, leaving +behind the induced charge q1 on the conductor. If the field Eo is largely created +by the leader charge of a close Lightning discharge, the exposure time of the +induced charge reduces to At x 10-3-10-2 s. But in this case, too, the current +through the ground electrode is low. For example, at Eo x 1 kV/cm character- +istic of close discharges, I = 10m, and C,. = lOOpF,t the average current is +t Approximately, C, = 27rq,l/ In h/r, where r is the rod radius, h is an average distance between +the rod and the earth (h = l/2), z0 = 8.85 x +F/m is the vacuum dielectric permittivity. At +1 = 10m and r = 2cm, C, = 100pF. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 27 === +Lightning hazards +19 +ii x qi/At = EolCr/2At x 0.5-0.05 mA. Even if the grounding resistance is as +high as R, x 10 kR (we deal here with a damaged ground electrode when the +connection with the grounding circuit is made across the high contact +resistance of the break), the induced charge current will change the rod poten- +tial relative to the earth by the value Ap = iiRg = 5-0.5 V. This potential rise +can be ignored in any situation. +When a lightning channel reaches the earth and the process of leader +charge neutralization begins in the return stroke, the field at the earth, Eo, +rapidly drops to zero, eliminating the charge qi. The same charge now +flows back through the grounding resistance for a much shorter time, +about 1 ps, and the current ii increases to about 0.5 A. At the same resistance +R, x 10 kR the voltage will rise to 5 kV. In practice, it may rise even higher, +producing a spark breakdown at the site of poor contact. The breakdown +may become very dangerous if there are explosive gas mixtures nearby, +since the spark energy is sufficiently high to set a fire. +There is another mechanism of igniting sparks in an induced charge field, +which may be hazardous even in the case of perfect grounding of a metallic +construction. Suppose that a grounded rod of length I and radius r is in the +leader electric field Eo of a nearby lightning discharge. The charge induced +on the rod will enhance the field at its top approximately by a factor of I/r. +With I >> r, this is sufficient to excite a weak counterpropagating leader process. +Of course, if this leader is only about 10 cm long, it will have no effect on the +lightning trajectory. Its energy is, however, large enough to ignite an inflam- +mable gas mixture, if there is any in the vicinity, since the channel temperature +is close to 5000 K and its lifetime is as long as that of a lightning leader. +1.6.4 High potential infection +This unsuitable term has long been used in Russian literature on lightning +protection. It means that the surface and underground service lines, which +get into a construction to be protected, may introduce in it a potential +different from the zero potential of the construction metalwork connected +to earth connection. This may become possible if a service line is not +linked to the grounding of the construction but connected or passes close +to the earth connection of another construction loaded by lightning current +during a stroke (figure 1.9). This may also be a natural earth connection +formed at the moment of lightning contact with the earth due to an intense +ionization in it. If the introduced potential is high, it causes a spark break- +down between the service line and a nearby metallic structure of the +object, whose potential is zero owing to the earth connection. The scenario +of the emergency that follows has been described above. +To avoid sparking induced by high potential infection, all metallic +service lines subject to explosion zooms are linked to the earth connection +of the construction. All metalwork potentials are equalized. The connection, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 28 === +20 +Introduction: lightning, its destructive effects and protection +Figure 1.9. Schematic input of high potential from remote lightning strokes. +however, becomes loaded by additional current, which finds its way there +from a remote lightning stroke, using the service line as a conductor. +When the earth connection resistance is low and the service line goes through +the ground with a high resistivity so that the current leakage through the side +surface is not large, nearly all of the lightning current arrives at the con- +nection from the stroke site. This situation appears to be somewhat similar +to a direct lightning stroke. Sometimes, special measures must be taken to +restrict the infection current. A detailed treatment of the problem of current +and potential infections will be offered in chapter 6. +1.6.5 Current inrush from a spark creeping along the earth’s surface +This phenomenon is familiar to all communications men who have to repair +communications cables damaged by lightning. The damaged site can be +detected easily, because it is indicated by a furrow in the ground extending +far away from the stroke site. A furrow may be as long as several dozens +of metres, or 100-200m in a high resistivity ground. Such a long gap can +be bridged by a spark because of the electric field created by the spark current +spreading out through the ground. The mechanism of spark formation along +a conducting surface differs from that of a ‘classical’ leader propagating +through air. A creeping spark can develop in low fields and have a very +high velocity. +Underground cables are not the only objects suffering from creeping +spark current. Similarly, it can find its way to underground service lines +and to the earth connections of constructions well equipped by lightning +protectors. But a protector palisade cannot stop lightning. When the conven- +tional way from the earth surface is blocked, it breaks through from beneath, +making a bypass in the ground. Lightning thus behaves very much like a +clever general in ancient times, who ordered his soldiers to make a secret +underground passageway instead of attacking openly the impregnable +castle walls. It is reasonable to suggest that the contact of a creeping spark +with combustible materials is as frequent a cause of a fire as a direct lightning +stroke. +The details of the creeping discharge mechanism have been unknown +until quite recently. They are analysed in chapter 6. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 29 === +Lightning hazards +21 +Figure 1.10. This lightning has missed the teletower tip by over 200m. +1.6.6 Are lightning protectors reliable? +Lightning protectors are believed to be reliable, since their design has +changed but little over two and a half centuries. Nevertheless, the photo- +graph in figure 1.10 makes one question this judgement: the lightning +struck the Ostankino Television Tower 200 m below its top, i.e., the Tower +could not protect itself. This is not an exception to the rule. Most descending +discharges missed the Tower top more or less closely, contrary to what had +been expected. This is a serious argument against the vulgar explanation of +the major principle of protector operation that lightning takes a shortcut +at the final stage of its travel to the earth. There are also other arguments, +perhaps not as obvious but still convincing. +Breakdown voltage spread is registered in long gaps even under strictly +identical conditions. The breakdown probability 9 varies with the pulse +amplitude of test voltage U (figure 1.11). Deviations from the 50% proba- +bility voltage, Use%,, are appreciable and may be 10-15% either way. +Curve 2 in figure 1.11 shows the probability function !F( U ) for a shorter +gap. In certain voltage ranges, both curves promise breakdown probabilities +remarkably different from zero. This means that if two different gaps are +tested simultaneously, there is a chance that any of them (the smaller and +the larger gap) will be bridged. In general, this situation is similar to that aris- +ing when a lightning discharge is choosing a point to strike at. It does not +always take the shortest way to a protector but, instead, may follow a +longer path in order to attack the protected object. +For solving the lightning path problem, one has to treat a multielectrode +system consisting of several elementary gaps. For lightning, all elementary +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 30 === +22 +Introduction: lightning, its destructive effects and protection +Figure 1.11. Distributions of breakdown voltages in air gaps of various lengths with a +sharply non-uniform electric field. +gaps have a common high voltage electrode (the leader that has descended to +a certain altitude), while the zero potential electrodes are formed by the +earth’s surface with grounded objects and protectors distributed on it. The +problem of protector effectiveness thus reduces to the calculation of +breakdown probabilities for the elementary gaps in a multielectrode +system. The general formulation of this problem is very complex, since the +spark development in the elementary gap in real conditions cannot be +taken to be independent. The discharge processes affect one another by +redistributing their electric fields, which eliminates straightforward use of +statistical relations describing independent processes. +We cannot say that the spark discharge theory for a multielectrode +system has been brought to any stage of completion. But what has been +done, theoretically and experimentally, allows the formulation of certain +concepts of the lightning orientation mechanism and the development of +engineering approaches to estimate the effectiveness of protectors of various +heights (see chapter 5). +Investigation of multielectrode systems is also important from another +point of view: we must find ways of affecting lightning actively. It would +be reasonable to leave the discussion of this issue for specialized chapters +of this book, but they will, however, attract the attention of professionals +only, or of those intending to become professionals. It is not professionals +but amateurs who, most often, try to invent lightning protectors. They +have at their disposal a complete set of up-to-date means: lasers, plasma +jets, corona-forming electrodes for cloud charge exchange, radioactive +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 31 === +Lightning as a power supply +23 +sources, high voltage generators stimulating counterpropagating leaders, etc. +That lightning management has a future has been confirmed by laboratory +studies on sparks of multimetre length. These experiments and their implica- +tions will be analysed below, so there is no point in discussing them here. Still, +it is hard to resist the temptation to make some preliminary comments +addressed to those who like to invent lightning protection measures. +When explaining the leader mechanism at the beginning of this chapter, +we noted that the leader tip carries a strong electric field sufficient for an +intense air ionization. It is very difficult to act on this field directly, because +it would be necessary to create charged regions close by, whose charge den- +sity and amount would be comparable with those in the immediate vicinity of +the tip. Pre-ionization of the air by radioactive sources is of little use because +of the low air conductivity after radiative treatment. The initial electron +density behind the ionization wave front in the leader process is higher +than 10l2 ~ m - ~ , +and in a ‘mature’ leader it is at least an order of magnitude +higher. These and even much lower densities are inaccessible to radiation at a +distance of dozens of metres from the radiation source which must present no +danger to life. The same is true of a gradual charge accumulation due to a +slow corona formation between special electrodes. Besides, one cannot pre- +dict the polarity of a particular spark to decide which charge is to be +pumped into the atmosphere. +Quite another thing is plasma generation. In principle, we could create a +plasma channel comparable with the lightning rod height, thus increasing its +length. A high power laser could, in principle, be used as a plasma source. It +is clear that it should be a pulse source and the plasma produced should have +a short lifetime. It must be generated exactly at the right moment, when a +lightning leader is approaching the dangerous region near the object to be +protected. This is a new problem associated with synchronization of the +laser operation and lightning development, giving a new turn to the task of +lightning protection, which does not at all become easier. +Finally, we should always bear in mind that most lightning discharges are +multicomponent. In about half of them, the subsequent components do not +follow the path of the first component. In fact, these are new discharges +which would require individual handling. To prepare a laser light source for +a new operation cycle for a fraction of a second is possible but difficult techni- +cally. The cost of such protection is anticipated to be close to that of gold. +It is not our intention to intimidate lightning protection inventors. We +just want to warn them against excessive enthusiasm. +1.7 Lightning as a power supply +The question of whether lightning could serve as a power supply cannot be +answered positively, no matter how much we wish it to be one. Some authors +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 32 === +24 +Introduction: lightning, its destructive effects and protection +of science fiction books force, quite inconsiderately, their characters to har- +ness lightning in order to use its electric power. Even without this service, +lightning has done much for people by stimulating their thought. The +energy of a lightning flash is not very high. The voltage between a cloud +and the earth can hardly exceed l00MV even in a very powerful storm, +the transported charge is less than lOOC, and maximum energy release is +10'OJ. This is equivalent to one ton of trinitrotoluene or 2-4 ordinary +airborne bombs. A family cottage consumes more power for heating, illumi- +nation, and other needs over a year. Actually, only a small portion of the +lightning power is accessible to utilization, while most of it is dissipated in +the atmosphere. +Normally, a person lives through 40-50 thunder storm hours during a +year. All storms send to the earth an average of 4-5 lightning sparks per +square kilometre of its surface providing a power of less than 1 kW/km2 +per year. In a country of 500 x 400km2, this is about 200MW, which is +a very small value compared with the electrical power produced by an indus- +trial country. Just imagine the immense net which would be necessary for +trapping lightning discharges in order to collect such a meagre power! +Other natural power sources, such as wind, geothermal waters, and tides, +are infinitely more powerful than lightning, but they are still not utilized +much. Clearly, we should not even raise the problem of lightning power +resources. +1.8 To those intending to read on +There will be no more popularized stories about lightning in this book. Nor +shall we mention ball lightning here. The next chapter will contain a +thorough analysis of available data and theoretical treatments of the long +spark, because we believe that without these preliminaries the lightning +mechanism may not become clear to the reader. Nature has eagerly employed +standard solutions to its problems, so lightning is quite likely to represent the +limiting case of the long spark. It would be useful for readers to familiarize +themselves with our previous book Spark Discharge, because it is totally +concerned with this phenomenon. But even without it, they will be able to +find here basic information on long sparks. We have tried to describe their +general mechanisms and to give predictions as to their extension to air +gaps of extrema1 length. Even for this reason alone, the next chapter is not +a summary of the previous book. Lightning is as complicated a phenomenon +as the long spark and is definitely more diverse. It is a multicomponent +process. Since its subsequent components sometimes take the path of an +earlier component, we must consider the effects of temperature and residual +conductivity in the spark channel on the behaviour of new ionization +waves. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 33 === +To those intending to read on +25 +Even a simple model should not treat a kilometre spark in terms of +electrical circuits with lump parameters. A lightning spark is a distributed +system. The time for which the electric field perturbation spreads along the +sparks is comparable with the duration of some of its fast stages. The +allowance for the delay can, in some cases, change the whole picture +radically. This requires new approaches to lightning treatments. Experimen- +tal data and theoretical ideas concerning the lightning leader and return +stroke are discussed together. First, there are not many of them. On the +other hand, we have tried to point out ideological relationships between +experiment and theory and to offer a more or less consistent physical +description. +Spark discharges in a multi-electrode system are the subject of a special +chapter. We present available data and analyse possible mechanisms of light- +ning orientation. This is, probably, the most debatable part of the book. +Field studies of lightning orientation are very difficult to carry out primarily +because constructions of even 100-200 m high are affected by descending +discharges only once or twice a year. The observer must have exceptional +patience and substantial support to be able to reveal statistical regularities +in lightning trajectories. From field observations, one usually borrows the +statistics of lightning strokes at objects of various height and, sometimes, +the statistics of strokes at protected objects, such as power transmission +lines with overhead grounding wire connections. This material, however, is +too scarce to build a theory. For this reason, one has to refer to laboratory +experiments on long sparks generated in 10-15m gaps. No one has ever +proved (or will ever do so) the geometrical similarity of sparks; therefore, +experimental data can be extended to lightning only qualitatively. Neverthe- +less theoretical treatments must be brought to conclusion when one develops +recommendations on particular protector designs. We analyse the reliability +of engineering designs, wherever possible. +The last chapter of the book discusses lightning hazards and protection +not only in terms of applications. Even the classical theory of atmospheric +overvoltages in power transmission lines required the solution of com- +plicated electrophysical problems. Thorough theoretical treatments are +necessary for the analysis of lightning current effects on internal circuits of +engineering constructions with metallic casings, on underground cables, +aircraft, etc. The range of problems to be considered is not limited to +electromagnetic field theory. We shall also discuss gas discharge mechanisms +of a spark creeping along a conducting surface, the excitation of leader +channels in air with the composition and thermodynamic characteristics +locally changed by hot gas outbursts, and the lightning orientation under +the action of the superhigh operating voltage of an object. These theoretical +considerations will not screen our practical recommendations concerning +effective lightning protection and the application of particular types of +protectors. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 34 === +26 +Introduction: lightning, its destructive effects and protection +References +[l] Bazelyan E M, Gorin B N and Levitov V I 1978 Physical and Engineering Funda- +mentals of Lightning Protection (Leningrad: Gidrometeoizdat) p 223 (in Russian) +[2] McEachron K 1938 Electr. Engin. 57 493 +[3] Berger K and Vogrlsanger E 1966 Bull. SEV 57 No 13 1 +[4] Newman M M, Stahmann J R, Robb J D, Lewis E A et a1 1967 J. Geophys. Res. +72 4761 +[5] Uman M A 1987 The Lightning Discharge (New York: Academic Press) p 377 +[6] Berger K, Anderson R B and Kroninger H 1975 Electra 41 23 +[7] Schonland B, Malan D and Collens H 1935 Proc. Roy. Soc. London Ser A 152 595 +[8] Bazelyan E M and Raizer Yu P 1997 Spark Discharge (Boca Raton: CRC Press) +p 294 +191 Schonland B 1956 The Lightning Discharge. Handbuch der Physik 22 (Berlin: +Springer) p 576 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 35 === +Chapter 2 +The streamer-leader process in +a long spark +This chapter will deal with the spark discharge in a long air gap. We have +already mentioned in chapter 1 that this material should not be ignored by +the reader. But for the long spark, specialists would know much less about +lightning. Today, high voltage laboratories are able to produce and study +long sparks of several tens and even hundreds of metres long [l-31. Many +of the long spark parameters and properties lie close to the lower boundary +of respective lightning values. Most effects observable in a lightning +discharge were, sooner or later, reproduced in the laboratory. One exception +is a multicomponent discharge, but the obstacles lie in the technology rather +than in the nature of the phenomenon. It would be very costly to instal and +synchronize several high voltage power generators, making them discharge +consecutively into the same air gap. +As for the fine structure of gas-discharge elements, long spark research- +ers are far ahead of lightning observers. This could not be otherwise, since a +laboratory discharge can be reproduced as often as necessary, by starting the +generator at the right moment, within a microsecond fraction accuracy, and +strictly timing the switching of all fast response detectors. But with lightning, +the situation is different. It strikes every square kilometre of the earth’s sur- +face in Europe approximately 2 to 4 times a year. So, even such a high con- +struction as the Ostankino Television Tower (540m) is struck by lightning +only 25-30 times a year. Of these, only 2-3 discharges are descending, +while the others go up to a cloud. Normally, lightning observations have +to be made from afar, so that many details of the process are lost. The +gaps in the study of its fine structure must, of necessity, be filled in laboratory +conditions. +The long spark theory is far from being completed, and there is no +adequate computer model of the process. Still, there has lately been some +progress, primarily owing to laboratory investigations. It would be unwise +to discard these data and not to try to use them for the description of +21 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 36 === +28 +The streamer-leader process in a long spark +lightning. In this chapter, we shall outline our conception of the basic +phenomena in a long spark. We shall present some newer data and ideas +which emerged after the book [4] on the long spark had been published. +We should like to emphasize again that many details of the spark physics +are still far from being clear. +2.1 +What a lightning researcher should know about a +long spark +The key point is how a spark channel develops in a weak electric field, by 1-2 +orders of magnitude lower than what is necessary to increase the electron +density in air (Ei x 30 kV/cm under normal conditions). Naturally, we +speak of a discharge in a sharply non-uniform field. Near an electrode +with a small curvature radius (suppose this is a spherical anode of radius +r, x 1-lOcm), the field is Ea(ra) Ea > E, at the voltage U x 50-500kV. +This is the site of initiation of a discharge channel. At a distance r = lor, +from the electrode centre, the channel tip enters the outer gap region, +where the initial value of E = Ea(r,/r)* is one hundredth of that on the +electrode. This weak field is incapable of supporting ionization. Nevertheless, +the channel moves on, changing the neutral gas to a well-ionized plasma. +There is no other reasonable explanation of this fact except for a local +enhancement of the electric field at the tip of the developing channel. The +enhancement is due to the action of the channel’s own charge. Indeed, a con- +ductive channel having a contact with the anode tends to be charged as much +as its potential U, relative to the grounded cathode. Current arises in the +channel, which transports the positive electric charge from the anode (more +exactly, from the high voltage source, to which the anode is connected). (In +reality, electrons moving through the channel toward the anode expose low +mobility positive ions.) Such would be exactly the mechanism of charging a +metallic rod if it could be pulled out of the anode like a telescopic antenna. +Then the strongest field region would move through the gap together with +the rod tip. We can say that a strong electric field wave is propagating through +a gap, in which ionization occurs and produces a new portion of the plasma +channel. We can also name it as an ionization wave, and ths term is commonly +used. +The wave mechanism of spark formation was suggested as far back as +the 1930s by L Loeb, J Meek, and H Raether. The channel thus formed +was termed a streamer (figure 2.1). Experiments showed that the streamer +velocity could be as high as 107m/s. In lightning, this velocity is demon- +strated by the dart leader of a subsequent component. Even the mere fact +that these velocities are comparable justifies our interest in the streamer +mechanism. It is important to know what determines the streamer velocity +and how it changes with the tip potential. For this, we have to analyse +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 37 === +What a lightning researcher should know about a long spark +29 +grounded +cathode +Figure 2.1. A schematic cathode-directed streamer: U, (x), external field potential; +U ( x ) , potential along the conductive streamer axis. +processes taking place in the streamer tip region where ionization occurs. It is +necessary to find out how the processes of charged particle production are +related to electron motion in the electric field, due to which the charged +region travels through the gap like the crest of a sea wave. +The specific nature of spark breakdown is not restricted to the ionization +wave front, because its crucial parameter is the channel tip potential U,. Its +value may be much smaller than the potential U, of the electrode, from which +the streamer has started, since the channel conductivity is always finite and +the voltage drops across it. Therefore, the analysis of streamer propagation +for a large distance will require a knowledge of the electron density behind +the wave front and the current along the channel in order to eventually +calculate the electric field in the travelling streamer and to derive from it +the voltage drop on the channel. Incidentally, the field and the current +preset the power losses in the channel. It will become clear below how +important this parameter is for spark theory. +The streamer creates a fairly dense plasma. Without this, it would be +unable to transport an appreciable charge into the gap. A quantitative +description of the ionization wave propagation provides the initial electron +density in the channel and defines its initial radius. Behind the wave front, +the streamer continues to live its own life. A streamer channel may +expand, through ionization, in the radial electric field of its intrinsic +charge, provided that the latter grows. The cross section of the current +flow then becomes larger. The channel continuously loses the majority cur- +rent carriers - electrons. The rates of electron attachment to electronegative +particles and electron-ion recombination strongly affect the fate of the +discharge as a whole. If the air through which a streamer propagates is +cold and the power input into the channel is unable to increase its tempera- +ture considerably (by several thousands of degrees), the process of electron +loss is very fast, since the attachment alone limits the electron average lifetime +to lop7 s. This is a very small value not only at the scale of lightning but +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 38 === +30 +also of a laboratory spark, whose development in a long gap takes lop4- +lop3 s. One must be able to analyse kinetic processes in the channel behind +the ionization wave front. Without the knowledge of their parameters, one +will be unable to define the conditions, in which a streamer breakdown in +air will be possible. +Here and below, we shall mean by a breakdown the bridging of a gap by +a channel which, like an electric arc, is described by a falling current-voltage +characteristic. The channel current is then limited mostly by the resistance of +the high voltage source. Such a situation in technology is usually called short +circuiting. +Current rise without an increase of the gap voltage inevitably suggests a +considerable heating of the gas in the channel. Due to thermal expansion, the +molecular density N decreases, thereby increasing the reduced electric field +E / N and the ionization rate constant (see [4]). Another consequence of the +heating is a change in the channel gas composition because of a partial +dissociation of 02, N2 and H 2 0 molecules and the formation of easily +ionizable NO molecules. The significance of many reactions of charged +particle production and loss changes. The importance of electron attachment +decreases, because negative ions produced in a hot gas rapidly disintegrate to +set free the captured electrons. The electron-ion recombination rate becomes +lower. But of greater importance is associative ionization involving 0 and N +atoms. The reaction is accelerated with temperature rise but it does not +depend directly on the electric field. This creates prerequisites for a falling +current-voltage characteristic. +Clearly, a researcher dealing with long sparks and lightning cannot +avoid considering the energy balance in the discharge channel, which deter- +mines the gas temperature. It is here that the final result is most likely to +depend on the scale of the phenomenon and the initial conditions. In the +laboratory, a streamer crossing a long gap seldom causes a breakdown +directly. A streamer propagating through cold air remains cold. It will be +shown below that the specific energy input into the gas is too small to heat +it. Even during its flight, the old, long-living portions of a streamer lose +most of their free electrons. In actual fact, it is not a plasma channel but +rather its nonconductive trace which crosses a gap. The researcher must pos- +sess special skills to be able to produce an actual streamer breakdown of a +cold air gap in laboratory conditions. +The situation with lightning may be different. Most lightnings are multi- +component structures. With the next voltage pulse, the ionization wave often +propagates through the still hot channel of the previous component. It is not +cold air but quite a different gas with a more favourable chemical composi- +tion and kinetic properties. Surrounded by cold air, the hot tract shows some +features of a discharge in a tube with a fixed radius and, hence, with a more +concentrated energy release. It seems that the mechanism of the phenomenon +known as a dart leader is directly related to streamer breakdown. One should +The streamer-leader process in a long spark +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 39 === +What a lightning researcher should know ahout a lorig spark +31 +Figure 2.2. A photograph and a scheme of a positive leader. +be ready to give a quantitative description or make a computer simulation of +this process. +Long gaps of cold air are broken down by the leader mechanism. During +the leader process, a hot plasma channel (5000- 10 000 K) is travelling +through the gap. Numerous streamers start at high frequency from the +leader tip, as from a high voltage electrode, and form a kind of fan. They +fill up a volume of several cubic metres in front of the tip (figure 2.2). +This region is known as the streamer zone of a leader, or leader corona, +by analogy with a streamer corona that may arise from a high voltage elec- +trode in laboratory conditions. The total current of the streamers supplies +with energy the leader channel common to the streamers, heating it up. +The streamer zone is filled up with charges of streamers that are being +formed and those that have died. As the leader propagates, the zone travels +through the gap together with its tip. so that the leader channel enters a space +filled with a space charge, 'pulling' it over like a stocking. A charged leader +cover is thus formed which holds most of the charge (figure 2.2). It is this +charge that changes the electric field in the space around a developing +spark and lightning. It is neutralized on contact of the leader channel with +the earth, creating a powerful current impulse characteristic of the return +stroke of a spark. Thus, we can follow a chain of interrelated events, +which unites the simplest element of a spark (streamer) with the leader +process possessing a complex structure and behaviour. +All details of the leader development directly follow from the properties +of a streamer zone. In lightning, it is entirely inaccessible to observation +because of the relatively small size and low luminosity. Today, there is no +other way but to study long sparks in laboratory conditions and to extrapo- +late the results obtained to extremely long gaps. This primarily concerns a +stepwise negative leader, whose streamer zone has an exclusively complex +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 40 === +32 +The streamer-leader process in a long spark +structure. It contains streamers of different polarities, starting not only from +the leader tip but also from the space in front of them. +The leader channel of a very long spark, let alone of lightning, is its long- +est element. An appreciable part of the voltage applied to the gap may drop +on this element. This is why one should know the time variation of the +channel conductivity. The channel properties mostly depend on the current +flowing through a given channel cross section. If the current is known, it is +not particularly important whether it belongs to a long spark or lightning. +The parameter that changes is the time during which one observes this +process: for lightning, it is one or two orders of magnitude longer than for +a spark. By analysing the self-consistent process of leader current production +in the streamer zone and its effects on plasma heating and conversion in the +channel, one can derive the conditions for an optimal leader development in +a gap of a given length. There are reasons to believe that these conditions are +realized in lightning when it develops in an extremely weak field. Nature +always strives for perfection, not because it is animated but because optimal +conditions most often lead to the highest probability of an event. +To conclude this section, long spark theory is of value in its own right to +specialists in lightning protection. Lightning current is the cause of the most +common type of overvoltage in electric circuits. The amplitude of lightning +overvoltages reaches the megavolt level. In order to design a lightning- +resistant circuit, one must be able to estimate breakdown voltages in air +gaps of various lengths and configurations. This can be done only with a +clear understanding of the long spark mechanism. +2.2 +A long streamer +2.2.1 +Let us consider a well developed ‘classical’ streamer, which has started from +a high voltage anode and is travelling towards a grounded cathode. The +main ionization process occurs in the strong field region near the streamer +tip. We shall focus on this region. The front portion of a streamer is +shown schematically in figure 2.3 together with a qualitative axial distribu- +tion of the longitudinal field E, electron density ne, and a difference between +the densities of positive ions and electrons, or the density of the space charge +p = e(n+ - ne) (the time is too short for negative ions to be formed). +The strong field near the tip is created mostly by its own charge. In front +of the tip where the space charge is small, the field decreases approximately as +E = E,(T~/Y)’, which is characteristic of a charged sphere of radius Y,. +Here, +E, is the maximum streamer field at the tip front point. In fact, the radius at +which the field is maximum should be termed the tip radius Y,. +It approxi- +mately coincides with the initial radius of the cylindrical channel extending +behind the tip. The front portion of a conventionally hemispherical tip +The streamer tip as an ionization wave +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 41 === +A long streamer +33 +Figure 2.3. Schematic representation of the front portion of a cathode-directed +streamer and qualitative distributions of the electron density ne, the density difference +n, - ne (space charge), and longitudinal field E along the axis. +should be called the ionization wave front. The streamer tip charge is primarily +concentrated in the region behind the wave front. The field there becomes low, +dropping to a value E, in the channel, small as compared with E,. The lines of +force going radially away from the tip in front of it become straight lines inside +the tip and align axially along the streamer channel. +Let us mentally subdivide the continuous process of streamer develop- +ment into stages. The strong field region in front of the tip is the site of +ionization of air molecules by electron impact. The initial seed electrons +necessary for this process are generated by the streamer in advance. Their +production is due to the emission of quanta, accompanying the ionization +process because of electronic excitation of molecules. In our case, highly +excited N2 molecules are active so that the quanta emitted by them ionize +the O2 molecules, whose ionization potential is lower than that of N2. The +radiation is actively absorbed, but its intensity is high enough to provide +an initial electron density M~ of about 105-106~m-3 at a distance of 0.1- +0.2cm from the tip. Each of these electrons gains energy from the strong +field, giving rise to an electron avalanche. Since the number of avalanches +developing simultaneously is very large, they fill up the space in front of +the streamer tip to form a new plasma region. Owing to the electron outflow +towards the channel body, the positive space charge of the plasma becomes +exposed. Simultaneously, electrons that have advanced from the ahead +region neutralize the positive charge of the ‘old’ tip which turns to a new +channel portion, thereby elongating the streamer. +The gas in the wave front region must be highly ionized for the electron- +ion separation to produce an appreciable charge capable of creating a strong +ionizing field in front of the newly formed tip. For this reason, the region of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 42 === +34 +The streamer-leader process in a long spark +concentrated tip charge is somewhat shifted towards the channel body +relative to the intensive ionization site (figure 2.3). Normally, the electric +field is pushed out of a good plasma conductor, and the space charge (if +the conductor is charged) quickly concentrates near its surface as a ‘surface’ +charge. The plasma of a fast streamer (‘fast’ in the sense that will be specified +below) possesses a fairly high conductivity, and these properties apply to +such a streamer. Therefore, the region of strong field and space charge in +the tip looks like a thin layer, as is shown in figure 2.3. +If the streamer length is I >> r,, its velocity and the tip parameters change +little during the time the tip travels a distance of its several radii. T h s means +that, depending on the time t and the axial coordinate x, all parameters +are the functions of the type E(x. t) = E ( x - V,t), and what is shown in +figure 2.3 moves to the right as a whole, without noticeable distortions. The +picture changes only as the streamer velocity changes relatively slowly. This +kind of process represents a wave, in ths case a wave of strong field and +ionization. The external parameter determining the wave characteristics (its +velocity V,, maximum field E,, +tip radius r,, electron density behind the +wave n,) is the tip potential U,. It is indeed an external characteristic of the +tip, although it partly depends on the properties of the wave itself. The poten- +tial U, is equal to the anode potential U, minus the voltage drop on the +streamer channel. The channel properties, however, are initially determined +by the ionization wave parameters, so that the problem of streamer develop- +ment is, strictly speaking, just one problem. Still, it can be approximately +subdivided into two parts: the ionization wave problem and the problems of +voltage drop and current in the channel. Both parts will be related by the +dependencies of V,( Ut) and current il at the channel front on velocity V,. +2.2.2 Evaluation of streamer parameters +The formulas to be derived in this and subsequent sections of this chapter do +not claim high accuracy. The streamer and leader problems are very complex, +and a rigorous solution can be obtained only by numerical computation. But +a simplified analytical treatment may also be useful because it provides an +understanding of basic laws and relations among the process parameters. +In other words, one is able to get a general idea of the physics of the phenom- +enon under study and to estimate the order of values of its characteristics. +Let us consider a fast streamer, whose velocity is much higher than the +electron drift velocity in the wave. Streamers are fast in many situations of +practical interest. The calculation of electron production can ignore the +slight drift of electrons from a given site in space for the short time the +ionization wave passes through it. In this case, the ionization kinetics +along the streamer axis is described by the following simple equations: += exp vidt =exp +s +n C +3 += yn,. +- +at +a0 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 43 === +A long streamer +35 +Figure 2.4. Ionization frequency of air molecules by electron impact under normal +conditions (from the data on ionization coefficient cy and electron drift velocity V, +in [l 11). +where vi = vi(E) is the frequency of electron ionization of molecules. Its time +integral has been transformed to the integral over the coordinate x along +the wave axis, according to the equality dx = V, dt corresponding to the +coordinate system moving together with the wave. Due to the sharp increase +of the ionization frequency with field (figure 2.4), the region where the field is +not much less than its maximum makes the largest contribution to the +electron production. This region in the wave is of the same order of +magnitude as the tip radius (figure 2.3). So we can write the approximate +expressions for the integral (2.1) and streamer velocity: +This type of formula was first suggested by Loeb [5] and has been used since +that time, in this or modified form, in all streamer theories [6-lo]. The +velocity of a fast streamer is weakly related to the initial no and final n, +electron densities and is determined only by the maximum field E, and the +tip radius r,. +The quantities E, and r, which determine V, are not independent. They +are interrelated by the tip potential U,. For an isolated conductive sphere with a +uniformly distributed surface charge Q', we have U = r,E, += Q'/~TTTE~Y,, +where E~ = ( 3 6 ~ +x lo")-' +FZ 8.85 x 10-12F/m is vacuum permittivity. A +streamer looks more like a cylinder with a hemispherical rounded end (see +figure 2.3). We can show [4] that in a long perfect conductor of this shape, +one half of the potential at the hemisphere centre is created by charges +concentrated on the hemisphere surface and the other half by those on the +cylinder surface, so that the tip charge is Q = ~ T T T E ~ Y , U ~ . +The field at the tip +front point is, to good approximation, only one half of that in an isolated +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 44 === +36 +The streamer-leader process in a long spark +sphere with the same potential, or +0; = 2E,r,. +The tip charge moves because of the electron drift under the field action. +The electron density in the wave plasma and the respective plasma conduc- +tivity must provide the charge transport with the same velocity as that of +the wave. This permits estimation of the plasma density in the streamer +just behind its tip. With the same assumptions as those in (2.2), the electron +density in the strong field region on the streamer axis increases as +ne M no exp (vimt) for the time At M rm/Vs. During this period of time, the +electron density rises to its final value nc M no exp (vi,&) +, and the electron +drift towards the channel with velocity V, = peE, (where pe is electron +mobility taken, for simplicity, to be constant) exposes the charge which +creates the field E, in the region of the new streamer tip. +The electron charge that flows through a unit cross section normal to the +axis in the wave front region over time At is +PeEmnc +vim +At +q = ep,E,noSo +exp(6,t) dt = +~ +It leaves behind it a positive charge of the same surface density q. It is this +charge that creates the field E,. We shall see soon that the effective thickness +of a positively charged layer is Ax << r,. In electrostatics, the field of such a +layer at the conductor surface is equal to E, M q / q (ths equality is +absolutely exact for the surface charge of a perfect conductor). By substituting +q from (2.4), we get an estimate for the density behind the ionization wave: +n, M Eovim/epCL,. +The plasma density n, is not related directly to the streamer velocity and is +essentially determined by the maximum field value which defines the ioniza- +tion frequency. +Let us make sure that the tip charge is indeed concentrated in the thin layer. +The effective time for the charge to be formed in the layer approximately is +1 +(At - t ) exp(vi,r) dt +exp(q,t) dt = vi;. +The space charge layer of thickness Ax moves to a new site at velocity +Ax/& +which is equal to the streamer velocity V,, since the ionization +wave moves as a whole. Hence, using (2.2), we obtain +Ax = VsAt, M V,/q, M r,/ln(n,/no). +(2.5) +The final plasma density is many orders of magnitude larger than the initial +density no, so that the logarithm in (2.5) is a large value. Therefore, we have +Ax << r,. +The formulas derived here claim for nothing more than an illustration of +functional relations among streamer parameters. Numerical factors allowing +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 45 === +A long streamer +37 +the transition from an order of magnitude to a specific value have been deliber- +ately ignored. This is justified because we have simplified all initial conditions +and the derivation procedure in order to reveal the physics of the phenomenon +in question. The significance of a formula will increase if it is ‘equipped’ with +numerical factors, even approximate ones. Since we know the origin of these +factors, we can partly judge about the theory validity and meaningfully +compare the analytical results with computations and measurements. +A more rigorous treatment of a fast ionization wave, using one- +dimensional equations consistent with the streamer physical model [4,9], +yields the expressions +(2.6) +nm += ln- +nC - +n, = +q m r m +v, = +(2k - 1) ln(n,/no) ’ +kePe ’ +n m +no +where k is the power index from the approximate formula vi(E) N Ek and n, is +the electron density in the wave front at the point of maximum field (the +density is an order of magnitude smaller than the maximum achievable +density n,). In the field range characteristic of an air streamer, k = 2.5. +The issue of the streamer tip radius or maximum field represents the +most complicated and least convincing point in streamer theory. It is likely +that their values are established under the action of a self-regulation mechan- +ism related to the proportionality V, = q(E,) and to the rapidly increasing +(at first) and then slowly growing dependence of q on E (figure 2.4). If, at +constant tip potential, the tip radius turns out to be too small and the field +E, respectively too high, corresponding to the slow growth of vi(E), the +channel front end will not only move forward quickly but it will expand as +fast under the action of a strong transverse field. The value of r, will rise +while that of E,, according to (2.3), will fall. +Suppose, on the contrary, that the radius Y, +is too large and the field E, +is too low, corresponding to a rapid growth of vi(E). Any slight plasma pro- +trusion in the tip front will locally enhance the field. The ionization rate will +greatly increase there, and the protrusion will run forward as a channel of a +smaller radius. Some qualitative considerations of this kind were suggested in +an old work of Cravath and Loeb [12], but these authors discussed a lightning +channel obeying other mechanisms, because lightning develops via the leader +process. These ideas were used in [6,7] to formulate an approximate streamer +theory. A semi-qualitative criterion was suggested for choosing the maxi- +mum field feasible in the streamer tip. According to [6,7], E, corresponds +to the saturation point or bending in the function vi(E). This criterion was +refined in [13] by establishing a quantitative relation of E, to the slope of +the q ( E ) function and to the charge and normal field distributions over +the streamer tip surface. It was shown that the field E, at the tip front +point is established such that the normal field on its lateral surface +corresponds to the point of transition from the rapid to the slow growth of +the ?(E) function (figure 2.4). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 46 === +38 +The streamer-leader process in a long spark +The streamer’s choice of maximum field was manifested during a +numerical simulation of short fast streamers within the framework of a +complete two-dimensional formulation [ 14- 161. The mechanism of auto- +matic establishment of E, was demonstrated in [13] in the calculation of +long streamer development with arbitary initial conditions and considerably +simplified equations (see also [4 Suppl.]). No one has been able yet to +calculate a long streamer within a complete two-dimensional model. We +can conclude from these results that the field at the front point of an air +streamer propagating at atmospheric pressure and room temperature +seems to be E, M 150-170kV/cm. The tip radius varies with the tip poten- +tial, approximately satisfying (2.3). +We shall give a numerical example as an illustration. At E, = 170 k V / m +in air (vim M 1.1 x 10 s , pe M 270 cm2/V s) and r, = 0.1 cm (corresponding +to U, = 34 kV), the streamer velocity for no M lo6 cmP3 from formula (2.6) is +close to 1.7 x lo6 mjs and the electron density in the newly born channel +portion is n, M 9 x 1013 ~ m - ~ . +Within 20% accuracy, these values coincide +with the results of integration of unreduced equations in the one-dimensional +model illustrated in figure 2.3 [lo]. They show not more than a 2- or 3-fold +disagreement with numerical simulations of streamers in a two-dimensional +model developed by different workers. This type of computation is extremely +complicated and not particularly advanced. So the simple formulas (2.6) are +useful since they can provide rough working estimations. They are also +applicable to a gas of lower density, in whch similarity laws are operative. +Since v, M N f ( E / N ) , where N is the number of molecules per 1 cm3, f is a +function of the type given in figure 2.4, and pe M N-‘, we have +11 -1 +E, - N , +r, - u,/N. +v, U,. +n, +N ~ . +(2.7) +The streamer velocity is independent of N and n, of the tip potential U,. +The latter fact opens up a tempting but yet unused possibility to test +experimentally the theoretical concept of the maximum tip field E, being +constant. For this, it is sufficient to measure the electron density right +behind the tip of a fast streamer, in which U, = U, - EJ rapidly decreases +with the channel length 1 (Eav is the average channel field). The constant data +on n, will indicate the constant values of E,. On the other hand, the decrease +in electron density with decreasing streamer velocity could become a strong +argument to support the hypothesis of constant tip radius r,, which still has +advocates. +From (2.6) and (2.3), the velocity of a fast streamer is proportional to its +tip potential, because its radius is proportional to the potential at +E, = const. The velocity V, becomes lower than the electron drift velocity +V,(E,) +RZ 4 x lo5 mjs at U, M 5-8 kV. At lower voltages, the streamer +moves slower than the drift electrons, so that the formulas become invalid. +The analysis of equations presented in [lo] shows that the streamer velocity +drops with further decrease in U, at V, < Vem. The electron density at the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 47 === +A long streamer +39 +wave front decreases, all electrons are drawn out of the tip, and space charge +fills it up. However, the final plasma density behind the ionization wave does +not decrease. The tip radius becomes very small, and the streamer stops at +low U,. This result agrees with experiments: no streamers with a velocity +less than (1.5-2) x lo5 mjs have ever been observed in air under normal +conditions. +2.2.3 +As the streamer develops, its channel is under high potential which changes +from the anode potential U, at the starting point to a certain value U, at the +front end, close to the tip potential U, (the difference between U, and U, of +about E,Ax << U, is due to a small potential drop in the tip). The channel +is electrically charged, since the potential at any point x along it is higher +than the unperturbed potential of space Uo(x) created by electrode charges +in the absence of streamer. Current must flow through the channel to +supply charge to the new portions of the growing streamer. When setting our- +selves the task of estimating this current and the current through the external +circuit (this is the streamer current to be measured), we must first find the +channel charge, for it is the time variation of this charge that produces the +current. Suppose a streamer has started from an anode of small radius P , . +Let us examine the stage when the streamer length becomes 1 >> ra (I is +much larger than the channel radius r). We can then neglect the time +variation of the anode charge, because its capacitance is small, and take +the external current to be close to the current i, entering the channel through +its base at the anode. Besides, a streamer conductor can be regarded as being +solitary, and the unperturbed potential U, far from the anode can be ignored. +Assume first that the channel is a perfect conductor. From a well-known +electrostatics formula, the capacitance of a long solitary conductor is +C = 27r~~l/ln(l/~). +Its charge is Q = CU, because a perfect conductor is +under only potential U . Introduce now the concept of capacitance per unit +length of the conductor, C1, which is frequently used in electro- and radio- +engineering to analyse long lines. The average capacitance per unit length +Current and field in the channel behind the tip +C +I +ln(I/r) +ln(I/r) +27rq - 5.56 x lo-” +c1 =-=-- +has a nearly constant value which only slightly varies with I and r. Calcu- +lations show that the local capacitance C1 (x) practically coincides with the +average value from (2.8) along the whole length of a long conductor, +except for its portions lying close to its ends. But even at the ends, the +local capacitance is less than twice the average value. This, however, does +not concern capacitances of the free ends which are much larger (see below). +As an approximation justifiable by calculations, we shall use the capaci- +tance per unit length from (2.8) and apply it to a real streamer channel. If a +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 48 === +40 +The streamer-leader process in a long spark +channel possesses a finite conductivity, then it must have a longitudinal +potential gradient and U = U ( x ) , when current flows through it. The +charge per unit channel length has the form +27r&O[U(X) - U()] +Wllr) +.(x) +% C,[U(x) - Uo(x)] += +which allows for the fact that the local charge of a channel raises its potential +relative to unperturbed potential. Uo(x). +A similar refinement should be +introduced in formula (2.3), which generally looks like +U, - UO(l) = 2Emrm. +(2.10) +as well as in (2.7). If the channel radius r varies along its length, a character- +istic value may be substituted into (2.9), because the capacitance varies with r +only logarithmically. +Now turn to channel current. When a channel elongates by dl, its new +portion acquires charge ~ [ d l ; +index E will denote parameters of the front +channel end, x = 1. This charge is supplied directly by local current ir over +time dt = dl/V,. Therefore, at any stage of streamer development, we have +(2.11) +The current at the tip is defined mainly by the tip potential and streamer +velocity. At the anode, the current is +/ +1 +0 +(2.12) +s o +1, . = dt, +dQ +Q = J’ ~ ( x ) +dx = +C1 [U(x) - Uo(x)] +dx +where, Q is the total channel charge. Strictly, Q should be supplemented by +the tip charge Q, = 2 7 r ~ ~ r ~ [ U , +- U,([)], but it is relatively small in a long +streamer. +Currents i, and ii at the opposite ends of a streamer channel do not +generally coincide. Of course, their values may be very close or differ con- +siderably, depending on particular conditions. For example, if the electrode +voltage is raised during the streamer development, the potential and charge +distributed along the channel increase. Some of the anode current is used to +supply an additional charge to the old channel portions, so that only the +remaining current reaches its front end: i, > il. But if the electrode voltage +is decreased, the ‘excess’ charge of the old channel goes back to the supply +through the anode surface, so that the current decreases nearer to the +anode (positive current is created by charges moving away from the +anode): i, < if. +A long streamer can develop at constant voltage when the electric field in +the channel, E ( x . t), does not vary much with time. The potential at any point +of the existing channel U ( x ) = U, - Jt E(x) dx and ~ ( x ) +vary slightly with +time, which means that current does not branch off on the way from the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 49 === +A long streamer +41 +anode to the channel tip. In this case, the anode current is close to the end +current defined by (2.11) including potential U, which may be much lower +than U,. Many experiments have shown that the average channel field +must exceed a certain minimum value of about 5 kV/cm for air in normal +conditions (see sections 2.2.6 and 2.2.7) to be able to support a long positive +streamer. For instance, if U, = 600 kV at the anode and the streamer length +is 1 +1 m, nearly all voltage drops in the channel and U, << U,, but currents +i, and il still do not differ much. +To get a general idea about the orders of magnitudes, let us consider a +variant which seems quite realistic and is manifested by some calculations +(section 2.2.6). This is the variant with constant applied voltage and +slowly varying average field in the channel, when the current along it +changes little and, therefore, can be evaluated from (2.1 1). For example, at +I = 1 m, r = 0.1 cm, V, = 1.7 x lo6 m/s, and Ul = U, +34 kV, as in the +illustration in section 2.2.2 (with U, > 500 kV), we have ln(l/r) = 6.9, +C1 = 8 x 10-12F/m, r1 = 2.7 x lOP7C/m, and i, = i, = 0.46A. Streamer +currents of this order of magnitude (as well as much higher or much lower +currents) have been registered in many experiments. These values can also +be obtained from calculations with the account of possible streamer velocities +from lo5 to lo7 m/s in air, which have been found in some experiments to be +even higher [4]. +In a simple model of potential and current evolution in a developing +streamer channel; the latter can be represented as a line with distributed +parameters: the capacitance C1 and resistivity R1 = (xr2epene)-' per unit +length. The electron density n,(x. t ) should be calculated in terms of the +plasma decay kinetics (see section 2.2.5). Estimations show that self-induction +effects are not essential in streamer development [4]. Then, the process is +described by the following equations for current and voltage balance: +(2.13) +dU +. +-- = zR1, +7 = C1(U - Uo). +dr +di +-+--0, +at +dx +d X +A boundary condition in the set of equations (2.13) at x = 1 is the equality +4 = c1 [U1 - UO(4l Vs +(2.14) +equivalent to (2.1 1). Formula (2.12) automatically follows from (2.13) and +(2.14). Another boundary condition may be the setting of anode potential, +since U(0, t ) = Ua(t). Equations (2.13) and (2.14) will be used in the next +section to evaluate the heating of a streamer channel. Illustrations of +streamer development calculations will be given in sections 2.2.6 and 2.2.7 +after a discussion of the plasma decay mechanism. A complete set of +equations for a long line, generalized by taking self-induction into account, +will be applied in section 4.4 to the treatment of a lightning return stroke. +Equality (2.11) allows evaluation of longitudinal field E, in the channel +behind the streamer tip, where the electron density is still as high as that +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 50 === +42 +The streamer-leader process in a long spark +created by an ionization wave. The current behind the tip is conduction +current il = 7rrfnencpeEc. By equating this expression to (2.11) and using +(2.6) and (2.10) with U, = U,, we find +For a 1 m streamer, the product of logarithms in the denominator of (2.15) is +close to 100. Therefore, the field in the front end of a streamer channel in +normal density air is E, M 4.2 kV/cm (E, = 170 kV/cm from section 2.2.2). +Within the theory accuracy, this value does not contradict the average +measured channel field of 5kV;cm necessary to support the streamer. +There is no ionization in such a weak field, therefore electrons are lost in +attachment and electron-ion recombination processes. +Current il near the channel end is lower than that of the tip adjacent to +the channel, because the charge per unit tip length Tt = QJr, is larger than T +in the channel. This is a typical consequence of end effects for long conduc- +tors, well-known from electrostatics. The surface charge density at the free +end of a conductor is much higher than on its lateral surface. In our +simple model, in which a channel tip has been replaced by a hemisphere of +radius Y, +and charge Q, written after formula (2.12), the average charge +per unit length is T, M 2 7 r ~ ~ [ U ~ +- UO(l)]. +It is In (l/rm) times larger than T, +at the channel end (see (2.9)). The tip current i, much exceeds il. This does +not affect the total charge balance, because the charge Q of a long channel +is much larger than the tip charge Q,. +Note that current perturbation in the tip region has a local character. It +cannot be detected by current registration from the anode side. The streamer +here makes use of its own resources - the charge of the ‘old’ tip has moved on +into the gap with the elongating streamer. It is the charge overflow that +creates current it. If a current detector were placed at the site of a newly +born portion of the channel, it would register current i M it for a very +short period of time At = rm/Vs M lop9 s; then the current would decrease +to il and evolve as the solution of equations (2.13) and (2.14) indicates. +2.2.4 Gas heating in a streamer channel +A streamer process is accompanied by current flow and, hence, by Joule heat +release. As was mentioned above, the viability of a plasma channel depends +primarily on temperature, so this issue is of principal importance. The initial +heating of a given gas volume occurs when a streamer tip with its high current +and field passes through it. As the channel develops, the gas is heated further +by streamer current flowing through it. Let us evaluate both components of +released energy. +The energy released in 1 cm3 per second is j E = aE2, where j = aE is the +current density and a is the plasma conductivity in a given site in a given +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 51 === +A long streamer +43 +moment of time. The energy released in 1 cm3 as a result of ionization wave +passage is +W = aE dt = aE2 dx/Vs +s 2 s +(2.16) +where the integrals are formally taken from --x to +x +but actually over the +ionization wave region. The principal contribution to energy release is made +by a thin layer behind the wave front where the electron density and field are +high. The integral of (2.16) was found rigorously to be ~ ~ E i / 2 , +using +equations for this wave region [4]. This value has the physical meaning of +electrical energy density at maximum field. The contribution of the region +before the wave front is In (nm/no) times, or an order of magnitude, smaller +than this value. Although the field there is as high as that behind the front, +the electron density is of the order of n, and the conductivity 0 is +In (nm/no) times smaller (section 2.2.2). Therefore, +W x eoEk/2 x 2.6 x +J/cm3 +(2.17) +where the numerical value corresponds to E, = 170 kV. +The fact that the density of energy release in a gas is of the same order of +magnitude as the energy density of the electric field is quite consistent with +electricity theory. When a capacitor with capacitance C is charged through +resistance R to voltage U of a constant voltage supply, half of the work +QU = CU2 done by the supply is stored by the capacitor as electrical +energy, and the other half is dissipated due to resistance, irrespective of its +value. The value of R determines only the characteristic time of the capacitor +charging, RC. Something like this is valid for the case in question but, of +course, without both energies being rigorously equal to each other, because +this situation is much more complicated. Indeed, according to the results +of section 2.2.2, the tip capacitance is C, = Q / U , % 27re0rm, volume +V, x 4rrLI3, and field E, E Ut/rm, so that the energy dissipation per unit +tip volume is W FZ CtU:/2Vt z eOEk (we have ignored the unessential +term Uo(l)). +Joule heat is released directly in a current carrier gas, or an electron gas. +Then electrons give off their energy to molecules in collisions. An appreciable +portion of electron energy (even most of it in a certain range of E I N ) is used +for the excitation of slowly relaxing vibrations of nitrogen molecules. Some +energy is used for ionization and electron excitation of molecules, about +U’ = 100 eV per pair of charged particles produced, i.e., n , ~ ’ = +J/cm3 at +n, FZ 1014 cmP3. But even without the account of these ‘losses’, the gas tempera- +ture rise in the wave front region appears to be negligible: AT < Wlcv = 3 K. +Here, cv = qkBN = 8.6 x loP4 J/(cm3/K) is the heat capacity of cold air and +kB is the Boltzmann constant. +Let us see what subsequent gas heating can provide by the moment it +is somewhere in the middle of a long streamer channel. We multiply the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 52 === +44 +The streamer-leader process in a long spark +second equation of (2.13) by i and integrate over the whole channel length, +assuming, for simplicity, that constant voltage U, is applied to the anode. +After taking a by-part integral in the left side of the equation, we substitute +ailax from (2.13) and i(1) i, from (2.14), followed by simple transforma- +tions. As a result: we have +dt I +1 +U,i, = +i RI dx + - - +dx + [y +- Ci UIUO(/)] +Vs +(2.18) +So +which describes the power balance in the system; here, Uo(1) is unperturbed +potential of the external field at the streamer tip point x = 1. The input power +Uai, into a discharge gap is used for Joule heat release in the channel (the first +term on the right), for increasing the electric energy stored in its capacitance +(the second term), and for the creation of new capacitance due to the channel +elongation (the third term). Joule heat associated with the ionization wave is +not represented here. The field burst and the tip impulse current that make up +W calculated above are absent from equations (2.13) and (2.18). Having +integrated equality (2.18) over the period of time from the moment of +channel initiation to the moment t the channel has acquired length I , we +get the equation for the energy balance in the system at the moment t : +where charge Q is given by (2.12). The energy input into the channel, U,Q, is +used to create capacity (the last term on the right), partly stored in this +capacity (the integral) and partly dissipated (&Is). +The braces ( )t indicate +the time averaging of the process. In case of a long channel, much of the +applied voltage drops across its length, so the tip potential U, is small +most of the time, as compared with average channel potential U,, of about +U,. Then, the last term in (2.19) can be neglected. +If we compare the left side of (2.19) with the substituted expression for Q +from (2.12) and the integral in the right side of (2.19), we can conclude that +the difference between these values cannot be much smaller than their own +values but rather have the same order of magnitude. Therefore, the energy +KdlS dissipated in the channel is equal, in order of magnitude, to the gained +electrical energy, which is in agreement with a similar situation discussed +above. +The average energy dissipated per unit channel length is W,, x CI Uiv/2 +and the average energy contributed per unit channel volume is +(2.20) +where rav is the average channel radius. With the formation of every new +portion of the channel, its radius was approximately proportional to the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 53 === +A long streamer +45 +tip potential owing to the fact that the maximum tip field remained approxi- +mately constant. So we have Uav/r,, M E,. Substituting this expression and +(2.8) into (2.20), we find +One can see that subsequent heating of the channel gas adds little to the initial +heating by an ionization wave passing through the particular channel site. +To conclude, gas heating due to streamer development is negligible if the +gap voltage remains constant. Higher voltage does not change the situation +because the energy dissipated in the channel grows in proportion with the +channel cross section and the air volume to be heated. Specific heating +remains unchanged, since it is determined by a more or less fixed volume +density of electric energy. +2.2.5 Electron-molecular reactions and plasma decay in cold air +Electron loss in cold air is due to attachment to oxygen molecules and +dissociative recombination. The main attachment mechanism in dry air at +moderate fields is a three-body process +0 2 + e + 0 2 + 0; + 0 2 , +cm6/s, +(2.21) +k,, = (4.7 - 0.257) x +y = E / N x 10'6V.cm2 +where kat is the rate constant at T = 300K. In higher fields, the dominant +process is dissociative attachment O2 + e -+ 0- + 0 with the rate constant +-9.42 - 12.717 +-10.21 - 5.7,'~ +at y < 9 +at 7 > 9. +log k, = +(2.22) +In not excessively high fields of E < 70 kV/cm at 1 atm, air is ionized at the +rate constant ki = q / N +logki = -8.31 - 12.7,'~ at y < 26. +(2.23) +Since the rate of electron loss through attachment is proportional to electron +density y1, and that through recombination is proportional to y12, the latter is +unimportant at the beginning of ionization. The equality ki = k, valid at +y M 12 determines the minimum field mentioned above, which is necessary +to initiate the growth of electron density in unperturbed air; Ei E 30 kV at +p = 1 atm and room temperature. +Oxygen molecules possessing a lower ionization potential than N2 are +ionized in fields not much exceeding the ionization threshold. Electrons +recombine with 0; at the rate constant 0, usually termed a recombination +coefficient: +(2.24) +0; + e -+ 0 + 0, +/? M 2.7 x 10-7(300/Te)'/2 cm3/s +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 54 === +46 +The streamer-leader process in a long spark +where T, is electron temperature in Kelvin degrees. However, complex ions +are more effective with respect to electron-ion recombination. The most +important ions in dry air are 0; ions, while in atmosphere saturated by +water vapour, as in thunderstorm rain, H30+(H20)3 cluster ions are more +important. For these, the recombination coefficients +0; + e + O2 + 02. +D = 1.4 x 10-6(300/T,)'/2 cm3/s +(2.25) +H30+(H20)3 + e ---f H + 4H20, +B +6.5 x 10-6(300/T)'12 cm3/s +(2.26) +Complex 0; ions are formed from simple ions in the conversion +k = 2.4 x 10-30(300/Te)'/2 cm6/s. (2.27) +Chains of hydration reactions lead to the production of H30'(H20)3 ions. A +typical chain looks like this: +are an order of magnitude larger than for simple ions. +reaction +0; + 0 2 + 0 2 --f 0; + 02, +0; + H20 -+ O;(H20) + 0 2 > +Oi(H20) + H20 + H30' + O H + 0 2 ? +H30+ -t H20 + (M) + H30+(H20) + (M), +k = 1.5 x lop9 cm3/s +k = 3.0 x lo-'' cm3/s +k = 3.1 x +cm3/s +H30+(H20) + H20 -t (M) + H30+(H20)2 + (M). +H3O+(H20)2 -t H20 i- +(M) -+ H30+(H20)3 -t (M), k = 2.6 x +k = 2.7 x lop9 cm3/s +cm3/s +(2.28) +(M is any molecule, k correspond top = 1 atm, T = 300 K); here, a hydrated +ion replaces a 0; ion. +Another, similar chain begins with the production of an H20+ ion in +ionization of water molecules by electron impact. Then comes the conversion +reaction +H20+ + H 2 0 -+ H30+ + OH, +k = 1.7 x lop9 cm3/s +producing an H30+ ion, followed by the reaction chain of the type (2.28). +0; ion, this is the reaction +The production of complex ions is accompanied by their decay. For an +0; + 0 2 + 0; i- +0 2 -t 0 2 , +k = 3.3 x 10p6(300/T)4exp (-504O/T) cm3/s. +(2.29) +It is greatly accelerated by gas heating, but in cold air the reaction effect +is negligible. The same is true of other complex ions, including hydrated ions. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 55 === +A long streamer +41 +In a cold streamer channel, simple positive ions turn to complex +ions very quickly, for the time T,, +x 10-8-10-7s. It is these ions that +determine the rate of electron-ion recombination in cold air, except for a +very short initial stage with t 6 r,,,,. +If the ionization rate is too low and if the detachment-decay of negative +ions is slow, as in a cold streamer channel, the plasma decay is described by +the equation +2 +3 += -vane - pn, +dt +(2.30) +where va is electron attachment frequency. Its solution at initial electron +density equal to the plasma density behind the ionization wave, n,, is +(2.31) +where the time is counted from the moment the streamer tip passes through a +particular point of space. +Accordingto(2.15), wehaveE x 4.2kV/cmandE/N x 1 . 7 ~ +10-16V/cm +for a streamer channel just behind the tip at p = 1 atm. The electron +attachment frequency from (2.21) is va x 1.2 x lo7 sC1 and the characteristic +attachment time is 7, = v;’ x 0.8 x +Over this time, most simple 0; +ions in dry air turn to complex 0; ions. Electrons recombine with them +with the coefficient ,8 x 2.2 x lop7 cm3/s corresponding to electron tempera- +ture Te x 1 eV = 1.16 x lo4 K at the above value of E/N. The initial electron +density n, x 1014 cmP3 is so high that the parameter @nc/va x 2 determining +the relative contributions of recombination and attachment is larger than +unity. This means that at an early decay stage with t < ra x lop7 s, electrons +are lost primarily due to recombination, with attachment playing a lesser role. +Later, at t > 2ra x 2 x lO-’s, the electron density decreases exponentially, as +is inherent in attachment, but as if starting from a lower initial value +nl = nJ(1 + @ n c ~ a ) +x 0.3n,; ne x nl exp (-vat). +The plasma conductivity decreases by two orders of magnitude, as +compared with the initial value, over t x 3 x +s. At the streamer velocity +V, x lo6 m/s, this occurs at a distance of 30 cm behind the tip. A micro- +second later, the conductivity drops by six orders of magnitude. The streamer +plasma in cold humid air decays still faster because of a several times higher +rate of recombination with hydrated ions and due to the appearance of an +additional attachment source involving water molecules. These estimations +indicate a low streamer viability. It is only very fast streamers supported +by megavolt voltages that are capable of elongating to 1 x 1 m in cold air +without losing much of their galvanic connection with the original electrode. +This is supported by experiments with a single streamer and a powerful +streamer corona [4]. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 56 === +48 +The streamer-leader process in a long spark +Note that a streamer plasma has a longer lifetime in inert gases, where +attachment is absent and recombination is much slower. This makes it +possible to heat the plasma channel by flowing current for a longer time +after the streamer bridges the gap (the estimations of section 2.2.4 do not +extend to these conditions). Such a process sometimes leads to a streamer +(leader-free) gap breakdown [ 171. Still, the formulation of the streamer +breakdown problem is justified for hot air and is related to lightning (see +section 4.8 about dart leader). +2.2.6 Final streamer length +When a streamer starts from the smaller electrode (anode) of radius Y,, to +which high voltage U, >> Elya is applied, it propagates in a rapidly decreasing +external field. It is first accelerated but then slows down after it leaves the +region of length Y, where it senses a direct anode influence. If the voltage is +too low, the streamer may stop in the gap, without reaching the opposite +electrode (say, a grounded plane placed at a distance d). The higher is U,, +the longer is the distance the streamer can cover; at a sufficiently high voltage, +it bridges the gap. In order to estimate the sizes of the streamer zone and +leader cover in a long spark or lightning - a task important for their +theory - we need a criterion that would allow estimation of maximum +streamer length under different propagation conditions. No direct measure- +ments of this kind have been made for single long streamers in air, because +there is always a burst of numerous streamers. This, however, is quite +another matter (see below). So we shall use indirect experimental results +and invoke physical considerations, theory, and calculations. +It has been established experimentally that streamers comprising a +streamer burst are able to cross an interelectrode gap of length d only if the +relation E,, = U,/d exceeds a certain critical value E,, which varies with the +kind of gas and its state. Under normal conditions in air, ths critical value +is E,, e 4.5-5kV in a wide range of d = 0.1-10m. The data spread does +not exceed the measurement error. Bazelyan and Goryunov [18] recommend +the value E,, = 4.65 kVjcm for positive streamer, averaged over various +measurements. Therefore, the voltage necessary for a streamer to bridge a +gap of length d is U,,, += E,,d or more. For example, a gap of 1 m length +requires about 500 kV (Ec, e 10 kV/cm for negative streamer in air). +At the moment of crossing a gap, all voltage U, is applied to the +streamer, so Ea" is also the average field in the streamer. If a gap is long +enough, E,, can be identified with the average channel field. Indeed, in criti- +cal conditions with E,, = Ecr, a streamer crosses a gap at its limit parameters. +It approaches the opposite electrode at its lowest velocity corresponding to +the minimum excess of the tip potential U, e U , over the external potential, +AUl = U, - Uo(d) = 5-8 kV, below which the streamer practically stops. In +the case of a grounded electrode, Uo(d) = 0. If a gap is so long (say, 1 m) that +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 57 === +A long streamer +49 +AU, = U, << U,, nearly all applied voltage drops in the channel. Therefore, +E,, can be treated as the lowest field limit, at which a streamer is still capable +of propagating.? +This interpretation remains valid when a streamer does not bridge a gap +but stops somewhere on the way. Indeed, according to (2.6) and (2.10), the +streamer velocity, and hence its ability to move on, is determined only by +the tip potential excess over the external potential, A U , = U, - Uo(I), and +is independent of the latter. No matter where a long streamer stops, we +shall have A U , << U,, though the external potential value at this point, +Uo(lmax), may be high. Generally the average field limit in the channel and +the streamer length at the moment it stops, I, +are interrelated as +In order to be able to use these relations in practice, we must know not only +the easily registered gap voltage U, but also potential Uo(Imax) inaccessible to +measurement. In most cases, it is hard to estimate even by calculation. For a +particular streamer, the external field is determined, in addition to the anode +charge, by the whole combination of charges that have emerged in the gap +and its vicinity. Especially important is the charge of all other streamers +that were formed together with the one under study. Consequently, the +field Uo(x), in which the streamer is moving, represents a self-consistent +field. An outburst of hundreds of streamer branches is characteristic of air; +they fill up a space comparable with l,,,. +It is this maximum length, rather +than the small anode radius, that will determine the external field fall +along the gap length. Estimations of a self-consistent field Uo(x) involve +considerable difficulties and errors (we shall come back to this when +evaluating the size of the streamer zone of a leader). So in reality, critical +field E,, can be evaluated only from experimental data that relate to a +situation with streamers bridging a discharge gap. Then, the potential +Uo(I,,,) +is known reliably because it coincides with the potential of the +electrode, usually the grounded one: Uo(lmax) = Uo(d) = 0. But if it is +known that Uo(lmax) << U,, as in the case of a long streamer moving in a +sharply non-uniform field, the criterion of (2.32) for a definite streamer +length will be extremely simplified: I, +x U,/Ecr. +The existence of critical field E,, has a rather clear physical meaning. The +reason for the appearance of a minimum average field in a channel is its finite +t The average quantities E,, and E,, describe, to some extent, the actual field strengths in the +channel even when the external field is extremely non-uniform, changing by several orders of +magnitude along the gap far from the conductor. For example, if we close the gap with such a +thin wire that short-circuiting current does not change the electrode voltage, a short time +later, after the current along the wire is equalized, the actual gap field will become constant +along its length and exactly equal to Eav. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 58 === +50 +The streamer-leader process in a long spark +resistance. A channel must conduct current necessary to support the motion +of the streamer tip. This is the current which supplies charge to a new portion +of the channel produced at its tip front. The nature of the streamer process is +such that the current il just behind the tip is proportional to its velocity (see +formulas (2.1 1) and (2.14)). Local field E, necessary to support this current is +defined by (2.15) derived from the channel resistivity per unit length for a still +dense plasma. The value of E, in (2.15) slightly depends on varying streamer +parameters, such as length, tip radius, and velocity, and is largely determined +by the gap gas composition, which predetermines maximum field E, at the +tip and the slope of the v,(E) curve (the latter was taken into account in +(2.15) by the k parameter). The calculated value of E, = 4.2kV/cm for air +appeared to be surprisingly close to the measured value E,, = 4.65 kV/cm. +One should not give too much importance to this coincidence of the +values, but the agreement in the order of magnitude is definitely not +accidental. +Because of the plasma decay and conductivity decrease, the current +support in other channel portions may require a stronger field than E,. +For this reason, decay processes appreciably affect the value of Ecr, as is +indicated by experiments. An important mechanism of electron loss in cold +air in a relatively low field E,, is the attachment in three-body collisions +(section 2.2.5). Here, the attachment frequency is v, M N 2 , so the conven- +tional similarity principle E N N for field E,, is violated: the reduced field +E,,/N does not remain constant and the value of E,, decreases more rapidly +than density N [19]. When a streamer propagates through heated air, the +critical field becomes lower not only due to a lower density but as a result +of a direct temperature action. This was found from measurements at various +p and T , up to 900 K [ 19,201. The reason is clear: on gas heating, the action of +attachment and recombination becomes weaker (section 2.2.5). In electro- +positive gases, in which there is no attachment, the value of E,, is lower +than in cold air, other things being equal. For instance, in nonpurified +nitrogen with an oxygen admixture up to 2%, the field is E,, M 1.5kV/cm +at p = 1 atm. In inert gases where the attachment is absent and the recombi- +nation has a lower rate than in molecular gases, E,, is much lower, about +0.5 kV/cm [21,22]. +The channel field does not vary much in time along its length because of +the compensation due to countereffects. On the one hand, the conductivity in +an old channel portion is lower than in a new one because of the plasma +decay. On the other, that old portion was produced by a faster ionization +wave at a higher tip potential corresponding to a larger channel cross section. +As a result, the resistivity per unit length R1 = ( ~ r ~ e p ~ n , ) - ~ +does not vary +much along the channel. Of course, it grows in time because of electron +loss, but at the same time, the streamer velocity decreases together with the +channel current. For this reason, the time variation of the channel field +E(x, t ) = RI (x, +t)i(x. t ) is much slower than that of any of the cofactors. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 59 === +A long streamer +51 +We shall illustrate this by giving a particular analytical solution to the +set of equations (2.13), (2.14), (2.6), (2.10), and (2.31), which is not far +from the actual result (see below). Assume the channel field and capacitance +per unit length to be constant, with the current along the channel being the +same: E(x: t ) = const, Cl(x, t ) = const, and i(x, t ) = i(t). Neglect potential +Uo(x), +inessential to a long streamer in a sharply non-uniform field, and +suppose that the plasma at point x decays exponentially starting from the +moment t, of its production (as is inherent in attachment without recombi- +nation). We shall have +U ( X ) = U, - E X , +Ui = U, -El, +Vs = AU,, +i = C,V,U, = CIAU: +where the nearly constant coefficient A is, according to (2.6) and (2. lo), equal +to += const. +vim +A = 2(2k - l)Em In (n,/no) +(2.33) +The integration of dl = V, dt yields I x lmax[l - exp (-AEt)], I, += Ua/E, +t, = t(1) at x = 1. But the requirement R1 (x, t ) = RI ( t ) involved in the initial +assumptions can be met only for one value of the channel field: +E = va/2A = (AUt)min/2Vem~a +x 1.2kV/cm. Here, V,, +4 x 105m/s is +electron drift velocity at maximum tip field E,, +(Aut),, x 8 kV and +r, = vi' x 0.85 x lop7 s is the attachment time. The relation for E can be +interpreted as follows. The potential difference (A U,),,, +necessary to +provide the minimum streamer velocity Vsmin x V, +must be gained in +field E along the plasma decay length V,,T,. +A similar treatment of the +streamer process will be offered in the next section when discussing the +streamer motion in a uniform field. The order of magnitude of the 'critical' +field E is correct. Therefore, the assumptions underlying the particular +solution are not meaningless, so the solution illustrates the main idea. +The existence of a critical field has been confirmed quantitatively by +numerical models of the streamer process. Let us discuss the calculations +obtained from a simple, evident model. We mean the above set of equations +(2.13) and (2.14) supplemented by expressions (2.6), (2. lo), and (2.33), which +define the streamer velocity and local channel radius, together with (2.3 1) for +the plasma decay, in which the time is counted off from the moment t, of its +production at point x. The streamer development in air from a spherical +anode of radius ra = 5 cm at U, = 500 kV is demonstrated in figure 2.5.1 +The calculations were made with 7, = 0.85 x +s and recombination +coefficient /3 = 2 x +cm3/s. The general tendency in the behaviour of +principal parameters is quite consistent with the qualitative picture above. +t The numerical simulation was made in cooperation with M N Shneider. This type of equation, +but with a constant channel radius, was solved in [23]. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 60 === +52 +5M) +400 +2 300 +s 2 200 +v +- +m +.- +L +' E +0 +100 +0 +The streamer-leader process in a long spark +2 - 23.37 ns +3 - +53.5ns +4 - IOOns +5 - +310ns +20 +40 +60 +80 +1 +x , cm +I +U t- +4 +0.1 +0 +20 +40 +60 +80 +1 +x , cm +0 +x , cm +Figure 2.5. Streamer propagation in air from a spherical anode of 5cm radius at +500 kV. The distributions of potential U , current I , field E, and electron density ne +along the channel at various moments of time until the streamer stops. +Note that the nonmonotonic character of some current distributions when +the potential at a given point x grows with time is associated with a slight +time decrease in capacitance (2.8) of the elongating channel. The streamer +acquires its maximum velocity lo7 mjs very soon, over +s; then it steadily +decelerates and stops at I, += 0.94 m. +It was found from (2.32), with the account of U,,(lmax) and (AUt),in, +that the actual average field in the channel at the moment of zero velocity +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 61 === +A long streamer +53 +was E,, = 4.9 kV/cm. From a simplified criterion, it was found to be +E,, = U,/I,,, += 5.3 kV/cm. The agreement with the experimental value of +4.65 kV/cm is quite satisfactory. Calculation with U, = 250 kV yielded +I, += 0.39m and at U, = 750 kV it was 1.42m. Equation (2.32) is satisfied +at the same E,, = 4.9 kV/cm, i.e., the constant value of the average channel +field is confirmed by calculations of the final stage of a streamer process +for various streamer lengths. t When one takes into account only recombina- +tion, a streamer elongates much more, to 1.25 m; with no account of electron +losses, it elongates to 3 m (Ec, = 1.7kV/cm), as the qualitative picture +suggests. +2.2.7 +So far, we have dealt with a streamer which starts from a high-voltage elec- +trode, to which it remains galvanically connected, and is supplied by current +from a voltage source through the electrode. Such are typical experimental +designs and, partly, conditions in the streamer zone of a positive leader, in +which the leader channel and its tip possessing a high positive potential act +as the electrode. However, a situation may arise when a streamer is initiated +in the body of a gas gap, where the external field is sufficiently high. This kind +of streamer develops without a galvanic connection with a high-voltage +source. Such streamers seem to be present in negative leaders. Note that +lightning propagating from a cloud down to the earth most often carries a +negative charge, while that going up from an object on the earth is positive. +In some situations, a streamer may take its origin from the electrode vicinity +and begin its travel being connected to it, but later it may break off because of +the plasma decay in an old channel portion. If the external field is still strong +at some gap space length, the streamer will move on, having ‘forgotten’ about +its former connection with the electrode. This behaviour is characteristic of +the streamer zone of a leader. +Consider a simple case when there is a uniform electric field Eo at some +distance from the electrode and a fairly long conductor of length 1 and +vector Eo along the x-axis. This may be a metallic rod in laboratory +conditions, or a plane or rocket going up to charged clouds, or a dense +plasma entity created in this way or other. The conductor is polarized by +the external field to form a charged dipole. The vectors of the dipole and +external fields are summed. The total field E,,, +in the body of a perfect +conductor drops to zero, since an ideal conductor is always equipotential. +In the symmetry condition, all its points take the potential of the external +unperturbed field at the middle point of the conductor. Sometimes, the +field in the conductor body is said to be pushed out into the external +Streamer in a uniform field and in the ‘absence’ of electrodes +t The calculation using a simplified formula without the account of Uo(lmax) at l,, += 0.39m +gives an error: 5.7 instead of 4.9 kV cm. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 62 === +54 +The streamer-leader process in a long spark +Figure 2.6. The potential distribution along a conductive rod in a uniform electric +field. Broken line, the potential in the absence of a conductor. +space. The dipole charge enhances the field (E,,, > Eo) at the ends of the +polarized body (figure 2.6). +The problem of field redistribution by polarization charge can be solved +rigorously by numerical methods for any geometry, but simplified evalua- +tions are also possible. In the close vicinity of a charged dipole ‘tip’ of +radius Y << 1, the longitudinal field varies nearly in the same way as the +field of a sphere of identical radius. Therefore, the external field perturbation +by polarization charges is attenuated at a distance Y from each of the two +conductor ends. Let us take the conductor middle point to be the coordinate +origin. The end potentials of a polarized conductor differ from that of +an unperturbed one, U. = -Eox at the same points by AU x Eol/2. The +absolute strengths of the total field at the conductor ends rise to +E, x AU/r x Eol/2r, and the field increases with increasing l/r. This +estimate fits fairly well the numerical evaluation in [24]. +At 1 >> r, ionization processes and streamers may arise at the ends of a +polarized conductor even at a relatively low external field Eo (figure 2.7(a)). +Ionization waves run in both directions, leaving plasma channels behind, in +much the same way as with a streamer starting from a high-voltage electrode. +If their velocity V, appreciably exceeds the electron drift velocity, the condi- +tions of streamer travel from the positive and negative ends will not differ +much. The total charge of developing streamers is zero at any moment of +time. This could not be otherwise, because none of them is connected with +the electrode and, through it, with the high-voltage source. Charges do not +escape the gap but are only redistributed by the streamer current. A streamer +Figure 2.7. Excitation of streamers of both signs from the ends of a conductor in a +uniform field. The charge distributions per unit channel length are shown schemati- +cally: (a) with active plasma, (b) with plasma decay in the older channel portions. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 63 === +A long streamer +55 +travelling along the vector Eo is charged positively, while a counterpropa- +gating streamer acquires a negative charge. Naturally, the current and the +charge separation occur due to electron drift. As in a streamer starting +from an electrode, the work done for plasma production and charge separa- +tion is done at the expense of the power source creating external field Eo. If it +is a conventional high-voltage source, current flowing through the streamer +during its propagation is due to the variation in the charge induced on the +electrode surfaces when the value and distribution of polarization charges +in the gap bulk change. This current takes away some of the source power +which is eventually used for the streamer development. +As streamers develop, the total length of a polarized conductor +increases, increasing the potential difference AU pushed out of the plasma +channels. On the other hand, the plasma in the old, central channel decays, +so that the charge overflow from one half of the conductor to the other +becomes more difficult. Finally, a streamer cannot elongate any more, +because the gain in length at the tip is lost due to the plasma decay at the +‘tail’. What one observes now is a pair of detached plasma sections of limited +length going away in both directions. At the front ends, they have a limited +potential difference AU with respect to the external potential. The process is +stabilized. It may probably go on until there is the external field. +We should like to emphasize that this issue is of principal importance. A +streamer needs the external field for charge redistribution in the created +plasma, i.e., behind the tip but not in front. The streamer creates its own +field that contributes to the gas ionization in the tip region, while the channel +field provided by an external source is necessary to support the current to the +tip, without which the streamer could not move on. +When the streamer plasma in the old channel near the starting point has +decayed completely, two galvanically disconnected streamers continue to +move in opposite directions. Now the polarization effects of each of the +conductive sections are added to the earlier polarization effects of the +whole channel. As a result, there are four charged regions with alternating +polarity (figure 2.7(b)). Nevertheless, there are still only two ionization +waves moving only forward, away from the channel centre, trying to elongate +the streamer. No return ionization waves arise in its central portion which +has lost conductivity because of a smooth charge distribution towards the +ends. The charge is ‘smeared’ along more or less extended ‘semiconducting’ +regions and cannot create a sufficiently strong field to initiate ionization. +High-voltage engineers are familiar with this phenomenon. They can some- +times decrease an electric field, alternating in time, at the site of its local +rise between a sharp metallic edge and an insulator, by coating the dielectric +at their boundary with semiconducting material. +The parameters of fast ‘electrodeless’ streamers are described by the +same formulas (2.6), (2.10), and (2.14). The role of U, - U. here is played +by the quantity AU x Eo1/2, where 1 is the length of a channel section with +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 64 === +56 +The streamer-leader process in a long spark +preserved conductivity. Here, A U also represents the excess of the streamer tip +potential over the external one. In particular, as the length I increases and the +field at the conductor ends becomes as high as E, M 150-170kV/cm for +normal density air (section 2.2.2), the growth of E, ceases. As I and A U +increase further, the streamer tip radius Y, +not E,, +increases because +A U z E,Y,. +This is accounted for by the self-regulation mechanism discussed +in section 2.2.2. +For the understanding of the streamer process in the streamer zone of +a leader, where the field is nearly uniform and the leader channel acts as a +high voltage ‘electrode’, it is essential that the ‘electrode’ and ‘electrodeless’ +situations should be strictly equivalent, provided that the positive and the +negative streamers are identical and the external field is uniform. Let us +mentally cut, at the centre, a plasma conductor developing in both directions +from this centre and discard, say, the negatively charged half. Let us now +replace it by a plane anode under zero potential and assume a negative +potential to be applied to a remote plane cathode. A cathode-directed +streamer produced at the anode by a local inhomogeneity, whose field +initially supported ionization, will be identical to a positive streamer in the +electrodeless case. Indeed, in both cases, the conductor potential U coincides +with the external potential, U(0) = Uo(0). The charge pumped from the +negative half into the positive one will now be supplied by the source current +from the anode. Here, the principle of mirror reflection in a perfectly +conducting plane, well-known from electrodynamics, reveals itself in every +detail. According to this principle, the distributions of charge, current and +field in half-space do not change if the plane is replaced by the mirror +reflection of half-space charges. +These considerations were used in the calculations and representation of +results on streamer development in a uniform field U, = -Eox from the +point x = 0 towards lower potential (figures 2.8 and 2.9).t The solution +was derived from the same set of equations (2.13), (2.14), (2.6), (2.10), +(2.31) and the same plasma decay characteristics as in section 2.2.6. The +calculations show that a streamer does not develop if the external field is +lower than a certain minimum value. The values of Eomm do not differ +much from the critical channel field E,, which determines the streamer +length in a non-uniform field calculated with (2.32): Eo +M 7.7 kV/cm. One +may probably use for estimations the experimental value E,, x 5 kV/cm as a +realistic Eo +(section 2.4.1). If the uniform external field slightly exceeds +the minimum, the excess tip potential is small, the streamer velocity is low, +and the channel field is close to the unperturbed external field Eomn. This +situation is illustrated in figure 2.8. +however, the tip potential is much +higher than the external potential, and the streamer develops a high velocity +If Eo is appreciably higher than Eo +t Numerical simulation was made in cooperation with M N Shneider. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 65 === +A long streamer +57 +-3001 +' ' . +' . ' . ' ' " +1 +0 +5 +IO +15 +20 +25 +30 +35 +40 +x, cm +x, cm +x, cm +' +2 + +0 +0 +5 +10 +15 +20 +25 +30 +35 +x, cm +0 +Figure 2.8. An air streamer in a uniform field Eo =7.7 kV/cm, slightly exceeding the +critical minimum, with calculated distributions of potential U , current I , field E and +electron density ne. Dashed line, applied field potential counted from the streamer +origin. The oppositely charged streamer running in the opposite direction is not +shown. +(figure 2.9). The current in well-conducting portions at the tip is high but +decreases towards the channel centre. Owing to the high current, much +positive charge is pumped into the tip region even at an early stage; in the +tail, however, where the conductivity has decreased, the current is low. As +a result, positive charge pumped out of it is not reconstructed; moreover, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 66 === +58 +The streamer-leader process in a long spark +---I_. +--_ +5 +-800 +3 - +482.1 ns +4 - 576.6ns +5 - 653.1 ns +-1000 0 +20 +40 +60 +80 +100 +h +. 4 +\ +x, cm +2.5 7 +x, cm +x, cm +x, cm +Figure 2.9. An air streamer in a uniform field Eo =10 kV/cm with the charge distribu- +tion 7 instead of the ne curves similar to those in Figure 2.8. +the tail becomes negatively charged. The calculated charge distributions in +figure 2.9 were found to be exactly as those represented schematically in +the right-hand side of figure 2.7(b) in terms of double polarization of the +whole channel and each of its conducting sections individually. At +Eo zz Eo min and low current, the polarization effect of the conducting section +is very weak (figure 2.8). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 67 === +The principles of a leader process +59 +2.3 +The principles of a leader process +This section is a key one for the understanding of a long spark and the first +lightning component. We shall try to answer the question why a simple struc- +tureless plasma channel has no chance to acquire a considerable length in cold +air of atmospheric pressure. The reader will see what is necessary for a spark to +become long and have a long lifetime and how Nature realizes this possibility. +2.3.1 The necessity of gas heating +Section 2.2 dealt with the development of a simple plasma channel - a +streamer - which has no additional structural details. The theoretical con- +siderations concerning the streamer process are, in general, supported by +experiment, indicating that the streamer gas is cold and the channel field is +too low for ionization to occur. In these conditions, the plasma produced in +the tip by an ionization wave decays later. Electrons are lost due to recombi- +nation (it exists in any gas) and attachment inherent in air as an electronegative +gas. Losing its conductivity and, hence, the possibility to use current from an +external source, a streamer eventually stops its development, unless it encoun- +ters a strong field on its way (section 2.2.7). Sometimes, the streamer lifetime +can be made longer by a steady voltage rise, but this possibility is, naturally, +limited. Even at a megavolt voltage of a laboratory generator, an air streamer +can become only several metres long. Voltages of a few dozens of megavolts +inducing lightning discharges are, at best, capable of increasing the streamer +length to several tens of metres but not to the kilometre scale characteristic +of lightning. At high altitudes, however, the air density is low and a streamer +may cover a longer distance. This probably accounts for vertical red sprites +above powerful storm clouds dozens of kilometres above the earth’s surface +[25], which were found to travel downwards. +The only way of preventing or, at least, slowing down air plasma decay +in a low electric field is by increasing the gas temperature in the channel to +several thousands of Kelvin degrees and, eventually, to 5000-6000 K or +more. In a hot gas, electron loss through attachment is compensated by +accelerated detachment reactions, and recombination slows down. The +mechanism of associative ionization comes into action, and electron +impact ionization is enhanced because the gas density decreases on heating. +These processes make it possible for a plasma channel to support itself, or, at +least, to approach this condition, in a relatively low field. A hot spark looks +like a hot arc or a glow discharge column after contraction [26]. We shall not +discuss here the details of these processes (for this, see section 2.5). It suffices +to take for granted the statement that gas heating does maintain plasma +conductivity, making the spark viable. +It follows from section 2.2 that an increase of potential U at the streamer +front does not contribute to gas heating. Total energy release grows as U2, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 68 === +60 +The streamer-leader process in a long spark +but the streamer cross section 7rrk also increases as U2. So the released energy +density proportional to ( U / r m ) 2 , which defines the heating, remains low. To +increase the channel temperature considerably, it is necessary to accumulate +a much higher energy in a much narrower plasma column. For this, the func- +tional relation providing the low U / r m ratio must be violated. This is +impossible in a primary ionization wave but becomes possible in a differently +organized channel development. Let us try to approach this problem by +considering the final result and estimate voltages and plasma channel radii, +at which the gas temperature would become sufficiently high. This can be +done in terms of the general energy considerations discussed in section 2.2.4. +Suppose there is a charged space with characteristic size R in the front +region of a developing plasma channel. Its capacitance is C x moR with +C1 x x0 +per unit length along the channel axis. If the tip potential is U , +the energy dissipated per unit length of a new portion of the system including +the channel and the space being charged is C1 U2/2, provided the spark devel- +ops steadily. Since the capacitance per unit length of a new system portion is +independent of its radius R or of any other geometrical dimension, we are +free to assume any nature, size, and volume of this charged space. (The +specific capacitance of the central portion of a long system does vary with +total length and radius but only logarithmically, as is clear from formula +(2.8)) The dissipated energy includes all expenditures for the creation of a +new channel portion and space charge. Attribution of this energy to the +various expenditures is a special problem which requires details of the +process to be specified. But we can estimate the upper limit of air mass +that can be heated to the necessary temperature, say, to T = 5000K. For +this, let us assume that all energy has been used heating an air column of +initial radius ro. This will be an estimate of the upper radius limit. This +temperature will lead to considerable thermal gas expansion, because a hot +channel, as will be shown later, develops much more slowly than a cold +streamer channel. Current must have enough time to heat the gas, because +it is eventually the released Joule heat of current that does the heating. If +the heating rate is not high enough, pressure in the gas space is equalized, +so that the gas of a thin channel becomes less dense. The air heat capacity +does not remain constant within a wide temperature range, so energy calcu- +lation should be made in terms of specific enthalpy h( T , p ) . Therefore, the +expression to a maximum radius rOmax of a cold air column that can be +heated to temperature T is +7rrim,,p0h(T) x T & ~ U ~ / ~ . +(2.34) +Here, h( T ) is specific enthalpy for air at p = 1 atm and po is its density at +p = 1 atm and To = 300K. +With tip potential U, = 1 MV and T = 5000 K, when h(5) = 12 kJ/g, an +air column that can be heated must have an initial radius less than +yomax = 0.054cm. The maximum radius due to thermal expansion will be +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 69 === +The principles of a leader process +61 +less than rmax = ro +[po/p( 5 ) ] 'I2 M 0.26 cm, where p( 5) is the air density at +T = 5000 K and pressure 1 atm. A channel of this thickness has been observed +in laboratory spark leaders. At U, M 100 MV, characteristic of very powerful +lightning, the radius estimated from formula (2.34) must be two orders of +magnitude larger. A lightning leader, however, has a temperature higher +than 5000K and h - T2 approximately (h(10) = 48kJ/g), so that the +radius does not grow as much as U, and remains as small as several centi- +metres. It may seem surprising, but a leader channel is thinner than a streamer +channel at the same tip potential (their radii are established due to different +reasons: a leader radius follows the heating conditions, while a streamer +radius is such that the lateral field is too low for intensive ionization). +2.3.2 The necessity of a streamer accompaniment +The existence of a long spark and lightning are due to two main mechanisms, +even in the presence of a very high voltage source. One is the mechanism of +current contraction in a thin channel which can practically be heated. The +other is the attenuation of a very strong radial field that arises at the lateral sur- +face of a very thin conducting channel under a very high potential relative to the +earth. We shall begin with the second mechanism, because it opens the way +for the first one. In reality, the tremendous value of U / r M 10-100 MV/cm is +not the field scale near the channel tip of radius r. Nor does the value of +U/[rln (Ilr)] l-lOMV/cm, which is somewhat less, determine field E, at +the lateral surface of a channel of length I behind the tip, as could be +suggested from formula (2.9) and the Gaussian theorem, E, = 7/(27rq,r). +This would be valid only for such a simple structureless channel as a +streamer, but its lateral field cannot maintain a high strength for a long +time. Lateral ionization expansion would immediately increase the channel +radius. On the other hand, a channel cannot be heated to the necessary +high temperature unless its radius is small. This is the reason why a single +simple channel cannot be heated. +A long-living spark requiring megavolt voltages will inevitably have a +complex structure. The reader has, no doubt, guessed that we mean the +streamer zone in front of a leader tip and its production - the leader cover +representing a thick charged envelope around the channel (figure 2.2). The +space charge of a streamer zone and leader cover, having the same sign as +that of the channel potential, greatly reduces the field at the channel surface. +Roughly, owing to the field redistribution by space charge, the huge potential +U now drops across a much longer length R of the streamer zone and the +charge cover radius, rather than across a length nearly as short as the channel +radius r. In this case, the field scale is a moderate magnitude U / R but not +U / r , because even a laboratory spark has R of about a metre long. +Indeed, the radius of a streamer zone and, hence, of a leader cover is +defined by the maximum distance streamers may cover when they travel +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 70 === +62 +The streamer-leader process in a long spark +away from the leader tip. We already know (sections 2.2.6 and 2.2.7) that the +average field necessary for streamer development in atmospheric air must be at +least E,, x 5 kV/cm. Since streamers stop at the end of the streamer zone, the +voltage drop along the zone length R is about AU, x E,,R (cf. formula (2.32)). +About as high voltage drops outside the streamer zone, because the field there, +i.e., in a zero-charge space, drops from about E,, to zero, as for a solitary +sphere of radius R. Hence, we have U x 2AUs and R = U/2Ec,. At +U x 1 MV, the streamer zone radius is R x 1 m, in agreement with laboratory +measurements. +It follows from both calculations and measurements that the current, +field, electron density, and conductivity of a heated leader channel are +generally comparable with respective parameters of a fast streamer. If they +are somewhat larger, the difference is not orders of magnitude. So the heating +time to achieve a much higher gas temperature must be much longer. This +explains why a leader propagates much more slowly than a fast ionization +wave. +The capacitance per unit length of a leader system (the channel plus a +charged cover) will be described by the same formula (2.8) if I is substituted +by leader length L and the conducting channel radius Y by cover radius R, the +actual radius of a charged volume. This follows directly from electrostatics. +Similarly, the current iL at the leader channel front is related to the tip +potential U and leader velocity VL by the same expression (2.1 l)t +(2.35) +For a laboratory leader of length L x 10m and R M 1 m, the logarithmic +values are several times smaller, while the linear capacitance is larger than +in a streamer with Y x lo-’ cm. +The linear capacitance of a conventionally semispherical streamer zone +is C1 M 27reo, like the capacitance of a streamer tip. The tip current flowing +into the streamer zone +it = 27r&O U v, +(2.36) +is by a factor of In (LIR) higher than iL, again like in a streamer. But since the +leader logarithm is closer to unity, currents iL and it do not differ as much as +for a streamer. If the current along a leader channel does not vary much, as in a +fairly short leader at constant voltage, the tip current will not differ much from +experimental current i in the external circuit. A typical laboratory leader +has i x iL x it M 1 A, U x 1 MV, and from (2.36) VL M 2x lo4 m/s whch is +close to numerous measurements, in which VL x (1-2.2) x lo4 mjs [27,28]. +Formula (2.36) or (2.35) permits the estimation of any of the three parameters +t Here and below, the external field potential Uo(x) +is omitted for brevity. It is indeed small in +laboratory leaders normally observed in a sharply non-uniform field. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 71 === +The principles of a leader process +63 +- i, U , or VL - from the other two. This is especially useful in studying +lightning leaders when actual data are very scarce. +Thus, a key condition for a long-term spark development is the formation +of a thick space-charge cover around it, having the same sign as the channel +potential. The charge reduces the field on the channel surface, depriving the +channel of its ability to expand due to ionization. It is only a channel with a +small cross section that can preserve the ability to be heated. A charge cover +also contributes somewhat to the linear leader capacitance, because it is +now determined by the much larger cover radius R rather than by the small +channel radius r. An increase in linear capacitance is accompanied by an +increase in the energy input into the channel. +If Nature were a living being and decided to make a spark or lightning +travel as large a distance as possible, it would do this by organizing the +streamer zone and charge cover. In actual reality, everything happens +automatically: the huge voltages that create long sparks produce numerous +streamers at the front end (figure 2.10). +This reminds us of a high voltage electrode creating, under suitable +conditions, a multiplicity of streamer corona elements. This kind of corona +can be registered in laboratory experiments. +Currents of all streamers starting from a leader tip are summed up, +heating the spark channel. This total current charges the region in front of +the tip, neutralizing the charge of the old tip, and when a new tip is +formed, the spark elongates by a length of about the tip length, as in a +Figure 2.10. Photograph of a positive leader in a rod-plane gap of 9 m length at 2 MV; +the electronic shutter was closed at the moment of contact of the streamer zone and +the plane. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 72 === +64 +The streamer-leader process in a long spark +single streamer. Part of the streamer zone appears to be behind the tip, +transforming to a new cover for the newly born leader portion. But this +does not decrease the streamer zone length, because meanwhile the zone +has moved forwards together with the tip. Note only that if there are +many streamers they are very close to one another, and they travel in a +self-consistent field close to the critical field (sections 2.2.6 and 2.2.7). Such +streamers are slow and have a low current [4], so that the leader current is, +indeed, a sum of numerous low streamer currents. +2.3.3 Channel contraction mechanism +The mechanism of current contraction in the front region of a leader channel +is not quite clear, especially quantitatively. One may assume the existence of +ionization-thermal instability. This effect looks like the one leading to glow +discharge contraction [26], but it has its own specificity [4]. The instability is +associated with the dependence of electron impact ionization frequency on +field and molecular number density: v,(E, N ) = N f ( E / N ) , where f ( E / N ) +is a rapidly rising function at small E / N (figure 2.4). This is the ionization +component of the instability. Its thermal component is due to the fact that +the gas pressure p rapidly equalizes in small volumes at a moderate heating +rate. With p N NT = const, a more heated site proves less dense, and the +reduced field E/ N , determining the ionization frequency, increases there. +As was mentioned above, numerous streamers start from the front end +of a developing leader. The frequency of streamer emission has been shown +experimentally to exceed lo9 sC1 at a typical laboratory spark current of 1 A +[29]. Younger streamers have not lost their conductivity yet. The streamers at +the leader tip are so close to each other that they form a continuous conduct- +ing channel of radius rSum. Current it flows along ths and the initial leader +channel. It is external current relative to the tip, because it is created by the +whole combination of charges exposed and displaced by the streamer zone +bulk. This current is practically independent of the tip conductivity. In +terms of electric circuit theory, the streamer zone acts as a current source +(an electric power generator with an inner resistance R + m) relative to the +leader tip. Its actual value is very large: R M AU,/i, M U/2it, where AU, is +the voltage drop across the streamer zone. At U M 1 MV and i x 1 A, the +value is R +ZZ 0.5MR. No matter what happens to the leader tip or its short +front portion, the current there does not change. What changes is the electric +field, because it depends on the conductivity and radius of the region loaded by +current (in a glow discharge, the field is fixed and the current can vary during +the instability development). +Suppose the current density, whose average cross section value is +j = it(7rr;,J1, +has increased, for some reason or other, in a thin current +column of radius ro << r,,,. +Then the released energy density j E and gas +temperature T will also increase. The gas density N will become smaller +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 73 === +The principles of a leader process +65 +and EIN larger due to thermal expansion. As the ionization frequency is a +steep function of reduced field, it will grow much faster than E / N . So, the +electron density ne and conductivity a N n,/N will rise. As a result of this +long chain of cause-effect relationships, the current density j = aE in the +fluctuation region will become still larger, etc. The process may begin with +any link in the chain. In any case, the current density in a particular fluctua- +tion region will be rising without limit until all current it accumulates there. +At the initial stage of instability development, the perturbed current density +does not exceed much an average value. But as current concentrates within a +small cross section mi, the gas heating rate there rises sharply. The instability +now develops very quickly, acquiring an explosion-like character. The +acceleration effect is manifested better in a thinner column with high density +current. +A perturbation region, however, cannot be infinitely thin, and this sets +a limit to the rate of instability development. The matter is that non- +uniformities of electron density ne are dispersed by diffusion, which is +ambipolar at very high density values. The characteristic time for perturba- +tion dispersion is Tamb = ri/4Da, where D, = p+Te is an ambipolar diffusion +coefficient (p+ is ion mobility and T, is electron temperature in volts). In +addition to charge diffusion, non-uniformity dispersion is due to heat +conduction with a characteristic time Tth = r i / 4 ~ , +where K is thermal diffusiv- +ity. The former mechanism appears to be more effective in initial air plasma, +since D, x 4 cm2/s (p+ x 2 cm2/s +e V, T, GZ 2 eV) is an order of magnitude +larger than K x 0.3 cm2/s. If a non-uniformity takes less time for dispersion +than for development, i.e., if Tamb is smaller than the instability lifetime qns, +the latter is suppressed at its origin. +The scale for qns is the characteristic time of, say, gas temperature +doubling in a perturbed plasma column, as compared with initial tempera- +ture To. This time is pocpTo/jE, where j E is the power of Joule heat release +and cp is specific heat at constant pressure with the account of thermal +expansion. But this is not all. The higher the instability development rate +is, the greater is the steepness of the ionization frequency dependence on +reduced field E / N - ET, i.e., on gas temperature. For instance, if a 10% +increase in T raises the ionization rate by 20%, the instability will, generally, +double its rate, as compared with a 10% increase in the ionization rate. This +circumstance brings the factor Ci +d In vild In ( E / N ) into the theoretical +formula for qns [26], which characterizes the q ( E / N ) function steepness. +This yields the following expression to be used for estimations: +(2.37) +For calculations, we shall take laboratory leader current i x 1 A and conductiv- +ity a x lop2 (R cm)-’ corresponding to the electron density ne GZ 1014 cmp3 of +air ionization by a streamer zone; Ci = 2.5. Suppose the current density in a +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 74 === +66 +perturbation region is j x 40A/cm2, i.e., somewhat higher than the average +value of 30A/cm2 along a channel with the initial radius taken to be +rsum = 0.1 cm. We shall obtain T,,~ +x 1O--6 s. From the condition Ta,b +2 -qTins, +under which the instability has a chance to develop further, we find that the +initial radius of a column with accumulated leader current must exceed +ro min M 3 x lO-3 cm. Taking into account the upper limit ro max x +5 x 1O-2 cm derived from energy considerations, we conclude that a probable +leader radius prior to thermal expansion is about ro - lop2 cm. For details, the +reader is referred to [4], but reservation should be made concerning the result +accuracy, which cannot be too high in the present state of the art. +2.3.4 +Leader velocity +Streamers generated at the leader channel front cover a distance of several +metres and stop. As was mentioned in section 2.3.2, such streamers are +weak and their propagation is slow; their velocity is close to its low limit +of V, M 105m/s, which means that their lifetime is R/Vs x lO-5 s. This +time is so long that the streamer plasma decays considerably. Only young +streamers, whose lifetime is about the electron attachment time ra x lO-’s +(section 2.2.5), can preserve good conductivity. A young streamer length is +It M Vs7a M 1 cm. A dense fan of such plasma conductors starts from the +channel front. It is this young streamer fan that seems to be registered in +photographs as a bright spot with a radius of r, - 1 cm in order of magnitude +(figure 2.11) and is generally considered as a leader tip. +The streamer-leader process in a long spark +Figure 2.11. An instantaneous photograph (0.1 ps exposure) of the tip region of a +leader. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 75 === +The streamer zone and cover +67 +This suggestion is supported by the fact that the radius of a leader +travelling through air pre-heated to 900K is r, RZ lOcm [20]. Indeed, the +plasma decay slows down and the values of r, and It become higher. +Thus, a necessary condition for leader propagation is the tip region +contraction to a very small radius. This results from instability development, +taking a time of about qns. Over this time, all short young streamers +supplying the leader with current transform to the leader channel. Therefore, +over the time of the process providing a steady propagation of the leader tip, +the latter must cover a distance of about its size, i.e., a young streamer length. +Only in this case can a new front region be formed to replace the old one. +Hence, the leader velocity can be evaluated from the respective parameters as +In the absence of attachment or if its rate is low, the role of 7, is performed by +the time of another plasma decay process - recombination. The evaluation +with (2.36) gives a correct order of magnitude for the velocity of laboratory +leaders: at rins +N lop6 s and It - 1 cm, we obtain V, N 104m/s. We should +like to note that these qualitative and, probably, questionable considerations +have not yet been substantiated by a more rigorous treatment. +Some of the above problems of the leader process will be discussed in +more detail in the subsequent sections of this chapter and further. Here, +our aim was only to give a general idea of the propagation of a long spark +and, presumably, of the first lightning component. A reader interested +exclusively in lightning hazards may find this information sufficient. +2.4 +The streamer zone and cover +We have shown above that a streamer zone plays the key role in a leader +process. It is here that a space charge cover is formed which stabilizes the +leader channel, preventing its ionization expansion which would otherwise +exclude plasma heating. A streamer zone is the site of current generation +for heating the leader, providing its long life. In this section, we shall deal, +in some detail, with processes occurring in the streamer zone and leader +cover, defining the priorities in the causative relationships among leader +parameters. We shall show how the process of streamer generation from a +leader tip becomes automatic. +2.4.1 +The tip of a long leader possesses a very high potential: U, N 1 MV for +laboratory sparks and -10 MV or, probably, more for lightning. Streamers +are continuously produced in a leader tip, which means that the field at its +surface Et exceeds the ionization threshold Ei z 30 kV/cm (under normal +Charge and field in a streamer zone +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 76 === +68 +The streamer-leader process in a long spark +conditions). This excess cannot be very large, otherwise a streamer flux would +become too intensive. The excessive charge of the same sign as U, introduced +into the space would create a much stronger reverse field which would reduce +Et to a level close to E,. Therefore, the field E, does not exceed much E, and +has the same order of magnitude. An automatic field stabilization is inherent +in any continuous threshold process of charge generation by an electrode, for +example, in a steady-state corona. Measurements have shown that the field +near a corona-forming electrode is stabilized with high accuracy and does +not respond to voltage rise across the gap; what changes is the corona +intensity, i.e., its current. A leader tip, too, is the site of corona formation, +with an intensity high enough to support a quasi-stationary state in the tip +and streamer zone, corresponding to potential U,. The field at the corona +electrode E,, is shown by stationary corona experiments to be by a factor +of 1.5 higher than E,, if the electrode radius is about the leader tip radius +r - lcm. +At E, = E,, = 50 kV/cm and Y, = 1 cm, the leader tip charge q, = +4mO~:Et +% 5 x lO-'C +is capable of creating only a small portion of +E,r, = 50kV of an actually megavolt potential U,. The main potential +source is, therefore, the space charge of the streamer zone and cover +surrounding the tip. But the value of U, is primarily determined by character- +istics external relative to the tip. This is the electrode (anode) potential minus +the voltage drop across the leader channel. Consequently, the charge Q, and +the size R of a streamer zone, as well as respective cover parameters, are +established such that they correspond to the proper potential U,. The +mechanism by which a leader 'chooses' the values of Q, and R are directly +related to streamer properties. There are many streamers present in the +zone at every moment of time. They are emitted by the tip at a high frequency +(see below), have different lengths at any given moment and are at different +stages of evolution, with their charges filling up the zone space. Every single +streamer moves in a self-consistent field created by the whole combination of +streamers. The contribution of the leader tip itself (or of its channel) to the +total field has just been shown to be small. One exception is the region +around the tip with a size of its radius. +There are experimental and theoretical grounds to believe that the field +strength in the streamer zone, except for the tip vicinity, is more or less +constant and close to the minimum at which streamers can grow. This is +indicated by measurements of streamer velocity, which does not vary along +the streamer zone. (Attempts to measure a single streamer in the tip +region, where the streamer density is high, have so far failed.) Experiments +show that until the streamer zone of a laboratory leader touches the opposite +electrode, streamers move slowly, at a nearly limit velocity of about lo5 mjs. +This is possible only in a uniform field close to Eo mn (section 2.2.7). Streamers +can travel for such a distance R, at whch the field Eo mn still exists, but they +stop on entering the region with E < E,, ml,. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 77 === +The streamer zone and cover +69 +Suppose, for simplicity, that the streamer zone is a hemisphere with the +centre in the leader tip. The hemisphere changes to a cylindrical cover of the +same radius R with the same order of the space-charge density. A thin con- +ducting leader channel goes along the cylinder axis as far as the hemisphere +centre. When evaluating the zone parameters, one should take into account +the cover charge at the leader end, which also affects the zone field. We can +do this simply by connecting the hemisphere, simulating a streamer zone, to +another hemisphere by mentally cutting it out of the cover space. Let us +assume that there is a uniform radial field E = Eomi, in the sphere. As was +mentioned in section 2.2.7, the theoretical limit of Eo +is close to the experi- +mental critical average field in the streamer channel, below which a streamer +cannot propagate. For air, therefore, we have E x E,, x 5 kV/cm. A uni- +form field in sphere geometry corresponds to the space charge density +p = 2 ~ & / r . If the leader tip is far from the earth and grounded electrodes, +its potential is +The sphere charge Q and its surface potential UR are +(2.39) +(2.40) +U R = U, - E R = Ut/2. +For example, for Ut = 1.5 MV, we have R = l S m , the charge of a hemi- +spherical streamer zone equal to Q, = Q/2 = 6.2 x +c. The leader tip +charge qt = Q(E,/E)(r,/R)2 - lOP3Q is indeed negligible, as compared +with the zone charge. Its physical role, however, is very important: the +high field it creates near the tip, Et > Ei >> E,,, is capable of generating +streamers. +As the streamer zone approaches the grounded plane, its length +increases because its boundary potential UR decreases under the action of +charge of opposite polarity induced in the earth. Now it is most of the voltage +U,, rather than its half, which drops across the streamer space. At the +moment of streamer contact with the 'earth', potential UR = 0 and the +zone length L, = U,/E is doubled relative to the value of R from formula +(2.39). This is clearly seen in streak pictures of a laboratory spark (figure +2.12). It is at the moment of streamer contact with a grounded plane that +the critical field E,, x 5 kV/cm was registered experimentally. The measure- +ments make sense only for short (compared with the interelectrode distance) +leaders, when the voltage drop across the channel could be neglected. By +equating the potentials of the anode U, and of the tip, we can write: +E,, = U,/L, +U,/L,. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 78 === +70 +The streamer-leader process in a long spark +Figure 2.12. Streak photograph of the positive leader channel bottom in an air rod- +plane gap of 12 m in length. The streamer zone is seen to elongate when approaching +the plane cathode. +2.4.2 Streamer frequency and number +The number of streamers present in a streamer zone at every moment of time +is N, = Q,/q,, where q, is the average charge of a streamer. Both charges +were measured experimentally [29,30], the first from the integral of con- +duction current through the anode for short leaders with as yet small cover +charge and the second from the integral of current through a cathode +measurement cell with such a small radius that only one streamer could +touch its surface (with good luck). After a successful contact, the charge of +a conductive streamer section flew into the cathode and through an integrat- +ing circuit. The charge averaged over many registrations was found to be +q, = 5 x lo-’’ C. For the illustration mentioned in the previous section of +this chapter, we find that the number of streamers in a streamer zone of +length 1.5m and charge Q, = 6.2 x lO-5 C is N, M 1.2 x lo5. Similar data +for qs can be derived from the calculations presented in figure 2.8 or from +a simple theoretical treatment, we shall just perform. +A streamer produced by a leader tip crosses the streamer zone over the +time t, = R/ V, min M lop5 s, which is by two orders of magnitude larger than +the attachment time 7, M lO-’s. Therefore, all electrons are lost from older +streamer portions comparable in length with R. Conductivity is preserved +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 79 === +The streamer zone and cover +71 +only along the length I, - V, m i n ~ a - 1 cm behind the streamer tip. During +the motion of the streamer tip, the charge of the older streamer portions +flows into the new ones located closer to the tip before conductivity turns +to zero. Under steady-state conditions, when the tip goes far away from +the start, the charged portion of length I, moves together with the tip, +supporting by its charge the minimum excess of tip potential over external +potential, (AU,),, +x 5 kV, necessary for the streamer propagation (section +2.2.7). The conductor of length I, and radius r, M 0.1 cm carries the charge +(2.41) +As for the charge accumulated in the streamer tip +qst z 2 r ~ O ( A U ! ) ~ i ~ r ~ +M mO(AU,)iin/Em M 5 x lo-" C, +which was not taken into account in the calculation or (2.39), it is by one +order less than that distributed along the channel. At N, M lo5, the average +interstreamer space is R/N;I3, i.e., about several centimetres. With this large +separation of streamer tips, the streamers can really be considered solitary +and propagating in an average self-consistent field. +When a streamer reaches the end of the streamer zone, it stops because it +enters a field lower than Eo ,in. Since the streamer zone approaches this field +fairly slowly, at leader velocity VL an order of magnitude lower than +streamer velocity V, +(for laboratory streamers), the streamer loses its +conductivity entirely. The ions of its space charge are gradually repelled +(and diffuse), reducing the field near the charge trace, so that the streamer +trace becomes lifeless 'forever'. The streamer zone still passes by for a time +tL = R/ V, N lop4 s, after which the immobile charged trace, which is now +behind the leader tip, becomes a cover component. Viable streamers fly +across the streamer zone over time t, = R/Vsmin - lop5 s, an order of +magnitude shorter. Therefore, if the frequency of streamer production is +v,, the number of viable streamers in a streamer zone is N I - v,t,, while +the number of non-viable traces, practically coinciding with the total +number of charged streamer portions, is N - v,tL. Hence, the streamer +generation frequency is v, - N / t L - N V L / R - lo9 s-'. +2.4.3 Leader tip current +The streamer production frequency is directly related to the leader tip current: +it = qp,. With 9, = lop9 C and v, = lo9 s-l, we get it x 1 A, a value typical +for laboratory leaders in the initial stage while the streamer zone has not yet +reached the cathode. T h s current value has been registered in many experi- +ments [27-291, and the relation v, = iL/qs has been confirmed by direct +measurements. The streamers were counted by piece from current impulses +in small cathode measurement cells after the streamer zone boundary had +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 80 === +72 +The streames-leader process in a long spark +touched its surface [29]. The counts were integrated over the area. Measure- +ments +made +at +different +currents +showed +that +the +relation +iL/v, = qs RZ 5 x 10-”C remained constant. It is consistent with measure- +ments and the estimations of average streamer charge presented here. +The formula for leader tip current can be given in a conventional form of +the type i = 7rr eneve = T ~ V ~ , +when current is expressed as the number of +charge carriers (electrons) per unit current column length T, and electron +velocity V,. This formula can also be changed to the phenomenological +expression (2.36) describing the result of the current process without +indicating the nature of carriers. Although the current carriers in this case +are electrons, we can also speak of ‘macroscopic’ carrier-moving charged +streamer sections. With what we mentioned at the end of section 2.3.2 and +formula (2.36), we have +2 +(2.42) +where T, = Q J R RZ m O U t is the linear charge in a streamer zone and +T~ = q,N1/R is the linear charge of ‘macroscopic’ carriers. The three +expressions for current are equivalent to one another but reflect different +aspects of the current process. The second expression in the chain of +equalities (2.42) indicates the current origin whle the latter shows the actual +process of charge transport; the penultimate expression is phenomenological +and describes the result of travel of the streamer zone as a whole. +The mechanism of leader current production just described is valid until +a streamer zone touches the electrode of opposite polarity (the earth or a +grounded object in the case of lightning). Then the situation changes +radically. In the final jump, the charges of all streamers ‘hitting’ the electrode +leave the gap through its surface. Nonviable streamers are no longer +produced, and they possess an ever-decreasing portion of total streamer +zone charge. The last expression in (2.42) is valid in this case, too, +it = T~ V, mln, but the value of T~ is no longer equal to the portion VL/ V, mln +of the total streamer zone charge Q,. In the limit, when the leader tip reaches +the electrode, all zone charge will be provided by moving streamers, so the +current will be it = T,V,. The linear charge of the streamer zone in the final +jump remains the same in the order of magnitude as in the initial stage. Of +course, the streamer zone has now a different shape - it is elongated, looking +more like a cylinder than a hemisphere. But still, its longitudinal L, and +transverse R, dimensions are comparable, and the value of ln(L,/R,) +which appears in the denominator of the expression for linear capacitance +in cylindrical geometry (2.8) and (2.35) is about unity. Therefore, leader cur- +rents after the transition to the final jump and before it are related as Vs/ VL, +the ratio being above 10. +Moreover, the streamer velocity rapidly increases as the streamer zone is +reduced. The potential difference between the leader tip and the grounded +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 81 === +The streamer zone and cover +1 3 +electrode remains the same, U,, whereas the length L, becomes shorter. The +average field in the streamer zone E = U,/L, rises, together with streamer +velocity (section 2.2.7) and leader current it N V,. The final jump current +was shown by laboratory leader experiments to rise by a factor of tens or +hundreds, from about 1 A to 102-103 A. This fast current rise lasting for +several microseconds is a prelude to a still higher current of the return +stroke. The latter begins when the leader channel reaches the electrode. +The current rise of the final jump is stimulated by the fact that fast streamers +cross a shorter streamer zone much faster than before, so that the zone +plasma is unable to decay as much, preserving the streamer conductivity. +At the end of the final jump, the leader channel appears to be linked to the +opposite electrode by numerous streamer filaments with current (for details, +see [4]). +2.4.4 Ionization processes in the cover +A leader cover contains a large number of non-viable charged traces of +earlier streamers. They were produced and developed when a streamer +zone was passing through this site. The axial field in the cover is very low, +much lower than in the streamer zone. No ionization can occur in it, so it +is of no interest to us. What is important is the radial field created by the +leader surface charge and all cover charges, as in a streamer zone, the only +difference being in geometry. In contrast to a channel cover, however, a +leader tip with a streamer zone is formed as a self-consistent system from +the very beginning. The tip pumps into the zone as much charge as necessary +to maintain the tip field at the level Ei, providing the production of the +necessary number of streamers. A leader channel ‘inherits’ a ready-made +cover. The charge amount and distribution in the former quasi-spherical +zone is unsuitable for the cylindrical geometry and channel potentials U ( x ) +different from U,. But the inherited charge of dead streamer traces is +invariable, which means that there must be a mechanism to make the +channel-cover system self-consistent and controllable, since the potential +distribution U ( x ) and linear leader capacitance vary in time. +We mentioned in section 2.3.2 that the ‘intrinsic’ charge of a conducting +channel of length L and radius rL x 0.1 cm would create at its surface a huge +radial +field +Er, = U / [ r L In ( L / r L ) ] = 1 MV/cm +at +channel +potential +U x 1 MV. This critical situation is unfeasible owing to the presence of a +cover. The cover charge induces in the conductor an opposite charge which +is to be subtracted from the intrinsic surface charge. As a result, the field E, +created by the resultant charge has a moderate value. It is hard to imagine, +however, that the inherited charge will be as large as is necessary for confining +the resultant surface field in the narrow range -Eln < E, < Ein with +Ei, = 50 kV/cm << El, x 1 MV/cm. No doubt, the cover charge will turn out +to be either too large or too small. In the first case, the channel will be charged +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 82 === +I4 +The streamer-leader process in a long spark +negatively (if the leader is positive), the field around it will become negative, its +module exceeding Ei,. A negative corona will be excited and introduce into the +cover as much charge as is necessary to reduce IE,I to Ein. This situation +becomes feasible when the gap voltage is constant or decreases, since then +the channel ‘enters’ the cover with a too-large charge. Indeed, suppose the +charge of a streamer hemisphere of radius R is distributed as p = 2 ~ ~ E / r +(section 2.4.1), creating potential U, = 2ER (2.39) in its centre. The cover +inherits a charge of the same radial density distribution p = 2 ~ ~ E / r += +~ E ~ U , / R ~ +and amount r’ = 27reoUt per unit length. At point x far enough +from the channel ends, L >> R, this charge will create potential +2 ~ r p +dr dz +r’ +L e +L e +1,2 M -In- += U, In- R +(2.43) +1 +U’(x) += - +5” J’ +YTEO +o o [r2+ ( z - x) ] +2 +~ +~ +0 + +R +where e is the natural logarithmic base. The potential U’ is by the logarithmic +factor larger than the actual value of U,. The excess cover charge which has +created excessive potential is U’ - U, and must be compensated by intro- +ducing a charge of opposite sign. +The other situation, when the inherited charge is too small, is usually +feasible if the gap voltage rises appreciably during the leader evolution. +The channel potential U ( x ) at a given point increases, and the cover must +be charged up. +It is this mechanism of direct or reverse corona display by a ‘wire’, such +as a leader channel, which leads to a self-consistent channel-cover system. +The system is controlled and corrected automatically but not very quickly. +It is sensitive to the slightest variation in potential distribution along the +channel due to the field Ei, being too small compared with El., of the ‘intrin- +sic’ channel charge. A slight effect on the cover is sufficient to change the field +value, and even its direction, at the channel surface. The cover of a develop- +ing leader with a reverse corona acquires a double-layer structure: outside is +the charge inherited from the streamer zone and inside is the new charge of +opposite sign, introduced by the corona. For example, at U, = 1.5 MV, +R = 1.6m, and L = 10m, the linear cover capacitance from (2.43) is +C1 = r’/U’ = 2 x lo-” Fjm. It is defined by the same formula (2.8) but +with the effective radius Reff varying with the radial charge distribution; for +p M 1/r, re^ = R / e and for p(r) = const, re^ = R/eli2, etc. With U = U,, +the corrected steady state charge in the cover is rL = C1 U = 3 x lo-’ Cjm. +Since the values of C1 and rL gradually decrease with the leader length, +the surface field must support a negative corona; hence, E, M -50 kV/cm. +The actual channel charge (intrinsic charge minus induced charge) is found +to be rLc = ~ T E ~ E , += -8.2 x IO-’ Cjm << rL. Therefore, it is easy to control +the value of rLc and even to reverse its sign. +We have deliberately considered the mechanism of cover-leader self- +regulation in so much detail, because a reverse corona neutralizes the +cover charge in a laboratory spark and lightning during the return stroke, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 83 === +A long leader channel +75 +when the channel potential becomes equal to the earth’s zero potential (see +section 4.4). +2.5 +A long leader channel +All ionization processes responsible for the leader development are localized in +the streamer zone, leader tip and a short channel section behind it. In the latter, +gas heating is completed and a quasi-stationary state characteristic of a long +spark is established. In t h s sense, the rest of the channel plays a minor role, +simply connecting the operating part of the leader to a high-voltage source. +High potential and current vital to the ionization and energy supply are +transmitted through the channel. But how much voltage reaches the leader +tip depends on the channel conductivity which, in turn, is determined by the +channel state. For this reason, what is going on in a developing channel is +as important to the leader process as the mechanisms described above. +2.5.1 +There are no direct experimental data on the state of a lightning leader +channel. Therefore, of special value is the information derived from laboratory +spark experiments, since it can serve as a starting point in lightning treatments. +Here we present some values derived from experimental data [27] with a +minimum number of assumptions. Streak photographs were taken continu- +ously of a leader propagating from a rod anode to a grounded plane. Pulses +of voltage U, with the microsecond risetime were applied to gaps of various +length d. By measuring the streamer zone length L, in the photographs at +the moment the zone touched the grounded electrode and assuming the aver- +age zone field to be E,, = 4.65 kV/cm (section 2.4), one can find the leader tip +potential U, = E,,L, and evaluate the average field in the leader channel as +EL = (Uo - U,)/L, where L = d - L, is the channel length (table 2.1). +The accuracy of EL evaluation, however, is not high, because one +calculates a small difference between large values. Besides, measurements +of the streamer zone length at the moment of contact with the cathode +contain errors as large as those of the channel length. When determining +the latter from streak pictures, one can hardly take into account all channel +Field and the plasma state +Table 2.1. Leader parameter derived from experimental data. +5 +1.3 +2.3 +2.7 +1.1 +750 +10 +1.9 +3.2 +6.8 +1.5 +590 +15 +2.2 +3.6 +11.4 +1.7 +440 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 84 === +76 +The streamer-leader process in a long spark +bending, which may increase the length by 20-30%. Finally, the accuracy of +E,, is not as high as is necessary for such a delicate operation. Experimental +researchers know that the streamer zone field varies with air pressure, +humidity, and temperature but they do not know the respective corrections. +Nevertheless, the data in table 2.1 demonstrate a decrease in the average field +with increasing channel length. This is also evident from experiments with +superlong sparks. A voltage of 3-5 MV is sufficient to create a spark 100 m +long or longer. The tip potential necessary for the development of a streamer +zone of several metres in length is 1-2 MV, as is clear from table 2.1, there- +fore the average field in such a long channel will be as low as 200-250 V/cm. +These values are more applicable to older, remote channel sections which +have acquired a quasi-stationary state, but the fields close to the tip are much +higher. This follows from many experiments indicating a regular increase in +average field with decreasing leader length. More explicitly this was shown +by supershort spark experiments, when the channel length was only a few +dozens of centimetres [31]. The field in a supershort leader and, therefore, +the field at the respective distance from the tip of a long spark may be 2- +4 kV/cm. At the site of ionization-thermal instability, where current is +accumulated within a thin column, the field was found (section 2.3) to be +20 kV/cm [4]. But far from the tip, it is nearly two orders of magnitude lower. +At a typical experimental leader current of i x 1 A, its velocity is +V, M 1.5-2cm/p, and the lifetime of a leader section at a distance of 3 m +from the tip is at least 150 ps. This time is long enough for the relaxation +processes in the channel to be nearly completed and for a nearly steady- +state to be established. The thermal expansion of the channel, very fast at +the beginning, is also completed by that time. Measurements made in a +10m gap between a cone anode and a grounded plane [28] (voltage 1.6- +1.8 MV, average current about 1 A, and average leader velocity 2 cm/ps) +showed that the channel expansion rate was l00m/s at first but loops +later the rate dropped to 2m/s. Measurements made by the shadow tech- +nique showed the average thermal expansion radius to be rL = 0.1 cm. +According to spectroscopic measurements, the temperature of a channel +which has reached the gap middle is 5000-6000 K. Some other experimental +data on laboratory leaders can be found in [4, 27, 28, 31, 321. +The air ionization mechanism changes radically at temperatures T M 3000- +6000K and relatively low reduced fields (for example, at E = 450V/cm, +T = 5000K, and p = 1 atm, we have E / N = 3 x +V/cm2).t In cold air, +t We should like to warn against the commonly used postulate that the field in a leader channel +has a constant value of E / N +8 x 10-'6VcmZ. Some authors use it for the calculation of +breakdown voltages in air gaps, including long ones. At T = SO00 K, we have E = 1.15 kV/cm, +which disagrees with experimental data for more or less long leaders (table 2.1) and contradicts +the physics. The underlying implicit suggestion is that the only consequence of air heating is a +change in its density. We shall show that this is not the case. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 85 === +A long leader channel +71 +it is ionization of O2 molecules by electrons gaining energy in a strong field, but +at the above value of E / N , the ionization rate of unexcited oxygen and nitro- +gen molecules and atoms by electron impact is negligible. Electrons are mostly +produced in the associative ionization reaction +N + 0 + 2.8eV + NO' + e. +(2.44) +Due to a low ionization potential of NO (9.3eV), the reaction requires a +small activation energy and occurs at a large rate constant. Recent data +[33] give +T [K] +(2.45) +Direct NO ionization by electron impact may compete with associative +ionization (2.44) but at an electron temperature higher than T, M lo4 K. +Both estimations and kinetic calculations [34] show that thermodynami- +cally equilibrium concentrations of N, 0, NO and electrons at T M 4000- +6000 K (table 2.2) are established for 20-50 ps. +During this time, a leader elongates only by 20-100cm, i.e., the process +of establishing a thermodynamic equilibrium in the channel seems to occur +concurrently with the transitional process of channel formation and heating +to a quasi-stationary state. Although the electron density does not practically +differ from the density due to streamer generation, ne M 10'4cm-3, the +ionization degree at T = 5000, n,/N M 3.3 x lo-', is an order higher than +that in the streamers, n,/N M 4 x lop6. Therefore, intensive ionization +occurs during the evolution of ionization-thermal instability and subsequent +heating to the final temperature. +Thus, a long laboratory leader channel can be subdivided into two +unequal parts. First, there is a relatively short (about 1 m) transitional por- +tion just behind the tip where the gas is gradually heated and additionally +ionized. This is accompanied by a change in the plasma density and con- +ductivity. Second, there is the rest of the channel heated to 5000-6000K, +which has reached a quasi-stationary state. The suggestion of an equilibrium +electron density in this part of the channel generally leads to a correct value +of its radius, Y x 0.13 cm, close to the measured thermal radius [28]. It can be +k,,, = 2.59 x 10-'7T'.43 exp (-31 140/T) cm3 s-'. +Table 2.2. Equilibrium air composition at p = 1 atm. +T, K +4000 +4500 +5000 +5500 +6000 +N , 1 0 ' ~ c m - ~ +1.79 +1.60 +1.48 +1.35 +1.27 +ne, 1013 cm-3 +0.63 +1.70 +4.90 +11.2 +21.4 +N ~ , +10" cm-3 +4.70 +4.90 +4.60 +4.35 +3.81 +N ~ , +1 0 ' ~ +cm-3 +0.25 +1.15 +3.61 +9.92 +20.6 +N +~ +~ +, + +1 0 ' ~ +cm-3 +1.62 +4.54 +2.73 +1.67 +1.03 +ne/N, lop5 +0.35 +1.06 +3.31 +8.30 +16.8 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 86 === +78 +derived from the relation for current i = 7rr2en,p,E if we take electron +mobility to be pe w 1.5 x 1022N-’ cm2(V.s)-‘, i w 1 A, E M 250V/cm and +if we use the values of ne and N from table 2.2, corresponding to T = 5000 K. +In reality, with the T and E / N values characteristic of remote channel +portions, the electron temperature T, may differ considerably from the gas +temperature: T, may be as high as l0000K at T = 5000K. This slightly +shifts the quasi-stationary values of ne relative to the thermodynamic equili- +brium values corresponding to T (as in table 2.2). Stationary n, corresponds +to the equality of forward and reverse reaction rates in (2.44). The forward +reaction rate is independent of T,, while the reverse reaction rate at +T, x 104K is proportional to TL3’*. Hence, the stationary value of II, +will +be larger than that in table 2.2 by a factor of (Te/T)3/4 +As for the less heated, recent channel sections, the difference between +the electron and gas temperatures is greater. The reduced field E,” +and +Te must be higher in the unheated channel to provide impact ionization, +since there is no other source of electron production. At temperatures +T < 2500K, this is O2 ionization by electron impact. As the channel is +heated further, NO ionization requiring lower T, and E,” +begins to domi- +nate, and only at T > 4000-4500K requiring a still lower field does the +reaction of (2.44) become important. Clearly, the channel field cannot +follow the condition E,” += const because of the change of ionization +reactions with different energy thresholds. Calculations show [34] that the +value of E / N drops from 55 to 1.5Td with heating from 1000 to 6000K +(figure 2.13). +The streamer-leader process in a long spark +2. +1 o4 +0 +1 +2 +3 +4 +. +5 +6 + +Temperature, kK +Figure 2.13. Parameters of the initial leader channel right behind the tip as a function +of the gas temperature (model calculations of [34]; 1 Td = lo-’’ V . cm2). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 87 === +A long leader channel +I9 +2.5.2 Energy balance and similarity to an arc +The older leader portions are similar to an arc in atmospheric air. Current +1 A and temperature 5000 K correspond approximately to the minimum +arc values and the field equal to 200-250V/cm is only by a factor of two +or three stronger than that in a low current arc. So it is natural to look at +the leader channel as an arc analogue. +All characteristics of a long stationary arc at atmospheric pressure when +the plasma is usually quasi-stationary (maximum temperature T, along the +axis, longitudinal field E, current channel radius ro) are defined only by one +‘external’ parameter, normally, by current i. Joule heat released in the current +channel is carried out by heat conduction. Radiation is essential only for very +intensive arcs when the channel temperature exceeds 1 1 000- 12 000 K. The +further fate of the energy depends on the arc cooling providing its steady- +state. Heat can be removed via heat conduction through the cooled walls of +the tube containing the arc. It can be carried away by the cooling gas flow +or due to a natural convection if the arc burns in a free atmosphere. Definite +relations among E, T , and ro with current i are obtained if the heat release +mechanism is known. None of the above mechanisms (convection does not +seem to have enough time to develop) are operative in a leader channel. One +may suggest that heat is carried farther away from the channel via heat con- +duction, gradually heating an ever increasing air volume. Strictly, this is not +a steady state process, so it is not a simple matter to find all relations. +However, the state of the channel itself is close to a stationary one. This is +due to a small and definite temperature variation in the current channel owing +to an exceptionally strong dependence of equilibrium plasma conductivity on +its temperature. So one can find the relation between the leader channel +temperature T, and the power PI = iE released per unit length. Using the +available experimental values for T and i, one can find E to see that a fairly +low field is sufficient to support plasma in a well developed leader channel. +The electron density in an equilibrium plasma is ne E exp (-Zeff/2kT), +where Zeff is an effective ‘ionization potential’ of the gas. The relation with +an actual ionization potential of atoms is strictly valid for a homogeneous +gas (the Saha equation). For the temperature range T E 4000-6000K, we +have, in accordance with table 2.2, Zeff = 8.1 eV and Ien/K = 94000K, +which is close to INo = 9.3 eV. Since Ieff/2kT E 10, the conductivity 0 +N ne +is strongly temperature dependent and decreases with radius much more +than the temperature. Therefore, we can use the concept of a current channel +with a more or less fixed boundary - the radius ro (figure 2.14). By denoting +the channel boundary temperature as Ti and bearing in mind that the +temperature variation in the channel is A T = T, - Ti << T,, we can write +an approximate expression for the channel energy balance: +(2.46) +A T +PI = -27rroX, (g ) M 47rr0X, - += 47rX,AT +10 +YO +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 88 === +80 +The streamer-leader process in a long spark +.T +Figure 2.14. Schematic arc channel with nearly the same distributions of T and o at +the axis of the ‘old’ portion of a leader channel. +where A, +is heat conductivity at T = T,. The refined factor 4 appears instead +of 2 if the heat conduction equation for a uniform distribution of heat +sources is integrated over the range 0 < r < yo. +An arbitrary channel boundary should be set such as to allow an adequate +current through the channel. The current should not be too low, because +another channel will appear ‘outside’; it should not be too high either, because +a current-free periphery will arise inside the current channel. Assume, for the +sake of definiteness, that the channel boundary conductivity cr( Ti) is by a +factor of e less than the axial value cr( T,). With the exponential dependence +of cr(T), this approximately yields AT x 2kTi/Ief. By substituting this +expression into (2.46), we find the desired relation: +1 12 +T, = (*PI) +. +(2.47) +k T i +Ieff +87rA,k +PI = iE +87rAm-, +Expression (2.47) does not contain the radius ro, its account requires a +consideration of the channel environment [26]. The channel temperature +T, grows more slowly with power than Pi12 because the air heat conductivity +rises rapidly with temperature in the range of interest. At T, = 5000K, +A, += 0.02 W/cm K; so we have PI x 130 W/cm. For current i x 1, for +which this temperature seems to be characteristic, E x 130 V/cm. The +values of E and PI are only by a factor of two smaller than those found +from experimental evaluations of the field in older leader channel portions. +It is possible that the channel instability and the necessity to heat an increas- +ing air volume require a higher power and a higher field at the given current. +This problem remains unsolved and deserves close study. When applied to +arcs, formula (2.47) gives a fairly good agreement with experiments. +These considerations of the thermal balance of a leader channel permit +establishing the ‘current-voltage’ characteristic (CVC) E(i) that we shall +need in the next section. Heat flow from the channel grows with temperature +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 89 === +Voltage for a long spark +81 +but not very rapidly. But the conductivity 0 and current i = .irr2uE would +grow very quickly if the field remained constant. As fast would be the +growth of energy release PI = iE, which would set the system out of heat +balance. The balance is maintained because the field drops with rising +current, while the power and temperature do not change much. In an ideal +case with T, = const, which is close to the low temperature conditions for +a leader and low current arc, we have E x i-' from (2.47). The arc CVC is +indeed a descending curve, though its goes down somewhat more slowly +because T, and P1 slightly rise with current [26]. +A similarity between the states and CVC curves for quasi-stationary +leaders and arcs was established in model experiments [4]. Sparks 7cm long +were generated in air between rod electrodes. The circuit parameters were +chosen such that the channel current was stabilized at a level characteristic +of a long laboratory spark at the moment of gap bridging. The stabilizing +mode lasted several milliseconds. During this time, a quasi-stationary state +was established under energy supply conditions close to those of the leader +process. The CVC thus measured is approximated by the expression +E = 32 + 52/i V/cm, +i [A]. +(2.48) +The obtained field appears to be lower than in a leader (84 V/cm at 1 A) and +closer to the arc field. +2.6 Voltage for a long spark +The problem of minimum voltage, at which a spark can develop to a certain +length is of primary importance for high-voltage technology. This quantity +characterizes the electric strength of an air gap, since its bridging by a +leader results in a breakdown. This problem also applies to lightning, because +it is interesting to know the minimum cloud potential at which a lightning +discharge is possible. +Experiments show that the leader process has a threshold character. An +initial leader cannot survive in normal air at gap voltages less than 300- +400 kV. A leader can only be formed at low voltages in a short gap when it +develops as a final jump from the very beginning. Then streamers immedi- +ately reach the opposite electrode, and the energy supply mode differs +from that of the initial stage, with the streamer zone isolated from the +grounded electrode. The reason for a threshold is easy to understand in +terms of the discussion in section 2.2.3 and formula (2.34). A leader channel +has a minimum possible radius. The radius of a cold air column, in which +current can accumulate, is ro > lOW2cm. A thinner current channel is +immediately enlarged by ambipolar diffusion. To heat a column of such +initial radius to 5000K, the leader tip potential from (2.34) must be at +least 200 kV. If we consider the inevitable energy expenditure for ionization +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 90 === +82 +The streamer-leader process in a long spark +and gas excitation in the streamer zone, this value will increase by, at least, a +factor of 1.5 [4]. +Therefore, the tip potential in the initial leader stage will be +several hundreds of kilovolts even under favourable conditions. +The voltage U. applied to the gap drops across the leader channel and is +partly transported to the tip. The general formula is +U0 = EL + U, +(2.49) +where E is the average field in a leader channel of length L. We showed in +section 2.5 that in a long channel, most of which is in a quasi-stationary +state, E is a more or less definite value varying with current i. The channel +field decreases with increasing current. But current growth requires that +the tip potential determining the leader velocity and current i = C1 U, VL +should be raised. At a fixed length L, the Uo(i, +L ) function has a minimum, +since it is the sum of a falling component and a component rising with i. +Minimum voltage U 0 ~ * ( L ) +corresponds to current iOpt(L) optimal for a +leader of length L. It is hardly possible, in the present state of the art, to +find the Uomin(L) +function theoretically. We shall try to define its character +using semi-empirical data. +Many experimental physicists have measured the leader velocity varia- +tion with applied voltage U,. Much work has been done on short leaders +because one can neglect the voltage drop across the channel, assuming +U, = U,. With the account of this approximate equality, Bazelyan and +Razhansky [35] suggested an empirical formula: VL z uU:’~, where +a E 1.5 x lo3 V-1/2 cm s-l. Physically, the velocity increase with voltage +looks quite natural (though this variation is not strong). We also know +that the tip current is defined by (2.36). This gives the relation +U, = Ai2l3(VL +N i1/3) with A = ( C ~ U ) - ~ / ~ += ( 2 7 r ~ ~ a ) - ~ / ~ . +Let us use the +analogy between a well developed leader and an arc and take the CVC +E = b/i typical for a low current arc. Let us put b = 300 V A/cm for numerical +calculations and ignore the difference between the tip and channel currents. +We shall then get U, = Lb/i + AiZi3 and after differentiation +iopt = (3Lb/2A)3i5, +(2.50) +If a leader develops under optimal conditions, the applied voltage is +shared by the tip and the channel in comparable proportions. The mode +with a low tip potential close to the limit admissible from the energy criteria, +is unprofitable for a long leader, because it corresponds to low current lead- +ing to a considerable voltage drop across the channel. The long spark param- +eters in table 2.3 found from (2.50) with semi-empirical constants are quite +reasonable: these orders of magnitude for current, voltage, and velocity +meet the requirements on the optimal experimental conditions for long +leader development. Besides, the experiment requires a nonlinear, slow +dependence of minimum breakdown voltage on the gap length. It is generally +known that increasing the length of a multi-metre gap is not a particularly +U. mln = A3/5(3bL/2)215 += $ U, opt +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 91 === +A negative leader +83 +Table 2.3. Long spark parameters. +50 +3.3 +2.0 +1.1 +2.1 +260 +100 +4.3 +2.6 +1.3 +2.4 +170 +3000 +17 +10 +17 +4.1 +22 +effective way of raising its electrical strength. This is a key challenge to those +working in high-voltage technology. +The results of extrapolation of formula (2.50) to a lightning leader +(L = 3 km) also lie within reasonable limits. +What is the rate of gap voltage rise necessary for the optimal mode of +spark development? Clearly, the gap voltage must be raised as the spark +length becomes longer according to (2.50), where L is an instantaneous +leader length. The existence of an optimal mode of spark development has +been confirmed experimentally [36-381. It has been shown that for a +breakdown to occur at minimum voltage, the pulse risetime tf must increase +with the gap length d. The authors of [39] recommend the following empirical +formula for the evaluation of an optimal risetime: +lfopt +50d [PSI, +d [ml +(2.51) +Generally, optimal voltage impulses have a fairly slow risetime. Their values +vary between 100 and 250ps in modern power transmission lines with the +insulator string length of 2-5m. We shall return to this issue in chapter 3, +when considering the diversity of time parameters of lightning current +impulses. The minimum electric strength of an air gap with a sharply non- +uniform field can be found from the formulas [4] +[kV], +d < 15m +3400 +1 + 8/d +u50% min = - +(2.52) +U,,,, +min = 1440 + 55d [kV], +15 < d < 30 m +2.7 +A negative leader +Most lightnings carry a negative charge to the earth because they are ‘anode- +directed’ discharges. It is always more difficult to break down a medium- +length gap between a negative electrode and a grounded plane. A negative +leader requires a higher voltage. The difference between leaders of different +polarities is due to the streamer zone structure, while their channels and +voltage drop across them are quite similar. Indeed, a gap of about lOOm +long, in which an appreciable part of voltage drops across the channel, is +bridged by leaders of both signs at about the same voltages [2,3]. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 92 === +84 +The streamer-leader process in a long spark +The streamer zone formation in a negative leader requires a higher tip +potential for the same reason as a single anode-directed streamer needs a +higher voltage for its development. Fast streamers with the velocity V, +much higher than the electron drift velocity V, do not exhibit much difference +associated with polarity. But streamers in a leader streamer zone are slow: +V, x V,. It is of great importance whether the components of electron +velocity relative to the streamer tip are summed, V, + V,, as in a cathode- +directed streamer, or subtracted, V, - V,, as in an anode-directed one. In +the former case, electrons produced in front of the tip move towards it, +and the ionization occurs in a strong field near the tip. In the latter, electrons +tend to ‘run ahead’ of the moving tip and spend most of their time in a lower +field, so that the ionization occurs under less unfavourable conditions. +The fact that negative streamers generally require a higher field and +voltage has been supported by many experiments. They show that the +average critical field, which defines the maximum streamer length in formula +(2.32), is twice as high for an anode-directed streamer as for a cathode- +directed one: E,, x 10 kV/cm against E,, x 5 kV/cm. We shall illustrate +this with figure 2.1 5 for a gap of length d = 3 m between a sphere of radius +ro = 50cm and a grounded plane. The streamers stopped, having covered +the distance I,,, +at negative sphere potential U, = 1.5 MV (the unperturbed +potential at the stop with the account of the sphere charge reflection in the +plane is Uo(Zmax) x 0.25 U,). Under these conditions, cathode-directed +streamers practically cross the whole gap. +The propagation mechanism and streamer zone structure of a negative +leader are much more complicated than those of a positive leader and are still +Figure 2.15. Anode-directed streamers from a spherical cathode of 50 cm radius at a +negative voltage impulse of 1.8 MV and a 50 ps front duration. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 93 === +A negative leader +85 +poorly understood. In the 1930s, when Schonland started his famous studies +of lightning [41], a negative leader was found to have a discrete character of +elongation, so it was termed stepwise. Streak photographs exhibit a series of +flashes, indicating that the leader propagates in a stepwise manner. Later, a +similar process was found in a long negative leader produced in laboratory +conditions 142,431. With every step, a negative leader elongates by dozens +of centimetres, or by several metres in superlong gaps [3]; steps of a hundred +metres have been registered in negative lightning discharges. Every step of a +laboratory leader is accompanied by a detectable current overshoot which +quickly vanishes during the time between two steps. +Without going into theoretical explanations of this mechanism, based +on an unverified hypothesis, let us see what information can be derived +from streak photographs of the process, made during laboratory experiments +[44]. These are naturally more informative than streak photographs of a step- +wise lightning leader. It is seen from figures 2.16 and 2.17 that in the intervals +between the steps, the tip of a negative leader slowly and continuously moves +on together with its streamer zone made up of anode-directed streamers. The +main events occur near the external boundary of the negative streamer zone. +It seems that a plasma body elongated along the field arises there and is +polarized by the field (compare with the discussion in section 2.2.7). The +positive plasma dipole end directed towards the main leader tip serves as a +starting point for cathode-directed streamers. They move towards the tip, +thus elongating the conducting portion of the channel and enhancing the +negative field at its end directed to the anode. Almost at the same time, the +plasma body generates an anode-directed streamer. T h s nearly mystic +picture of streamer production in the gap space is clearly seen in a streak +photograph in figure 2.18. Nothing like this has ever been observed with a +positive leader. +Figure 2.16. A schematic streak picture of a negative stepped laboratory leader: (1,2) +secondary cathode- and anode-directed streamers from the gap interior; (3) secondary +volume leader channel; (4) main negative leader channel; (5) its tip; (6) plasma body; +(7), (8) tip of secondary positive and negative leader (9) leader flash concluding step +development. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 94 === +86 +The streamer-leader process in a long spark +Figure 2.17. A streak photograph of the initial stage in a negative laboratory leader. +Marking numbers correspond to figure 2.16. +The polarized plasma section becomes the starting point not only of +streamers but also of secondary leaders which follow them. They are +known as volume leaders. A positive cathode-directed volume leader grows +intensively. Normally, its streamer zone almost immediately reaches the +main negative leader, so it looks as if the secondary positive leader develops +Figure 2.18. The origin of anode-directed (1) and cathode-directed (2) streamers from +the gap interior; (3) initial flash of a negative corona (static photograph) which trigger +a streak photograph regime; (4) arisen negative leader. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 95 === +A negative leader +87 +in the final jump mode, i.e., very quickly. The negative volume leader moves +towards the anode somewhat more slowly. When the tips of the main +negative and of the positive volume leaders come into contact, they form a +common conducting channel, giving rise to the process of partial charge +neutralization and redistribution. As a result, the former volume leader +acquires a potential close that of the main negative leader tip. This process +looks like a miniature return stroke of lightning, accompanied by a rapidly +rising and just as rapidly falling current impulse in the channel and external +circuit. The intensity of the channel emission increases for a short time. It is +hard to say what exactly stimulates this increase - the short temperature rise +or the ionization in the channel cover: which changes the cover charge, +thereby getting ready for a potential redistribution along the channel (see +section 2.4.4). The negative portion of the plasma dipole turns to a new +negative tip of the main leader. This is the mechanism of step formation +and stepwise elongation of the main channel. Then the story is repeated. +The picture just described gives no ground to draw the conclusion about +a stepwise character of negative leader development. The motion of a nega- +tive leader is continuous, but secondary positive volume leaders, also contin- +uous, produce a stepwise effect. Discrete is the final result of their ‘secret +activity’, but only if the observer is equipped with imperfect optical instru- +ments. In other words, what is generally known as a step is an instant +result of a long continuous leader process. As for gap bridging by a main +negative leader, one should bear in mind that most of the channel is created +by auxiliary agents - by a succession of positive volume leaders. +This picture has been reconstructed from streak photographs. But we +still do not know how polarized plasma dipoles are formed far ahead of +the main leader tip. Their appearance is hardly a result of our imagination. +Steps can be produced deliberately by making a volume leader start from a +desired site in the gap. For this, it suffices to place there a metallic rod several +centimetres long (figure 2.19). A series of rods placed in different sites of a +gap will create a regular sequence of volume leaders. The work [45] describes +an experiment with a negative leader 200 m long. Its perfectly straight trajec- +tory was predetermined by seed rods suspended by insulation threads at a +distance of 2-3m from each other. A volume leader started from a rod +when it was approached by the negative streamer zone boundary of the +main leader. Clearly, the rods are polarized by the streamer zone field to +serve as seed dipoles instead of natural (hypothetical) plasma dipoles. +There are many hypotheses concerning the stepwise leader mechanism, +but they are so imperfect, lacking strength, and, sometimes, even absurd that +we shall not discuss them here. We are not ready today to suggest an alter- +native model either. Additional special-purpose experiments could +certainly stimulate the theory of this complicated and challenging phenom- +enon. It would be desirable to take shot-by-shot pictures of a negative +leader tip region with a short exposure. A sequence of such pictures would +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 96 === +88 +The streamer-leader process in a long spark +Figure 2.19. An artificially induced step: (1) initial flash of a negative corona from a +spherical cathode; (2, 3) cathode- and anode-directed leaders from a metallic rod +2.5 cm long, placed in the gap interior; (4) leader flash concluding the step develop- +ment; (5) new streamer corona flash from the tip of the elongating channel. +form a film more accessible to unambiguous interpretation than continuous +streak photographs with confusing overlaps of many details. +References +[l] Lupeiko A V, Miroshnizenko V P et a1 1984 Proc. II All-Union Conf Phys. of +[2] Baikov A P, Bogdanov 0 V, Gayvoronsky A S et a1 1998 Elektrichestvo 10 60 +[3] Gayvoronsky A S and Ovsyannikov A G 1992 Proc. 9th Intern. Conf on Atmosph. +[4] Bazelyan E M and Raizer Yu P 1997 Spark Discharge (Boca Raton, New York: +[5] Loeb L B 1965 Science (Washington D.C.) 148 1417 +[6] D’aykonov M I and Kachorovsky V Yu 1988 Zh. Eksp. Teor. Fiz. 94 32 +[7] D’aykonov M I and Kachorovsky V Yu 1989 Zh. Eksp. Teor. Fiz. 95 1850 +[8] Shveigert V A 1990 Teplofz. Vys. Temperatur 28 1056 +[9] Bazelyan E M and Raizer Yu P 1997 Teplofiz. Vys. Temperatur 35 181 (Engl. +[lo] Raizer Yu P and Simakov A N 1996 Piz. Plazmy 22 668 (Engl. transl.: 1996 +[ll] Dutton J A 1975 J. Phys. Chem. Rex Data 4 577 +[12] Cravith A M and Loeb L B 1935 Physics (N.Y.) 6 125 +[13] Raizer Yu P and Simakov A N 1998 Piz. Plazmy 24 700 (Engl. transl.: 1996 +Electrical Breakdown of Gases (Tartu: TGU) p 254 (in Russian) +Electricity 3 (St Peterburg: A.I. Voeikov Main Geophys. Observ.) p 792 +CRC Press) p 294 +transl.: 1997 High Temperature 35) +Plasma Phys. Rep. 22 603) +Plasma Phys. Rep. 24 700) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 97 === +References +89 +[14] Vitello P A, Penetrante B M and Bardsley J N 1994 Phys. Rev. E 49 5574 +[15] Babaeva N Yu and Naidis G V 1996 J. Phys. D: Appl. Phys. 29 2423 +[16] Kulikovsy A A 1997 J. Phys. D: Appl. Phys. 30 441 +[17] Aleksandrov N L, Bazelyan E M, Dyatko N A and Kochetov I V 1998 Fiz. +Plazmy 24 587 (Engl. transl. 1998 Plasma Phys. Rep. 24 541) +[18] Bazelyan E N and Goryunov A Yu 1986 Elektrichestvo 11 27 +[19] Aleksandrov N L and Bazelyan E M 1998 J. Phys. D: Appl. Phys. 29 2873 +[20] Aleksandrov D S, Bazelyan E M and Bekzhanov B I 1984 Izv. Akad. Nauk +[21] Bazelyan E M, Goryunov A Yu and Goncharov V A 1985 Izv. Akad. Nauk +[22] Aleksandrov N L and Bazelyan E M 1999 J. Phys. D: Appl. Phys. 32 2636 +[23] Gayvoronsky A S and Razhansky I M 1986 Zh. Tekh. Fiz. 56 11 10 +[24] Kolechizky E C 1983 Electric Field Calculation for High- Voltage Equipment +[25] Raizer Yu P, Milikh G M, Shneider M Nand Novakovsky S.V. 1998 J. Phys. D: +[26] Raizer Yu P 1991 Gas Discharge Physics (Berlin: Springer) p449 +[27] Gorin B N and Schkilev A V 1974 Elektrichestvo 2 29 +[28] ‘Positive Discharges in Air gaps at Las Renardieres - 1975’ 1977 Electra 53 31 +[29] Bazelyan E M 1982 Izv. Akad. Nauk SSSR. Energetika i transport 3 82 +[30] Bazelyan E M 1966 Zh. Tekh. Fiz. 36 365 +[31] Bazelyan E M, Levitov V I and Ponizovsky A Z 1979 Proc. 111 Inter. Symp. on +[32] Meek J M and Craggs J D (eds) 1978 Electrical Breakdown of Gases (New York: +[33] Makarov V N 1996 Zh. Prikl. Mekh. Tekhn. Fiz. 37 69 +[34] Aleksandrov N L, Bazelyan E M, Dyatko N A and Kochetov I.V. 1997 J. Phys. +D: Appl. Phys. 30 1616 +[35] Bazelyan E M and Razhansky I M 1988 Air Spark Discharge (Novosibirsk: +Nauka) p 164 (in Russian) +[36] Stekolnikov I S, Brago E Nand Bazelyan E M 1960 Dokl. Akad. Nauk SSSR 133 +550 +[37] Stekolnikov I S, Brago E N and Bazelyan E M 1962 Con$ Gas Discharges and the +Electricity Supply Industry (Leatherhead, England) p 139 +[38] Bazelyan E M, Brago E N and Stekolnikov I S 1962 Zh. Tekh. Fiz. 32 993 +[39] Barnes H and Winters D 1981 IEEE Trans. Pas-90 1579 +[40] Gallet G and Leroy J 1973 IEEE Conf. Paper C73-408-2 +1411 Schonland B 1956 The Lightning Discharge. Handbuch der Physik 22 (Berlin: +1421 Stekolnikov I S and Shkilev A B 1962 Dokl. Akad. Nauk SSSR 145 182 +[43] Stekolnikov I S and Shkilev A B 1963 Dokl. Akad. Nauk SSSR 145 1085; 1962 +1441 Gorin B N and Shkilev A V 1976 Elektrichestvo 6 31 +[45] Anisimov E I, Bogdanov 0 P, Gayvoronsky A S et a1 1988 Elektrichestvo 11 55 +SSSR. Energetika i transport 2 120 +SSSR. Energetika i transport 2 154 +(Moscow: Energoatomizdat) p 167 (in Russian) +Appl. Phys. 31 3255 +High Voltage Engin. (Milan) Rep. 51.09 p 1 +Wiley) +Springer) p 576 +Intern. Con$ (Montreux) p 466 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 98 === +Chapter 3 +Available lightning data +Scientific observations of lightning were started over a century ago. Much +factual information has accumulated about this natural phenomenon since +that time. Most of it, however, has been obtained by remote observational +techniques which can reveal only external manifestations of lightning. This +is not the researchers’ fault. Even a long laboratory spark keeps the +experimenter at a respectful distance: there have been single and mostly +unsuccessful attempts to study the leader interior and the ionization region +in front of its tip. No attempts of this kind have yet been made with lightning. +Nevertheless, the accumulated material is being analysed and systematized, +so that our knowledge about atmospheric electricity is gradually expanding. +A number of carefully written books has made the results of field studies +of lightning accessible to specialists. Among them, of great interest is the +recent book by Uman [l] and the co-authored work edited by Golde [2]. +The reader will find there nearly all available data on lightning, so there is +no need to discuss them in this book. We have set ourselves a different +task - to select the few data available on the lightning discharge mechanism +and to try to build its theory. In addition, we shall make a detailed analysis of +lightning characteristics important from the practical point of view. The +nature of hazardous effects of atmospheric electricity on industrial objects +will be considered in much detail and lightning protection principles will +be offered. +This task cannot be solved completely, because many lightning param- +eters have never been measured or, more often, even estimated in order of +magnitude. One hope is a method similar to the identical text analysis used +in cryptography to read a text written in a dead language. If there is at +least part of the text written in an accessible, better, related, language, the +task is not considered hopeless. With patience and ingenuity, the researcher +has a chance if he compares these texts carefully. In this respect, we expect +much from long spark studies. Clearly, a spark and lightning are phenomena +90 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 99 === +Atmospheric field during a lightning discharge +91 +of different scales, but it is also clear that both have a common nature. For +this reason, we shall often compare the parameters of lightning with those of +a long spark. We should like to emphasize that this will be a comparison +rather than a direct extrapolation, because there is no complete analogy +between the two phenomena. +3.1 Atmospheric field during a lightning discharge +There is no strict answer to this physically ambiguous question. It is neces- +sary to specify what part of the space between the cloud and the earth is +meant. One thing is clear - the electric field at the lightning start must be +high enough to increase the electron density by impact ionization. This +value is Ei = 30 kV/cm for normal density air and about 20 kV/cm at an +altitude of 3 km (the average altitude for lightning generation in Europe). +Such a strong field has never been measured in a storm cloud. The maximum +values were recorded by rocket probing of clouds (10kV/cm, Winn et al, +1974 [7]) and during the flight of a specially equipped aeroplane laboratory +(12kV/cm). The value obtained by Gunn [4] in 1948 during his flight on a +plane around a storm cloud was about 3.5 kV/cm. The values between 1.4 +and 8 kV/cm were obtained from some similar measurements [3-91. It is +hard to judge about the accuracy of these measurements, especially those +made in strong fields, because parts of the field detector or the carrier- +plane parts close to it can produce a corona discharge. In any case, the +corona space charge will not allow the strength in the region being measured +to go beyond a threshold value (for details, see [20]). There are reasons to +believe, however, that a corona on hydrometeorites (water droplets, snow +flakes, ice crystals) keeps the field at a level below Ei in the whole of the +cloud, If this is indeed so, a field can be enhanced above Ei only in a small +volume for a short time, say, as a result of eddy concentration of charged +hydrometeors. This enhancement will be reduced to zero by a corona for +less than a second. The experimenter has no chance to guess where the +field may be locally enhanced to be able to introduce a probe detector there. +Theoretically, it is also important to know the average gap field capable +of supporting a lightning leader. The field decreases in the charge-free space +from the cloud towards the earth. At the earth, the storm field was found to +be 10-200 V/cm. Such a low field did not prevent the lightning development. +Lightnings were deliberately produced in numerous experiments described +by Uman [l, 10-161. A rocket was launched from the earth, pulling behind +it a thin grounded wire. A lightning leader was excited at 200-300m above +the earth’s surface. The near-surface field during a successful launching +was usually 60- 100 V/cm. +Strictly, measurements made at two points, at the earth and in the cloud, +are insufficient for an accurate evaluation of an average electric field. The +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 100 === +92 +Available lightning data +km +6- +4- +2- +0 I +Figure 3.1. The ‘dipole’ model of the charge distribution in a storm cloud. +space between the cloud and the earth should be scanned, and this must be +done for some fractions of a second, just before a lightning discharge, in +the vicinity of its anticipated trajectory. Unfortunately, such attempts have +not been quite successful. More successful were measurements made at +points on the earth’s surface separated at a distance of hundreds and +thousands of metres [17-191. These have been used to reconstruct the +charge distribution within a storm cloud, invoking the results of direct +cloud probing. The reconstruction procedure and its possible errors are +discussed in [20]. Generally, with simultaneous field measurements made at +n points, one can write a closed set of equations for the same number of +parameters of charged regions. Its solution provides the parameters, for +example, the average space charge densities in pre-delineated regions. +Most often, the number of points is too small, so the results obtained only +permit the construction of simplified models with point charges. Very common +is the dipole model with a negative charge at 3-5 km above the earth with the +same value of the positive charge raised at a double altitude. Sometimes, a +small positive point charge is added to them, which is placed at a distance +by 1-2 km closer to the earth than the negative charge. All point charges are +assumed to be located along the same vertical line (figure 3.1). +The concept of a cloud filled by charged layers of different signs is +based on probe measurements of charge polarity in hydrometeors. In this +respect, this model raises no doubt. But as for the field distribution, the +measurement error is too large, especially for the space in the cloud between +two point charges. Luckily, the descending lightning trajectory lies mostly +outside of the cloud, in the air free from charged particles. For this part of +the trajectory, the average field evaluation in terms of a simple model +makes sense. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 101 === +Atmospheric field during a lightning discharge +93 +We shall illustrate the procedure of deriving information from such +measurements. Suppose we have at our disposal the values of field El at +the earth's surface just under an anticipated charged centre of a storm +cloud, as well as the values for field E2 at the lower cloud boundary (also +under the charged centre) measured during a plane flight around the +cloud. The altitude of the lower boundary, h, is also known. Assume the +centre of the main lower charge q to be above the lower cloud boundary +at an unknown distance r. If we ignore the effects of the remote upper +charge and of the additional charge lying under the main one, we can +write +(3.1) +4 +E2 = - +q ++ + +2q +El = +47r&o(h + Y)2 ' +47reor2 +47r&o(2h + r)2 ' +The factor 2 in El and the second term in E2 are due to the action of charge +induced in the earth's conducting plane (mirror reflection). Since in reality +El << E2, it is natural to suggest that r << h. Then, with the second term in +E2 ignored, we find +q = 27r~o(h + r)2E1, +r M ah, +a = (E1/2E2)1'2. +(3.2) +Substituting the values above, i.e., El = lOOV/cm, E2 = 3000V/cm, and +h = 3 km, we shall find q = 6.3 C, a = 0.13, and r M 390m. The average +field in the region between the lower cloud boundary and the earth, +equal to the lower boundary potential p2 M q / 4 7 r ~ ~ r +divided by the cloud +distance from the earth, h, Ea" +(ElE2/2)112 +M 390V/cm. Allowance for +the second term in E2 (the effect of mirror charge reflection by the earth) +can hardly be justified, because our model did not take into account the +effect of the upper charge of opposite sign. This charge is closer to the +cloud edge than that reflected by the earth and has, therefore, a greater +effect on E2, Its consideration, however, simple though it may seem, +would require field measurement at another point of space and another +equation for finding a new unknown - the altitude of the upper charge +centre of the dipole. +A larger scale correction would, probably, be necessary to account for +the effect, on the near-earth field, of the space charge induced by coronas +from pointed grounded objects (tree branches, high grass, various buildings, +etc.) [21]. Estimations made just at the earth's surface show that this charge +reduces the actual field of a storm cloud by half. So one cannot say that +lightning moves in an unusually low electric field. These are just the values +at which superlong sparks are excited in laboratory conditions (see +chapter 2). Therefore, there is no need to invent a special propagation +mechanism for lightning, different from that of a long laboratory spark, if +we deal with average electric fields capable of breaking down the cloud- +earth gap. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 102 === +94 +Available lightning data +3.2 The leader of the first lightning component +The leader of the first component of lightning develops in unperturbed air, so +only this leader behaviour should be compared directly with laboratory data +on long spark leaders. The comparison can be carried out along two lines. We +can first compare the leader structure in lightning and a spark and, second, +their quantitative parameters, primarily velocities. +3.2.1 Positive leaders +Streak pictures of a positive leader are easy to interpret. So we shall begin +with positive lightnings, though their occurrence is not frequent. Many +books and papers refer to the successful streak photographs of a descending +positive leader taken by Berger and Fogelsanger in 1966 [22]. Its schematic +diagram is reproduced in figure 3.2. The leader became accessible to photo- +graphy at 1900m above the earth's surface. It moved down in a continuous +mode, without an appreciable intensity variation. The average leader velocity +over the registration time was 1.9 x lo6 m/s, increasing somewhat as the +leader tip approached the earth. Such a leader is much faster than a long +laboratory spark, whose velocity is 50-100 times lower at minimum break- +down voltage before the streamer zone contacts a grounded electrode. +In the streak picture, the leader tip looks much brighter than its channel, +but no signs of a streamer zone can be identified. We cannot say how the +original negative looks, but in the published photograph the resolution +threshold is hardly less than 50m. It is a very large value for a streamer +leadp channel +b- +1.5 ms ,-A +L - return +E stroke +Figure 3.2. Schematic streak picture of a positive descending lightning leader regis- +tered on the San Salvatore Mount in Switzerland [22]. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 103 === +The leader of the first lightning component +95 +Figure 3.3. Schematic streak picture [22] of a positive ascending leader from a 70-m +tower on the San Salvatore Mount. +zone. With the data of section 2.4.1, we can calculate the leader tip potential +U,, at which the streamer zone will exceed at least twice the length of about +loom, a threshold value for the measuring equipment. For the average +streamer zone field E, = 5 kVjcm, the potential derived from (2.39) is +U, % 100 MV. Such a high value cannot be typical of lightning with average +parameters. There is another circumstance preventing streamer zone registra- +tions - different radiation wavelengths of a hot leader channel and a cold +streamer zone. Violet and ultraviolet radiation from streamers is dissipated +by water vapour and rain droplets in the air much more than long wavelength +radiation characteristic of a mature channel. At a distance of about a kilo- +metre between the lightning and the registration site (closer distances are +practically unfeasible), a streamer zone may become quite invisible to the +observer's equipment. Note that this is totally true of optical registrations +of an ascending positive leader. +A schematic streak picture of an ascending positive leader, based on 18 +successful registrations [22], is shown in figure 3.3. All lightnings started from +a 70-m tower on the San Salvatore Mount near the Lake Lugano. The leader +does not exhibit specific features that would distinguish it from a long labora- +tory spark. On the whole, it developed in a continuous mode with irregular +short-term enhancements of the channel intensity. Normally, they did not +accelerate the leader development. Something like this has been observed +in a long laboratory spark. The streak picture in figure 3.4 demonstrates +this with reference to a positive leader in a sphere-plane gap 9 m long. But +this phenomenon has nothing to do with a stepwise elongation of a negative +leader channel. +The velocity of an ascending positive leader near the starting point is +close to that of a laboratory spark, about 2 x 104m/s. From some data +[22], it was in the range of (4-8) x 104m/s for a channel length of 40- +100m; but when the leader tip was at a height of 500-1 150m, it increased +by nearly an order of magnitude, to 105-106 mjs. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 104 === +96 +Available lightning data +Figure 3.4. A streak photograph of the initial stage of a positive leader in a 9-m rod- +plane gap, displaying short flashes of the channel. +3.2.2 Negative leaders +Negative lightnings occur more frequently than positive, and their registra- +tion is more common. The main distinguishing feature of the negative +leader of the first lightning component is its stepwise character. The leader +tip leaves a discontinuous trace in streak pictures which look like a movie +film (figure 3.5). One can sometimes find such pictures in a sports magazine +illustrating the successive steps in a sportsman’s performance. The bright +flash of the tip and the channel right behind it are followed by a dead zone +with practically zero intensity. This is followed by another flash showing +that the tip has moved on for several dozens of metres. Such negative +leader behaviour was observed by Schonland and his group as far back as +the 1930s [24,25]. According to their registrations, the average pause between +the steps was close to 60ps, with a spread from 30 to loops, and the step +Figure 3.5. Schematic streak picture of a descending negative leader. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 105 === +The leader of the first lightning component +91 +I +I +I +I +I +1 +b +20 +25 +Yp +0 +5 +10 +15 +Figure 3.6. Typical integral velocity distributions for descending leaders of the CY- and +P-types (from [24, 251). +length varied between 10 and 200 m with the average value being 30 m. The +duration of a step is likely to be within several microseconds. The available +streak photographs are not good enough to identify the details of a step. +In any case, it is hard to decide whether it is similar to a step of the long +negative spark described in section 2.7. +A stepwise negative leader approaches the earth at an average velocity +of 105-106m/s. Two descending leader types can be identified in terms +of their velocity: slow a-leaders and fast P-leaders. The former travel +at their step-averaged velocity; it varies with the discharge in the range of +(1-8) x105m/s with the average value of 3 x 105m/s. The respective P- +leader parameters are 3-4 times higher. This can be seen in figure 3.6 showing +the integral velocity distributions described in [24,25]. Usually, P-leaders are +more branched and their steps are longer. They abruptly slow down when +they approach to the earth, after which they behave as a-leaders. +An ascending negative leader also has characteristic steps. Most of the +13 registered leaders ascending from a 70-m tower on the San Salvatore +Mount [22] were identified as a-leaders. They have relatively short steps +(5-18 m) and a velocity of (1.1-4.5) x lo5 mjs. Two of the discharges were +referred to @-leaders because their velocity was (0.8-2.2) x lo6 m/s and the +step length up to 130m. On the whole, ascending and descending stepwise +leaders do not show significant differences. +The registrations of ascending discharges from the San Salvatore Mount +provide direct evidence for the existence of a streamer zone in a lightning +leader. Registrations made at a sufficiently close distance, which became +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 106 === +98 +Available lightning data +Figure 3.7. Schematic diagram of the initial development of a leader ascending from +a 70-m tower on the San Salvatore Mount, as viewed from close distance streak +photographs. +possible due to the tower top being the only starting point, show streamer +flashes arising at the moment a new step begins. Streamers were initiated +not only from the tip of the main channel but also from its branches +(figure 3.7). +3.3 +The leaders of subsequent lightning components +Leaders of lightning components following the first one are known as dart +leaders because of the absence of branches. The streak photograph in +figure 3.8 shows the trace of only one bright tip looking like a sketch of an +arrow or dart. A dart leader follows the channel of the previous lightning +component with a velocity up to 4 x lo7 mjs. Averaging over many registra- +tions gives the value (1-2) x 107m/s, with the minimum values being an +order of magnitude less than the maximum one [23,25]. The dart leader +velocity does not vary much on the way from the cloud to the earth. +Figure 3.8. A schematic streak picture of a dart leader. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 107 === +The leaders of subsequent lightning components +99 +Figure 3.9. A streak photograph of a well-branched lightning striking the Ostankino +Television Tower; the components along the branches A and B are formed at different +moments of time. +Similar results have recently been obtained from 23 streak photographs +of fairly good quality showing dart leaders taken in Florida by a camera with +a time resolution 0.5 ps [26]. The average velocity of a dart leader varied from +5 x lo6 to 2.5 x lo7 m/s in some registrations; it was (1.6-1.8) x lo7 m/s for +three typical pictures presented in the publication. +It is clear that a dart leader somehow makes use of the previous channel +with a different temperature, gas density and composition. There are several +indications to this. First, there is a tendency for the dart leader velocity to +decrease with increasing duration of the interleader pause. This is because +the gas in the trace channel is gradually cooled to return to the original +condition. If a pause lasts longer, the subsequent component may take its +own way. Figure 3.9 shows a lightning discharge which struck the Ostankino +Television Tower in Moscow. Some of its initial components followed a +common channel but then the discharge trajectory changed. Naturally, +there is nothing like a dart leader in unperturbed air - the leader of each +next component develops in a step-wise manner. +Second, it has been found in triggered lightning investigations [ 15,271 +that a dart leader requires a current-free pause for its development. The +long-term current, which supports the channel conductivity in the period +between two subsequent components, must entirely cease to allow the +channel to partly lose its conductivity. Only then will the channel be ready +to serve as a duct for a dart leader. But if a new charged cloud cell is involved +and raises the potential of the channel with current, an M-component is +produced instead of a dart leader. Its distinctive feature is a higher intensity +of the existing channel lacking a well defined tip (figure 3.10). The absence of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 108 === +100 +Available lightning data +Figure 3.10. A streak photograph of a well-branched lightning with M-components. +a clear luminosity front is a serious obstacle to the measurement of its +velocity. Investigators often point to a nearly simultaneous increase of the +light intensity in the whole channel. This suggests either an almost sub- +light velocity of the leader or an exceptionally smeared boundary of its +front. In contrast to a dart leader, an M-component is never followed by a +distinct return stroke with a high (10-100 kA) rapidly rising current impulse. +Both the external view and photometric data obtained from streak +photographs reveal clearly a dart leader tip. Some authors [26] made an +attempt to measure the time variation of the leader light intensity. Although +the measurements were performed near the time resolution limit, they indi- +cate that the light pulse front at the registration point rises for 0.5-1 ps +and then is stabilized for 2-6 ps. Therefore, with the dart leader velocity of +1.5 x lo7 m/s, the extension of the front rise is 7.5-15m with the full pulse +front length of 35-105m. It can be mentioned, for comparison, that the +M-component has a pulse front, if any, of a kilometre length. +It is important for the theory of dart leaders that they always move from +a cloud down to the earth. This means that the voltage source that excites +them is 'connected' to the trace channel of the previous component right in +the cloud. The direction of the previous leader does not matter much because +their channels are equally suitable for the development of a dart leader. +3.4 +Lightning leader current +We can only guess about the values of descending leader currents or estimate +them from indirect data. We shall make such estimations in section 3.5, using +leader charge data, also obtained indirectly. Ascending leader currents are +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 109 === +Lightning leader current +101 +Figure 3.11. A schematic oscillogram of the leader current in an ascending lightning. +not difficult to measure, and there have been many measurements of this +kind. Normally, a current detector is mounted on top of a tower dominating +the locality [28-301. The current impulse of an ascending leader, registered on +an oscillogram, lasts for about 0.1 s, corresponding to the time of ascending +leader development. The current nearly always rises in time (figure 3.11). The +current supplies an elongating leader with charges. Physically, these charges +are induced by the electric field of a cloud. When a leader approaches a cloud, +going through an increasingly higher field, the linear density of induced +charge T increases. Besides, the leader goes up with an increasing velocity +V,, reducing the time for the charge supply. A combination of these factors +raises the current i = 7VL. At the moment an ascending leader starts its +travel, its current is lower than 10A, whereas at the end of the travel, it +may rise to 200-600 A, with an average value of about 100 A. Sometimes, +just before the leader begins its continuous elongation, impulses with an +amplitude of several amperes may arise against the background of a milli- +ampere corona current. +Current oscillograms of an ascending leader triggered from a thin wire +elevated by a small rocket to 100-300m [13,31] give a similar picture. +They show the same slowly rising impulse with an amplitude of 100-200A +and duration 50-looms. It has no overshoots at the front, even if the +leader goes up in a stepwise mode. +There are no reasons to suggest any principal difference between average +currents of ascending and descending leaders. In both cases, the leader is +supplied by charges induced by the electric field of a storm cloud, and the +leader lifetimes are comparable because they move at approximately the +same velocity. +Qualitatively, the current variation of the first component leader is +similar to that of a laboratory spark. When the gap voltage is raised +slowly, one can observe initial leader flashes at the high-voltage electrode, +followed by distinct current impulses [32]. As for long spark steps, they +practically do not change the current at the leader base. It has been shown +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 110 === +102 +Available lightning data +[20] that this is to be expected if the charge perturbation region is separated +from the registration point by an extended channel section with high +resistivity and distributed capacitance (section 4.4). The perturbation wave +travelling along the channel towards the detector is attenuated. Of course, +the current of a laboratory spark rarely exceeds a few amperes, but such a +difference is predictable. it follows from the expression for the current +i = TV, cited above. A lightning leader has an order higher velocity +V, and, at least, an order larger linear charge T (due to the voltage being +10-20 times higher). All in all, this increases the current to within the +anticipated two orders of magnitude. +Now one can judge about the current of a dart leader. There are no +direct registrations of this current. One exception was an attempt at its +measurement in a triggered lightning just before its contact with the earth. +This is principally possible since the point of contact is known exactly - +this is the point of wire fixation to the earth. The wire evaporates completely, +having passed the current of the first lightning component. Using the still hot +trace channel, a dart leader follows the path of the wire. A current detector +can be placed at the wire grounding site. +It is much more difficult to interpret the recorded oscillograms, because +it is unclear at what moment of time the development of a dart leader stops +and the return stroke with the high current begins. Nevertheless, the +published current measurements vary from 0.1 to 6kA with the average +value of 1.7 kA [33]. The lower limit of the range is more typical for the +first component (this may be the next component, too, but after a long +current-free pause, when the previous trace channel has nearly totally +decayed). The value of several kiloamperes seems reasonable, since the +velocity of a dart leader is 30-50 times higher than that of the first +component. +3.5 +Field variation at the leader stage +The subdivision of experimental data between this and the previous section is +somewhat arbitrary. Electric field measurements provide information about +leader charge, while charge and current are related by leader velocity. On the +whole, this is a general problem. If the observations were arranged properly +and the data analysis was made carefully, relatively simple field measure- +ments can add much to our knowledge of electrical parameters of lightning. +The knowledge of the field itself is rarely of importance, probably, except in +some applied problems of lightning protection of low voltage circuits. For +this reason, it is not the measurements but, rather, methodological +approaches to their treatment which are significant. So we shall begin with +these approaches and the general principles underlying a treatment of most +lightning stages. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 111 === +Field variation at the leader stage +103 +- +Figure 3.12. Measurement of fast variations in the electric field during the lightning +development. +Suppose the electric field at an observation point near the earth’s surface +is Eo(0) at the moment of the lightning start. When the discharge is com- +pleted, the field takes a new value Eo(tm). The field has changed by the +value AEo = Eo(tm) - Eo(0) over the time t,. +When the measurement time +is relatively short, it is more convenient to register the field change rather +than to measure its values. This is usually done with electrostatic antennas, +i.e., metallic conductors (normally, flat) grounded through a reservoir capa- +citor C (figure 3.12). If the capacitor and the measurement circuits connected +to it have an infinitely high leakage resistance RI, +the capacitor voltage, at +any moment of time, is +(3.3) +where Sa is the area of a flat antenna and qc is the charge induced on it. If RI +is finite (which is always the case due to the input resistance of the circuit +taking voltage readings from the capacitor), the use of (3.3 ) requires the con- +dition RIC >> t,, which can be easily met for the lightning duration ~ 1 0 - * +s +but becomes problematic for a time interval of several minutes between two +flashes. +An accurate measurement of the field change AEo(t,) requires the +necessary time constant of the measurement circuit RIC and the account of +effects of external field variation in the atmosphere, Eo, by making allowance +for local effects. (The antenna may be raised above the earth, say, mounted +on a building roof, so that the field there will be higher than on the earth. On +the other hand, a nearby high construction may reduce the field, acting as an +electrostatic screen.) The field value obtained is not particularly informative. +In order to get information about the lightning discharge, we have to make +certain assumptions concerning the distribution of charges which have +changed the field. +Let us begin with a simple illustration. Suppose a lightning leader +passing from a spherical volume has changed the charge of only one sign +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 112 === +104 +Available lightning data +in a storm cloud cell. If there are other changes in the sphere charge during +the leader travel, they are assumed to have been completely neutralized later, +at the return stroke stage. If this assumption is correct, the measured value of +AEo(tm) can give an idea about the quantity of charge transported by the +leader from the cloud to the earth: +(3.4) +27r~o(H~ ++ R2)3/2AEo(tm) +H +AQM = +Here, H is the altitude of the charged storm centre and R is its radial dis- +placement relative to the registration point. Both parameters should be +measured by an independent method or simultaneous field registrations at +two more points should be made at given distances from the first one. This +will provide additional equations for the unknown values of H and R. +Such an unambiguous treatment results from the simple model we have +chosen, which contains no geometrical parameter except for the distance to +the charge. However, a slightly more complicated, dipole model deprives the +measurement treatment of this advantage. Still, electric field measurements +have always been attractive to lightning researchers owing to their +simplicity. Interest in such measurements increased with the application of +lightning triggering by small rockets raising a grounded wire to 150-300 m +above the earth’s surface (triggered lightning). The first component of such +lightning is genuinely artificial, but then the first trace channel is used by +practically natural dart leaders travelling to the earth. Their point of contact +with the earth is predetermined, so field detectors can be placed at any dis- +tance from the leader. This registration system is quite sensitive and capable +of responding to the linear charge density not far from the leader tip when it +approaches the earth. +To illustrate our analysis, we shall use the field measurements described +in [34,35]. The authors of this work kindly made them available to us after +their discussion at the IXth International Conference on Atmospheric Elec- +tricity, held in St. Petersburg in 1992. The files contained detailed records of +electric fields, taken during the flight of dart leaders, and of their return +stroke currents. Detectors were placed at the distance of R = 500m and +30m from the contact point. Regretfully, the recordings at these distances +were not simultaneous but made in different years. Their comparison is +still possible because the fields were recorded at the same time as the +return stroke currents. By sorting out identical current oscillograms, one +can select lightning discharges with about the same leader tip potentials. +This provides close values of leader velocity and linear charge density in +the charge cover not too far from the leader tip. Some representative oscillo- +grams of AE(t)/AEmax normalized by their amplitudes are shown in +figure 3.13. They correspond to discharges with really close currents in the +return strokes (IM += 6 kA at point R = 500 m and 7 kA at point 30 m). The +amplitude values of field variation AE,,, +over the time of the dart leader +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 113 === +Field variation at the leader stage +105 +w +0 +100 +200 +300 +400 +500 +I +0.8 +1.0- +0.8 - +0.6 - +0.4 - +10 +20 +30 +40 +Time, ps +Figure 3.13. Oscillograms taken in Florida, USA [35], from the vertical field com- +ponent during the development of the dart leader in the subsequent component of +a triggered lightning. The detectors were positioned at 30 and 500 m from the point +of strike; the pulses are related to their maximum amplitudes. +travel were 6.9 V/cm and 120 V/cm, respectively. Note that the measure- +ments in [35] result in AEm,,/IM M const at every point. There is no +geometrical similarity between the pulses AE( t)/AEmax at the different +points. On the contrary, there is a sharp difference in the rates of strength +rise, as a dart leader was approaching the earth. The field increase in the +range (0.5-1.0)AEm,, took Atl12 = 76ps for point R = 500m and only +5 ps for point R = 30 m. +These data will be treated in terms of a simple model, in which a dart +leader is represented as a uniformly charged axis with linear charge density +rL. Naturally, the real cover radius R, can be ignored in the field calculation +at a distance R. We shall show below that field calculations can only take into +account the charge distribution along a relatively short length behind the tip, +comparable with R. This will justify the assumption of rL being constant, +because it actually refers to a short length of about R near the tip. Therefore, +the field change due to the leader charge at point R at the earth, with the +allowance for its mirror reflection by the earth, is described as +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 114 === +106 +Available lightning data +where h is the height of the leader tip from the earth at the moment of regis- +tration and H is the height of the leader base. The field change is maximum +when the tip contacts the earth, and for R << H this gives +It indeed follows from (3.6) that only the charge distribution along a short +length comparable with R is important for field evaluation. (For example, +at H > 5R, the error of the model with rL = const will be less than 20% +for any charge distribution, unless TL grows rapidly from the tip toward +the base; but there is no reason for this, because the channel field E, is +weak and the cloud potential does not vary much.) +Formula (3.6) allows charge density evaluation with a good accuracy, +since the leader is strictly vertical at the earth - it reproduces the path of +the rocket taking up the wire which has evaporated. The value calculated +from the measurements at point R = 30m appears to be unexpectedly +small: rL x 2 x lop5 Cjm. Nearly as much charge is transported by long +laboratory sparks (section 2.4). The potential of a lightning leader tip, +U,, does not seem to be much larger than that of a laboratory spark. +According to (2.8) and (2.35), the linear leader capacitance is +C1 FZ 2mo/ln (H/RL) x (2-10) x +F/m, even with indefinite leader +radius RL. From this, we have U, x rL/C1 x 2-10MV. +The velocity of a dart leader proves to be very high. For its evaluation, we +shall use the measured value of Atlp, which is 5 ps for R = 30 m. Formula (3.5) +gives AE = AE,,,/2 +at h = J?;R. Hence, the average velocity along a path of +length h FZ 50m at the earth’s surface is VL FZ f i R / A t 1 / 2 = lo7 m/s, quite +consistent with direct measurements. It should be emphasized that this velocity +refers to the perfectly vertical path at the earth’s surface, so it is the true velocity. +Similar evaluations can be made with the measurements at the far point +R = 500 m but with a lower reliability, since the parameter averaging is to be +made over a leader length of about lo3 m with an unknown path. Neverthe- +less, the values of T~ = 2.3 x +Cjm and VL = 1.15 x lo7 mjs are found to +be close to those above. It will be shown in the next section that an indefinite +trajectory may produce an error much larger than the obtained difference in +the values of TL and VL. So the dart leader of triggered lightning with the +definite path at the earth is a lucky exception. +Another illustration of AE(t), cited in [35], characterizes a more power- +ful dart leader. The current amplitude in the return stroke was as high as +40 kA. The maximum field change was found to be AE,,, += SlOVjcm, +i.e., a little more than a value proportional to current, while the characteristic +time of the process, Atlp, decreased to 1.8 ps. Calculations similar to those +described +above +give +T~ x 1.35 x 10-4C/m, +U, =20-30MV, +and +VL = 2.9 x 107m/s, thereby supporting the hypothesis of a direct, though +not very strong, dependence of the leader velocity on the tip potential. For +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 115 === +Perspectives of remote measurements +107 +the calculated values of linear charge and velocity at the earth, the leader cur- +rent is found to be iL = T~ VL = 3.9 kA, only an order of magnitude lower +than the current amplitude in the return stroke. +3.6 Perspectives of remote measurements +What we described in the previous section is a very favourable situation, in +which the point of leader contact with the earth is fixed and its final path +is strictly vertical, at least, at a length of 150-300m above the earth. One +should not expect such favourable conditions for natural lightnings, espe- +cially for their first components. Still, one should take quietly and with +some scepticism the idea of indirect remote measurements of lightning +parameters. The experimeter resorts to them because, otherwise, his life +would turn out too short to bring his experiment to a conclusion. Recon- +struction of an electromagnetic field source from strength measurements +made at definite points is an incorrect solution to a fairly common problem +of electrodynamics in various areas of science and technology. Lightning is +not an exception to the rule. We shall consider critically the treatments of +results obtained from solutions to such problems and discuss inverse electro- +static problems, as applied to the lightning leader. +Generally, the density of space charge p(x, y. z ) between some boundary +surfaces can be found if the electric field in the whole confined volume is +known. Experimentally, this means simultaneous field measurements at an +infinitely large number of points, which is practically unfeasible. A well +organized service for field lightning observation has, at best, several synchro- +nized field detectors. A theoretical treatment of the field records always +suggests an a priori construction of a simplified field source model. The +inverse problem can be solved if the number of unknown parameters in +this model does not exceed the number of registration points. What follows +is quite obvious. One writes down a set of equations with the measurements +on the right and the expression for field at a given point (derived from the +model with yet unknown charge parameters) on the left. The solution defines +the parameters as rigorously as the measurements permit. One should always +remember, however, what has been found from the equations, since these are +parameters of a speculative model rather than a real phenomenon. How +much they coincide is not a matter of accuracy of measurements or calcula- +tions but that of the model adequacy ‘to the phenomenon under study. Most +often, it is here that possible errors originate. +3.6.1 +Without claiming a general analysis, we shall consider a special but fre- +quently used model of near-earth field variation at a large distance from a +Effect of the leader shape +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 116 === +108 +Available lightning data +I +I + +<” 0.00- +w +U z +WO -0.02 - +e +N +-0.04- +-0.06- . +Figure 3.14. Electric field variation at the earth, evaluated for a large distance from +the vertical channel of a descending leader. +descending lightning leader. In this model, the leader is represented by a thin +vertical uniformly charged thread with a linear charge density rL, and the +storm cell, from which the leader started, is taken to be so small that it is +replaced by a point charge Q at height H. The value of Q may be unknown, +because the analysis uses the time variation of the field rather than its +absolute value [l]. +The field at point R near the earth (figure 3.14(a)) varies in time for two +reasons. The absolute field decreases because of the charge reduction in the +storm cell by the charge AQ = TLL carried away by the leader on its way +to the earth.t The second component is due to the charge accumulation on +the leader of length L; as the leader moves on, this charge goes down, +enhancing the field at the earth. As a result, for the change of the vertical +field component at moment t with L = VLt, where VL is average leader +velocity, we have +(3.7) +AQH ++‘“I +(H-x)dx +AE(L) = - +27rq,(H2 + R2)312 2% +o [(H - x)’ + R2I3/’ ’ +This expression takes into account the doubled field associated with the +earth-induced charge. The evaluation of the integral gives the known +expression +- +LH +}. (3.8) +1 +1 +AE(L) = - +[(H - L)’ + R2I1/’ - (H’ + R’)”’ (H‘ + R2)3/2 +t This component may be ignored in field measurements at a small distance from the leader, as +described in section 3.5. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 117 === +Perspectives of remote measurements +109 +When analysing this expression, an experimenter will find it difficult to avoid +a temptation. In the range of R/H < 1.4, the function AE(L) has an +extremum (figure 3.14(b)) which can be easily recorded by an oscillogram. +What remains to be done is to find the height H a t which the lightning started +(it may be taken to be equal to the average height of the storm front), to +measure the distance between the observation point and the leader (e.g., +from the thunder peal delay time, since the sound velocity is known and +the point of sound wave excitation is near the earth's surface), and to find +the moment of time when the leader tip descended to the height H - L, +by calculation, from (3.8), the leader length L, corresponding to the +extrema1 point. At least one more moment of time is registered exactly by +the oscillogram - the moment of the leader contact with the earth, giving +rise to the return stroke. The oscillogram indicates this moment by a +field strength overshoot. The time interval At in figure 3.14(b) defines the +leader average velocity along the path length H - L, at the earth: +VL M ( H - L,)/At. +Note that one of the boundaries of the measured +length might also be found from the moment of sign reversal of the field +being registered. It follows from the analysis of (3.8) that the curve AE(L) +intercepts the abscissa if the registration point lies at a distance R z (0.8- +1.4)H from the vertical path axis. Technically, the reference point is easier +to find than the extremum. +It is known that the appetite comes with eating. If one substitutes the +geometrical parameters used and the measured values of AE(L) into (3.8), +one can find the average linear charge density T ~ . +Together with the velocity, +this provides the average current in the leader for the final period of time +At: iL M T ~ F ' ~ . +The calculation of charge density was replaced in [36] by +graphical differentiation of the oscillogram E( t ) at the point corresponding +to the moment of leader contact with the earth; this, however, gave a +low accuracy. Therefore, the electric field registration only at one point on +the earth's surface seemed to be sufficient to evaluate one of the least +accessible parameters - the leader current in a descending lightning +discharge. +Let us now try to assess this situation without considering the measure- +ment errors. Obviously, the main error is associated with finding the starting +point of a lightning spark and the distance to it. A common 10% error in +measurements gives much larger errors in evaluations of leader velocity +and current. This always happens when one deals with the difference of +two comparable parameters. We shall focus on errors of the model itself. +The problem of leader branching effects will be ignored. After all, one can +always consider a dart leader which has no branches. The representation +of a real leader as a vertical axis is quite another matter. Any photograph +shows numerous bendings of a lightning trajectory, so a straight vertical +leader is nothing more than a speculative mathematical concept. To assess +its implications, let us make another step and consider a tilted straight +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 118 === +110 +Available lightning data +0.054 +L/H +Figure 3.15. Electric field variation at the earth for a leader deviating from its vertical +path; RIH = 0.7. +leader. Suppose a leader moves in a vertical plane passing through a field +detector and is tilted towards it by the angle Q relative to the vertical line +(figure 3.15). Then, instead of (3.8), we have +where a = R - H tan a. The result of numerical integration of (3.9) is +presented in figure 3.15 for R = 0.7H. Even a slight tilt from the vertical +line (a zz 20") entails a nearly three-fold (two-fold for R / H = 0.7) change +in the pulse amplitude AE(L) and in the parameters usually derived from +field measurements at the earth's surface. The value of L corresponding to +the extremum AE(L) depends only slightly on the tilt, but the signal ampli- +tude variation is sufficient to make one treat the derived leader parameters +only as estimations of orders of magnitude. It is quite another matter if the +leader shape is recorded simultaneously with electric field registration at +two points. The leader trajectory can then be reconstructed in space quite +accurately, and a computer processing of records can completely eliminate +this type of error. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 119 === +Perspectiws of remote measurements +111 +3.6.2 +The model of a leader with a uniform charge distribution and the concept of a +storm cell as an electrode with a capacitor battery supplying conduction +current to the leader are extremely far from reality. A storm cloud does +not look like a giant capacitor plate, to which a lightning leader is connected +galvanically during its motion to the ‘plate’ of opposite sign, i.e., to the earth. +In actual reality, the cloud charge is concentrated on hydrometers which do +not contact one another and their assemblage does not possess the properties +of a metallic electrode. A better analogy would be that of an electrode-free +spark, rather than of a spark starting from a high voltage electrode of a +laboratory generator. +To illustrate this, consider a small metallic rod suspended along the +field vector in an inter-electrode gap, where the field is supported by a +high-voltage generator. The rod has no contact with the generator poles. +Two sparks of opposite sign are excited simultaneously at the rod ends, +i.e., in the region of enhanced local field (figure 3.16). The charges appearing +on the sparks must be regarded as polarization charges. This is the way a +Effect of linear charge distribution +Figure 3.16. Streak photographs of a simultaneous development of a positive and a +negative leader from the ends of a metallic rod of 50 cm in length in a uniform electric +field: (1) rod; (2,3) channel and streamer zone of a positive leader; (4,5) +the same for a +negative leader. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 120 === +112 +Available lightning data +metallic conductor is polarized when it is introduced into an electric field. +Similarly, a charged storm cloud possessing no conductivity is only a field +source in the space extending to the earth. A plasma conductor arising in +this way or other is polarized in the field and grows, being supplied by polar- +ization current. This system is definitely not a perpetuum mobile. Its energy +source is the electric energy of the cloud field. As the leader develops, this +energy decreases, in accordance with the conservation law. If the external +field and the conductor are homogeneous, the linear density of polarization +charge is equal to zero exactly at the conductor centre and its absolute value +rises towards the ends of different polarities. As long as the conductor has no +contact with the high-voltage generator terminals, its total charge, naturally, +remains equal to zero. The latter is also valid when the field and conductor +are inhomogeneous. Using numerical methods, one can find the polarization +charge distribution for any electric field. The distributions presented in +figure 3.17 have been found by the equivalent charge method [37]. This +method is simple and convenient for long conductors, like those used to +simulate lightning leaders. +Numerical computations show that a uniform field in a perfectly con- +ducting rod creates a polarization charge 7 rising almost strictly linearly +from the rod centre towards its ends. The ends are an exception, because +Figure 3.17. Polarization charge distribution along a straight conductor (a leader +system) in the cloud dipole field, with allowance for a dipole reflection in the conduct- +ing earth. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 121 === +Perspectives of remote measurements +113 +the charge density here (along a length of the rod radius) rises rapidly. The +charge distribution at the rod base can be approximated as T ( X ) = ax, +where the coordinate origin x is at the rod centre. The reader will soon see +that the contribution of the end charges fq is small at larger distances, if +the rod length 2d is much greater than its radius r. +For simplicity, let us assume that the charge is concentrated on the outer +rod surface, as is the case when it has a conductivity, and that the potential +will be calculated along the longitudinal axis. The rod centre will be taken as +the zero point of the external field Eo potential. The potential p at the point x +is a sum of potentials created by the external field, -Eox, the end charges, pq, +and the charges distributed along the rod, pr: +1 +(d - x ) + [(a - x12 + r2] '12 +- [(d + x12 + r2] 1/2 + x In +-(d + x ) + [(d + X)* + r 2 p 2 +(3.10) +Here, the last approximate expression refers to the rod sites lying far from its +ends, Id f +X I >> r. Here, the term pq can be neglected, and we shall approxi- +mately have pT - Eox = 0. With the actual charge distribution ~ ( x ) +and the +end charges providing pq, the rigorous equality p ( x ) = 0 should be valid +along the whole rod length. By relating the approximate equality to the +centres of the semi-axes x = fd/2, we find +(3.11) +The potential at the rod ends must be calculated with the account of +their higher charges. Assuming this charge to be concentrated along the +end circumference, the potential at the centre of the end plane (at the +points x = fd on the axis) can be described as +(3.12) +The potential pr must now be calculated from the unsimplified formula +(3.10). It follows from (3.12) that the end charge is approximately equal to +q x 27r~orEod and by a factor of +ad2 +d +2q +2r In (&/er) +K=-NN +(3.13) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 122 === +114 +Available lightning data +smaller than the charge distributed over each half (it is an order of magnitude +smaller for d / r z 100). Therefore, the account of localized tip charge may be +necessary only for the calculation of electric field in the region close to the tip, +at a distance less than 10r from it, In a remote region, where measurements +are usually made, such a subtlety is unnecessary - it is sufficient to consider +only the charge distribution along the leader channel. Clearly, this is not a +uniform distribution, taken for granted by some researchers. +It is time to look at the shape of a field strength pulse at the earth, deter- +mined by the charge of a linearly polarized vertical axis with charge +~ ( x ) += f a x per unit length. It is defined by the algebraic sum of terms +from the positively and negatively charged semi-axes and is equal to +AE(L) =r a x(H - X) dx +-L 2 r E o [(H - x)’ + R2I3/’ +where L are the lengths of leader sections which have moved away from the +starting point to the earth and upwards. Integration with (3.1 1) gives +AE(L) = +L +L +In (fiL/er) +[(H - L)’ + R2]‘/’ - [(H + L)’ + R2I1/’ +- In +[H + (H’ + R2)”’]2 +Eo +[ +{ H - L + [(H - L)* + R2I1/’}{H + L + [(H + L)’ + R2]’/’J +(3.14) +Here, H is the height of the leader start, r is its radius, and R is the +distance between the leader axis and the observation point. It can be +shown that the function AE(L) of (3.14) rises smoothly with L and has +no extrema. +The linear charge distribution assumed in the above illustration is, of +course, another speculation (section 4.3). Moreover, a leader goes up and +down non-uniformly, and the field in the earth-cloud gap is far from +being uniform: its strength decreases towards the earth. This limits the +linear charge growth from the start downward. The finite channel conductiv- +ity exhibits similar behaviour, reducing the tip potential. So it is impossible to +find the actual charge distribution exactly without knowing these param- +eters. Thus, a processing of field oscillograms can give nothing more than +what they actually show. The field at a point is an integral effect of the +whole combination of charges created or transported by a given moment +of time. It is probably worth speculating about registrations but one +should assess the results soberly, considering all possible variants and +insuring oneself whenever possible. The best insurance is, of course, to +increase the number of registration points and parameters determined by +independent methods. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 123 === +Lightning return stroke +115 +3.7 Lightning return stroke +All lightning hazards are associated with the return stroke, and this accounts +for the great effort of investigators to learn as much as possible about this +discharge stage. It has been established that the contact of a descending +lightning leader with the earth or a grounding electrode produces a return +wave of current and voltage. It travels up along the leader channel, partially +neutralizing and redistributing the charge accumulated during the leader +development (figure 3.18). The travel is accompanied by an increased light +intensity of the channel, especially at the wave front. At the earth, the +wave front intensity acquires its maximum over 3-4ps [31]. As the wave +goes up to the cloud, the wave intensity steepness and amplitude decrease +many-fold, indicating a considerable decay. Judging by streak pictures, the +region of a high light intensity at the wave front extends to 25-1 10m. The +whole wave travel takes 30-5Ops. This time is especially convenient for +electron-optical +methods of streak photography. However, available +attempts to use such methods can hardly be considered successful. A serious +obstacle is the exact synchronization of a streak camera and lightning contact +with the earth. Although there are many synchronization methods, they have +no simple technical solutions and are seldom used in lightning experiments. +Continuous (e.g. sinusoidal) electron streak photography has not justified +hopes. Basic results on return stroke velocities have been obtained using +cameras with a mechanical image processing, which do not need synchroni- +zation (Boyce camera). +Figure 3.18. Scheme of the return stroke propagation after the contact of a descend- +ing leader with the earth (at moment t = 0). A leader brings potential U < 0; ZM is +return stroke current. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 124 === +116 +Available lightning data +1.0 +0.8 +.- +O 0.6 +3 +& 0.4 +- +cd +D +0.2 +3.7.1 Neutralization wave velocity +The measurements made half a century ago [25,39] and those performed +recently [40] indicate a high velocity of a return current-voltage wave. The +minimum measured values are close to (1.5-2) x lo7 mjs and the maximum +ones are an order of magnitude higher, reaching 0.5-0.8 of light speed c. A +velocity comparable with light speed does not mean that we deal with +relativistic particles or purely electromagnetic perturbations. The wave +velocity is the phase velocity of the process. +There are not so many successful optical registrations of the return stroke, +the number of really good ones being about 100. Most of the available data +concern subsequent lightning components. This is natural because every +successfully registered discharge includes the return strokes of several compo- +nents. The wave velocities of subsequent components are somewhat higher +than those of the first ones. According to [40], the first component has an aver- +age velocity V, x 9.6 x lo7 mjs while the subsequent ones are a factor of 1.25 +higher. Similar data are cited by other authors for subsequent components of +lightning discharges triggered from a grounded wire elevated by a rocket. +To illustrate the statistical velocity spread in individual measurements +and in those made by different researchers, figure 3.19 shows integral +distribution curves for the data of [25] and [40]. The first and subsequent +- +- +- +- +- +0.01 - . * +. +I + +1 +0.05 +0.1 +0.2 +0.5 +1 +v,ic +Figure 3.19. Velocity distribution of the lightning return stroke: (1) averaged over the +visible channel length [25]; (2) averaged over 1.3 km above the earth [40]. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 125 === +Lightning return stroke +117 +components were not separated. Within a 50% probability, there is a 2-fold +difference between the velocities. Earlier measurements generally give lower +return stroke velocities. The point is that most measurements performed +during the 1980s were two-dimensional, usually providing higher velocities, +whereas the earlier data had allowed conclusions only about the vertical +component of velocity. Moreover, the application of improved optics and +photographic materials, as well as higher relative motion rates of the +image and film, improved the time resolution of streak photographs. As a +result, the velocity value obtained in the 1980s was more accurate and +higher because the measurements were averaged over the initial stroke +length of about 1 km at the earth’s surface, where the wave moves 1.5-2 +times faster, rather than over the whole stroke length. +All measurements show that the return stroke velocity gradually +decreases and that the velocity V, drops abruptly when the wave front +passes through the point of leader branching. The latter fact suggest a certain +relation between the stroke velocity and the current transported by the wave: +at the branching point, the current is divided among the branches, so the +velocity becomes lower. The knowledge of this relation could improve the +calculation accuracy of overvoltages in electrical circuits during lightning dis- +charges. Unfortunately, the available data are insufficient to allow finding +this relation reliably. Simultaneous registrations of current and velocity +have been made only for return strokes of subsequent components of +triggered lightnings but they cannot provide a representative statistics. +With reference to [12,41], there is note in [l] about a satisfactory agreement +between these registrations and Lundholm’s semi-empirical formula +V,/c = (1 + 40/1M)-1’2, where lM is a return stroke current amplitude +expressed in kA (see section 3.7.2). The lack of factual data is sometimes +compensated by a superposition of distribution statistics. It is assumed +that the values of current and velocity characterized by an equal probability +correspond to each other. There are no serious arguments in favour of this +operation but it is used for the lack of a better method. +3.7.2 Current amplitude +The current amplitude is an important lightning parameter. Most hazards of +lightning are associated, directly or indirectly, with stroke currents, whose +registration has taken much time and effort. Very few of them were made +by direct methods, using a shunt and a Rogovski belt [28,29,42-461. Still +fewer direct measurements were made by equipment with a wide dynamic +range, which can register both powerful impulses with an amplitude to +200 kA and low currents of a few hundreds of amperes, which are equally +important for the understanding of the lightning physics. +A large number of measurements have been made by magnetic detec- +tors. Such a detector represents a rod several centimetres in length, made +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 126 === +118 +Available lightning data +from magnetically hard steel. Preliminarily demagnetized rod detectors were +placed at a fixed distance from a conductor aimed at leading lightning current +to the earth. This could be a grounding lead of a lightning conductor or a +metallic tower of a power transmission line. With the appearance of lightning +current, the detector proves to be within the range of its magnetic action and +becomes magnetized. One measures the residual steel magnetization and +calculates the current by solving the inverse problem. The advantages of +this method are its simplicity and low cost. Usually, magnetic detectors are +installed by the thousand to obtain the necessary statistics. However, they +can yield nothing else but a current impulse amplitude. Of course, by mark- +ing the ends of the detector, one can also determine the direction of current +and attribute it to the lightning type (positive or negative). The accuracy of +current measurements is very low for several reasons. +First, there are few objects with a simple system of current spread over +metallic constructions. A single conductor would be ideal in this respect, +because it excludes current branching. In reality, lightning current is distribu- +ted among many conductors, the distribution pattern being unpredictable +since it varies with temporal parameters of the impulse. We shall illustrate +this situation with reference to a simple system consisting of two parallel induc- +tively connected branches with their own inductances L1 and L2, mutual +inductance M , and resistances R1 and R2. Suppose a rectangular current +impulse I with a short risetime is applied to the system. The current distribu- +tion between the two branches is described as +Initial currents ilo and i20 at the stage when current I(t) is stabilized to Z +are generated over a very short time equal to the I risetime. The branch +currents, therefore, rise from zero very quickly. The reactive components of +voltage drop -di/dt produced by them are much larger than the ohmic +ones -i +that can be neglected for the time being. Hence, we have +i1o/i20 = (L2 - M ) / ( L 1 - M ) , and the initial current, say, in the first branch +is ilo = Z(L2 - M ) / ( L 1 + L2 - 2 M ) . When the transitional process, whose +duration is defined by the time constant At = (Li ++ L2 - 2M)/(RI + R2), +is over, currents ilx = IR2/(R1 + R2) and i2x = ilxR1/R2 are established +in the circuits. The durations of lightning currents are usually comparable +with the time constant At. Therefore, a magnetic detector placed in one of +the branches will register a current intermediate between the initial and estab- +lished values having a maximum amplitude, since the residual magnetization +of the rod contains information only about the maximum magnetic field of +current. For this reason, one can calibrate a magnetodetector for deriving a +full current amplitude only if the impulse shape is known. This cannot be +done in a real experiment, so one has to resort to a rough estimation of current +distribution over metallic constructions and use it in data processing. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 127 === +Lightning return stroke +119 +Second, the operating range of the rod magnetization curve is not large, +and the transition from a linear to saturation region may produce additional +errors in data processing. To avoid saturation, the magnetodetector is placed +far from the conductor, which creates difficulties in data processing of light- +nings with low current and low magnetic field. Besides, when the distance +between a conductor and a detector is large, the magnetic field effects of +other metallic elements with current are hard to take into account. So a +100% error does not seem too high for magnetodetectors, even when several +detectors are placed at different distances from a current conductor. Their +records provide sufficient material for engineering estimations or for a +qualitative comparison of storm intensity in different regions, but they are +insufficient for theory. Organization of direct registrations takes much time +and effort. There are no more than a hundred successful registrations +made over a decade. Let us see what information can be derived from them. +Current impulse amplitudes vary widely, from 2-3 to 200-250 kA. +Some magnetodetector measurements give even 300-400 kA, but these +amplitudes seem doubtful. According to [42,46], the integral amplitude dis- +tributions for the first and subsequent lightning components obey the so- +called lognormal law, in which it is current logarithms, rather than currents +themselves, that meet the normal distribution criterion. The probability of +lightning with a current larger than ZM, is defined as +(3.16) +where (lg I)av +is an average decimal logarithm of the currents measured and +olg is the mean square deviation of their logarithms. This approximation +cannot be considered accurate. The relative deviation of the value of (3.16) +from the real one may be several tens percent; it may be even more for prac- +tically important current ranges. Nevertheless, lognormal distributions allow +measurement comparison and serve as a guide to engineering estimations. +For example, about 200 current oscillograms for lightnings that struck the +70m tower on the San Salvatore Mount in Switzerland [42] satisfactorily +obey the lognormal law with (lgZ)av = 1.475 and olg = 0.265 for the first +component currents of a negative lightning discharge. This means that the +50% current value is estimated to be 30 kA; 95% of lightnings must have +currents exceeding 4kA and 5% of lightnings 80kA. The probability of +higher currents rapidly decreases: 100 kA is expected in 2% of cases and +200kA in less than 0.1% of cases (figure 3.20). It should be emphasized +again that the distribution boundaries must be treated with caution. The +curve shape in the low current range strongly depends on the sensitivity of +the measuring instruments used (its left-hand limit is usually taken to be +1-3 kA in distribution plots). There are few measurements in the high current +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 128 === +120 +Available lightning data +1 +0.01 +I +' +I +. +I +. +I +. +1 + +50 +100 +150 +200 +250 +Lightning current, kA +Figure 3.20. Lognormal distributions of return stroke currents: A, the first com- +ponent of a negative lightning with (lg I)," = 1.475 and clg = 0.265; B, subsequent +components with (lgZ),v = 1.1 and olg = 0.3; C, positive lightnings with +(lgZ)," = 1.54 and clg = 0.7. +range: it is considered as good luck if they provide a reliable order of magni- +tude. Note that negative lightning currents above 200 kA have never been +registered reliably. +The approximation of data on subsequent lightning components in [42] +gives a much lower integral probability for high currents. A lognormal distri- +bution can be satisfactorily described by (lg& = 1.1 and clg = 0.3. The +calculated 50% current is 12.5kA, 5% current is only 39kA, and the +chance for a subsequent component to exceed lOOkA is close to 0.1% +(figure 3.20). +The statistics for positive lightnings, whose number is about 10% of the +total registrations, is less representative. All descending positive lightnings +are one-component. The integral current distribution for them has a large +spread. The probabilities of both low and high currents are larger without +an essential change of the 50% value. The 50% value is close to 35 kA, +i.e., it is nearly the same as for the first component of negative lightning. +An approximate description of the lognormal distribution of positive cur- +rents in [42] can be made with (lgI)av = 1.54 and clg = 0.7 (figure 3.20). +Positive high current lightnings are more frequent than negative ones. A +5% probability corresponds to 250 kA, and 100 kA can be expected with a +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 129 === +Lightning return stroke +121 +20% probability. Among 26 successful registrations of positive lightnings in +[43], only one showed 300 kA current. It seems likely that many positive light- +nings were, under the observation conditions [43], ascending ones, which +may account for the large spread. Such lightnings have practically no +return stroke, and the equipment seems to have registered the relatively +low leader current of the final development stage. These data were used to +derive the integral distribution extending to the low current region. +The great importance of lightning current statistics to applied lightning +protection necessitated a unification of theoretical distribution curves. Other- +wise, engineers would have been unable to compare the frequency of harmful +lightning effects and protection efficiency. This work is being done within the +frame of the CIGRE (Conference Internationale des Grands Reseaux +Electrique a haute tension) - an operating international conference on +high-voltage networks. Data on current from all over the globe are collected +and analysed. However, there is no unified approach to these data: different +data are discarded for different reasons, so that the distributions obtained +differ markedly. For example, a report submitted to [47] compares two log- +normal laws with (lg&" = 1.4 and 1.477al, = 0.39 and 0.32. The latter is +preferable for power transmission lines, since the measurements for objects +higher than 60 m were excluded from this derivation (power transmission +lines are usually lower). In his book, Uman [l] gives a table of lightning +currents mostly based on the measurements of [42]. +Attention to details is inevitable, since slight corrections in parameter +distributions may cause manifold changes in the calculated probabilities of +currents above 100 kA, especially important in lightning protection of +important objects. Both theory and applications suffer from a lack of light- +ning current measurements. We shall list here some key issues to be discussed +in more detail below. +We have mentioned the importance of an object's height. It has been +known since Benjamin Franklin's experiments that hgh constructions +attract more lightnings. It seems likely that the process of attraction depends +on the potential of a descending leader. If this is so, the statistics of descend- +ing leader currents for objects of various height may prove different: there +will be a kind of lightning separation, In this case, a comparison of reliable +current statistics for various objects could help resolve the much debated +problem of lightning-object interaction mechanism. +Of interest in this connection is the following fact. In the case of a very +high construction, many first components are of the ascending type having +no return stroke. But the first component is followed by subsequent descend- +ing components, whose average stroke currents are lower than in subsequent +components affecting low buildings. This suggests an involvement of high +ground constructions in the formation of storm clouds. It appears that an +ascending leader starts from a high construction before the cloud has +matured. Its charge and potential are, therefore, lower. This accounts for +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 130 === +122 +Available lightning data +the fact that subsequent components discharging an immature cloud will +transport lower stroke currents than a mature cloud. +Finally, an important issue is the effect of grounding resistance of objects +on lightning current. This may provide information on the resistance of +lightning itself. This resistance is to be introduced in equivalent circuits, +when calculating overvoltages affecting various electrical circuits. This +problem is still much debated: some investigators suggest the substitution of +a lightning channel by a current source with an ‘infinite’ resistance, others +ascribe to the channel the wave resistance of a common wire (about 300 0). +It would not be hard to solve this problem if we had at our disposal reliable cur- +rent statistics for objects of various height but different grounding resistances. +No such statistics exist yet. To speed up the work in this area and to reduce its +cost, various remote registration techniques are being employed. They register +electromagnetic fields and coordinates of points where the lightning strikes (ide- +ally, the lightning trajectory), followed by the solution of the inverse problem +for the field source, i.e., lightning current (see section 3.7.4). +There is also an increasing number of direct current registrations from +lightnings triggered from a wire lifted by a rocket to the height of 150- +250m. The first component of a triggered lightning (ascending leader) has +no return stroke; therefore, one deals only with subsequent components. A +comparison of such registrations with natural lightning currents was made +in Alabama, USA [15]. The statistics were not particularly representative +(45 measurements), so no principal differences were revealed. The lognormal +distribution of currents corresponded to the parameters (lg& = 1.08 and +olg = 0.28, nearly the same as those obtained in Switzerland for subsequent +components of natural lightnings [42]. We should like to warn the reader +against a possible overestimation of this coincidence. The comparison +involved measurements from geographical points separated by large dis- +tances, whereas the global variation of lightning parameters still remains +unclear. A more important thing is that the lightnings studied in [42] +cannot be regarded as totally natural. They struck a 70-m tower on a +mountain elevated at 600m above the earth’s surface close to a lake. The +conditions here are more similar to those of lightning triggering than to its +natural development in a flat country. Lightning parameters are known to +differ with altitude: currents registered by magnetodetectors at an altitude +of 1-2km were two times lower than in a flat country, for less than 50% +probabilities [48]. +3.7.3 +Records of lightning current impulses look more like abstractionists’ +pictures - they are so diverse and fanciful. The conventional approximation +of a impulse by two exponents Z ( t ) = Io[exp (-at) - exp (-@)I, +which is +suggested in various guides to equipment testing lightning resistance, is +Current impulse shape and time characteristics +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 131 === +Lightning return stroke +123 +Figure 3.21. A schematic oscillogram of a current impulse in the first component of a +negative lightning. +intended for currents of laboratory sources simulating lightning, rather than +for natural lightning. Let us try to identify the main features of the time +variation of current, essential for the understanding of the return stroke +mechanism and applications. +The most reliable data have been obtained for first component currents +of a negative lightning. This current is easy to register, since the impulse front +takes several microseconds and an oscillographic record reproduces it in +detail. A sketch of a current impulse averaged over many oscillograms is +shown in figure 3.21 in two time scales. Note the concave shape of the +front. An expression of the type 1 - exp (-pt) looks least suitable for its +description. The first current peak is often followed by a higher one, and +evaluation of the impulse risetime tf is associated with some reservations. +For example, [42] measured the time of current rise from 2kA, a value +close to the resolution threshold, to the first maximum Z,. +In this case, +about 50% of negative lightnings had the risetime of the first component +over 5.5 ps, 5% exceeded 18 ys, and another 5% less than 1.8 1s. The knowl- +edge of the risetime allows calculation of the average impulse slope +AI += Z,/tf, +However, the calculation of electromagnetic fields of lightning +and the evaluation of possible hazards require a maximum slope +AI,,, += (dZ/dt),,,, +rather than an average one. The error in evaluations +of this parameter from current oscillograms may be very large, because +one has to replace the tangent to the Z ( t ) curve by a secant. Nevertheless, +this operation has a sense for a fairly long impulse of the first component. +The integral distribution of the values, like the current itself, is described +by the lognormal law with the parameters (lgZ)," = 1.1 and glg = 0.255, if +the slope is expressed in kA/ps. It results in 12 kA/ps for 50% current, and +the slope exceeds 33 kA/ys with a 5% probability. +To describe the electromagnetic effect of lightning current, let us find +the induced emf U, in a frame of area S = 1 m2 placed at distance D = 1 m +from the channel or a grounding conductor, when the first component +current flows through it (the frame is in a plane normal to the current +magnetic field). Even for a moderate steepness AI += 33 kA/ps, we have +U, = p0AI maxS(2~D)-' += 6.6 kV, where p0 = 47r x lo-' Hjm is vacuum +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 132 === +124 +Available lightning data +magnetic permeability. The role of a frame can be performed by any metallic +structure within the construction affected by lightning-wires, wall fittings, rails, +metallic stripes touching each other, etc. At the site of a poor contact, induced +emf will produce a spark, much more effective than that in an electric lighter. +This is dangerous because the spark may come in contact with an explosive gas +mixture. +Sometimes, lightning current behaves in a dual way, creating the induc- +tion emf and voltage at the resistance of the grounding electrode U, = IR. It +is important, therefore, to have knowledge about the relation between the +current amplitude and maximum slope. Although both parameters obey +the same lognormal law, no correlation has been found between them. +This is bad for engineering applications, for one has to calculate the +probabilities of each current with a whole set of possible slopes. +There have been attempts at a more detailed description of the current +impulse front. They were initiated by the CIGRE mentioned above to +handle hazardous effects of lightning on power transmission lines. A set of +additional parameters has been suggested to reduce errors in current oscillo- +gram processing and some regions of the impulse front have been described +quantitatively. This is illustrated in figure 3.22 and requires no comment. +Some of the results were cited in 1471. The processing technique used did +not lead to considerable data refinement, since the 50% maximum slope +AI,,, += 12kA/ps is only two times larger than the 50% average slope +A ~ o % += Z5oyO/tf5o~ = 30/5.5 = 5.5 kA/ps. But the factor of 2 is essential to +the electrical strength of ultrahigh voltage insulation. +I- +Eo - +Figure 3.22. The distribution of current impulse parameters in the return stroke, +based on oscillograms. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 133 === +Lightning return stroke +125 +Current impulses of subsequent components have a shorter risetime. In +the work cited above [42], 9 < 1.1 ps for a 50% probability and 0.2 ps for a +5% probability. The latter should be treated with caution because this value +is close to the resolution limit of the measuring equipment. The impulse front +in subsequent components is likely to rise faster. It is mentioned in [l] with +reference to other publications that in many digital registrations the +current could rise to a maximum during the first detector reading (for 0.2 ps). +The maximum slope of a impulse front in subsequent components +obeys, in the first approximation, the lognormal law: (lg AI ,,,),, += 1.6 +and glg = 0.35. The value of AI +exceeds 40 kA/ps with a 50% probability +and is larger than 120 kA/ps with a 5% probability. When affected by such a +steep impulse, the amplitude of induced voltage would exceed 25 kV in the +above example of a frame. +Current of positive lightnings rises slowly. In 5% of cases, the front +duration was 9 > 200ps. With these impulses, the electric strength of air +gaps of several metres in length is close to a minimum (section 2.6, formula +(2.51)). The voltage with tr +200ps is much more dangerous than a +‘common’ lightning overvoltage impulse with a risetime of several micro- +seconds. Minimum breakdown voltage in air gaps with a sharply non- +uniform field (see formula (2.52)) is about 1.5 times lower than in a standard +lightning overvoltage impulse of 1.2/50 ps (in accordance with the con- +ventional way of presenting time characteristics of a impulse, 1.2 is the +risetime and 50 is the impulse duration at 0.5 amplitude, all in ps). +The duration of a current impulse is as important for lightning protec- +tion practice as the risetime. Impulse duration is usually characterized as a +time span between its beginning and the moment its amplitude decreases +by half, Since current is related to the neutralization wave travelling along +the channel, the impulse duration t, is comparable with the time of the +wave travel. If its velocity is V, E 108m/s and the average channel length +is 3km, the value of tp will be several tens of microseconds. A similar +value is derived from experimental data. The impulse duration in the first +component of a negative lightning is above 30, 75 and 200 ps for the prob- +abilities 95, 50 and 5%, respectively. For subsequent components, the +impulse is much shorter: 6, 32 and 140 ps for the same probabilities. Positive +lightnings must be longer because most of the positive charge of a storm +cloud is located 2-3km higher than the negative charge. Indeed, tp is +above 230ps with a 50% probability. The shortest durations for positive +lightnings are the same as for the first component of a negative one. ‘Anom- +alously’ long impulses stand out against this background - about 5% of posi- +tive currents decreased to half the amplitude for 2000 ps. +Today, we know nothing about the nature of superlong positive +impulses. One thing is clear: they are unrelated to the wave processes in +the lightning channel. One may suggest that hydrometeor charge is accumu- +lated and descends to the earth due to an ionization process in the positively +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 134 === +126 +Available lightning data +charged region of a cloud. But we can only speculate about the nature of this +process producing final current of 100 kA and ask why it is manifested only in +positive lightnings. +3.7.4 Electromagnetic field +Electromagnetic field of lightning is familiar to those leaving a TV or radio +set on during a thunderstorm. Sound and video noises inform about a +storm long before it actually begins. Lightning was the first natural radio +station used by the founders of radio engineering for testing their receivers. +The lightning detector designed by A S Popov in 1885 is still Russia’s +national pride. For many years meteorologists surveyed approaching +storm fronts by registering so-called atmospherics - pulses of electro- +magnetic radiation from lightning discharges occurring hundreds of +kilometres away. In the late 1950s, much interest in atmospherics was due +to the nuclear weapon race: suspiciously similar to radiation pulses from +nuclear explosions, they interfered with the diagnostics of the latter. +It is clear from the foregoing that in a return stroke the charge accumu- +lated by a leader cover varies and is redistributed rapidly along the channel, +producing variation of the static component of the electric field. Charge +variation occurs simultaneously with the propagation of a current wave +along the channel, inducing a magnetic field. The induction emf varying in +time gives rise to an induction component of the electric field. Finally, +variation in the current dipole moment (a leader channel can be regarded +as a dipole, with the account of its mirror reflection by the earth) gives rise +to an electromagnetic wave producing a radiation component of the electric +field with a concurrent magnetic radiation component. There is another mag- +netic component - a magnetostatic one proportional directly to current. +It is common practice to distinguish between the near and far regions of +electromagnetic radiation. In the near region, static field components may be +dominant: the electric component, damped in proportion to the cubic +distance Y to the dipole centre, and the magnetic component, varying with +distance as F2. These can be neglected for the far region, because they are +much smaller than the radiation components E , H cz Y-’. Now, after these +preliminary remarks, we shall turn to experimental data showing how +much the shape of a registered pulse varies with distance between a lightning +discharge and a field detector. +The shapes of return stroke radiation pulses are shown schematically in +figure 3.23 for the near and far regions. At large distances, where the static +components of magnetic and electric fields are nearly completely damped, +the pulses E( t ) and H ( t ) become geometrically similar. Both are bipolar +and have a high front slope, a well defined initial maximum and several +smaller ones along the slowly falling pulse slope, producing the effect of +damping oscillations. Note that the oscillation period is smaller than the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 135 === +Lightning return stroke +127 +Figure 3.23. Schematic oscillograms of electromagnetic pulses of lightning in the near +(top) and far (bottom) zones at the distances 2 km (top) and 100 km (bottom). +double time of the wave run along the channel. After passing the zero point, +the pulse part opposite in sign rises and then decreases with nearly the same +rate; its amplitude is 2-3 times smaller that the first ‘half period’. +The inverse proportionality of radiation components to the distance +from the radiation source was the reason why measurements are presented +in the above form: they are normalized to the basic distance Ybas = 100 km +as E:,, += 10-5Em,,r with r in metres. For the first lightning component, +the average values of the initial pulse peak of the vertical component, +EA,,, lie within 5-10 V/cm [49-541 (compare: radio receivers detect well +signals of lmV/m in the medium bandrange). The electric component of +subsequent lightning components is 1.5-2 times smaller. The spread of +measurements is as large as that of lightning currents. The standard deviation +oE is in the range 35-70% for the first lightning component and 30-80% for +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 136 === +128 +Available lightning data +subsequent ones. The horizontal component of magnetic field strength += +(po/~O)-'/2E~ax +varies +respectively. +Magnetic +induction +B,,, = poHmax +is about lo-* T at a distance of 100 km from the lightning. +The radiation pulse of the first lightning component rises to the initial +peak with an increasing rate. In oscillogram processing, the risetime is +arbitrarily subdivided into two components: the initial slow one of 3-5 ps +duration and the final fast one taking 1-0.1 ps. The standard deviation is +also large here: 30-40% of the average value for the slow front and +about 50% for the fast front. In the final stage, the signal rises for about +0.5-1.0E~,,. With some reservations, a subdivision into a slow and fast +component can be also made for radiation pulse of the return stroke of +subsequent lightning components. But it would be more correct to consider +that the rise to the initial peak occurs quickly there, for 0.15-0.6 ps. Note that +the risetimes for the first and subsequent components are close to those of +their current impulses in a return stroke. +The moment of sign reversal for radiation pulses of the first components +is delayed, relative to the onset of a return stroke, by 50ps in temperate +latitudes [54] and by 90 ps in the tropics [52]. The sign reversal for subsequent +components occurs by a factor of 1.3- 1.5 earlier. The time for maximum field +to be established after the sign reversal is of the same order of magnitude as +that prior to the reversal. +The radiation components E and H are, naturally, present in the near +region, too, but they are much smaller than the static component. One +exception is the initial moments of time. The initial peaks in oscillograms +E(t) and H(t) should be attributed to radiation, since the static field +components did not have enough time to reveal themselves. The monotonic +rise of electric field over 20-50ps, the time long enough for the radiation +component to be damped, is nearly totally due to electrostatic effect. The +induced electrostatic field is quite powerful, because the charge accumulated +by the stepwise leader of the first component or by the dart leader of +subsequent components is neutralized during the return stroke. For +example, the electrostatic field changes by several kV/m at the distance of +1 km from the channel lightning during the first 50ps (for the subsequent +component, the signal is 2-3 times lower than for the first one ); a slower +field rise may continue for about 100 ps. All in all, the field of the first light- +ning component is an order of magnitude higher than the initial radiation +rise. With increasing distance r to 15-20km, the radiation component +becomes dominant over the others, and the initial radiation peak becomes +an absolute maximum of the registered signal. +The magnetostatic component in the near region is not so important. +Still, at a distance of 1 km, it contributes as much to the signal as the +radiation component (figure 3.23). The magnetic induction here is as high +as lop5 T. The absolute magnetic field maximum is achieved later than the +stroke current peak registered at the earth's surface. This is clear because +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 137 === +Total lightning flash duration and processes in the intercomponent pauses +129 +the magnetostatic component is proportional not only to the current but to +the conductor length. The length increases as a neutralization wave travels +from the earth up to the cloud. For the same reason, the times for the first +and subsequent components do not differ much. The duration of pulse +B(t) in the near region is comparable with that of current inducing a +magnetic field. +3.8 Total lightning flash duration and processes in the +intercomponent pauses +A descending negative lightning flash has on average two or three compo- +nents, each terminated by a more or less powerful current impulse of the +return stroke. The average number of components in an ascending lightning +is four. The maximum number of components in a lightning flash may be as +large as 30. The pauses between the components At,,, +vary from several +milliseconds to hundreds of milliseconds. With a 50% probability, their +duration exceeds 33 ms; the integral distribution curve is described by the +lognormal law with the parameters (lg At,,,)av += 1.52 and olg = 0.4, at +At,,, +[ms]. The total flash duration varies with the number of components. +Negative one-component flashes are the shortest ones, since their current +often ceases right after the return stroke, for less than a millisecond. An +ascending one-component positive flash can pass current for a longer time, +0.5 s, in spite of the absence of a return stroke. Of course, this is a low current, +less than 1 kA. The average flash duration is close to 0.1-0.2s and the +maximum is 1.5s. These large times are discernible by the naked eye, so +lightning flickering is not a physiological by-product of vision but a physical +reality. +Intercomponent pauses take most of the flash time. They cannot be said +to be current-free. A lightning leader is supplied by current nearly all the +time, and this current is high enough to support plasma in a state close to +that of a steady-state arc. Current of an intercomponent pause is referred +to as continuous current, which is a fairly ambiguous term. Average +continuous current varies between 100 and 200A. Nearly as high current +supplies an arc in a conventional welding set used for cutting metal sheets +or for welding thick pipes. Most thermal effects of lightning are associated +with its continuous current, rather than with return stroke impulses which +are more powerful but shorter. The hghest continuous current measured +[55] was 580A. Continuous current usually slowly decreases with time. In a +one-component ascending lightning having no return stroke, the contact of +the leader with the cloud is terminated by charge overflow from the cloud to +the earth as a decreasing continuous current of about the same value. +Cloud discharging by continuous current can be easily registered by an elec- +tric field detector. Field varies monotonically, as long as current flows through +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 138 === +130 +Available lightning data +the channel. These are appreciable changes, since current of lOOA extracts, +from a cloud, charge AQ x 1OC over the time 0.1 s. The field on the earth +right under a cloud changes by the value A E = AQ/(27qH2) M 200V/cm if +the height of the charged cell centre is H = 3 km; at distance r = 10 km from +the lightning axis, A E = AQH/[2q,(H2 + Y~)~'~] zz 5V/cm. Similar values +were registered during observations. +Continuous current flow is accompanied by slowly rising and as slowly +decreasing current impulses with an amplitude up to 1 kA. These are M- +components of lightning. The risetime of a typical M-component is about +0.5ms, an average impulse duration (on the level 0.5) is twice as much, an +average amplitude is 100-200 A, although M-components with current up +to 750 A have also been registered [56,57]. Pulsed current rise is always +accompanied by an increase in light emission intensity of the whole channel, +from the cloud down to the earth. Streak photographs (even taken slowly) do +not show the propagation of a well defined emission wave front similar, say, +to the tip of a dart leader. It seems as if most of the channel flares up +simultaneously, although excitation, no doubt, propagates down from a +cloud with a high velocity, (2.7-4)x lo7 mjs (from measurements of [58]). +Two M-components were identified in [58] as ascending ones. In later +measurements, the existence of ascending processes were questioned, because +there were no clear physical reasons for the appearance of an inducing +perturbation at the earth's surface. +Variations in current and electric field of M-components were registered +in triggered lightning flashes at a short distance from the channel (r = 30 m) +[57]. The field variation of a vertical component at the earth is shown in figure +3.24. The pulse A E rises to its maximum 70ps earlier than the current +impulse. The field rises and decreases at nearly the same rate. The pulse +component of field perturbation is nearly completely damped while the +current still has a high amplitude. +2?0 +I +400 +600 +b +0.5 I- -- +1.5 +loO1 +E, kV/m +m +,e- t, PJ- +Figure 3.24. Superimposed schematic oscillograms of M-component electric field and +current at the earth [57]. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 139 === +Flash charge and normalized energy +131 +The number of M-components in a flash may even be larger than that of +subsequent components, but they are of little interest to lightning protection +practice - their charge and current are too low. Theoretically, however, these +components are of great interest, because they seem to contain information +on unobservable processes occurring in storm clouds. It is quite likely that +these processes give rise to a dart leader with a return stroke or to a +stroke-free M-component. Some authors [27] believe that an M-component +is always formed against the background of continuous current, whereas a +necessary prerequisite for a dart leader is a current-free pause, during +which the grounded lightning channel partly loses its conductivity. This is +a very important detail shedding light on processes occurring in a storm +cloud after a grounded plasma channel of the first lightning component +has penetrated it. The transport of the earth’s zero potential to a cloud by +a conducting channel, resulting in a rapid increase in the cloud electric +field in the vicinity of the channel top, is a powerful stimulus for gas discharge +processes there (for details, see sections 4.7 and 4.8). +3.9 +Flash charge and normalized energy +During intercomponent pauses, charge is transported from a cloud to the +earth by both powerful return stroke impulses and continuous current, the +latter being much lower but longer-living. The contributions of these currents +to the total charge effect are comparable. With a 50% probability, the stroke +charge transported by the first component of a negative flash is over 4.5C, +while 5% of flashes transport over 20C and another 5% less than 1.1C +[42]. The lognormal law described above is suitable for an approximate repre- +sentation of the integral distribution curve with the values (lg += 0.653 +and olg = 0.4. The return strokes of subsequent components have, for the +same probabilities, five times smaller charges due to their shorter duration +and lower currents. The largest spread of charge measurements is character- +istic of positive lightning, in agreement with the diversity of their shape and +duration. Positive pulse charges exceed 16C with a 50% probability, 150C +with a 5% probability, and are less than 2C with a 5% probability. These +seem to be positive lightning with no return stroke. For the description of +integral charge distribution for positive pulses, the lognormal parameters +may be taken to be (lg Q)av = 1.2 and rlg = 0.6. +We have already mentioned that the charge of a lightning flash is always +larger than the sum of charges transported by the return strokes of the first +and subsequent components, since a substantial contribution to the total +charge is made by continuous current. The total negative flash charge exceeds +7.5C with a 50% probability, 40C with a 5% probability, and is nearly the +same as the first negative pulse charge in the least powerful flashes. The +total positive charge is appreciably larger - with 95%, 50% and 5% +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 140 === +132 +Available lightning data +probabilities, it exceeds, respectively, 20, 80 and 350C. One cannot say that +the charge transported by a flash is very large. For comparison, even a very +large lightning charge of 350C flows through the arc of a conventional +welding unit for 3-5 s. +Charge transport is accompanied by energy release. An average negative +flash with a charge Q = 1OC and gap voltage 50 MV dissipates about QU = +5 x 10sJ, which is equal to the energy released by a 100 kg trinitrotoluene +explosion. While most energy is released within the lightning trace, the +problem of energy release and heating of metal constructions is of much inter- +est. Normally, the resistance of metallic conductors and that of a grounding +electrode are much less than the equivalent resistance of a lightning channel +RI = U / I M (IM is the impulse amplitude of a return stroke); RI = 1 kR if +U x 50 MV and ZM = 50 kA. Therefore, lightning can be regarded as a current +source, assuming that current IM is independent of the object’s resistance. Any +conductor with lightning current flow releases the energy +K = R 1; i2 dt +(K/R)R. +KIR = 1; i2 dt +proportional to the conductor resistance R. For practical calculations, data +on ‘normalized’ energies K / R characterizing lightning only are published. +According to [42], 95%, 50% and 5% probabilities correspond to the +measured values exceeding 2.5 x lo4, 6.5 x IO5 and 1.5 x 107A2s for +positive flashes and 6.0 x lo3, 5.5 x IO4 and 5.5 x 105A2s for negative +flashes, respectively. For subsequent components of negative flashes, the +respective values are an order of magnitude smaller and do not contribute +much to the total energy release. To get an idea about thermal potency of +lightning, evaluate the heat of a steel conductor with a cross section of +S = 1 cm’. With resistivity p = lop5 R cm, the energy density released by a +powerful positive flash (K/R = 1.5 x lo7 A’s) is (K/R)(p/S2) += 150 J/cm3, +with the conductor temperature increasing by 40°C. Owing to Joule heat, a +lightning flash is capable of burning down only a very thin conductor with a +cross section less than 0.1 cm’. In many cases, however, heating just by several +hundred degrees may become hazardous. +3.10 +Lightning temperature and radius +Plasma temperature is usually measured by spectroscopic methods. Light- +ning spectroscopy is a hundred years old, and it was used even before +photography and field-current measurements. Reviews of spectroscopic +results can be found in Uman’s books [l, 591 together with extensive +references. However, direct data on lightning plasma are still very scarce. +Lightning spectra, naturally, contain lines of molecular and atomic oxygen +and nitrogen, as well as singly charged ions N2, argon, cyane and some +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 141 === +Lightning temperature and radius +133 +other impurities. No doubly charged ions have been detected, indicating that +the temperature does not exceed 30 000 K. Measurements of time resolved +NI1 (N') line intensities show that the return stroke temperature reaches +30 000 K for the first 10 ps [59,62] and drops to 20 000 K in 20 ps. Average +temperatures are estimated to be about 25 000 K. These results are obtained +assuming that a plasma channel is optically transparent and that the +excitation of atoms in the plasma is equilibrium (of the Boltzmann type). +The estimations justify this assumption. +Electron densities found from the Stark broadening of the Ha lines +are 1 0 ' * ~ m - ~ +for the first 5ps of the stroke life. Under thermodynamic +equilibrium conditions at T = 30 000 K, this value of ne corresponds to +the pressure of 8atm [63]. About lops later, ne decreases to lO''~m-~, +corresponding to the pressure drop down to the atmospheric pressure. +Then the value of ne remains unchanged over the time of the NII line +registration. This does not seem strange. Equilibrium electron density in +air at p = const = 1 atm changes only slightly in a wide temperature +range 15 000-30 000 K, remaining about 1017 ~ m - ~ . +As the channel cools +down, the ionization degree x = ne/N certainly decreases, but when the +pressure reaches the atmospheric value, the gas density N rises simul- +taneously. For this reason, ne = x N does not change much. High intensity +radiation is observed for about loops (from 40 to lOOOps). The first +peak is often followed by another one several hundreds of microseconds +later. +Spectroscopic measurements were mostly made during a return stroke, +but some authors [64] managed to register the spectrum of a 2-m portion of a +stepwise leader. The leader tip temperature calculated from the N 11 lines lies +within 20 000-35 000 K. The diameter of the radiation region is less than +35 cm. More accurate evaluations are unavailable. It seems unlikely that +this temperature is characteristic of the whole leader channel. Rather, the +experiment registered a short temperature rise during a powerful step +which was akin to a miniature return stroke (section 2.7). The step-induced +perturbation involving part of the channel region is most likely to be +damped rapidly along the leader length. +It is not only the plasma dynamics but the channel radius, too, which +still remains enigmatic. In making evaluations of the radius, one usually +relies on photographs. But in this case, it is very important to agree on the +kind of radius being evaluated. This may be the radius of the channel, +through which current flows during the leader and stroke stages. Clearly, +such a radius will include the best conducting and, hence, the hottest core +of the plasma channel. Or, one can follow another approach. When solving +the problem of electric field variation during the lightning development, one +has to deal with the radius of the leader cover where most of the space charge +is concentrated. This is the charge radius of lightning. Therefore, each time +we speak of radius, we must define exactly what we mean. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 142 === +134 +Available lightning data +Here, we shall use the concept of channel radius as applied to the region +where the lightning current is accumulated and the concept of cover radius to +the region where most of the space charge is concentrated. The former can.be +determined, to some extent, by using optical methods, although this is a com- +plicated task. With reference to the optical measurements [65], one usually +deals with radii of several centimetres. This resolution is accessible to +modern cameras at a distance of about a kilometre, but the cameras must +have the highest resolution possible. Anyway, we have never heard about +the application of such perfect optical equipment in lightning research. +In addition to using special-purpose optics, the experimentalist must +match perfectly the sensitivity of photographic materials and exposures. +A longer exposure produces a halo, increasing the actual radius. Unless +special measures are taken, the error may be very large, especially for +flashes with a high light intensity. For some reasons, the optical radius of +a lightning channel may exceed manifold the thermal radius. Such an +effect was observed in studies of spark leaders in laboratory conditions +[66]. Registration of the thermal radius appears problematic even for trig- +gered lightning, with a fixed point of contact with the earth. For natural +lightning, this task is much more complicated. As for the cover radius, +there is no reliable technique for its registration at all. So lightning radius +measurements cannot provide unquestionable data, and the researcher is +to rely on theoretical evaluations only. +3.1 1 What can one gain from lightning measurements? +It was not our task to review all experimental studies on lightning: this has +been well done in [l, 591. We believe that the latest experimental data will +be presented in a new Uman book now in preparation. But the basic facts +have been discussed here, and we can now ask ourselves whether the +available data are sufficient to build lightning theory and to check it by +experiment. +The situation with lightning is somewhat similar to that for a long +laboratory spark, i.e., experiments give mainly external parameters of a dis- +charge. In the laboratory, these are velocities of the major structural elements +(streamers and leaders), their initiating voltages, currents, transported +charges, and, possibly, some other characteristics Sometimes, we have +some information on channel radii, or on the time variation of radii, or +scarce data on plasma parameters. But that is all. +The arsenal of lightning researchers is much smaller. First, they have no +information about the voltage in the cloud-earth gap at the lightning start, +and there are no data on the initial distribution of electric field. Both literally +and figuratively, the bulk of a storm cloud, where a descending leader +originates, is obscure. Measurements made at the earth’s surface cannot +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 143 === +What can one gain from lightning measurements? +135 +help much, because the number of registration points is too small, so it is +impossible to reconstruct the initial field distribution along the whole +lightning path. +The fine structure of a lightning flash is not clear either. Observations +give no information about the size of the streamer zone in a lightning +leader, and even the existence of such a zone is largely speculative. Nor do +we know the origin and structure of volume leaders, which are responsible +for the stepwise pattern of a negative leader, at least, observable in laboratory +conditions. There is no information on the gas state in the track of a +preceding component, when a dart leader travels along it. The only dart +leader parameter that has been measured is its velocity. What has just been +listed refers primarily to the return stroke. It appears that space charge +neutralization - the basic process occurring in it - is related to the fast +radial propagation of streamers away from the channel. This is the way +the cover charge is supposed to change. But there are no experimental data +on this process, nor can we hope to obtain any in the near future. +Most available findings concern lightning currents and transported +charges. As in a laboratory spark, lightning currents are usually registered +at the earth’s surface, so we have data on leader currents for ascending dis- +charges only. There are no direct measurements of currents for descending or +dart leaders, the latter fact being especially disappointing. There are more or +less detailed descriptions of currents for return strokes, but the measurements +made at one point (that of contact with the earth) restrict the possibilities of +both a theoretical physicist and a practical engineer. Data on the current +wave damping along the leader are important for the former because then +he may try to reconstruct the plasma conductivity variation. The latter +needs them to be able to calculate the lightning electric field at the earth +and in the troposphere, because it is hazardous to both ground objects and +aircraft. +Lightning current statistics deserves special attention. Normally, they +are used in calculations of the occurrence probability of lightning with +hazardous parameters, e.g., a critically fast rise of the impulse front and/or +amplitude. The practical requirements on the calculation reliability are +extremely high. Indeed, it is impossible to provide the necessary accuracy, +using lognormal parameter distributions. Any approximation of an actual +distribution lognormally would be approximate, especially in the range of +large values important for lightning protection. The error may be as high +as 100%. One should keep this in mind when comparing calculations of +hazardous lightning effects and the available experience in object protection. +This is the reality not to be ignored either by a theorist attempting to +create a lightning model or by an engineer working on lightning protection. +No matter how ingenious a theorist may be, he will not be able to check his +model, filling the gaps by laboratory spark data or by general physical +considerations. As for practical lightning protection, one usually gained +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 144 === +136 +Available lightning data +the unfortunate experience from analyses of emergencies that resulted from +the lack of knowledge of atmospheric electricity. +References +[l] Uman M 1987 The Lightning Discharge (New York: Academic Press) p 377 +[2] Golde R H (ed) 1977 Lightning (London, New York: Academic Press) vols 1, 2 +[3] Imyanitov I M 1970 Aircraft Electrization in Clouds and Precipitation (Lenin- +grad: Gigrometeoizdat) p 210 +[4] Gunn R 1948 J. Appl. Phys. 19 481 +[5] Gunn R 1965 J. Atmos. Sci 22 498 +[6] Evans W H 1969 J. Geophys. Res. 74 939 +[7] Winn W P, Schwede G W and Moore C B 1974 J. Geophys. Res. 79 1761 +[8] Winn W P, Moore C B and Holmes C R 1981 J. Geophys. Res. 86 1187 +[9] Kazemir H W and Perkins F 1978 Final Report, Kennedy Space Center Contract +CC 69694A +[lo] Newman M M, Stahmann J R, Robb J D et all967 J. Geophys. Res. 72 4761 +[ll] Kito Y, Horii K, Higashiyama Y and Nakamura K 1985 J. Geophys. Res. 90 +[12] Hubert P and Mouget G 1981 J. Geophys. Res. 86 5253 +[13] Hubert P, Laroche P, Eybert-Berard A and Barret L 1984 J. Geophys. Res. 89 +[14] Idone V P and Orville R E 1984 J. Geophys. Res. 89 7311 +[15] Fisher R G, Schnetzer G H, Thottappillil R et a1 1993 J. Geophys. Res. 98 22887 +[16] Wang D, Rakov V A, Uman M A et a1 1999 J. Geophys. Res. 104 4213 +[17] Malan D J and Schonland F G 1951 Proc. R. Soc. London Ser. A 209 158 +[18] Malan D J 1963 Physics of Lightning (London: English Univ. Press) p 176 +[19] Malan D J 1963 J. Franklin Inst. 283 526 +[20] Bazelyan E M and Raizer Yu P 1997 Spark Discharge (Boca Raton: CRC Press) +[21] Chalmers J A 1967 Atmospheric Electricity (2nd edn) (Oxford: Pergamon) p 418 +[22] Berger K and Fogelsanger E 1966 Bull. SEV 57 13 1 +[23] Schonland B 1956 The Lightning Discharge. Handbuch der Physik 22 (Berlin: +Springer) p 576 +[24] Schonland B, Malan D and Collens H 1938 Proc. Roy. Soc. London Ser. A 168 +455 +[25] Schonland B, Malan D and Collens H 1935 Proc. Roy. Soc. London Ser. A 152 +595 +[26] Jordan D M, Rakov V A, Beasley W H and Uman M A 1997 J. Geophys. Res. +102 22.025 +[27] Fisher R G, Schnetzer G H, Thottappillil R et a1 1992 Proc. 9th Intern. Conf. on +Atmosph. Electricity 3 (St Peterburg: A I Voeikov Main Geophys. Observ.) p 873 +[28] McCann G 1944 Trans. AIEE 63 11 57 +[29] Berger K and Vogrlsanger E 1965 Bull SEV 56 No 1 2 +[30] Bazelyan E M, Gorin B N and Levitov V I 1978 Physical and Engineering Funda- +mentals of Lightning Protection (Leningrad: Gidrometeoizdat) p 223 (in Russian) +6147 +251 1 +p 294 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 145 === +References +137 +[31] Saint Privat d’Allier Research Group 1982 Extrait de la Revue Generale de +[32] Gorin B N and Shkilev A V 1974 Elektrichestvo 2 29 +[33] Idone V P, Orville R E 1985 J. Geophys. Res. 90 6159 +[34] Rubinstein M, Uman M A and Thomson P 1992 Proc. 9th Intern. Conf. on +Atmosph. Electricity 1 (St Peterburg: A I Voeikov Main Geophys. Observ.) p 276 +[35] Rubinstein M, Rachidi F, Uman M A et a1 1995 J. Geophys. Res. 100 8863 +[36] Thomson E M 1985 J. Geophys. Res. 90 8125 +[37] Kolechizky E C 1983 Electric Field Calculation for High-Voltage Equipment +[38] Jordan D M and Uman M A 1983 J. Geophys. Res. 88 6555 +[39] Schonland B and Collens H 1934 Proc. Roy. Soc. London Ser. A 143 654 +[40] Idone V P and Orville R E 1982 J. Geophys. Res. 87 9703 +[41] Idone V.P, Orville R E, Hubert P et a1 1984 J. Geophys. Res. 89 1385 +[42] Berger K, Anderson R B and Kroninger H 1975 Electra 41 23 +[43] Berger K 1972 Bull. Schweiz. Elekrtotech. Ver. 63 1403 +[44] Gorin B N and Shkilev A V 1979 in Lightning Physics andLightning Protection +[45] Gorin B N and Shkilev A V 1974 Elektrichestvo 2 29 +[46] Eriksson A J 1978 Trans. South Afr. ZEE 69 (Pt 8) 238 +[47] Anderson R B and Eriksson A J 1980 Electra 69 65 +[48] Alizade A A, Muslimov M M et a1 1974 in Lightning Physics and Lightning +[49] Master M J, Uman M A, Beasley W H and Darveniza M 1984 ZEEE Trans. PAS +[50] Krider E P and Guo C 1983 J. Geophys. Res. 88 8471 +[51] Cooray V and Lundquist S 1982 J. Geophys. Res. 87 11203 +[52] Cooray V and Lundquist S 1985 J. Geophys. Res. 90 6099 +[53] McDonald T B, Uman M A, Tiller J A and Beasley W H 1979 J. Geophys. Res. +[54] Lin Y T, Uman M A et a1 1979 J. Geophys. Res. 84 6307 +[55] Krehbiel P R, Brook M and McCrogy R A 1979 J. Geophys. Res. 84 2432 +[56] Thottappillil R, Goldberg J D, Rakov V A, Uman M A et a1 1995 J. Geophys. +[57] Rakov V A, Thottappillil R, Uman M A and Barker P P 1995 J. Geophys. Res. +[58] Malan D J and Collens H 1937 Proc. R. Soc. London A 162 175 +[59] Uman M A 1969 Lightning (New York: McGraw-Hill) +[60] Orvill R E 1968 J. Atmos. Sci. 25 827 +[61] Orvill R E 1968 J. Atmos. Sci. 25 839 +[62] Orvill R E 1968 J. Atmos. Sci. 25 852 +[63] Kuznetsov N M 1965 Thermodynamic Functions and Shock Adiabata for High +[64] Orvill R E 1968 J. Geophys. Res. 73 6999 +[65] Orvill R E 1977 in Lightning, vol 1, R Golde (ed) (New York: Academic Press) +[66] Positive Discharges in Air Gaps at Les Renardieres - 197s 1977 Electra 53 31 +I’Electricite, Paris, September +(Moscow: Energoatomizdat) p 167 (in Russian) +(Moscow: Krzhizhanovsky Power Engineering Inst.) p 9 +Protection (Moscow: Krzhizhanovsky Power Engineering Inst.) p 10 +Pas-103 2519 +84 1727 +Res. 100 25711 +100 25701 +Temperature Air (Moscow: Mashinostroenie) (in Russian) +p 281 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 146 === +Chapter 4 +Physical processes in a +I ig h t n i ng d isc ha rge +Here we shall discuss the basic phenomena occurring in a lightning discharge: +a descending negative leader, an ascending positive leader, the return strokes +of the first and subsequent components, a dart leader, and some others. +Lightning may travel not only from a cloud towards the earth, or from a +grounded object towards a cloud, but it may also start from a body isolated +from the earth - a plane, a rocket, etc. About 90% of all descending +discharges are negative and about as many ascending discharges are positive. +For this reason, an ascending leader is said to be positive. Available experi- +mental data on lightning as such are of little use in our attempts to explain the +mechanisms underlying the above processes. There are very few observations +that might shed light on their physical nature. So, one has to resort to spec- +ulations, invoking both theory and experimental data on a long laboratory +spark, which relate primarily to a positive leader. Since this process is most +simple (to the extent a lightning process may be considered simple), we +shall begin with the discussion of an ascending positive leader. +4.1 +An ascending positive leader +4.1.1 The origin +The lightnings people observe most frequently are descending discharges, +which originate among storm clouds and strike the earth or objects located +on its surface. However, constructions over 200m high and those built in +mountainous regions suffer mostly from ascending lightnings. These are of +nearly as much interest to the physicist as the seemingly common, descending +discharges. An ascending leader is initiated by a charge induced by the elec- +tric field of a storm cloud in a conducting vertically extending grounded +object. If a metal conductor of height h with a characteristic radius of the +rounded top r << h is fixed on the earth and then affected by a vertical +138 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 147 === +An ascending positive leader +139 +external field Eo, a field El x Eoh/r >> Eo is created by the induced charge at +the conductor top (see section 2.2.7). This field rapidly decreases in air (for a +distance of several r values), creating a potential difference between the +conductor end and the adjacent space, AU x Eoh. When the cloud bottom +is charged negatively and the vector Eo is directed from the earth up to +the cloud, the grounded conductor becomes positively charged, since the +field makes some of the negative charges leave the metal to go down to +the earth. +No stringent conditions are necessary for the field E, to initiate the air +ionization (at sea level El x E, x 30 kV/cm) or for a corona discharge to +arise at the pointed parts of a high structure (it is necessary to have +El x40-31kV/cm for r = 1-10cm). The conditions for a leader to be +initiated in the streamer corona stem are much more rigorous. The energy +estimations made in section 2.6 show that there is no chance for a leader to +arise if the leader tip potential U,, or, more exactly, its excess over the external +potential at the tip, A U = U, - U,, is less than AVrm,, x 300-400 kV. This +estimate is supported by experiments with leaders, whose streamer zones +have no contact with the electrode of opposite sign at the initial moment of +time. Therefore, for the desired potential difference A Ut,, to be produced, +the structure must have, at least, h x AUrm,,/EO +x 20-30m if the average +field of the storm cloud at the site of the grounded object is -150 V/cm. +On the other hand, even if a leader is produced at such a low potential, +AVfm,,, it can hardly travel for a large distance. The leader current will be too +low to heat the channel to a sufficiently high temperature. As a result, the +channel resistance will be too high so that a very strong field will be required +to support the current in the channel. The channel field E, is, however, +limited by the external field Eo. Indeed, a grounded body of height h, from +which a positive leader has started, possesses zero potential. Having covered +the distance L, the leader tip acquires the potential U, = -E,L. Here, the +potential of the unperturbed external fields is U. = -Eo(L + h), and we have +AUt = Ut - U0 = AU, + (Eo - E,)L. +AU, = Eoh. +(4.1) +For a leader to develop from the initial threshold conditions, the potential +difference AU, should not decrease relative to the initial value of AU,. For +this, the average channel field E, must be lower than the external field Eo. +However, a mature channel possesses a falling current-voltage characteristic +E, (i). A decrease in E, to N 100 V/cm requires a channel current higher than +1 A. We discussed this issue in sections 2.5.2 and 2.6. With the approximation +accepted there (E, x b/i and b =300 VAjcm), the leader current is to exceed +i,, += b/Eo x 2 A at Eo x 150 V/cm. +Let us see how large the potential difference Aut should be to make the +current exceed i,. +In chapter 2, we derived formula (2.35) relating the +channel current behind the leader tip to the tip potential U, and the leader +velocity vL. That formula was applicable to the laboratory conditions +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 148 === +140 +Physical processes in a lightning discharge +considered in that chapter, when a leader travelled through the rapidly +decreasing field of a high-voltage electrode. Having covered a distance of +only a few radii of the electrode curvature, usually very small, the leader +tip found itself in a space with a nearly zero potential, U, << U,. The neglect +of the external field was justifiable in that case. An ascending leader is quite +another matter: the potential difference AU, = U, - U, continuously +increases with the leader velocity, as its tip approaches a charged cloud, +since the tip enters a region of an ever increasing external field. Hence, we +have I Uti << I Uoi and the value of AU, largely determined by U,. Therefore, +the approximate formula of (2.35) must be rewritten in its general form, with +U, replaced by AU,: +. +~TEOAU~VL aut = U, - U, +’ = ln(L/R) ’ +where R is the effective radius of the leader charge cover. +The available leader theory fails to provide a clear and convincing +physical expression to describe the relationship between vL and AU,. So +we shall further use the empirical relation suggested in section 2.6: +wL = a(AU,)”2, +a = 1 5 m / ~ V ’ / ~ . +(4.3) +This relation was derived from experimental data on rather short gaps, in +which the tip potential could be taken to be identical to that of a high voltage +e1ectrode.t In accordance with (4.2), expression (4.3) corresponds to the +relation vL = ill3 also supported by some laboratory experiments. Now, +using the value of imin, we shall find AUi which provides the leader viability: +Assuming L = 10m and R = 1 m for a still-short initial leader at +Eo = 150V/cm, we obtain AVjmln = 3.1 MV and hmin = 210m. The result +of this simple estimation agrees with that of lightning observations. In a +flat country, ascending lightnings make up an appreciable fraction of the +total number of strikes affecting grounded objects of about that height. +The continuous ascending leader of a triggered lightning (initiated from a +grounded wire raised by a rocket above the earth) is also excited at about +200m. Note that the value of Eo used in the calculations is somewhat +larger than those measured at the earth surface. The storm cloud field +near the earth is always attenuated by the space charge introduced in the +air by corona discharges from thin conductors of small height, such as +tree branches, shrubs, grass, constructions, etc. Some measurements show +that the field at the earth is half that at a height of 10-20m. +t The streamer theory has been advanced further. Note, for comparison, that the streamer +velocity is V, RZ AU, from formulae (2.6) and (2.8) with AU, instead of U, and E, = const. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 149 === +An ascending positive leader +141 +4.1.2 Leader development and current +Two main leader parameters are accessible to measurement: its velocity and +the current through the channel base contacting a grounded object. The +current is due to the charge pumped by an electric field into the growing +leader. If the field in the leader channel is lower than the external field +(otherwise the leader is non-viable), the difference between the tip potential +and the unperturbed potential at its site becomes larger as the leader becomes +longer (see expression (4.1)). According to (4.2) and (4.3), the leader current, +proportional to i N AU:”, also rises. The current rise becomes more rapid as +the leader becomes longer, especially when the leader reaches the region of a +very high cloud field. The rising current heats the channel more, so that its +linear resistance and field drop. With time, the channel becomes a nearly +perfect conductor. Grounded at its base, the channel possesses the same +potential U ( t , x) everywhere along its length, including the tip, which is +low relative to the absolute external potential IUo(x)I. +In this case, the +value of AU = U ( t , x ) - Vo(x) +z -Uo(x) +varies only slightly with time at +every point x along the channel. +The linear leader capacitance C1, given by formula (2.8) with length L +and cover radius R instead of 1 and Y, also varies very little. Indeed, the +cover radius behind the tip is about the same as the streamer zone radius +which, according to (2.39), is R = AUt/2E,, where E, M 5 kV/cm is the +streamer zone field under normal conditions. The height of the charged +region centre in the cloud, H PZ 3 km, is much greater than that of the +leader starting point, h PZ 200m. Suppose the leader length is greater than +h but smaller than H by such a value that the cloud field non-uniformity +along the channel can be neglected. We then have AU, M IUo(L)I M IEoLI, +and the value of LIR M 2E,/Eo under the logarithm in C1 of (4.2) and +(4.4) is independent of time, If this relation does change, which happens +when a leader rises so high that it enters the region of a rapidly increasing +external field, the logarithm changes much more slowly. Thus, the linear +charge ~ ( x ) +M C,AU remains nearly constant in time at every leader point. +But if there is no charge redistribution along the channel, the current in it, +i(t, x), does not change along its length but changes only in time. Entering +the channel through its grounded base, the current supplies charge only to +the front leader portion. The current in the base is the same as in the channel +right behind the tip. It is defined by formula (4.2) with Aut M I Uo(L)I, close +to the unperturbed potential of the cloud charge at the tip site. Similarly, the +leader velocity can be found from (4.3). +Therefore, the velocity and current of a fairly long leader (long relative +to the start height), which develops in the average field Eo, are described as +WL = a(ALJ,)1/2, +1 ‘ = 2TEoa(AUt)3’2 +AU, = EoL, e = 2.72.. . +(4.5) +ln(2&E,/eEo) ’ +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 150 === +142 +Physical processes in a lightning discharge +The numerical factor fi/e in the second expression of (4.5) has resulted +from a more rigorous calculation. This result is obtained if the linear charge +T(X) is calculated directly from external field Eo with r(x) = const x, as in +section 3.6.2, rather than from average linear capacitance C1 and AU(x), +as was done in the derivation of (4.2). The current is found from +i = dQ/dt, where Q is the net charge of the conductor (the integral of ~(x) +in x). +It follows from (4.5) that the current rises rapidly with time as the +leader develops, whereas the velocity increases much more slowly: +U, = dL/dt x L1I2 M t and i M L3I2 M t3 at Eo = const. In stronger external +fields, the leader current also rises with EO much faster than the velocity. +Numerically, a leader with L = 500 m has i = 4.5 A and += 4 x lo4 cmjs +in an average field Eo = 150V/cm, i.e., about the same values as for an +extremely long laboratory spark. An increase of L to 2000m and Eo to +300V/cm +gives the +typical +lightning +parameters: +i = 120A and +U, = 12 x 105cm/s. A rapid rise of the leader current and a much slower +increase of its velocity were inevitably registered in observations of both +natural and triggered lightnings [ 1,2]. These estimations reasonably agree +with measurements. +In contrast to (4.2) and (4.3), expression (4.5) ignores the voltage drop +across the leader channel because U, << lUo(L)l. It is easy to see the validity +of this assumption in the next approximation using the derived formulae. +With the voltage-current characteristic E M [ lip', the voltage drop across +the channel decreases as U, E EcL M L'I2 M t-' with the leader develop- +ment. At the tip site, on the contrary, IUo(L) = lEoiL grows even faster +than L +t2 if one takes into account the increase of the average external +field along the channel during its travel up to the cloud. Note that E, and +U, do not drop to zero in reality but only decrease to a certain limit, because +the field Ec(i) +in a very heated channel with high current is stabilized due to +the greater plasma energy loss for radiation (the current-voltage character- +istic should be expressed as E, = c + b/i rather than as E, = b/i). This issue, +however, is of no importance to an ascending leader, since its current +becomes very high only when the tip reaches the region with 1 Uo(L)/ >> U,. +If one desires to refine these simple results by taking account of the +voltage drop, charge redistribution, and current variation along the channel, +one should regard it as a long line, as was done with the streamer in section +2.2.3. The distributions of potential U ( t . x ) , charge per unit length r(x, t ) , +and current i(x, t ) along the line can be described by equations similar to +(2.13) and (2.14): +d r +di +dU +at +dx +dX +- + - += 0, +-- = E,(i), +i(L) = r(L)vL +(4.6) +where E, is the longitudinal channel field expressed through current i(x, t) +from the current-voltage characteristic (the field in (2.13) was expressed +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 151 === +An ascending positive leader +143 +through current and linear resistance, E, = iR1). The leader velocity uL is +given, for example, by formula (4.3): dL/dt = uL. +Equations (4.6) must involve an electrostatic relation between charges +and potentials. In a simple approximation, expressions (2.13) and (4.2) +were allowed to contain a local relation, ~(x) += C1 [ U ( x ) - Uo(x)], through +linear capacitance C1. This approximation was shown by many calculations +to be quite acceptable to the case of a uniform or weakly non-uniform +external field, but it appears insufficiently rigorous for a strongly non- +uniform field, which a leader crosses on entering a storm cloud. In fact, +the potential at every point along the channel length is also created by +charges located at adjacent channel sites. To simplify the non-local relation, +the leader charge can be assumed to be concentrated on a cylindrical surface +with an effective cover radius R; then the desired relation takes the form +r(z, t) dz +AU(x, t) = U ( X , t) - U~(X) += +* +(4.7) +[(z - x ) ~ ++ R2I1l2 +The boundary conditions for the set of integral differential equations (4.6) +and (4.7) are described by the third equality in (4.6) and U(0, t) = 0, since +the leader base is grounded. Practically, it is convenient to subdivide the +channel into N fragments and consider the charge density in each fragment +to be dependent only on time, thus replacing the integral equation of (4.7) by +a set of linear algebraic equations. Each of them will relate the potential +U(xk) at the middle point xk of the kth fragment to the intrinsic and all +other linear charges. After integrating (4.7), one can easily see that radius +R enters logarithmically the factors of the set of equations (compare with +(4.2)), thereby justifying the use of linear leader charge r instead of its +cover space charge. The set of algebraic equations for U(xk) and '(Xk) is +solved in time at each step, and the progress is made by using equations +(4.6). We are presenting the result of this solution. +As the leader tip approaches the cloud, the external field at the tip site +becomes stronger and the ever increasing portion of the channel finds itself +in a strongly non-uniform field. Since the velocity and current are largely +defined by the potential Uo(L) at the tip site, formulae (4.5), in which Eo is +an average field, remain valid. In a simple model of a cloud with a spherical +unipolar charged region, the potential distribution in the space free from +charges is the same as for a point charge. If H is the height of the spherical +charge centre, Q,, the potential at height x at the point displaced from the +vertical charge axis for distance r (with the account of the mirror reflection +by the earth's plane) is +- +}. +(4.8) +"{ +1 += 4T&o [(H - x ) 2 + r2I1l2 [(H + ++ y2I1l2 +Figure 4.1 presents the parameter calculations for an ascending leader +propagating in such a non-uniform field. The calculations were made from +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 152 === +144 +Physical processes in a lightning discharge +3 00 +~ +200 +5 +s +8 +U +100 +- 1.4 +1.2 e +3 +- +E +. + +E +- 1.0 *z +6 +- -0.8 'g +8 3 . +d +3 +? +2 - 0.6 +L +- 0.4 2 +- 0.2 +Y +1 +3 +Figure 4.1. The propagation of an ascending leader from a grounded object in a +negative cloud field. +Indicate current iL calculated from (4.5); Q, = 5C, +H = 3km, r = 0.5km. +the set of equations (4.6) and (4.7), as described above. The current at the +channel base is defined by the total charge Q and the velocity by expression +(4.5): +For comparison, the current was also calculated from (4.5). The results show +the good accuracy of this simple formula, so the use of average linear +capacitance C1 can be considered justifiable in the calculation of +T(L) = CIAUo(L) and in the case of a sharply non-uniform field. +4.1.3 Penetration into the cloud and halt +There are two questions to be answered here: how high the maximum leader +current is and where the leader halts. To answer the first question, one should +keep in mind that the cloud charge is concentrated in a certain volume but +not at a point. Suppose it is a sphere of radius R, with the centre at height +H in (4.8). Measurements made during flights through storm clouds indicate +that R, is most likely to be by an order of magnitude smaller than H . The +maximum potential at the centre of a uniformly charged sphere is by a +factor of 1.5 higher than on its surface and equals U,,,, = 3Qc/8mORc. +Penetrating into the charged region, an ascending leader acquires a +considerable velocity and a very high current. To illustrate, calculated +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 153 === +An ascending positive leader +145 +from (4.8) for H = 3 km, the field near the earth under the charge centre, +EO = -Qc/27qH2 = 150V/cm, is created by charge Q, = -7.4C and +~Uo,,,I += 340MV for R, = 300m. From (43, a leader that has reached +the charged region centre acquires the velocity wL = 2.8 x 105m/s and the +current i,, += 5 kA (the field at the sphere boundary is EOmax += 7.5 kV/cm, +decreasing to zero towards the centre; in the current estimation, the +logarithm was taken to be 1). The lifetime of this high current is short, +about Rc/w~,,, N lO-'s, with the total duration of the leader ascent of +about 3 x +s (these estimations ignore the effect of air density, which is +1.5 times lower than normal at a height of 3 km). Maximum currents of +the kiloampere scale were registered during observations of ascending +lightnings. +On its way up through the charged region, the leader enters an area of +reciprocal external field at height x > H. The potential difference AU, is, +at first, positive but decreases as the leader elongates. Its velocity and current +now decrease with time, but this process has its limits. There is a region of +positive charge of nearly the same value high above the negative charge +region. Representing it as a sphere with the centre at height H + D and +taking the mirror reflection effect into account, as in (4.8), we can find the +potential of the dipole thus formed: +- +1 ++ +1 +}. +(4.10) +0) the +leader tip will reach the point x,, where the absolute potential U. drops to +AU, E 400 kV, remaining negative as before. Since AUlmn is small relative +to huge potentials of charged regions (I Uolm,, N 100 MV), a positive ascend- +ing leader halts at a slightly lower height than the zero equipotential surface +of the external field. Because of the effect of charges reflected by the earth, the +zero potential line lies somewhat lower than the dipole centre. For example, +at D = H, which corresponds, more or less, to reality, we have x, = 1.4868 +exactly on the vertical axis (Y = 0) instead of 1.5H, as would be the case with +a solitary dipole. With greater radial displacement Y, the zero equipotential +line comes closer to the earth, slowly at first but then more rapidly at +r > H (figure 4.2). This is the reason why ascending leaders taking different +vertical paths halt at different heights. +It has just been mentioned that the equipotential line Uo(x, +Y) = 0 +corresponds to the maximum height attainable by a single ascending +leader. With allowance for the voltage drop across the channel, which +may appear appreciable in some situations, AU, drops to the threshold +value AUc, below the maximum height. This is supported by numerical +[(H + D - x ) ~ ++ r2I1l2 [(H + D + x ) ~ ++ r2I1l2 +Without allowance for the voltage drop across the channel (U, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 154 === +146 +Physical processes in a lightning discharge +0.00 +0.0 +0.5 +1 .o +1.5 +2.0 +r/H +Figure 4.2. The zero potential line of a cloud dipole with the allowance for charges +reflected by the earth for D = H. +calculations made from the set of equations (4.6) and (4.7) and illustrated in +figure 4.3. They also indicate the leader retardation rate. As the leader +velocity decreases, the channel current becomes lower, causing the field E, +to rise. The tip potential decreases respectively, together with the potential +difference AU,, which limits the current still more, and so on. +2.0 +Q 1.5 +E +0 +d +.s 1.0 +8 +U +8 0.5 +el +-, +0 +0 - +0.0 +Leader length, km +200 +150 +$ +loo z +50 +0 +1000 +800 s ++ +600 +a +400 $ +el +200 +0 +Figure 4.3. Numerical simulation of an ascending leader propagating in a cloud +dipole field (Qc = 12 C, H = D = 3 km, r = 0.5 km), with allowance for the voltage +drop across the channel. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 155 === +An ascending positive leader +147 +When a leader goes beyond the lower cloud charge region, the external +field changes its direction along the channel: below the negative charge +centre, x = H , its vertical component is directed upwards but above the +centre it is directed downwards. Correspondingly, the external potential U, +is non-monotonic and has an extremum at height H (absolute maximum). +The leader continues to develop beyond the maximum point, as long as +the relation +Aut +ut(L) - Uo(L) = IUo(L)I - Iut(L)/ > AUt,,,,, +is valid. But now, the leader velocity decreases continuously, because I Uo(L)I +drops with the leader elongation and I U,(L)I rises due to the rising channel +field. It is clear that a leader can develop successfully in any other direction, +since it is capable of propagating in the direction strictly opposite to the +external field. The calculations show the leader path along the equipotential +line in a zero external field. Here, AU,, i and wL decrease slowly, only due to +the greater voltage drop across the channel; otherwise, the leader would +travel for an infinitely long time. +We have focused on this circumstance because it is here that the princi- +pal features of a leader process manifest themselves clearly. The external field +at the tip site is usually low and cannot affect the instantaneous leader velo- +city, current and direction of motion. The direction may vary randomly, a +fact well known to those making lightning observations. What is important +is the voltage U, created by this field along the leader path, rather than the +field strength. The propagation of a positive leader is provided by the trans- +port of a fairly high positive charge to its streamer zone. The current of many +streamers taking the charge out accumulates in the channel, heating it and +providing its viability. But for many streamers to be excited off from the +leader tip, the latter must possess a high potential relative to the unperturbed +potential AU, = U,(L) - Uo(L) x IUo(L)I. This is indicated by the absence +of appreciable discrepancies between the current calculations made straight- +forwardly from the linear density of induced charge T(X) in a strongly non- +uniform external field and from formula (4.5) containing only AU,. +Therefore, it is not surprising that the lightning paths exhibit the diversity +illustrated in figure 4.4. No random change of the leader path can disturb its +viability. A leader can follow any direction: it can move along the external +field or in the opposite direction, along the equipotential line, etc. - all ways +are open as long as the condition AU, > AUtmn is valid. But the leader +acceleration does depend, of course, on its direction of motion. Moving +along the field, the leader is accelerated, because the voltage drop is compen- +sated excessively by the increase in I U, 1, When the leader moves in the opposite +direction, it is decelerated. The maximum acceleration is achieved in the +direction of the maximum gradient AU,, and this seems to be the reason for +the fact that the main leader branch darts in the direction of the rising field, +i.e., towards a charged cloud, a high object, etc. (for details see section 5.6). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 156 === +148 +Physical processes in a lightning discharge +Figure 4.4. A photograph of a well-branched lightning with the path bendings. +4.1.4 Leader branching and sign reversal +Leader branches are nearly always visible in photographs of ascending +lightnings. Branching may start almost from the channel base or after the +leader has covered many hundreds of metres (figure 4.4). The currents of +branches are summed up at the branching points, so it is higher at the channel +base than in any branch. It is very unlikely that branches would start +simultaneously and that the potential differences AU, at their tips would +be the same at any moment of time. Rather, the values of AU, are distributed +randomly. An abrupt decrease or even an entire cut-off of current in one of +the branches does not at all mean that a similar thing has happened in +another branch or in the base. Therefore, at least one of the ‘main’ +branches will have a relatively high current and, hence, a greater probability +to go up very high and even to reach the maximum leader height x, than a +single leader does. This event is stimulated by the decreasing voltage drop +along the branching leader ‘stem’, where the total branch current has accu- +mulated and where the field is low (in accordance with the current-voltage +characteristic), especially if the stem is long and branching occurs at different +heights. +Branching can send the leader up above the zero equipotential surface, +where its sign reversal occurs. Imagine the situation, in which a branch, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 157 === +An ascending positive leader +149 +running up far from the charged cloud region, has reached the maximum +height x,(r) and stopped. The channel plasma cannot decay immediately +but persists for some time. During this time, another, luckier branch has +approached the negative cloud bottom and even partly penetrated it. In +this region, the cloud has potential U,,,,, so that the branch portion that +has entered it acquires the positive charge +which may be as large as S x 10% of the negative cloud charge. Due to the +partial compensation of the lower cloud charge, with the upper charge +being constant, the zero equipotential surface will become lower by the +length Ax, which is about the same percentage of x, - H , so that +Ax x S(x, - H). As a result, the upper portion of the first halted branch +(from the tip down to the new zero equipotential surface) will be in a field +directed downwards. The new external potential at the tip site, +U; x IdUo/dxlxsAx, will become positive and the potential difference +AU, = U,(L) - U;(L) will be negative. For the example given in the previous +section with x, - H x 1.5 km at S x 0.1, we have Ax x 150 m; from formula +(4.10) with r << H , we have IdUo/dx~xs +x 600V/cm, so that eventually +U;(L) x 9MV. Even if the branch penetrating the cloud charge misses its +centre to enter a region with a potential several times lower than U,, +(as +a result, UA(L) will be reduced as much), this will still be sufficient to +revive the first leader branch. +Therefore, the halted leader has a chance to revive and move on up to +the upper positive cloud charge but as a negative leader this time. The +leader position at the point of the first stop is unstable. Even a slight +perturbation, such as a decrease in the lower cloud charge (in the example +presented, due to the penetration of another branch) may stimulate its +further growth with the opposite sign. As the leader develops, it will +penetrate into an increasingly higher field of the upper charge and +become accelerated. Having passed the upper charge centre, H + D, it +will be retarded and stop, for good this time, at a height H,,, +> H + D, +where the potential of (4.10) will drop to a relatively low value of AUtmin. +The height H,,, +may be 10-20km or higher if one accounts for the air +density decrease. The currents flow in different directions in different +portions of this leader. Above the equipotential surface, the current flows +downwards, as in a negative leader. In the lower leader portion which +serves as a stem for many positive branches, the current remains directed +upwards. The observer, who registers the current at the earth, may not +suspect the sign reversal occurring up in the clouds. The channel field is +established in accordance with the current. It reverses in the upper channel +portion, thereby reducing the total voltage drop across the branch that +went far up and stimulating its further development. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 158 === +150 +Physical processes in a lightning discharge +4.2 +Lightning excited by an isolated object +Like a high grounded body, a large object isolated from the earth can become +a source of lightning in a high electric field of a storm cloud. Discharges can +be induced by fields extending not only between the earth and a charged +cloud but also between oppositely charged clouds. A lightning discharge +can be excited by a large aircraft, rocket or spacecraft when it travels through +the troposphere, and this is a serious hazard to its flight. Therefore, this +phenomenon is of primary practical importance. +4.2.1 A binary leader +In contrast to an ascending leader starting from a high grounded body +(section 4.1), an isolated body produces two leaders, one going along the +external field vector and the other in the opposite direction. The physical +reason for the excitation of two leaders is the same. The external field induces +charge in the conductor, so that a large difference between its potential and +the external potential arises at the conductor end. If the body is extended +along the field, the electrical strength at its end increases abruptly. In contrast +to the situation with a grounded conductor, the opposite charge does not +flow down to the earth but accumulates at the other end, polarizing the +isolated body. A grounded conductor in an external field possesses the earth’s +potential, while an isolated conductor acquires a potential corresponding to +an average external potential along its length. Large differences between the +body’s and external potentials (of opposite signs) now arise at the ends of the +body, and both ends are capable of exciting leaders of the respective signs. A +long conductor absolutely symmetrical relative to its average cross section +transversal to the uniform field acquires potential U equal exactly to the +external field at the body’s centre. The distribution of unlike charges in +each of its halves is identical to the charge distribution in a grounded +conductor of the same size and shape as the isolated conductor half. +The process described here can be easily reproduced in laboratory +conditions. Figure 4.5(a) shows streak pictures of leaders which have started +from a rod of 50 cm in length, suspended by thin plastic threads in a 3-m gap +in a uniform field. One can see all characteristic features of a positive leader +propagating continuously to the upper negative plane and those of a stepwise +negative leader travelling down towards a plane anode. Generally, leaders +arise at different moments of time because of the threshold field difference +for the excitation of positive and negative initial streamer flashes or due to +the difference in the curvature radii of the rod ends. The leaders may have +different velocities because the same voltage drop A U, creates streamer +zones of different sizes at the positive and the negative ends. The instanta- +neous currents at the growing channel ends may also differ. But on average, +every leader transports the same charge, since the net charge remains to be +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 159 === +Lightning excited by an isolated object +151 +Figure 4.5. Streak photographs of leaders from the ends of a metallic rod placed in a +uniform electric field: (a) general view; (b) fast streak photograph demonstrating the +relationship between the positive and the negative leaders; (1) rod, (2), (3) tip and +streamer zone of positive leader, (4), (5) tip and streamer zone of negative leader, +(6), (7) negative and positive leader flashes. +zero in a system isolated from the voltage source. The discharges appear to be +interrelated. Any fluctuation - say, a flash - of one leader appreciably acti- +vates the other: the space charge (e.g. positive) incorporated in front of the +rod stimulates the accumulation of negative charge across the conductor, +thereby enhancing the field at its negative end. The high-speed streak pictures +in figure 4.5(b), +resolving individual streamer flashes, show an activation of +the positive leader channel following a negative leader flash. +The conditions for the start of leaders from a long isolated conducting +body are the same as from a grounded conductor, and they are also defined +by expression (4.4). But now, when estimating the threshold field Eo from the +value of AVimin = Eod, one should keep in mind that d is a half length of an +isolated leader. For a field capable of exciting a discharge from a conductor +of length 2d, we find +(4.11) +Eo=-[ 1 +bln(L/R) ] 2/5 . +d3/5 +27qa +As in the illustration in section 4.1, we take the ratio of the channel length of +a young leader to the equivalent charge cover radius to be L/R M 10. Then +we have Eo = 440 V/cm for an aircraft of length 2d = 70 m. This estimate +describes the external field component along the aircraft axis. But an aircraft +often flies at an angle to the field vector, so that the threshold external field +may be several times higher. Fortunately, the lightning excitation threshold is +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 160 === +152 +Physical processes in a lightning discharge +not very low, otherwise airline companies would suffer tremendous losses +from lightning damage. On the other hand, fields of this scale are not very +rare: much higher fields were registered during airborne cloud surveys. For +this reason, the problem of lightning protection in aviation is regarded as +being very serious. +Having started from an isolated body, each leader develops as long as +the external field permits. This process is basically the same as that discussed +in section 4.1 for an ascending leader. Below, we shall consider the specific +behaviour of two differently charged leaders developing simultaneously. +This specificity becomes especially clear in a non-uniform field typical of a +storm cloud. +4.2.2 Binary leader development +The principal features and quantitative characteristics of a binary leader can +be understood from a simple model. The x-coordinate will be taken along the +leaders. The leader paths should not necessarily be straight lines but they may +have various bends, as is the case in reality. Denote the external field poten- +tial along the leader lines as Uo(x) and their tip coordinates as x1 and x2. In +figure 4.6 Uo(x) corresponds to the field of a negatively charged cloud. The +leaders were excited by a conducting body somewhere half way between +the cloud and the earth. The x-axis is directed upwards, the leader with the +subscript 1 travels downwards and the one with the subscript 2 upwards. +Let us neglect the voltage drop across the leader channels, ascribing the +same potential U to the channels and the initiating body. The whole system +now represents a single conductor. In the satisfactory approximation above, +in which the capacitance per unit length C1 at every moment of time was +Figure 4.6. A schematic diagram of a binary leader channel in a cloud dipole field. +x1 : descending leader tip coordinate; x2: ascending leader tip coordinate; xo: position +of zero charge point. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 161 === +Lightning excited by an isolated object +153 +assumed to be the same along the conductor length, the general condition for +an uncharged conductor is +U~(X) +dx. +(4.12) +C1[U- Uo(x)]dx=O; +U=-/ +1 +x* +x2 - X I +XI +The condition of (4.12) defines the conductor potential U , which generally +varies in time during the leader development (it is constant only if the electric +field and the binary leader are symmetrical relative to the centre of the +initiating body, which is also symmetrical). The conductor potential is +equal to the average external potential along its length. The leader velocity +can be calculated from (4.2). It was pointed out above that the available +theory cannot provide a clear physical expression for the velocity of even a +relatively simple, continuous positive leader, let alone a negative stepwise +one. It is this circumstance which makes one resort to the empirical formula +(4.2) derived from results of laboratory experiments with currents up to +lOOA and justifiable, to some extent, for positive leaders. No similar +measurements for negative leaders are available, and this is especially true +of natural lightning observations. So, one has to rely on close experimental +data on breakdown voltages in superlong gaps at the sign reversal of the +high voltage electrode, as well as on the moderate velocity differences +between positive and negative lightning leaders. The deviations of their +measured values usually overlap. These facts provide good grounds for +extending expression (4.2), as a first approximation, to negative leaders. In +the latter case, we mean the average velocity neglecting the instantaneous +effects of stepwise development. This approximation is the more so justifiable +that the direct dependence of the leader velocity on the potential difference at +the tip, AU,, raise no doubt and that the variation of the factor a or of the +power index in (4.2) cannot change the picture qualitatively. +Thus, with the account of the x-axis directions and velocities, as well as +the signs of AU at the leader tips, the equations for the leader development +can be written as +1 12 +(4.13) +dx2 +lI2 +-=a[Uo(x2) +- U ] . += -a[U - Uo(x1)] ’ +dt +dt +Together with (4.12), expressions (4.13) describe the evolution of the two +leaders starting from the body ends, whose coordinates xl0 and x20 are +given as the initial conditions for equations (4.12) and (4.13). The sign +reversal point of the conductor, xo(t), defined by the equation +U(t) = UO(x0) is displaced, during the leader propagation, in accordance +with the nature and degree of field non-uniformity along the channels. +Having solved the equations, one can find the currents at the leader tips +from (4.3) with L = x2 - xl. Generally, they differ quantitatively from one +another and from the current in other channel cross sections, including the +sign reversal at point xo, through which the total charge flows during the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 162 === +154 +Physical processes in a lightning discharge +polarization. The current i(xo) = io is defined as +l o = - = - - +' +Ql = C1 r [ U - Uo(x)]dx. +(4.14) +dt +dt ' +XI +This current is used for changing the charge of the old leader portions, +increasing or decreasing them as AU(x, t), and for supplying charge to its +new portions. This leads to the current variation along the channels, which +can be found by solving the problem. +For some simple distributions of Uo(x), the division of equations (4.13) +by one another +(4.15) +allows the functional relationship between x2 and x1 to be found from +squaring, after which finding the final result x1 ( t ) , x2(t) reduces to squaring, +too. This becomes possible if the cloud field is approximated by the point +charge field Uo(x) - IxI-', and if a new variable z = x2/x1 is introduced. +The resultant formulas allow an analytical treatment of some characteristic +relationships. To avoid cumbersome derivations, we invite the reader to do +this independently, while we, instead, shall present some numerical calcula- +tions for several variants. +The calculations prove to be quite simple in integrating the set of +equations (4.13) and (4.14) as well as in the case of a more rigorous approach +to the problem, when the charge distribution along the conductor length is +found from an equation similar to (4.7). Figure 4.7 demonstrates the propa- +gation of vertical leaders in the field of a cloud dipole (with the allowance +for the earth's effect). The calculation was made using an equation similar +to (4.7). The initiating vertical body is located between the lower negative +charge of the dipole and the earth, being displaced horizontally by +Y = 500m from the charge line. As the ascending leader moves up, its tip +approaches the bottom charge centre and enters a region of an ever increas- +ing field. The descending leader moves more slowly towards a weaker field. +The external field potential approaches zero at the earth but increases rapidly +near the charged cloud. As a result, the negative potential of the conductor +made up of the leader channels, U , rises with time, with the sign reversal +point xo going up closer to the cloud. At the initial moment of time, the +potential is U = -27 MV and the point is at an altitude xo = 1603m. +When the ascending leader reaches the charged centre 17 ms later, we have +the altitude xo = 2040 m and U = -64 MV. The absolute potential rise +stimulates the descending leader, increasing its velocity by a factor of three +during this time in spite of its propagation through an ever decreasing +external field. The calculations made with (4.13) and (4.14) have yielded +similar results. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 163 === +Lightning excited by an isolated object +155 +" . " I +. +I +. +, +. +I +. +I +, +0 +5 +10 +15 +20 +Time, mc +Figure 4.7. The propagation of leaders from a metallic body located between the +cloud and the earth (Q, = -1OC, H = D = 3 km, Y = 0.5 km). +Figure 4.8 illustrates the propagation of one of the leaders in a zero +external field and refers to the situation when the descending leader has +suddenly changed its direction for some reason at a certain height to +follow the equipotential surface, i.e. along the zero field. The calculation +was made with (4.13) and (4.14). Similar to the first variant, this situation +exhibits a remarkable property of a binary leader. The leader developing +along a rising field sustains the other leader, which has travelled in less +favourable conditions, allowing it to move with a certain acceleration even +in a zero field. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 164 === +156 +1.4- +1.2- +1.0- +0 +. + +6 +0.8- +B +. + +7 0.6- +8 +. + +0.4- +0.2 - +2 +. + +.e +S +. + +Physical processes in a lightning discharge +leader moving along \ +equipotential path +0 +. +0 +- +I + +10 +15 +20 +25 +Time, ms +4.0 +3.5 +l 3 . 0 +J +.s 2.5 +U +7 +2.0 +1.5 +downward +leader +upward leader 7 +/rd +I +1'5 +' +20 +25 +Time, ms +1.6 +1.4 +1.2 .E +5 +1.0 2 +0 - +0.8 3 +0.6 +0.4 $ +0.2 +0.0 +* +.I +Figure 4.8. The development of a leader pair from a metallic body at 1.5 km above the +earth in a cloud dipole field (H = 3 km, D = 3 km, Q, = - 10 C). At the moment of time +N 10 ms and 1 km altitude, the descending leader turned to follow an equipotential path: +(top) leader velocities; (bottom) position of the zero charge point (T = 0), the altitude of +the ascending leader tip and the length of the portion along the equipotential path. +Where an isolated conducting body may initiate a lightning discharge +depends, to some extent, on a mere chance. A leader may start under a +storm cloud, as in the illustrations just described, or inside a cloud at the +height of the lower or upper charges or somewhere between them. These +variants differ considerably in the polarization charge distribution along +the conductor and, hence, in the leader propagation conditions. A situation +may arise when the positive leader penetrates into the field of the negative +lower cloud, thereby transporting a positive charge to the earth, which +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 165 === +Lightning excited by an isolated object +157 +must apparently be ‘attracted’ by the negative cloud. (In the two situations +above, it was the negative leader that travelled to the earth, ‘naturally’ +extracting a negative charge from the cloud). This exotic situation arises +when two leaders are excited from a body located somewhat above the +negative charge centre. The negative leader then goes up to a positive +cloud. The strong field created by the cloud dipole induces a large negative +charge in the ascending leader, displacing the positive charge down. The +average external potential between the two leader tips, U < 0, appears to +be ‘more positive’ than the external potential of the lower tip, Uo(xl) < 0, +so that AU,, = U - Uo(xl) > 0. This is the reason why the descending +leader is positive. With time, when the ascending tip comes closer to the +positive charge, the potential U of the binary system does become slightly +positive (3-3.5 MV), making up several percent of 1 Uol,,,. +Then it persists +as such, sustaining the descending leader travel to the earth. By the +moment of contact with the earth, the positive charge is distributed along +the channel in about the same way as in a grounded conductor in a negative +cloud field, being mainly concentrated at the height of this charge. For this +reason, the return stroke current, which only slightly contributes to the +charge after the contact, is weak. The return stroke can be said to make no +contribution to the charge redistribution, since the channel potential +should be corrected only slightly (as compared with I Uolm,, x 100 MV), by +reducing it from 3 MV to zero. This reduction enhances, though only slightly, +the ascending leader, which travels on until it stops high above the positive +charge of the storm cloud. +When an isolated body initiates two oppositely directed leaders, it does +not always happen that the descending positive leader reaches the earth. For +the contact with the earth to take place, the potential U of the conductor +made up of the two leaders must become positive at a certain moment. Other- +wise, the descending leader will stop at the point xls, where the negative +leader tip potential U,, will be by a small value of AVtm,, higher than the +negative potential of the external field (assuming AVtm,, = 0, when U is +equal to Uo(xls)). The condition for the average conductor potential to be +positive at the moment of contact with the earth is described by the inequality +JZ u0(x) +dx > o +(4.16) +which follows from (4.12). Here, Uo(x) is the cloud dipole potential given by +(4.10) with the allowance for its reflection from the earth, and x2 is the +altitude the ascending leader tip has reached by that moment. In principle, +there are no reasons for this inequality to be violated, since the integral of +(4.16) in the limit x2 = CO is necessarily positive (and equal to +-21n(l + D/H)Q,/4mo at r << H ) for the negative lower cloud charge +(Q, < 0). This means that the descending positive leader has a chance to +reach the earth - this only requires that the ascending leader should reach +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 166 === +158 +Physical processes in a lightning discharge +a sufficient altitude. If the horizontal channel displacement from the vertical +line crossing the centres of the cloud charges, Y << H , we obtain x2 > 2.478 +from (4.16) and (4.10) at D = H. The ascending leader must cover a distance +of about 0.5H above the upper positive charge centre. +4.3 +The descending leader of the first lightning component +4.3.1 The origin in the clouds +Although lightning observers are familiar with the propagation of a descend- +ing (negative) stepwise leader, the conditions and the mechanisms of its +origin are literally foggy. No one has ever observed the lightning start or +its development in the clouds. Its origin cannot be totally reproduced in +laboratory conditions, although negative stepwise leaders have been pro- +duced experimentally (section 2.7). But the conditions for their initiation +by a high-voltage metallic electrode connected to the condenser of a impulse +generator have little in common with what actually occurs in the clouds - a +cloud is not a condenser winding and, of course, not a conductor. The +negative cloud charge is scattered throughout the dielectric gas on small +hydrometeors. It is very hard to perceive how the charges, fixed to particles +with low mobility and dispersed in a huge volume, can come together to form +a plasma channel in a matter of a few milliseconds. +In our terrestrial practice, we encounter events somewhat similar to the +spark initiation in the clouds. Investigation of what has caused an explosion +or a fire in industrial premises containing an abundance of electrostatic dust +particles or droplets can provide evidence for a spark discharge arising in a +medium with a dispersed charge. Lately, there have been reports of studies +with gas jet generators ejecting into the atmosphere miniature electrically +charged clouds [3,4]. Sometimes, extended bright structures of about 10 cm +in size were observed along a charged spray boundary; on some occasions, +they were observed to form spark channels of about 1 m in length. Unfortu- +nately, no measurements could be made of the field at the discharge start, so +the fact of discharge excitation was only stated. Therefore, one can do +nothing more than just make conjectures about the excitation mechanisms +of lightning in the clouds and of sparks in laboratory sprays. +Speculations concerning these mechanisms (the only type of conclusion +we can draw today) have to be arrived at via the process of elimination. A +cloud medium cannot be considered as being conductive when we speak of +current supply to the leader channel. Common charges are not transported +directly to the leader, nor do they leave the cloud by themselves during the +fast leader process. Therefore, the cloud charges play a different role - +they are the source of electric field which ionizes the air molecules, producing +the initial plasma, and then sustains the leader process. To fulfil the first task, +the field somewhere in the charged region is to exceed the ionization +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 167 === +The descending leader of theJirst lightning component +159 +threshold (Ei M 20-25 kV/cm at the height of the cloud charge) or the cloud +is to contain inclusions enhancing the field locally via the polarization charge. +It seems that neither mechanism should be discarded entirely, although cloud +probing rarely registered fields exceeding several kilovolts per centimetre. +These results do not testify to the absence of higher fields, because most of +the measurements concerned fields averaged over lengths of several dozens +of metres. No measurements were made at the moment of lightning initia- +tion, because the probability of a detector registering a field at the right +place at the right moment is extremely low. On the other hand, the conditions +necessary for the excitation of a leader process in a cloud are quite rare; +otherwise, the number of lightning strikes per square kilometre of the earth’s +surface would greatly exceed 2-5 per storm season. +Let us estimate the volume to be occupied by a cloud charge capable of +creating an ionization field. It was mentioned above that the field Eo at the +earth was often found to be lOOV/cm during thunderstorms. This value +should not be considered to be the cloud dipole field, since the near-earth +charge provided by microcoronas from various pointed objects attenuates +the cloud field at the earth. A similar value is obtained from a small positive +charge supposed to lie under the principal negative charge [5]. Taking, for +estimations, the intrinsic dipole fields Eo to be 200V/cm and the heights of +the lower (negative) and the upper (positive) charges to be x = H = 3 km +and H + D = 6 km, respectively, we find, from (4.10), the dipole charges +Q, = 13.3 C. These values will serve as guidelines in further numerical calcu- +lations. The charge Q, can create field Ei M 25 kV/cm at its boundary if it is +distributed throughout a sphere of radius R, = 220 m. Measurements show +that the charged region is, in reality, 2-3 times larger, but one should not +discard the possibility of a short accidental charge concentration in a smaller +volume due to the action of some flows in the clouds. +More probable is the situation when a macroscopically averaged maxi- +mum field of cloud charge is several times lower than Ei and local fields, +enhanced to Ei x 25 kV/cm, arise near polarized macroparticles. Note that +the maximum field near a metallic ball polarized in an external field E is +E,,, += 3E. Similarly enhanced is the external field of a spherical water +droplet, since water possesses a very high dielectric permittivity E = 80 and +E,, += 3 E ~ / ( 2 + E ) . Therefore, if charge Q, is concentrated in a sphere of +& times larger radius, R, = 380 m, the field three-fold enhanced by polari- +zation can achieve the ionization threshold. Following the ionization onset, +streamers may be produced around large droplets, giving rise to a possible +leader, because streamers may be branched and extended in an average +field of -10 kV/cm. +Leaving aside the mechanisms of ionizing fields and leader origin, +because they are still poorly understood, we shall take for granted only the +mere fact that a leader does occur. At its start, a descending leader is +devoid of the possibility of taking the charge it needs away from the cloud. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 168 === +160 +Physical processes in a lightning discharge +Observations show that this charge is quite large: an average negative leader +transports to the earth a charge QL RZ -5 C and, sometimes, it is as large as +-20 C [l], a value close to the evaluations of Q, for the storm cloud. But if the +cloud charge remains ‘intact’, the only thing that can provide the charge +balance is the ascending leader of opposite sign, which is to develop simulta- +neously with the descending leader. This idea was suggested in [6], which +presented a qualitative distribution of the charge induced along a vertical +conductor made up of two leaders prior to and following its contact with +the earth. What happens is principally the same as in the excitation of two +leaders by a conducting body isolated from the earth and is affected by an +external field (section 4.2). This process is independent of the descending +leader sign; therefore, one should not think that a negative cloud can produce +only a negative leader while a positive cloud always produces a positive one. +In any case, two oppositely charged leaders are produced simultaneously, +and which of them will travel to the earth depends on the charge position +in the cloud and on the leader starting point. +A binary leader is most likely to be initiated near the external boundary +of the charged region, because the field there is highest. The field at the +centre of an isolated charged sphere is zero. In the case of a uniform +charge distribution throughout its volume, the field rises along the radius +as E N r but decreases from the outside as e N rP2 with the maximum +E,, += Qc/47r~& at the boundary. For a dipole configuration of real +charges, the field does not practically vary across the boundary surface of +the charged region. For the above values of D, +H and R,, the field at the +upper point of the lower sphere is about 5% higher than at the lower +point. The probability of a binary leader being initiated at either point is +nearly the same. However, the final result of the binary leader development +will differ radically, and this circumstance was essentially demonstrated in +section 4.2. If both leaders are initiated at the bottom edge of the lower +negative charge, the negative leader will go down and the positive one will +go up. The negative leader has a real chance to reach the earth with a high +negative potential equal to that of cloud charges averaged over the whole +conductor length. The conductor is mostly in the region of high negative +potential, nowhere entering the positive potential domain. The closing of +this highly charged channel to the earth leads to the wave processes of +charging and charge exchange (the return stroke) involving high current. +The latter represents a real hazard. This is what happens in the case of a +negative lightning. If a binary leader is initiated at the upper boundary of +the lower charge, the positive leader goes down to the earth and the negative +one goes up. A positive descending leader can never reach the earth unless it +acquires a positive potential. For this, its ascending partner must necessarily +go beyond the zero potential point, closer to the upper positive charge of the +dipole. Owing to the compensation of positive and negative charges at +various sites along the path, the average potential transported down to the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 169 === +The descending leader of the first lightning component +161 +earth is quite low. This actually cancels the return stroke current. Positive +lightnings with very low currents of about 1 kA present no danger and are +quite frequent. The number of their registrations by the observer increases +with increasing sensitivity of the detectors used. +4.3.2 Negative leader development and potential transport +The stepwise propagation pattern has been believed by many to be the +principal problem for a theoretical description of a negative leader [7]. +However, it is of little importance to the leader evolution whether it develops +continuously or by relatively short steps. The leader current and velocity are +averaged over many steps. Averaged also is the channel energy balance, +although the energy release at a distance of several step lengths from the +tip has a well defined periodic pulse character. We shall discuss the stepwise +effect in section 4.6, following the consideration of the return stroke, since +this process is involved in every step as the main component. +The evolution of the descending channel of a binary leader is intimately +related to that of its ‘twin brother’ - the ascending leader. (In ths sense, the +term ‘Siamese twins’ would be more appropriate.) A characteristic feature of +the twins is the break-off of their potential, which varies but little along +their highly conductive channels, from the external potential at the start. In +this respect, a lightning leader differs considerably from a laboratory leader +starting from an electrode connected to a high-voltage source. Being ‘tied +up’ to the electrode, a laboratory leader with a well conducting channel carries +the electrode potential, which may be close to the source emf. Generally, it is +lower than the emf by the value of the voltage drop across the external circuit +impedance when a discharge current is flowing through it. The underestima- +tion of the principal difference between a laboratory spark initiated from a +high-voltage electrode and a natural electrodeless lightning leads to erroneous +attempts to derive from observations the voltage drop value across the leader +channel. The reasoning is usually as follows. The potential U , transported by a +lightning leader to the earth can be estimated from the return stroke current +and the characteristic channel impedance (section 4.4). The cloud potential +U,, can also be estimated (see formula (4.17) below). The leader channel +base has the same potential - as if the cloud were an electrode. Therefore, +the voltage drop across the leader length, from the cloud to the earth, is +AU, = lUoRl - lull, and the average field in the channel is expressed as +E, = AUJL, where L is the leader length ( L M H , or 30-50% greater with +the allowance for the path bendings). Such estimations lead to incredibly +large values of A U, +100 MV and E, M 1 kV/cm. A mature leader channel +with i ~ 1 0 0 A +current cannot have such high fields. Its state is very much +like that of the quasi-equilibrium hot plasma in an arc, which has a field 1-2 +orders of magnitude lower. This follows from theory and from evaluations of +fields in superlong laboratory sparks. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 170 === +162 +Physical processes in a lightning discharge +The attempts to solve the ‘inverse’ problem using the expression +1 U,,l = AU, + 1 U1 1 to calculate the storm cloud potential have also failed. +When one includes in this expression the generally correct values of arc +field E,, one gets unjustifiably low cloud potentials U,, inconsistent with +atmospheric probing measurements and other calculations. +The methodological error of both approaches is due to the rigid relation +of the base potential of a descending leader to the external field potential at +the leader start. In actual reality, the channel potential undergoes a consider- +able time evolution, being determined by the polarization charge distribution +along the binary leader length. When the descending leader approaches the +earth, its base potential may differ significantly from the potential created +by the cloud charge at the start site at the moment of start. +A simple calculation of the leader development can be made from +equations (4.13) and (4.12), but a more rigorous solution can be obtained +from equations (4.13) and (4.7), which were used for that purpose in section +4.2. One should also bear in mind that if both leaders start from the +boundary of a charged cloud region, at least one of them will enter the +charged volume and may even pass through its centre. Then, we have to +discard the point model of a cloud dipole and make the next approximation +by assuming that charge Q, is distributed uniformly with the density +3QC/47rRf in a sphere of radius R,. Inside the sphere, the potential of its +intrinsic charge is radially symmetrical and is equal at point r to +r d R,. +(4.17) +3 Qc +The potentials from the upper dipole charge and from charges reflected by +the earth can be found as from point charges. They do not contribute +much to U,$. For example, for the centre of a negative sphere with +Q, = -13.3C and R, = 500m, we have U,, = -360MV +and at the +boundary U,, = 5 U,, = -240 MV. With all other charges taken into +account, we get U,, = - 196 MV for the bottom edge of the lower sphere +at H = D = 3km. +Figure 4.9 presents the results of this calculation including those for the +charge distribution along the conductor length from an equation similar to +(4.7). We have evaluated the development of both leaders along the dipole +axis, following the start from the bottom edge of the lower negative +Figure 4.9. (Opposite) The model of a descending leader from the lower boundary +of the negative dipole charge (Qc = -12.5C, H = 3 km, D = 3 km, R, = 0.5 km). +Vertical channels have no branches: (top) tip positions of the negative descending +leader, xl, and its positive ascending partner, x2, with the points of zero potential +differences, xo; (centre) charge distribution along the leader channel; (bottom) +potential and velocity of the descending leader. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 171 === +The descending leader of the first lightning component +163 +E +U +E --. +I-" +2 - +1- +0 +4 +-1 - +-2 - +-3 +Time, ms +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 172 === +164 +Physical processes in a lightning discharge +sphere. The dipole potential from (4.10) was used as Uo(x), +except for the +length in the charged region, where expression (4.17) was employed with +r = jx - HI. The descending negative leader of a binary system is accelerated +quickly after the start. Having covered about 500 m, it travels farther to the +earth with a slightly decreasing velocity wL x (1.6-1.7) x 105m,’s, a value +close to observations. The leader strikes the earth in 16ms. By that time, +the ascending leader has reached the height x2 = 3.6 km. This is far even +from the zero potential point located at x x 4.5 km, let alone from the +upper positive charge located at an altitude of 6km. The descending +leader, which started from a site with the local potential - 185 MV, trans- +ports to the earth nearly half of this value, U1 % - 105 MV, in spite of the +initial assumption of the zero voltage drop across the channel assumed to +be a perfect conductor. +The reader should not feel discouraged by the large calculated value of +U1, which is more appropriate to record strong lightnings rather than to a +common lightning discharge, especially considering that the cloud param- +eters taken for the calculation were quite moderate. It will be demonstrated +in section 4.3.3 that leader branching, which is a rule rather than an excep- +tion, reduces considerably the potential transported down to the earth. It +is quite likely, however, that lightnings of record intensities are produced +in ordinary clouds rather than in those having a record high charge, but +only if the descending leader does not branch (or does so slightly). +The above calculation for an ideal situation with unbranched leaders is +interesting and useful for two reasons. First, one should understand the +physics of a simple observable phenomenon before one turns to its complex +modifications. The other reason is, probably, more important. Practical +lightning protection requires the knowledge of both typical average lightning +parameters and their record high values. It is the latter that become more +important in designing prospective measures for especially valuable con- +structions and objects. As was pointed out above, the case of an unbranched +leader just discussed is likely to be one of the rare but most hazardous +phenomena. +The potential U1 transported by a lightning leader to the earth is an +important parameter for practical lightning protection. The return stroke +current (section 4.4), the most destructive force of lightning, is proportional +to U1. The nature of U1 becomes clear from the above conception of +descending leader development in a binary leader process. Ideally, potential +U1 is that of a perfect conductor, made up of two leader channels, at the +moment of its contact with the earth. But the ascending and descending +leaders develop differently, because their paths cross regions possessing +different distributions of cloud potentials Uo(x). +The descending leader +travels nearly without retardation because the potential difference at its +tip, AU,, = U - Uo(xl), +remains almost constant (a decrease in 1 U1 is largely +compensated by +1 Uo(x)I +decreasing towards the earth). The ascending +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 173 === +The descending leader of the first lightning component +165 +I” +Figure 4.10. Estimation of the potential transported by a negative leader to the earth. +positive leader moves ‘against’ the field and soon enters a region of a rapidly +rising external potential; as a result, AU,, = U - U0(x2) +becomes relatively +low soon after the start. This leads to a lower velocity of the ascending +leader, which now goes up ‘unwillingly’, being affected by its more active +twin which moves faster, pumping its charge into it. For this reason, just +before the descending leader contacts the earth, the total potential of the +system nearly coincides with the external field potential U0(x2) +at the site +of the ascending leader tip (AU,, = U - Uo(x2) +<< 1 Ul). +This circumstance makes it possible to determine the transported poten- +tial U1 = U just from the condition U = U0(x2) +at x1 = 0. The condition has +a clear geometrical interpretation (figure 4.10). The shaded regions between +the external potential curve Uo(x) +and the horizontal line intercepting it must +be identical on both sides of the left-hand interception point (the point of the +conductor sign reversal, xo). This results from the net polarization charges of +both signs being identical; they are proportional to the shaded regions (see +formula (4.12)). This approach can be used to find U1 in different charge +distribution models and for different horizontal deviations of the vertical +leader path from the dipole axis. In a simple case when both leaders propa- +gate along the dipole axis, formulae (4.12) and (4.10) with D = H and r = 0, +together with expression (4.17), yield a dimensionless equality for finding +point x2 and then U1: +(4.18) +For the variant shown in figure 4.9 with n = i, expressions (4.18) give +e2 = 1.27 and U/UOR = 0.63, in a fairly good agreement with the +calculations of the leader evolution (note that U,, +RZ U,, is the external +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 174 === +166 +Physical processes in a lightning discharge +field potential at the bottom edge of the lower cloud charge that has +triggered both leaders). +A negative descending leader can start from any point on the lower +hemisphere of the bottom negative charge of the cloud. The location of +this point is quite likely to be a matter of chance, since the field across the +surface is nearly uniform. Depending on the location of the starting point, +the ascending twin crosses the charged region along chords of different +lengths, and this, along with the other factors, affects the potential trans- +ported to the earth. The maximum potential U1 at the moment of contact +with the earth is characteristic of a leader that has started from the lowermost +point of the charged sphere, when the paths of both twins cross the regions of +maximum potentials and the ascending leader path in it is longest. The value +of U1 max is about 60% of the external potential U,, at the start and 40% of +the maximum U,, value at the centre of the negative cloud charge. But even +if the descending leader is initiated near a lateral point of the hemisphere +located at a maximum distance from the dipole axis, it transports a +considerable potential found from calculations to be 0.65U1 max x O.4UoR. +Therefore, an unbranched negative leader transports to the earth a high +potential, (0.6-0.4)UOR, no matter where it has started from the lower +hemisphere. +4.3.3 The branching effect +Measurements of return stroke current show that a descending negative +lightning rarely transports to the earth a potential as high as 100MB +(Z, = U 1 / Z , where 2 is the channel impedance; see section 4.4.2). The +reason for this is not the supposedly lower potentials of most clouds. The +value of -100MV is characteristic of cloud charges moderate in size and +density. The reason is most likely to be the leader branching, since an +unbranched leader is an exception rather than the rule. Numerous downward +branches of a descending leader can be well seen in photographs. Although +ascending leaders are screened by the clouds, their branching can be +registered by radio-engineering instruments [8- lo]. However, the potential +U1 is affected by the branches of a descending negative leader rather than +of its positive ascending twin brother. +Let us make sure first that the branches of an ascending leader do not +change the situation much. In the limit of a very intensive branching, the +negative cloud bottom, pierced by numerous conductive channels, is electro- +statically identical to a continuous conductive sphere of capacitance +C, = 4mORc, +whose charge has been pushed out on to the surface. The net +charge of a system made up of a sphere and a negative leader attached to +it remains equal to the initial charge -Qc. +With the neglect of the voltage +drop across the descending channel, the binary system possesses the same +potential U along its length. At the moment of contact with the earth, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 175 === +The descending leader of the first lightning component +167 +when the leader capacitance CL corresponds to the length L x H , this +potential is +(4.19) +U=-=-- Qc +cc UOR +cc + CL +Cc + C, - 1 + L/2R, ln(L/R) +where UoR would be the boundary potential of a charged sphere, were it +isolated (the small capacitance gain due to charges induced in the earth are +ignored). For L/R x 100 and H/Rc = 6, as in the previous numerical +illustration, the potential U1 x O.6UoR is nearly the same as that transported +to the earth in the absence of ascending leader branching. The potential of +the cloud-leader system drops because of the outflow of some of the cloud +charge to the new capacitance of the descending leader just produced. A +similar effect has been observed in long laboratory sparks. The capacitance +of an extremely long spark is often only one order of magnitude smaller +than the output capacitance of a impulse voltage generator, connected +directly to a gap without a large damping resistor. The charge inflow into +the leader is quite appreciable and reveals itself as a voltage drop across +the gap. +A branched descending leader possesses a larger capacitance than an +unbranched one; it takes away a higher charge from the cloud and decreases +the potential more. To estimate this effect, let us represent a branched leader +as a bunch of n identical conductors of radius R and length L, spaced at +distance d (L > d >> R). Supplied by the same power source, they possess +the same potential U and linear charge T . The potential at the centre of +any of these conductors is found by summing the potentials of all charges +of all conductors, including the intrinsic potential. Integration with the +neglect of the small effect of the earth yields +The total capacitance of the n conductors, Ctn = nrL/U, is larger than that +of a single isolated conductor, but this gain is less than n-fold: +Ct n +nln(L/R) +ct1 +ln[(L/R)(L/d)n-'] +- +The reduction in the potential transported to the earth roughly follows +the distribution of the cloud charge Q, between the capacitances of the +charged cloud cell, C,, and of the leader, Ctn, described by the first equality +of (4.19). For n = 10 branches separated at distances d = L/3 and +L/R x 100 derived from photographs, the capacitance is Ctl0 x 3.2Ct1. This +well-branched leader will transport to the earth potential U1 x 0.3Uo~. In +view of the real length of a leader (especially, a well-branched one) which is +about 1.5 times longer than the charge height H , i.e. L M 1.5H, the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 176 === +168 +Phjsical processes in a lightning discharge +potential decreases to O.2UoR, in good agreement with the data on negative +lightning currents. The number of branches and their lengths vary randomly +with the lightning. The potential U1 determining the return stroke current +vary together with them. This variation is likely to produce a wide range +of current amplitudes. The variation of storm cloud charges seems to be +less significant. +There is another source of reduction in the potential transported by a +negative leader to the earth. In more complex models than the vertical +dipole variant, the reduction is due to a low positive charge assumed to be +present at the very bottom of a cloud [5]. Calculations show that if a positive +4C charge of 0.25 km radius with the centre at 2 km above the earth is added +to the above dipole with Q, = 113.3C, R, = 0.5 km and H = D = 3 km, the +negative leader initiated from the bottom edge of the negative charge will +transport half of the potential to the earth. +4.3.4 Specificity of a descending positive leader +Positive leaders do not occur very frequently. Statistics indicate that in +Europe their number is 10 times smaller than that of negative ones. But it +is quite likely that their actual number is larger than the number of their +registrations. It was pointed out in section 4.3.1 that a descending positive +leader does not carry high potential to the earth and that its return stroke +current is low. For this reason, the electromagnetic field of a positive +lightning discharge can be detected at a much shorter distance than that of +a negative discharge and, probably, not all of them are registered. +If the bottom charge of a cloud dipole is negative, a positive descending +leader may start either from the upper negative hemisphere or from the +bottom hemisphere of the upper positive charge. The leader will reach the +earth, transporting to it a positive potential, provided the condition of +(4.16) is met. With a small deflection of the leader vertical axis from the +dipole axis (Y << H), the transported potential found from (4.12) and (4.10) +with x = 0 will be +where H1 and H2 are the heights of the bottom and top charge centres and x2 +is the ascending leader height at the moment the descending leader contacts +the earth. We mentioned at the end of section 4.2.2 that an ascending leader +must go up at least to x2 = 2.47H1 at H2 = 2H1; then we have U = 0. +At x2 M 4H1, the function U ( x 2 ) crosses the smooth maximum, +U,,, +KZ -Qc/207r~OH1 +M 8MV, if Q, = -13.3C and H1 = 3 km, as in the +previous examples. Even the maximum potential transported to the earth +is small. This means that the return stroke current of a descending positive +leader travelling along the dipole axis will be low. The potential and the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 177 === +The descending leader of the$rst lightning component +169 +current will be still lower, with the real voltage drop U, across a channel of +total length 4H x lOkm taken into account. Even for the channel field +E x 10 V/cm, the value of U, +10 MV is comparable with U,,. +This light- +ning is so weak that it has little chance of being registered and included in the +statistics. +Vertical channels demonstrate maximum positive potentials transported +to the earth. They go through more or less identical regions of negative (at +the bottom) and positive (at the top) external potentials, and the respective +contributions to the integral of (4.12) are mutually compensated. Positive +lightnings, however, can possess very high currents. With the foregoing +taken into account, one can suggest at least two reasons for this. One is a +favourable random deviation of the channel path from the vertical line. +Suppose the ascending leader of a binary system, starting from the upper +positive charge point closest to the earth, xo = H2 - R,, moves up vertically, +while the other leader, having descended to the zero potential point between +the charges, turns aside and goes along the zero equipotential line. After it +has deviated for a large distance r from the dipole axis, it turns down +vertically to contact the earth this time. In this case, the descending leader +misses the region of high negative potential, and positive contribution to +the integral of (4.12) remains uncompensated. Calculations with formulae +(4.12), (4.10) and (4.17) made at H I = 3 km, H2 = 6km, R, = 0.5 km, and +r = 1 km show that the descending leader will transport to the earth a poten- +tial 4.3 times greater than that to be transported along the dipole axis. +Another principal possibility is the deviation of the dipole axis itself +from the vertical line, with the vertical leader path preserved. The centres +of the top and bottom charges can be shifted from the same vertical line +because of the difference in the wind forces at different heights. Then the +leader that has started up vertically from the top charged region passes +through the region of high positive potential, while its twin, descending ver- +tically, will appear to be shifted aside relative to the bottom charge and go +through the region of low negative potential. The effect will be the same as +in the first case. Quantitatively, it may even appear to be stronger, since +the length and capacitance of the descending leader are smaller due to the +lack of an extended path along the zero potential line. +4.3.5 +A counterleader +The descending lightning leader does not reach the earth or a grounded body, +because it is captured by the ascending leader developing in the electric field +of cloud and earth-reflected charges. This field is enhanced by the charge of +the descending leader approaching the earth. This can also happen in labora- +tory conditions, especially if the descending leader is negative. Then the +counterleader is positive and requires a lower field for its development. +Streak pictures of laboratory sparks clearly show the counterleader start +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 178 === +170 +Physical processes in a lightning discharge +Figure 4.11. A streak photograph of a long spark with a counterleader coming from a +grounded electrode. +and motion towards the descending leader (figure 4.11). The altitude at which +their encounter occurs depends on the descending leader sign and charge. +The length of the counterleader at the moment of their contact is important +for lightning protection practice, because it defines the number of strikes at +bodies of different heights and, to some extent, the current rise parameters +of the return stroke from the affected body. +Let us estimate the altitude z, which the descending leader tip is to +reach to be able to create a field at the earth high enough to produce a +viable counterleader. The latter does not differ from any other ascending +leader, and its development from a body of height d requires that the +near-terrestrial field should exceed the value of Eo from formula (4.1 1). +For the height d = 30m characteristic of industrial premises, the field +must be Eo x 480V/cm. If the cloud field is -lOOV/cm, +the field +AE = 380V/cm must be created by the descending leader with charge. +The main contribution to the near-terrestrial field is made by the charge +concentrated at the leader channel bottom. Therefore, the calculation of +the field AE under a very long vertical conductor should utilize the constant +value of r averaged over this bottom of length -z, rather than the linear +density of the non-uniform charge r(x). With the charge reflected by the +earth, we have +(4.21) +r +"dx +r +u-uo - +U +N +- +*E(z) =GIZ +T - G - z l n ( L / R ) +-zln(H/R) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 179 === +Return stroke +171 +where U is the channel potential and L x H is its length, which is about the +cloud height at the tip height z << H. Here, we have used the conventional +expression T = C1 ( U - Uo) with average linear capacitance and accounted +for the near-terrestrial potential of the cloud, 1 Uoi << 1 UI. For an unbranched +descending leader carrying high potential U x 50 MV, we obtain z x 260 m +at ln(H/R) x 5. +The counterleader arises at the last stage of the descending leader +development, i.e., near the earth. Its velocity is not high and is equal to +wL, x 2 x 104m/s from the first formula of (4.5), because the potential +difference on the leader tip is quite low, A U x Eod x 1.5 MV. The descend- +ing leader has an order of magnitude higher velocity. For this reason, the +counterleader acquires the length L1 x (wL, +/vL)z x 25 m by the moment of +encounter. This is a large value, since the length L1 is summed with the +body’s height d, so that the total height of the grounded conductor becomes +nearly doubled. This affects the frequency of the body’s damage by lightning +strikes. +It follows from formulae (4.21) and (4.11) that the height z, +to which the +leader descends before it can initiate a counterleader, is greater for higher +premises, from which the counterleader starts, z +N d3I5, although this depen- +dence is not very stringent. It is important that as the altitude of a body and z +become greater, the counterleader has more time for its acceleration and can +acquire a longer length. It is important for applications that it is not only the +length L1 which increases but also the L1 / d ratio. +The simple estimation obtained from (4.21) and (4.11) can be refined by +accounting for the T ( X ) non-uniformity in the integral of (4.21) arising from +the proportionality T N U - U0(x) and by rejecting the approximation of +constant linear capacitance C1. In the latter case, T ( X ) should be found +from equation (4.7). Calculations show that the two corrections are rather +small, so the estimations above can be considered to be satisfactory. +4.4 +Return stroke +4.4.1 The basic mechanism +A return stroke, or the process of lightning channel discharging, begins at the +moment the cloud-earth gap is closed by a descending leader. After the +contact with the earth or a grounded body, the leader channel (it will be +taken to be negative for definiteness) must acquire zero potential, since the +earth’s capacitance is ‘infinite’. Zero potential is also acquired by the ascend- +ing leader, which is a continuation of its descending twin brother. The +grounding of the leader channel carrying a high potential leads to a dramatic +charge redistribution along its length. The initial channel distribution prior +to the return stroke was T~ = C1 [Ui - U0(x)]. Here and below, the potential +transported to the earth, which acts as the initial potential for the return +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 180 === +172 +Physical processes in a lightning discharge +Figure 4.12. Schematic recharging of a lightning channel after the contact of the +descending leader with the earth. Shaded regions, charge; (a) moment of the leader +contact with the earth; (b) the return stroke reaching the upper channel end; (c) +charge change. +stroke, will be denoted as Vi. As before, it will be taken to be constant along +both leader lengths, and the voltage drop across the channel will be ignored +as an insignificant parameter. We shall assume that the channel is character- +ized by linear capacitance C1, which does not vary along its length or in time +during the return stroke process. After the whole channel has acquired zero +potential, U = 0, the linear charge becomes equal to T~ = -C1 Uo(x). +The +channel portion belonging to the negative descending leader does not just +lose its negative charge but it acquires a positive charge (Uo < 0, r0 < 0, +T~ > 0). Not only does it become discharged but it is also recharged. The +twin positive channel high in the cloud acquires a larger positive charge +(figure 4.12).The linear charge variation for the return stroke lifetime is +AT = T~ - T~ = -CoUi. At Ui(x) = const, the charge variation is constant +along the channel length and has such a value as if a long conductor (a +long line) pre-charged to the voltage Ui becomes completely discharged (as +if it were r0 = C1 Vi to become T~ = 0). +It has been emphasized that the leader charge is concentrated in its +cover. The charge in a non-conducting cover changes due to the charge +incorporation from the conductive channel, owing to the streamer corona +excitation at the channel surface. This is an exceptionally complicated pro- +cess, whose rate can be found only from an adequate theoretical treatment. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 181 === +Return stroke +173 +For this reason, the assumption of capacitance C1 being constant, which +implies a zero-inertia charge variation in the cover with varying channel +potential, is quite problematic. But if we discard this seemingly essential +assumption, nothing will change qualitatively or even quantitatively. +Indeed, suppose the cover charge does not change at all during the time +the whole channel acquires zero potential. This is equivalent to the assump- +tion that the channel capacitance is determined, during the return stroke pro- +cess, by the conductor radius r, rather than by the cover radius R. Because of +the logarithmic dependence of linear capacitance (2.8) on the radius, it +decreases to the value Ci equal to about a half of C1; for example, we +obtain C1 % 10pF/m and Ci RZ 4.4pF/m at I = 4000m, R = 16m and +Y, = 1.5 cm. Then the charge variation during the stroke +A T = T ~ +- ~ o = [ ( C l -Ci)(Ui-Uo)+C’1(0-Uo)]-[C1(Ui-Uo)] += -c:ui +(4.22) +remains the same in order of magnitude. Consequently, when considering +fundamental stroke mechanisms, one can take C: % C1 and assume the +equivalent line to be charged uniformly. +Measurements made at the earth show that a descending leader is +discharged with a very high current. For negative lightnings, the current +impulse of a return stroke with an amplitude ZM -10-100 kA lasts for 50- +100 ps on the 0.5 level. A short bright tip of the return channel well seen in +streak photographs runs up for approximately the same time. Its velocity +v, M (0.1-0.5)~ is only a few times less than light velocity c. It would be +natural to interpret this fact as the propagation of a discharge wave along +the channel; this wave is characterized by a decreasing potential and rising +current. Due to an intensive energy release, the channel portion close to +the wave front, where the potential drops from U, and a high current is +produced, is heated to a high temperature (from 30000 to 35000K, as +shown by measurements). This is why the wave front is so bright. The +channel behind it is cooled due to expansion and radiation losses, becoming +less bright. A return stroke has much in common with the discharge of a +common metallic conductor in the form of a long line. The line discharge +also has a wave nature, and this process was taken to be a model discharge +in shaping the ideas concerning the return lightning stroke. +A lightning channel is discharged much faster than it was charged +during its development with the leader velocity vL % (10-3-10-2)~,. But +the variations in potential and linear charge during the charging and the +discharge are expressed as values of the same order of magnitude: ro - AT. +In agreement with the velocity, the channel is discharged with current +1, +M ATV, by a factor of v,/uL %102-103 higher than the leader current +iL M r0uL ~ ~ 1 0 0 A . +The linear channel resistance RI +decreases approximately +as much during the leader-stroke transition. This decrease is due to the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 182 === +174 +Physical processes in a lightning discharge +channel heating by high current. As a result, the plasma conductivity +increases and the channel expands, making the conductor cross section +larger. In this respect, a lightning discharge certainly differs from a discharge +of a common conductive line, whose resistance remains constant (if the skin- +effect is ignored). Since resistance is a plasma characteristic, its decrease can +be found straightforwardly only if the physical processes occurring in the +channel are taken into account. (This situation will be analysed in section +4.4.3.) But this conclusion can be arrived at indirectly from general energy +considerations. Over the return stroke lifetime, t, N H/wr, where H is the +channel length, the energy dissipated in the channel must be approximately +equal to the initial electrical energy C1 U:/2 +per unit length: +C1 U:/2 +N IhRlt, N IhR1 H/v, N ATHI-WR~. +(4.23) +About as much energy was dissipated in the leader when the capacitance +C1 was charged. If the leader develops in the optimal mode (see section 2.6), +to which a natural lightning process is, probably, very close, because Nature +usually takes optimal decisions, the voltage drop across the channel is com- +parable with the excess of the leader tip potential over the external potential. +Therefore, the resistances of the channel and the streamer zone are compar- +able, because the same current flows through them. Therefore, the unit length +of the leader dissipates the same energy C1U,'/2 (in order of magnitude), +expressed by the leader parameters il, vL and R I L similar to (4.23). This +yields RIIM +N RILiL, i.e., R1/RIL +N 10-2-10-3. It is also found that the +average electric field in the leader channel and behind the discharge wave +in the return stroke, E, M R1 IM x RILiL, have the same order of magnitude. +This is consistent with the conclusion to be made from a straightforward +analysis of the established states in both channels. The situation there is +similar to that in a steady state arc. But the channel field E, in a high current +arc does vary but slightly with the current [ 111. +It follows from the foregoing that if a leader has iL M 100 A, E, z 10 Vi +cm and ROL M 0.1 R/cm, the return stroke must have Ro x 10-3-10-4 R/cm +in the steady state behind the wave front; the total resistance of a channel of +several kilometres in length appears to be lo2 R. This value is comparable +with the wave resistance of a long perfectly conducting line in air, 2, whereas +the total ohmic resistance of a leader of the same length is two orders of +magnitude larger than Z. The ratio of the ohmic resistance of the line portion +behind the wave to the wave resistance indicates the degree of the wave +attenuation during its travel along the line (section 4.4.2). If the channel +resistance were constant and remained on the leader level, the lightning chan- +nel discharge wave would attenuate, being unable to cover a considerable +channel length. The current through the point of the channel closing on +the earth would also attenuate too quickly. Experiments, however, point to +the contrary: the visible bright tip has a well-defined front, and a high current +is registered at the earth during the whole period of the tip elevation. The +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 183 === +Return stroke +175 +transformation of the leader channel during the wave travel decreases its +linear resistance considerably, determining the whole return stroke process. +4.4.2 +Long line equations with the allowance for the main factor - variation in +linear resistance - can be solved only numerically (section 4.4.4). However, +the nature of the process and its essential physical characteristics can be +understood from the analysis of well-known analytical solutions for simple +situations. Their comparison with lightning observations indicate the impor- +tant points for the formulation and solution of the real problem. +In the absence of transverse charge leakage due to imperfect insulation, +a long line is described by the equations +Conclusions from explicit solutions to long line equations +dU +=cl--. +au +di +di +-L1-+Rli, +-- +d X +dt +d X +at +(4.24) +They generalize equations (2.12) by accounting for inductance. The induc- +tance per unit conductor length, L1, as well as its capacitance C1, can be +assumed to be approximately constant. For an isolated conductor of +radius Y, and length H >> rc, it is +Po +H +H +27r +rc +YC +L1 x -In - = 0.2 In - +pH/m +Here, the channel length H is about equal to the height +leader tip. For a perfectly conducting line with R1 = 0, +are re-differentiated to produce a simple wave equation: +- 0, +21 = (L1C1)y2. +a2u +1a2u +8x2 +212 at2 +(4.25) +of an ascending +equations (4.24) +(4.26) +If the line is charged to voltage Ui and short-circuited on the earth by its base +x = 0 at the moment of time t = 0, a rectangular wave of complete voltage +elimination (from Ui to 0) and an unattenuated current wave of the same +shape will propagate with velocity U from the grounding point (figure 4.13): +While the wave propagates along the line, a detector mounted at its +beginning will register direct current. If voltage Ui is low and there is no +charge cover around the conductor, the capacitance and inductance are +characterized by the same radius Y, in the logarithms of (2.8) and (4.26). In +this case, we have +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 184 === +176 +Physical processes in a lightning discharge +t i +Figure 4.13. Distributions of potential and current during the discharge of a perfectly +conducting line. +where c is light velocity. If one describes the capacitance, in contrast to the +inductance, with the leader cover radius R = 16m, then Y, = 1.5cm, +H = 4km (as above), C1 = 10pF/m, L1 = 2.5pH/m, v = 0.67C, and +Z = 500R. The wave velocity is now lower than light velocity, but not +much. Current of amplitude Z, += 30 kA, typical of the return stroke of the +first negative lightning component, arises at I Uil = ZZM = 15 MV. The +values of Vi and w are correct in order of magnitude, but the wave velocity +w exceeds several times the observable velocity, and it is impossible to +reduce this discrepancy by varying the reactive line parameters. In a line of +preset length, C1 and L1 vary only slightly (logarithmically) with the conduc- +tor radius. What remains to be done is to focus on the only parameter that +has not been accounted for - resistance R1 which is very high in a leader +but reduces by 2-3 orders during a return stroke. +Let us discuss the exact solution of equations (4.24) describing the line +discharge at R1 = const: +i(x, t) = - +Z +(4.29) +where Zo(z) is the Bessel function of a purely imaginary argumentjz: +ZO(Z) +1 + (z/2)2 +at z << 1 +z0(z) M eZ(2~z)-1/2[1 ++ ~ ( z - ' ) ] at z >> 1. +(4.30) +The wave has the same velocity as an ideal line, without losses, but the +current at the wave front falls exponentially, as it propagates: +(4.31) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 185 === +Return stroke +111 +The attenuation if is described by the ratio of the ohmic resistance Rlxf of +the line behind the wave to the wave resistance. The line base current, +which is just the current registered in lightning observations, arises instanta- +neously (with instantaneous short-circuiting of the line on the earth) and, at +the first moment, is determined exclusively by the wave resistance, indepen- +dent of the value of RI: i(0,O) = -Ui/Z. As the wave moves on towards the +cloud, the ohmic resistance the current has to overcome becomes increasingly +higher, so the base current decreases. At at >> 1, or at Rlxf/2Z >> 1, the +current through the base is +(4.32) +This current decreases much more slowly than at the wave front, because in +spite of the negligible front current, the line far behind the wave front is +discharged all the same, and all the charge that flows down from it goes +through the base. +The wave front propagates at a rate of electromagnetic perturbation. It +is independent of the line ohmic resistance but is determined exclusively by +its reactive parameters and is close to light velocity. This is a 'precursor' +which exists under any conditions, no matter whether the line has a +resistance or whether it changes behind the wave front. The precursor +carries information about the changes in the line, in our case about the +line grounding. If the resistance is zero or, more exactly, has no effect yet +because it is much less than the wave resistance (Rlxf << Z), the line is +discharged in a resistance-free way, and its initial potential and charge +practically vanish right behind the front of the primary electromagnetic +signal, the precursor. When the resistance becomes much higher (practically +several times higher) than the wave resistance, the charge and potential dis- +appear gradually, and the rate of their reduction decreases as the linear +resistance RI increases. At R1 = 10 n/m corresponding to the leader chan- +nel resistance, the time constant is a = 2ps-l and the precursor current +decreases, in accordance with (4.3 l), by an order of magnitude as compared +with the initial value of i(0, 0) over the period of time t N 1 ps, for which the +precursor covers only 200m (U = 0.67C). Half way up to the cloud +(x = 1500m), the front current decreases by a factor of 3 x lo6. According +to (4.32), the line base current at that moment will be 3 x lo5 times higher +than at the front. Therefore, the current somewhere behind the precursor +will inevitably rise to a much larger value. Let us see where this happens +and what will be the velocity of the high current region carrying the +charge away from the line. +For the analysis of the relatively late stage in the discharge process with +at >> 1, we shall employ the second, asymptotic formula of (4.30) for the +Bessel function. For the region x << xf = ut located fairly far from the +weak precursor, the root in the argument of Io can be expanded. Using +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 186 === +178 +Physical processes in a lightning discharge +formulae (4.29) for a and w, we get +This expression is the explicit solution to equations (4.22) without the +inductance term but with the same boundary and initial conditions. The +potential is +s/(4xr)’:2 +U ( x , t ) vi- +exp( -t2) d[ = U, erf +f +i +0 + +? [ +Expressions (4.33) and (4.34) have a clear physical sense, demonstrating the +nature of a non-ideal line discharge. +When the perturbation front (the precursor due to the action of induc- +tance) goes far away, the current decreases slowly from the line base to the +front. It also varies slowly in time at every point, except for the region +close to the front. This is the reason why the inductance effects in the main +discharge region are very weak. With the neglect of the inductance term, +equations (4.24) transform to equations similar to those for heat conduction +or diffusion: +(4.35) +To use an analogy, the potential acts as temperature, current as heat flow, +and x as thermal conductivity (heat diffusion). We did not take x = const +out of the derivative deliberately to be able to come back to this equation, +also valid at RI # const. +The process of line discharge is similar to the cooling of a uniformly +heated medium, when a low (zero) temperature is maintained at its bound- +ary, beginning with the moment of time t = 0. Formulas (4.34) and (4.33) +describe the diffusion of the earth potential along the channel (figure +4.14(a)). The current-potential wave, smeared in contrast to the precursor, +Figure 4.14. The potential wave (a) in linear diffusion with x = const and (b) in non- +linear diffusion with rising x. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 187 === +Return stroke +179 +propagates in such a way that its characteristic point x l , say, where the +potential is reduced by half relative to the initial value of Vi, x 1 / ( 4 ~ t ) ~ / * += +0.477, obeys the diffusion law x1 x (xt)ll2 with a decreasing velocity +v1 x ( ~ / t ) ” ~ +M x / 2 x 1 . From expressions (4.33), the current at point x1 is +20% lower than that at the channel base x = 0. Substituting the leader +resistance R1 x 10R/cm and C1 = 10pF/m into the formulae, we get +x = 10 m / S . Over the time t = 10 ps (at at = 20), during which a weak +precursor will cover a distance of 2000 m, the half-potential point character- +izing the propagation of the line discharge wave will diffuse for 3 15 m only +and will be moving at velocity v1 x 0.05~. By that time, the base current +i(0, t ) will have dropped by a factor of 11 relative to the initial current +i(0,O) (formula (4.32)). +The calculated values of x l , wl, and i(0, t ) can be brought closer to +measurements at a certain stage of the lightning discharge. Instead of the +leader resistivity, one should then deal with a lower resistivity averaged +over the perturbed region. This makes sense in some evaluations. But the +illusion of a satisfactory numerical agreement with measurements in a +short stage of the process is destroyed, as soon as we recall one of the +important qualitative observations. At the return stroke stage, a bright +and well-defined wave front - the channel tip, which becomes smeared +only slightly with time - is moving up to the cloud. This indicates that the +energy release and, hence, the current rise occur faster than in the solution +to (4.33). Clearly we deal with a wave possessing a steep front, at least for +powerful lightnings, rather than with diffuse current profiles. This contra- +diction can be resolved by rejecting the approximation R1 = const and by +including, in the theoretical treatment, the time evolution of the leader +channel and its transformation to a return stroke channel. +Note that the simple and attractive model of an immediate transforma- +tion of the leader channel at the wave front to an ideal conductor cannot +rectify the situation. This model would take us back to equalities (4.26) +and (4.27) describing the wave of immediate voltage removal and sustained +current, which propagates with the velocity of an electromagnetic signal +close to light velocity. But this possibility was already refused above. It +was mentioned in section 4.4.1 that the key to the phenomenon of return +stroke should be the analysis of the channel transformation dynamics. +The effect of the gradual resistance reduction during the Joule heat +release can be understood from equations (4.35) and (4.24) without the +inductance term. It would be justifiable to replace U by the potential varia- +tion AU = U - Ui, since Ui = const in our approximation, so we get +10 +2 +(4.36) +d A U +1 +i = - C 1 +X +X +’ + +x = - +dAU +a +dAU +- X - +-- +RlCl . +- +at +ax +ax +The resistance decreases while x increases, as the amount of charge flowing +through the particular channel site becomes larger, or with the increase in +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 188 === +180 +Physical processes in a lightning discharge +AU. Consequently, the rear sites of the diffusion wave, where AU and +diffusion coefficient x are already higher, propagate faster than the front +sites, where A U and x are still low. To supply current to the region close +to the discharge wave front (a weak precursor is out of the question now), +the potential gradient there must be large because of the small diffusion +coefficient. Both circumstances indicate that the wave acquires a sharp +front, its profile becomes steeper and convex. In contrast to the gradual +asymptotic approximation at x = const, the curves U ( x ) and i(x) for a +given moment of time look as if they stick into the abscissa (figure 4.14; +the same will be seen from the numerical simulation illustrated in figure +4.17). The effect described here is well known [12]; this is a non-linear heat +wave driven, for example, by radiative heat conduction, whose coefficient +drops with decreasing temperature T approximately as x = T3.t +The variant with RI = const, for which the solution to (4.33) and (4.34) +is valid, probably corresponds to low current lightnings, when the energy +release is too small to provide an essential reduction in the former channel +resistance. In any case, there are streak pictures of return strokes with unclear +wave fronts or those becoming smeared after the propagation for a few +hundreds of metres [13,14]. To obtain conclusive evidence, stroke streak +pictures should be analysed at different currents. Regretfully, no simulta- +neous recordings of currents and stroke waves are available. +One can draw another conclusion from the solution to the set of +equations (4.24) at RI = const # 0, which is important for the analysis of +observations and for the formulation of boundary conditions necessary for +finding a numerical solution. According to (4.29), when the line closes on +the earth instantaneously the discharge current through the closed end also +reaches its maximum instantaneously. As mentioned above, the maximum +is independent of R I , being determined exclusively by the wave resistance. +Clearly, the same will also be true for any time-variable resistivity, and the +only question is how fast the current will decrease after the maximum. +However, the current in a real return stroke rises for several microseconds, +sometimes for several dozens of microseconds, and this time may become +even comparable with the total impulse time. Such a slow current rise may +t Equations (4.36) with AU(x.0) = 0, AU(0. t ) = -L'i and no inductance terms allow self- +similar solutions. The simplest of them are (4.33) and (4.34) for x = const. The process is self- +similar in a more complex approximation for x = b( 1 U, l)ntv, which corresponds qualitatively +to the RI - x-' evolution during the channel transformation. Constants 6, n, and U can be +chosen from the analysis of RI behaviour (section 4.4.3): n x 1-2; U +0.5-1. The wave front +follows the relations +x/ = E[b(lC:l)"]'!?t'"-'~:? +Vf = i ( V + l)E[b(lC:l)"]':2t-('-V'". +where E of about 1 is to be found by solving an ordinary differential equation [12]. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 189 === +Return stroke +181 +be only due to the properties of the commutator, whose role is played by the +streamer zones of the descending leader and the counterleader. Their contact +actually gives rise to the return stroke. The streamer zone field rises, as the +streamer zones are reduced and the leader tips come close to each other or +as the descending tip approaches the earth with no counterleader formed. +The streamers are accelerated to a velocity lo7 m/s, transporting kiloampere +currents even in laboratory conditions [ 15,161. Thus, the rate of current rise +and the impulse front duration at the earth, 9, are determined by processes +occurring in the vanishing streamer zone rather than in the former leader +channel. Measurements provide indirect evidence for this, showing that the +impulse rise time tf in positive lightnings possessing a longer streamer zone +than negative ones, at the same voltage, is several times longer. +4.4.3 Channel transformation in the return stroke +It has been shown above that electromagnetic perturbation propagates along +a line with a velocity equal to or somewhat lower than light velocity, indepen- +dent of the initial resistivity. When the resistance is high, as in the leader +channel, the current and the potential variation induced by the perturbation +attenuate rapidly. But the precursor is followed by a stronger perturbation +propagating at a lower velocity, which reduces the potential considerably, +to zero with time. The potential of a negative lightning drops to zero at +this channel site due to positive charge pumping; this compensates the initial +negative potential there. This process is accompanied by Joule heat release +with a linear power i2R1, +which is high at first since the impulse front of +the ‘genuine’ (not the precursor) current is quite short and the initial +(leader) resistance RI is relatively high. The processes that follow - the +channel heating, its radial gas-dynamic expansion, the shock wave propaga- +tion, and the resistivity reduction - have much in common with those in +powerful spark discharges in short laboratory gaps. The latter have been +extensively studied experimentally, theoretically, and numerically [ 17-24]. +Also, calculations have been made with the initial parameters characteristic +of a lightning return stroke, accounting for radiative heat exchange which is +especially important in this large-scale phenomenon [22-241. The stroke +channel gas is heated up to 35000K. Most of the Joule heat is radiated by +the highly heated gas in the ultraviolet spectrum. The emission from this +spectral region is absorbed by the adjacent colder air, adding the newly +heated gas to the conductive channel. +Such a treatment of the process would take us far from the point of +interest, so we shall restrict ourselves to a description of two numerical results +for atmospheric air, obtained with a rigorous allowance for radiative heat +exchange [23,24]. In both calculations, the shape and parameters of the +current impulse were preset, as is usually done in lightning calculations. Of +course, the current behaviour here depends on what happens in the whole +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 190 === +182 +Physical processes in a lightning discharge +10 +15 +20 +25 +30 +35 +T, kK +Figure 4.15. The conductivity of thermodynamically equilibrium air at atmospheric +pressure. +of the perturbed region. But the formulation of a self-consistent problem +requires a combined solution of a set of equations for a long line discharge +and extremely cumbersome equations describing the physical evolution of +each section along the line. A problem of this complexity has not been +approached yet.? +Both calculations for one-dimensional cylindrical geometry were made +with the current impulse +i(t) = Z M t / t f +at t < tf, +i(t) = ZMexp[-(t - tf)/tp] at t > 9 +possessing a linearly rising front and exponentially decreasing tail. The +calculation in [23] was made with moderate parameters tf = 5ps, +ZM = 20 kA, and tp = 50 ps corresponding to a moderate power lightning. +The other calculation [24] was for tf = 5 ps, ZM = 100 kA, and tp = 100 ps +of a very powerful lightning. It is generally believed that the air conductivity +0 corresponds to its thermodynamic equilibrium and is determined by +temperature (figure 4.15). +Figure 4.16 shows the evolution of pressure, gas density, temperature, +and radial velocity distributions behind the shock front for a powerful +current impulse [24]. The curves for moderate current impulses are qualita- +tively similar. +tThe problem of a short laboratory spark is much simpler. The set should include a simple +discharge equation for a capacitor bank as a high-voltage source for a spark gap with the desired +resistance and allowance for the circuit inductance. Note that this kind of LRC circuit usually +registers damped oscillations unobservable in lightning. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 191 === +Return stroke +183 +2 5 - t = 5 p +20 - +$15 +a +20 +10 - +50 +5 - +OO +5 +IO +15 +20 +0 +5 +10 +15 +20 +" +' +" " +r, cm +r. cm +6 +4 s +a +2 +0 +r, cm +0 +r, cm +Figure 4.16. The radial distributions of pressure p , density p, temperature T , and +the velocity v behind the cylindrical shock wave of a return stroke: Z, += 100 kA, +tf = 5 ps, tp = 100 ps; po = 1 atm, pa and co are the initial presure, air density and +sound velocity; To = 300 K. +The point of primary interest in a return stroke treatment is the beha- +viour of the integral channel parameter - its linear resistance: +RI = [ 1; 27rra(r) dr] -'. +(4.37) +Table 4.1 presents, among other parameters, the linear resistance values +obtained from T(r) data borrowed from [23,24]. One can see that the +resistivity drops at first for 1 ps but then falls rather slowly. This decrease +ceases closer to the pulse tail, and the resistance begins to rise gradually. +The dramatic initial drop in RI is due to the primary heating of a very thin +initial channel by high density current.? As T increases to about 20000K, +the conductivity a rises but remains nearly constant with further temperature +t The gas is assumed to be in thermodynamic equilibrium at every moment of time. This assump- +tion is justified by a fast energy exchange (for lO-*-lO-'s) +between electrons and ions, resulting +in a small difference between the gas and electron temperatures. The ionization is of thermal +nature: a Maxwellian distribution is established in the electron gas, and the amount of ionizing +electrons is defined directly by the electron temperature, rather than by the field. The electron +temperature, in turn, is determined by the Joule heat release and energy balance of the gas. +Equilibrium ionization is also established rapidly (for details, see [ll]). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 192 === +184 +Physical processes in a lightning discharge +0.074 8 +5 +2 +>24 +0.1 +- +1600 +3.7 +28 +18 +120 +5.5 +0.3 +8 +3.1 +11 +24 +15 +170 +4 +0.7 +26 +0.38 +39 +17 +12 +110 +2 +1.2 +38 +0.20 +91 +14 +10 +60 +1 +1.4 +46 +0.27 +Current impulse 100 kA with tf = 5 p, +tp = 100 ps, Q = 1OC +5 +35 +25 +180 +16 +0.8 +- +0.28 +20 +22 +20 +140 +5.7 +2 +- +0.057 +50 +18 +15 +90 +2.6 +3 +- +0.039 +100 +14 +12 +70 +1.8 +4 +- +0.028 +200 +12 +11 +40 +1.0 +5 +-150 +0.032 +300 +10 +10 +20 +1.0 +5 +- +0.064 +Note. T,,, +is the temperature along the channel axis, Teff is the average temperature in the +conductive channel, oeff is an average channel conductivity, p is channel pressure, reff is the effec- +tive radius of the conductive channel, W is the total energy released (no data for the second +variant; the given values was estimated as W x i~axR1tp)r +and Q is the charge transported +during the current impulse. +rise. In a strongly ionized plasma, with ions of constant charge o - T3I2, but +doubly charged ions appear with increasing T . Since U - ZC2, where Zi is the +ion charge multiplicity, the two effects compensate each other. The resistance +of a highly heated channel decreases with time due to its expansion only. +Some time later, however, the pressure at the channel centre drops to +atmospheric pressure, and the expansion ceases. The conductive channel +cross section is reduced gradually because of the gas cooling caused by +thermal radiation. The channel resistance begins to rise slowly because of +decreasing reff and Teff. +The expansion time of the channel becomes longer and its minimal +resistance decreases for the stronger current impulses. Physically, the linear +resistance is affected by the energy released per unit channel length, W , +rather than by the current. This value is not described unambiguously by +the current amplitude; what is more important is the amount of the +transported charge Q: W1 - i2Rlt - QiRl - QE and the field does not +vary much. The calculations, however, deal with the current impulse but +not with W1. Semi-quantitatively, the time dependence of resistance can be +understood using the relations for the shock wave of a powerful cylindrical +explosion. The explosion can be considered to be strong as long as energy +is released in a thin channel and the pressure of the explosion wave does +not fall close to the atmospheric pressure. In this case, the flow is self-similar. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 193 === +Return stroke +185 +The shock front radius rs and pressure p in the affected region depend, within +the accuracy of numerical factors, on W1 and t as r, N ( W1/po)1/4t1/2 +and +p N Wl/rz N ( Wlpo)'/2t-', where po is cold air density. The channel +expansion is completed when the pressure drops to a certain value close to +atmospheric pressure. This sets the limit to the validity of formulae for self- +similar motion. This means that they are still applicable, and the duration of +the resistance reduction then is t N ( Wlpo)1/2. +It can be shown [12] that for +a self-similar cylindrical explosion in the central region with the pressure +equalized along the radius (figure 4.16), the internal specific energy depends +on r, t and W1 as E N ( Wy/2t2-Tr-2)1/(T- +'I, where y is the adiabatic exponent. +A point with fixed temperature, e.g., T M 10 000 K, can be regarded as the +conductive channel boundary, since the plasma conductivity below this +point is relatively low. The radius of a point with fixed T and E ( T ) varies +with time as r N W:'4t1-y/2, reaching a value proportional to r,,, +N W;I2 +by the moment the channel stops expanding, t N W:12. Therefore, the linear +channel resistance drops to a value proportional to Rl,, +N rmax N W-' , and +this occurs for the time t N W'/'. These relationships are qualitatively +consistent with the calculations for the two variants described in table 4.1. +-2 +4.4.4 Return stroke as a channel transformation wave +The first substantiated attempt to make a numerical simulation of the light- +ning return stroke with allowance for the resistance variation was undertaken +as far back as the 1970s [25,26]. The most important features of the process, +which are due to an abrupt conductivity rise at the site of intensive Joule heat +release, became evident at once. The simulation showed that a weak initial +perturbation (precursor) propagating up along the channel at an electro- +magnetic signal velocity close to light velocity does not change the plasma +state and cannot be treated as the return stroke wave front visible in streak +photographs. The main wave of current and decreasing potential travels +several times slower; its velocity is defined by the transformation of the +low conductivity leader to the low resistivity stroke channel. This conclusion +was formulated explicitly in [25-281; it reflects the nature of the lightning +return stroke. +Turning to numerical simulation today, we should like to formulate this +problem in a simple and clear physical language and to try to outline +problems to be solved within this model. An obviously essential aspect of +the theory still is the resistivity dynamics of the lightning channel. An +exhaustive formulation of this problem would involve a simultaneous +solution of equations describing the propagation of a current-voltage +wave and the channel dynamics at every point along its length, affected by +the ever varying energy release. So we shall restrict the discussion to a +simple model, having accepted a probable law for the linear conductivity +rise, G = R:', and focusing on the qualitative results of the solution. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 194 === +186 +Physical processes in a lightning discharge +Let us describe G in the simplest way reflecting the main qualitative +features of the channel evolution. It will be assumed that the linear conduc- +tivity increases with current. This partly reflects the fact that resistance +decreases with increasing charge through a particular channel site. But the +resistance is stabilized with time, even though the current continues to +flow. In principle, the stable state of a lightning channel hardly differs +from that of an arc. The field E in a hgh current arc only slightly varies +with current; in other words, the linear conductivity of the channel is +G,, = i/E N i. Assume E to be equal to the field EL in the lightning leader, +whose current is not low on the arc scale; then the conductivity is +G,, = i/EL. In a mature gas-dynamic process when the shock wave is still +strong, the resistance will drop with time. As the shock wave becomes +weaker, the decrease in R1 and the increase in G become slower. These +tendencies are described by the relaxation-type formula +(4.38) +where Tg is the characteristic time of linear conductivity variation (relaxation +time). In a simple case with i = const, Tg = const, and G(0) = 0, we have +G = GSt[1 - exp(-t/T,)]. +Equations (4.24) are solved with the initial conditions U ( x , 0) = U, and +i(x, 0) = 0, RI (x3 0) = RI,-; the reactive parameters are taken to be constant: +C1 = 10 pF/m and L1 = 2 pH,”. +The channel does not close on the earth +in an instant but does so through the time-decreasing resistance of the +commutator (similarly to the real lightning length decreasing through the +streamer zone). The accepted values of R,,, = R(0) exp(-cut), R(0) = 10 R +and cu = 1 ps-’ provide a typical duration of the negative current impulse +front tf FZ 5 p . The boundary condition at the grounded end of the line +raises no doubt: U(0. t ) = i(0, t)R,,,. +The problem of the far end up in the +clouds, x = H , is much more complex. Conventionally, it is considered as +being open, assuming i(H, t) = 0. In reality, the situation is far from being +self-evident. When the line gets discharged and its end in the clouds takes +zero potential, a high electric field must arise near it due to the voltage +difference A U = -Uo(H). This gives impetus to very intensive ionization +processes, probably involving high current. This situation will be partly +discussed below. Now, we shall assume the upper end to have no current. +The results to be presented were obtained for a vertical unbranched channel +with the total length H = 4 km. This is the height the ascending leader tip +reaches when the descending leader, which has started from the point closest +to the earth in the bottom negative sphere with the centre 3 km high, contacts +the earth. It is normal practice to use the following averaged parameters +of the leader prior to the contact: EL = 10V/cm, iL = lOOA, and +RIL = EL/iL = 10 O/m. For a realistic description of the resistivity dynamics +(section 4.4.3), the relaxation time should be taken to be Tg = 40 ps, when the +dG +i/EL - G(t) - Gst(i) - G(t) +- +- +- +- +dt +Tg +Tg +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 195 === +Return stroke +187 +current at this channel site rises, and Tg = 200p, when the current +decreases. The model calculation reproduces the distributions of current +i(x, t ) and potential U ( x , t ) along the channel; the linear charge is ~ ( x , +t ) = +C1 [ U ( x , t ) - Uo(x)]. Generally, the external field potential Uo(x) +can also +vary in time, because we should not discard a possible partial +neutralization of the charge in one of the regions of the cloud dipole. The +latter point will not be discussed for the time being. +The calculations are presented in figures 4.17-4.2 1. The precursor tra- +velling with velocity 0 . 6 4 ~ is damped so fast that this is not shown in the +plots after a noticeable break from the principal wave re-charging the chan- +nel (we shall term it a discharge wave for simplicity). The wave in figure 4.17 +travels along the channel with velocity U, x 0.4c, i.e., 1.6 times slower than +the precursor. This velocity somewhat decreases as the wave moves up. Its +variation can be conveniently followed from the change in the well-defined +maximum linear power of the Joule losses i2Rl (figure 4.17 (centre)). The +wave front power rises abruptly along a 100-200 m length, then it decreases +towards the earth, making the channel tip with intensive energy release stand +out clearly. It seems that it is this region which is clearly discernible in streak +photographs. The linear power proportional to the squared current drops +remarkably on the way up the cloud, and the maximum becomes smeared. +This is also consistent with observations of radiation intensity [14,29]. A +photometric study has shown that the radiation from the wave front is +attenuated and the front loses its clear boundary. The current wave is not +attenuated so rapidly (figure 4.17 (top)). For the time of its earth-cloud +travel lasting for 3 4 p , the current at the channel base drops from the +maximum of 35 kA to 24 kA. This agrees with observations indicating that +an average current impulse duration in a negative lightning is close to +75ps on the 0.5 level. The wave front deformation depends on the initial +potential Ui delivered by the leader to the earth. The higher the value I Uil, +the higher the discharge current. The rate of resistivity decrease at the +wave front grows respectively, so the front steepness increases. This is evident +from a comparison of figures 4.18 (top) and 4.18 (bottom). At 1 Uii = 50 MV, +the current wave goes along the channel practically without elongating the +front? while at lUil = 10MV it has a lower velocity and a smooth front. +Unfortunately, there have been no registrations of current and streak +photographs of the return stroke taken simultaneously. A comparison of +the relationships between current and wave velocity could provide a good +test for the return stroke theory. +As the current impulse amplitude rises, the linear resistance falls more +quickly and to a lower level, so the wave is damped more slowly during its +t The motion of a high current wave with attenuation but without noticeable distortions +facilitates the electromagnetic field calculation necessary in many applied problems of lightning +protection and in substantiation of remote current registration methods. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 196 === +188 +Physical processes in a lightning discharge +0 +1 +3 +4 +X,2 km +t = 8 p +0 +1 +2 +3 +4 +x, km +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 197 === +Return stroke +189 +3 +U +\ +.3 +I,,,= = 67 kA +0.4 - +0.2 - +0.0 I +. +, +. +, +. +, +. , +0 +1 +2 +3 +4 +x, lan +1- += 8,15 kA +1 +.I +0.8 +0.6 +0.4 +0.2 +0.0 +0 +1 +2 +3 +4 +Figure 4.18. Deformation of the current wave front at leader potential (top) +Ui = -50MV and (bottom) -10 MV; for the other parameters, see figure 4.17. +propagation along the channel. There is no damping at a very high current and +the impulse front becomes steeper, as was discussed in section 4.4.2 (figure +4.18). Non-linearity is also observed in the current amplitude dependence +on the initial potential U, at the earth. If the commutator were perfect +(R,,, = 0), the current at the earth at the moment of contact would instantly +Figure 4.17. (Opposite) Numerical simulation of the return stroke excited by a +descending leader with potential -30 MV: (top) current and (centre) voltage dis- +tributions; (bottom) the power of Joule losses. The initial leader resistance, 10 n/m. +Steady state field in the channel behind the wave, 10 V/cm. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 198 === +190 +Physical processes in a lightning discharge +200 1 +r 0.6 +Voltage, MV +Figure 4.19. Calculated dependencies of the current amplitude and average wave +velocity in the return stroke on the leader potential Vi. +take the maximum value Z, += I Ui l/Z, independent of the actual channel resis- +tance, and would be ZM N Ui. With the finite time of R,,, decrease to zero, the +current wave is able to cover some distance along the channel and to include in +the circuit the ohmic resistance of this channel portion. For this reason, the +current amplitude appears to be lower than Ui/Z and rises somewhat faster +than potential Ui (figure 4.19). It is important that the lightning current +amplitude ZM is found to be appreciably smaller than its theoretical limit +Ui/Z: e.g., Z, +M 0: 6Ui/Z at Vi = 30 MV. This is another source of errors +in evaluations using the equality Vi = ZZ,, +in particular, in the calculation +of cloud potential from lightning current data. +4.4.5 Arising problems and approaches to their solution +The current at the earth is independent of the boundary condition at the +upper channel end, until the reflected wave comes back to the earth with +the information about the processes occurring there. Before that moment, +the positive charge is pumped into the line from the earth. In virtue of the +boundary condition - zero current at the upper end - the current wave is +reflected there with the sign reversal. As a result, the current behind the +reflected wave, i.e., between its front and the channel end (figure 4.20), +decreases (it would drop to zero in the absence of damping). The incoming +positive charge now re-charges the line making it positive (an ideal line +would be re-charged to -Ui). The reflected wave moves faster and is +damped more slowly, because the linear resistance in most of the channel +has dropped by an order of magnitude or more due to the action of the +forward current wave. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 199 === +Return stroke +191 +0 +1 +2 +3 +4 +x, km +& 15- +- +a +- + +8 10- +5 - +0- +-5 - +Figure 4.20. Current and potential distributions during the propagation of waves +reflected by the cloud end of the channel. +When the reflected wave reaches the earth, delivering a positive potential +to it, a new discharge cycle begins. The newly acquired positive charge flow- +ing into the earth is equivalent to the extracted negative charge. The current +sign at the grounded end is reversed (figure 4.21). In the absence of +dissipation in a distributed system such as a long line, undamped oscillations +with a period T = 4H/w, would arise similar to those in an LC circuit. +Nothing of the kind is observed in lightning registrations, nor is there a +single change in the current direction. This means that the discharge wave +is either not reflected by the upper end of the line or the reflected wave +becomes so damped on the way back to the earth that it is unable to manifest +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 200 === +192 +Physical processes in a lightning discharge +.- +U +-0.4 j +Figure 4.21. Calculated current impulse through the grounded channel end. +itself against the background of other variations in the current. By changing +the parameter Tg or the quasi-stationary channel field EL, one can reduce +or even cancel part of the current impulse of opposite sign, but it is +impossible to attain a portrait likelihood between the calculated and +observable currents. The suppression of the reflected wave by raising the +instantaneous values of the channel resistance RI (x, t ) inevitably results in +an excessive reduction of the impulse duration at the grounded end of +the line. There seems to be no way of avoiding this even by changing the +resistivity reduction law. +The first thing that seems to be suitable for rectifying this situation is to +question the boundary condition at the upper end. This idea appears reason- +able because it generally agrees with lightning current registrations at the +earth for the double path time t FZ 2H/w, while the model solution for +i(0, t ) remains independent of the boundary condition. It is obvious that +the open circuit condition is an excessively rough idealization. It was +mentioned in section 4.3.3 that if the negative cloud bottom is filled with a +large number of branches which stem from the ascending leader, this +region becomes similar to a metallic sphere. Assuming such a 'metallization' +of the cloud, it would be more reasonable to consider the upper end to be +connected to a lumped capacitance C, = 4 7 r ~ ~ R ~ , +defined by the cloud +charge radius R,, instead of being open. The boundary condition at x = H +would have the form i(H, t ) = C, dU/dt. When the current wave reaches +the line end, the delivered current also discharges the negative 'metallized' +cloud region. This, however, does not prevent the appearance of the reflected +wave. At the first moment of time, the capacitance still preserves its charge and +is similar, in accordance with the reflection condition, to a short-circuited +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 201 === +Return stroke +193 +end of the line, which generates a reflected current wave of the same sign and +amplitude as the incident one. As the capacitance becomes discharged, the +reflected wave amplitude decreases and then the sign is reversed. The com- +pletely discharged capacitance, incapable of supporting current, eventually +becomes equivalent to an open line end. It is clear even without a numerical +calculation how much the current changes at the earth after the arrival of a +reflected wave of such complexity. It should be emphasized again that +nothing of the kind has ever been observed in real lightning. +One can also try to rectify the situation by complicating the boundary +condition with the allowance for the final resistivity of the ‘metallized’ +cloud region. The streamer and leader branches filling the cloud possess a +resistance at the moment of their generation. A leader branch can hardly +be heated as much as a single descending leader. The resistance of the +‘metallized’ cloud, R,,, is quite likely to be high during the whole return +stroke stage. If this is so, the boundary condition should be formally repre- +sented as i(H, t) = C, dU/dt - R,, dildt. Strictly, it is not only the boundary +condition that changes in this case, like in the case of ideal metallization, but +also the set of equations. The cloud potential U. can no more be considered +as being constant in time. The second equation of (4.24) should be re-written +as +having taken into account the change in U, due to the change in the cloud +charge Q,. Then the function Uo(Q,) must allow for the delay because of +the finite rate of the electromagnetic field propagation. The problem becomes +extremely complicated. Although radar registrations do indicate the develop- +ment of a wide network of branches in clouds, there has been no investigation +of cloud ‘metallization’. The reason for this, no doubt, is the lack of initial +data. +One should not discard two other factors unaccounted for by the numer- +ical model. First, a leader channel can practically never be single. Owing to +the numerous branches of different lengths developing at different heights, +numerous reflected waves will arrive at the earth at different moments of +time, creating a sort of ‘white noise’ with a nearly zero total signal. This +will deprive the current of its characteristic bending which is usually created +by a single reflected wave at the earth. Second, constant linear capacitance +only approximately describes the real re-charging of a lightning leader. We +have mentioned above that the cover charge around a leader channel is +changed by numerous streamers starting from it. Their velocity decreases +rapidly when the streamer tips go away from the channel surface with its +high radial field. So, when the voltage at the wave front changes, the +charge near the channel changes almost immediately, while its change at +the external cover boundary occurs with a delay. In other words, a lightning +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 202 === +194 +Physical processes in a lightning discharge +discharge can proceed for a fairly long time. The quasi-stationary current +from the discharge of the cover periphery, having the same direction as the +current in the forward wave, can compensate for the reverse current induced +by the wave reflected by the earth. +To conclude, the model of a single long line with varying linear resis- +tance allows elucidation of many aspects of the return stroke but cannot +claim to give reliable quantitative description of all characteristics of this +phenomenon. The much more simplified models of return stroke are usually +used calculating electromagnetic field for technical application. A review of +this model is given [30]. +4.4.6 The return stroke of a positive lightning +Two kinds of current impulse can be distinguished in oscillograms taken at +the earth after the arrival of a positive leader. Common impulses are similar +to those registered in negative lightnings, although they have a slightly longer +duration t p and less steep fronts. Such impulses can be naturally interpreted +as return stroke currents corresponding to the wave discharge of the leader +channel, as described above. Sometimes, however, quite different impulses +are registered with an order longer duration and an amplitude as large as +200 kA. A closer examination shows that impulses with an ‘anomalous’ +duration cannot be interpreted as resulting from a grounded leader dis- +charge. They appear to result from another process, and we shall offer +some suggestions concerning their nature in section 4.5. Here, only +common impulses will be discussed. +It was shown in section 4.4.2 that the stroke current front is unrelated to +the wave discharge process in the channel but, rather, is associated with an +imperfect commutator closing the channel on the earth. The leader streamer +zone acting as a commutator possesses a finite resistance and is reduced +during a finite period of time. The front steepness is determined by the rate +of resistance reduction in this transient link between the channel and the +earth. But the streamer zone length of a positive leader at the same voltage +is about twice as large as that of a negative leader and takes more time to +be reduced. It is quite likely that this is the main reason why, with the +50% probability, the current front duration in positive lightnings, +tr = 22 ps, is four times longer than in negative leaders [l]. Approximately +the same proportion is characteristic of the maximum pulse steepness. +The duration of the pulse itself, tp, is primarily determined by the stroke +channel length. It was shown in section 4.3 that it is only positive leaders +starting from the top positive region of a storm cloud which have a real +chance to reach the earth. This region is twice as high as the negative +cloud bottom. Hence, the channel length of a positive descending leader is, +at least, twice as long. But the vertical positive channel transverses the +negative cloud region, delivering a very low potential U, to the earth, so it +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 203 === +Anomalously large current impulses of positive lightnings +195 +is incapable of producing a return stroke with an appreciably high current +(section 4.3.6). Only those lightnings, whose positive descending leaders +bypass the negative cloud region along a very curved path, can actually be +identified in the registrations. The statistics shows that the total length of +such a leader, including the path bendings, is 1.3-1.7 times greater than +that of a straight leader. Therefore, a positive channel length and its stroke +pulse duration appear on average to be three times greater than in a negative +leader. As for other characteristics, common positive pulses are the same as +the negative ones described above. +4.5 +Anomalously large current impulses of positive +lightnings +Anomalous impulses of a positive lightning have the duration t, M 1000 ps of +the 0.5 amplitude level and the rise time q x 100 ps. The current in some of +them is as high as 100 kA or more [l]. Although such lightnings are rare, their +effects on industrial objects are so hazardous that they should not be +underestimated. A current impulse delivers to the earth a charge +Q M 1OOC; therefore, as large a charge must be located in the cloud cell +where the lightning originated. The potential at the boundary of a charged +cloud region of radius, say, R, M 1 km is U,, M 1000 MV, with 1500 MV +at its centre. Any attempt to treat a long current impulse as return stroke +current inevitably leads to contradictions. Indeed, in order to reduce the +near-earth current by half of its maximum value for lOOOps, it would be +necessary to assume in (4.29) at - 0.7 and a = R1/2L1 = 700s-’; hence, +the average linear resistance behind the wave front of the return stroke +would be Rl M 3 . 5 ~ a/m. The total resistance of a channel of length +H = 4000m would be R1H M 14R, i.e., 40 times less than the wave +resistance. The line would seem to be discharged as an ideal line, i.e., for +20 ps instead of 1000 ps, with the velocity of an electromagnetic signal. +Excessively smooth impulses are sometimes observed in ascending +leaders. A positive impulse IM M 28 kA with t, = 800 ps was registered +during the propagation of a negative ascending leader from a 70-m tower +on the San Salvatore Mount in Switzerland [31]. This fact in itself is of +interest, but its analysis may offer an explanation of ‘anomalous’ currents +of descending positive lightnings. Note, at first, the unusual situation at +the start. Since the negative charge of the dipole is located at the cloud +bottom, the ascending leader is to be positive rather than negative. Therefore, +the dipole axis has either deviated from the normal or the bottom negative +charge was neutralized earlier by, say, an intercloud discharge. This situation +occurs rarely but it is possible. +We mentioned in section 4.1 that ascending lightnings have no return +strokes because their channels are grounded from the very beginning. +p. - +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 204 === +196 +Physical processes in a lightning discharge +However, when the ascending leader penetrates the charged cloud region +(positive, in this case), a large potential difference arises between the front +end of its grounded channel and the space around it, so the leader current +has been found from many registrations to rise to several kiloamperes. +This event seems to be triggered by the same mechanism, but its effect is +greatly enhanced by the leader hitting the very centre of a large cloud +charge of, say, Q, x 30C and radius R, M 500m, where the potential is as +high as U, M 500-800MV. At such voltages, the streamer zone and cover +appear much extended. Negative streamers develop until the average field +in their streamers drops below E, M 10 kV/cm under normal conditions (or +1.5 times less at a 5-6km height [16]). Streamers elongate very quickly +when the field is higher. Therefore, a very powerful streamer corona con- +sisting of numerous branched streamers (they are likely to originate not +only from the stem but from its numerous branches, too) will fill up a +space of size R M Uo/Es M R,. The negative charge of the streamer zone +will partly neutralize the positive charge of the cloud cell. If the streamers +have velocity U, x 106m/s, they will fill the charged cloud region for +t x Rc/vU, M +s. Since the capacitance of the leader portion inside the +cloud, CL, is comparable with that of the charged cloud region, Ccl, +a charge of opposite sign, comparable with the cloud intrinsic charge, +penetrates the cloud. The resultant effect is such that most of the cloud +charge would seem to run down to the earth with current i x Qo/t M 30 kA +for t M lop3 s. Microscopically, the cloud medium remains non-conductive, +as before. Charges do not recombine but neutralize one another on average. +The process of current organization reduces to the neutralization of the +cloud rather than leader charge. +Returning to long current impulses after the positive leader arrival at the +earth, let us imagine that the leader has been developing along a vertical line +somewhat away from the axis of a powerful cloud dipole with Q, x lOOC or +more, R, x 1 km, and U,, M 1000 MV. Suppose the leader cover has no +contact with the cloud charge boundary but is close to it. All the same, a +huge, actually induced charge comparable with Q, arises in the vicinity of +the cloud charges. Note that the arrival of a vertical positive leader does +not reveal itself in any way, since its potential is close to zero because of a +nearly complete symmetry of charges induced in the lightning channel. +Suppose now that while this leader still preserves conductivity (this +period of time is measured in dozens of milliseconds because of the current +supply of -100 A), an intercloud discharge occurs, connecting the lower +negative charge of the dipole to another positive charge. Intercloud dis- +charges have been observed to be a much more frequent phenomenon than +cloud-earth discharges. So our suggestion is not at all improbable. The +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 205 === +Stepwise behaviour of a negative leader +197 +charges of opposite signs connected by intercloud leaders will gradually +neutralize each other via the same mechanism as the one underlying an +ascending 1eader.t As the neutralization goes on, the earlier induced but +now liberated positive charge of the grounded leader will flow down to the +ground. This will occur at a lower velocity than the return stroke velocity, +in accordance with the neutralization rate of the negative cloud charge. +This is a likely explanation for long powerful current impulses in positive +lightnings. +4.6 +Stepwise behaviour of a negative leader +When discussing the negative leader in section 4.3.2, we put off the considera- +tion of its stepwise behaviour until the reader has become familiar with the +return stroke, since a similar phenomenon is the principal event occurring +in each step. It would be reasonable, at this point, to turn to the nature +and effects of the stepwise leader behaviour. But we should like to warn +the reader that there is no clear answer to the question why a negative +leader has a stepwise structure while a positive one has not. Nonetheless, +some observations of stepwise positive lightning leaders were presented in +[32]. This phenomenon has never been observed in laboratory conditions. +4.6.1 The step formation and parameters +The only thing one can rely on today in discussing the nature of leader steps is +the results of laboratory experiments with long negative sparks (section 2.7). +Natural lightning observations are not informative, except for the step +lengths Ax, x 5-100m [13,32-371 and the registrations of leader channel +flashes occurring at the step frequency. Streak photographs indicate that +only the front channel end of 1-2 steps in length shows bright flashes. But +weak flashes may appear even along a kilometre length (the vision field of +a photocamera does not always cover the whole channel). +Laboratory streak pictures show that a step originates from two second- +ary twin leaders at the front end of the streamer zone in the main negative +leader (in the Russian literature, these are termed bulk leaders). The positive +leader moves towards the main leader tip while the negative one develops +along the latter (figure 4.22). During the pause between two steps, the +secondary negative and the main leaders do not have a high velocity, but +the positive leader moves faster for two reasons. First, as the distance to +the main leader tip becomes shorter, the difference between the positive tip +t The fact that intercloud discharges do neutralize charged regions is supported by electric field +measurements, and high currents that flow through lightning channels are indicated by peals of +thunder. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 206 === +198 +Physical processes in a lightning discharge +L +4 +Figure 4.22. The potential distribution for various stages of a step formation. The main +leader potential U(x) is counted from the external potential U,: +(top) secondary leaders +1 and 2 are formed at point 3 at the streamer zone end; (centre) the tip of a positive sec- +ondary leader has reached tip 4 of the main leader, and a discharge wave has started its +travel along the secondary leader channel (dashed line); (bottom) the main leader tip +after the step formation has taken a new position, and the process is repeated. +potential U1 and the external (for the tip) potential U ( x l ) at the tip site x1 +increases (figure 4.22 (top)). Second, the streamer zone field of the main +leader, E, % 10 kV/cm, which must support the generated negative streamers, +is higher than the field E, x 5 kV/cm required for the development of positive +leaders. For this reason, the streamers generated by the secondary positive +leader tip develop in a fairly strong field, become accelerated and all reach +the main leader tip. Since the long channel of the main leader has a +capacitance greatly exceeding that of the short secondary leader, it absorbs +completely all charges carried by the positive streamers. In other words, +the secondary positive leader develops in the final jump mode. We know +from section 2.4.3 that this leads to its acceleration. The secondary negative +leader, on the contrary, develops in a decreasing field beyond the streamer +zone of the main leader, whose streamers stop in space, so it moves much +more slowly, similarly to the main leader. +When the tip of the secondary positive leader comes in contact with the +main channel, the positive leader experiences the transition to the return +stroke. Charge variation waves run along both channels, as described in +section 4.4, and their potentials tend to become equalized (figure 4.22 +(centre)). But the capacitance of the kilometre length channel is much +higher than that of the shorter secondary channel, so their fusion results in +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 207 === +Stepwise behaviour of a negative leader +199 +establishing a potential only slightly differing from the initial potential of the +main leader tip, U,. +The moment at which the potential U1 is taken off the secondary leader +channel and the latter joins the main leader, manifests the end of the step. +The main leader tip ‘jumps’ over to a new place, the one occupied previously +by the tip of the secondary negative leader, delivering to it its potential U, +(figure 4.22 (bottom)). The tremendous potential difference that arises in the +vicinity of the newly formed tip at this moment produces a flash of a powerful +negative streamer corona, which transforms to the novel streamer zone of the +main leader. Then the sequence of events is repeated. The combination of the +charge utilized for the short recharging of the secondary positive leader and +for charging the secondary negative one, plus the charge incorporated into +the new streamer zone, create the step current impulse. (Recall that there is +always a local current peak at the streamer tip or in the leader streamer +zone, related to the displacement of the charge in this region; see sections +2.2.3 and 2.3.2.) Part of the step impulse creates a current impulse in the +main channel and the other part is spent for the formation of a new cover +portion. The charge Q, pumped into the main channel can be evaluated in +terms of the mean velocity of the stepwise leader, wL M 3 x 10m/s, the +length of a step Ax, M 30m, and the current iL x lOOA averaged over the +whole duration of the process. Since the time between two steps is +At, x Ax,/wL M lop4 s, the charge is Q, M iLAt, x lop2 C. +4.6.2 Energy effects in the leader channel +The energy pumped by the charge pulse Q, into the channel can be evaluated +if the effect is assumed to be similar to that observed when the small capaci- +tance (of the secondary leader) is added parallel to the large capacitance (of +the main leader). While a common potential is being established, there is a +dissipation of energy nearly equal to the electrical energy stored by the +small capacitance at a voltage equal to the difference between the initial +capacitance voltages U, - U1, where U1 is the potential of secondary leaders. +It was pointed out in section 2.4.1 that the leader tip potential is shared +nearly equally between the streamer zone and the space in front of it. +Secondary leaders are produced at the streamer zone edge, so we have +U1 - U, M 4 (U, - U,); hence, U, - U1 = f (U, - U,,). With the accepted +average values of current i x C1 (U, - Uo)vL and of velocity wL and assuming +C1 x 10pF/m, we find U, - U, = 30MV and U, - U1 = 15MV. Thus, the +step energy is +W M Q,( U, - U1)/2 x 7.5 x lo4 J. +(4.39) +Of course, not all of this energy is released in the main channel. During the dis- +sipation of charge Q,, the channel potential rises appreciably. This leads to the +radial field enhancement and to the excitation of a streamer corona which +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 208 === +200 +Physical processes in a lightning discharge +pumps some of the charge into the leader cover. This process, the cover +ionization in particular, requires much energy. But even if the energy released +in the channel is assumed to be W M lo4 J, ths is still a very large energy. +The power required to support an average current of lOOA in remote +channel portions, where the effects of current impulses are averaged and +smeared, should be P1 M lo5 Wjm. It is removed from the channel by heat +conduction and, partly, by radiation. These parameters correspond to the +maximum channel temperature T M 10 000 K, field E x 10 Vjcm, and resis- +tance R1 M 10R/m taken for the above estimations (section 2.5.2). At this +power, the energy released between two flashes per unit channel length will +be Wl,, M 10J/m for the time At, M lOP4s. Therefore, the single pulse +energy W would be sufficient to support a channel 1 km long. In reality, a +step pulse is damped at a much shorter length. At a distance of about +1 km, the step effects are smeared and the energy released in the channel +becomes totally averaged. But at a short distance from the tip, the energy +effect of the step is very strong, as is indicated by the intensive flash. The +temperature registered in some measurements was as high as 30 000 K [35], +i.e., the same as at the wave front in a return stroke. +Let us evaluate the distance at which the energy effect of an individual +step is still essential. When a short step joins a long channel, charge Q, is +pumped into the channel for a short time. Since we are interested in distance +and time much larger than the real length and duration of a charge source, let +us assume the source to be instantaneous and point-like, as is usually done in +physics: a point charge Q, is introduced at the initial point of the line, x = 0, +at the initial moment of time t = 0. The resistance of not very short channel +fragments, Rlx, is higher than the wave resistance, so the inductance effect +will be neglected. At an average resistance of 10R/m, this distance is just +about the step length Ax,. At shorter distances, the instantaneous point +source model is invalid, since it implies an infinite initial voltage and +energy. They drop to realistic values only if the charge affects a length +exceeding Ax,, at which the source was actually placed. Therefore, with +the neglect of inductance (and the precursor), the line charging to potential +U,(x, +t ) above the background potential is described by equations (4.36). +On the assumption of R1 = const ,t they have an exact solution correspond- +ing to heat flow from an instantaneous lumped source: +I. The value of resistance RI to be taken for evaluations may be smaller than that in the leader, +having in mind a transformation of the channel due to the step current. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 209 === +Stepwise behaviour of a negative leader +20 1 +The power released by the current step per unit channel length is +described as +(4.42) +At the point x, the power reaches a maximum at moment t, = x2/6x, and +(4.43) +For the time of the pulse action, the energy released per unit length at point x +is +Q2 +W +Ax, +W, M 1; iiR, dt = 2 +x - - , +x > Ax, +(4.44) +d 1 x 2 Ax, ( x +where W is the total energy injected into the channel by the pulse, with its +upper limit given by formula (4.39). The effective duration of energy release +from a single step at point x is expressed as +X2 +Wl +N 2.2t - -. +- 2.7% +At, - +PImax +(4:45) +Consequently, the contribution of charge injection to the energy release at +a given channel site decreases in the direction of perturbation propagation as +Wl x x - ~ +and is independent of R1. The latter fact justifies the use of +R1 = const without reservations concerning the resistance variation during +the current impulse passage. The energy pulses released at point x owing to +the two subsequent steps superimpose at x > (2.7xAts)ll2; ths critical +distance follows from the condition At, +M At,. For example, at the average +resistance RI = 10 R/m, with x = 10 m /s and step frequency At, = lop4 s, +this happens at a distance x x 1.6 km in t, M AtJ2.2 M 45 ps, after the pulse +arrival here. Thus, the effects of energy release from individual steps are +detectable even along an extended lightning path, and this is the cause of +observable flashes of almost the whole channel. For a flash to arise, there is +no need for a strong energy effect. A short temperature rise of, say, above +l000K over l0000K would be sufficient for a flash to be detected by +modern photographic equipment. +The channel energy is affected by the temperature rise above the average +background, rather than by the time separation of the energy pulses between +two subsequent steps. In this respect, the impulse effect on the channel during +the wave propagation is damped at distances close to the tip. The plasma +temperature modulation determining the flash intensity at large distances is +due to the imbalance between the energy release and heat removal from +the channel during the pauses between the steps. There is no imbalance +at a large distance from the tip after the channel development has been +10 +2 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 210 === +202 +Physical processes in a lightning discharge +established. At T x 10 000 K, the losses for air plasma radiation are not par- +ticularly great but become appreciable at T M 12- 14 000 K. The Joule heat of +current is eliminated from the channel primarily by heat conduction. This +process occurs at constant (atmospheric) pressure when the energy release +is moderate, as is the case for distances of hundreds of metres from the tip. +At T M l0000K, the air heat conductivity is X x 1 . 5 ~ WjcmK and +the thermal conductivity at pressure p = 1 atm is XT = X/pcp x 180cm2/s, +where p is air density and cp is heat capacity. The average conductivity in +the channel +corresponds to a temperature lower than the maximum tem- +perature. To illustrate, at c x 10 (Cl cm)-’ corresponding to T = 8000 K, +the effective radius of a conductive channel is r M (mrR1)-”2 M 0.6cm +for R1 = 10R/m. The heat is removed from the channel for time +t N r /2xT N +s, an order of magnitude longer than the pause between +the steps. The repeated energy pulses dissipate rather slowly, and the +temperature modulation relative to its average value T M 10000K is not +large at long distances x. Indeed, the energy released in the remote channel +portions during a pause is Wla, x PlavAt, x 10 Jim at an average power +Plav M lo5 Wjm. Even if we assume that all energy of a step is released in +the channel and W/Ax, x 2500 Jim in (4.45), the excess of the pulse release +over the average heat removal, which is equal to the average energy release +Wla,, will be small at x > Ax,( Wl/Wlav)1’2 x lOAx, zz 500m. With allow- +ance for other energy expenditures, this reduction in the pulse effect will be +evident even at shorter distances. This circumstance makes the use of average +parameters reasonable in the consideration of the evolution of long stepwise +lightning leaders, ignoring the stepwise behaviour effects. In any case, labora- +tory experiments show that there is no appreciable difference between a +positive continuous and a negative stepwise spark discharge as for the +velocity, average leader current or breakdown voltage in superlong gaps. +However, even a small excess of the average temperature over its aver- +age value may be sufficient for a flash to be registered optically. As for chan- +nel portions located at a distance of one or two steps from the tip, the energy +pulses and outbursts of temperature and brightness are found to be very +strong there. A gas-dynamic expansion of the channel is also possible, as +happens in the return stroke (section 4.4), although it occurs on a smaller +scale. No doubt, a flash is also produced by a powerful impulse corona +giving rise to a new streamer zone of the elongated leader. Photographs +show that the transverse dimension of a step flash is about 10m [38]. +2 +4.7 +The subsequent components. The M-component +The processes in the lightning channel following the first component are +known as subsequent components. Of interest among these are so-called +M-components and dart leaders. In the first case, the current impulse +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 211 === +The subsequent components. The M-component +203 +registered at the earth has a very smooth front (0.1-1 ms), a similar duration +and an amplitude of several hundreds of amperes, sometimes of 1-2 kA. The +channel radiation intensity increases abruptly during the impulse, but one +can hardly identify in the photographs a structure similar to the impulse +front. The current impulse of an M-component is always registered against +the background of about 100 A continuous current of the interpulse +pause. For a dart leader to arise, this current must necessarily be cut off +[39,40]. A few microseconds after the cut-off, a short high-intensity region +- a dart leader tip - runs down to the earth along the previous channel +with a velocity of -107m/s. The contact of the dart leader with the earth +produces a return stroke with its typical characteristics but having a much +shorter impulse front than in the first component (less than 1 ps or even +0.1 ps in some impulses). It is hard to say anything definite about the lower +limit of the front duration: it is likely to lie beyond the time resolution of +the measuring equipment. +The papers published almost simultaneously [41, 421 interpret the sub- +sequent component qualitatively as representing the discharge, into the +earth, of an intercloud leader after its contact with the upper end of the preced- +ing grounded but still conductive channel. Here we describe the evolution of an +M-component in terms of a numerical simulation. +The model underlying the simulation is as follows (figure 4.23). Initially, +there is a grounded plasma channel of length HI with zero potential, which +was left behind by the preceding lightning component. At time t = 0, a leader +channel of length H2 and potential Ui joins it in the clouds (the voltage drop +from the leader current and from the intercomponent current is neglected). +The short process of the channel commutation through the streamer zone +X +Figure 4.23. The formation of a subsequent component: (a) the grounded channel of +the previous component and an intercloud leader; (b) channel charging-discharging +waves. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 212 === +204 +Physical processes in a lightning discharge +d +g +1 500 - +C +E 6 +1000- +500- +0- +of the intercloud leader is ignored. At the moment of closure, the leader +channel possesses a typical resistance RIL % 10O/m. The resistance RI, of +the previous channel depends on the duration of the intercomponent +pause. After the return stroke current impulse of the previous component +2000 +25001 +f +Figure 4.24. Simulation of the M-component on closing an intercloud leader 2 km in +length and lOMV potential on a 4-km grounded channel. The initial linear resistances +of the channels RI = 10 n/m and the steady field EL = 10 Vjcm. The waves of potential +(this page, top), current (this page, bottom), the power of Joule losses (opposite, top) +and the current impulse at the grounded end of the channel (opposite, bottom); for +comparison, the latter is also given for RI = 20 G/m and EL = 20 V/cm (curve B). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 213 === +The subsequent components. The M-component +205 +is damped, the channel resistance increases gradually due to the gas cooling. +But if the intercomponent current is comparable with the leader current, as +is usually the case by the moment the M-component arises, the increased +resistance of the grounded channel may be suggested to be limited by the +value of RI, M rlL. The reactive parameters of both lines, which are not +very sensitive to the channel plasma state, can be taken to be identical to +those of the leader: C1 M 10pF/m and L1 M 2.7 pH/m. +During the intercloud leader discharge into the earth via the preceding +channel path, the channel resistances change, as in the return stroke +14 +12 . +10 +2 8 +b7- +E +3 +g 6 +& +4 + +2 +0 +0 +800 - +< +600- +m +a, +a, +c, +E +400- +4-3 +t, +200- +i +2 +3 +4 +x, km +0 +100 200 300 400 +500 600 700 +Time, ps +Figure 4.24. Continued. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 214 === +206 +Physical processes in a lightning discharge +(section 4.4.4). Suppose that these changes follow the relaxation law expressed +by formula (4.38). This formula describes adequately the qualitative tenden- +cies; there are no quantitative results to compare them with. +This process is described by the long line equations of (4.24) with the +following initial and boundary conditions: +U(x,O) = 0 at 0 < x < H I , +at H I < x < H I + H2, +U(x,O) = U, +(4.46) +i(x, 0) = 0; +U(0, t) = 0, +i(H1 + Hz, r ) = 0. +At the site of contact of the two lines, their potentials are identical at r > 0. +After the contact of the intercloud leader with the grounded channel, current +and voltage waves start running along both lines away from the point of +contact. As a result, the grounded channel becomes charged while the +leader channel is discharged. If the initial parameters of the lines are +identical, the initial current at the point of contact is i = Ui/2Z, where Z +is the wave resistance of the lines. Rapidly attenuated precursors run in +both directions at velocities of electromagnetic signal, while the main current +and voltage waves propagate via the diffusion mechanism (figure 4.24). These +waves spread much stronger than in the return stroke, since the current and +voltage are lower here (the more so that the initial voltage amplitude is +half the value of Ui). The channel resistance decreases more slowly and the +wave fronts become smooth instead of becoming steeper. The initial voltage +Ui in the subsequent components seems to be lower on average than in +the stepwise leader of the first component because this process involves the +increasingly less mature cloud cells with lower charges. If we ignore the +weak displacement current induced by the changing charges of the recharged +channels, the current impulse at the earth can be registered only after the +diffusion wave front has reached the earth. By that moment, the wave has +become very diffuse, so the current impulse front appears to be very +smooth (figure 4.24 (bottom, page 205)).t The more or less uniform power +distribution along the channel is to look as a uniform enhancement of its +radiation intensity. The calculations of this distribution and such current +impulse characteristics as the front steepness, duration, and amplitude are +similar to their observations in M-components. A still better agreement +with the measurements can be attained by varying the parameters in the cal- +culations, primarily RLL and quasistationary field EL in fully transformed +channels. These arguments favour the above suggestions concerning the +nature of lightning M-components. +t The current impulse of a return stroke is of a different form. The current amplitude is registered +right after the short-term commutation process when the leader contacts the earth via its +reducing streamer zone, which takes a few microseconds. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 215 === +Subsequent components. The problem of a dart leader +207 +4.8 +Subsequent components. The problem of a dart leader +There is still no clear understanding of the nature of a dart leader, so we shall +discuss the scarce experimental data available and suggest a hypothesis based +on them. Then we shall consider some possible consequences of this hypoth- +esis and the difficulties that may arise. The dart leader problem remains +unsolved but it cannot be put aside because of the importance of the dart +leader process. +4.8.1 +There are no grounds to believe that the mechanism of dart leader initiation +in the clouds is essentially different from that of a M-component. Rather, +both processes result from the closure of an intercloud leader on a grounded +channel remaining after the passage of the return stroke in the previous light- +ning component. But the potential wave running along this track to the +earth, known as a dart leader, differs radically from that of an M-component. +It has a well-defined front identifiable by the intense radiation of dart leader +tip travelling to the earth with velocity ?&L N lo7 m/s, which is at least by an +order of magnitude hgher than the typical velocities of the first stepwise +leader. The ability of a dart leader to travel so fast is especially remarkable +because its potential is most likely to be lower than that of a stepwise +leader. This is indicated by the return stroke currents, which are on average +2-2.5 times lower (I, M U,/Z). The potential drop from the dart leader tip +in the previous, still untransformed channel towards the earth must occur +very quickly. This is indicated by a very fast front rise of the return current +impulse, tf. To gain the full current Z, +M U / Z , where U is the potential +carried by the dart leader, the return wave must run along a leader section +with a rising potential Sx and reach the totally charged portion of the +channel. Therefore, we have Ax N ‘U,?, and if the return wave velocity is +w, M 10’ m/s and +M 0.1 ps, the length of the region with an abrupt poten- +tial drop in the dart leader front is Sx M 10m. It is quite possible that this +value is actually smaller because the return wave cannot at first gain the +full return stroke velocity U, M lo’,/,. +On the other hand, the potential +drop region should not be shorter than Ax M vdL?f x 1 m, since the cross +section of a channel with total potential U approaches the earth at velocity +‘udL. Such a steep front of 1-10m is unattainable not only by a diffusion +wave with its potential varying along many hundreds of metres (figure +4.24) but even by an ‘ordinary’ leader of the first lightning component, in +which Ax is determined by the streamer zone length. At the moment of +contact with the earth, the latter is measured in dozens of metres at the tip +potential of 20-30MV. This is the reason why the time necessary for the +return wave current to grow to its maximum value is dozens of times +longer than that for the dart leader. +A streamer in a ‘waveguide’? +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 216 === +208 +Physical processes in a lightning discharge +It follows from the foregoing and the fact that a dart leader travels as +fast as a very fast streamer that the former has no streamer zone which +would serve as the primary prerequisite for a leader mechanism. It appears +that the dart leader, contrary to its name, is essentially not a leader, although +it has a charge cover, which it has to acquire under somewhat different +circumstances (see below). Nor does it look like a diffusion wave of the M- +type. The latter would have an order of magnitude higher velocity and a +very diffuse front. +A dart leader looks more like the oldest of the known types of propa- +gating plasma channel - a streamer, whose head represents an ionization +wave. The velocity of a dart leader is close to that of a high voltage streamer. +The principal reason for a streamer channel being non-viable in air - a rapid +loss of conductivity by the cold plasma - is very weak in this case. A dart +leader follows the track heated by the preceding component, so that the +still-hot track serves as a kind of waveguide to the leader. The high gas +temperature greatly retards electron losses. Therefore, the possibility for the +region behind the tip to be heated to arc temperatures increases considerably. +This provides a stable highly conductive state inherent in a ‘classical’ leader. +The preheated air pipe serves another, probably more important, func- +tion. Its hot and rarefied air is surrounded laterally by cold dense air, Since +the rate of ionization due to the field is described by the E / N ratio, the +radial expansion of the channel region behind the streamer tip is abruptly +retarded as compared with the forward motion of the ionization wave. So +the air mass to be heated by the current is reduced, permitting the channel +gas to be heated to a higher temperature. The cold air restricts the channel +expansion because it acts as a charge cover produced by the streamer zone +of the leader. +One should not think that the channel does not expand through the +ionization mechanism at all. This process is just much slower than the +forward motion of an ionization wave towards the earth, so most of the +Joule heat is released into the yet unexpanded channel having a smaller +radius. The radial field leads to the channel expansion only at the beginning, +as is the case with common streamers (section 2.2.2). When the radial field is +somewhat reduced, the channel becomes the source of a radial streamer +corona which does not require a high field. Radial streamers rapidly lose +their conductivity in cold air, and their immobile charges form a cover of +the type that surrounds a common leader channel. Now, though with some +delay, the mechanism of radial field attenuation and hot channel stabilization +comes into action. Thus, a dart leader, being essentially a streamer (i.e., an +ionization wave having no streamer zone in front of the tip), must possess +a charge cover, as a leader. Unlike the case with a common leader, the +cover is not inherited from a streamer zone but is formed entirely behind +the tip, which is the seat of the principal processes driving the dart leader. +(In a classical leader, the cover formation partly continues behind the tip, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 217 === +Subsequent components. The problem of a dart leader +209 +as described in section 2.2.4.) +The streamer mechanism of the dart leader development due to impact +ionization of the gas in the strong field of the tip can manifest itself only if the +conductivity in the channel of the previous component has dropped below a +critical value by the time the next lightning component is to arise. This is +unambiguously supported by the following observations. The M-component +is produced against the background of a continuous current of the inter- +pause, whereas the dart leader arises some time after this current is cut off. +As long as the medium preserves a high conductivity, the diffuse penetration +of the field and current prevents the ionization wave propagation. The diffu- +sion wave has practically no ionization due to a direct action of the low field. +The medium pre-ionization does not stimulate but rather hampers the propa- +gation of the ionization wave. The latter requires a strong field, but the high +conductivity of the medium in front of the wave leads to the field dissipation. +In order to focus the potential drop to a narrow region, one must stop the +charge flux (electric current) by concentrating charge in a narrow region to +produce a strong field. The charge flux can be ‘locked in’ only by creating +resistance to it if one places a poor conductor in front of the well-conducting +portion of the channel. +4.8.2 The non-linear diffusion wave front +At this point, we have to make a short digression to discuss the structure of +the near-front region of a diffusion potential wave. One will see later that this +is directly related to the ionization wave problem. The diffusion wave velocity +w is determined by the propagation process along the whole wave length. +Its variation along the path from the cloud to the earth is illustrated in +figure 4.24. By order of magnitude, the velocity of a non-linear wave is +U FZ x,,/-xf, where -xf is its total length from the source to the initial front +point and xav is an averaged diffusion coefficient in the transformed channel +behind the front, which better fits the final linear resistance of the channel +than to its initial resistance. If constant potential Ui is applied to the initial +channel end, the value of xav does not change much. The velocity changes +appreciably over the time, during which the wave covers a distance compar- +able with that between the cloud and the earth. But its change is relatively +small over the time the wave covers a distance of the order of its front +width where the potential U(x) rises steeply. This means that we have +U(x, t ) M U(x - wt) in the wave front, and the distributions of all parameters +along the x-axis are quasistationary in the coordinate system related to the +moving front (as in a non-linear heat wave [12]). With this circumstance in +mind, we can rewrite the potential diffusion equation (4.35) as +(4.47) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 218 === +210 +Physical processes in a lightning discharge +Taking into account E = -dU/dx = 0 and U = 0 in front of the wave at +x -+ m, the integral of this equation is +(4.48) +The familiar relation i = rv is valid at every point of the quasistationary +wave portion but not only at the site of the current cut-off in front of the +streamer or leader tip. +The energy W1 per unit length of the quasistationary channel is +described as +(4.49) +and is expressed directly through the local potential. Indeed, reducing the +rank of the set of equations (4.48) and (4.49) by dividing them by one +another, we find +w, - w,o = c1u2/2 +(4.50) +where Wlo is the initial energy in the channel far out the wave front. Thus the +statement repeatedly used in evaluations that the energy dissipated in the +channel is of the same order as that stored in its capacitance is valid exactly +in the stationary case.t +We shall consider moderate waves, when the gas is heated at constant +pressure, and the Joule heat is released at constant mass m = r r 2 p = mopo +per unit channel length (yo and p are the initial radius and gas density in +front of the wave). Then we have W1 = mh, where h is the specific gas +enthalpy. Assume for simplicity that thermodynamically equilibrium ioniza- +tion is established at every point of the wave, so that conductivity 0 and +x = ma(pC1)-’ are the functions of temperature T or h(T). Then x is +unambiguously related to U through formula (4.50).$ With (4.48)-(4.50), +finding the distributions along the wave reduces to the quadrature +2 +wlo +(4.51) +1- += -2vx. +U = [ +cl ] +. +ho=-. m +2m(h - h,) +1’2 +Let us calculate the integral by approximating the relationship x E o / p +by the power function x = Ahn in the temperature range typical of the wave. +The coordinate origin x = 0 is taken at an arbitrary point of the wave front +t This is quite natural because under the problem conditions the channel is not created anew but +exists from the very beginning with its linear capacitance C,. Then every channel portion is +charged as lumped capacitance (cf. the comment on formula (2.17) in section 2.2.4). +$In sections 4.7 and 4.4, the quantity x was related to electrical parameters through relation +(4.38) which refers to strong waves with a high energy release. If desired, one can use this relation +after substituting aG/ar by -U dC/dx and doing the above operations. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 219 === +Subsequent components. The problem of a dart leader +21 1 +start, in front of which (x > 0) the channel transforms very slightly, so that x +increases slightly, followed by (x < 0) where it changes noticeably. The +parameters of the initial front point will be marked by the subindex 1, assum- +ing for definiteness x1 = 2x0, where xo corresponds to the initial channel +conductivity. Then we have hl - ho = Sho, where S = 2l/" - 1. An exponen- +tially damping tail of the electric field and current extends forward along the +wave where the diffusion is 'linear': +Within the front, where h exceeds ho considerably or, asymptotically at +x + -CO, we have +By matching the approximate solutions asymptotically valid at x + +x and +x -+ -CO, the parameters of the front start and the matching point coordi- +nate x1 can be found as +Ax +2nxl ' +2n +x1 = -. +(4.54) +U1 [($)r5(9)1'n]1'2, +El =- U1 +This point is closer to the a priori position of the front start x = 0 than Ax, +which justifies the approximations. +Let us illustrate this situation numerically with reference to the conditions +typical of the M-component (figure 4.25). Suppose the diffusion wave has +velocity v = 10' mjs running along a channel with the initial radius ro = 1 cm, +temperature To = 5900 K (h, = 14.8 kJ/g) and po = 5 x lop5 g/cm3 which +is by a factor of 25 less than the normal; m = 1.54 x 10-4g/cm; +ne +1 . 8 ~ +10'4cm-3, the initial linear resistance R1 = 10R/m, xo = 10 m /s +and C1 = 10pF/m. For the temperature range T x 6-10000K in air at +1 atm, we have a l p = 17h3 (where .[(a +a cm)-'], p[g/cm3], and h[kJ/g]). +Hence, A = 2.7 x lo6 (m*/~)(kJ/g)-~ +and S = 0.25. From formulas (4.51)- +(4.53), we find for the initial front point U1 = 3.5 MV, El = 2.2 kV/cm, and +10 +2 +x, 0 A x +Figure 4.25. Schematic diagram of the nonlinear diffusion wave front. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 220 === +212 +Physical processes in a lightning discharge +the effective field length before the wave front Ax = 100m. The point behind +the wave with U = lOMV (h M 50 kJ/g, T M 100OOK) lies at a distance +x = 500m from the front. There, x M 3x10" m2/s, the resistance is by a +factor of 30 lower than before the front, and the field drops to 33 V/cm. The +field maximum lies near the initial front point. The qualitative picture presented +in figure 4.25 agrees with the numerical results of figure 4.24(a). +4.8.3 +The possibility of diffusion-to-ionization wave transformation +Let us define the conditions, under which a diffusion wave can transform to +an ionization wave which is supposed to be a dart leader. Consider a simple +situation. It is suggested that potential U, is applied to the upper end of a +grounded conductive channel of the previous lightning component. It +begins to diffuse into the channel. It is assumed that there is no transfor- +mation and the initial conductivity corresponding to the diffusion coefficient +xo is preserved. The diffusion is 'linear' in this case. The potential and field +vary as +E = iR1 = +exp (- A). +(..xot) lI2 +4x0 t +(4.55) +At every point x, the field first rises with time but then falls after the +maximum E,, += 2(7re)-li2U,/x at moment t = x2/2x0. The point E,, +moves at velocity wg = xo/x, and the potential at this point is U, = 0.33U1. +An ionization wave can be formed if the maximum field is sufficiently +high and exceeds a certain critical value E,. The ionization wave is assumed +to propagate at velocity w, supposed to be equal to that of a dart leader. Since +E,, +N x-l N tC1I2, the ionization wave could principally arise at earlier +times when E,, +> E,, but if its velocity is U, < wg, is immediately overcome +by a diffusion wave. This will not happen if wg drops below U, while E,, +is +still higher than E,, i.e., if the conditions vs 3 wg, E,, +2 E, are fulfilled +together. For this to happen, the diffusion coefficient must be smaller and +the linear channel resistance larger: +(4.56) +For this, the gas temperature in the initial channel should not be high. On +the other hand, for the 'waveguide' properties to manifest themselves, the +temperature must be as high as possible to make the air rarefied. Because +of the very sharp temperature dependence of conductivity (when it is +low), these conditions are met only in a very short temperature range, +T M 3000-4000K, where the air density is by a factor of 10-15 lower than +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 221 === +Subsequent components. The problem of a dart leader +213 +normal. For the estimations, we take Ei = 3 kV/cm corresponding to a field +characteristic of initial air ionization, 30-40 kV/cm under normal conditions. +Suppose w, = 107m/s, Ui = 5MV (such potential usually provides current +IM M lOkA for the next component at 2 = 500R during the return stroke), +and C1 = 10pFjm. We find xOcr x l.lx10sm2/s and Rlcr = 880R/m. The +resistance is two orders of magnitude higher than that supposed to +precede the M-component. For this reason, a dart leader can appear only +after the current cut-off during the interpause and a partial cooling of the +channel. +In reality, the channel undergoes transformation due to the diffusion +wave, its conductivity rises, and the field dissipates faster than what is +expected from the second formula of (4.55). To provide for the critical con- +ditions, the initial conductivity may seem to be lower than the estimated +value. So we should consider the other extremal case when the diffusion +wave heats a limited amount of air and an equilibrium ionization is estab- +lished. The diffusion wave is now non-linear. Its maximum field is near the +initial point of the wave front, and one should use, instead of (4.56), the last +relation of (4.52) similar to it with El = Ei. One should keep in mind that of +interest are the temperatures 3000-6000K, at which 0 varies with T much +more strongly: a l p M 1.8 x 10-6h9 (the dimensionalities are the same as in +the illustration of section 4.8.2). Now we have n = 9; at U, = 107m/s and +channel radius yo = 1 cm, we have U1 = 1.2MV, xo = 4x lo7 m2/s, and +RI, M 2500 a/m. The field extends before the wave front only for Ax = 4m. +The electron density in the initial channel under critical conditions is +ne x 6x 10l2 ~ m - ~ , +corresponding to its temperature 4000 K. +4.8.4 +The ionization wave in a conductive medium +The values obtained in section 4.8.3 on two extremal assumptions do not +differ much and seem to be reasonable. The problem of the conditions +necessary for a dart leader to arise may seem to have been solved. This +optimism will, however, disappear as soon as one evaluates the parameters +of an ionization wave when it propagates through a medium with critical +conductivity. +Consider a wave in the front-related coordinate system, as was done in +section 4.8.2. The equation for field (4.48) will be supplemented by an ioniza- +tion kinetics equation written directly for x because x N CT N ne: +vj = N f ( E / N ) . +dX +-U- += uix, +dx +(4.57) +This equation describes a new law for the channel transformation. Owing to +(4.48), the ionization frequency 4 turns to the potential function. Then, by +dividing (4.48) and (4.57), the problem is reduced to the equation for x( U ) +and the quadrature, as in section 4.8.2. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 222 === +214 +Physical processes in a lightning discharge +To advance further, one should choose the functionf(E/N) in a way +suitable for integration.1 But difficulties and doubts arise immediately +here. The approximation of vi by the power function vi = bEk, as in the +streamer theory when this approximation with k = 2.5 provided fairly +good results, does not work in this case. The ionization wave propagating +through a conductive medium appears absolutely diffuse, as in any other +channel transformation law: (4.38) or on the assumption of equilibrium +ionization (section 4.8.2). Let us impart a threshold nature to the function +vi(E) in a simple way - 4 = 0 at E < E* and 4 = const at E > E*. This is +what was done by the authors of [43] when solving a similar problem for +the laboratory ionization wave in a tube. The integration of (4.48) and +(4.57) by the above method yields the following result. The change in the +electron density and x in the ionization wave is defined by the ratio of +potentials U2 and U1 at the points of ionization outset and onset, where +E = E*. A potential 'tongue' of effective length Ax = xo/u extends in front +of the ionization wave, as in other diffusion modes. The potential at the +front is U1 = E*Ax. The parameter ratios at the wave boundaries are +(4.58) +This relation can be regarded as the dependence of the wave velocity on an +'external potential' U2 applied to its back. On the other hand, the velocity +is expressed by a formula similar to (2.2) for the streamer: +where Axi is the extension of the ionization region from the initial to the final +point of the wave. For a wave to survive, its parameters must meet the last +inequality of (4.59). Otherwise, the field within the wave will be unable to +exceed E*, so no ionization will occur. +The capabilities of an ionization wave are limited, and this limit increases +with increasing initial conductivity of the medium. For example, if the initial +parameters ne0 M lOl2cmP3 and x0 x 107m2/s were even lower than the +critical values found in section 4.8.3 and if the threshold field was 3 kV/cm, +it would be necessary to have the ionization frequency 4 = 2.1 x lo6 s-' +and potential U2 = 300MV in order to increase ne and x by three orders of +magnitude (Ax = 1 m, U1 = 0.3 MV) and U2 = 30 MV by two orders. The +wave width in t h s case is Axi E 22m, i.e., it is very extended. Only when +t Sometimes, it seems better to describe vi the function of E and, on the contrary, to remove U +from (4.48) +and (4.57). Instead of (4.48), we then get +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 223 === +Subsequent components. The problem of a dart leader +215 +the initial conductivity is still an order of magnitude lower (nCo = 10" cmP3, +xo = lo6 m2/s, and R = lo5 fl/m), the wave width begins to approach what +would be desired for a dart leader. In the same medium at the same U +and E*, the parameters necessary for the ratio x2/x0 = lo3 would be +vi = 1 . 4 ~ +lo7 sP1, U2 = 30 MV, Ax = 10 cm, Axi = 5 m, and U , = 30 kV. +A still narrower region of the potential rise would be obtained at a still +lower initial conductivity. But then we approach the applicability limits of +the basic concepts of the theory of perturbation propagation in a conductive +medium and of the long line theory, and we are probably coming closer to the +understanding of criteria for the dart leader production. +4.8.5 The dart leader as a streamer in a 'nonconductive waveguide' +The diffusion mechanism of field evolution in a channel, or in a long line, is +incompatible with abrupt potential changes and, hence, with strong fields. If +abrupt changes do arise, they are rapidly smeared by diffusion. We believe +for this reason that neither a narrow ionization wave nor a dart leader can +be formed in a well-conducting channel. To find the conditions, in which a +very strong field can be induced, we should remind ourselves of the prerequi- +sites for the long line equations. +The electrostatics equation for cylindrical geometry has the form: +-+--rE +dEx +1 d +-- +P +r - +dx +r dr +EO +(4.60) +where p is space charge density. By integrating, in the cross section, a conduc- +tor of radius ro and neglecting the dependence of the longitudinal field E, on +r, we obtain +7- , +r = 1; 27rrpdr +m-0 - ++ 27rroEr, = - +2 8Ex +dX +EO +(4.61) +where Er0 is the radial field on the surface of a conductor of length I >> yo: +(4.62) +If the longitudinal field varies along the channel so slowly that the axial diver- +gence can be neglected (the characteristic length for the variation of E, is +Ax >> ro), we arrive at one of the basic conceptions of the long line theory, +~ ( x ) += C1 U(x), whose implication is the potential diffusion mechanism. It +is suggested implicitly that the resistance varies very slowly along the +channel, so this variation cannot be an obstacle to a charge flux, making +the flux velocity decrease abruptly and create a space charge due to its +local accumulation (a long line has no 'jams'). +However, space charge does accumulate at a sharp boundary between a +poorly- and a well-conducting channel portion. A charged tip is formed at +the end of an ideal (or non-ideal) conductor, the potential in front of it +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 224 === +216 +Physical processes in a lightning discharge +drops abruptly, at distances about equal to ro, inducing there a strong field +capable of sustaining an ionization wave. This is what happens in a +common streamer in a non-conductive medium. It is then clear what is +necessary to support a sharp potential drop at the ionization wave front for +a long time. The conductivity along the perspective trajectory must drop to +a value low enough for the diffusion field tongue to be unable to smear the +sharp potential drop. Therefore, the tongue length must become comparable +with the channel radius Ax x xo/v N yo. Because of the strong temperature +dependence of the degree of equilibrium ionization in air at low temperatures, +a drop to T x 3000K would be sufficient. The equilibrium electron density +established for the long zero-current pause will be neo - 10'o-lO1l cmP3; +hence, Rlo - 105-1060jm, and xo - 106-105m2/s. But the air density in +the cooled channel of the previous component at T x 3000K is by an order +of magnitude lower than that of cold air, so that the conductivity drop will +not interfere with the 'waveguide' properties of the track. +The velocity of a dart leader as an ionization wave is defined, in order +of magnitude, by the same formula (2.2) as the streamer velocity. But the +'pre-ionization' in this case (nee - 10'o-lO'l cmP3) is considerable, and a +much smaller number of electron generations (1n(ne2/neo) x 5 ) is to be +produced in the wave. With the account of the similarity law for vi at +an order of magnitude lower gas density, the ionization frequency is +vi - 10" sC1 and ro - 1 cm; then we obtain a correct order of the velocity +U = qro/ In(ne2/ne0) - io7 mjs. +One cannot say that all the details of the dart leader behaviour have been +clarified by the above considerations. For the dart leader channel to be well +conductive, the electron density in it must be at least 5-6 orders of magnitude +higher than the initial value for the track. But the capabilities of the ioniza- +tion wave to produce more electrons are limited. The maximum conductivity +of an ionization wave propagating through a non-conductive medium is +defined, in order of magnitude, by the relation ~ +F +~ +~ +~ +/ +E +~ + +- vi (section 2.2.2), +because the space charge of the streamer tip, providing a strong ionization +field is dissipated with the Maxwellian time TM = Eo/cF.t After the wave +t It also determines the rate at which the linear charge T = C1 U is established, if it is, in the +channel. Let us integrate the relation for charge conservation in the conductor cross section. +Neglecting, for simplicity, the variation in 0 along the channel length, we obtain +Using (4.61) and (4.62), we arrive at a refined equation for the relation between T and U: +The postulate of the long line theory, T = C, U, is valid if the changes in the system, which also +define ~ ( t ) , +occur slower than with T , ~ += co/u. When applied to the wave front moving at +velocity U in a line with conductivity uo, this happens at 00 >> uio/ro and xo >> vr0. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 225 === +Experimental checkup of subsequent component theory +217 +has passed, the channel still needs to be heated and ionized, but both pro- +cesses are to occur in a moderate electric field, as in a classical leader channel. +Besides, this must take place before a strong radial field makes the channel +expand beyond the hot gas tube, or if it has already become enveloped by +a stabilizing charge cover (section 4.8.1). +There are still many questions about the processes in a dart leader that +remain to be answered; the development of its quantitative theory is also a +task of further research. +To conclude, it is worth noting some specific features of a current +impulse in the return stroke of subsequent components. Generally, the +impulse duration is related to the time it takes the return stroke to run +along the whole channel. For the subsequent components, this time must +be longer than for the first component due to the attached intercloud +leader. But the impulse duration in the subsequent components is about +twice as short, although the return wave velocities are generally the same. +The reason for this difference is likely to be the absence of branches in a +dart leader. It is quite possible that the relatively slow process of their re- +charging elongates the current impulse tail of the first component. The +impulses of the subsequent components do not reverse the sign, similarly +to those of the first one. In the absence of branches, the action of the reflected +wave can no longer be screened by the randomly reflected waves of the +numerous branches (section 4.4.5). The hypothesis of ‘white noise’ should, +probably, be discarded as being inadequate. This problem, like the others +above, awaits its solution. +4.9 +Experimental checkup of subsequent component theory +The theoretical treatment of processes occurring in the channel of the +previous component has been reduced to the various wave propagation +modes - the diffusion mode in the M-component and the ionization wave +mode in the dart leader. The former has a strongly elongated front with a +slowly varying potential, and the latter must possess a tip with a concentrated +charge, producing an abrupt potential change. Indirect evidence for the +significant difference in the field distribution is the registrations of current +impulses at the earth. The impulse front durations are found to differ by +2-4 orders of magnitude between an M-component and a dart leader. +There is a possibility for a direct experimental evaluation of the potential +distribution in a wave approaching the earth. This can be done by measuring +the electric field gain at the earth during the wave motion. If the potential +slowly rises along the whole wave length, as in an M-component (figure +4.24(a)), the distributions of the potential and linear charge from the initial +front point, located at height h, to the cloud can be considered to be +linear, ~ ( x ) += a,(x - h) (x is counted from the earth and x 2 h). For the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 226 === +218 +Physical processes in a lightning discharge +field at distance r from a vertical channel. we find +- +H - h ] +(4.63) +aq [ lnH + (H2 + r 2 y 2 +AE(r) = - +27rEO +h + (h2 + r2)1'2 +(H2 + r2)1/2 +where H is the height of the grounded channel. If H is, at least, several times +larger than r, the dependence of field AE on the distance between the +registration point and the channel line will be only logarithmic. The same +is true of the front duration of a field pulse. +The situation must be quite different for a dart leader with the abrupt +potential drop at the wave front, since the first approximation in the field +calculation may assume a uniform potential along the channel and +~(x) += const at x > h. This gives formulae (3.6) and (3.7), which yield the +maximum value AE,,,(r) +N r-'. Such a large difference in the field variation +is easily detectable experimentally, especially if we remember that it concerns +not only the field pulse amplitude but also its front rise time. To see that this +is so, it is sufficient to introduce into (4.63) and (3.6) the h-coordinate for the +wave front, expressed through the respective velocities: h = H - ut. +Triggered lightning is a perfect source for such measurements. A triggered +lightning is initiated by launching a small rocket raising a very thin wire which +evaporates during the development of the first component. The point of +contact of the lightning with the earth is strictly defined, so it is easy to +position current detectors at the necessary distances. Besides, the channel at +the earth follows the wire track and is strictly vertical, as is implied in +the numerical formulae. Such measurements have been partly made [44-451. +In section 3.5, we discussed the measurements of field AE at distances +r1 = 30m and r2 = 500m from the channel during the dart leader develop- +ment. These measurements were not synchronized. However, the ratio +AE(30)/AE(500) = 17.4 for approximately equal currents is nearly the +same as r2/r1 = 16.7. +The field measurements for M-components have been reported only for +r = 30m [42]. The oscillogram of AE(t) is accompanied by a simultaneous +registration of a current impulse with the amplitude of 800A and the front +rise time -100 ps. The duration of the impulse front A E is approximately +the same, but the field reaches its maximum of 1350 V/m earlier, when the +current has reached half of its maximum amplitude (until the potential +wave arrives, the current at the earth is zero, whereas the field begins to +rise since its start). Figure 4.26 shows the calculated functions i(t) and +AE(t) at the observation points with r = 30m and 500m. The long line +model described in section 4.7.1 was used with the same C1 = 10pF/m, +L1 = 2.7 pH/m, and RI (0) = 10 njm. The length of the grounded channel +was 4000m and that of the intercloud leader contacting it was 2000m. The +experimentally observed current of 800 A was reproduced in the calculation +at the leader potential U, = 9.7MV. Under these conditions, the field +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 227 === +References +219 +Figure 4.26. Calculated variations of the electric field at the earth’s surface due to the +M-component under the conditions of figure 4.24. The dashed curve shows the +current impulse I . +amplitude of 1500 V/m at the point r = 30 m is close to the measured value. It +follows from figure 4.26 that the temporal parameters of the current impulse +are also consistent with the measurements. At the point r = 500m, the +calculated field amplitude is a factor of three smaller and the time for the +maximum amplitude is nearly the same as for r = 30m. Both parameters +would differ by an order of magnitude in a dart leader with this increase in +r. Therefore, the diffusion model of the M-component reproduces fairly +well the available observations. It would, certainly, be most desirable to +make simultaneous field registrations at different distances from a grounded +lightning channel. +References +[l] Berger K, Anderson R B and Kroninger H 1975 Electra 41 23 +[2] Idone V P and Orville R E 1985 J. Geophys. Res. 90 6159 +[3] Antsurov K V, Vereschagin I P, Makalsky L M et a1 1992 Proc. 9th Intern. Con$ +on Atmosph. Electricity 1 (St Peterburg: A I Voeikov Main Geophys. Observ.) +360 +[4] Vereschagin I P, Koshelev M A, Makalsky L M and Sysoev V S 1989 Izvestiya. +Akad. Nauk SSSR, Energetika i transport 4 100 +[5] Simpson G C and Robinson G D 1941 Proc. R. Soc. London A 117 281 +[6] Kasemir H W 1960 J. Geophys. Res. 65 1873 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 228 === +220 +Physical processes in a lightning discharge +[7] Gorin B N and Shkilev A V 1976 Elektrichestvo 6 31 +[8] Proctor D A 1971 J. Geophys. Res. 76 1078 +[9] Mazur V, Gerlach J C and Rust W D 1984 Geophys. Res. Lett. 11 61 +[lo] Mazur V, Rust W D and Gerlach J C 1986 J. Geophys. Res. 91 8690 +[ll] Raizer Yu P 1991 Gas Discharge Physics (Berlin: Springer) p 449 +[12] Zel’dovich Ya B and Raizer Yu P 1968 Physics of Shock Waves and High- +Temperature Hydrodynamic Phenomena (New York: Academic Press) p 916 +[13] Schonland B 1956 The Lightning Discharge. Handbuch der Physik 22 (Berlin: +Springer) 576 +[14] Orvill R E 1999 J. Geophys. Res. 104 +[15] Gorin B N and Shkilev A V 1974 Elektrichestvo 2 29 +[16] Bazelyan E M and Raizer Yu P 1997 Spark Discharge (Boca Raton: CRC Press) +[17] Abramson I S, Gegechkori N M, Drabkina S I and Mandel’shtam S L 1947 Zh. +[18] Drabkina S I 1951 Zh. Eksper. i Teor. Fiz. 21 473 +[19] Dolgov G G and Mandel’shtam S L 1953 Zh. Eksper. i Teor. Fiz. 24 691 +[20] Braginsky S N 1958 Soviet Phys. JETP 7 (Eng. Trans.) 1068 +[21] Zhivyuk Yu N and Mandel’shtam S L 1961 Soviet Phys. JETP 13 (Eng. Trans.) +[22] Plooster M N 1971 Phys. Fluids 14 2111 and 2124 +[23] Paxton A N, Gardner R L and Baker L 1986 Phys. Fluids 29 2736 +[24] Sneider M N 1997 Unpublished report +[25] Gorin B N and Markin V I 1975 in Research of Lightning and High-Voltage +Discharge (Moscow: Krzhizhanovsky Power Engineering Inst.) p 114 (in +Russian) +[26] Bazelyan E M, Gorin B N and Levitov V I 1978 Physical and Engineering +Fundamentals of Lightning Protection (Leningrad: Gidrometeoizdat) p 223 (in +Russian) +p 294 +Eksper. i Teor. Fiz. 17 862 +338 +[27] Gorin B N 1985 Elektrichestvo 4 10 +[28] Gorin B N 1992 Proc. 9th Intern. Conf. on Atmosph. Electricity 1 (St Peterburg: +[29] Jordan D M and Uman M A 1983 J. Geophys. Res. 88 6555 +[30] Rakov V A and Uman M A 1998 IEEE Trans. on E M Compatibility 40 403 +[31] Berger K 1977 in Lightning, vol. 1, Physics Lightning (R Golde (ed) New York: +[32] Berger K and Vogrlsanger E 1966 Bull. SEV 57(13) 1 +[33] Schonland B, Malan D and Collens H 1935 Proc. Roy. Soc. London Ser A 152 +[34] Schonland B, Malan D and Collens H 1938 Proc. Roy. Soc. London Ser A 168 +[35] Orvill R E 1968 J. Geophys. Res. 73 6999 +[36] Orvill R E and Idone V P 1982 J. Geophys. Res. 87 11 177 +[37] Krider E P 1974 J. Geophys. Res. 79 4542 +[38] Uman M A 1969 Lightning (New York: McGraw Book Company) p 300 +[39] Fisher R G, Rakov V A, Uman M A et a1 1993 J. Geophys. Res. 98 22887 +[40] Fisher R G, Rakov V A, Uman M A et a1 1992 Proc. 9th Intern. Con$ on Atmosph. +Electricity 3 (St Petersburg: A I Voeikov Main Geophys. Observ.) p 873 +A I Voeikov Main Geophys. Observ.) 206 +Academic Press) p 119 +595 +455 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 229 === +References +22 1 +[41] Bazelyan E M 1995 Fiz. Plazmy 21 497 (Engl. transl.: 1995 Plasma Phys. Rep. 21 +[42] Rakov V A, Thottappillil R and Uman M A 1995 J. Geophys. Res. 100 25701 +[43] Sinkevich 0 A and Gerasimov D N 1999 Fiz. Plazmy 25 376 (Engl. transl.: 1999 +[44] Rubinstein M, Rachidi F, Uman M A et a1 1995 J. Geophys. Res. 100 8863 +[45] Rakov V A, Uman M A, Rambo K J et a1 1998 J. Geophys. Res. 103 14117 +470) +Plasma Phys. Rep. 25 339) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 230 === +Chapter 5 +Lightning attraction by objects +In this chapter, we shall describe the way a lightning channel chooses a point +to strike (a terrestrial or a flying body). This is the principal issue for lightning +protection technology. In any case, a direct stroke is more hazardous than a +remote lightning effect via the electromagnetic field or shock wave in the air. +Historically, direct lightning strokes were observed earlier than indirect ones, +and the first research into lightning protection problems was associated with +direct strokes. +Everyday experience and scientific observations, including those made +as far back as the 18th century, indicate that lightning most often strikes +individual structures elevated above the earth. These may be towers, +churches, houses on high open hills, and just high trees. Today, this list is +much longer and includes power transmission lines, transmitting and +receiving antennas, and the like. The experience in maintaining such +structures indicates that the frequency of strokes increases with the +object’s height. This observation was used as a basis for the most common +lightning protection techniques. A grounded rod higher than the object to +be protected - a lightning rod - put up in the vicinity of the object is +supposed to attract most strokes, thus protecting the object. The underlying +principle of this approach has not changed since the first lightning rod was +constructed two and a half centuries ago. What has changed is the require- +ment for the protection reliability, which have become extremely stringent. +For this reason, the specialists have to deal with exceptions rather than the +rules, focusing on the rare cases of lightning breakthroughs to the object +being protected, because they lead to emergencies and sometimes to +catastrophes. +The study of lightning attraction mechanisms is extremely time- +consuming and expensive. Even a simple measurement of the number of +lightning strokes at objects of various heights is very hard to arrange. +Most apartment houses and industrial premises in Europe are less than +222 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 231 === +The equidistance principle +223 +50m high. On the average, a lightning strokes a 50m building once in five +years. Every kilometre of a power transmission line 30m high attracts +approximately one lightning discharge per year. Long-term observations of +a large number of buildings and multi-kilometre transmission lines are +necessary to accumulate a representative statistics. The difficulties increase +many-fold when one needs to extract information on the protection reliabil- +ity from the observational statistics. To illustrate, 10-20 years of continuous +observations of a 50 m building would be required to obtain information on +the lightning discharge frequency, and at least 1000 years would be necessary +to check whether its lightning rod can really provide a ‘99% protection’ +promised by the rod producers. +In a situation like this, one has to resort to theoretical evaluations, +and this is one reason why lightning attraction theory has been the focal +point of research for many lightning specialists. Here, as in many other +lightning problems, there is an acute lack of factual data. The available +evidence obtained from laboratory investigations on long sparks does not +always provide an unambiguous interpretation, and this makes one treat +with caution many, even generally accepted, concepts. We shall focus on +the most advanced approaches, discussing, where necessary, alternative +hypotheses. +5.1 The equidistance principle +This approach is oldest and clearly correct in its theoretical formulation. +Suppose that an object of small area and height h is located on a flat earth’s +surface (it is a rod electrode in laboratory simulations). Let us assume further +that a lightning channel is shifted from it horizontally at a distance r, and the +channel tip is at an altitude Ho (figure 5.1). In order to predict whether +the lightning will strike the object or the earth, we shall take into account +the breakdown voltage measurements of long air gaps with a sharply non- +uniform electric field. They show that the longer the gap, the higher the +average voltage required for its breakdown and the longer the time necessary +for the discharge formation. This means that the shortest gap has the best +chance to experience a breakdown, provided that the same voltage is applied +simultaneously to several gaps. Let us keep in mind that the distance from the +lightning tip to the object, [(Ho - h)’ + r2I1/’, is shorter than that to the +earth’s surface Ho at +The distance Re, is known as the equivalent attraction radius for an object of +height h. It indicates the surface area, from which lightning discharges that +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 232 === +224 +Lightning attraction by objects +Figure 5.1. Estimating the equivalent attraction radius. +have descended to the altitude Ho are attracted by the object. For a compact +object of small cross section, this is a circle of area Seq M T R ; ~ ; +for an +extended object of length L >> h and width b << h (e.g., a power transmission +line), this is a stripe of area Seq x 2ReqL. The average number of strokes per +storm season is evaluated from Seq as +NI = nlSeq +(5.4 +where nl is the year density of lightning discharges into the earth at the +object’s site. Global and regional maps of storm intensity are made from +meteorological survey data [l, 21. The n1 data are usually given per 1 km2 +per year. Quite often, the maps indicate the number of storm days or +hours, together with empirical formulae to relate this parameter to nl. +The equidistance principle, simple and clear as it may seem, is of little +use, because one can employ formulas (5.1) and (5.2) to advantage only if +one knows the altitude Ho (the attraction altitude), at which a descending +lightning leader begins to show its preference and selects the point to +strike. The condition of the earth’s surface and the objects located on it +cannot influence the lightning behaviour high up in the clouds. A lightning +develops by changing its path randomly. As it approaches the earth, the +field perturbation by charges induced by terrestrial objects become +increasingly comparable with random field fluctuations. Eventually, the +perturbation begins to play the dominant role, determining the channel +path more or less rigorously. The average altitude Ho at which this happens +is known as the attraction altitude. +It is unlikely that the altitude Ho should be determined only by the +terrestrial object’s height h. It must also depend on the leader field varying +statistically with the lightning due to the variations in the storm cloud +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 233 === +The equidistance principle +225 +charge, the starting point of the descending leader, its path, number of +branches, etc. This diversity of lightning conditions is uncontrollable. The +only parameter that can, to some extent, depend on observations is the +attraction altitude averaged over all descending discharges. It deserves +attention because the averaging will require only the statistics of descending +lightnings which have struck objects of various heights. These statistics +cannot be said to be reliable but it provides some factual information +important for lightning protection practice. +Before we use the stroke statistics in a theoretical treatment, we think it +worthwhile defining the range of object heights. Unfortunately, one has to +discard the stroke data concerning high constructions. Ascending discharges +become dominant at heights h > 150m. Data on such strokes cannot be +included in the statistics without reservations, even though they were +obtained from well-arranged observations, in which every discharge was +identified unambiguously. The point is that ascending lightnings partly +discharge the clouds, reducing the number of descending discharges. This +interference into the storm cloud activity is so appreciable that a further +increase of h above 200 m does not practically change the stroke frequency +of an object by descending lightnings. Of little use are the data on low +structures (10-15m). The number of strokes in this case is greatly affected +by the nearest neighbours and the local topography. Account should be +taken of the statistics for low buildings, but such observations are scarce. +The overall data have a too large spread. +The authors of [3] selected the most reliable data and, by averaging +many observations, derived the relationship between the number of descend- +ing strokes and the terrestrial object height. Figure 5.2 shows individual +representative values to demonstrate the data spread. All of the results are +normalized to the intensity of the storm cloud activity, which is 25 storm +days per year. In the range h 9 150 m considered, we can admit, with some +reservations, the existence of a quadratic height dependence of the number +of lightning strokes for concentrated objects and a linear dependence for +extended ones. Both dependencies mean Re,/h +Figure 5.2 shows that the expression Re, = 3h, sometimes used for +rough estimations of the expected number of strokes, agrees fairly well +with the averaged values of Re, derived from observations. The substitution +of Re, = 3h into (5.1) yields for the average attraction altitude for descending +leaders +const. +Ho = 5h. +(5.3) +This does not seem to be a large height. A lightning is insensitive to the +earth’s surface along most of its path and it is only its last 50-500m which +are predetermined. Below, we shall discuss the mechanism of the more or +less rigid determination of the leader behaviour by a particular site on the +earth (section 5.6). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 234 === +226 +Lightning attraction by objects +0. +Figure 5.2. The average number of strokes per year for compact (top) and extended +(bottom) objects of height h. The dashed curves bound spread zones in observation +data. Solid curves are plotted using the equivalent attraction radius. +5.2 +The electrogeometric method +Popular among some lightning specialists, this method of calculating the +number of lightning discharges into a grounded structure [4-81 should be +considered as a modification of the equidistance principle. The main +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 235 === +The electrogeometric method +227 +Figure 5.3. Lightning capture regions. +calculation parameter in this method is the striking distance r,. Surfaces +located at a distance r, from the upper points of a structure (roof), the +adjacent buildings, and from the earth’s surface define by means of their +interception lines the lightning capture regions (figure 5.3). +The further path of a lightning channel which has reached the capture +region is considered unambiguously predetermined. The leader will move +to the object (or to the earth), whose capture surface it has intercepted. +With these initial assumptions, the calculation of the number of strokes NI +reduces to geometrical constructions, since the lightning density nl at an +altitude z > h + r, is considered to be uniform, and the value of NI can be +calculated if one knows the area S, of the capture surface projection on to +the earth’s plane, NI = ytlSs. +The long history of the electrogeometric method has witnessed only one +improvement - that of the selection principles concerning the striking +distance r, [l, 31. Discarding inessential details, the quantity Y, is found from +an average electric field E, between the object’s top (or the earth’s surface) +and the lightning leader tip which has reached the capture region. Usually, +the values of E, were taken to be equal to the average breakdown strengths +of the longest laboratory gaps. As the laboratory study of increasingly longer +sparks progressed, the values of E, introduced into the calculation method +decreased from 6 to 2 kV/cm, entailing larger striking distances. In this +approach, the parameter r, is independent of the grounded object’s height +but is sensitive to the leader tip potential U, (Y, zz U,/&). However for applica- +tions, attempts are made to find the relation to the current amplitude Z,w of the +return stroke, rather than U,, using simulation models of the kind discussed in +section 4.4. If the function Y, =f(ZM) and, hence, S,(ZAw) +are known, the +number of lightning strokes at an object with current 1, > Zlwo is found as +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 236 === +228 +Lightning attraction by objects +Figure 5.4. The dependence of striking distance on lightning currents. The lower +curve is plotted using [4] data, the upper using [5] data. The spread region is hatched. +where p(Z) is the probability density of current of amplitude Z found from +natural measurements. To find the total number of strokes, the lower limit +of the integral in (5.4) should be taken to be zero. +The generally correct idea of differentiating distances r, in current +amplitude actually fails to refine the calculation of NI. There is no factual +information to determine the function rs = f ( Z M ) experimentally, while +theoretical evaluations suffer from an unacceptably large spread, so that +the values obtained by different authors differ several times (figure 5.4). +The stroke statistics for objects of various heights could, to some extent, +be used for fitting the calculated total number of strokes NI, but it proves +unsuitable for finding the function r, =f(Z,w). +The calculation procedures in the electrogeometric approach do not +involve a strong dependence of stroke frequency on an object's height. +Indeed, for a single construction, like a tower, the capture region projection +on to the earth's plane is a circle of radius +R = (2r,h - h2)'I2 at rs 2 h +R = r, +at r, < h +and for an extended object, like a transmission line, it is a stripe of width 2R. +Therefore, the number of strokes of low power lightnings with a small stroke +distance (rs < h) will be entirely independent of the object's height, while the +frequency of powerful discharges with r, > h must increase with height +slower than h for compact objects and as +for extended ones. Actually +both of these dependencies are steeper. +( 5 . 5 ) +5.3 +The probability approach to finding the stroke point +A predetermined choice of the discharge path through an air gap contradicts +the experience gained from long spark investigations. Neither a spark nor a +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 237 === +The probability approach to Jinding the stroke point +229 +lightning travel along the shortest path. When voltage is simultaneously +applied in parallel to several air gaps of various lengths, it is the longest +gap that is sometimes closed by a spark. This is supported by the large +spread of breakdown voltages: the standard deviation u for multi-metre +gaps with a sharply non-uniform field is 5-10% of the average breakdown +voltage. +If two gaps, tested individually, possess the distributions of breakdown +voltage of the probability densities cpl ( U ) and p2( U ) , then, provided that the +voltage of a common source is applied simultaneously, the breakdown prob- +ability for one of the gaps, say, the first one, is described as +where a2 is the integral distribution defining the probability of the gap break- +down at a voltage less than U . If the distributions cpl and p2 are described by +the normal law with the standard deviations u1 and u2 and by the average +values of Uavl and Uav2, the breakdown voltage difference AU = U1 - U, +also obeys this law, with AU,, = Uavl - Uav2 and a = (a: + +This +allows us to rewrite (5.6) using the tabulated probability integral: +(5.7) +P1 = A [I - g/:exp(-x2/2)dx +, +A = Uavl - uav2 +2 +1 +(0: + a;, li2 . +The expressions of (5.7) are valid for Uavl 2 Uav2. Otherwise, one should find +the breakdown probability P2 for the second gap, writing for the first one +The formal relations of the probability theory (5.6) and (5.7) are valid if +the discharge processes in the gaps do not affect one another and if every +individual breakdown can be considered as an independent event. Multi- +electrode systems of this kind can be termed uncoupled. A classical example +of an uncoupled multi-electrode system is an insulator string of a power +transmission line. The distance between the adjacent towers is so large that +there is no electrical or electromagnetic effect of discharges occurring in +one string on those of its neighbours. The earth’s surface and an object +located on it can also be regarded as an uncoupled system, with a descending +lightning leader acting as a common high voltage electrode. Such systems +have been studied in laboratory conditions [9], in which the distribution of +breakdown voltage was used as the indicator of an uncoupled nature of +the system. If the individual gaps comprising a system are tested individually +and have the integral distributions Q1( U ) and a2( +U ) with the probability +densities cpl(U) and cp2(U), the system will have the following distribution +of the breakdown voltages: +P1 = 1 - P2. +(5.8) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 238 === +230 +Lightning attraction by objects +Figure 5.5. The breakdown voltage probability for the uncoupled multielectrode +system involving the high-voltage and two grounded electrodes. x : measured +QsYs(U), +0: measured @(U) for the single gap. The dashed curve is evaluated for +the system using @ ( U ) . +In the particular case of equal gap lengths with @ I ( U ) = (a,( U ) = @( U ) , we +have +@&q = 1 - [l - qU)]”*. +(5.9) +Therefore, the uncoupled character of a system can be tested experimentally +by comparing the measured distribution of its breakdown voltages with those +calculated from formulas (5.8) and (5.9) and the distributions in the +individual gaps. Experiments show that if the distance between grounded +electrodes is comparable with their height, the leader processes in each gap +develop independently, so that the system they comprise can, indeed, be +regarded as an uncoupled one (figure 5.5). +Suppose now that the attraction of a descending leader begins when its +tip reaches the altitude Ho. The problem reduces to finding the breakdown +path in an uncoupled system with a common high voltage electrode - the light- +ning leader - and two grounded electrodes, namely, the earth’s surface and an +object of height h located on it. The probability of lightning attraction towards +the object from the point with the x- and y-coordinates in the attraction plane +is equal to that of the gap bridging between the leader tip and the object’s top, +P,(x,y). +This probability is defined by the integral of (5.7). When the relative +standard deviations are identical, al/UaVl = a2/Uav2 = a,, at identical +average breakdown voltages, the upper probability limit is expressed through +the shortest distance from the leader tip to the earth, d,(x,y), and to the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 239 === +The probability approach to jnding the stroke point +23 1 +object, do(x,y): +(5.10) +The expected total number of lightning strokes at the object, NI, is found by +integrating Pa over the attraction plane. If the earth's surface is flat and the +lightning discharge density nl is constant, then we have for a compact object +of height h and for an extended object of average height h and length L, +respectively: +NI = 2nnl 1: +P,(r)rdr, +NI = 27rnlL[r P,(y) dy, +[z2 + (Ho - h)2]'12 - Ho +ua [z2 + (Ho - h)2 + Hi] +A, = +z = r,y. +! +(5.11) +The relations obtained from the equidistance principle are identica, to (5.11) +at cr, = 0. +In virtue of the approximate symmetry of the function Pa(r) +relative to +the point with Pa = 0.5 (r/h E 3; see figure 5.6), the calculations of NI slightly +depend on the standard attraction deviation 0,. When cra varies from zero +to 10% (there are practically no greater deviations in pure air), the value +of NI increases only by 15% for a compact object and by less than 5% for +an extended one. It would be unreasonable to discard the simple and clear +equidistance principle for the sake of this small correction, but for the greatly +inclined (almost horizontal) paths of lightnings attracted by objects. +r h +Figure 5.6. Evaluated attraction probability for the attraction altitude Ho = 5h (h is +the object height, Y is the object-lightning stroke distance). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 240 === +232 +Lightning attraction by objects +hr +I / , , +lightning +rod +h0 +I +a ,,,//,/,,/; +f +I +r +-I +Figure 5.7. Why a lightning rod is less effective when an inclined lightning approaches +from a side of the protected object. +It is clear from the foregoing that the larger the distance between the +lightning and the object (compared with that from the lightning to the rod) +the greater the protective effectiveness of a lightning rod. For a lightning +travelling in the attraction plane strictly above the lightning rod, the +difference between the two paths (figure 5.7) is largest: +A d = [(Ho - ho)’ + +at a << [2(h, - ho)(Ho - h0)]1/2. +- Ho + h, +A d z h, - ho +With increasing side shift of the lightning in the attraction plane r, the value +of A d decreases, and this decrease is especially noticeable when the lightning +approaches from the side the object being protected, as is shown in figure 5.7: +A d = [(Ho - h0)’ + ( r - a)2]1/2 - [(Ho - A,)’ + ~’1”’. +In the limit r + x, +the distance to the object is smaller than to the lightning +rod ( A d x -a), and it is quite ineffective for lateral strongly inclined lightnings +coming from the object side. In the equidistance approach, there should be no +events like ths, since lightnings are not to strike an object at a distance r > Req. +In reality, the proportion of lateral strokes is found to be fairly large. The fact +that the probability method considers this circumstance correctly (figure 5.6) is +very important for the evaluation of the lightning rod effectiveness. +5.4 +Laboratory study of lightning attraction +Laboratory investigations of lightning attraction were initiated in the 1940s +by simulating a descending lightning by a long spark and placing small model +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 241 === +Laboratory study of lightning attraction +233 +rods and objects to be protected on the grounded floor [lo, 111. At that +time, experimental researchers expected to derive information necessary for +a numerical evaluation of lightning rod effectiveness. The naive optimism +has long vanished. The measurements showed that the attraction process +did not obey similarity laws. Essentially different results were obtained +from gaps of different lengths and different time characteristics of the voltage +pulses applied [12-141. But the interest in laboratory investigations of +lightning has survived, and they are currently performed in an attempt to +understand the attraction mechanism of long leaders. +The primary question is when the attraction begins. Clearly, the +condition of the earth’s surface does not affect the leader propagation +while its tip is far from the earth. Here, the spark paths become distributed +randomly. If one projects a multiplicity of paths on a sheet of paper and +finds the mean deviation Ax from the normal passing through a high-voltage +electrode with the account of the sign (e.g., plus on the right and minus on the +left), one obtains Ax = 0 for altitudes z > Ho. The mean path in a gap +perfectly symmetrical relative to the normal proves strictly vertical down +to the altitude Ho. The attraction onset is indicated by the mean path +deviation towards the electrode simulating a terrestrial object (figure 5.8). +Data treatment for determining the attraction altitude was made in [14] for +spark discharges of up to 12 m in length. The path statistics involved different +time characteristics of the voltage pulse. In the case of a steep pulse front +(6p), a leader was attracted from the moment of its origin; for a smooth +front (250p), it had enough time to cover an appreciable gap length +before the deviation towards a grounded electrode became noticeable +(figure 5.9). +I +I +I- r-I +Figure 5.8. Determination of the attraction altitude Ho by the bend point of a mean +path deviation onset. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 242 === +234 +Lightning attraction by objects +0.0 +0.2 +0.4 +0.6 +0.8 +1.0 +L l d +Figure 5.9. The average leader deviation from the high-voltage electrode axis toward +the grounded electrode, Ar, depending on the leader length L. The results are given +for configuration of figure 5.8 and two voltage fronts, tf; d = 3m. In fact each +curve presents a leader trajectory in cylindrical z - r coordinates, averaged over +many experiments. +The reason for this is as follows. When the voltage rises rapidly, the +streamers of the initial corona flash reach the grounded cathode, and the leader +develops in the jump mode from the very beginning. But when the voltage rises +slowly, the leader channel covers about one third of a 3 m gap before the transi- +tion to the jump mode. This suggests that the streamer zone imposes a definite +direction on the leader as soon as it touches the grounded electrode. If ths is +the case, the attraction of a laboratory leader must begin later in a long gap +than in a short one. The experimental data presented in figure 5.10 show that +the attraction delay time does increase with the length of the discharge gap d: +Ho = d at d = 0.5 m but Ho x (0.4-0.5)d at d = 10 m. The ratio of the streamer +zone length to d decreases nearly as much by the moment of the final jump. +Another independent method for the study of spark attraction is to use a +blocking electrode. Suppose we are able to set up instantaneously a metallic +electrode on a grounded plane in the right place at the right moment of time. +Let us do this many times for different lengths of a developing leader channel +L and plot the probability of the electrode striking, Bo, as a function of L. +The possible curves are presented in figure 5.1 1. The first version corresponds +to the ‘instantaneous’ choice of the striking point at an altitude Ho < d (at +the critical leader length L,, = d - Ho). A probability of the electrode striking +falls sharply if the electrode is set up with delay (at L > Lcr) since the leader has +already chosen some other point for stroke at the moment of the leader start +(Ho = d, L,, = 0) while in the third version the leader chooses a striking +point gradually also but beginning from the altitude Ho < d when L,, > 0. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 243 === +Laboratory study of lightning attraction +235 +1.0 +0.8 +0.6 +0.4 +0.2 +Figure 5.10. The deviation Ar at various gap length d for tf = 250ps under the +conditions of figure 5.9. +D +Figure 5.11. ‘Blocking electrode’ experiment. A supposed qualitative probability @ of +a stroke to the electrode when: ( A ) a leader is instantly chooses the striking point when +its length reaches the critical length L,,, (B) a leader is gradually attracted from the +very beginning, (C) a leader is gradually attracted reaching Lc,. (D) +measurements +for d = 3 m, tf = 6 ps (curve 1) and 250 ps (curve 2). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 244 === +236 +Lightning attraction by objects +This can be done experimentally if the electrode displacement is replaced +by its screening by an electric field. The electrode should be insulated from +the earth and a high voltage of the same sign as that of the leader should +be applied to it. This will create a counter-propagating field which will +block the electrode from the leader. The electrode will become accessible +only after the blocking voltage is cut off. The electric circuit provides a +precise control of the voltage cut-off [ 131. The experimental relationships +in figure 5.11 show again that the attraction begins since the leader origin, +if it develops in the final jump mode from the very beginning. In long gaps +with a smooth voltage pulse, when the initial leader phase is well defined, +the attraction is delayed as much as the transition to the final jump (curve +2 in figure 5.1 1). +Experiments on negative leaders have yielded similar qualitative results +[15], but the attracting effect of a grounded electrode on a negative leader +proves to be stronger. +5.5 +Extrapolation to lightning +The scale of laboratory experiments, 1 : 100 or 1 : 1000, is too small to resolve +the details or to make long-term predictions. Laboratory studies have so far +failed to clarify an important point: Does the attraction onset really coincide +with the moment of the leader transition to the final jump, or is this process +controlled by a counterleader starting from the grounded electrode? The +interest in the counterleader and its relation to lightning attraction arose +long ago [4]. The counterleader seems to increase the altitude of the grounded +electrode. The difference between the tip potential and the external potential, +AU, increases, so the counterleader goes up with acceleration (section 4.1.2) +to meet the descending leader. +One of the difficulties is that the moments of the descending leader tran- +sition to the final jump and of the counterleader origin in a laboratory are +hardly discernible. The experiment accuracy is insufficient to separate them +reliably in conventional laboratory gaps of about 10 m long. For lightning, +these moments may be considerably separated, but a direct measurement is +practically unfeasible. So, one has, as usual, to rely on numerical evaluations. +Let us first evaluate the field perturbation in the atmosphere by the +charge of the grounded electrode of height h and radius ro before a counter- +leader starts from it. The external threshold field necessary for a counterlea- +der to arise and develop is defined by formula (4.1 l), in which d must be +equalized to h. The field Eo for an industrial building of height h = 50m +was found to be 350 V/cm at the parameters used in section 4.1.1. Note +that this field results not so much from cloud charges as from the charge +of the descending leader approaching the earth. The field induces a charge +on the grounded rod, whose density per unit length can be considered to +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 245 === +Extrapolation to lightning +237 +depend linearly on height: ~ ( z ) += aqz (section 3.6.2). The value of a, is +defined by (3.11) where d = h and r = r0. For Eo = 350V/cm, h = 50m +and ro = 0.1 m, we have aq M 3 x lop7 C/m2. +The field gain AEo at the altitude zo above the rod, associated with the +rod charge and its reflection by the earth, is +AE, = 4 += & (p +2zoh - l n e ) . +zo - h +(5.12) +At the attraction altitude zo = Ho M 5h = 250m and the found value of aq, +we get AEo M 30V/m. This is about IOp3 of the unperturbed atmospheric +field at the altitude Ho and 3 x lo4 times lower than the field in the streamer +zone of a negative leader. It is hard to imagine a lightning leader which would +respond to such weak perturbations. In any case, laboratory experiments +have failed to reveal changes in the breakdown probability of a gap for +such a small relative increase in the voltage. Consequently, the attraction +process cannot begin before the counterleader is excited. +Let us follow the excitation of a counterleader by the field of a descend- +ing leader, relating the tip altitude of the latter to the grounded rod height. +For this, expression (4.1 1) should be supplemented by the dependence of +the average near-earth field on the descending leader charge. Consider a +simple situation. Suppose a descending leader starts at altitude H1 and +moves together with its partner, a positive ascending leader, vertically +without branching right above the grounded rod of height h. At the +moment the descending channel acquires the length L, with its tip having +descended to the altitude Ho = H1 - L, the potential of the leader charge +at the rod top, together with the charges reflected by the earth, is +2H1 - Ho -t '1. (5.13) +2H1 - Ho - h +Ho + h +- (Hl + h) In +(p, = - +a, [(Hl - h) In +4T&o +Ho - h +The field average in the rod height is E,, = pq/h + Eo (with the account of +the cloud field Eo). By equating Eay to the threshold field necessary for the +excitation of a viable counterleader (formula (4.1 l)), we find the attraction +altitude Ho from (5.13), assuming the attraction to begin at the moment of +the counterleader start. +We shall not be interested in the quantity Ho linearly dependent on the +poorly known parameter aq to be averaged over all descending lightnings. +Rather, we shall focus on the tendency in the variation of the Ho/h ratio +with varying h in the range 10-150m. Buildings lower than 10m are rarely +affected by lightning, while the picture for high structures is greatly distorted +by ascending lightnings, as pointed out above. Suppose that the attraction +altitude for an object of average height, say, h = 50 m, is found from (4.11) +and (5.13) to be really close to the experimental value Ho = 5h. This yields +the estimate for a, (which is aq/4neo E 1.5 kV/m at Eo = lOOV/cm and +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 246 === +238 +Lightning attraction by objects +H I = 3 x 103m), permitting the calculation of Ho/h for constructions of +other heights. The calculations are +h.m +10 +20 +30 +50 +100 150 +Holh 9.3 7.0 6.0 5.0 4.0 +3.6 +Of course, this is not the linear dependence Ho FZ h obtained from a prelimin- +ary treatment of observational data. The attraction altitude definitely rises +with the object’s height, as Ho x ho65 according to the calculation. A +better agreement could hardly be expected since the observational data are +limited and have a very large spread. +Another result would be obtained if one related the attraction onset to +the moment of the leader transition to the final jump. The attraction altitude +would then be determined by the streamer zone length L,, Ho = h + L,. The +length L, only slightly depends on the grounded rod height. At its zero +height, the streamer zone is totally created by anode-directed streamers of +the negative descending leader, which require an average field of 10 kV/cm +(there is no counter-discharge). If the rod has a large height, the active vol- +tage is shared equally between the streamer zones of the descending leader +and the positive counterleader. Cathode-directed streamers of the latter +can develop in a 5 kV/cm field, thereby decreasing the average field in the +common streamer zone, at most, by a factor of 1.5-2. This would set a +limit to the possible variation in the attraction altitude. It may seem that +the result obtained is quite promising. The attraction altitude at the leader +potential U x 100MV is also found to be close to lOOm for low objects +and about 300m for structures 100-150m high. But one should keep in +mind that only unique unbranched leaders are capable of delivering to the +earth such a large cloud potential (section 4.3.2). Such leaders occur rarely +in nature; the potential of a normally branched lightning is several times +lower. As smaller will be the streamer zone length proportional to U . The +attraction altitude would then become equal to the object’s height, provided +it is not too low. +In other words, the attempt to relate the attraction process to the final +jump unambiguously relates the quantity Ho to the potential of a descending +leader, making it strongly dependent on the factors discussed in section 4.3.2, +which change this potential (e.g., branching). If one relates the attraction to +the excitation and development of a counterleader, the dominant factor will +be the total charge delivered by all the components of a descending leader to +the earth. +The idea that the attraction onset is associated with the excitation of +a counterleader leaves little hope for an unambiguous relationship between +Ho and the return stroke current IM, as was implied, for example, by +the electrogeometric method. Indeed, the current IM is determined by the +potential U, delivered by the leader to the earth (section 4.4. l), whereas the +field at the grounded rod is due to the total charge of the descending +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 247 === +On the attraction mechanism of externaljeld +239 +leader. The branching and path bending typical of a descending lightning +greatly affect the value of Ui and, hence, 1, (section 4.3.3), but they do +not much change the total leader charge. +5.6 +On the attraction mechanism of external field +There is no doubt that lightning attraction is due to the electric field which is +related to the object. It is difficult to imagine another remote way to affect a +leader. As for the field source, the evaluations made in section 5.5 show that +the field created by the charge induced in the object itself proves very weak. +When the distance between the descending leader tip and the object is +sufficient for an attraction effect to reveal itself, the object charge field at +the leader tip is by a factor of 102-103 lower than the cloud charge field. +There are no reasons why such a slight perturbation should make the +leader change its path, which is subject to various random bendings even +without the influence of any terrestrial objects. No doubt, a counterleader +excited by the object serves as a mediator between the object and the +descending lightning. It looks as if it elongates the object, thereby increasing +the charge acting on the descending leader. The counterleader travelling +towards its tip attracts it to itself, and this eventually results in the lightning +stroke at the object. The mutual attraction of the two leaders becomes +especially pronounced when the fields they excite at the tip are comparable +with or, better, exceed the differently directed cloud field. It is only then +that the descending leader changes its path to go to the object, and the +counterleader is attracted by the descending leader rather than by the +cloud charge centre, as is usually the case. It is the excess of the perturbation +field over the cloud charge field which imparts a quasi-threshold character to +the attraction process. +This unquestionable and fairly trivial reasoning is certainly useful for +lightning protection practice. Physically, however, it remains quite meaning- +less until the mechanism of the external field effect on the leader is known. +This is equally true of the cloud field which is also involved in the attraction +of the leader, generally directing it to the earth. It is not clear at first sight +what exactly is affected by the external field, which may be very weak. The +fact is that the leader moves along the field even at Eo M lOOV/cm. Fields +of this scale cannot affect directly the leader development - we have +emphasized this several times above. The leader propagation, which occurs +via turning the air into the streamer and leader channel plasmas, requires +much stronger fields. These are present in the leader tip, in the tips of numer- +ous streamers, as well as in the streamer zone where the strength (the lowest +of the three) exceeds 10 kV,km in a negative leader and 5 kV/cm in a positive +one. High driving fields are created by the charges of the tips, streamer zones +and, partly, by the nearest portions of the channel and leader cover. They +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 248 === +240 +Lightning attraction by objects +cannot be created by the cloud or any other remote objects. The +instantaneous leader velocity is entirely independent of the low external +strength Eo but is determined by the potential difference between the +leader tip U, and the external field U. at the tip site. This great difference, +A U = I U, - Uoi x 10-100 MV, along the relatively short length of the +streamer zone creates in it the field E, x 5-10 kV/cm >> Eo necessary for +the streamer and, eventually, leader development. What is then the instanta- +neous effect of the negligible field Eo and its weak perturbations produced by +the remote counterleader on the motion of the descending leader? +Apparently, this effect is that the external field accelerates the leader. We +mentioned this at the end of section 4.1.3 and shall now discuss it at length. +The underlying mechanism is as follows. Voltage determines the leader +velocity, while the voltage gradient determines its acceleration. Velocity is +a function of the absolute potential change at the tip, VL = f ( A U ) , with +U. in the expression for AU being a function of the space coordinates or +of the tip vector radius r. A particular form of the functionf(AU) in this +case does not matter; what is important is that VL grows with AU. So, retain- +ing the generality, we can use the empirical approximation of (4.3), +VL N jAUl’ (y = 4). The algebraic value of the leader acceleration is +=&- +-- +dUt f-- +duo dr) =*y- :( +dUt E0VL) (5.14) +dVL +dt i: +( +dt +dr dt +dt +where plus refers to a negative leader and minus to a positive one. The first +term in the sum of (5.14) does not depend on the direction of the external +field. One of the reasons for the variation of U, with time was discussed in +section 4.3.2. Another reason is the increasing voltage drop across the +channel with its elongation. Normally, a variation in U, has a retarding +effect on descending leaders of both signs. +The second term in (5.14) leads to acceleration if the negative leader +moves in the direction opposite to the field vector, with the positive leader +moving along the field. The accelerating effect of the external field increases +as the field becomes higher and the angle between the field and velocity +vectors becomes smaller. Both terms have been estimated to have the same +order of magnitude (10’ m/s2); the second term may sometimes be even +larger. For this reason, the attractive action of the external field proves +essential. +We can now make clear the attraction mechanism. The actual mechan- +ism, by which a leader chooses its propagation direction, has a statistical +nature. This is indicated by numerous random path bendings and branching. +Clearly, there is a high probability that the leader moves towards a site where +it can acquire the greatest acceleration or the least retardation. It will be able +to develop a maximum velocity in this direction, bypassing other competitors +on its way. Large-scale leader photographs taken with a very short exposition +nearly always show several leader tips on short, variously oriented branches +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 249 === +How lightning chooses the point of stroke +24 1 +Figure 5.12. A still photograph of the leader channel front with exposure of 0.3 ps. +(figure 5.12). Among these, only one tip has a real chance of survival - for a +positive leader, it is the one which belongs to the branch oriented along the +external field; for a negative leader, the respective branch must be oriented +against the field vector. The other tips usually die. +The mutual attraction of the descending leader and the counterleader, +mediated by the electric fields created by their charges, is a self-accelerating +process. This is due to a positive feedback arising between them. An +enhanced field of one leader accelerates the other leader towards the first +one. Because the distance between the leaders becomes shorter, the field of +each leader rises at the site of the other leader tip, and the mutual acceleration +proceeds at an increasing rate. This goes on until the streamer zones of the +leaders come in contact and their channels unite. As a result, the common +channel appears to be tied up to the object, from which the counterleader +started. +5.7 How lightning chooses the point of stroke +Suppose the descending lightning leader has deviated from the vertical line to +go to some high terrestrial structures. The highest structure is a lightning rod, +or several lightning rods. If the objects to be protected are much lower, the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 250 === +242 +Lightning attraction by objects +Figure 5.13. Increasing the grounded electrode effective height by a counterleader. +lightning usually bypasses them to strike one of the rods. This can be predicted +from the equidistance principle. But when designing lightning protection +devices, one usually focuses on exceptions rather than the rules. So the question +arises of how large is the probability that the leader will miss the rod and strike +the object, having taken a longer path. It seems justifiable to apply the concepts +of a multi-electrode system to this problem. The lightning which has become +oriented towards a group of grounded ‘electrodes’ has to choose among +them. Let us make an estimation from formulas (5.10) and (5.1 l), substituting +the distance from the leader tip to the earth, de, by the distance to the rod top, d, +(do is, as before, the distance to the object’s top). Lightning protection +experience shows that there is no need to make a lightning rod much higher +than typical terrestrial constructions (ha < 50m). Arranging them close to +each other, one can provide a reliable protection of the 0.99 level (of 100 light- +nings, 99 are attracted by a protection rod) if the rod height h, is only 15-20% +larger than ho. For an ‘average’ lightning, displaced at a distance equal to the +attraction radius Re, x 3ho relative to the grounded system, we have +Ad = do - d, RZ (0.12-0.15)hr at Ho = 5h, (figure 5.13(a)). The substitution +of these values into (5.10) with oa RZ 10% gives A, x 0.2. After taking the +integral of (5.7,) one gets the probability of the lightning stroke at the object +Po x 0.4 instead of the experimental value 0.01. +The complete failure of the theory was predictable. A system with a close +arrangement of grounded electrodes cannot be considered to be discon- +nected, Its counterleaders affect one another. The first leader that has started +from one of the electrodes decreases the electric field behind it, via its cover +space charge, preventing the upward development of counterleaders from the +other electrodes. Appearing with a delay, if they do, these counterleaders +cannot retard their faster competitor, because the field is enhanced in the +direction of the first leader propagation (figure 5.13(b)). This makes all of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 251 === +How lighttiitig choo.scs 11w poiti t r!/'.strokc +'43 +Figure 5.14. The oscillogram shows how the counterleader started from the 'active' +grounded electrode of 1.1 m height screens an electric field on similar 'passive' +electrode located at a distance of 10cm. The gap length is 3 m. E +the field at the +passive electrode tip. Q - the counterleader charge. I . +the counterleaders interconnected: therefore. one now deals with a connected +multielectrode system. +Turn to laboratory experiments [9]. The oscillograms in figure 5.14 +illustrate the field variation on the grounded. 'passive' electrode when a +counterleader develops from the nearby 'active' electrode. To simulate this pro- +cess for a sufficiently long time, a planeeplane gap 3 m long was used with two +rod electrodes on the grounded plane. A high negative voltage pulse was applied +to the other plane. A possible discharge from the passive electrode was excluded +by placing a thin dielectric screen totally covering the rod top. Before discharge +processes came into action. the passive electrode field rose in a way similar to the +voltage pulse. After a leader had started from the active electrode, the field rise +on the passive electrode became slower. and the shorter the distance between +the electrodes. the greater the rate of slowdown. At a very short inter-electrode +distance, the passive electrode field stopped rising with voltage and even +decreased somewhat. This obvious result indicates that the degree of mutual +effects of discharge processes and grounded electrodes becomes greater with +decreasing distance between them. Eventually. the role of passive electrodes +becomes negligible the grounded electrode system behaves as if it is replaced +by one active electrode which attracts nearly all descending leaders. +Owing to the feedback mechanism considered. the choice of the +stroke point made by a lightning become more definite. Even the slightest +the gap voltage. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 252 === +244 +Lightning attraction by objects +x +c, +.& +3 +0.6- +s +a 0.4- +E! +0.8 ’g +o.21 +0.0 .r/ +, +, +, +. +, +, +0.90 +0.95 +1.00 +1.05 +1.10 +U”% +Figure 5.15. The breakdown voltage distribution for the system of figure 5.5, but with a +small distance 10 cm between the grounded electrodes, which makes the system coupled. +advantages in the conditions in which a counterleader arises acquire an +additional significance, being enhanced by the weakening electric field in the +vicinity of the passive electrode, below the leader channel. It seems as if the +passive electrode entirely disappears from the system. The breakdown voltage +distribution in it nearly exactly coincides with that characteristic of a solitary +active electrode (cf. figures 5.15 and 5.5). Formally, this can be accounted for +by introducing a smaller relative standard deviation for the distribution of the +breakdown voltage difference a, in expressions (5.10) and (5.11). We shall term +it a choice standard. The upper limit of the probability integral +do - dr +A, = a,(di + &)‘I2 +(5.15) +defines, as in (5.7), the probability of choosing the stroke point on grounded +electrodes: +(5.16) +Formula (5.16) describes the probability of a lightning striking a body more +remote from its leader, and expression (5.15) is valid as long as do > dr. +Otherwise, instead of finding the probability of a lightning stroke at an +object (P,,), one should find this probability for a lightning rod (Per), then +defining P,, as 1 - PCr.t If the height of a lightning rod is h,, that of an +?At A, >> 1 and, hence, P, << 1, one can use the approximate expression P, Y +(27r-’/*A;’ exp(-Af/2), which is valid and more convenient for estimations. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 253 === +How lightning chooses the point of stroke +245 +object is ho and the distance between their top projections on to the earth’s +surface is A r , we have +(5.17) +[(Ho - h +~ +) +~ + ++ ( r - Ar)2]1’2 - [(H, - +o,[(Ho - h0)2 + ( r - Ar)’ + (Ho - h,)’ + r2I1l2 ’ ++ r 2 ] 1 / 2 +A, = +Here, as before, o, is given in relative units, r is the horizontal distance from +the descending leader tip to the lightning rod axis, and Ho is the attraction +altitude. With increasing r, A, and the probability integral values become +smaller. As a consequence, the probability of a lightning stroke at the +object increases. Therefore, remote lightnings make protection measures +complicated, especially when their paths are greater deflected from a vertical +line (section 5.3). +It would be useless today to try to define the choice standard from +theoretical considerations. One should also bear in mind that the final +result of the integration of (5.16) in area for finding the number of lightning +strokes at an object strongly depends on o,, in contrast to (5.11). The quan- +tity U, can no longer be taken to be constant, since it must decrease as the +distance between the rod and object tops is made shorter. It is only the prac- +tical experience gained with various lightning protection systems which can +give some hope. The choice of objects to be observed is strictly limited. +Bulk registrations of stroke locations are made only for power transmission +lines of high and ultrahigh voltages. Sometimes, registration equipment is +mounted on unique constructions such as skyscrapers or very high television +towers [3,16]. In order to derive the values of choice standard from observa- +tions, it is necessary to calculate the expected number of lightning strokes at +the object of interest at various oc values, trying to get the best possible +agreement with the observations. As a first approximation, one may consider +the lightning attraction by a system of grounded electrodes and the choice of +the stroke point within the system to be independent events described by the +probabilities Pa and P,. Then, by analogy with (5.1 l), the expected number +of breakthroughs to a compact and an extended object (of length L) will be +described as +Nb = 27rnl +P a ( r ) P c ( r ) r d r , +Nb = 27rnl 1 Pa(y)PC(y) +dy. +(5.18) +The observational data processing made in [3,17] revealed the dependence +of the choice standard U, on the distance between the object and the +lightning-rod tops D. For a relative choice standard, the following formula +is recommended: +a, = 7 x ++ 8 x ~ o - ~ D . D [m]. +(5.19) +Its use in the calculations of (5.16)-(5.18) provides reasonable agreement +with observations of 0.9-0.999% reliability rods. There are no data on +rods with a higher reliability. +x +sol +0 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 254 === +246 +Lightning attraction by objects +Note the following important circumstance concerning the protective +action of a lightning rod. Even common sense indicates that the rod height +must be increased with increasing distance between the object and the rod. +Let us discuss the opposite situation when a rod is mounted directly on an +object of small area. How large must be the excess Ah = h, - ho to provide +a given protection reliability? Essentially, we deal here with the frequency +of lightning strokes below the lightning rod top. This question is justified +by observations of such a high construction as the Ostankino Television +Tower in Moscow (540m). During the 18 years of observations, descending +lightnings have struck it at various distances below the top, down to 200 m +(figure 1.10). The rod has been unable to protect itself. This sounds ridicu- +lous, but this is the reality. +The results of a numerical integration of the first expression in (5.18), +using (5.10), (5.11), (5.16), and (5.17) at Ar = 0, are presented in figure +5.16. The stroke probability @b = Nb/Nl shows the fraction of lightnings, +attracted by the whole system of grounded electrodes, NI, which have +missed the lightning rod to strike the object. The calculations were made +with the attraction standard ra = 0.1 for objects of height ho = 30- 150 m. +The actual protective effect is achieved only if the height of the lightning +rod considerably exceeds that of the object. For short constructions with, +say, ho = 30m, a 99% protection reliability ( a b = lo-*) requires the light- +ning rod height excess of Ah x 0.2ho, which is quite feasible technically +because it is equal only to 6 m above the object. An object 150m high will +require a lightning rod 50m higher than the object (Ah x 0.3ho), which +Figure 5.16. The evaluated probability of a lightning breakthrough to an object of +height ho, protected by an adjacent lightning rod of height h, > ho. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 255 === +Why are several lightning rods more effective than one? +247 +will be more expensive and complicated. In technical applications, the ten- +dency of the Qb(Ah) curves to saturation is very important. This tendency +becomes greater with increasing construction height, which means that a +single rod will be ineffective for a high protection reliability. It is hard to +protect an object with ho > lOOm with a reliability above 0.999% +(ab = lop3), an object with ho > 150m above 0.99%, etc. The higher the +construction, the more complicated is the problem, and this is the reason +why the Ostankino Tower is unable to protect itself. Nine lightning strokes +were registered photographically along its length of 200 m from the top [18]. +The protection efficiency decreases as the distance between the top of a +high lightning rod and that of an object of similar height increases, reducing +the mutual effect of counterleaders. Formally, this manifests itself as a larger +choice standard U,, in accordance with (5.19). Sooner or later, its effect begins +to dominate over that of lengths in formula (5.17), so the upper limit of the +probability integral A, stops rising. +5.8 +Why are several lightning rods more effective than one? +The answer to this question can be found geometrically. Let us consider two +lightnings which travel in the same vertical plane going through an object +and its lightning rod in opposite directions. Suppose both leader tips are at +an attraction altitude Ho at the same distance from the rod. They have, there- +fore, an equal chance to be attracted by the object-rod system. The only +difference is that one leader will approach it on the lightning rod side +(version 1) and the other on the side of the object to be protected (version 2). +Assume, for definiteness, that the displacement of the lightnings relative to the +rod axis is equal to the attraction radius Re, = 3h, (i.e., an average displace- +ment), Ho = 5h,, and the horizontal distance between the rod and the object +is AY = h, - ho << h,. From (5.17), the upper limit of the probability integral +for version 2 is nearly seven times less than for version 1: +Ar +7Ar +u,25fih, +u,25&hr +’ +> +4 +2 + = +4 +1 + = +Consequently, the Probability integral from (5.16) for version 2 also +decreases, increasing sharply the probability of striking the object. To +illustrate, for A r = 0.2hr and uc = 0.01, the parameter A, takes the values +of 4 and 0.57, respectively. When the lightning approaches on the lightning +rod side, the probability of striking the object is, according to (5.16), +nearly zero, but on the object side it is 0.28. Therefore, a single lightning +rod can protect an object reliably only from the ‘back’, while its protection +efficiency from the ‘front’ is much lower. This situation can be rectified if +the object to be protected is placed half-way between two rods; it is still +better if there are three rods and so on - this becomes only a matter of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 256 === +248 +Lightning attraction by objects +cost. No rod palisades are known from the protection practice; nevertheless, +it is tempting to surround the object of interest with a protecting wire, +especially if it is not very high but occupies a large area. +As an illustration, let us consider a case simple for the calculations. This +will allow us to get numerical results and demonstrate the calculation +procedures. Suppose a circle of radius Ro = lOOm is densely filled by +constructions of height ho = 10m. All of them must be protected with a +0.99% reliability, i.e., the probability of a lightning stroke should not exceed +@bmu = +Let us now place a circular grounded wire at a distance of +10m from the external perimeter of the premises. This distance is necessary +for technical considerations. For example, we must prevent a sparkover +between the grounded wire and the communications systems and other struc- +tures, whether it occurs across the earth’s surface or through the air due to high +current pulses of the lightning discharge. Therefore, the circular grounded wire +will have a radius R, = 1 10 m. Let us find the wire height h,, whch will provide +the necessary value of Bb,,,. For the radial symmetry, the probability of the +lightning breakthrough is found from formulae (5.11) and (5.18) as +(5.20) +The probabilities of attraction P,(r) and point choice P,(r) for a lightning, +whose tip (in the horizontal plane at the attraction altitude Ho) is at the +instantaneous distance r from the area being protected, are defined by similar +expressions (5.7) and (5.16). These differ only in the values of the upper limit +of the probability integral. For the attraction probability, the limit A,, +according to (5.10), is described by the difference between the minimal +distances from the leader tip at the attraction altitude Ho to the system of +grounded electrodes and to the earth, Ad, = d, - de. In the case being +considered, A , is defined by the smaller of the values (at Y < Ro): +Ad,, = ho. +Ad,, = [(R, - r)2 + (Ho - hr)2]1’2 - Ho, +At r > Ro, we have Ad, = Ad,, . In the calculation of the choice probability, +the upper integral limit is given by formula (5.15). When calculating the +difference between the minimal distances to the object and the protector, +A d = do - d,, one has to keep in mind that we have domi, = H - ho at +r < R and do,,, += [(r - R0)2 + (Ho - hO)2]1’2 at r > Ro. +The calculation procedure reduces to finding, for every value of r, the +upper limits A, and Act in the integrals of (5.7) and (5.16) to calculate +(extract from tables) these integrals, which give P,(Y) and P,(r), and to +calculate the integrals of (5.20). Practically, it is sufficient to make the +f The value of the choice standard oc necessary for the calculation of A, is found from formula +(5.19). taking into account the distance D between the protector top and the point on the object’s +surface nearest to the lightning with the instantaneous coordinate r; ua +0.1. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 257 === +Some technical parameters of lightning protection +249 +I +.1 +10” +1 O‘* +10’‘ +Lightning breakthrough probability 0 +Figure 5.17. The object of 10 m height and of 100 m radius is protected by a bounding +circular wire. In the graph is presented the evaluated wire height h necessary to +decrease the probability of a lightning breakthrough to the object up to the value +of CJ shown on the abscissa axis. +calculations with the step Ar M (0.1 - 0.2)hr and finish them when P,(r) +drops to 10-6-10-7 with growing r . If the probability integral is given reason- +ably (by an empirical formula or by borrowing it from a table, e.g., using a +spline), the volume of calculations proves so small that they can be made with +a programmed calculator. With a modern computer, the time necessary for +numerical computations is only that for the data input. +The calculations made for the above example are shown in figure 5.17. +The probability of a lightning breakthrough to the object decreases to the +given value of lo-* when the protective wire is suspended at a reasonable +height h, +34m. Note, for comparison, that a single lightning rod placed +at the centre of a similar area provides the same protection reliability only +if its height is h, > 150m. Even if one builds such a rod, the result may +prove disappointing. Quite often, it is impossible to provide a safe delivery +to the earth of a high lightning current impulse, when conductors with +current pass close to structures being protected. Electromagnetic induction, +sparking capable of setting a fire, etc. may also be dangerous. +5.9 Some technical parameters of lightning protection +5.9.1 The protection zone +It follows from the foregoing that a lightning-rod has a better chance of +intercepting descending lightnings if it has a greater height above the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 258 === +250 +Lightning attraction by objects +object and is closer to it. Practically, it is important to identify a certain area +around a protector, which would be reliably protected. This is the protection +zone. Any object located within this zone must be considered to be protected +with a reliability equal to or higher than that used for the calculation of the +zone boundary. There is no doubt that this idea is technically constructive. +When the configuration of the protection zone is known, the determination +of the grounded rod or wire height reduces to a simple calculation or geo- +metrical construction - this was an important factor in the recent age of +‘manual’ protection designing. At that time, the general tendency was to +simplify the zone configuration as much as possible. In Russia, for instance, +a single lightning rod zone was usually a circular cone, whose vertex +coincided with the rod top [lo]. When lightning protection engineers realized +that the height of the rod was to exceed that of the object to be protected +(section 5.7), the cone vertex was placed on the rod axis under its top [19]. +The greater the protection reliability required, the more pointed and lower +was the zone cone. For a grounded wire, the protection zone had a double +pitch symmetry; when intersected transversally by a plane, it produced an +isosceles triangle with nearly the same dimensions as those of a vertical +cross section made through the rod cone half. Lightning protection manuals +give a set of empirical formulas to design protection zones for simple types of +lightning protector [2,4]. +The long-term practice has somewhat screened the principal ambiguity +of the notion of protection zone. Indeed, having only one parameter - the +admissible probability of a lightning stroke abmaX +- one is unable to determine +exactly the zone boundary. So one has to resort to some additional consid- +erations of one’s own choice. In particular, there is nothing behind the +concept of a conic zone except for the consideration of an axial symmetry +and the desire to make the geometry simple. The value of BbmaX +corresponds +to a wide range of zone configurations, so the chosen configuration may +appear to be far short of optimum. A protection zone is rarely filled up. +When an object occupies a small fraction of this area, which is frequently +the case in practice, the lightning rod height proves excessive. For high +objects and still higher lightning rods, this results in unjustifiably large +costs, which increase when high reliability is required. When the engineer +places an object within a protection zone, he has no idea about its actual +protection. But by decreasing the distance from the zone boundary inward, +the probability of a lightning stroke may decrease by several orders of +magnitude. To specify its value, one has to make numerical calculations +similar to those illustrated in section 5.8. +Finally, the most important thing is that protection zones can be built +with sufficient validity only for two types of lightning-rods - rods and +wires. Even an attempt to combine them causes much difficulty. The same +is true of multirod protectors, non-parallel two-wire protectors, and sets of +rods of different height. All of them find application, especially when natural +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 259 === +Some technical parameters of lightning protection +25 1 +‘protectors’ are used, such as neighbouring well-grounded metallic structures +or high trees. The analysis of protection practice shows that preference is +often given to easily-calculated designs rather than to effective designs. How- +ever, the statistical techniques used for the calculation have no limitations on +the protector type, their number, or the geometry of the objects to be pro- +tected. Some problems may arise only in finding the shortest distance from +the lightning leader tip to the lightning-rod and to the object. But they are +surmountable with the use of modern computers. One should also bear in +mind that the calculation provides the engineer not only with the break- +through probability but with the number of expected breakthroughs over +the time a particular object is in use. The latter parameter is more definite +and cost-significant. +5.9.2 The protection angle of a grounded wire +The concept of protection angle cy is used in designing wire protectors for +power transmission lines (figure 5.18). The protection angle is considered +positive when the power wires are suspended farther from the axis than the +grounded wires, so they are open, to some extent, to descending lightnings. +The value of Icy1 decreases with the grounded wire suspension height and +with decreasing horizontal displacement of the power wire relative to the +grounded one. The protection reliability is lower when the positive angle is +larger. The angle was introduced as a parameter necessary for the generaliza- +tion of observations of lightning strokes at transmission lines of various +designs. It turned out that the angle cy could not serve as an unambiguous +characteristic of the protective quality of a grounded wire. A transmission +line must also be described in terms of the grounded wire height above +power line wires, Ah, and of the grounded wire height above the earth, h,. +Figure 5.18. Positive and negative protection angles. A: grounding wire; B power +wire; C: insulator string. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 260 === +252 +Lightning attraction by objects +This determines the distance between the grounded wire and the power wire +at fixed a, which defines, through the choice standard a,, the degree of the +system connectivity. Of lines with an identical protection angle, the best pro- +tected line is the one with the largest value of Ah and the lowest value of h,. +Empirical formulas, which relate the lightning breakthrough probability +to wires with a and h,, have found wide practical application. Their accuracy, +however, is not very high because they do not include Ah. For example, there +are expressions identical in composition [21,22]: +4, +lg@b =-- +3.95, h, [m], a [degree]. +(5.21) +ah;'= +90 +75 +lg@b =--- +They give the probability of a lightning stroke with a 300% error related to a +value supported by practical observations. These formulae should be treated +with caution when the line supports are higher than 50m at small positive +and, especially, at negative protection angles. This is because most main- +tenance data refer to lines of up to 40m high with positive protection +angles of 20-30". Besides, very few of the data used for deriving empirical +formulas represent direct measurements. Usually, the data are derived +from registrations of storm cut-offs minus the calculated return sparkovers +(section 1.6.1). The latter calculations often give a large error. Still, expres- +sions (5.21) demonstrate that negative protection angles are quite attractive. +The action of protection wires placed farther from the tower axis than line +wires (cy < 0) is similar to that of a closed grounded wire surrounding a +region being protected (section 5.8). This type of protector could provide +an exceptionally low probability of a lightning stoke at line wires, but the +implementation of negative angle protection requires larger towers and, +hence, a higher cost. This approach is, for this reason, unpopular. +5.1 0 Protection efficiency versus the object function +No doubt, there is a close relationship between the protector efficiency and a +particular function (purpose) of a protected construction, especially when it +is under high potential relative to the earth (e.g., ultrahigh voltage wires) or +ejects a highly heated gas into the atmosphere. By raising the object potential +to values comparable with the absolute potential of a descending leader, one +can either increase the field at its tip, making the leader move towards the +object, or lower it, suppressing the lightning attraction. It is a matter of +the quantitative effect produced rather than its principal feasibility. High +object potential U,, may affect both the process of lightning attraction +and the choice of the stroke point. The latter is more sensitive to external +effects owing to the positive feedback in the connected system. Expressions +(5.10) and (5.15) are suitable for estimations. They include the standards +of attraction, ca, and of choice, ac. It is easier to control the process when +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 261 === +Protection efjciency versus the object function +253 +their values are lower. For objects of regular height (-30m), +we have +ua +lo-' and uc x +This enables us to focus on the choice only. The +effects of the high potential action of the object, U&, will noticeable at +U& +u,U,, where U, is the tip potential at the moment the leader has +descended to the attraction altitude. An 'average' +lightning has +U, = 50MV. Therefore, in order to get an effect on the process of choice, +one must apply Uob M 500 kV to the object (or to the protecting wire). In +order to affect the attraction process, the applied voltage must be -5 MV. +The latter value is, certainly, not feasible for the present power industry, +but available operation voltage of an ultrahigh voltage (UHV) line is high +enough to affect the lightning preference to a protecting wire or to a line +wire [22,23]. +Most UHV lines operate at alternative voltage of frequency f = 50 Hz +(60Hz in the USA). Over the time Ho/VL x +s along the flight path +Ho, during which the lightning chooses a point to strike, the wire potential +changes but little, and its values U&([) = Ufmax +sinwt (U = 2759 can be +taken to be equally probable. By the initial moment of attraction, uob(t), +may have the same or opposite sign relative to the lightning. If the sign is +the same, the development of a counterleader from the wire will be delayed, +so the probability of the lightning striking the wire will be reduced. In the +other situation, the effect will be opposite. To get a total result over a +long-term observation of the line operation (or a short-term observation of +a very long line), one should average the operating voltage effects over an +oscillation period. For this, expression (5.15) for the parameter A, must be +extended to the case in question. Expression (5.15) was based on the differ- +ence in the average fields along the lengths from the leader tip at the attrac- +tion altitude to the protector and to the object. Now, this difference can be +calculated with the potential U& to get, instead of (5.15), +where U, is the descending leader tip potential at altitude Ho. +The qualitative result of the calculations to be given below is predictable. +We are interested in the effect of alternative voltage on the preferential choice +of the stroke point between a protection wire and a power wire, since the +operating line voltage is too low to affect appreciably the lightning attraction. +In the half period when Uob(t) and U, have the same sign (suppose it is a +negative descending leader and negative voltage), the lightning is 'repelled' +by the power wire; in the positive half period, it is attracted by it. Owing +to the protecting wire, the probability of a lightning stroke at the wire in +the off-voltage mode is low, 10-2-10-3. Therefore, the favourable effect of +all negative half periods is small. Even if no lightning strikes the power wire +during this time, the number of strokes at it will, for a long time, be reduced +only by half relative to the no-load mode, because negative half periods take +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 262 === +254 +Lightning attraction by objects +Figure 5.19. Effect of the AC transmission line operation voltage on the lightning +breakthrough probability. The lower and upper curves correspond to probabilities +of +and lo-', respectively, without voltage. +only half of the on-voltage time. The unfavourable effect of positive half +periods may be much stronger. In principle, the potential difference U,, > 0 +and U, < 0 at a high alternative voltage amplitude may produce such a +strong 'attracting' field that all lightnings going to the power line will strike +its wires. The probability of a strike at the line wire during the positive half +periods may rise by 2-3 orders of magnitude (even as much as unity) against +its two-fold reduction during the negative half periods. As a result, the +stroke probability averaged over a long time for the line wire grows. The +operating voltage effect on power lines reduces the reliability of lightning +protection. +The numerical calculations of this effect are illustrated in figure 5.19. +The probability of lightning breakthrough to AC lines increases by an +order relative to the probability +x lop2 for the off-voltage mode at +y = Uobmax/ccUt x 3.75; at ab x lop3, this effect is produced at 1.5 times +lower voltage. For the typical size of modern power line towers with +oc x 0.008, the stroke probability for the power wire at U, x 30MV rises +from lop3 to lop2 at phase voltage amplitude Uobmax x 625kV. Such are +the line voltages (750 kV) in some countries. Only the next generation of +power lines with 11 50 kV can be expected to produce as strong effect on light- +ning at U, x 50MV. An experimental line of this kind has been in use in +Russia for a short time. +Direct current line has a more pronounced effect on lightning. Lightning +separation is possible in DC lines: a positive line wire more strongly attracts +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 263 === +Lightning attraction by aircraft +255 +negative lightnings and a negative wire more strongly attracts positive ones. +Since the frequency of positive descending lightnings is an order of magni- +tude smaller, a positive UHV DC line wire will attract a larger fraction of +strokes. This effect may become well pronounced at the wire potential of +f500 kV and higher. +The treatment of a hot air flow from an object to be protected is +generally similar to the above analysis. The density and electrical strength +of hot air are lower, and the strength is proportional to the density in the +first approximation [25-261. Formally, this is equivalent to the reduction +of distance do from the lightning to the object in expression (5.15), as if the +object height were increased. As a result, the lightning protector has a +lower efficiency. Consider, as an illustration, a chimney lOOm high with a +10m lightning rod fixed on its top. With the practically zero horizontal +distance between the rod and the object and in the absence of hot smoke +gases, the rod will intercept about 90% of all lightnings attracted by the +chimney (figure 5.16). But if the chimney ejects a hot gas flow with the +temperature of 100°C along the length of 30m, the probability that +the lightning will miss the rod to strike the chimney will rise from 10 to +50%. Actually, the lightning rod becomes ineffective. The question is whether +it is worth constructing this purely decorative device on the chimney top. +5.1 1 Lightning attraction by aircraft +Protection of aircraft and spacecraft has always been a complex and demand- +ing problem - poor protection may have serious repercussions. It has been +mentioned that an aircraft can be damaged by an ascending lightning starting +from its surface or by an attracted descending discharge in the atmosphere, as +happens with a terrestrial construction. Naturally, the concept of attraction +refers only to descending lightnings. There are no observational data on the +interaction between aircraft and descending lightnings, and one has to resort +again to laboratory experiments. Figure 5.20 gives a set of static photographs +taken from the screen of an electron optical converter. Of many pictures, we +have selected the most typical ones. The electronic shutter was shut at differ- +ent moments of time, so the result is not exactly a movie film but something +close to it. One can see that a vertical rod insulated from the earth has +attracted one of the leader branches together with its streamer zone, +having first excited a streamer flash and then a counterleader. Its contact +with the descending leader has produced a short luminosity enhancement +of their, now common, channel, like a step of the negative leader with its +miniature return stroke (sections 2.7 and 4.6). As a result, the channel and +the rod have become the extension of a high voltage electrode. The leader +has started off towards the earth from the lower end of the rod which now +seems to be part of the leader channel. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 264 === +256 +Lightning attraction by objects +Figure 5.20. Attraction of the spark leader by the isolated metal rod suspended in the +gap middle. +It appears that the attraction of a descending lightning by an insulated +conductor, as well as by a grounded one, is stimulated by the excitation of a +counterleader. The similarity in their mechanisms accounts for the similarity +in the basic parameters of attraction. Below, we present some laboratory +measurements of equivalent radii Re, for spark attraction by a vertical metal- +lic rod of length 1 = 0.5m, suspended at height H above a grounded plane. +The spark was produced by a positive voltage pulse with a loops front in +a rod-plane gap of 3 m. The front provides a more or less reliable field rise +time for a real object during the development of a descending lightning +leader. The measured values of Req(H) are normalized to the value of +Re,(0) for a rod that has descended to a plane to become grounded: +HI1 +0 +1 +2.8 3.4 +R,,(H)/R,,(O) +1.0 0.9 0.9 0.8 +The response to the conductor rise above the earth is fairly weak. A 10-20% +decrease in Re, seems to be regular, although it lies within the experimental +error range. To extrapolate this result to lightning, one should assume that +the number of descending lightning strokes for aircraft with the maximum +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 265 === +Lightning attraction by aircraft +257 +size I is not larger than that for a grounded object of the height h = 1. This +limit for the number of strokes does not follow only from the experimental +fact of a certain decrease in Re, with H . Of greater importance are the +possible variations in the aircraft position relative to the external field +vector, Eo, during the flight. The field enhancement at the ends of its fuselage +of length I is defined by field projection on to the aircraft axis, rather than by +the value of EO. High terrestrial constructions are always aligned with the +field since it is vertical at the earth. +Let us now estimate the possible number of descending lightning strokes +at an aircraft of length I = 70m, using the concept of attraction radius +Re, M 31. We shall have Nd x n17rR&kh, where n1 is an average annual +frequency of lightning strokes at the earth and kh is the ratio of the total +flight hours per year to the total number of hours in a year. For kh = f +and nl x 3 kmP2 per year, we get Nd M 0.1 per year. This is at least an +order of magnitude less than what follows from official statistics. One +should not think that the discrepancy is due to the neglect of intercloud +discharges, whose number is 2-3 times larger than that of lightnings striking +the earth. In order to be attacked by intercloud lightnings, aircraft must +penetrate through the storm front, but this is absolutely forbidden and +may happen only as an accident. Rather, the result was overestimated +because any pilot tries to stay as far away from a storm as possible. +Therefore, descending lightnings are responsible for fewer than 10% of +strokes at aircraft. The other 90% or more are due to ascending lightnings +excited by aircraft and spacecraft themselves (section 4.2). However, the +interest in descending lightnings remains active because of the poor predict- +ability of the stroke points on the aircraft surface. A similar situation but for +high terrestrial constructions was discussed in section 5.7. The probability of +a lightning striking much below the top is rather high. This situation can be +readily simulated in the laboratory for a long positive spark excited by a +voltage pulse with a smooth front, tf M loops and higher. The photograph +in figure 5.21 illustrates a spark stroke almost at the rod centre, together +with the integral distribution of the stroke points along its length. The +wide, if not random, spread of stroke points over the aircraft surface creates +additional problems. The aircraft has many vulnerable areas. In addition to +the cockpit and fuel tanks, these are hundreds of antennas and external +detectors providing a safe flight. It would be desirable to hide them from +descending lightnings but the chances for this are quite limited. One con- +solation is that most lightnings affecting aircraft are of the ascending type +starting mostly from the ends of the fuselage and wings, where the external +electric field is greatly enhanced. +The excitation of ascending lightnings by aircraft was considered in +section 4.2. Formula (4.11) allows estimation of the hazardous field Eo for +an aircraft of length I = 2d. The field Eo decreases with growing d, some +slower than d-315. Note that the parameter 2d is not necessarily the fuselage +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 266 === +258 +Lightning attraction by objects +Figure 5.21. The stroke probability at various points of an isolated rod for two +voltage front durations. The photograph shows how the spark has struck at the +rod centre. +length; this may be the wing length if it is larger. In general, the experience +indicates a direct relationship between the aircraft size and the frequency +of lightning strokes. There are exceptions, of course. The statistics of flight +accidents shows that aircraft of identical size may differ considerably in the +capacity to excite lightnings. In one design, the engines are mounted on +the wing pylons, and the ejected hot gas jet passes near the metallic fuselage, +where the low fields cannot excite a leader. In another design characteristic of +rockets also, the engine nozzle is placed in the tail, so that the hot jet serves as +the fuselage extension. This is a perfect site for a counterleader to be excited +since the leader development needs a lower field in a low density gas. +In the estimation, we shall assume the jet length to be half the fuselage +length, lj = d, and its average temperature to be twice as high as the ambient +air temperature. Suppose that the jet radius is large enough for the streamer +zone to be entirely within it and that the leader develops in a gas of relative +density S = 0.5. When the gas density becomes lower due to the heating, the +field providing the streamer propagation decreases at a rate 6 [25,26]. The +rate of the electric strength decrease in long gaps is approximately the same +for mountainous regions, although the density variation range in these +experiments was narrower, 6 M 0.7 [25]. We shall assume from these data +that a leader developing within a hot jet requires a potential drop 5-' times +smaller than that given by formula (2.49), i.e., AU = 36A3/5(3hd/2)2/5 +(here, the leader length L has been replaced by the jet length d). The total +length of a conductor consisting of a fuselage of 2d long and a leader of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 267 === +Are attraction processes controllable? +259 +length d is equal to 3d. Hence, we have AU = 3Eod/2, and the estimated +external field providing the leader formation in the jet is +The field is found to be Eo(6) x 165V/cm at the values of A = ( 2 7 ~ ~ o a ) - ~ ' ~ , +a = 1.5 x 103V-'/* cm/s, b = 300VA/cm, used in chapters 2 and 4, and +d = 35m. At this field, there will be a breakdown of the jet, increasing the +aircraft size by the jet length value. This will create favourable conditions +for an ascending lightning to develop from the fuselage in a low field. To +estimate the field, d should be replaced by Le, = (2d + lj)/2 in formula +(4.11); for the present example, it should be 1.5d. The 25% decrease of the +threshold field which will follow may greatly change the total number of +lightning strokes at the aircraft. +5.12 +Are attraction processes controllable? +We gave an affirmative answer to this question, when discussing the effects of +operating voltage in ultrahigh voltage lines and hot gas flows. The further +consideration of this problem should be concerned with quantitative aspects +and particular methods of lightning control. Lightning control has two aims: +to raise the reliability of lightning protection of nearby objects and to expand +the area being protected by using conventional techniques. These may only +seem to be two sides of the same effect. For example, increasing the lightning +rod height increases both the protection reliability for a particular object and +the maximum radius of the protected area. This, in principle, is the case, but +quantitatively the two results differ considerably. +Turn to the estimations above. It follows from the calculations in figure +5.15 that the increase in the lightning rod height h, by only 4 m (from 36 to +40 m) reduces the probability of a stroke at an adjacent 30 m object from lo-* +to +or by an order of magnitude. The effect is significant. As for the +expansion of the protected area on the earth, its radius Ar does not grow +faster than h,. This can be demonstrated by putting ho = 0, r = 0, and +HO = 5h, in formula (5.17). Then we shall have A r N h, for a given proba- +bility of choosing a stroke point, i.e., at fixed A, and D~ = const. In actual +reality, the standard oC grows with h,, due to which A r rises still slower. In +our example, A r increases by less than lo%, and this insignificant effect is +of no interest to us. +Lightning control eventually reduces to a change either in the electrical +strength of the discharge gaps between the descending leader tip and the +protector and the earth or in the gap voltage. For this reason, the particular +conclusion that follows from the above example can be extended to any +control measures - their effectiveness falls with distance between the object +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 268 === +260 +Lightning attraction by objects +top and the lightning-rod, since the mutual effects of the components in a +multi-electrode system become weaker. Formally, this weaker effect mani- +fests itself in increasing standard cc. It appears that the lightning control is +easier for objects of low height and area, when conventional protectors are +sufficiently effective. It is much more difficult to deviate a lightning from +an object without mounting a metallic rod on top of it. The application of +destructive technologies to storm clouds and their charge neutralization +are not discussed in this book, because this is a special problem having no +direct relation to lightning processes. +The physics of the effect of a voltage pulse rise on a descending lightning +leader is clearer than that of other effects. The effect can be expected to be +favourable when the potential applied to the lightning rod is of opposite +sign to that of the lightning, or the potential applied to the object is of the +same sign. In the former case, the conditions for a counterleader to start +from the rod are quite favourable. To initiate a preventive start of a counter- +leader from a lightning rod is to deviate the stroke point from the object. But +in order to produce a noticeable effect, the counterleader must have a channel +length comparable with the length difference between the object and the rod, +or between their tops (the latter quantities are comparable). Only then does +the effective rod height really grow and the charge space of the counterleader +considerably limits the field at the object top. Therefore, one deals with +channels of metre lengths, sometimes of tens or even hundreds of metres, +especially if one takes into account the multi-fold increase in the radius of +the area to be protected. This is a fairly complicated task. +A short-term ‘elongation’ of the rod by exciting a plasma channel from its +top is very similar to the counterleader behaviour. A laser spark or a short- +term long plasma jet would be sufficient for ths. Laboratory studies have +shown that a man-made plasma conductor affects a long spark path as a +metallic conductor. The problem is the technological complexity and consider- +able cost of the project rather than the principal possibility of control. +Imagine an ideal pulse generator, whose effectiveness is so high that it +blocks a lightning breakthrough to the object with 100% probability. The +protection reliability will then be determined by the reliability of the genera- +tor itself, primarily by its synchronizing unit. It is a difficult task to design a +reliable synchronizing unit capable of responding to a nearby descending +lightning leader. A leader always chooses a complicated, poorly predictable +path and has many branches. It is necessary either to distinguish a branch +from the main channel or to trigger the control unit repeatedly. The latter +is undesirable not only because this is resource-consuming. A control pulse +can stimulate a branch to become the main channel, which is the first to +reach the grounded electrode, producing a powerful return stroke pulse. +The close vicinity of a strong current may be as hazardous to the object +being protected as a direct stroke. Finally, we should not discard multi- +component lightnings - 50% of subsequent components do not follow the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 269 === +Are attraction processes controllable? +26 1 +channel of the first component [27]. So it is necessary to design a control unit +capable of generating a series of pulses with millisecond intervals. Such a pro- +ject would be very costly. +High costs have been the main reason for the decreasing interest in +lightning control among specialists. They think of using nonmetallic rods +or other unconventional measures only in exceptional situations when the +common approaches are incompatible with the technological functions of +the object being protected. Designers have suggested some exotic ways of +lightning protection. Specialized firms advertise lightning rods with radio- +active, piezoelectric and other wonder tops. The performance of radioactive +sources has been tested in a laboratory, and no noticeable effect has been +registered even on the leader start, let alone its propagation along the dis- +charge gap. This should have been expected, because a leader arises from a +pulse corona flash resulting from a long application of an electric field (as +happens during a storm). Every pulse flash represents a streamer branch +with a channel electron density of 10'2-10'4cm-3 [28]. A radioactive top +can hardly add anything to this density, unless its power is so high that it +kills everything alive around it. +It appears that leader suppression may be more promising than its +excitation. Laboratory experiments have long been known [29], in which +an ultracorona was successfully used to suppress the leader start. The +corona arises as a thin uniform cover on the anode or the cathode made of +a thin wire (-0.1-1 mm). A slow voltage rise does not change the corona +structure or the ionization region thickness. The electric field strength on +the electrode is stabilized by the space charge of ions drifting slowly on the +corona periphery. The field stabilization prevents the formation of an ioni- +zation wave, or a streamer flash, which would otherwise produce a leader. +With no consequences, the average field in a gap of several dozen centimetres +long could be raised to 20-22 kV/cm, whereas 5 kV/cm was commonly +sufficient to produce a breakdown in the absence of an ultracorona. +It would be tempting to extend the laboratory effect to lightning protection +practice to suppress the counterleader start from the object being protected. An +obstacle here is the rate of external field variation at the top of a grounded +electrode of height h, rather than the much greater gap length. The electrode +possesses zero potential, U = 0. The potential of the external field EO at the +top is U, = Eoh, +so that the air at the electrode top is affected by the potential +difference equal to U - U, = - U,. The linear charge of a leader descending +directly on to the object creates field AEo at the earth, given by formula +(3.5). As the leader approaches the earth, potential U, rises at the rate +(5.23) +where z is the altitude of the descending leader tip and VL = -dz/dt is its +velocity. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 270 === +262 +Lightning attraction by objects +Let us find the maximum rate of the field rise at which the ultracorona +can still survive. Assume, for simplicity, that a corona (positive, for definite- +ness) arises at a sphere of radius yo, attached to the electrode top. TO +prevent the corona transformation to an ionization wave capable of +initiating a streamer flash and then a leader, the field on the sphere +should not rise in time with AEo. The surface with maximum field should +not detach from the sphere to move into the gap interior. In an ultracorona, +the field on the sphere is stabilized by space charge on the level of E, +depending on radius yo. The sphere concentrates a constant charge +Q, = 4neor&. A short time At after the corona ignition, the voltage +increases by the value A U = A,At, which is supposed to increase the posi- +tive sphere charge by AQ1 = CAU = 4mOrOAuAt. +To avoid this, the sphere +charge AQ1 must be compensated. The compensation occurs owing to the +gas ionization in the thin surface layer. Positive ions transport the charge +AQ for the distance Ar = plE,At (where p, is the ion mobility), so that +the negative charge induced in the sphere AQ, = -AQro/(ro + Ar) is able +to neutralize AQ1. The charge actually induced in the sphere is transported +into it by electrons produced in the near-surface layer, whose number is +excessively large since lAQll = AQ, < AQ. ‘Excessive’ electrons leave for +the external circuit and then to the ‘opposite’ electrode - the earth. The +field on the radius r = yo + Ar now becomes equal to E(r) = (Q, + AQ)/ +[4mO(r0 + AY)^] and should not exceed E,. To the small value of about +Ar/ro, this requirement is met at A, d 2p,E; M 3.6 kV/p (E, M 30 kV/cm, +p1 x 2 cm2/V SI. +We have analysed the other extrema1 situation when the corona exists so +long that charge Q >> Q, is incorporated into space and the ion cloud radius +becomes r1 >> YO. A well-developed corona can exist at the sphere for a long +time if the voltage U. does not grow in time faster than U, = Aut. The +maximum admissible growth rate A, coincides, in order of magnitude, +with the above estimate but is slightly lower. At a fast voltage growth, +say, U M t” with n > 1, there necessarily comes the moment when the +ion cloud field becomes higher than E,, stimulating the transition to a +streamer flash. For the typical values of h = 50m, rL x 5 x +Cjm, and +VL x 3 x lo5 m/s, the voltage growth rate reaches the estimated critical +value when the leader descends to the altitude z x 200m, at which the +attraction process begins. A little later, A, N z-* becomes even more critical, +and the ultracorona dies giving way to a counterleader. +To conclude, lightning can be controlled but this task is costly and very +complicated technologically. So it would be unreasonable to discard +conventional protection technologies where they can solve the problem suc- +cessfully. One should not expect miracles in lightning protection. If particular +circumstances make one turn to unconventional measures, one must be ready +to create complex devices, whose protection reliability will be determined by +their operation, rather than by the interaction with a lightning. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 271 === +If the lightning misses the object +263 +5.13 +This is likely to happen more often than direct strokes at an object. Some- +times, the object attracts a lightning branch which could hit the object if it +had enough time before the return stroke develops from the main channel. +Such a situation is illustrated in figure 5.22. The counterleader, which has +started from the television tower top, has no time to transform to an ascend- +ing lightning or intercept the descending leader, because the latter has struck +a metallic tower below the tower top. As a result, the counterleader remains +uncompleted. The counterleader channel has, however, become several +dozens of metres longer. This is now a mature channel, whose temperature +is at least 5000-6000K. If it had touched a hot gas jet, it would inevitably +ignite the gas. Practically a leader of any length is suitable for ignition of +inflammable exhausts into the atmosphere. To excite and develop a leader +in air under normal conditions, a voltage of 300-400 kV would be sufficient. +Such a potential difference AU = Eoh can be produced in objects of height +h > 30m even in the absence of lightning because this would require a +storm cloud field of Eo M lOOV/cm. If the object is lower, uncompleted +counter-leaders can be excited even by remote lightnings. From formula +(3.7), a descending leader that has started at an altitude of H = 3 km and +has touched the earth creates a field Eo = lOOV/cm at a distance R = 1 km +from the stroke point if it carries the linear charge T~ M 8 x lop4 Cjm. This +charge is characteristic of a descending leader with average parameters. +This is one of the long-range mechanisms of lightning, which should be +If the lightning misses the object +Figure 5.22. The long incomplete counterleader (2) started from the top of the +Ostankino Tower while the descending lightning struck lower than the top (1). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 272 === +264 +Lightning attraction by objects +taken into account when treating possible emergencies for objects containing +large amounts of inflammable fuels. +References +[l] Uman M A 1987 The Lightning Discharge (New York: Academic Press) p 377 +[2] Operating Instruction for Lightning Protection of Buildings and Works RD +31.21.122-87 1989 (Moscow: Energoatomizdat) p 56 (in Russian) +[3] Bazelyan E M, Gorin B N and Levitov V I 1978 Physical and Engineering Funda- +mentals of Lightning Protection (Leningrad: Gidrometeoizdat) p 223 (in Russian) +141 Golde R H 1967 J. Franklin Inst. 286 6 451 +[5] Linck H and Sargent M 1974 CIGRE, Sec. N 33/09 (Paris) 11 +[6] Wagner C F 1963 AZZZ Trans. 83 (Pt 3) 606 +[7] Wagner C F 1967 J. Franklin Inst. 283 (Pt 3) 558 +[8] Darveniza M. Popolansky F and Whitehead E R 1975 Electra 41 39 +[9] Bazelyan E M, Levitov V I and Pulavskya I G 1974 Elektrichestvo 5 44 +[lo] Stekolnikov I S 1943 Lightning Physics and Lightning Protection (Moscow, +[ll] Akopyan A A 1940 Res. All-Union. Electr. Inst (Moscow) 36 94 +[12] Bazelyan E M, Sadychova E A and Filippova E B 1968 Elektrichesrvo 1 30 +[13] Bazelyan E M and Sadichova E A 1970 Elektrichesrvo 10 63 +[14] Aleksandrov G N, Bazelyan E M, Ivanov V L et a1 1973 Elektrichesrvo 3 63 +[I51 Bazelyan E M. Burmistrov M V, Volkova 0 V and Levitov V I 1973 Elektri- +[16] Cann G 1944 Trans. AIEE 63 1157 +[17] Gorin B N and Berlina N S 1972 Elektrichesrvo 6 36 +[18] Gorin B N, Levitob V I and Shkilev A V 1977 Elektrichesrvo 8 19 +[19] Bazelyan E M 1967 Elektrichesrvo 7 64 +[20] International Standard Protection Structures against Lightning 1990 IEC 1021 +[21] Burgsdorf V V 1969 Elektrichesrvo 8 31 +[22] Kostenko M V, Polovoy I F and Rosenfeld A N 1961 Elektrichesrvo 4 20 +[23] Bazelyan E M 1981 Elektrichesrvo 5 24 +[24] Larionov V P, Kolechitsky E S and Shulgin V N 1981 Elektrichesrvo 5 19 +[25] Bazelyan E N, Valamat-Zade T G and Shkilev A V 1975 Zzvestiya. Akad. Nauk +[26] Aleksandrov N L and Bazelyan E M 1996 J. Phys. D: Appl. Phys. 29 2873 +[27] Rakov V A, Uman M A and Thottappillil R 1994 J. Franklin Inst. 99 10745 +[28] Bazelyan E M and Raizer Yu P 1997 Spark Discharge (Boca Raton: CRC Press) +[29] Uhlig C A 1956 Proc. High Voltage Symp. Nut. Res. Council of Canada +Leningrad: Izdatelstvo Akademii Nauk SSSR) p 229 (in Russian). +chesrvo 7 72 +P 48 +SSSR, Energetika i transport 6 149 +p 294 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 273 === +Chapter 6 +Dangerous lightning effects on +modern structures +This chapter is concerned with the mechanisms of hazardous lightning effects +on various objects in the atmosphere, having no contact with the earth, on +terrestrial constructions and underground communications lines. The dis- +cussion will be restricted to those effects which are, in this way or other, +produced by the electrical and magnetic fields of lightning. No doubt, a +hot lightning channel can ignite inflammable material but their direct contact +is a rare phenomenon, whereas a remote excitation of sparks in such material +due to electrostatic or magnetic induction is a regular thing. Lightning can +destroy constructions by a purely mechanical action but this does not +happen often. The burn-offs and holes at the site of contact of a hot lightning +channel with metal are hazardous only to thin (one millimetre thick) metallic +coatings. On the other hand, the range of electromagnetic effects is very wide. +They can damage both microelectronic devices and ultrahigh voltage lines. +The test maintenance of a 1150kV transmission line in Russia has shown +that it is not resistant to powerful lightning discharges. Most of the material +presented in this chapter concerns the physical mechanisms of electrical, +magnetic and current effects of lightning. We shall discuss simple and clear +qualitative models illustrating the physics of these processes. We believe +that this is the key issue to lightning protection theory. The process of +equation solution, so important two decades ago, is not so essential today. +If a physical model describes the reality adequately and the respective +equations are available, modern computers are able to overcome almost +any mathematical complexity. +When a lightning strikes a grounded metallic construction, a high return +stroke current I, passes through it. Because of an imperfect grounding +having a resistance R,, the construction potential rises by the value +U = IMR,, for example, by 1 MV at I, = 50 kA and R - 20R. This is +one of the reasons for the overvoltage due to a direct lightning stroke. +Another reason is the emf of magnetic induction (the intrinsic induction +g.- +265 +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 274 === +266 +Dangerous lightning effects on modern structures +due to an abrupt current change in the construction and the mutual induction +produced by the current wave running through the lightning channel). But +lightning overvoltages may result not only from a direct stroke but from +remote lightning discharges as well. Their effect is associated with electro- +static and electromagnetic inductions. In the former case, an overvoltage +results from the time variation of the electric field strength at the object, +created by the lightning channel charges during the leader and return +stroke stages (sometimes, by the slowly changing charge of the storm +cloud). Another reason for a remote excitation of overvoltage is the varying +magnetic field of the rapidly changing lightning current. Overvoltages +became a very serious hazard at the beginning of the twentieth century +when the first power transmission lines were built, and the engineer still +associates an overvoltage with a powerful effect of tens and hundreds of kilo- +volts. This is true of transmission lines of high and ultrahigh voltages (UHV +lines). However, an overvoltage as small as several hundreds or dozens of +volts may become hazardous to electric circuits with a low operating voltage. +Especially vulnerable in this respect are the circuits of microelectronic +devices. +Historically, the theory of overvoltages has developed with reference to +power transmission lines. Naturally, the mechanisms of ultrahigh voltage +excitation were the first to attract the researchers’ attention. So this theory +is now very detailed [l-41 and the numerical procedures suggested are +capable of solving engineering problems with a desired accuracy. We shall +not describe these approaches here but rather focus on the physical aspects +of the overvoltage problem, because in many practical applications they +are not as self-evident as in a lightning stroke at a power line. +The calculation of overvoltage includes the solution of two equally +important problems. One is to find the electromagnetic field of a lightning +discharge at the site where the object to be protected is located. These calcu- +lations may prove very cumbersome and time-consuming, especially when +one tries to take into consideration such parameters as the real path and +length of a leader channel, the non-uniform charge distribution along the +channel length, and the lightning current spread over the metallic parts of +a particular object and underground service lines. The physical aspects of +this problem, however, are quite clear and the numerical methods are well +known. The other problem is to determine the response of an object and +its electrical circuits to the electromagnetic field of lightning. The physical +aspects of this problem are much more diverse, and the basic mechanisms +of overvoltage excitation are not always obvious. So the latter are the subject +of special interest in this chapter. +An induced overvoltage is normally smaller than an overvoltage pro- +duced by a direct stroke, especially by remote strokes, but it affects the +object more frequently. When one calculates the frequency of emergencies +for a high-voltage circuit with an insulation designed for hundreds of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 275 === +Induced overvoltage +261 +kilovolts, one usually deals with direct strokes, because induced overvoltages +cannot damage the insulation. Objects with metallic shells which can screen +well the internal electric circuits (including low-voltage ones) are designed in +a similar way. However, unscreened low-voltage circuits suffer equally from +overvoltages due to direct strokes and from induced overvoltages. Since the +latter are more numerous, they should not be discarded when choosing the +protective measures. +6.1 Induced overvoltage +6.1.1 +The atmospheric electric field varies in time during a storm. The slowest +changes, lasting for several seconds or tens of seconds, are due to the +accumulated charges of the storm cloud cells and their transport by the +wind. Field variations associated with the leader propagation last for several +milliseconds. Changes of microsecond duration arise from the charge re- +distribution during the return stroke. In any field variation, the electrostatic +potential of a perfectly grounded object would remain equal to zero. In +reality, however, the grounding resistance R, is always finite. If the change +in the charge induced on the object surface creates current i, = dqi/dt +through the grounding rod, the object acquires potential U = -i,R, +relative +to the earth. +A grounded body of capacitance C possesses a potential difference +AU = U - U, relative to the adjacent space (here, U, is the average potential +of the external field Eo at the object’s site). The charge induced on the body is +q, = CAU; hence, current i, is defined by the equations +‘Electrostatic’ effects of cloud and lightning charges +-+A--- +d i, +A, . +d U, +A = - +dt +R,C- +R, +’ dt ‘ +2, = - exp(-t’RgC) 1: A,(t‘) exp(t‘/R,C) dt’ +R, +where we assume ig(0) = 0. In a simple case with A, = const, we have +i, = -A,C[l - exp(-t/R,C)], +U = A,R,C[l - exp(-t/R,C)]. +(6.2) +For the estimation, we put C = 100 pF, corresponding to a sphere of 1 m +radius, and set the overvoltage amplitude below 1 kV. During a storm +without lightning discharges (the field variation A, N lo4 Vjs), the desired +grounding resistance should be R, < 1OOOMR. But in the presence of a +close descending lightning leader with the field variation A , N lo9 Vjs, the +grounding resistance must be reduced to 10 kR. With the account of the +return stroke at A, N 10” Vjs, this value must be decreased further to +1000. Therefore, a good grounding of an object seems to be an effective +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 276 === +268 +Dangerous lightniTzg effects on modern structures +tool for its protection against overvoltages excited by electrostatic induction. +No doubt, faster variations in the external field impose more stringent +requirements on the grounding rod. Resistances exceeding 1000 MO are +hardly realistic because of the leakage across the unclean surface of even a +perfect insulation. For this reason, overvoltages due to a slow variation in +the storm cloud charge present a problem only in exceptional situations +(for example, in providing protection to the explosives industries or to +storages of explosives). It is not difficult to provide a 100Q resistance but +special designs are necessary. +We should like to mention an exotic but fairly realistic situation when +the object capacitance is subject to a change. This happens, for example, in +apparatus with remote wire control. When the apparatus goes away horizon- +tally from the operator and the cable elongates with a constant velocity +v = const, the capacitance grows linearly in time, C(t) = Clvt. At a constant +external field, the grounding electrode current and the object voltage relative +to the earth do not change in time and are +During the object motion up to a cloud, the overvoltage will be larger +because of the higher average potential of the conductor, U, x Eowt/2. +Let us calculate the overvoltage due to the return stroke current. Its +specificity results from a high velocity of the recharging wave through the +channel, wr, which is comparable with light velocity c. Strictly, this requires +account to be taken of the delay time of an electromagnetic signal in the +calculation of charges induced on the object. When faced with this complex +task, engineers sometimes feel a mystic horror. In actual fact, the delay +changes little in many situations, especially in the case of a compact object. +To illustrate this, consider the limiting case when a terrestrial compact +object is located right under a vertical, descending leader, more exactly, +when the horizontal distance to the stroke point is r << z, where z is the +height of the return wave front. At the moment of time t, the leader charge +is neutralized, and the channel is recharged along its portion from the +earth to the altitude z = vrt. But the object 'is aware' of the charge change +along a shorter portion only, z, = cv,t/(c + vr). The effect of the delay is +equivalent to a decrease in the return wave velocity by a factor of +(1 + vr/c). The equivalent velocity is v,, = ze/t > vr/2, because U, < c. For +a lightning of medium power with v, x 0.25c, the velocity is wre RZ 0 . 8 ~ ~ . +A +20% correction is of little importance, particularly as the neglect of the +delay leads to an overestimated overvoltage, thus providing a certain reserve +for the engineering solution. The effect of the delay will be smaller at +comparable values of r and z. Indeed, the distance between the charge +neutralization front and the object, (r2 + z2)lI2, increases more slowly than +z. It remains nearly unchanged at r >> z. Therefore, the time evolution of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 277 === +Induced overvoltage +269 +the field, Eo(t), at the object's site will not differ from that calculated neglect- +ing the delay. The phase delay which acts for the time At = r/c does not +affect the overvoltage. +Let us make a direct evaluation of the 'electrostatic' component of +overvoltage during the return stroke, assuming that a rectangular charge +neutralization wave (section 4.4) is moving along a vertical, perfectly +conducting channel towards a cloud. At any point of the channel behind +the wave front z = wrt, the charge changes by the same value r. The electric +field follows the charge variation. Without the account of the delay, its +change AE, at the distance r from the channel is described by an expression +similar to (3.5) (with h = 0, H = z and R = z): +The time constant for real electric circuits, R,C < 0.1 ps, is several orders of +magnitude smaller than the time of the return stroke flight from the earth to +the cloud. Then, according to (6.2), the electric component of the overvoltage +(relative to the earth) for a compact object is defined as +2 +dAE, +rR Ch +vr t +U, +R,Ch- +- +- +dt +2 m (vft2 + r2)3'2 +where h is an average object height. The short-term action of this overvoltage +load must be endured by all the insulation gaps separating the object from +the adjacent constructions and service lines, whose potentials were not +changed by the lightning or, if they were, to a different extent. +At the moment of time tmax, the pulse Ue(t) reaches its maximum +In the second formula of (6.6), we have substituted I, = TU,. A lightning of +medium current IM = 30 kA, which has contacted the earth at the distance +r = lOOm from the object of medium height h = 10m and capacitance +C = lOOOpF (a wire l00m long), is capable of exciting an overvoltage +pulse with an amplitude Uem,, = 2 kV at R, = 10 R because of the channel +recharging during the return stroke. +Most of the parameters in (6.6), are beyond the engineer's capacity when +he requires a high protection reliability. It is hardly possible to change the +capacitance or average height of the object being protected. It seems more +feasible to reduce the overvoltage to a safe level by decreasing the grounding +rod resistance R,. This is an effective way of overvoltage protection against +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 278 === +210 +Dangerous lightning effects on modern structures +electrostatic induction. However, this measure, like any other technological +tool, has its limitations. It is difficult to provide R, < 1 R in a impulse +mode. The obstacles are the relatively low conductivity of the earth and +the inductance of the grounding conductors, which are fairly long when +the grounding mat occupies a large area. After the potentialities of R, reduc- +tion have been exhausted, there remains only one way - increasing the dis- +tance r to the nearest lightning discharge. To do this, one has to protect +from direct strokes not only the object itself but the area around it together +with the other constructions located on it, some of which are higher than the +object to be protected. In that case, all lightning rods must necessarily be +mounted outside this area; otherwise, the protectors will be able to attract +lightnings, bringing their charges close to the object. +In contrast to the amplitude, the duration of the overvoltage pulse front +is practically independent of the object's parameters, being primarily deter- +mined by the distance to the stroke point, r. From the first formula of +(6.6), we have t,, +0 . 7 ~ ~ +at r = lOOm and TI, +x 0 . 3 ~ . Overvoltages of +microsecond duration are typical of the lightning return stroke. Pulses +with the front duration of 1 - 1 . 2 ~ ~ +are still used as standards in insulation +tests for resistance to lightning overvoltages, although they do not always +reflect the reality. +6.1.2 Overvoltage due to lightning magnetic field +The problem of overvoltage induced by the magnetic field of a lightning +discharge is the most common one among overvoltage problems. The +lightning current varying in time and space induces the emf in any circuit. +If a circuit is formed by conductors, the emf excites electric current. If the +circuit is disconnected, the voltage equal to the induced emf is applied to +the break. Let us estimate the maximum effect produced by an infinitely +long straight conductor with current i. At the distance r from the conductor, +the magnetic field is H = pOi/27rr. Consider a rectangular frame in a plane +intercepting the conductor (figure 6.1). Suppose the side parallel to the +conductor has a length h and the side normal to it has r2 - rl = d; the short- +est distance between the frame and the conductor is rl. The magnetic flux +through the frame is defined as +--In-. +r1 +The emf induced in the circuit, U, = -dQ/dt, is +At the maximum rate of the current change, Ai z 10" A/s, characteristic of the +return stroke of subsequent lightning components, the emf'induced in a circuit +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 279 === +Induced overvoltage +I Pr +271 +Figure 6.1. Estimating the overvoltage magnetic component. +with the sides h = d = 10 m at the distance rl = 100 m from the conductor with +current is U, = 19 kV. The emf for a smoother current impulse of the first +component of a moderate lightning with Ai = 5 x lo9 A/s is U, = 1 kV. +Overvoltages excited electrostatically and electromagnetically are gener- +ally comparable. The former can be coped with using an effective grounding +of the object, but overvoltages due to the electromagnetic mechanism do not +respond to the grounding efficiency. Imagine metallic columns buried deep in +the ground, which support rails for a mobile overhead-track crane mounted +high up at the ceiling of industrial premises. The whole construction has a +perfect grounding owing to the metallic columns which provide a complete +absence of electrostatic overvoltages from close lightning strokes. However, +a pair of columns with a rail and the conducting earth forms a closed circuit +with an area of several hundreds of square metres, in which the time-variable +lightning current excites an emf. The same thing occurs in a circuit formed by +columns, fixed at the opposite sides of the premises, and an overhead crane. +A possible disconnection at any site of the metallic construction cannot be +ignored either. A disconnection may arise due to metal erosion, poor welding +or inadequate contact between the crane wheel and the rail. In that case, +practically all emf of the circuit will appear to be applied to the site of +defect, provoking a spark discharge through the air or a creeping discharge +across the surface to bypass the defective site. A spark-induced emergency is +inevitable if there is an explosive gas mixture in the premise. +The fact that any construction may serve as a circuit capable of inducing +an emf increases the hazard - this may be a metallic ladder on a conductive +floor, a metallic pipe leaning against a wall, etc. Such casual circuits present +an even more serious hazard, because their parts may have only a slight +contact between them, so that the probability of a spark gap is extremely +high. An explosion would, no doubt, destroy the casual circuit, creating a +mystery to the fire brigade in the spirit of Agatha Christie’s stories. +The sequence of procedures for the calculation of overvoltages due to +lightning current is similar to that for lightning charge calculation. One +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 280 === +212 +Dangerous lightning effects on modern structures +should first find the magnetic flux through the circuit in question and +calculate the induced emf. The magnetic flux is often replaced by the +vector potential A(t) to simplify the calculations. For current i in a thin +conductor such as a lightning channel, the vector-potential is +where the integral is taken in the conductor length and r is the distance from +the current element id1 to the point, at which A is determined. The emf +induced in the circuit of interest is defined as +(6.10) +where EM is the strength of a vortex electric field excited by the time-variable +magnetic field of the lightning. For a straight conductor with current, the +vector EM is parallel to the current. If the lightning channel is vertical, the +vector EM is also vertical. +Let us represent a lightning return stroke as a rectangular wave of +current ZM propagating at velocity vr along a vertical channel from the +earth up to the cloud. Without accounting for the delay, leading to a certain +overestimation of the result, we have +Factor 2, instead of 4, in the denominator results from the allowance +for the current spread in the earth. The field EM is vertical, so the horizontal +sections of the circuit do not contribute to U,. +In the vertical sections, the +values of EM are summed algebraically. For a metallic frame with an air +gap, like the one shown in figure 6.1, the magnetic component of overvoltage +in a small gap of A << h is +u.44 = h P d r 1 ) - E M ( Y 2 ) I +(6.12) +where EM are taken to be values averaged over the conductor heights h. +All the results obtained within the model of a rectangular current wave +of the lightning return stroke overestimate the overvoltage; the smoother the +front of the real current wave, the greater is the overestimation. +6.2 Lightning stroke at a screened object +6.2.1 +Overvoltages due to a lightning stroke at the metallic shell of a body, such as +a plane or other objects, occur very frequently. To get an idea of what +happens in this case, let us look at the schematic diagram in figure 6.2. +A stroke at the metallic shell of a body +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 281 === +Lightning stroke at a screened object +273 +Figure 6.2. Lightning current flows along a pipe with a conductor inside. +Suppose lightning current runs along a closed metallic shell of an object, inside +which there is a conductor connected to the shell at one of its ends, say, at the +lightning current input. The potential at this contact will be taken to be zero. If +RI is the linear resistance of a shell of length 1 and L1 is its linear inductance, +the voltage applied to the shell will be Uf = -(L1 di/dt + Rli)l. The lightning +current does not branch into the inner conductor disconnected at the other end +(the capacitance is neglected). The conductor potential changes only due to +the mutual inductance, U, = Mlldi/dt. Since the magnetic flux of the shell +current is entirely attributed to the inner conductor, the linear mutual induc- +tance M I is equal to the linear inductance of the frame, L1 . Then the potential +difference between the shell and the inner conductor at the far end of the latter +is described as +U, = U, - Uf = iR1l. +(6.13) +The remarkable property of a cylindrical system with an inner wire to +compensate completely the induction emf is well known to impulse measure- +ment technology. This property is the basis for making shunts for measuring +current impulses with very short fronts (to a few fractions of a nanosecond). +The respective theory, useful for the understanding of the overvoltage +mechanism, is discussed in detail in [5]. We shall turn to it when evaluating +the skin-effect in a shell. Here, it should be noted that the shape of an +overvoltage pulse, U,(t), in the absence of a skin-effect is similar to that of +a current impulse, i(t). This is valid as long as the time of the electromagnetic +wave propagation along the frame is much shorter than the impulse +duration. +No principal changes will occur when the conductor ends are connected +to the shell via resistances Rkl and Rk2. The voltage U, will then appear to be +operative in the inner closed circuit consisting of the shell, conductor, and +resistors. When the resistances of the conductor and the shell are small, the +current i = Ue/(Rkl + Rk2) arising in the circuit will distribute the over- +voltage U, between the turned-on resistors in reverse proportion to their +values. The same will happen when the conductor is connected to the shell +via spurious capacitances. Of course, if a massive aluminium shell has a +cross section of 100 cm2 and the linear resistance is R1 E 3 x lop6 n/m, the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 282 === +214 +Dangerous lightning effects on modern structures +overvoltages may be small, U, RZ 30V, even at the maximum lightning +current Z,w = 200 kA and a long 1 = 50 m. But one should bear in mind +that modern microelectronic units stuffed into an aircraft or spacecraft can +be damaged easily even by lower voltages. +6.2.2 How lightning finds its way to an underground cable +The problem of lightning access to an underground cable deserves special +attention, because the spark propagation under these conditions has a +peculiar physical mechanism. A direct stroke of a descending lightning at an +underground cable is a rare event, since the leader cannot ‘sense’ its presence. +The current flows to the cable along a spark channel creeping along the earth’s +surface. Its path can sometimes be identified easily because of the bulging +loosened soil. Normally, the spark path is as long as several dozens of +metres, or even hundreds of metres in low conductivity soils. It seems unlikely +that a creeping spark should move towards a cable purposefully; rather, this is a +matter of chance. But the local topography can stimulate the spark access to the +cable. Suppose a cable is laid along a forest path, and the current of the light- +ning that has struck a nearby tree flows down to its roots, giving rise to a spark +channel, which propagates across the path until it hits the cable. +A high current spreading through a poor conductor such as soil induces a +fairly high electric field which initiates ionization. This fact has long been +known, so the calculations of grounding resistance take into account the +increasing radius of the metallic conductor owing to the larger ionization +zone around the metal. It has also been suggested that a strong electric field +induced by high current may cause a breakdown of some gaps by a spark fila- +ment in the soil [6]. The soil ionization creates a natural ’grounding electrode’, +when a lightning channel contacts the earth’s surface. The mechanism of +current spread through the soil can become clear from analysis of the simple +case of a spherically symmetrical distribution of current I,. +At the distance +Y from the point of lightning stroke, the current is sustained by the electric +field E = p1M/(27rr2), where p is the soil resistivity. The soil represents a +porous medium with the pores filled by air. Experiments show that the soil +air is ionized more readily than the atmospheric air at E > EIS E 10 kV/cm +[6,7]. This is due to the local field enhancement around sand grains, etc. +(cf. section 4.3.1). Therefore, the medium in a hemisphere of radius +Y, = (I~p/27rE1g)’i2 +is ionized to become a natural well-conducting grounding +electrode. The grounding electrode resistance, i.e., the resistance to the current +spread through a non-ionized soil, is defined as +R --I +1 +” + +Edr=---. +P +- IM +r, +~ T Y , +(6.14) +For example, the grounding resistance is found to be R, = 7 2 0 at +ZM = 30 kA, p = lo3 0 . m (sandy soil), and ri = 2.2m. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 283 === +Lightning stroke at a screened object +275 +This situation is very unlikely because the process is unstable. Even a +slight asymmetry, which is always present in nature, say, the asymmetry +created by tree roots at the site of the lightning strike, may produce a creeping +discharge. A plasma channel similar to a leader channel originates at the +strike site. It acts as a long grounding electrode, from which the lightning +current spreads through the soil. The leakage current per unit channel +length, Zl, is proportional to the channel potential U at this site, Zl = G, U. +The linear conductivity GI of the leakage through the channel surface +contacting the soil is defined by an expression similar to (6.14) but with +allowance for the cylindrical (or, rather, semi-cylindrical) geometry. The +radial field at radial distances r smaller than the conductor length I is +E M Z1p(7rr)-', where I, = Z M / I is the leakage current per unit channel +length. When integrating the field over the radius to find the channel poten- +tial U , one should take the upper limit I , x I , because at r > I the field +decreases as l/r2 and the integral converges quickly. Hence, we have +(6.15) +Here, ri is the radius of a well-conducting channel. Because of the logarithmic +dependence of G1 on ri and 11, these values do not affect G1 much. +Laboratory experiments [8] have shown that the principal difference +between a classical leader in air and a spark running along a conducting +surface is the mechanism of current production providing the energy for +the channel heating. In the former case, the current is produced by the +streamer zone in front of the leader tip (section 2.4.3) and in the latter, +owing to the transverse current leakage from the surface of the channel +contact with a conducting medium. A streamer-free leader process was +clearly observed under these conditions in laboratory experiments [5,8]. +The streak picture in figure 6.3 does not show even a trace of the streamer +zone, whereas the air gap of the same length is filled by streamers nearly +from the very beginning of the leader process, in the absence of a conducting +surface. The spark process occurring along a conducting surface is very +effective. A creeping leader requires an order of magnitude lower voltage +for its development than an ordinary leader - 135 kV instead of 1300 kV - +for bridging a gap of 5m long. Of primary importance here is the medium +conductivity and the current supplied to the channel. To make a streamer- +free leader move on, the field at its tip must be E > Elg to be able to initiate +the ionization, to supply the initial channel with a current as high as the +ordinary leader current, it > if,,, N 1 A, to heat the gas rapidly, and to +maintain the channel conductivity (section 2.4.3). +A small portion of the lightning current, it << ZAw, delivered to the leader +tip is sufficient for a creeping leader to develop successfully. The tip current +is, at first, very high. But as the channel grows, more and more lightning +current leaks down to the earth because of the increasing contact area of +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 284 === +216 +Dangerous lightning effects on modern structures +Figure 6.3. Streak photographs of a leader creeping along the soil (top) and an air +leader (bottom). 1: channel, 2: tip, 3: streamer zone. +the plasma column with the conducting soil. So, the leader eventually stops. +Let us evaluate the maximum length I of the leader channel. Suppose current +Z, +is delivered to the channel through its base at the stroke point. The current +value is determined by the recharging of the lightning leader channel at the +return stroke stage and is independent of the creeping spark length. For +simplicity, we take the delivered current I.w and the longitudinal field E,, +supporting the creeping leader current, to be constant. At high currents +(i > 1 A), the dependence E,(i) is, indeed, not particularly strong. By the +moment the leader has stopped, the tip potential U, and current it are low +relative to U(x) and i(x) at distances .x from the tip, comparable with the +channel length. We then have +(6.16) +With i(Z) = 1, at the channel base, the maximum channel length is defined, +with the account of (6.15), as +di +GI Ecx2 +dx +_ - +- Zl = G,U(.x), +i(x) = +~ +2 +. + +U(x) M E,x, +(6.17) +( 2zM )'/2 - [ 21,p In ( I / ~ J 1 'I2 +1 % - +N +GI E, +..E, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 285 === +Lightning stroke at a screened object +277 +If the longitudinal field E, is lOOV/cm, as in the case with a common +leader channel which is usually close to the arc state, the channel length I +will be 40m (ri x 1 cm) for an average lightning with IM x 30 kA and a +well conducting soil with p x 100 R - m. The channel length will grow with +rising lightning current and decreasing soil conductivity: its value is +I M 220 m at the maximum current 1, x 200 kA and p x 1000 R/m. These +estimates are consistent with observations. If a creeping leader encounters +a cable, the still available current in it will penetrate to the cable sheath. +6.2.3 Overvoltage on underground cable insulation +If one digs the soil to expose the site of the lightning current input into a +cable, one can observe the cable cores with damaged insulation, which are +in contact with the metallic sheath. The damage may be stimulated by the +presence of a gas-generating dielectric in the cable. The dielectric is decom- +posed, because of the heating by high current, to produce an electrical +hydraulic effect, so that the cable appears literally compressed by the +shock wave. A similar effect can be produced by an explosive evaporation +of soil water. The elimination of the damage at the current input may not +remove the emergency, because there may be several others along a distance +of several hundred metres, on both sides of the strike point. These damages +result from overvoltages arising between the core and the sheath during the +lightning current flow along the cable. The overvoltage mechanism is similar +to that described in section 6.2.1, except that the conductor with a sheath has +a longer length, sometimes of many kilometres. When the lightning has +incorporated its current into the sheath, the cable in a soil of infinite +volume should be regarded as a long line with distributed parameters, or, +more exactly, as two lines. One is the sheath in a conducting soil. The light- +ning current flowing along the sheath gradually leaks into the soil and goes to +‘infinity’, thus raising the sheath potential U,(., +t ) relative to an infinitely far +point on the earth. The other line is the core with the sheath. It is affected by +the magnetic field of the sheath current, giving rise to an induction emf and +voltage drop in the conductive sheath due to its finite linear resistance RI,. +As +a result, the cable core acquires potential U,(x, +t ) relative to infinity, which is +generally different from U,(x. t). The difference U, = U, - U, represents the +overvoltage on the cable insulation capable of damaging it. +A rigorous solution to the problem of Ue(x. t) follows from a combined +solution of the set of equations describing the lightning current flow along a +cable sheath and the voltage wave propagation (between the core and the +sheath) along the cable core. This would be a correct approach, provided +that the waves in the sheath and inside the cable had approximately the +same velocities. But we shall show that these velocities differ by several +orders of magnitude, which necessitates the subdivision of this problem +into two problems. One will describe the lightning current flow along the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 286 === +278 +Dangerous lightning effects on modern structures +sheath and the other the propagation of waves, excited by this current, inside +the cable. +Let us first follow the fate of lightning current i(x, t ) in the cable sheath. +Its variation along the length due to the displacement current associated with +the charging of the sheath linear capacitance C1, to the voltage U,(x, t ) can be +assumed to be negligible, as compared with the large current leakage into the +soil through the linear conduction G1 of the sheath grounding. One can also +neglect the mutual induction emf in the sheath, produced by the core current +i,, because it is small compared to the self-induction emf. Since the total +magnetic flux of the sheath current i involves both the sheath and the core, +the mutual inductance M1 per unit length of the sheath-core system is +equal to the linear sheath inductance L1. However, the current in the core +is i, << i. Indeed, the current in the core screened from the earth by the +sheath is only due to the charging of the cable capacitance C1, to the voltage +U, acting between the core and the sheath. The value of U, does not exceed +the electrical strength of the cable insulation, U, M 2 kV. Even if the current +wave velocity in the core were close to light velocity, the core current would +be of the order i, M C1,Uec M 10-30A (for a cable of a small cross section, +C1, M 20-50 pF/m), which is much lower than the lightning current +i M 10kA. So, one can ignore the current deviation into the core even +when its insulation is damaged at the lightning current input into the cable +so that the core appears to be connected to the sheath. +Therefore, on the above assumptions, the current flow along the sheath +is defined by the equations +aU, +ai +ai +ax +at +-L1-+Rli, +-- +ax = G1 us +(6.18) +where L1 is given by formula (4.25) and R1 is its linear resistance. If the cable +were on the earth's surface, with the lower half of the sheath touching the +earth, formula (6.15) would be valid for G1. When a cable is buried at a +large depth, the current spreads radially from it in all directions uniformly, +so the value of GI is doubled. In intermediate situations, one can use the +empirical formula +2n +p In ( 12/2hr) ' +G1 = +Y Q h K 114 +(6.19) +where h is the cable depth. The boundary condition for (6.18) is expressed by +the equality i(0, t ) = Io, where Z,, is one half of the current delivered by the +lightning to the cable at the input x = 0 (the current flows in both directions +from this point). +The cable sheath possesses a low active resistance and a fairly high +inductance because it is a solitary conductor. The self-induction emf has +a greater effect on the distribution of the rapidly varying lightning current +in the sheath than the active voltage drop. If Rli is neglected in the first +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 287 === +Lightning stroke at a screened object +279 +0.0 +0.5 +1 .o +1.5 +2.0 +Z +Figure 6.4. The function 1 - erf(z). +approximation, the set of equations (6.18) changes to the familiar diffusion +equation, with the only difference that the diffusion coefficient xo is now +defined by LIGl rather than by RIC1. The current varies along the sheath +length in both directions from the input as +1 +2P +O - LlGl +Po +x -. +(6.20) +x -- +X +The latter expression for xo corresponds to a surface cable; at a large depth, this +would be xo = p/po: xo x 160-600m2/ps at p x 102-103 Rjm (p x 500 s2jm +for a common sandy soil). The point with a fixed value of illo is shfted with +a decreasing velocity ‘U x xo/x x ( ~ , / t ) ” ~ , +in agreement with the diffusion +law x +(4xor)’/*. The current covers a 1 km cable length for t x 2000- +200 ps, decreasing rapidly at the wave front (figure 6.4). The sheath potential +from (6.18) and (6.20) is +The potential at the current input drops with time, from an ‘infinite’ value at +t = 0, which results from the neglect of Cls.t The equivalent sheath resistance +t If C1, is taken into account, there is a weak precursor which propagates with the velocity of an +electromagnetic signal (L, +overtaking the diffusion wave described by (6.20) and (6.21) +(cf. section 4.4.2). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 288 === +280 +Dangerous lightning effects on modern structures +also decreases with time. It is defined by the resistance of the soil around the +elongating cylindrical surface, through which the current leaks. +Now turn to the wave process inside the cable. The type of overvoltage +under consideration is dangerous only to communications lines, whose linear +inductance L1, is small because of the narrow gap between the core and the +sheath. The self-induction term is usually small relative to the voltage drop +on the active core resistance RI,. The current leakage through a high quality +insulation can also be neglected, since it is small relative to the displacement +current charging the linear core capacitance C1, (relative to the sheath). With +these assumptions, the core potential U, relative to infinity and the core +current i, are described by the equations +(6.23) +di +ai, +a(uc - Us) +at +- Rlcic + L1 at! +- - += Clc +au, +d X +a x +which account for M 1 = L1. The electrical signal induced in the core by the +lightning stroke has a much higher propagation rate than the process of filling +the sheath with current. Indeed, we have U, = 0 and ailat = 0 far ahead of +the filled part of the sheath. Equations (6.23) transform to the diffusion equation +for U, and i, with the coefficient xc = (RlcClc)-l x 2.5 x 106-2 x lo5 m2/ps +(RI, x 0.01-0.1 fl em) exceeding xo by several orders of magnitude. This +means that the charging of the cable capacitance occurs very quickly, and a +quasi-stationary mode is established in the cable, in which U, and i, follow a +relatively slow variation of the sheath current. +By subtracting the first equalities of (6.18) and (6.23) from one another +and keeping in mind RI, N RI and i, << i, we obtain the equations for over- +voltages in the cable: += Rli. +U,(x. t ) FZ +i ( x , t ) R 1 dx + UJO, t). +(6.24) +au, +d X +If the cable insulation at the lightning current input is intact, V,(CQ, t ) = 0 +and U2(m. t ) = 0, the overvoltage value is maximal at the input point and +is defined as +U2(0. t ) = - +i ( x . t)R1 dx KZ -ZoRlxl, += ( 4 ~ ~ t ) ” ~ +(6.25) +where x1 is the equivalent sheath length with the lightning current at the +moment of time t. Overvoltages rise in time as long as the lightning +current is high; more exactly, as long as its decrease is compensated by the +elongation x1 (the situation for a realistic current impulse will be discussed +below). +If the cable insulation is damaged at the current input ‘instantaneously’ +and the core contacts the sheath, then we have U,(O, t) = 0 and the over- +voltage grows with distance from the stroke point up to the maximum +value of (6.25) at x > x1 = ( 4 ~ ~ t ) ’ / ~ , +provided of course that the lightning +sox +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 289 === +Lightning stroke at a screened object +28 1 +current is still high at the moment t.t For example, at Io = ZM/2 = 10 kA and +R1 = 3.5 x lop4 sljm (the aluminium sheath is 1 mm thick and 30“ +in +diameter), we have U, M ZoRlxl x 2 kV at a distance x1 M 600m from the +current input. This happens at the moment of time t M x:/4x0 x 6 0 p (at +xo x 1000 m2/ps, if the lightning current is still high relative to its amplitude. +This is the duration of comparatively short current impulses of negative +lightnings. For anomalously long impulses (- 1000 ps) of positive lightnings, +the length of the ‘active’ cable portion where the overvoltage arises can +increase to 1-10 km, with the overvoltage amplitude becoming appreciably +larger. It is clear now why the repair of the damaged insulation at the +lightning input is insufficient and other damaged sites must be found and +removed along several kilometres of the cable length. In regions with +poorly conducting soils (rocks, permafrost), a damaged line may extend to +dozens of kilometres. +So far, we have evaluated the overvoltage for a rectangular current +impulse. To calculate it for a real lightning pulse, we should first find a +more rigorous solution for the current input into the cable with an intact +insulation. This will provide the maximum value of U,. We shall apply the +operator approach to equation (6.18), omitting the term R1i, as before. As +a result, we get the expression +A = (P/xo)1/2 = (PPo/2P)1/2 +in which the last term corresponds to a cable on the earth’s surface. If unit +current i(0, t ) = Io = 1 flows into the sheath, the integration constant is +A = 1. The operator form of the overvoltage is +The inverse transform of (6.27) is the function +(6.28) +which coincides, within the accuracy of the numerical coefficient of the order +of unity, with (6.25) at Io = 1. Expression (6.28) for unit current Zo(t) = 1 +represents the unit step function of y(t) providing the solution for arbitrary +lightning current i( t ) by taking the Duhamel-Carson integral. In particular, +we get the following expression for a bi-exponential current impulse +tThe equivalent core resistance Rlcx2, with x2 x ( 4 ~ ~ t ) ’ / ~ , +grows in time, in contrast to the +decreasing input resistance of the sheath. This is another argument in favour of the current enter- +ing primarily the sheath rather than the core, even if they come in contact at the input. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 290 === +282 +Dangerous lightning effects on modern structures +0.0 1 +. +1 + +0.01 +0.1 +1 +10 +100 +Z +Figure 6.5. The function h(z). +i = 210 = I,w[ exp(-at) - exp(-Pt)], allowing for its spread in both direc- +tions from the stroke point: +U,(O. t ) = +IMR1 +[ h ( 4 h(9r)] +(7rp0/2p)”2 +a1J2 fill2 +(6.29) +h(z) = exp(-z) +exp(y2) dy. +The function h(z) has a maximum h,, +M 0.54 at z M 1 and goes down to +0.5hm,, at z E 5 (figure 6.5). Therefore, the overvoltage pulse front Ue(O, t ) +is close to the duration of a lightning current impulse and U, decrease several +times more slowly than the current. The duration of the current pulse front +affects the overvoltage value only slightly. The estimation from (6.29) for a +current impulse of duration t - 100 ps (a = 0.007 ps-’, P = 0.6 ps-’) gives +Uem,,/ZMR1 M 145m at resistivity p = l000R .m. For IM = 30kA and +R1 = 3.5 x +R/m (an aluminium sheath of 1 mm thickness and 30” +diameter), the maximum overvoltage is 1.5 kV. +The diffusion equation for sheath current can be solved numerically for +any shape of the current impulse in a cable of finite length, when the core +contacts the sheath at the lightning stroke point and when the insulation +is intact. Figure 6.6 illustrates the results for the former situation. At +xo = 2p/p0 = 1.6 x lo9 m2/s (p = 1000 R m), the bi-exponential current +impulse i(t) = ZM[ exp(-of) - exp(-Pt)] with a 5 ps front and duration of +tp = loops (on the 0.5 level) excites an overvoltage pulse with the reduced +amplitude Uem,,/RIIO = llOm along the cable length of 500m. The over- +voltage maximum occurs at the moment of time t, = 60 ps; the overvoltage +p .-. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 291 === +Lightning stroke at a screened object +283 +E +" I +I +. + +0 +5b +100 +140 . 260 ' 240 +300 +Time, pi +Figure 6.6. Evaluated overvoltage pulses in the cable of a length x with a core con- +tacting a sheath at the stroke point. The bi-exponential lightning impulse current +with cy = 0.007 ps, p = 0.6 ps; p = 1000 njm. +drops by half in 230 ps. At a distance of 1000 m from the lightning current +input, the overvoltage pulse is somewhat higher, smoother and longer. For +current IM = 30 kA, its amplitude rises to 1.1 kV in an aluminium sheath +with R1 = 3.5 x lop4 O/m and to 7.5 kV for a cable with a lead sheath of +the same cross section. All of the calculated parameters are quite comparable +with those estimated from (6.29). +6.2.4 The action of the skin-effect +One of the manifestations of the skin-effect is that the current turned on at a +certain moment takes some time to penetrate into the conductor bulk. The +characteristic time for a conductor of thickness d and conductivity 0 to be +filled by current is T, = p o d 2 ; for example, T, M 6 ps at d M 1 mm and +0 M lo7 (a. +m)-'. One can neglect the skin-effect when treating overvoltages +in underground cables with about the same sheath thickness but with an +order of magnitude longer time of lightning current flow along the cable. +One can assume the current to flow through the whole sheath thickness, as +was suggested above in the treatment of linear sheath resistance RI. +But +when one considers short sheaths, especially those of terrestrial objects, in +which current runs very rapidly (at light velocity), it is often impossible to +ignore the finite time of current penetration in the transverse direction, i.e., +through the sheath thickness. +The electric field and current diffuse from the conductor surface into its +bulk with the diffusion coefficient xs = (pOo)-' (hence, d2 N xsTs). Due to +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 292 === +284 +Dangerous lightning effects on modern structures +this fact, the effective resistance of the conductor is higher than in the case of +direct current. The formal use of this fact in (6.13) would result in an increase +in the overvoltage which is proportional to RI. But an opposite effect is +observed in reality. Owing to the skin effect, the overvoltage pulse front +becomes smoother than the current pulse front, reducing the overvoltage +at a finite pulse duration. +The reason for this paradox is that the last equality of (6.13), which is +strictly valid only for an infinitely thin sheath or for direct current, should +not be used in any situation. If the current varies in time and the sheath +has a finite thickness, its voltage can also be represented as a sum of the +resistance UR(t) = f ' j l ( j is the current density) and the induction +Ui(t) M d@/dt components (@ is the magnetic flux). But with the same sum +U, = UR + Vi, the value of each component varies with the point r of the +sheath cross section, for which the calculation is being made, since the +proportion between the current density j ( r ) and the magnetic flux @ ( r ) +varies when the total current over the cross section changes. Calculations +of overvoltages between the conductor and the sheath, U, = U, - U,, are +generally indifferent to which r the value of U, is being found, because the +potential does not vary with the thickness. For simplicity, however, it is +reasonable to make calculations for the inner sheath surface: this surface +and the internal conductor are the only elements of the system affected by +equal magnetic fluxes, mutually excluding the induction components of +overvoltage on the conductor and the sheath. Consequently, formula +(6.13) can be replaced, without any restrictions, by the expression +U,(?) =j&)cr-ll += Ein(?)l +(6.30) +where j,, and Ein are the current density and longitudinal electric field, respec- +tively, on the inner surface of the object's sheath. +The current penetration into a thin sheath is described by the equation +for one-dimensional plane diffusion. It has been mentioned that the diffusion +coefficient is expressed by the quantity xs = (pea)-'. For a rectangular +current impulse of infinite duration, the longitudinal field strength on the +inner surface of a sheath of thickness d can be written as +The exponential series at t > y-' converges very rapidly, so one can restrict +oneself to the first term only. Therefore, the field Ei, rises with the time +constant T : = y-l = p0ad2/7r2; its value is 6 ps at cr FZ 5 x lo7 (Cl. m)-' +and d M 1 mm. This permits the neglect of the skin-effect action on over- +voltages in long underground cables, in which the current diffusion along +the sheath and, hence, the time of the overvoltage rise to the maximum +take 1 or 2 orders of magnitude longer than T:. However, the skin-effect +in objects located on the earth's surface and having relatively short sheaths, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 293 === +Lightning stroke at a screened object +285 +0.0 ' . +I +I +50 +100 +150 +200 +Time, p +Figure 6.7. Overvoltage pulse deformation in a cable sheath due to skin-effect with +the time constant T, = 10 p. An exponential current impulse is duration of 100 ps +(dashed curve). +in which lightning current propagates over the time t << Ti, decreases the +overvoltage with a greater efficiency in the case of a shorter current impulse. +For an exponential current impulse i(t) = ZMexp(-at), we have from for- +mula (6.31) with the first series term only and the Duhamel integral +1 +27 +exp(-at) - - +exp(-yt) +t > y-'. +(6.32) +7 - a +The results of the calculations presented in figure 6.7 show that the skin effect +elongates the overvoltage pulse front to T i and the amplitude decreases by +several dozens of percent. +6.2.5 +We have assumed so far that the sheath has the shape of a circular cylinder. +In that case, the current is distributed uniformly along the cross section +perimeter and there is no magnetic field inside. But this model is inapplicable +to many real objects, for example, the fuselage or wing of an aircraft, having +very complex cross section profiles with different curvatures. The current +flowing through a non-circular sheath is distributed non-uniformly along +its perimeter and the magnetic field is present inside. These factors affect +the mechanism of overvoltage excitation by lightning current. +Let us consider a two-dimensional sheath shaped as a cylinder of a non- +circular cross section and a considerable length I , when the end effects are +weak and the current and field distributions are plane-parallel. The sheath +is considered to have a uniform resistivity and thickness. Let us subdivide +The effect of cross section geometry +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 294 === +286 +Dangerous lightning tlffects on modern structures +the sheath into a set of N parallel conductors of a short length Ark along the +cross section perimeter, such that the current J k per perimeter unit length in +the kth conductor could be regarded as varying only with time (the total +current in the kth conductor is ik = JkArk). In a steady-state mode when +the current becomes direct, all J k values are the same, since they are +determined by equal ohmic voltage drops in all of the conductors. A mere +summing of the magnetic fields of the conductors will indicate that a +magnetic field may be present inside a sheath of an arbitrary cross section +geometry. +When lightning current is introduced into the sheath very quickly, the +magnetic induction emf in the conductors greatly exceeds the ohmic voltage +drop. But in this approximation, all of the conductors will indeed form an +integral ‘perfectly conducting’ sheath, namely, they will be connected in +parallel. This means that all of them will have equal potentials. Hence, the +magnetic Aux coupling @ for each conductor is the same. This provides a +set of equations for finding the currents ik at the initial stage of the process: +N +N +Lkik(0) + +M k m i m ( 0 ) +m # k, +im(0) = IM +(6.33) +m = 1 +k = 1 +where Lk is inductance, Mkm is the mutual inductance of the conductors k +and m, and IM is the lightning input current. Now, in contrast to the +steady-state mode, the currents will be different even in identical conductors +if they are located at different sites of the sheath. We shall illustrate this with +reference to three parallel conductors of length I and radius r located in the +same plane so that the distances between the adjacent conductors are +identical and equal to D. If il is the current in the central conductor and iz +is that in the end conductors, with M12 as the mutual inductance of the +adjacent conductors and M23 of remote ones, we shall have +Lil + 2M12iz = Liz + M12il + M23i2. +il t 2i2 = IAM +The current in the central conductor is lower than in the end conductors +because of M12 > M23. +It is easy to solve a set of equations of the type (6.33) even for a large +number of conductors simulating a sheath. Only the calculation of inter- +conductor distances is somewhat cumbersome, requiring knowledge of the +cross section profile coordinates. We shall leave this problem to the reader +and illustrate, instead, the analytical solution for the current distribution +in a long cylindrical sheath with an elliptical cross section [9]. This solution +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 295 === +Lightning stroke at a screened object +287 +is useful for the evaluation of many real profiles and for testing computation +programmes: +J ( x ) = +24a2 - x2( 1 - b2/a2)]’I2 +‘ +(6.34) +Here, a is the large and b the small semiaxis of the ellipse and x is the distance +between the ellipse centre and the calculation point projection on the large +axis. The ratio of the minimum linear current density (on the plane part of +the ellipse) to the maximum one (on its tip) is Jmax/Jmin += a/b. The current +non-uniformity may be great in real structures, such as the aircraft wing, +a/b > 100. +There is no magnetic field in the sheath at the moment of time t = 0. This +is the result of the initial current distribution among the conductors owing to +the magnetic induction emf. With the redistribution of the currents under the +action of ohmic resistance, a magnetic field will gradually arise in a non- +circular sheath. The field becomes the source of overvoltages in the inner +circuits of the object. By integrating numerically the set of equations +where U( t) is also the unknown voltage drop along the length of the sheath +‘made up’ of conductors, one can find the variation in the current distribu- +tion along the sheath perimeter. The initial condition for the integration is +the solution to (6.33). The calculation accuracy increases with the number +N of simulating conductors. But the limiting case of N = 1 is also suitable +for the evaluation of the time constant of a transient process: TI, = L1/R1, +where L1 and RI are the linear sheath inductance and resistance. The current +is redistributed slowly, T,, N 0.1 s, in the sheaths of large objects with radius +Y pv 1 m and thickness d N 1 mm. During the action of a common lightning +current impulse with t, N 100 ps, the current distribution along the sheath +perimeter differs but little from the initial distribution profile. The results +of a computer simulation support this conclusion. The computation for +a sheath of complex geometry (figure 6.8) with L1 = 0.57 pH/m and +RI = 1.05 x lop5 Rjm (Ttz = 54ms) has shown that the linear current +density at all characteristic points of the sheath takes the steady-state value +for a time about 20 ms. During the first 200 ps typical of lightning current, +the density cannot change appreciably. +Let us consider overvoltages across the insulation between an inner +conductor and the sheath. Suppose the conductor is placed very close to +the inner sheath surface. The contour area between the conductor and the +wall will be very small, and the internal magnetic flux will be unable to +create an appreciable induction emf. The voltage between the conductor +and the sheath will be equal to the integral of the ohmic component of the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 296 === +288 +Dangerous lightning effects on modern structures +O ’ +fo +20 +30 +4-0 +t,ms +Figure 6.8. Evaluated evolution of a linear current density at indicated points of the +wing-like sheath shown. J, = J ( t + XI). +longitudinal electric field &(x) at the site of the conductor location x. But +now, the evaluation of Ein should not be based on the average current density +in the sheath, using the total current and linear resistance R I . For a sheath of +thickness d, we have += J ( x ) ~ / d . +(6.36) +The nearer the current line with the maximum linear density, the higher the +overvoltage across the conductor insulation relative to the object’s shell. One +practical conclusion is quite evident. To reduce manifold the overvoltage in +the electrical line inside an aircraft wing and along its thinnest back end, +where the current density is maximal, it is sufficient to shift the wire closer +to the upper wing plane or, better, to the lower one, where the current density +is minimal due to the wing curvature (figure 6.8). Laboratory measurements +have confirmed this suggestion [lo]. +Note the seemingly ambiguous character of the evaluations. The sheath +cross section is practically equipotential, so the inner conductor must be +under the same voltage with respect to any point of the sheath in a particular +cross section. However, the ohmic overvoltage component for a conductor +inside an elliptical cylinder (figure 6.9) with respect to points 1 and 2 of the +large and small semiaxes differ by a factor of Jmax/Jmin += a/b, in agreement +with (6.34). This contradiction is superficial. In the presence of a magnetic +field, there is the magnetic component, in addition to the electrical one, +U = U, + U,. +The distance between the conductor and current line 1 is +practically zero, and the magnetic flux induces nothing in such a narrow +circuit, U , = 0. On the contrary, a wide circuit, made up of a conductor +and remote current line 2, is affected by most of the internal magnetic flux. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 297 === +Lightning stroke at a screened object +289 +Figure 6.9. The conductors inside an elliptic cylinder. +The emf induced by the flux adds the ohmic voltage to the necessary value U. +The evaluation of the magnetic flux direction will show that the signs of U, +and U, coincide if the circuit, in which U, is induced, is composed by the +current line with a linear density less than the average value; otherwise, U, +and U, have opposite directions. Therefore, the values of U, and U, vary +with the design circuit chosen, but the sum remains the same. +We shall make use of this circumstance to find the time variation of the +magnetic field inside the sheath. It has been pointed out above that lightning +current i(t) acts for such a short time that it cannot be redistributed radically +along the sheath perimeter; therefore, we have J ( t ) w i(t) at any point. Hence, +we get Ein(t) +N i(t) for a thn sheath where the slun effect is inessential. Choos- +ing a design circuit with U, = 0, we find U( t) = U, ( t ) N E,, ( t ) N i( t) . But in +the general case, this is U(t) = Ue(t) + UM(t), with the values of U, and U, +being comparable; hence, U, ( t ) N i( t ) . +Thus, the induction component of overvoltages in a sheath is pro- +portional to lightning current rather than to its derivative! Therefore, the +magnetic flux penetrating into the sheath varies in time as the integral of +current i( t). This remarkable result has been confirmed by experiments. +The oscillograms in figure 6.10 illustrate a test current impulse, similar in +shape to a lightning current impulse, and a magnetic pulse H(t) inside a +i- +0.2 +0.'4 +0.'6 +' t, ms +OV +Figure 6.10. Oscillograms of the test current and magnetic field inside the wing-like +sheath. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 298 === +290 +Dangerous lightning effects on modern structures +sheath simulating an aircraft wing [l 11. The response time of the magnetic +field detector did not exceed 0.5ps, so that the H(t) pulse front close to +300ps and an order of magnitude higher than the current impulse front +causes no doubt. +6.2.6 Overvoltage in a double wire circuit +Although the use of a metallic sheath as a reverse wire saves on metal, most +internal circuits of objects to be protected consist of two wires, because they +are better screened from noises. When the magnetic field inside an object is +zero, as is the case with a perfectly circular sheath, the lightning current +raises the potential of each wire relative to the shell but no overvoltage +arises between the wires. This is important because the electromagnetic +induction can damage the insulation and produce noises in information +transmission systems. The consequences of an information line disorder +are often as hazardous as a failure in an electronic unit. +It follows from the previous section that the magnetic induction emf +inside the sheath strongly depends on the wire location. The emf value is +maximal when one of the wires goes near the inner sheath surface along +the current line of maximum linear density and the other wire is immediately +adjacent to the line with J,,,. +The overvoltages U1 and U, of the two wires +relative to the shell are determined only by the ohmic components, since +the wires immediately adjacent to the inner sheath produce with it zero +area circuits: U1 = J,,,pl/d +and U2 = J,,,pl/d. +The voltage between the +wires AU,,, = U1 - U2 = (J,,, - J,,,)pl/d +is due to the internal magnetic +field, so the variation rate of the magnetic flux penetrating through the circuit +composed of the wires is dQ,,/dt = (J,,, - Jmln)pl/d. We can again con- +clude that the magnetic field pulse in the sheath is not similar to the lightning +current but to its time integral. During a current impulse of a negative light- +ning tp = 100 ys (on the 0.5 level) with J,,, += const, the magnetic field within +a non-circular sheath rises as H ( t ) N t (for a circular sheath, Jmax += J,,, +and +H = 0). At this lightning current, the higher the conductive sheath resistivity +and the greater the non-uniformity of the initial current distribution along +the sheath perimeter, the higher is the internal magnetic field. +To illustrate, an estimation will be made for an elliptical cylinder of +length I = 100 m. The following parameters will be used: a = 1 m, b = 1 cm, +the aluminium sheath thickness d = 1 mm, and p = 3 x +fl- m. The +lightning current amplitude will be taken to be 1, = 200kA, a value used +in aircraft tests for lightning resistance. Using formula (6.34), we obtain +J,, +x 3200 kA/m, J,,, +NN 32 kA/m, and AU,, +9.5 kV. In a real construc- +tion, such a great overvoltage could have resulted from a poor design of the +internal electrical network. Wires running to the same electronic unit must +not be separated so much from each other, nor should they be placed on the +inner side of a metallic shell at places differing much in the surface curvature +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 299 === +Lightning stroke at a screened object +29 1 +and, hence, in the linear current density. A compact paclung of cable assem- +blies at sites of minimum surface curvature is a good and nearly free means +of limiting overvoltages in internal circuits of objects with metallic shells. +Overvoltages rise considerably if the shell is made from a plastic and if +its electric circuits are located in a special outer metallic jacket extending +from the head to the tail. The linear resistance of the jacket may be 1-2 +orders higher than that of the totally metallic fuselage. The ohmic component +of overvoltage will increase respectively. To eliminate the magnetic compo- +nent, associated with the penetration of the magnetic field into the jacket, +it is very desirable to make it as a pipe with a circular cross section. +6.2.7 Laboratory tests of objects with metallic sheaths +The lightning protection practice involves a great many technical problems +associated with the formation of test current and the measurement of all +parameters of interest. Here, we shall be concerned with the physical aspects +of testing, which could allow prediction of the object's response to lightning +current in a real situation, generally different from laboratory conditions. +Let us begin with a laboratory current simulating lightning current. The +best thing to do would be to make a laboratory generator reproduce light- +ning current exactly. The high requirements on the protection reliability +make one apply maximum currents with an amplitude up to 200kA, +especially for testing aircraft. Tests on the 1 : 1 scale are attractive because +they do not require overvoltage measurements. It is sufficient to examine +the object's equipment after the tests to see that there is no damage. However, +the generation of a high current creates problems when the object has a long +length or when the current impulse front to be reproduced must be short. For +example, the maximum steepness for the impulse i( t ) = Zo [ 1 - exp( -pt)] +with an exponential front is (dildt),,, += pZo. To generate such impulses, +the source must develop the voltage U,,, +=DIOL, where L is the circuit +inductance close to that of the test object; L z L1l for an object of length +1. The maximum voltage is U,, +z 12MV for L1 x 1 pH/m, I x loom, +Io = 200 kA, and p x 0.6 ps-', corresponding to the front tf % 5 ps average +for the current of the first negative lightning component. A generator with +such parameters would have an enormous size and great cost. +The intuitive desire to elongate the current impulse front rather than to +reduce its amplitude in the testing of objects with a solid metallic sheath has a +reasonable physical basis. Due to the longer front duration tf, the ohmic +overvoltage in the internal circuits of the object to be designed could +change only when there is an appreciable current redistribution along its +cross section perimeter during the time t x tf. This would require the time +tf > 100 ,us. Therefore, the application of impulse fronts with a duration of +dozens of microseconds, instead of typical lightning impulses, cannot affect +the test results. The same is true of overvoltages in a double wire circuit, +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 300 === +292 +Dangerous lightning effects on modern structures +induced by an internal magnetic flux. Consequently, the increase of the +impulse front duration by one order of magnitude will be unable to affect +appreciably the overvoltage in internal electrical circuits. This considerably +reduces the requirements on the laboratory source of impulse current, +because its operating voltage decreases in proportion with the increase in +tf. The decrease in U by an order of magnitude reduces the costs, because +the costs of high-voltage technologies rise faster than the actual voltage. +Much attention should be given to the simulation of the lightning +impulse duration in laboratory conditions. Anyway, the test impulse +should not be shorter than the real one, for the overvoltage amplitude may +thus be underestimated because of the skin-effect. It would be unreasonable +to reproduce on the test bed the actual amplitude of the lightning current +impulse if there are no non-linear elements in the test object’s circuit and +the overvoltages can be registered by detectors. Since the electrical and mag- +netic components of overvoltage are similar in shape and equally depend on +the applied current amplitude, one can recalculate the measurements in pro- +portion with higher currents and select the test impulse amplitude in terms of +the highest possible accuracy and registration convenience. +Quite another matter is the situation when the test object’s sheath is not +solid but has slits or technological windows. The ‘external’ magnetic field of +the lightning partly penetrates through the sheath; the field is proportional to +the current and the induced overvoltages are proportional to the current +impulse steepness. The total overvoltage now depends on both the current +rise time and amplitude, so the engineer has no chance to select a convenient +test impulse shape. In principle, the recalculation of measured pulses to real +ones is also possible, but this requires a detailed analysis of the overvoltage +mechanism and the responses of the object’s circuits, which does not raise the +testing reliability. +Another problem is to connect the test object to the laboratory +generator. It is obvious that a conductor with the generated current should +be connected to the site of a possible lightning stroke. In the case of terrestrial +objects in natural conditions and on a test bed, the problem of current output +is solved in a simple way - by using a grounding bus. The situation for +aircraft and spacecraft is more complicated. In real conditions, the lightning +current first flows through a metallic sheath (say, the fuselage) and then +enters the ascending leader channel, whose length is much greater than +that of the object. It is difficult to reproduce the real current path in +laboratory conditions - this would require a very high voltage to make the +impulse current run through the long conductor simulating a lightning +channel. Besides, the test object and the numerous detectors would be +under a very high potential relative to the earth. +The return current wire is normally located close to the test object. Its +magnetic field interacts with the object’s metallic sheath, through which +forward current flows. As a result, the current distribution along the sheath +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 301 === +Lightning stroke at a screened object +293 +Point number +01 +1 +2 +3 +4 +1 +Figure 6.11. Measured angular distributions of the linear current density along the +circular pipe perimeter at various locations of the reverse current conductor. +Marked points (on the pipe scheme) are presented on the abscissa axis. The curve +A I corresponds to a single reverse wire A for a = 2r, curve A2 is that for a = 4r, +curve B depicts three reverse wires B placed as shown in the scheme. Uniform +distribution C corresponds to the coaxial reverse current cylinder of radius 2r. +perimeter changes, the redistribution being considerable if the return current +wire is close to the object. Inducing the emf of the opposite sign, the reverse +current increases the current load in the nearby parts of the metallic sheath +but decreases it in the remote parts. +For a particular geometry, the current distribution should be found +numerically from the set of equations (6.33) by adding, to each equation, a +term for the magnetic flux from the reverse current wire, -ZMMko, where +Mko is the mutual inductance between the return current wire and the kth +conductor simulating the sheath. Under conditions typical of test beds, the +distortions due to the return current path may be appreciable. The results +presented in figure 6.11 have been obtained from the tests of a sheath +shaped as a circular pipe. In order to avoid the effects of currents induced +in the conductive soil, the sheath was raised above the earth at a height +H = 7r, where r is the pipe radius. The role of the return current wire was +performed by a thin conductor running parallel to the pipe at the distances +a = 2r and a = 4r from it, three conductors located at 120" at the same +distance, and a coaxial cylinder of radius 2r. The latter design provides a +perfectly uniform current distribution along the perimeter of the sheath +cross section. The return current of a single wire distorts the current distribu- +tion to the greatest extent: its minimum linear density drops to 0.5ja, and the +maximum density rises to 2.3ja, (jav += Z0/27rr). The current distribution +becomes more uniform when the number of reverse conductors is increased. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 302 === +294 +Dangerous lightning effects on modern structures +When a sheath has a complex geometry, it is hard to predict the reverse +current effect on the test results. The current redistribution in the sheath may +lead to both the overestimation and underestimation of overvoltages in the +internal circuits. Much depends on the arrangement of the internal conduc- +tors and return current wire. +6.2.8 Overvoltage in a screened multilayer cable +Overvoltages in screened multilayer cables are due to the skin-effect. As a +result the cable wire screens in the layers are loaded differently by the light- +ning current. Every layer is formed by wires arranged in a circle and having +their own screens (figure 6.12(a)). Depending on the reliability requirements, +a cable may have an outer metallic sheath or a dielectric coating protecting it +from mechanical damage. However, a direct lightning stroke produces a +breakdown of dielectric material, and the lightning current is distributed +among the screens. The adjacent screens in a layer contact each other +along the whole cable length. It can be assumed in a first approximation +that they form a solid sheath of circular cross section with resistance +Rk = R/nk and inductance Lk, where R is the resistance of an individual +wire screen and nk is the number of screened wires in the kth layer +(figure 6.12(b)). For simplicity, we shall consider a double layer cable, mark- +ing the inner layer with k = 1 and the outer layer with k = 2. The adjacent +screens of wires from the adjacent layers are also in contact with one another. +Figure 6.12. Multilayer cable (a) and solid sheath model (b). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 303 === +Lightning stroke at a screened object +295 +For this reason, a set of circular sheaths can be regarded as a solid conductor, +and the current penetration along its radius (from the second layer to the first +one) can be considered as a skin effect. Such a system can also be treated as a +set of discrete circular layers. +In the latter case, the current distribution among the layers at the initial +moment of time t = 0 can be found from the condition of magnetic flux +coupling equality (6.33). Equations (6.35) are valid at t > 0 and have the +following solution for two layers at constant current IM = il + i2 = const: +[Rl + R2 exp(-Xt)l +I M +[l - exp(-Xt)], +il(t) = ____ +i2(t) = ~ +R1+ R2 +RI + R2 +R2rM +(6.37) +where X = (R, + R2)/(L1 - L2). Equations (6.35) allowed for the mutual +inductance of the layers, M12 = L2, as in the treatment of the screen-wire +system in section 6.2. In accordance with the skin-effect law, the lightning +current first loads the outer sheath and then gradually penetrates into the +inner sheath. The current is distributed uniformly between the individual +screens in each circular layer, iSl = il/nl and is2 = i2/n2. The overvoltage +across the insulation between a wire and its own screen (providing that the +skin-effect in an individual screen is neglected) is similar to the current in the +layer, U,(t) = Rlil(t) and U2(t) = R2i2(t), but not to the lightning current. +If a double wire circuit uses the cores of one layer, there is no over- +voltage in the instruments connected to it, because the potentials of the +layer cores are identical. If the instruments are connected to the cores of +different layers, the voltage between them is +U12 = U2 - U1 = I M R ~ +eXp(-Xt). +(6.38) +At I M = 1, expression (6.38) is a unit step function for the set of equations +providing the solution for the lightning current impulse of an arbitrary +shape. In particular, at i(t) = IM[exp(-at) - exp(-Pt)], we have +U12 = IMR2[Bexp(-Pt) - A exp(-at) - ( B - A ) exp(-At)] +(6.39) +Owing to the relatively small value of L1 - L2 x (p0/27r) In (r2/r1) at close +layer radii r2 and r l , the layer current ratio is redistributed rapidly, for +T = A-' +FZ l o p . This is the reason for a fast damping of the overvoltage +pulse U12 (figure 6.13), which may be remarkably shorter than the current +impulse. It follows from (6.39) that the pulse U12 reverses the sign; its +opposite tail is damped approximately at the rate of lightning current reduc- +tion. The overvoltage amplitude in a double wire cable is close to that in a +wire-shell system, exactly as in a sheath with a sharply non-uniform current +distribution. If the screens are thin and have a high resistance, the hazard of +damaging the connected measuring instruments is fairly great. +A = ./(A +- a), +B = p/(X - p). +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 304 === +296 +Dangerous lightning effects on modern structures +-0.2 J +Figure 6.13. Overvoltage pulse on a two-layer cable for the bi-exponential current +impulse with cy = 0.007 ps, ,3 = 0.6 ps and the redistribution time constant T = 50 ps. +The problem for a multilayer cable can be solved in a similar way. The +overvoltages between the cable cores grow with distance between the respec- +tive layers. Other conditions being equal, the overvoltages drop with the layer +depth in the cable. The use of cores of one cable layer reduces considerably +the overvoltage in a double wire system but does not eliminate it entirely. +There are no perfectly circular cables - the cable is pressed under its own +weight and becomes deformed during its winding on a drum. The result is +that the current distribution along the sheath cross section perimeter +becomes non-uniform, producing additional overvoltages between the +cores of the same layer. To minimize these overvoltages, it is desirable to +connect the equipment to the adjacent cores of the same layer. High precision +equipment should be connected to the cores of deeper layers. Overvoltages +arising in a multilayer cable can be evaluated from the same set of +equations (6.3 5). +6.3 +Metallic pipes as a high potential pathway +Modern constructions have an abundance of underground metallic pipes, +and the lightning protection engineer must take them into account as a +possible pathway for currents from remote lightning strokes. This actually +happens when a pipe lies close to a high lightning rod or another object +preferable to lightnings. Spreading through the earth away from the +grounding electrode in a way described in section 6.2.2, some of the current +enters a metallic pipe and runs along its length. A pipe is sometimes +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 305 === +Metallic pipes as a high potential pathway +291 +Figure 6.14. Underground pipe as the pathway for a lightning current and the design +circuit for a simple evaluation of the object potential. +connected directly to the object grounding electrode. Figure 6.14 illustrates +the typical situation when a metallic pipe line connects the grounding +electrode (with grounding resistance Rgl) of an object, struck by lightning, +to the grounding (with resistance Rg2) of a well-protected object. Although +the lightning is unable to reach the latter directly, some of the current finds +its way to its grounding electrode - the pipe. For applications, it is +important to know the dependence of this current on the line length 1 and +on the soil conductivity. +Section 6.2.3 considered the problem of current distribution for an under- +ground pipe of infinite length. The limited line length in the present case is an +important parameter, especially because it has the grounding resistances at its +ends. Generally, ths problem can be solved analytically using the Laplace trans- +formation. But the final result is represented as a functional series too complex +for a treatment, so numerical computations are necessary. It is, therefore, more +expedient to solve this problem numerically from the very beginning. Before +presenting the results of a computer simulation, we shall make a simple evalua- +tion. Let us replace an underground pipe by the lumped inductance L = L1 I and +its intrinsic grounding resistance R, = (G1 l)-'. The latter will be represented as +two identical resistors R = 2R, by connecting them to the ends of the line in +parallel to the grounding resistances Rgl and Rg2 of the objects it connects +(figure 6.14). This rough approximation makes sense, since we are interested +in the value of current i2 at the far end connected to the grounding mat, +rather than in its distribution along the line. In this approximation, we have +RR . +(6.40) +d i2 +dt +R+Rd +L- + Re2i2 = (i - i2)Rel, +R . - 2 +, j = 1,2. +Putting the lightning current to be i = ZM exp(-at) and i2(0) = 0, we find +Re1 + Re2 +L +i2(t) = +Re 1 AIM +[exp(-at) - exp(-At)], +X = +(Re1 + Re2)(A - a) +(6.41) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 306 === +298 +Dangerous lightning effects on modern structures +At the beginning, while the effect of self-induction emf is still noticeable, the +current largely flows through the equivalent resistance Rel at the front end of +the line. After time T = A-', the current gradually penetrates to the far end +of pipe. Some of it, i82 = i2R/(R + Re]!, finds its way to the grounding elec- +trode of the object of interest, raising its potential to the value U2 = ig2Rg1 +relative to a remote point on the earth. For a longer line, the values of ig2 +and U2 decrease for two reasons. An increase in L = L1l and G = G1l +raises the time constant T , and by the time the current has reached the far +end of the pipe, the initial lightning current is considerably damped. Besides, +a smaller portion of the current i2 that has reached the far end enters the +object's grounding electrode because of the greater pipe leakage. The depen- +dence of ig2 and U2 on 1 proves to be rather strong, especially when the +effective duration of the lightning current, t, x a-', is comparable with +T = A-'. Suppose we take t, = 100 ps on the 0.5 level (a = 0.007 ps-'), the +grounding resistances Rgl = Rg2 = 10 R, and L1 = 2.5 pH/m. A metallic +pipe with a lOcm diameter and lOOm in length, lying at the surface of the +soil with p = 200 R/m (G1 = 2.1 x +(a/m)-', R = 9.7 R), will deliver +the current igz 0.171ZAv to the ground of the object located at its far end. +The object's potential will be raised to U, x 50kV at ZM = 30kA. At +I = 200m, we have ig2 x 0.0861Zjw and, at the same lightning current, +U2 z 25 kV. But even this voltage is quite sufficient for a spark to be ignited +between closely located elements of two metallic structures, provided that +one of them is connected to the grounding electrode and the other is not. +Such a spark can induce an explosion or fire in explosible premises. +In low conductivity soils, current can be transported through metallic +pipes for many kilometres. This refers, to a still greater extent, to external +pipes and rails mounted on a trestle which are grounded only locally, through +the supports separated by dozens of metres. Here, evaluations can also be +made with expression (6.42), putting R = 2Ri/n, where RL is an average +resistance of the support grounding and n is the number of supports. +A comparison of the estimates and computations is shown in figure 6.15 +for the above example with I = 200m. The estimates for the current +amplitude at the far end of the pipe and for the moment of maximum +current show a satisfactory agreement with the numerical computations. +The computations will be unnecessary if one finds it possible to ignore the +initial portion of the pulse front and can put up with a 20-25% error. +Let us calculate the potential at the far end of the pipe unconnected to +the grounding electrode at either end. This may happen due to careless design +or poor maintenance of communications lines. The soil will be considered to +have a low conductivity, p = lOOOQ/m; L1 = 2.5 pH,". +The curves in +figure 6.16 show the variation in the voltage and current amplitude ratio +UmaX/ZAv +for impulses of negative lightnings with tp = 100 ps and for those +of 'anomalous' positive lightnings, which are an order of magnitude +longer. The pipe is capable of delivering a potential of dozens of kilovolts +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 307 === +Metallic pipes as a high potential pathway +299 +Time, ~s +Figure 6.15. Portion of a lightning current passed to the object through the communi- +cation pipe of 200 m length. Curve 1: numerical computation, 2: simple evaluation. +for a distance of 1 km to the object even at a moderate lightning current of +30 kA. Damage of the contact between the pipe and the object's grounding +electrode may be fatal if a spark arising in the air gap encounters an +inflammable substance. +20 - +E +0 15- ++- . +f +J +10- +5 - +0 +200 +400 +600 +800 +1000 +1, m +Figure 6.16. Computed maximum overvoltages transferred to an object at the far end +of the underground pipe of 10 cm diameter and of length 1. The pipe is not connected +with the grounding of both an object and a lightning rod. Computations were made for +the usual lightning current impulse of 100 ps duration, and for an 'anomalous' impulse +of 1000 ps, Lightning stroke to the other end of the pipe. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 308 === +300 +Dangerous lightning effects on modern stsuctuses +The delivery of high potential can be controlled in a simple way - all +communications lines must be connected to the same grounding mat. In +that case, the voltage of all mat components will be raised equally by the +brought current of a remote lightning stroke. It should be noted that this +is a reliable means to cope with the overvoltage of kilovolt values. A +simple connection of metallic sheaths to the grounding mat cannot remove +pulse noises of tens or hundreds of volts having a short rise time. Steep cur- +rent impulses spreading across the buses and components of the grounding +mat always create an induction emf, producing abrupt voltage changes +even in conductors of about l m in length. Electrical circuits must be +mounted in such a way as to avoid the appearance of closed contours or +joints of the conductor screens to points remote from each other in the +grounding mat. This sometimes becomes such a delicate matter that the +result depends on the engineer’s intuition rather than on exact knowledge, +6.4 +Direct stroke overvoltage +We described the manifestations of overvoltage due to a direct lightning +stroke when discussing the lightning current propagation across a metallic +sheath. The highest current enters the sheath when a lightning discharge +strikes an object directly (section 6.2.1). This happens, for example, when +an aircraft is affected by the return stroke current recharging the descending +leader which has connected the aircraft to the earth. Below, we discuss a +direct lightning stroke at a grounded terrestrial object. Specifically, we +shall be interested in the voltage applied to the insulation of the object +relative to the earth or another construction located nearby. The classical +situation is that a voltage arises between the lightning rod that has +intercepted the lightning and the nearby object being protected. A rough +treatment of this situation was made in section 1.5.1. The fast variation of +a high lightning current i along the metallic parts of a construction raises +its potential by U = R,i + Ldi/dt relative to a remote point on the earth. +Much depends on what is understood by the grounding resistance R, and +inductance L. These issues are discussed in much detail in the books on +direct stroke overvoltages (e.g., [6]). Here, we outline the most important +physical aspects of the problem. +6.4.1 The behaviour of a grounding electrode at high current impulses +An important parameter of a grounding electrode is the stationary grounding +resistance usually measured during the spread of direct or low frequency +alternative current of several amperes. The value of Rgo found from the +measurements may be several times larger or smaller than R, = Ue/ZM +corresponding to a rapidly varying kiloampere lightning current (here, U, is +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 309 === +Direct stroke overvoltage +301 +the potential at the current input into the protector). We have discussed, at sev- +eral points in the book, the two physical mechanisms affecting differently the +ability of a metallic conductor to tap off the lightning current to the earth: the +self-inductance and ionization expansion of the surface contacting the soil. +The voltage drop across the inductance prevents current flow into the +conductor. A long conductor has to be treated as a line with distributed +parameters. The input resistance of the line, Ri, = U(0, t)/i(O: t ) varies in +time, since the current diffuses along the line, and it takes some time for +the whole conductor to be loaded by current more or less uniformly. As +the limiting case, consider an infinite conductor in a soil with resistivity p . +From formulae (6.21) and (6.22), the voltage at the conductor input is +Ue(t) z U(0, t ) N t-1/2 for the current i(0, t ) = const = lo and t > 0. At +Io = 1, formula (6.21) can be treated as a unit step function of the system, +y(t). This allows us to follow the input voltage of a horizontal grounding +conductor at the lightning current i(t) with a real impulse front by using +the Duhamel-Carson integral: +U(0, t ) = y(t)i(O) + y(T)i’(t - 7) dr. +s:, +(6.42) +For a impulse with an exponential front i( r ) = Io [ 1 - exp( -pt)] we have +U(0, t ) = 210 ( g y 2 1 1 ( 3 t ) +(6.43) +where h(@) is a function given by the last integral in (6.29) and figure 6.5. Its +maximum h,, +at pt, M 0.9 permits the calculation of the maximum voltage +drop across the grounding electrode: +(6.44) +The effective input resistance of an extended horizontal grounding electrode, +corresponding to U,,,, +is expressed as +(6.45) +In contrast to a lumped grounding electrode with R, M p , the input resistance +of an extended one varies much less with the soil resistivity, R,,, +N pli2. +Extended grounding electrodes are ineffective, because only a short initial +portion of their length , leff M (RgerG1)-’, is actually operative during the +impulse front time. For example, the effective resistance is R,,, M 13 R and +the effective length of a long grounding pipe with L1 = 2.5 pH/m at the +earth’s surface is leff x 22m in the case of the first component current of a +negative lightning with the rise time +tf M 5ps (p M 0 . 6 ~ ~ - I ) +and +p = 100 R - m. In a soil with an order of magnitude lower conductivity, the +respective values are R,, +M 42 R and leff M 75 m. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 310 === +302 +Dangerous lightning effects on modern structures +Extending the grounding bus beyond the limit leff, we are still unable to +reduce appreciably the maximum voltage drop across the bus. For this +reason, it is better to introduce current at the centre of a long bus rather +than at its end, such that two current waves would run in opposite directions +along the half-length conductors. Still more effective are three conductors +arranged at an angle of 120”, and so on. When a grounding mat with the +lowest possible value of R,, +is desired, it is preferable to load, more or less +uniformly, the whole of the adjacent soil volume. For this aim, a set of +horizontal conductors or a conductor network is combined with vertical +rod electrodes. To avoid the interaction effect of the grounding elements +and to achieve the maximum loading of them by current, the distance +between the elements should be made comparable with their length (or +with the height, for vertical rods). But even in that case, only part of the +grounding mat, within the radius of leE from the current input, will operate +effectively at the impulse front. +Thus, the resistance of a grounding electrode for rapidly varying cur- +rents is much higher than for direct current. A grounding mat network +with numerous horizontal buses and vertical rods is able to reduce the effec- +tive resistance to the value of R,,, x 1 0. But when a large number of objects +is being constructed, for example, the towers of a power transmission line, +one has to deal with resistances as high as R,, +x 10 R and more. +Laboratory experiments show that the grounding resistance of an +electrode delivering to the earth very high currents is lower than for low +currents. The grounding resistance decreases with the current rise. The +grounding resistance ratio of a high impulsed current and low direct current, +cui = R,/Rpo, is often called the impulse coefficient of a grounding. The +coefficients ai used in the literature are sometimes as small as ai x 0.1. To +illustrate, we shall cite the generalized function cui =f(plM) which has +been suggested for a vertical rod of 2.5m in length from the results of +small-scale laboratory experiments [7] (figure 6.17). The grounding resistance +is reduced by a factor of four at p = 1000 R - m and IM = 30 kA. +In principle, this reduction in resistance might be due to a larger effective +radius of the grounding electrode because of the soil air ionization. In section +6.2.2, we gave formula (6.15) for the linear conductivity of a long rod lying on +the earth with one half of its surface contacting the soil. If the rod is fixed in +the vertical position, the whole of its surface contacts the soil but its leakage +conductivity is lower by a little less than a factor of 2 at the same length (due +to the poorer operation of the upper end of the rod located at the earth’s +surface, because current cannot flow upward into the air). The linear conduc- +tivity GI and the grounding resistance R, of a rod of radius ro, fixed vertically +into the earth for a length 1, are +(6.46) +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 311 === +Direct stroke overvoltage +1.0’ +0.8- +0.6- +0.4. +0.2 - +0 , +303 +ai +PI, MVm +1 +I +I +2.5 m +Figure 6.17. Impulse coefficient for the grounding rod of 2.5 m length. +To reduce R, by a factor of 4 at the initial rod radius ro = 1 cm and 1 = 2.5 m, +the radius must be increased to r1 = 105 cm. The field at the ionized volume +boundary must exceed the ionization threshold in the soil, Eig x 10 kV/cm, +and the current density at p = IOOOR/m must be j = Eig p = 1 kA/m2. +For the surface area of the ionized volume S M 27rrll + ,,f = 24m2, the +total leakage current would be Z = j S = 24 kA, corresponding to the current +of a moderate lightning power. +However, the uniform radial ionization expansion of the initial ground- +ing volume at a rate r l / t f = 2 x 105m/s (this process must be completed +within the rise time of the current impulse, tf = 5ps) can hardly occur in +reality. Anyway, there is no experimental indication for this. More probable +would be the rod ‘elongation’ owing to the leader development into the soil, +because the current density and the field at the rod end are higher than at its +lateral surface. The elongation of a grounding electrode is a more effective +means of reducing the grounding resistance R,, because of R, - 1/1, since +the resistance decreases only logarithmically with increasing radius (but +only at r << 1). However, even this process seems unlikely. There is no +experimental evidence for the existence of long leaders in the soil bulk. +The leakage area of a grounding electrode is likely to increase due to the +elongation of the leader creeping along the soil surface from an element of the +grounding mat. The grounding resistance will then decrease, as 1/L at a long +leader length L. This mechanism, observed in model laboratory experiments, +seems optimal for a natural reduction in R, due to the lightning current. To +change appreciably the grounding resistance of a typical lightning protector, +the leader must grow to L M 10 m in length (the total length of the protector +electrodes) for the time tf M 5 ps of the lightning current rise. For this to +happen, the leader must elongate at a rate of 2 x lo6 mjs. A creeping leader +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 312 === +304 +Dangerous lightning effects on modern structures +develops in the air adjacent to the surface of a conductive soil and is shown by +laboratory experiments to be devoid of a streamer zone and a charge sheath +(section 6.2.2). In t h s respect, it is similar to a dart leader whch develops a +velocity of about lo7 mls at current i - 1 kA. Assuming that the development +of a fast leader along the soil surface requires this current in the leader tip, it, let +us estimate the tip radius, at which this appears possible. +If the grounding resistance is R, and the lightning current is I, +the leader +is supported by the voltage U zz R,IM applied to its base. The tip possesses +approximately the same potential, because the leader channel is a good +conductor and not a large part of the voltage drops across it. The resistance +of the leakage current from a hemispherical tip is equal, from formula +(6.14), to R, % p/27rrt. The tip current is it N U/R,. Only part of the lightning +current enters the channel, Io. This current mostly leaks into the soil through +the lateral channel surface possessing, according to (6.15), a leakage resistance +RI, = (G,L)-' = pln(L/ro)/rL. Keeping in mind U N Rl,Zo. we obtain the +formula to be used for the estimation of the tip radius: +(6.47) +The 6cm radius obtained at Io = IAw/2 = 15 kA, it = 1 kA, L =10m, and +yo zz rt, appears to be quite reasonable. The field at the channel lateral surface +behind the tip, E - pZo/*irr,L 80 kV:cm, is high enough for the ionization +expansion of the leader channel to occur there. Radii much larger than +those of a conventional leader in air under similar conditions have been +registered for laboratory leaders creeping along the soil. The photographs +in figure 6.18 illustrate this quite clearly. +To conclude, the spread of high lightning currents reduces the ground- +ing resistance, probably due to the excitation of one or several leaders +creeping along the soil surface, thereby increasing the length of the ground- +ing electrodes. But for a fast leader growth (otherwise, the leakage surface +has no time to become larger for the short lightning rise time), a high +current of about 1 kA must be delivered to the leader tip. This restricts +the process of grounding resistance reduction by the condition under +which the electrodes are arranged in compact groups. A fast reduction is +hardly possible for a modern substation having an extended grounding +network. The reduction is, however, quite possible in the case of a con- +centrated protector consisting of 2-3 horizontal conductors or several +vertical rods. +It is worth saying a few words about the testing of lightning grounding. +The great complexity of a large-scale simulation of lightning current makes +one turn to model tests. in which the surface current density of small +electrodes is preserved while the total current is reduced manifold. The +laboratory studies indicates that the similarity laws are invalid for the +leader process. The questions of how to interpret the small-scale simulation +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 313 === +Direct stroke overvoltage +305 +Figure 6.18. Still photographs of leader creeping along the soil during its develop- +ment (a) and at the moment of gap bridging (h). +results and how well they reproduce the real process of lightning current +spread are open to speculation. +6.4.2 Induction emf in an affected object +Let us consider a descending lightning stroke at an object of height h. The +induction emf for the object is proportional to its inductance, L = Llh. +The linear inductance can be estimated in a simple way, assuming that the +current fills up a conductor composed of the object and the lightning channel +of length 1 >> h. If we assign to the conductor a constant radius yo << I and +assume a perfectly conducting soil, we shall obtain L1 M (pO/27r) In (21/r0). +This value will be L1 M 2.3 pH/m at 1 M H = 3 km ( H is the altitude of the +negative cloud charge centre) and ro = 5cm. Actually, the return stroke +wave covers a much smaller distance during the time of the current impulse +rise, when di/dt and the induction emf have maximum values. But owing to +the logarithmic dependence of L, on the geometrical size of a long conductor, +the change in the length of the lightning channel filled by current will affect +but little the value of L1. For example, we obtain 1 = w,tf = 500m and +L1 M 2pH/m for the return stroke velocity w, = IO8 m/s and tf =5 ps, +corresponding to the first component of a negative lightning. At tf = 1 ps +(the rise time of the subsequent component), L1 will be only 20% lower. +The same result is obtained when one uses the vector potential A([) and +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 314 === +306 +Dangerous lightning effects on modern structures +vortex electric field EM = -aA/dt for the calculations. Suppose the current +rises linearly with a distance from the current wave front, i(x) = b(xf - x), +where xf = v,t and b = const. The current at the point x of the channel +rises linearly with time, Ai = ai/& = bur. Neglecting the delay time, as was +done in (6.9) and (6.1 l), we have +where ro is the average radius of the object affected by lightning. One can see +that the formula for L1 in (6.48) coincides with the one above, provided 1 is +understood as the length of the channel loaded by current by the moment of +time t. +If the finite velocity of an electromagnetic signal is taken into account +and the object is located directly under the lightning channel, which happens +in the case of a direct stroke, the evaluations made in section 6.1.1 give +Once again, we should like to emphasize the small contribution of the delay: +the logarithms in formulae (6.48) and (6.49) differ less than by 3% at 3 = 0.3, +tf = 5 ps, and yo M 1 m. +Expressions (6.48) and (6.49) define rigorously the vortex electric field +EM at the earth's surface. When the object's height is h << urtf, which is +valid for many practical situations, the variation in EM along the object +can be ignored and the induction emf is U, = EMh. The emf rises linearly +with increasing h. In particular, if we have h = 30m, w, = 0 . 3 ~ +and the +lightning current rises to the amplitude IM = 100 kA for the time tf = 5 ps, +the maximum value of the induction component of the voltage at yo = 1 m +is U.Mm,, = 780 kV, a value comparable with the electrical component +Uem,, = R,ZM M 1000 kV at R, M 10 R. Of course, the effects of the electrical +component may be more serious because of its longer action. Indeed, in the +first approximation, the pulse Ue(t) is similar in shape to the lightning current +impulse and U,w(t) to its time derivative. +Formula (6.49) can also be used to evaluate the magnetic component +after the current impulse maximum. For this, the real current entering the +lightning channel should be represented as a sum of the two components: +i, = Ait, i2 = -A,(t - tf), and i2 = 0 at t < tf. It is not surprising that U, +is non-zero behind the impulse front, since the magnetic field continues to +grow, as the lightning channel is filled by current. The total overvoltage +pulse of a direct stroke, Ud(t) = U,(t) + U M ( t ) , is very different from the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 315 === +Direct stroke overvoltage +2.0 1 +2.0 - +1.5- +$1.0- +8 +. + +0.5 - +0 . 0 t . +1 +. +, +. +, +. +, +, +I +0 +2 +4 +6 +8 +10 +0.0 4 +q +1 + +0 +2 +4 +6 +8 +10 +307 +Time, ks +Figure 6.19. Computed overvoltage of the direct stroke at the transmission line tower +with the grounding resistance R, = 10 s2 for the lightning current with tf = 5 ps and +amplitude of 100 kA; U, = 0 . 3 ~ . +lightning current impulse because of an abrupt rise and an equally abrupt fall +of U, with time (figure 6.19). +6.4.3 Voltage between the affected and neighbouring objects +It is important for many applications to know the voltage affecting the +insulation gap between an object of height h, affected by a direct lightning +stroke, and another object of height hl < h, located nearby. For this, one +should find the difference between the evaluated overvoltage of the direct +stroke, Ud,,,, and the maximum overvoltage Uinmax, induced on the +neighbouring object. The latter value strongly depends on the object’s +construction. So, let us analyse two extrema1 situations. +Suppose a lightning strikes a lightning rod located near the mast it +protects (figure 6.20). The magnetic components of the overvoltages are +determined by the vortex field strengths EM from formula (6.49). For the +rod, yo can be taken to be equal to its average radius rl. For the mast, yo +can be assumed to be equal to the distance d between the rod and the +mast. The maximum time-dependent difference between the magnetic +components of the voltage at the height h l , where the distance between the +constructions is minimal, is equal to +(6.50) +Expression (6.50) allows for the value v,t >> d at the moment this maximum +occurs. The magnetic component of the overvoltage across the insulation +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 316 === +308 +Dangerous lightning effects on modern structures +Figure 6.20. Estimation the voltage between a lightning rod struck and an object. +gap AUMm,, = UMrOd +- U,wob, increases with distance d, because UMrOd is +independent of d and +drops as the distance between the object and +the current increases. The return stroke velocity v, has practically no effect +on AUMm,,. Its upper limit is the value of +for the affected lightning +rod (AUMm,, M UMm,,/2 at d/rl RZ 100). +The situation with the electrical component of overvoltage is less definite. +The overvoltage is also determined by the difference between the two values, +AU, = Uerd - Ueobl, but Uerd = -Rg,IM is a definite quantity and Ueobl +varies with the design of the object’s grounding mat. The latter may be +common with the lightning rod grounding grid and quite compact; in that +case, we have AU, = 0 because the bases of the rod and the object are +interconnected. There may be another extreme situation: the grounding mat +of the object may be so far from that of the lightning rod that it may be +unaffected by the electric field of the lightning current spreading through the +soil. In that case, we shall not have UeOb, = 0 and AU,” += Rg,IM, because +this would be possible only in the absence of current through the object’s +grounding mat. In reality, there is an electric charge induced on the object’s +surface due to the electrostatic induction (section 6.1. l), so a current flows +across the object, creating the electrical component of the overvoltage. Its +value can be found from formula (6.5) and the maximum value from (6.6), +provided that the return stroke is simulated by a rectangular current wave +in a vertical lightning channel. Let us evaluate the possible voltage from +formula (6.6). +To go beyond the zone of the current spread away from the lighting rod +grounding, it is necessary to move away at a distance -20m from it. The +radius of the grounding grid, within which the electrodes are located, is +hardly larger than 5m, so that the distance between the rod and the +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 317 === +Direct stroke overvoltage +309 +object in formula (6.6) can be taken to be r = 25m. Assuming that the height +of a typical object is h = 30m, its linear capacitance C1 z 10pF/m, +C = Clh = 300pF, and R, = loa2, we shall have UeDb, 30kV at the light- +ning current Z,v = 30 kA. Although Uerod and Ueobi have different signs and +iAU,I > IUerodI, the additional value is not essential because it is an order +of magnitude less than R,ZM in the above example. The situation when a +lightning rod is put up at a distance sufficient for the separation of its own +grounding grid and that of the object is quite realistic. This is done for the +protection of especially important constructions to avoid pulse noises or +sparking due to the induction emf, when some of the current finds its way +to the object’s grounding through the soil. +Another extreme case, in which the electrical component of the object +overvoltage is dominant, is a lightning stroke at a metallic grounded tower +of a power transmission line. The direct stroke overvoltage affects an +insulator string, to which a power wire is suspended. Consider first a +simple and frequent variant (in lines with an operation voltage below +1lOkV) when the line has no protecting wire. In that case, we do not have +to solve the difficult problem of lightning current distribution between the +affected tower and the wire, repeatedly grounded by the adjacent towers. +Nor should we bother about the electromagnetic effect of the protecting +wire on the power wire (section 6.4.4). As in the previous situation, the +insulator string is affected by the overvoltage A U equal to the potential +difference of the tower at the point of the string suspension and the power +wire. The calculation of the tower overvoltage is similar to that for a light- +ning rod, just described. A specific feature of this problem is the existence +of the wire. Being suspended horizontally, it does not respond to the mag- +netic field of the current in the lightning vertical channel. The power wire +is well insulated from the tower grounding by the insulator string. Owing +to its far end being grounded, it would be able to maintain zero potential, +but for the current created by the redistribution of the charge induced on +the wire. The induced charge is very high because some of the wire length +is located close to the lightning channel, and the total capacitance of a +long wire is very large. Naturally, the small distance between the wire and +the lightning channel does not mean the existence of a direct contact between +them, so we can speak only of the effect of electrical induction on the wire. +Even though the wire is connected to the earth at zero resistance, the +induced charge cannot respond immediately to the lightning charge variation +and the wire potential cannot remain at zero. The grounding point is located +far away, at the end of the wire, so the charge liberated by the induction +cannot be delivered to it faster than with light velocity c. For the induced +charge q,n to appear at the point x, a current wave must be excited at this +point, which will eventually transport the charge -q,n out of the wire to +the earth. This wave will propagate at light velocity. During its motion, +the potential at the wave front will rise due the voltage drop on the wave +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 318 === +310 +Dangerous lightning effects on modern structures +resistance of the line with distributed parameters, i.e., along a long wire. +Elementary current and potential waves arise at any point on the wire, +where the induced charge is changed by the lightning field. Propagating +with light velocity to the left and to the right of the origin, the currents of +elementary waves are summed, raising the voltage between the wire and +the earth. After the waves are damped, this voltage, naturally, drops to +zero, because the wire is grounded. The response of a long line to the external +field Eo,(x, t ) acting along a horizontally suspended wire is described by the +equations +aue +(6.51) +-- +aue =Rli+Ll--Eo,(x,t), +--= +C 1 T +di +di +dx +at +dx +where the potential Ue(x, t ) is due exclusively to the line response to the +field Eo,(x, t ) . The total potential of the wire relative to the earth, Upe(x, t ) = +Uo(x, t) + Ue(x, t ) , contains another component, Uo(x, t), defined by the +charges of the lightning return stroke. Neglecting the ohmic voltage drop +relative to the induction term and taking b’Uo/b’x = -Eox into account, we +arrive at the wave equation with a distributed driving force and containing +no damping term: +The solution to this equation represents a general solution to a homogeneous +equation and a particular solution to an inhomogeneous one, corresponding +to the two identical waves propagating in opposite directions along the line: +Uge(x,t) += zIo +1 ‘ 8 +dOUo(Xl,O)dO+ +(6.53) +XI = x - C ( t - 0). x, = x + c(t - 0). +The integrals give the sum of the above elementary waves moving at light +velocity. The waves are excited by the time variation of the external field +potential U,. For the elementary wave to arrive at the point x at the +moment of time t, the causative variation in U0 must occur at the points +x f Ax earlier, by the time 0 = Ax/c. If the time is counted from the +moment of the lightning contact with the line tower, the lower, zero limit +of the integrals of (6.53) should be replaced by the time-of-flight of light +for a minimum distance between the lightning channel and the wire, +In the general case, the difficulties that arise in the calculation of the +integrals depend on how one approximates the lightning current related to +the linear charge in the return stroke wave inducing the field Eo, as well as +on the lightning channel position relative to the wire. Of significance are +the following factors: what object the lightning strikes (the earth or an +element of a power transmission line raised above the ground), the channel +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 319 === +Direct stroke overvoltage +311 +deviation from the normal, as well as its bendings and branching. It is impos- +sible to solve this problem without numerical computations. The question +then arises as to the stage in the study, at which a computer simulation is +most helpful. One should not ignore a numerical integration of initial +equations (6.51), allowing the control of the effect of active resistance RI +which sometimes has a large value. The effective value of RI may be much +higher than the resistance of the line wire to direct current because of the +skin-effect, the soil resistance, used by the wave as a ‘return wire’, and due +to the energy consumed by the impulse corona. The corona is excited in +the wire by overvoltages and absorbs some of the propagating wave +energy, contributing to its damping. The impulse corona also increases the +effective linear capacitance of the wire, since the electrical charge is localized +not only on the wire surface but in the adjacent air. The charge is delivered +there by streamers of metre lengths. The capacitance CleR depending on the +local wire overvoltage varies together with the velocity of perturbations in +the wire, U = (C1,,L1)-1/2. This greatly distorts the wave front, since different +sections of the wave front have different velocities. The problem becomes +greatly non-linear and definitely requires a numerical solution. +The calculation formulas given below describe simple situations +neglecting the wave damping in the wire. They have been derived by direct +integration of (6.53) and borrowed from [3]. The lightning channel is +considered to be vertical; the return stroke wave moves towards the cloud +at constant velocity U,. For a rectangular charge wave in the channel of +lightning that has struck the earth (but not a line tower) at a horizontal +distance r from the wire, we obtain for the wire point nearest to the lightning +channel +where p = ur/c, U, is the return stroke velocity, and h is the wire height above +the earth. The time in (6.54) is counted from the moment of the lightning +channel contact with the earth. This formula can be used at t > r/c, i.e., +after the electromagnetic signal has covered the distance between the channel +and the wire. The overvoltage is still active at a large distance from the stroke +point (x + CQ), where the lightning field effect is negligible, Eox x 0. The +wave reaches that point through the wire, as in the case of a communications +line (this occurs without damping at RI = 0). Such overvoltage waves are +known as wandering waves. For these waves, we have +(6.55) +where the time is counted from the moment of the wave front arrival at the +‘infinitely’ remote point of interest. At t , = r/wr, the function -Uge(m, t ) has +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 320 === +312 +Dangerous lightning effects on modern structures +Figure 6.21. Evolution of an overvoltage at the wire point nearest to the lightning +stroke point (solid curves) and a wandering wave voltage (dashed curve). For a +return stroke, a rectangular current wave model is used. +a maximum: +(6.56) +which is independent of q.. +At t >> t,, the overvoltage is damped as f-’. +Typically, the amplitude of a wandering wave is somewhat higher than +the voltage amplitude relative to the earth at the site where the wire is closest +to the stroke point (figure 6.21). The reason for this is the opposite signs of U. +and U,, causing a reduction in the value of Uge = U, + U, in the close +vicinity of the wire, where U. # 0. Far from the stroke point, we have +U, M 0, and the overvoltage is totally defined by the wire response. Although +the overvoltage maximum at the closest point does vary with wr, this +variation is not appreciable. This is good because there are few measurements +of the return stroke velocity and practically no synchronized measurements +of the lightning current. +If the lightning current is supposed to rise at the impulse front as +i(t) = A,t with A, = const, the overvoltage U,,(O. t), for the same conditions +and designations as in (6.54), is +(2 + 1 - 32)”2 - 3 K +(6.57) +1 - 32 +Uge(0. t ) = -- +In +27r&oCWu, +Formula (6.57) has a sense at r / c 6 t 6 t f + r / c (3 < K < (t+tf/r) + 3). After +the current impulse maximum, t > tf, the calculation can be made using this +formula and a superpositior. by representing a real current wave as two +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 321 === +Direct stroke overvoltage +313 +waves of different signs shifted in time, as was done in the comments on +formula (6.49). As the time increases within the lightning current rise time, +the value of Ug,(O, t ) rises monotonically. The calculated pulses V,,(O, t) +for a rectangular current wave and for a wave with a linearly rising current +have something in common at r/v, x tf, which is valid for remote lightning +strokes with r 2 100 m. Both approximations lead to an increase in the over- +voltage during the current front. But for close strokes, especially for a direct +stroke at a line tower, the discrepancy between the calculated pulses becomes +remarkable. This is the reason for the sceptical attitude to analytical solu- +tions, which we showed at the beginning of the discussion. No doubt, a +linearly rising current is closer to reality than a rectangular impulse, but it +cannot simulate the actual current rise accurately. The same is true of the +impulse amplitude. The discrepancy in the calculations made within the +models considered grows with decreasing distance r. +Nevertheless, another analytical solution [3] may be useful for the estima- +tions. It concerns the case of a direct lightning stroke at a transmission line +tower, when the shortest distance between the lightning channel and the +wire is determined only by the height difference between the tower, h,, and +the wire, h. If a charge wave corresponding to the lightning current front +i(t) = Air moves up along the vertical lightning channel from the tower top +to the cloud with constant velocity w,, we shall have at the point of the wire +suspension +Let us calculate the overvoltage due to the first component of a negative +lightning with the average parameters IM = 30 kA, tf = 5 ps, Ai = 6 kA/ps, +and w, = 0 . 3 ~ += 90m/ps. We shall have U,,(O, tf) = 320kV for ho = 30m +and h = 20m at t = tf. Similar, but of the opposite sign, is the potential +rise on the tower grounding resistance R, x 10 R due to the lightning current, +RgIM =300 kV. This doubles the electrical component of the overvoltage +across the insulator string. +It is worth noting the specific effect of overvoltage on the line insulation. +Overvoltage is not strictly related to any point on the line, as is the case with +the voltage drop across the tower grounding. It has been mentioned that the +charge liberated by electrical induction moves along the wire, creating a +wandering overvoltage wave. With a negligible damping, it can cover a +distance of several kilometres, affecting, on its way, all the insulator strings it +encounters. An insulation breakdown may occur even far from the lightning +stroke, where the line insulation is poor for some reason. Really hazardous is +the encounter of the wandering wave with a hgh-voltage substation, because +the overvoltage wave penetrates to the internal insulation of its transformers +and generators, which is always poorer than the external insulation. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 322 === +314 +Dangerous lightning effects on modern structures +A wandering wave also arises when a lightning strikes a power wire. The +lightning current spreads along the wire from the stroke point in both +directions, producing very strong overvoltage waves, U ( x , t ) = Zi(x, t)/2. +Since the wave resistance is 2 x 250-400R (the smaller value is typical of +ultrahigh voltage lines with split wires of a large equivalent radius), the +current ZM = 30 kA would produce an overvoltage with an amplitude of +3.5-6MV. In reality, the overvoltage is limited to the value of breakdown +voltage for the tower insulator string closest to the lightning stroke, where +the flashover does occur, A wave with an amplitude equal to the string break- +down voltage is a wandering wave in this case. Of course, the overvoltage +may rise again, after the string flashover, due to the self-induction emf of +the tower and to the voltage drop across its grounding, to which the lightning +current runs after the string flashover. Wandering waves are damped by the +same processes that determine the resistance RI in (6.51). +It is important for lightning protection practice to compare the over- +voltages due to direct strokes at a line tower and a wire. In the former +case, the voltage drop across the insulator string is the sum of three +components. The voltage drop across the tower grounding and the induced +voltage of the wire are approximately the same quantitatively but have +opposite signs. This totally gives about -2R,ZM over the string. The mag- +netic component L,Ai has a real effect only on the current impulse front, +and its average value is equal to L,Z,w/tf (L, is the tower self-inductance). +The magnetic component for the first leader of a moderate negative lightning +(ZM = 30 kA, tf = 5 ps) and for a tower of standard size (h, M 30 m) does not +exceed 200 kV but 2R,Iy > 600 kV because of R, 2 10 Cl. It appears that +overvoltages due to a direct moderate stroke at a tower can flashover the +insulation only in lines with voltages less than llOkV, which have strings +less than 1 m in length. For a 220 kV transmission line, a hazard may arise +when the currents are twice as high as the average value, but such lightnings +occur only with a 10% frequency. The hazard of a lightning stroke at a tower +is not high for 500-750 kV transmission lines, since they have long strings. A +reverse flashover may arise from a lightning with 100 kA currents and more, +but their number is less than 1 YO of the total. If the lightning current strikes +the wire, the current spreads in both directions along it. With the wave resis- +tance Z > 200 52, we get ZZM/2 > 3 MV even for a moderate lightning. This +is sufficient to flashover the insulation of any of the currently operating lines. +A lightning stroke at a wire should always be considered to be hazardous. +6.4.4 Lines with overhead ground-wires +When a lightning strikes a tower of a power transmission line protected by a +grounded wire, the current is split between the tower and the grounded wire, +due to which the current load on the tower is reduced. However, the engineer +is then faced with a complex problem of calculating the current distribution. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 323 === +Direct stroke overvoltage +315 +Another aspect of this problem is the account of the screening effect of a +protecting wire. Since the wire is connected to the tower, it acquires, in a +first approximation, the tower potential, thus creating a voltage wave of +the same sign. Owing to the electromagnetic induction, a similar wave of a +lower amplitude is excited in the power wire. As a result, the voltage in the +insulator string, equal to the potential difference between the tower and +the power wire, drops. These additional problems complicate the calculation +of direct stroke overvoltage for a line with an overhead ground-wire. The +problems that arise here relate to electric circuit theory rather than to +physics, so we shall discuss them only briefly. +Many engineers try to calculate the current distribution between a tower +and an overhead wire within the model of an equivalent circuit with concen- +trated parameters. The lightning channel is regarded as a source of current +i(t). The tower is replaced by its inductance L, and grounding resistance R,, +the two grounding wire branches (on the left and on the right of the stroke +point) are represented by the branch inductances L,/2 and their grounding +resistances in the adjacent towers, R,/2, connected in parallel. One also intro- +duces the mutual-induction emf M, dildt, induced by the lightning current in +the wire-towers-earth circuit (figure 6.22). This circuit can be simplified +further by putting R, = 0, because the principal interest is focused on the +current front of tf = 1-10 ps and because the cable inductance along the +many hundreds of metres of its length is as high as hundreds of microhenries +and the time constant is usually taken to be LJR, > 100 ps. This model circuit +then presents no calculation problems, provided that the mutual inductance of +the vertical lightning channel and the circuit including the ground-wire is +known. As the return stroke wave moves up, the channel is filled by current +so that the value of M, rises in time. The calculations similar to those for +the derivation of formula (6.49) and allowing for the time delay yield [3] +(6.59) +Figure 6.22. The design circuit for a current a tower of the line with the protective +cable. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 324 === +316 +Dangerous lightning effects on modern structures +The considerable simplification of the real process can be justified only at low +grounding resistances of the towers, when the current in the wire circuit is +limited mostly by its inductance, and one can neglect the current branching +off to the grounding resistances of all other towers except the one nearest to +the affected tower. +The value of R, in a real transmission line in areas with low conductivity +soils may be several times higher than the normal value, reaching 100 0. Then +the current distribution problem must also take into account the removal of +some of the lightning current to 2-5 towers away from the stroke point. The +equivalent circuit becomes more complicated (chain-like), representing a +series of link circuits identical to the first one. For a more rigorous solution, +the ground-wire is to be considered as a long line with a wave resistance Z, +and many local non-uniformities produced where the ground-wire contacts a +tower. Each tower is then represented as a chain of L, and R, connected in +series. Figure 6.23 illustrates the variation of the current impulse in the +tower with the design circuit. For a circuit with lumped parameters, the neglect +of the tower grounding resistance R, x 10 R does not affect the result much, +while at R, x 1000, the tower current impulse shape changes radically. A +circuit with distributed parameters permits one to follow the effect of con- +secutive wave reflections at the contacts between the ground-wire and the +towers. The current impulse distortion by the reflected waves is especially +Time, ps +Figure 6.23. Current impulse on the struck tower with (solid curves) and without +(dashed curves) allowance for a grounding resistance of the nearest tower. The +model with a linearly raising current front is used for return stroke. +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 325 === +Direct stroke overvoltage +317 +appreciable for a short impulse front tf characteristic of the subsequent light- +ning components. As the linear resistance of the line, R I , rises, the effect of +the reflections becomes less pronounced because the reflected waves are +damped more strongly. In any case, the overhead wire takes some of the +lightning current away, thereby unloading the affected tower; this current +fraction cannot be less than 2R,/Z,. +Let us evaluate the screening effect of the protecting wire, which also +reduces the direct stroke overvoltage. Engineers had become aware of this +effect long before overhead wires were used as lightning protectors. Some +even supposed that a wire could reduce the voltage of an insulator string +to a value lower than the flashover voltage. The wire acquires the electrical +potential of the tower, which has increased by the value of the voltage +drop across the grounding resistance. As a result, a high-voltage wave runs +along the wire. The nearby power wire finds itself in its electromagnetic +field inducing a similar wave. If U, is the voltage wave amplitude in the +ground-wire, the voltage produced in the power wire is Ucoup = kcoupUc, +where kcoup = ZCw/Z, +is a coupling coefficient and Z,, is the wave resistance +of the grounded wire-power wire system whch can also be regarded as a long +line. We have Z,, = (L~cw/Cl~)1’2 +by definition. The linear inductance L1, +and the capacitance Clcw between this two wires are calculated in a +conventional way, with the allowance for the earth’s effect. With Llcw N +ln[(ho + h)/(ho - h)] and Clcw - {ln[(ho + h)/(ho - h)]}-’, the coupling +coefficient is +(6.60) +where Y, is the ground-wire radius. For a rigorous calculation, the geometri- +cal radius in (6.60) should be replaced by an equivalent radius of the space +charge region at the wire, (the space charge is incorporated by a impulse +corona under the action of high voltage). This somewhat increases the +value of kcoup. Measurements give approximately kcoup = 0.25, instead of +the calculated ‘geometrical’ value of kcoup z 0.2. Therefore, the electrical +component of power wire overvoltage is reduced once more, this time by +the value Ucoup = kcoupUc. The total overvoltage reduction owing to the +ground-wire makes up several dozens percent, decreasing the tower-stroke +effect on the transmission line insulation. +We should like to mention a certain relationship between the type of +lightning action and the transmission line cut-off. Even induced overvoltages +are hazardous for low voltage lines (primarily those of 0.4- 10 kV). Induced +overvoltages are much more frequent than direct strokes and are the main +reason for the line cut-offs. A protecting wire is useless in this case, so low +voltage transmission lines do not have it at all. For a line of 35kV or +more, induced overvoltages are practically harmless and direct lightning +strokes are dominant. The favourable effect of an overhead grounded wire +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 326 === +318 +Dangerous lightning effects on modern structures +becomes apparent at an operating voltage U 2 110 kV, when the lightning +current leading to the insulation flashover after a stroke at a line tower +exceeds an average value ~ 3 0 +kA. About 50% of cut-offs for 110-220 kV +lines equipped with a grounded wire are due to strokes at towers and 50% +of cut-offs occur when lightning breaks through to get to the power wire. +Beginning with 500 kV, an increasing number of cut-offs are due to lightning +breakthroughs to the power wire. +6.5 +Concluding remarks +We finish this chapter and the book by describing the lightning effect on +power transmission lines. Scientists are still unable to offer a clear +mathematical description of its complicated mechanism. Modern computer +simulations can infinitely specify and refine a mathematical model of the +lightning effect, with respect to both the electromagnetic field and the object’s +response to a stroke. This is, to some extent, interesting, useful and makes +sense. The process of refining computations has no limit. To illustrate, a +detailed analytical treatment of long line parameters with the account of +the earth’s effect has taken several hundreds of pages in the work by +Sunde [6]. Suppose a superprogramme has been created for the solution of +the lightning protection problem; its application will immediately show +that the great efforts it has required can change but little the existing low +predictability of lightning-induced cut-offs. The key problem today is not a +rigorous mathematical solution of the available equations but an adequate +physical description of the principal physical processes producing a lightning +discharge, its electromagnetic field, and the object’s response to it. For this +reason, we have tried to present simple qualitative models rather than +stringent solutions to the equations. On the other hand, many aspects of +this problem have been omitted, partly because they are not directly related +to lightning as a physical phenomenon and partly due to the lack of space or +to the limited knowledge about the key physical phenomena. +Let us look back at the material presented in this book in order to +emphasize the points of primary importance. After the numerical value of +an overvoltage has been calculated, it is necessary to compare the result +obtained with the flashover voltage of the insulation in order to identify its +possible flashover. Most of the voltage-time characteristics of insulation +strings have been found from tests by standard 1.2/5Ops impulses (here, +the first value is the front duration and the second is the impulse duration +on the 0.5 level). Such a refined impulse has little to do with lightning over- +voltages, and this is clear from figure 6.24. A lightning-induced overvoltage +has necessarily a short-term overshoot arising not only from the current wave +reflection by the grounding of the neighbouring towers but also from the +magnetic induction emf. It is not quite clear how this rapidly damping +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 327 === +Concluding remarks +319 +04- +0 +5 +10 +15 +20 +Time, ps +Figure 6.24. Current impulses in a struck tower (is) and in the few neighbouring +towers (il-i3). The wave problem was solved allowing for wave reflection from the +places where grounded wire is connected with the towers. +overshoot affects the electrical strength of an insulation string. Under certain +conditions, a powerful corona flash saturates the gap with a large space +charge and can ‘lock up’ the leader process, increasing the strength [12]. As +for ‘anomalously’ long overvoltages induced by positive lightnings, the +electrical strength of air may, on the contrary, be several dozens percent +smaller than what standard tests give [5,13]. The question of the real +electrical strength of the UHV transmission line insulation is still to be +answered. +The return stroke models discussed above ignore the lightning channel +branching and bending, whereas an actual discharge channel is far from +being a straight vertical conductor. The channel can deviate from the +normal by dozens of degrees, especially when it approaches high con- +structions. Another complicating point in a return stroke model is the +counterleader. The assumption that the return wave starts directly from +the top of an affected construction, say, from a line tower, is far from the +reality. The length of a counterleader is comparable with the height of the +construction it starts from. Together with the total length of the streamer +zones of the descending and ascending leaders, this will give a value 1.5-3 +times greater than the object’s height. Such a high altitude of the return +stroke origin and its propagation in both directions from the point of +contact, not only towards the cloud, may have a considerable effect on +the electromagnetic field of the lightning. The available theoretical models +do not take these facts into account. There are no data on counterleaders +related to the subsequent lightning components. Today, it is even impossible +Copyright © 2000 IOP Publishing Ltd. + +=== PAGE 328 === +320 +Dangerous lightning effects on modern structures +to confirm, or to disprove, the mere existence of a leader travelling to meet a +dart leader. +Another weak point of the models is the set of statistical data on the +amplitude and time characteristics of the lightning current impulse. There +is some information on medium current lightnings, because these are numer- +ous, whereas lightnings of extremal parameters are poorly understood. The +consequences of this are quite serious. The choice of protection means and +measures depends, to a large extent, on what has actually caused the storm +cut-off of a particular transmission line - a reverse flashover of the insulation +string, when the lightning strikes a tower, or the lightning breakthrough to +the power wire bypassing the overhead protecting wire. Underestimating +or, on the contrary, overestimating the high current probability by ignor- +ance, one may arrive at the wrong conclusion concerning the contribution +of reverse flashover in UHV transmission lines, which may cause great +losses. The determination of extremal lightning parameters is one of the +key problems in natural investigations. We should like to emphasize again +that the exceptions are more important than the rules to lightning protection +practice. +Ref e re nces +[l] Wagner C F 1956 Trans. AIII 75 (Pt 3) 1233 +121 Lundholm R, Finn R B and Price W S 1958 Power Apparatus and Systems 34 +[3] Razevig D V 1959 Thunderstorm Overvoltage on Transmission Lines (Moscow: +[4] Golde R H (ed) Lightning 1977 vol. 2 (London, New York: Academic Press) +[5] Bazelyan E M and Raizer Yu P 1997 Spark Discharge (Boca Raton: CRC Press) +[6] Sunde E D 1949 Earth Conduction Effects in Transmission Systems (Toronto: +[7] Ryabkova E Ya 1978 Grounding in High-Voltage Installations (Moscow: +[8] Bazelyan E M, Chlapov A V and Shkilev A V 1992 Elektrichesrvo 9 19 +191 Kaden H 1934 Archivfur Electrotechnik 12 818 +1271 +Gosrenrgoizdat) p 216 (in Russian) +p 294 +Van Nostrand) p 373 +Energiya) (in Russian) +[lo] Babinov M B and Bazelyan E M 1983 Elektrichesrvo 6 44 +[ll] Babinov M B, Bazelyan E M and Goryunov A Yu 1991 Elektrichesrvo 1 29 +[12] Bazelyan E M and Stekolnikov I S 1964 Dokl. Akad. Nauk SSSR 155 784 +[13] Burmistrov M V 1982 Elektrot. promyshlennost’; Ser. Appar. wysokogo napryaz- +heniya 1 123 +Copyright © 2000 IOP Publishing Ltd. diff --git a/reference/sources/liu-discharge-transitions-thesis.pdf b/reference/sources/liu-discharge-transitions-thesis.pdf new file mode 100644 index 0000000..fd98289 Binary files /dev/null and b/reference/sources/liu-discharge-transitions-thesis.pdf differ diff --git a/reference/sources/liu-discharge-transitions-thesis.txt b/reference/sources/liu-discharge-transitions-thesis.txt new file mode 100644 index 0000000..867687c --- /dev/null +++ b/reference/sources/liu-discharge-transitions-thesis.txt @@ -0,0 +1,1852 @@ +=== PAGE 1 === +Physics of Electrical +Discharge Transitions +in Air +LIPENG LIU +DOCTORAL THESIS IN ELECTRICAL ENGINEERING +STOCKHOLM, SWEDEN 2017 +KTH ROYAL INSTITUTE OF TECHNOLOGY +SCHOOL OF ELECTRICAL ENGINEERING + +=== PAGE 3 === +KTH Electrical Engineering +Physics of Electrical Discharge Transitions in Air +LIPENG LIU +Doctoral Thesis +KTH Royal Institute of Technology +School of Electrical Engineering +Stockholm, Sweden 2017 + +=== PAGE 4 === +TRITA-EE 2017: 028 +ISSN 1653-5146 +ISBN 978-91-7729-348-4 +Akademisk avhandling som med tillstånd av Kungliga Tekniska Högskolan framlägges till +offentlig granskning för avläggande av teknologie doktorsexamen onsdagen den 24 maj +2017 kl. 10:00 i Kollegiesalen, Brinellvägen 8, Kungliga Tekniska Högskolan, Stockholm. +© Lipeng Liu, May 2017 +Tryck: Universitetsservice US AB + +=== PAGE 5 === +To the Lord +& +To the uncertainty and imperfection of life + +=== PAGE 7 === +Abstract +Electrical discharges with a variety of different forms (streamers, glow corona, leaders, +etc.) broadly exist in nature and in industrial applications. Under certain conditions, one +electrical discharge can be transformed into another form. This thesis is aimed to develop +and use numerical simulation models in order to provide a better physical understanding of +two of such transitions, namely the glow-to-streamer and the streamer-to-leader transitions +in air. +In the first part, the thesis includes the two-dimensional simulation of the glow-to- +streamer transition under a fast changing background electric field. The simulation is +performed with a fluid model taking into account electrons. An efficient semi-Lagrangian +algorithm is proposed to solve the convection-dominated continuity equations present in +the model. The condition required for the glow-to-streamer transition is evaluated and +discussed. In order to enable such simulations for configurations with large interelectrode +gaps and long simulation times, an efficient simplified model for glow corona discharges +and their transition into streamers is also proposed. +The second part of the thesis is dedicated to investigate the dynamics of the streamer- +to-leader transition in long air gaps at atmospheric pressure. The transition is studied with a +one-dimensional +thermo-hydrodynamic model and a detailed kinetic scheme for +N2/O2/H2O mixtures. In order to evaluate the effect of humidity, the kinetic scheme +includes the most important reactions with the H2O molecule and its derivatives. The +analysis includes the simulation of the corresponding streamer bursts, dark periods and +aborted leaders that may occur prior to the inception of a stable leader. The comparison +between the proposed model and the widely-used model of Gallimberti is also presented. +Keywords: electrical discharges, transition, streamers, glow corona, leader discharges. + +=== PAGE 8 === +Sammanfattning +Elektriska urladdningar av olika former (streamers (från engelska), glöd-korona, ledare, +etc.) förekommer i stor utsträckning i naturen och i industriella applikationer. Under vissa +förhållanden kan en elektrisk urladdning omvandlas till en annan form av elektrisk +urladdning. Denna avhandling syftar till att utveckla och använda numeriska +simuleringsmodeller för att ge en bättre fysikalisk förståelse av två sådana övergångar, +nämligen glöd-till-streamer- och streamer-till-ledar-övergångar, i luft. +I den första delen, avhandlas en tvådimensionell simulering av glöd-till-streamer- +övergången med ett hastigt föränderligt elektriskt fält i bakgrunden. Simuleringen utförs +med en flödesmodell som tar hänsyn till elektronerna. En effektiv semi-Lagrangesk +algoritm föreslås för att lösa de konvektionsdominerade kontinuitetsekvationerna i +modellen. Vidare utvärderas och diskuteras förutsättningarna för glöd-till-streamer- +övergången. För att möjliggöra sådana simuleringar i konfigurationer med stora +elektrodavstånd och långa simuleringstider, föreslås också en effektiv och förenklad +modell för glöd-korona-urladdningar samt deras övergång till streamers. +Den andra delen av avhandlingen är tillägnad att undersöka dynamiken i streamer-till- +ledar-övergångar över långa avstånd i luft, under atmosfäriskt tryck. Övergången studeras +med en endimensionell termohydrodynamisk modell och en detaljerad kinetisk modell för +blandningar av N2/O2/H2O. För att utvärdera effekten av luftfuktighet, innefattar den +kinetiska modellen de viktigaste reaktionerna med H2O-molekylen och dess derivat. +Analysen innefattar simuleringen av motsvarande streamer-kedjor, mörka perioder och +avbrutna ledare som kan förekomma före starten av en stabil ledare. En jämförelse mellan +den föreslagna modellen och den allmänt använda modellen av Gallimberti presenteras +också. +Nyckelord: elektriska urladdningar, övergång, streamers, glöd-korona, ledarurladdningar. + +=== PAGE 9 === +Acknowledgements +First and foremost, my deepest acknowledgement goes to my supervisor and one of my +best friends, Marley Becerra. I feel deeply honoured to have such a great scientist as my +mentor, not only regarding academic matters but also in life. +Second but also very important, I am very grateful for the financial support of the +China Scholarship Council. In addition, the scholarship from the Foundation Ericson E.C. +Fund and the Foundation Petersohns Minne to cover my travelling expenses when +attending to several international conferences is also appreciated. +I enjoyed a lot the life in Stockholm and at KTH Royal Institute of Technology. As a +prestigious technical university, KTH provided valuable insight and invaluable assistance +from international, experienced and well-recognized scientists and engineers. The adequate +academic resources, harmonious interpersonal relationships, flexible schedules and the +beautiful environment…all these elements make me feel relaxed, confident and energetic +when pursuing my Ph.D. studies. +There are a lot of people I would like to acknowledge, my colleagues at the department +of electromagnetic engineering of KTH, my friends in Stockholm, my sisters and brothers +in the Immanuel Church in Stockholm, and my family. Without their support, +companionship and encouragement, this thesis would have been impossible to finish. I will +not list their names here, but I will keep them in my mind. +The scenes and memories in the last four years are always vivid. I remember when I +came to Sweden and posted some pictures on the Internet with text ‘Happy Ph.D. life +begins’. The post caused a heated discussion and was forwarded by thousands of people +since most of them think the word ‘happy’ contradicts the word ‘Ph.D. life’. Yes, I have to +admit that pursuing Ph.D is not easy. However, I really enjoy it and I feel so lucky and +honoured. For me, it is like a journey abroad, meeting different people, doing different +things and seeing different sceneries. +Happy Ph.D. life ends here, but it lasts forever in my heart. +Lipeng Liu +Stockholm, May 2017 + +=== PAGE 11 === +List of Publications +This thesis is based on the following papers, which will be referred to in the text by their +roman numerals: +I. +L. Liu, M. Becerra, "An efficient semi-Lagrangian algorithm for +simulation of corona discharges: the position-state separation method," IEEE +Transactions on Plasma Science, volume 44, issue 11 (10 pp), 2016. +(doi: 10.1109/TPS.2016.2609504) +II. +L. Liu, M. Becerra, "Application of the position-state separation method +to simulate streamer discharges in arbitrary geometries," IEEE Transactions +on +Plasma +Science, +volume +45, +issue +4 +(9 +pp), +2017. +(doi: 10.1109/TPS.2017.2669330) +III. +L. Liu, M. Becerra, "On the transition from stable positive glow corona +to streamers," Journal of Physics D: Applied Physics, volume 49, issue 22 +(13pp), 2016. (doi: 10.1088/0022-3727/49/22/225202) +Conference paper version presented at the 20th International Conference on +Gas Discharges and their Applications, Orleans, France, 2014. +IV. +L. Liu, M. Becerra, "An efficient model to simulate stable glow corona +discharges and their transition into streamers," Journal of Physics D: Applied +Physics, volume 50, issue 10 (12pp), 2017. (doi: 10.1088/1361-6463/aa5a34) +V. +L. Liu, M. Becerra, "Gas heating dynamics during leader inception in +long air gaps at atmospheric pressure," (23pp), submitted to Journal of Physics +D: Applied Physics, 2017. +Conference paper version presented at the 21st International Conference on +Gas Discharges and their Applications, Nagoya, Japan, 2016. +VI. +L. Liu, M. Becerra, "Two-dimensional simulation on the glow to +streamer transition from horizontal conductors," presented at the 32nd +International Conference on Lightning Protection, Shanghai, China, 2014. +(doi: 10.1109/ICLP.2014.6973247) +VII. L. Liu, M. Becerra, "Two-dimensional simulation on the glow to +streamer transition from lightning rods," presented at XIII International +Symposium on Lightning Protection, Balneário Camboriú, Brazil, 2015. +(doi: 10.1109/SIPDA.2015.7339289) + +=== PAGE 12 === +The above papers are reprinted in the appendix with kind permission from the +publishers: © IEEE 2014, 2015, 2016, 2017 and © IOP Institute of Physics 2016, 2017. +Other contributions of the author, not included in the thesis +VIII. L. Liu, M. Becerra, "A parallel projection method for the solution of +incompressible Navier-Stokes equations based on position-state separation +method," presented at the +27th +International Conference on Parallel +Computational Fluid Dynamics, Montreal, Canada, 2015. + +=== PAGE 13 === +Contents +1 +Introduction ........................................................................13 +1.1 +Examples of electrical discharge phenomena in air .......................... 14 +1.2 +Typical forms of electrical discharges in air ..................................... 15 +1.2.1 Fundamental processes in electrical discharges ........................................... 15 +1.2.2 Development of typical electrical discharges............................................... 16 +1.3 +Typical electrical discharge transitions in air.................................... 20 +1.4 +The motivation and context of this thesis.......................................... 21 +1.4.1 The motivation and aim................................................................................ 21 +1.4.2 The method and structure............................................................................. 23 +1.4.3 Author’s contribution................................................................................... 24 +2 +Towards an efficient numerical algorithm for corona +discharge simulations .........................................................25 +2.1 +The simplest model for corona discharges in air............................... 26 +2.2 +Numerical challenges in solving the fluid model .............................. 27 +2.3 +An efficient numerical algorithm for corona discharges................... 29 +2.3.1 The position-state separation method........................................................... 29 +2.3.2 Applications to simulate glow and streamer discharges............................... 30 +3 +Physics of the glow-to-streamer transition in air ...............31 +3.1 +2D simulations of glow-to-streamer transition.................................. 32 +3.1.1 The formation of positive glow corona ........................................................ 32 +3.1.2 The mechanism of the glow-to-streamer transition...................................... 33 +3.2 +Efficient model for glow discharges considering the ionization layer +........................................................................................................... 34 +4 +Physics of the streamer-to-leader transition in air .............35 +4.1 +Dynamics of streamer-to-leader transition ........................................ 36 +4.2 +The effect of humidity on the streamer-to-leader transition.............. 37 +5 +Application case study: analysing unusual lightning strikes +............................................................................................39 + +=== PAGE 14 === +5.1 +Observations of unusual lightning strikes ......................................... 40 +5.1.1 Lightning shielding failure in tall structures ................................................ 40 +5.1.2 Competition study of lightning receptors..................................................... 42 +5.2 +Effect of the glow-to-streamer transition in lightning strikes............ 43 +6 +Conclusions ........................................................................44 +7 +Future work ........................................................................46 +References ..................................................................................47 + +=== PAGE 15 === +13 +1 +Introduction +"The eternal mystery of the world is its comprehensibility." +"If you can't explain it simply, you don't understand it well enough." +"Imagination is more important than knowledge." +Albert Einstein +Electrical discharges are usually produced under strong electrical fields where electron +multiplication occurs. They can be localized in high electric field regions such as in the +case of corona discharges, or can propagate in the medium as in lightning discharges. This +thesis will not deal with electrical discharges in solids or liquids, but will focus on the most +common gaseous medium: air. Generally, an electrical discharge in air can be viewed as +plasma, however, not vise versa (e.g. a flame is plasma but not an electrical discharge). +The scientific research on electrical discharges in air started several hundreds of years +ago. For example, the research of lightning is considered to have started with the American +scientist Benjamin Franklin in 1746 when he conducted experiments on electricity [1]. His +famous kite experiment in 1752 led him to define the sign of electrical charge and he +concluded that the lower part of a thundercloud is usually negatively-charged [1]. The +industrial applications of electrical discharges also date back to the 18th century. In 1770, +English physicist Joseph Priestley discovered the erosive effect of electrical discharges, +which led to the invention of electrical discharge machining technology [2]. Later in 1785, +the Dutch chemist Martinus van Marum noticed that ozone can be produced by electrical +sparking in oxygen [3]. Research on electrical discharges is not only an old, but also a +prosperous subject with some discharge phenomena such as transient luminous events +discovered only a few decades ago [4-6] and with emerging applications in industry [7-9]. +One type of electrical discharge can be transformed into another form under certain +conditions. The condition required for such a transition to take place is thus of great +interest to investigate, not only from the theoretical point of view, but also from the +perspective of engineering applications. +In the first part of this chapter (section 1.1-1.3), background regarding different forms +of electrical discharges in air and their transitions are introduced. The second part (section +1.4) is devoted to briefly describe the motivation and the structure of this thesis. + +=== PAGE 16 === +14 +1.1 +Examples of electrical discharge phenomena in air +Electrical discharges in air widely exist in nature and industry. The most famous and +common discharge phenomenon in nature is lightning, which is a rapid electrostatic +discharge that usually happens during thunderstorms. Due to the electrification of +thunderclouds, electrical discharges in nature occurs in several different ways, for example +in cloud-to-cloud and cloud-to-ground flashes and in upper-atmospheric lightning such as +blue jets, gigantic jets and sprites [6]. Figure 1.1 illustrates the different phenomena +associated to lightning at different altitude in the atmosphere. +On earth, lightning frequently strikes 40-50 times every second, of which about 25% +correspond to cloud-to-ground lightning flashes [10]. Due to the flow of very large currents +(several tens of kA) within a short time, lightning can injure people and damage or disturb +directly or indirectly structures and their internal equipment [11]. Lightning is the second +leading cause of weather-related death in the world [12]. In particular, lightning is a threat +to tall grounded structures such as buildings, ultra-high voltage (UHV) power transmission +lines and wind turbines. +Figure 1.1 Conceptual sketch of different kinds of discharge phenomena in the atmosphere. +Part of the illustration of electrical discharges in the upper atmosphere is adapted from [6]. An +example of UHV power grid systems is shown to illustrate discharges commonly present in +industrial applications. +Elve +Sprite +Gigantic jet +Blue jet +Cloud to ground +lightning +Corona +Glow +െ +െ +െ +െ ++ + ++ ++ ++ + +െ +െെ +െ +െ +++ ++ + +=== PAGE 17 === +15 +During thunderstorms, glow corona can be produced by towers (as illustrated in figure +1.1), lightning rods, masts, chimneys and wind turbines due to the high electric field +induced at the tip of these structures. The corona discharge usually emits a faint glow of +light with blue or violet colour that can only be seen in the dark. The glow generated from +masts was noticed by sailors several hundreds of years before Benjamin Franklin’s +electrical experiments. The sailors viewed glow corona as a sign from the patron saint of +the sailors, St. Elmo and thus named it as St. Elmo's fire [11]. +The most common electrical discharges in industry are corona discharges. For example, +corona widely exists in high-voltage power transmission lines, as illustrated in figure 1.1. +These corona discharges are undesirable since they can cause power energy loss, audible +noise and insulation damage [13]. On the contrary, corona discharges are also very useful +in technological areas such as the ozone production, surface treatment, and pollution +control [7]. In industry, electric arcs are another type of electrical discharges that play an +important role. Although electric arcs are undesirable in electrical devices such as switches +and circuit breakers, they are widely used in welding, lighting, electrical discharge +machining [9], etc. +1.2 +Typical forms of electrical discharges in air +1.2.1 Fundamental processes in electrical discharges +As illustrated in figure 1.1, there are different kinds of electrical discharges in the upper +atmosphere (developing under low air density) such as sprites, blue jets, gigantic jets, and +elves. These phenomena have different properties compared to electrical discharges under +atmospheric conditions. For example, sprites consist of thousands of growing channels +with diameters of the order of tens to hundreds of meters [14]. On the other hand, they also +share close similarities to discharges produced in the laboratory [15, 16]. For instance, +large-scale sprites are physically similar to small-scale streamer dischargers in air at +atmospheric pressure [17, 18], blue jets emit a fan of streamers similar to the streamer +corona zone in front of laboratory leaders [19], and gigantic jets have similar +characteristics as leader discharges in laboratory [20]. This thesis will not discuss the +upper-atmosphere discharges and their transitions in details, but will focus on the +traditional discharges at atmospheric pressure. +Electrical discharges are plasmas consisting of six types of species: free electrons, +atoms and molecules, excited atoms and molecules, positive ions, negative ions, and +photons [21]. Among these species, free electrons are the most important specie which +dominates the discharge process due to their special features. For example, electrons drift +with velocities two orders of magnitude faster than ions under the same electric field. +Figure 1.2 illustrates some typical fundamental processes where electrons are involved. + +=== PAGE 18 === +16 +For example, electrons can be produced by impact-ionization, photo-ionization, and +detachment processes while they are lost through recombination with positive ions and +attachment with neutral molecules to form negative ions. As shown in figure 1.2, electrons +are usually bound in different energy levels. Electrons in low energy levels can ‘jump’ into +high energy levels (through excitation), or even become free electrons by collisions or by +electromagnetic radiation. Electrons in high energy levels can also ‘return’ to low energy +levels and emit photons (through quenching). For a detailed introduction of these processes +as well as the general kinetic theory of electrical discharges, the reader is referred to classic +books in the subject such as [22-25]. +Figure 1.2 Sketch of typical fundamental processes of electrons in air. +1.2.2 Development of typical electrical discharges +The research of electrical discharges has a long history. After Benjamin Franklin, an +important step in the research of gaseous discharges was taken by English chemist and +physicist Sir William Crookes, who invented vacuum tubes in 1875 [26]. Shortly after, +British physicist John Sealy Townsend proposed the famous theory of Townsend +discharges around 1900 [27] to explain the breakdown characteristics in short gaps at low +pressures. However, there are several experimental observations in longer gaps at high +pressure which cannot be explained by Townsend theory. For instance, experimental +measurements in cloud chambers show that electron avalanches propagate with a velocity +much larger than the electron velocity under the applied electric field. In addition, it was +Photons +Photo-ionization +Free electrons +Detachment +Attachment +Recombination +Photons +Bound electrons +Energy + +=== PAGE 19 === +17 +observed that the discharge can propagate not only towards the anode but also towards the +cathode. These observations led scientists to define a different type of process: the streamer +discharge. The theory describing streamers was proposed around 1940s, independently by +L. B. Loeb and J. M. Meek [28, 29] and H. Raether [30]. +Including streamers, all electrical discharges require free electrons to get started. In air, +few free electrons ݊଴are produced by background radiation such as terrestrial radiation +and cosmic rays [15, 31], through the reaction +M +୰ୟୢ୧ୟ୲୧୭୬ +ሱۛۛۛۛۛሮMା+ ݁ +(1.1) +where M denotes neutral molecules such as Nଶand Oଶ. The maximum electron density +produced by background radiation at ground can be up to 10ସ cmିଷ[31]. +Under high electric fields, the number of free electrons ݊௘can increase exponentially +with time ݐonce ionization frequency ݒ௜exceeds attachment frequency ݒ௔expressed as +݊௘(ݐ) = ݊଴exp[(ݒ௜െݒ௔)ݐ] +(1.2) +In dry air, ݒ௜> ݒ௔occurs when the reduced electric field ܧ/ܰis larger than 120 Td (1 Td += 10ଵ଻ V cmଶ), where ܧis the electric field and ܰthe number density of air [32]. Once the +electric field is above the threshold when ݒ௜= ݒ௔, electron avalanches are produced. At +atmospheric pressure (with ܰ= 2.5 × 10ଵଽ cmିଷ), the electric field threshold ܧis around +30 kV cmିଵ. +Figure 1.3 (a) shows a cloud chamber photograph of a single electron avalanche. If the +net charge in the head of the avalanche is not sufficient to distort the electric field, the +avalanche moves with the electron drift velocity [7]. If secondary electrons are produced +during the lifetime of the avalanche, for example by photoionization as sketched in figure +1.3 (b), the avalanche can grow quickly into a streamer. There is a minimum radius of the +avalanche ݎ௦which is required for the streamer transition [33, 34]. At atmospheric +pressure, ݎ௦ൎ0.2 mm [33]. Figure 1.3 (c) is a cloud chamber picture showing the +transition from avalanches into a streamer. + +=== PAGE 20 === +18 +Figure 1.3 (a) Typical cloud chamber photograph of a single electron avalanche, adapted from +[30]; (b) Conceptual sketch of the electron avalanche development under a uniform electric +field; and (c) Cloud chamber photograph showing the transition from avalanches into streamers +where the initial radius of the streamer ݎ௦is marked, adapted from [35]. +The most common setup in the laboratory to produce electrical discharges is the point- +plate configuration, as illustrated in figure 1.4. This figure also illustrates different basic +forms of electrical discharges at atmospheric pressure. As the voltage applied to the +electrode increases, streamers can be firstly produced from electron avalanches as +described in the previous subsection. These streamers are generally known as pre-onset +streamers [26]. Depending on the applied voltage and gap distance, different forms of +electrical discharges can be produced. In short gaps under high voltage, streamers can +reach the opposite electrode leading to streamer breakdown, which usually develops into +an electric arc. Electric arcs can be sustained if the applied voltage is maintained. If the +produced streamers cannot bridge the gap, corona discharges will be formed. Under +electric fields slowly changing in time (e.g. under DC voltages), the discharge is self- +sustained in a limited region around the electrode. Depending on the electrode and applied +voltage, corona discharges usually have two typical modes, namely streamers with +filamentary structures and homogeneous glow [36, 37]. In long air gaps (> 1 m), the +current of a large number of branching filaments in a streamer can contract into distinct +stems. Leader discharges can be incepted if the stem of a streamer reaches a temperature of +about 2000 K [23, 38, 39]. If the electrostatic conditions are sufficient, the leader channel +acts as an elongation of the electrode since the electric field along the channel is rather +low. Then, the channel can propagate into the gap by thermalizing air through the current +collected from the streamer corona produced at its tip. The corona region ahead of the +leader tip is also known as the streamer zone. Figure 1.5 shows a typical streak image of ++ ++ +Anode +Cathode ++ ++ ++ ++ ++ ++ ++ ++ ++ ++ ++ + ++ +- - - - - +- - - +- - +-- +-- ++ ++ ++ ++ +- -- +- - - +- - ++ + + +E +݄ݒ ++ ++ + ++ +(a) +(b) +(c) +ݎ௦ + +=== PAGE 21 === +19 +positive leader propagation in a rod-plane gap in air, where the leader tip and the streamer +zone can be clearly seen. Leader discharges are the most important breakdown mechanism +in long air gaps (> 1m) [24]. Once the streamer at the tip of a leader channel reaches the +opposite electrode, leader breakdown occurs. In this case, an electric arc can also be +formed if the applied voltage is maintained. +Streamers and glow corona are non-thermal plasmas where the gas temperature is +usually low [7]. For this reason, streamers and glows are also classified as cold plasmas. +However, the electronic temperature of cold plasmas is much larger than the gas +temperature (translational temperature). Leader discharges and electric arcs are instead +thermal plasmas which much higher gas temperature (> 2000 K). +Figure 1.4 Sketch of typical electrical discharges in non-uniform fields at atmospheric pressure. +Electric arc +Streamer +breakdown +Pre-onset +streamers +Streamer +waves +Glow +corona +Voltage high +Increase the +voltage +Point-plate configuration +applied by a voltage +ܷ +ݐ +ܷ +ݐ +Leader +breakdown +Streamer +corona +Leader +Electric arc + +=== PAGE 22 === +20 +Figure 1.5 Streak photograph of the propagation of a positive leader discharge in a rod-plane +gap in air. Photograph reprinted from [40] with permission. +1.3 +Typical electrical discharge transitions in air +Figure 1.6 illustrates typical electrical discharge transitions at atmospheric pressure marked +as T1-T5. The short description of these transitions is given as +x +Avalanche-to-streamer transition T1: defines the formation of streamers as +introduced in section 1.2.2. The electron density of the avalanche has to reach +about 10ଵସcmିଷat atmospheric pressure [33] for this transition to occur. +x +Streamer-to-glow transition T2: describes the formation of glow corona from +pre-onset streamers, for example under a DC voltages as in [41]. Since the +applied voltage is not sufficient to cause a streamer breakdown or a leader +breakdown in the gap, glow corona discharges are restricted around the +surface of the electrodes and are uniformly distributed, as shown in figure 1.4. +x +Glow-to-streamer transition T3: glow corona discharges can be transformed to +other modes such as streamer bursts and breakdown streamers depending on +the voltage amplitude and the geometry [36]. In this thesis, however, the glow- +to-streamer transition refers to the transition from glow corona to streamers +under fast rising applied voltages, as shown in figure 1.4. +x +Streamer-to-leader transition T4: is defined by the formation of leader +discharges from streamer corona. The streamer-to-leader transition takes place +not only before the inception of a stable leader, but also during the leader + +=== PAGE 23 === +21 +propagation. In this thesis, more attention is focused on the first stage, i.e., the +leader inception. +x +Breakdown-to-arc transition T5: describes the transition of any breakdown +process into an arc discharge. Electric arcs in air at atmospheric pressure +usually have much higher current and temperature (> 5000 K) than for leader +channels. +Figure 1.6 Conceptual sketch of different forms of electrical discharges and their transitions +under atmospheric pressure. +1.4 +The motivation and context of this thesis +1.4.1 The motivation and aim +As mentioned before, electrical discharges have a long research history. However, our +knowledge of electrical discharges is still limited and many questions are still unsolved. +Let us take the most common and famous phenomenon of lightning as an example. Several +hundreds of years have passed after Benjamin Franklin conducted his experiments on +lightning. Nevertheless, one of the most basic and important questions of ‘how lightning is +initiated’ is still unsolved [1]. Another basic process poorly understood is the attachment of +Electron +avalanche +Corona +Leader +Electric arc +Streamer +T1 +T4 +T5 +Glow +T2 +T3 +Streamer +zone +Leader +channel +Anode +Cathode +Current +Current +Electric +field +Breakdown +Short +gap + +=== PAGE 24 === +22 +lightning flashes to grounded objects [42]. Although numerous models have been +developed to describe this process, the accurate simulation of the interaction of lightning +flashes with structures on the ground is still challenging [43]. Since lightning attachment is +a complex physical process, the existing models use rather crude approximations of the +different electrical discharges involved in order to reach a practical quantitative evaluation. +However, the simplifications assumed by these models, particularly those used to evaluate +the transitions between the different discharges, are still controversial. Hence, the debate +on the effect of glow corona on the lightning attachment has not been concluded yet, +mainly due to the lack of understanding of its transition into streamers [44]. Furthermore, +quantitative estimates of the condition necessary for streamers to transform into leaders are +still doubtful, especially when evaluating the attachment process after a first lightning +strike [45]. Thus, an opportune project to contribute to the research on lightning and other +applications is to investigate the physics behind these transitions. +This thesis aims to develop and use numerical simulation models in order to improve +the physical understanding of two electrical discharge transitions in air at atmospheric +conditions, namely the glow-to-streamer and the streamer-to-leader transitions marked +respectively as T3 and T4 in figure 1.6. Even though other electrical discharge transitions +are mentioned briefly in the text, they are outside the scope of this thesis. This is because +other transitions either are rather well understood or require too much work to go one step +further. For example, The first two-dimensional simulation of the avalanche-to-streamer +transition in a uniform field was performed by Dhali and Williams in 1987 [46], followed +by numerous simulations reported in the literature such as [47-52]. The transition from +avalanches to a single filamentary streamer is rather well understood. It is widely accepted +that the most important mechanism to provide secondary electrons in the avalanche-to- +streamer transition is photoionization by ultraviolet photons [53], as illustrated in figure 1.3 +(b). In air where oxygen concentration is high (~21%), photons emitted by excited +nitrogen can ionize oxygen molecules [51]. While in pure nitrogen or in nitrogen with +extremely low oxygen concentration, it has been suggested that the predominant +mechanism to provide photons is the Bremsstrahlung (deceleration radiation) process +instead [54]. The next major breakthrough on the research on the avalanche-to-streamer +transition might be the understanding of the branching mechanism. However, a systematic +explanation for this problem is very difficult and challenging to accomplish [18, 52]. +The first one-dimensional (1D) simulation of the streamer-to-glow transition under a +sudden applied DC voltage was conducted by Morrow in 1997 [41]. In the simulation, +Morrow observed ‘streamer-like’ ionizing waves were produced from a stable glow corona +if the applied voltage was raised rapidly [41]. However, streamers have filamentary +structures that cannot be described with a 1D model. Since the simulation of the transition +is a multiscale problem which is extremely time-consuming even in 1D, Paper I and +Paper II in the thesis have been aimed to develop a numerical algorithm to efficiently + +=== PAGE 25 === +23 +solve corona discharge models. Based on this algorithm, a detailed two-dimensional (2D) +model is used in Paper III to describe the physics of the glow-to-streamer transition. Since +the evaluation introduced in Paper III is still impractical for the analysis of real objects in +lightning attachment studies, Paper IV is intended to develop a simplified model which +can properly take into account the relevant physical processes within the transition. +On the other hand, the streamer-to-leader transition occurs not only in front of the +electrode before leader inception, but also at the tip of a propagating leader. Although the +transition during the leader propagation is well understood [20, 55-57], the transition +dynamics before the inception of a stable leader has been less studied. This is the main +motivation of Paper V. +Paper VI and Paper VII introduce the first implementation of the model presented in +Paper III towards the analysis the transition of glow corona into streamers initiated from +shielding wires and lightning rods. These papers are aimed as a first step to the physical +analysis of the effect of glow corona on lightning attachment, especially for unusual +lightning strikes observed in UHV transmission lines and the lightning rods [44]. +1.4.2 The method and structure +The main method to perform the study of these electrical discharge transitions is through +numerical modelling and simulation. +Depending on different scenarios, different +simplification and assumptions are used. Compared to the research through laboratory +experiments, the most obvious advantage of numerical simulations is that it can provide +detailed information on the microscopic and transient parameters, which are very difficult +to measure. However, the proposed numerical models need to be first validated by +comparison with the measured macroscopic parameters reported in the literature such as +the current-voltage characteristics before they are used. +The main content of the thesis is divided into additional six chapters. The 2D +simulation of the glow-to-streamer transition is a challenging problem from the perspective +of numerical techniques. To do this, Paper I and Paper II proposed an efficient numerical +algorithm for corona discharge simulation. Chapter 2 introduces the numerical challenges +in the numerical modelling of corona discharges and summarizes Paper I and Paper II. +Chapter 3 describes Paper III which deals with the physics of the glow-to-streamer +transition. In addition, an efficient and simplified physical model for glow corona +discharges proposed in Paper IV is also introduced. The dynamics of the streamer-to- +leader transition during leader inception presented in Paper V is summarized in Chapter 4. +Chapter 5 introduces Paper VI and Paper VII where the glow-to-streamer transition in the +lightning attachment process is analysed. Conclusions and future work are presented in +Chapter 6 and 7, respectively. + +=== PAGE 26 === +24 +1.4.3 Author’s contribution +The author of the thesis is the first and communication author of Papers I-VII. The idea +and the solution algorithm for Paper I and Paper II were proposed by the author. The +research questions and scientific approach for the remaining papers were proposed by the +author and the supervisor. The development of all the computer code and the writing of +most part of the papers were performed by the author. + +=== PAGE 27 === +25 +2 +Towards +an +efficient +numerical +algorithm for corona discharge simulations +"GǀQJ\VKjQTtVKuˈEu[LƗQOuTtTu." +from L~Q\· (expressed in Chinese Pinyin) +"A workman must sharpen his tools if he wants to do his work well." +from Analects of Confucius (translation in English) +All the different forms of electrical discharges are essentially initiated from electron +avalanches. They have multiscale properties not only in space (from nm to km) but also in +time (from ns to s) [17]. The 3D structures of most discharges, such as the branching of +streamers, make their modelling challenging. Feasible modelling of electrical discharge has +to meet at least two conditions. First, the related physics have to be included, either with a +complicated or a properly simplified model. Second, the model can be numerically solved +within an acceptable time. +Electrical discharges are usually modelled in two different ways. The first one follows +a kinetic or particle description such as in Monte Carlo or Boltzmann transport simulation, +which has a resolution into the particle [14, 52] or superparticle-level [58]. Generally, the +kinetic models are highly time-consuming [59]. The other approach is the fluid model, +which is computationally more efficient and therefore is widely used in the literature [7, +60]. The fluid model of gas discharges is defined by several continuity equations (to +account for the development of the relevant species) coupled with Poisson’s equation (to +account for the distortion of the electric field by the generated space charge) [7]. The fluid +model for corona discharges is based on several important assumptions [7], including the +local field approximation which assumes that the electron energy distribution function is in +local equilibrium with the background gas. Theoretical analysis [48] and numerical +experiments comparing particle and fluid models [59, 60] have shown that the assumptions +of the fluid model generally holds and therefore it can be an alternative to the particle +model [7]. +In this chapter, the numerical challenges of solving the fluid model are described and +an efficient numerical algorithm for corona discharges proposed in Paper I and Paper II is +introduced. + +=== PAGE 28 === +26 +2.1 +The simplest model for corona discharges in air +For cold plasmas like corona discharges, the effect of air heating is usually neglected such +that constant air temperature and pressure are assumed. An exhaustive description of the +kinetics of corona discharges in dry air is difficult [61] and even more complex in humid +air. Since the numerical simulation with a detailed kinetic scheme is very time-consuming, +simplified models are usually used. The simplest model usually assumes that corona +discharges are composed only of electrons, positive and negative ions, and excited species +considering averaged reaction rates [62]. The set of continuity equations describing these +species in air is reprinted from Paper III as +߲ܰ௘ +߲ݐ= ܵ୮୦+ (ߙെߟ)ܰ௘|ࢃ௘| െߚܰ௘ܰ௣+ ݇ௗܱଶ +כܱଶ +ିെ׏ ή [ܰ௘(ࢃ௘+ ࢝)] +(2.1) +߲ܰ௣ +߲ݐ= ܵ୮୦+ ߙܰ௘|ࢃ௘| െߚܰ௘ܰ௣െߚܰ௣ܰ௡െ׏ ή ൣܰ௣(ࢃ௣+ ࢝)൧ +(2.2) +߲ܰ௡ +߲ݐ= ߟܰ௘|ࢃ௘| െ݇ௗܱଶ +כܰ௡െߚܰ௣ܰ௡െ׏ ή [ܰ௡(ࢃ௡+ ࢝)] +(2.3) +߲ܱଶ +כ +߲ݐ= ߙ௠ܰ௘|ࢃ௘| െ݇ௗܱଶ +כܰ௡െ݇௤ܱଶ +כܱଶെ׏ ή (ܱଶ +כ࢝) +(2.4) +where ݐis the time, ܰ௘, ܰ௣, ܰ௡, ܱଶand ܱଶ +כ are the number densities of electrons, positive +ions, negative ions, oxygen molecules and metastable oxygen molecules, respectively. +ࢃ௘, ࢃ௣, ࢃ௡are the drift velocities for electrons, positive ions and negative ions taking the +background air as a reference. ࢝is the bulk velocity of background gas accounting for air +flow. Diffusion of all the particles is neglected since it plays a negligible role. The symbols +ߙ, ߟ, ߚ, ߙ௠denote the ionization, attachment, recombination coefficients and the rate of +creation of metastable molecules, respectively. ݇ௗ, ݇௤are the detachment rate coefficient +and quenching rate constant, respectively. ܵ୮୦is the photo-ionization rate. The transport +parameters and reaction rates in air are summarized in the appendix of Paper III. +The continuity equations are fully coupled with Poisson’s equation expressed as +׏ ή ܧ= ݁ +ߝ൫ܰ௣െܰ௡െܰ௘൯ +(2.5) +where H is the permittivity of air, e is the electron charge and ܧis the electric field. There +are several challenges in solving the above fluid model. In the next subsection, these +challenges are described briefly. + +=== PAGE 29 === +27 +2.2 +Numerical challenges in solving the fluid model +The numerical modelling of electrical discharges is an interdisciplinary task, which +requires knowledge of plasma physics, computational fluid dynamics (CFD) and +computational electromagnetics. For electrical discharge simulations, a suitable numerical +method has to consider several aspects such as the accuracy and efficiency in solving the +continuity and Poisson equations, the flexibility in handing irregular geometries, and the +extensibility to high dimensions. In other words, a suitable numerical method should +x +be able to provide accurate and positivity-preserving solutions for the density +profile of the modelled species when solving continuity equations since +negative density solutions do not have any physical meaning; +x +be able to efficiently solve Poisson’s equation since it is highly coupled with +the continuity equations and it is calculated at each time step within a +simulation; +x +be able to handle unstructured meshes since the geometries where electrical +discharges present are often irregular such as point-to-plate configuration; and +x +be easily extended to high dimensions and other coordinate systems for +example cylindrical coordinate system which is frequently used due to axis +symmetry since 3D modelling is much more time-consuming. +There are several challenges when developing such a method. The first challenge +comes from the solution of continuity equations, which evaluate the variation of the +density of the modelled species. In general form, it is expressed as: +߲ߩ +߲ݐ+ ׏ ή (࢛ߩ) = ܵ +(2.6) +where ߩand ࢛are the number density and velocity of the modelled specie. ܵaccounts for +the sources and sinks due to reactions with other species. In electrical discharges, charged +species drift very fast under the electric field while the diffusion is much weaker. For such +kind of convection-dominated problems, the diffusion is usually neglected. +It is a challenge to solve continuity equations accurately since very sharp gradients in +density and velocity can also appear for example in the front of streamers (see Paper II). +Under these conditions, conventional numerical methods may encounter artificial +numerical oscillations or excessive numerical diffusion. Figure 2.1 shows an example of +the simulation results for a square test with the finite difference method (FDM) of first and +second order. The square test in the field of CFD simply means simulating the drift of a +square profile of density under a constant velocity field without any loss. It has been + +=== PAGE 30 === +28 +widely used in the CFD area since the analytic solution is straightforward while the +accurate numerical solution is difficult due to the very sharp gradient at the edge of the +square profile. As shown in figure 2.1, the first order upwind method has serious numerical +diffusion compared to the analytic solution, while the second order scheme is less diffusive +but has numerical oscillations. +Figure 2.1 Comparison between the simulated results and the analytic solution in a square test. +One idea to improve the numerical method is to combine the advantages of both low +order and high order schemes, which was first introduced by Boris and Book in 1970s. +They developed the flux-corrected transport method (FCT) [63-65], which later was +successfully applied to the 2D simulation of the streamer propagation [46]. For a brief +review of other numerical methods used in the literature for corona discharge simulation, +the reader is referred to the introduction in Paper I. +The second challenge comes from the efficient solution of Poisson’s equations. +Different methods have been used in the literature, for example, the fast Fourier transform +algorithm [46], the symmetrical successive over-relaxation method [66], and the direct +SuperLU solver [67]. However, it is challenging to use FDM or the finite volume method +(FVM) to solve Poisson’s equations on unstructured meshes since the discretization is +more complicated than for structured meshes [68]. The most suitable method to handle +irregular geometries using unstructured mesh is the finite element method (FEM). FEM +combined with FCT [69] and diffusive stabilization techniques [70, 71] have also been +successfully employed in corona discharge simulations, such as in [72] and [73]. However, +these methods are not inherently positivity-preserving and numerical oscillations can take +place without extra imposed conditions. + +=== PAGE 31 === +29 +2.3 +An efficient numerical algorithm for corona +discharges +2.3.1 The position-state separation method +The aim of electrical discharge modelling is to calculate accurately the density of any +specie in space at any time. In other words, the simulation task is finished once the species +are solved as a function of time, position and state. When solving the continuity equation, +challenges arise since both the time and space discretization of the density are mixed in +one equation. To circumvent this, the transient solution of the position and the state of the +density can be split into two subproblems: the state equation which describes the state +change and the position equation which deals with the drift effect only. For example, +equation (2.6) can be divided into two different equations: the state equation +߲ߩ +߲ݐ= െߩ׏ ή ࢛+ ܵ +(2.7) +which deals with the variation of the variable ߩdue to convective acceleration and the +reaction terms; and the position equation +߲ߩ +߲ݐ+ ࢛ή ׏ߩ= 0 +(2.8) +which determines the transport of the variable ߩby considering the linear convection only. +The state equation (2.7) can be solved on an appropriate mesh (named as the reference +mesh) to obtain the new density profile ߩכ at the next time step. This can be done with any +conventional numerical method because the discretization of space and time is performed +for different variables, i.e., ߩand ݑin equation (2.7) respectively. The position equation +(2.8) can be easily solved by integrating the ordinary differential equation +߲࢞ +߲ݐ= ࢛ +(2.9) +along the characteristic lines of the drift, resulting in a new mesh (named as the auxiliary +mesh). The state on the reference mesh can be obtained by interpolation from the auxiliary +mesh with the updated density ߩכ. For a detailed description of POSS, the reader is referred +to Paper I. + +=== PAGE 32 === +30 +2.3.2 Applications to simulate glow and streamer discharges +One of the challenges for POSS is that the used linear interpolation is not mass-conserving, +which means the solution has serious numerical diffusion if very small time step is used, as +shown in Paper I. There are mass-conserving or shape-conserving algorithms available in +the literature such as [74]. However, mass-conserving interpolation on unstructured meshes +is complicated and time-consuming. The efficiency of POSS will be significantly reduced +if mass-conserving interpolation is used. +For glow corona discharges where the electric field changes slowly with time, large +time step can be used for POSS and thus the numerical diffusion caused by the +interpolation can be neglected. In Paper I, the POSS method has been successfully applied +to simulate the formation of positive glow discharges in a 1D co-axial spherical +configuration under a DC voltage. POSS is very efficient when simulating glow corona +discharges since the required time step can be much larger than that restricted by the +Courant–Friedrichs–Lewy (CFL) condition. Furthermore, POSS does not require the ‘flux +correction’ procedure which is usually very time-consuming on unstructured meshes. +However, very small time steps have to be used for streamer simulation where electric +fields change dramatically. In such a case, the chosen time step is determined by physical +characteristic times instead of being limited by the stability of the numerical algorithm. +Under such conditions, POSS will encounter excessive numerical diffusion caused by the +interpolation step, as shown in Paper I. In order to solve this problem, a multi-step +interpolation strategy is introduced in Paper II. The idea is to use a small time step to +capture the physical changes and use a larger time step for interpolation to avoid serious +numerical diffusion. Several reproducible streamer simulations in the literature are selected +as benchmark tests to show that POSS combined with FEM is a competitive alternative +method to simulate streamer discharges, especially in complex geometries. Although it is +difficult to compare different methods used to simulate streamers in the literature, a general +evaluation of different methods is possible. Paper II compares the total computation time +used in different methods. It is shown that the computation time with POSS is significantly +less than other approaches such as FEM-FCT and FVM-MUSCL (monotone upstream- +centered schemes for conservation law) [75]. Furthermore, POSS is more robust than other +FEM method such as FEM-FCT since it is inherently positivity-preserving as shown in +Paper I. + +=== PAGE 33 === +31 +3 +Physics +of +the +glow-to-streamer +transition in air +"Enter through the narrow gate; for the gate is wide and the road is easy that +leads to destruction, and there are many who take it. For the gate is narrow +and the road is hard that leads to life, and there are few who find it." +from Matthew 7-13,14 +In industrial applications involving glow corona such as in ozone production, the generated +discharge should be as homogeneous as possible to obtain a high collision rate between +electrons and the background gas molecules [7]. In this way, the products yield can be +increased and the power consumption reduced. [76]. For this reason, the glow-to-streamer +transition has to be avoided. Glow discharges also occur in nature during thunderstorms as +mentioned in section 1.1. The space charge generated by glow corona can significantly +change the electric field distribution around grounded objects. As thunderstorms further +develop, upward streamers and leaders can be subsequently initiated such that the shielding +of the pre-existing glow space charge can play an important role. Thus, it is interesting to +investigate the conditions required for the glow-to-streamer transition to occur. +The layer where intensive ionization occurs in front of the anode during corona +discharges is usually difficult to simulate for long simulation times. One strategy to avoid +the complexity of resolving the ionization layer is to use Kaptzov’s approximation [77], +which neglects the electron dynamics in the discharge and assumes a boundary condition +to define the injection of unipolar ionic charges instead. The boundary condition forces the +surface electric field to stay at the onset field once corona is initiated. Kaptzov’s +approximation has been widely used to evaluate the effect of corona space charge on the +initiation of streamers under fast changing background electric fields [44, 78-81]. +In the first part of this chapter, the investigation of the glow-to-streamer transition +without using Kaptzov’s approximation presented in Paper III is summarized. The second +part is dedicated to introduce an efficient physical model for evaluating glow corona and +the transition into streamers as proposed in Paper IV. + +=== PAGE 34 === +32 +3.1 +2D simulations of glow-to-streamer transition +3.1.1 The formation of positive glow corona +In order to assess the mechanism of the glow-to-streamer transition, it is worth to first +understand the dynamics of glow corona discharges. The theory of positive glow corona +was not well understood until the end of last century when Australian scientist Richard +Morrow performed a pioneering 1D simulation [41]. The general dynamics of such a +transition under a sudden positive DC voltage is summarized as follows: +x +As the applied voltage to the inner conductor (anode) exceeds the onset +voltage, the air close to the anode is ionized and pre-onset streamers are +produced. +x +Electrons and negative ions are absorbed by the anode while positive ions +move to the outer conductor (cathode). +x +As positive ions drift away from the anode, the electric field around the anode +increases sufficiently to ionize again the nearby air, forming a new space +charge layer. +x +The above-described process is repeated until a stable glow corona discharge +is produced, as shown in figure 3.1. +Figure 3.1 Sketch of the cross section view of a positive glow corona discharge under DC applied +voltage in a coaxial cylindrical configuration. +Inner conductor +Ionization layer +Space charge layer +Outer conductor + +=== PAGE 35 === +33 +Morrow extended the FD-FCT to a non-uniform mesh in order to simulate a stable +glow corona in a spherical coaxial configuration with a 2 cm long air gap [82]. +Nevertheless, such a 1D simulation took several days to finish for the several microseconds +required to reach a stable glow [50]. The speed up the simulation of glow corona discharge +including the ionization layer has been the main motivation to develop the POSS method +earlier introduced in Chapter 2. +3.1.2 The mechanism of the glow-to-streamer transition +Morrow observed in his numerical experiments that (1D) streamer-like ionizing waves +were produced from a stable glow corona if the applied voltage was raised rapidly [41]. +However, streamers have filamentary structures that cannot be described with such a 1D +model. As a first approach, Paper III performs a 2D simulation of the glow-to-streamer +transition without Kaptzov’s approximation. The POSS method proposed in Paper I is +used to handle the difficulties associated to the convection-dominated continuity equations +in the simulation. +In Paper III, the generation of glow corona under DC voltage is first simulated. Once +the glow corona under DC voltage is formed, the applied voltage is raised with a constant +dV/dt rate. Since the space charge generated by glow corona in a coaxial cylindrical +configuration is uniformly distributed, the transition to filamentary streamers cannot be +produced unless either physical or numerical instabilities are included in the model. In +Paper III, three different types of instabilities are taken into account. It is shown that these +instabilities do not change the critical dV/dt required for the transition when filamentary +streamers are observed. The basic mechanism of the glow-to-streamer transition is +described as follows: +x +As the applied voltage is increased, the time for new produced positive ions to +drift away is reduced. +x +These ions accumulate around the surface of inner conductors, intensifying the +local distortion of the space charge and the electric field caused by the +introduced instability. +x +The inhomogeneity of the electric field in turn further increases the distortion +of the space charge due to increased ionization. +x +The homogeneity of the layered structure of glow corona is destroyed by the +formation of streamers. +One of the most interesting conclusions of Paper III is that streamers are easier +incepted from blunt corona generating electrodes than from sharp ones. This is because the +space charge drifts faster for sharper electrodes and thus the applied voltage has to be +increased at a faster rate for the space charge to start accumulating. + +=== PAGE 36 === +34 +3.2 +Efficient model for glow discharges considering +the ionization layer +The simulation of positive glow corona discharges with the fully-coupled physical model +(FPM) introduced in section 2.1 is extremely time-consuming, even in 1D. First, a very +small time step is required by the FPM to resolve electrons in the ionization layer since the +electrons drift two orders of magnitude faster than ions. Second, a finer mesh is also +required to discretize the ionization layer, further increasing the computational cost. +One strategy to simplify the simulation of corona discharges is to neglect the ionization +layer and to use Kaptzov’s approximation instead. Due to its simplicity, Kaptzov’s +approximation has been frequently in the literature [44, 83-85]. However, Paper III shows +that Kaptzov’s approximation does not hold under fast changing background electric fields. +Based on the detailed simulation of corona discharges with the FPM as presented in +Paper III, it was found that a simplified physical model (SPM) for glow corona discharges +can be formulated due to the following facts: +x +Electron avalanches only take place in a well-defined layer where ionization +exceeds attachment; +x +The electrostatic conditions in the computation region are mainly defined by +the ionic space charge since the density of electrons is more than two orders of +magnitude smaller than for ions; +x +Electrons are more than two orders of magnitude faster than ions; and +x +The source terms of photo-ionization ܵ୮୦, electron-ion recombination ߚܰ௘ܰ௣ +and negative ions detachment ݇ௗܱଶ +כܱଶ +ିin the continuity equation for electrons +(equation (2.1)) are several orders of magnitude smaller than the effective +ionization (ߙെߟ)ܰ௘|ࢃ௘| in the ionization layer. +These facts allow us to assume that electrons reach quasi-steady state, i.e. +డே೐ +డ௧= 0 +within the characteristic time of ion drift. It has to be emphasized that the quasi-steady +state approximation for electrons here used is only valid for stable glow corona discharges. +Paper IV proposed the SPM to simulate glow corona discharges and their transition +into streamers. The model is validated by performing comparisons with the FPM and with +experimental data available in the literature for air under atmospheric conditions. It is +shown that the SPM can obtain estimates similar to those calculated with the FPM and +those measured in experiments but using significantly less computation time. + +=== PAGE 37 === +35 +4 +Physics +of +the +streamer-to-leader +transition in air +"A theory is a supposition which we hope to be true, a hypothesis is a +supposition which we expect to be useful; fictions belong to the realm of art; if +made to intrude elsewhere, they become either make-believes or mistakes." +George Johnstone Stoney +Leader discharges exist in long air gap laboratory discharges [24, 39], troposphere +lightning [1, 40] and upper atmosphere lightning such as blue jets and gigantic jets [16, +55]. A leader is a highly ionized, conductive and thermal channel with a temperature +ranging between 2000 and 6000 K [23]. Leader discharges in the length of 1~15 m can be +produced in laboratory with high impulse voltages where detailed observations and +measurements can be obtained. Laboratory experiments are important since a specific +measurement with sufficient space and time resolution of a natural lightning event or a ‘jet’ +is very difficult. The leaders in much larger scales (1-100 km) are believed to have similar +characteristics as the leaders produced in the laboratory [16, 20, 40, 55]. In long air gap +discharges in laboratory, extensively studied by the Les Renardières group in 1970s [86- +89], the development of a positive leader discharge can be described as follows. First, the +first streamer corona is incepted as the applied voltage increases. The electric field +produced by the corona space charge counteracts the Laplacian field around the electrode, +resulting in a dark period. Then, several secondary streamer discharges (streamer bursts) +with dark periods in between may occur depending on the recovery of the electric field as +space charge drifts into the space and the applied voltage increases. Second, a leader +channel segment can be initiated if the gas temperature of any streamer stem reaches the +critical value of about 2000 K. Third, the leader may continue propagating into the gap if +the electrostatic conditions in front of the newly formed leader are sufficient. Otherwise, it +will be aborted. Finally, leader breakdown takes place once the streamer corona at the +leader tip reaches the opposite electrode, which is usually known as the ‘final jump’ [86]. +The streamer-to-leader transition occurs in front of the electrode before the inception of +leaders as well as at the head of a propagating leader. Although the transition during the +leader propagation is well understood [20, 55-57], the transition dynamics before the +inception of a stable leader has been less studied. This is the most important motivation to +conduct the research presented in Paper V. + +=== PAGE 38 === +36 +4.1 +Dynamics of streamer-to-leader transition +In the previous studies of the streamer-to-leader transition during leader propagation [20, +55-57], a 1D thermo-hydrodynamic model was used. The model describes the cross section +of the streamer stem with a 1D radial coordinate system by neglecting axial variations and +assuming a constant current flowing in the axial direction. The radial electric field is +neglected while the axial field is computed from the current and conductivity of the cross +section using Ohm’s law. Several features of the streamer-to-leader transition during leader +propagation from these studies can be summarized as: (1) the stem of the streamer corona +has to reach temperatures larger than about 1 500~2 000 K in order to initiate a leader +discharge. (2) The stem is heated by the sum of the current produced by the streamers +within the streamer zone through Joule heating. (3) The heating process is governed by the +contraction of thermal channel which is triggered by a thermal-ionizational instability. +Several additional modifications to the thermo-hydrodynamic models available in the +literature are made in Paper V according to the facts described as follows. First, the 1D +model has limitations to estimate the density of charged species during the dark periods +due to the axial variation of the electric field in front of the electrode. These variations +cause changes of density for electrons and ions along the axial direction which cannot be +calculated. Second, experiments with Schlieren photography [90] have recently shown that +a single solitary stem is not necessarily formed before a leader is incepted under switching +voltage waveforms. Instead, several stems connected to the electrode can be produced by a +streamer, through which the streamer current is shared. Third, the initial condition of +previous studies [20, 55-57] usually assumes a fixed electron peak density ( 2 × +10ଵସ cmିଷ) and the simulation results are extremely sensitive to the initial radius since the +current density of the stem changes significantly with the initial radius. +In Paper V, the analysis of the streamer-to-leader transition includes the simulation of +the corresponding streamer bursts, dark periods and aborted leaders that may occur. The +simulations are performed using as input the time-varying discharge current in two +laboratory discharge events reported in the literature [90], which are used as case studies. +The initial condition is defined according to the inception electric field instead of using a +fixed electron peak density. During the dark period after the streamer stops propagating, +the density of all the charged species are set to low background levels such that no joule +heating occurs during the dark period. Since the electric field does not affect the energy +relaxation by neutral species in the gas, their chemistry dynamics can be simulated during +the dark period. Moreover, the corona current in this simulation is simply divided by the +number of stems (assumed to be electrically similar) according to Schlieren photography +[90]. In Paper V, excellent agreement between the estimated and experimental thermal +radius for a 1m rod-plate air gap discharge has been found. +Another interesting conclusion found in Paper V is that the gas at the axis has to reach + +=== PAGE 39 === +37 +a temperature much larger than the critical value (of 2000 K) to initiate a stable leader that +can propagate into the gap. This is because the gas temperature can drop due to very strong +convection losses taking place soon after the streamer-to-leader transition. If the +temperature after the drop falls below the critical value, the leader is aborted since the +thermalization cannot be sustained. On the contrary, the leader can propagate if the gas +temperature after the transition is higher than 2000 K after the convection loss. +4.2 +The effect of humidity on the streamer-to-leader +transition +At standard temperature and pressure (STP) conditions, the concentration of water +molecule (H2O) can reach up to 3% (~22 g mିଷ). It seems that such a low percentage of +H2O can hardly affect the whole discharge processes. However, experiments indicate that +humidity does play an important role [88, 91]. +In order to investigate the effect of humidity, Paper V proposed a detailed kinetic +scheme for N2/O2/H2O mixtures. The kinetic scheme includes the most important +reactions with the H2O molecule and its derivatives, resulting in a scheme with 45 species +and 192 chemical reactions. The effect of humidity on the electronic power partitioning +and the vibrational energy relaxation are also discussed and included in the model. +It has been suggested in the literature that humidity plays a significant role on the +thermalization of air through the V-T (vibrational-translational) relaxation [39]. However, +the simulations in Paper V show that the V-T relaxation has a weak effect on the gas +heating due to two main reasons. First, humidity weakly increases V-T relaxation and this +effect becomes weaker in the following discharges. Second, the V-T relaxation power has +a minor effect in the energy balance before a leader is formed since it is several orders of +magnitude smaller than other energy sources during most of the streamer-to-leader +transition. However, this conclusion is based on the assumption that humidity does not +affect the current density of a stem. Even though it is known that humidity reduces the total +charge injected by streamers [39, 88], there is unfortunately no experimental or theoretical +knowledge about the effect of humidity on the current density of stems. Figure 4.1 shows +an example of the photograph of streamer corona discharges in dry and humid air +condition. As it can be seen, humidity plays an important role in streamer corona +discharges [91]. The observations indicate that further studies on the formation of the +streamer stem are required to fully assess the effect of water content on the streamer-to- +leader transition. + +=== PAGE 40 === +38 +Figure 4.1 Influence of humidity on streamer corona discharges in a 0.9 m rod-plane gap. (a) +5 g mିଷ(b) 32 g mିଷ. Images adapted from [91] with permission. +Laboratory experiments have shown that humidity can significantly reduce the duration +of the dark period [39]. Paper V indicates that humidity weakly influences the dynamics +of the stem as long as the same initial conditions and input discharge current are used in +the simulation. Thus, the effect of humidity on the dark period appears to be mainly +explained by the reduction of the electrostatic shielding produced by the streamer space +charge. +In Paper V, the developed model is also compared with the widely-used model of +Gallimberti. The model proposed by Gallimberti was derived considering several +simplifying assumptions, for example, the electric field of the stem was assumed constant, +the radial variations of the chemistry and the gas flow were neglected and the vibrational- +translational relaxation was simplified with an equivalent time constant as a function of +temperature and humidity only. However, the simulation and analysis performed in +Paper V show that the assumptions used by the model of Gallimberti do not hold when +evaluating the streamer-to-leader transition. +(a) +(b) + +=== PAGE 41 === +39 +5 +Application +case +study: +analysing +unusual lightning strikes +"Physics is, hopefully, simple. Physicists are not." +"The science of today is the technology of tomorrow." +Edward Teller +As mentioned in section 1.1, lightning is a threat to tall grounded structures such as +buildings, UHV power transmission lines and wind turbines. The belief that lightning was +so powerful that only gods and goddesses could generate and control it dominated early +civilizations [92]. Since the mid-eighteenth century, science has helped to explain the +nature and formation of lightning [93]. From then on, different lightning protection +methods are used to protect these structures against lightning strikes. For example, power +transmission lines are protected by shielding lines (earth lines) and tall buildings are +protected by lightning rods. However, it is found that these devices sometimes can fail to +protect a structure. This is generally known as a lightning shielding failure. +Thunderclouds are usually negatively charged and produce a background electric field +ܧ௕up to for example 20 kV mିଵnear the ground [94]. During thunderstorms, high +voltages can be induced at the tips of tall grounded objects. As a result, positive glow +corona can be initiated as it has been mentioned in section 1. With the presence of a +downward lightning leader approaching these glow generating objects, upward streamers +can be initiated (glow-to-streamer transition), followed by the inception of upward +lightning leaders (streamer-to-leader transition). +It is widely known that the space charge generated by the glow corona can weaken and +smooth the electric field around corona-generating surfaces. It is of great interest to know +the effect of space charge on the glow-to-streamer transition, which has been previously +studied with 1D models [56, 78-80, 95-101] and 2D models [44, 83] using Kaptzov’s +approximation. One of the motivations of Paper III is to investigate the effect of space +charge without using Kaptzov’s approximation, i.e., with consideration of the ionization +layer. The idea has been used to analyse the effect of space charge on the glow-to-streamer +transition for horizontal conductors and lightning rods in Paper VI and Paper VII. +In this chapter, the work of Paper VI and Paper VII is summarized. Unusual lightning +strikes to tall grounded structures are discussed. + +=== PAGE 42 === +40 +5.1 +Observations of unusual lightning strikes +5.1.1 Lightning shielding failure in tall structures +The electrogeometric method (EGM) [102] has been widely used to evaluate the lightning +protection of transmission lines due to its simplicity and fair agreement with early field +observations [103]. The EGM method calculates the geometric exposure zone of a +conductor to downward lightning leaders according to the prospective return stroke peak +current (ܫ୮). The exposure zone is determined by an arc with radius ݎୱfrom the conductor +surface, as shown in figure 5.1. The radius ݎୱis calculated with an empirical formula +expressed as ݎୱ= ܽܫ௣ +௕, where ܽand ܾare coefficients tuned based on field observations. +Figure 5.1 Sketch of the cross section view of a typical UHV transmission lines used in Japan +and the lightning exposure zone calculated from EGM. +As shown in figure 5.1, shielding wires are generally arranged on the outside of phase +conductors forming a negative protection angle [102]. In this way, the shielding wires +should be able to protect well the phase conductors according to the EGM, at least for the +upper phase lines as shown in figure 5.1. However, shielding failures for ultra-high voltage +power transmission lines have been observed as shown in figure 5.2. Similar shielding +failures have also been reported for tall towers. For example, figure 5.3 shows that the +lightning termination at the tip of a tower sometimes can fail to protect the tower itself +[40]. +108 m +92 m +71 m +50 m +19 m +16 m +Downward +lightning +leader +Ƚ +Upper phase +Shielding lines +Middle +phase +Lower +phase +ݎୱ +ݎୱ + +=== PAGE 43 === +41 +Figure 5.2 Lightning stroke to the upper phase of a UHV transmission line (operated at 500 +kV). Photographs were taken on July 22, 2000 (top) and July 9, 1998 (bottom), respectively. +Photographs reprinted from [104] with permission © IEEE 2007. The cross section view of +the tower shown in the top image is given in figure 5.1. +Figure 5.3 The lightning stuck the Ostankino Television Tower over 200 m below its top. +Photograph reprinted from [40] with permission. + +=== PAGE 44 === +42 +5.1.2 Competition study of lightning receptors +In 1990s, Moore and his team conducted a series of field experiments aiming to investigate +the performance of Franklin rods [105, 106]. The lightning rods with different radii were +installed on about 3300 m high mountains in New Mexico, US. The lightning rods are +arranged with several meters distance between each other, as show in figure 5.4 (a). Their +results show that none of the sharp rods with diameter D < 1 cm or too blunt rods with +diameter D > 5 cm was struck in seven summer thunderstorm seasons. On the contrary, all +lightning strikes were received by moderate blunt rods, as shown in figure 5.4 (b). These +field observations are counter-intuitive because sharp-tipped rods are generally viewed as +more efficient lightning receptors since the electric field around them is higher and +strongly non-uniform. +Figure 5.4 (a) Photograph of the experimental setup and (b) photograph of six blunt lightning +rods used in the field tests conducted by Moore et al [105]. The images are reprinted from +[105] with permission. +D = 1.27 cm +D = 1.90 cm +D = 2.54 cm + +=== PAGE 45 === +43 +5.2 +Effect of the glow-to-streamer transition in +lightning strikes +Section 5.1 presented several field observations showing that lightning can strike grounded +structures in an unusual way, especially when they are very tall (ذ 100 m) or they are +installed on high buildings or mountains. There are only a few explanations to unusual +lightning shielding failures in the literature. For example, the shielding failure of the TV +tower shown in Figure 5.3 has been attributed to the stochastic nature of lightning [40]. In +order to qualitatively complement the existing analyses of such observations, a first +evaluation of the glow-to-streamer transition in the attachment of lightning to grounded +objects has been presented in Paper VI and Paper VII. +Thus, UHV transmission lines are modelled as perfectly cylindrical, coaxial and +grounded conductors in Paper VI. Since bundle conductors are usually used in UHV +transmission lines to reduce the energy loss due to corona discharge, the glow-to-streamer +transition from a scaled bundle conductor is firstly studied. It is found that the bundle +conductors could be viewed as a single conductor with the equivalent geometric mean +radius of the wire configuration when evaluating the condition required for the glow-to- +streamer transition. As concluded in Paper III, it is easier for streamers to be incepted +from blunt corona generating electrodes than for sharp ones. Thus, it becomes easier for +the glow-to-streamer transition to take place from the phase conductors since the geometric +equivalent radius is significantly larger than the physical conductor radius, as estimated in +Paper VI. However, this conclusion is based on several simplifications as noticed in +Paper VI. In reality, the asymmetry of the transmission lines, the protrusions on the +conductors, the wind or rain, the operating voltage, and the 3D geometry of the +transmission lines and the downward lightning leaders might also play an important effect +on the conditions for the glow-to-streamer transition to take place. +Similar analysis applies to the case of the lightning shielding failure to the TV tower +shown in Figure 5.3. In Paper VII, a scaled lightning rod with cylindrical body and +hemispherical tip (as used in Moore’s experiments [105]) is modelled. The numerical +simulations show that streamers can be incepted from the body of a lightning rod under the +influence of downward stepped leaders, even a distant one. Thus, it can be easier for +streamers to be incepted from the body of a grounded tower rather than from its tip. +Similar to the above explanations, the observations taken by Moore et al can also be +partially explained by the effect of glow corona. The photographs in figure 5.4 (b) show +that lightning can also strike to the body of the rod as implied and predicted by the +simulations in Paper VII. However, further theoretical or experimental work is required to +assess a full understanding of the observations. + +=== PAGE 46 === +44 +6 +Conclusions +In this thesis, the work of Papers I-VII is summarized aiming to provide a better physical +understanding of electrical discharge transitions in air. The main work and conclusions are +listed as below. +In Paper I and Paper II, an efficient semi-Lagrangian algorithm referred to as the +position-state separation method (POSS) is proposed for the simulation of corona +discharges. Several benchmark tests are conducted to demonstrate the low computational +cost, robustness, and high-resolution of POSS to solve convection-dominated continuity +equations. For the simulation of corona discharges where the velocity field is weakly +changing in time, the solution with POSS is not restricted by the CFL condition when +solving the continuity equations. Therefore, a time step significantly larger than that for +explicit Eulerian methods can be used. POSS can also be used to simulate filamentary +streamer discharges where electrical field changes dramatically in space and time. Without +flux correction and combined with a finite element method, POSS is easy to be +implemented on arbitrary geometries. In summary, POSS is an accurate, efficient and +stable alternative method to simulate electrical discharges. +In Paper III, the 2D numerical simulation of the glow-to-streamer transition under a +fast changing background electric field is presented. It is found that the surface electric +field of a glow corona generating electrode deviates from the onset electric field. +Therefore, Kaptzov’s approximation does not hold and the ionization layer should be +considered. During the glow-to-streamer transition, the electronic current increases +significantly by at least two orders of magnitude within several hundreds of nanoseconds. +The more glow corona space charge is generated from the electrode, the higher critical rate +of rise of the applied voltage is required for the glow-to-streamer transition. Thus, it is +easier for streamers to be incepted from blunt corona generating rods than from sharp ones. +In Paper IV, a simplified physical model (SPM) for simulation of glow corona and its +transition into streamers is proposed. The SPM is verified by comparisons with the fully +coupled physical model (FPM) and validated with experimental results available in the +literature for discharges in air under atmospheric conditions. The SPM is proposed as a +computationally efficient alternative to calculations of glow corona discharges based on +Kaptzov’s approximation. It is shown that the SPM can obtain similar results compared +with the FPM for stable glow corona and its transition into streamers. With an efficient +segregated numerical strategy to handle electrons, the SPM is three orders of magnitude +faster than the FPM. This enables the efficient simulation of glow corona and the transition +into streamers considering the ionization layer, even for configurations with large +interelectrode gaps and for long simulation times. +In Paper V, the dynamics of streamer-to-leader transition prior to the leader initiation + +=== PAGE 47 === +45 +in long air gap discharges is investigated with a thermo-hydrodynamic model and a +detailed kinetic scheme of N2/O2/H2O mixtures. It is found that although a small +percentage of water molecules can accelerate the vibrational-translational relaxation to +some extent, this effect leads to a negligible temperature increase during the streamer-to- +leader transition. It is also found that the gas temperature should significantly exceed +2000 K for the transition to lead to the inception of a propagating leader. Otherwise, the +strong convection loss produced by the gas expansion during the transition causes a drop in +the translational temperature below 2000 K, aborting the incepted leader. Furthermore, it is +shown that the assumptions used by the widely-used model of Gallimberti do not hold +when evaluating the streamer-to-leader transition. +In Paper VI and Paper VII, 2D simulations on the glow-to-streamer transition are +performed for horizontal conductors and lightning rods, respectively. It is suggested that it +is easier for streamers to be initiated from corona generating bundle conductors than from +single conductors. It is shown that a bundle conductor could be viewed as a single +conductor with the equivalent geometric mean radius of the wire configuration when +evaluating the critical rate of rise of the background electric field during thunderstorms. It +is also concluded that the glow space charge generated by lightning rods cannot hinder +streamers to be incepted under the fast changing background electric field produced during +thunderstorms. For example, even with the presence of a distant downward stepped leader, +streamers can be incepted from the body of the lightning rod. Paper VI and Paper VII +indicate that glow corona generated from the tall grounded structures plays a significant +role in the attachment of lightning to structures. + +=== PAGE 48 === +46 +7 +Future work +Paper I and Paper II proposed an efficient numerical algorithm to simulate electrical +discharges. It has been combined with the finite element method, aiming to make it capable +to handle arbitrary geometries. There are several possible further improvements for POSS +that can be done. First, second order shape functions can be used in finite element +formulation of POSS to reduce the unknowns. Second, the problem of mass-conservation +requires a rigorous discussion from the mathematic point of view. Third, the efficiency of +interpolation can be further improved in later studies. +Paper IV proposed an efficient model for glow corona discharges which can predict +the self-oscillations in current produced by positive glows. Several experiments in air and +at atmospheric pressure are used as benchmarks to verify the model. Even though the +assumptions used in the model are independent of the gas medium and gas pressure, the +comparison between simulations with available experiments under other conditions +(different gas and pressure) in the literature is required. Moreover, the simplest fluid model +is used in Paper IV, which means that all the positive ions have the same mobility and +reaction rates with other species. The next step is to use a fluid model with a more +elaborated kinetic scheme as in Paper V to further investigate the kinetic dynamics of +glow corona discharges. In addition, the humidity effect on the glow corona discharges can +be assessed in the future. +In Paper V, the dynamics of the streamer-to-leader transition is evaluated for two +discharge events in a 1 m rod-plate gap. In the future, the model can be used to investigate +the charge dynamics of such a transition in a general case, for example, to calculate the +injected charge required to initialize leaders in nature. In Paper V, it is suggested that +humidity plays an important role in the avalanche-to-streamer transition which was poorly +understood. The next step is thus to perform the simulation of streamer filaments with a +detailed kinetic scheme as proposed in Paper V. +Since electrons can be considered, the model proposed in Paper IV can be applied in +the future for other applications where the widely used Kaptzov’s approximation may not +hold. For instance, in hybrid UHV AC/DC transmission lines, the space charge injected +into the space is not monopolar and thus it is not straightforward to apply Kaptzov’s +approximation. +In Paper VI and Paper VII, the simulations of glow-to-streamer transition were +conducted for scaled configurations. 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Rizk, "Exposure of overhead conductors to direct lightning strikes: +modeling of positive streamer inhibition," Power Delivery, IEEE Transactions on, +vol. 26, pp. 1156-1165, 2011. +[102] +H. Armstrong and E. R. Whitehead, "Field and analytical studies of transmission +line shielding," IEEE Transactions on Power Apparatus and Systems, vol. PAS- +88, pp. 270-281, 1968. +[103] +M. Becerra, "On the attachment of lightning flashes to grounded structures," Acta +Universitatis Upsaliensis, Uppsala, 2008. +[104] +J. Takami and S. Okabe, "Characteristics of direct lightning strokes to phase +conductors of UHV transmission lines," Power Delivery, IEEE Transactions on, +vol. 22, pp. 537-546, 2007. +[105] +C. Moore, et al., "Measurements of lightning rod responses to nearby strikes," +Geophysical research letters, vol. 27, pp. 1487-1490, 2000. +[106] +C. Moore, et al., "Lightning rod improvement studies," Journal of Applied +Meteorology, vol. 39, pp. 593-609, 2000. + +=== PAGE 56 === +75,7$(( +,661 +,6%1 +www.kth.se diff --git a/reference/sources/non-equilibrium-air-plasmas-becker-kogelschatz.txt b/reference/sources/non-equilibrium-air-plasmas-becker-kogelschatz.txt new file mode 100644 index 0000000..2a77783 --- /dev/null +++ b/reference/sources/non-equilibrium-air-plasmas-becker-kogelschatz.txt @@ -0,0 +1,35015 @@ +--- Page 2 --- +Non-Equilibrium Air Plasmas at Atmospheric +Pressure + +--- Page 3 --- +Series in Plasma Physics +Series Editors: Steve Cowley, Imperial College, UK +Peter Stott, CEA Cadarache, France +Hans Wilhelmsson, +Chalmers University of Technology, Sweden +Other books in the series +Magnetohydrodynamic Waves in Geospace +ADM Walker +Plasma Waves, second edition +D G Swanson +Microscopic Dynamics of Plasmas and Chaos +Y Elskens and D Escande +Plasma and Fluid Turbulence: Theory and Modelling +A Yoshizawa, S-I Hoh and K Hoh +The Interaction of High-Power Lasers with Plasmas +S Eliezer +Introduction to Dusty Plasma Physics +P K Shukla and A A Mamun +The Theory of Photon Acceleration +J T Mendon~a +Laser Aided Diagnostics of Plasmas and Gases +K Muraoka and M Maeda +Reaction-Diffusion Problems in the Physics of Hot Plasmas +H Wilhelmsson and E Lazzaro +The Plasma Boundary of Magnetic Fusion Devices +PC Stangeby +Non-Linear Instabilities in Plasmas and Hydrodynamics +S S Moiseev, V N Oraevsky and V G Pungin +Collective Modes in Inhomogeneous Plasmas +J Weiland +Transport and Structural Formation in Plasmas +K Hoh, S-I Hoh and A Fukuyama +Tokamak Plasmas: A Complex Physical System +B B Kadomstev +Electromagnetic Instabilities in Inhomogeneous Plasma +A B Mikhailovskii + +--- Page 4 --- +Series in Plasma Physics +Non-Equilibrium Air Plasmas +at Atmospheric Pressure +K H Becker +Stevens Institute of Technology, Hoboken, NJ, USA +U Kogelschatz +ABB Corporate Research, Baden, Switzerland (retired) +K H Schoenbach +Old Dominion University, Norfolk, V A, USA +and +R J Barker +US Air Force Office of Scientific Research, Arlington, V A, USA +loP +Institute of Physics Publishing +Bristol and Philadelphia + +--- Page 5 --- +© lOP Publishing Ltd 2005 +All rights reserved. No part of this publication may be reproduced, stored in +a retrieval system or transmitted in any form or by any means, electronic, +mechanical, photocopying, recording or otherwise, without the prior per- +mission of the publisher. Multiple copying is permitted in accordance with +the terms of licences issued by the Copyright Licensing Agency under the +terms of its agreement with Universities UK (UUK). +British Library Cataloguing-in-Publication Data +A catalogue record for this book is available from the British Library. +ISBN 0 7503 0962 8 +Library of Congress Cataloging-in-Publication Data are available +Commissioning Editor: John Navas +Editorial Assistant: Leah Fielding +Production Editor: Simon Laurenson +Production Control: Sarah Plenty +Cover Design: Victoria Le Billon +Marketing: Louise Higham and Ben Thomas +Published by Institute of Physics Publishing, wholly owned by The Institute +of Physics, London +Institute of Physics Publishing, Dirac House, Temple Back, Bristol BSI 6BE, UK +US Office: Institute of Physics Publishing, The Public Ledger Building, Suite +929, 150 South Independence Mall West, Philadelphia, PA 19106, USA +Printed in the UK + +--- Page 6 --- +Contents +Foreword +ix +1 Introduction and Overview +1 +1.1 +Motivation +2 +1.2 +Parameter Space of Interest +4 +1.3 +Naturally-occurring Air Plasmas +7 +1.4 +Sources of Additional Information +9 +1.5 +Organization of this Book +12 +2 History of Non-Equilibrium Air Discharges +17 +2.1 +Introduction +17 +2.2 +Historical Roots of Electrical Gas Discharges +17 +2.3 +Historical Progression of Generating Techniques for Hot +and Cold Plasmas +19 +2.3.1 +Generation of hot plasmas +19 +2.3.2 Generation of cold plasmas +21 +2.3.3 Properties of non-equilibrium air plasmas +24 +2.4 +Electrical Breakdown in Dense Gases +29 +2.4.1 +Discharge classification and Townsend breakdown +29 +2.4.2 Streamer breakdown +35 +2.4.3 +Pulsed air breakdown and runaway electrons +38 +2.5 +Corona Discharges +41 +2.5.1 +Phenomenology of corona discharges +41 +2.5.2 Negative dc corona discharges +47 +2.5.3 +Positive dc corona discharges +54 +2.5.4 AC corona discharges +60 +2.5.5 Pulsed streamer corona discharges +63 +2.6 +Fundamentals of Dielectric-Barrier Discharges +68 +2.6.1 +Early investigations +68 +2.6.2 Electrode configurations and discharge properties +70 +2.6.3 +Overall discharge parameters +70 +v + +--- Page 7 --- +vi +Contents +3 Kinetic Description of Plasmas +76 +3.1 +Particles and Distributions +76 +3.2 +Forces, Collisions, and Reactions +90 +3.3 +The Kinetic Equation +105 +3.4 +Evaluation and Simplification of the Kinetic Equation +117 +4 Air Plasma Chemistry +124 +4.1 +Introduction +124 +4.2 +Air Plasma Chemistry Involving Neutral Species +127 +4.2.1 +Introduction +127 +4.2.2 Neutral chemistry in atmospheric-pressure air +plasmas +128 +4.2.3 Summary of the important reactions for the +neutral air plasma chemistry +130 +4.3 +Ion-Molecule Reactions in Air Plasmas at Elevated +Temperatures +136 +4.3.1 +Introduction +136 +4.3.2 Internal energy definitions +138 +4.3.3 Ion-molecule reactions +140 +4.3.4 Summary +153 +4.4 +Non-Equilibrium Air Plasma Chemistry +154 +4.4.1 +Introduction +154 +4.4.2 Translational and vibrational energy dependence +of the rates of chemical processes +156 +4.4.3 Advances in elucidating chemical reactivity at very +high vibrational excitation +161 +4.5 +Recombination in Atmospheric-Pressure Air Plasmas +168 +4.5.1 +Theory +169 +4.5.2 ot +e- +170 +4.5.3 NO+ + e- +171 +4.5.4 Nt +e- +173 +4.5.5 +H30 +(H2O)n +174 +4.5.6 High pressure recombination +175 +5 Modeling +183 +5.1 +Introduction +183 +5.2 +Computational Methods for Multi-dimensional +Nonequilibrium Air Plasmas +185 +5.2.1 +Introduction +185 +5.2.2 Basic assumptions +186 +5.2.3 The conservation equations +186 +5.2.4 Equations of state +189 +5.2.5 Electrodynamic equations +189 +5.2.6 Transport properties +190 + +--- Page 8 --- +Contents +vii +5.2.7 Chemical kinetics +193 +5.2.8 Numerical method +193 +5.2.9 Simulation results +195 +5.2.10 Conclusions +198 +5.3 +DC Glow Discharges in Atmospheric Pressure Air +199 +5.3.1 +Introduction +199 +5.3.2 Two-temperature kinetic simulations +200 +5.3.3 Predicted electric discharge characteristics +211 +5.3.4 Experimental dc glow discharges in atmospheric +pressure air plasmas +218 +5.3.5 Electrical characteristics and power requirements +of dc discharges in air +228 +5.3.6 Conclusions +231 +5.4 +Multidimensional Modeling of Trichel Pulses in Negative +Pin-to-Plane Corona in Air +233 +5.4.1 +Introduction +233 +5.4.2 Numerical model +235 +5.4.3 +Results of numerical simulations +238 +5.4.4 Conclusions +244 +5.5 +Electrical Models of DBDs and Glow Discharges in Small +Geometries +245 +5.5.1 +Introduction +245 +5.5.2 Model of plasma initiation and evolution +246 +5.5.3 Dielectric barrier discharges +251 +5.5.4 Micro-discharges: discharges in small geometries +258 +5.5.5 Conclusions +259 +5.6 +A Computational Model of Initial Breakdown in +Geometrically Complicated Ssystems +262 +5.6.1 +Introduction +262 +5.6.2 The numerical model +265 +5.6.3 +Simulation results +269 +5.6.4 Discussion +274 +6 DC and Low Frequency Air Plasma Sources +276 +6.1 +Introduction +276 +6.2 +Barrier Discharges +277 +6.2.1 +Multifilament barrier discharges +278 +6.2.2 Modeling of barrier discharges +280 +6.3 +Atmospheric Pressure Glow Discharge Plasmas and +Atmospheric Pressure Townsend-like Discharge Plasmas +286 +6.3.1 +Introduction +286 +6.3.2 Realization of an APG discharge plasma +287 +6.3.3 Applications of APG discharge and APT discharge +plasmas +291 + +--- Page 9 --- +Vlll +Contents +6.4 +Homogeneous Barrier Discharges +293 +6.4.1 +DBD-based discharges at atmospheric pressure +294 +6.4.2 The resistive barrier discharge (RBD) +299 +6.4.3 Diffuse discharges by means of water electrodes +301 +6.5 +Discharges Generated and Maintained in Spatially +Confined Geometries: Microhollow Cathode (MHC) and +Capillary Plasma Electrode (CPE) Discharges +306 +6.5.1 +The microhollow cathode discharge +307 +6.5.2 The cathode boundary layer discharge +319 +6.5.3 The capillary plasma electrode discharge +321 +6.5.4 Summary +324 +6.6 +Corona and Steady State Glow Discharges +328 +6.6.1 +Introduction +328 +6.6.2 Methods to control negative corona parameters +329 +6.6.3 DC glow discharge in air flow +334 +6.6.4 Transitions between negative corona, glow and +spark discharge forms +338 +6.6.5 Pulsed diffuse glow discharges +348 +6.7 +Operational Characteristics of a Low Temperature AC +Plasma Torch +350 +6.7.1 +Introduction +350 +6.7.2 Torch plasma +351 +6.7.3 Power consumption calculation +359 +7 High Frequency Air Plasmas +362 +7.1 +Introduction +362 +7.2 +Laser Initiated or Sustained, Seeded High-Pressure +Plasmas +364 +7.2.1 +Introduction +364 +7.2.2 Laser-sustained plasmas with CO seedant +365 +7.2.3 Ultraviolet Laser Produced TMAE Seed Plasma +379 +7.3 +Radiofrequency and Microwave Sustained High-Pressure +Plasmas +395 +7.3.1 +Introduction +395 +7.3.2 Review of rf plasma torch experiments +395 +7.3.3 Conclusions +406 +7.3.3 Laser initiated and rf sustained experiments +407 +7.3.4 Methods for spatial localization of a microwave +discharge +413 +7.4 +Repetitively Pulsed Discharges in Air +419 +7.4.1 +Introduction +419 +7.4.2 Experiments with a single pulse +421 +7.4.3 Experiments with 100 kHz repetitive discharge +423 +7.4.4 Conclusions +427 + +--- Page 10 --- +Contents +ix +7.5 +Electron-Beam Experiment with Laser Excitation +427 +7.5.1 +Introduction +427 +7.5.2 Electron loss reduction +428 +7.5.3 Experimental discharge; electron beam ionizer +429 +7.5.4 Results and analysis of discharge operation +431 +7.5.5 Summary; appraisal of the technique +440 +7.6 +Research Challenges and Opportunities +443 +8 Plasma Diagnostics +446 +8.1 +Introduction +446 +8.2 +Elastic and Inelastic Laser Scattering in Air Plasmas +450 +8.2.1 +Background and basic theory +450 +8.2.2 Practical considerations +462 +8.2.3 Measurements of vibrational distribution function +465 +8.2.4 Filtered scattering +469 +8.2.5 Conclusions +480 +8.3 +Electron Density Measurements by Millimeter Wave +Interferometry +482 +8.3.1 +Introduction +482 +8.3.2 Electromagnetic wave propagation in plasma +483 +8.3.3 Plasma density determination +486 +8.4 +Electron Density Measurement by Infrared Heterodyne +Interferometry +488 +8.4.1 Introduction +488 +8.4.2 Index of refraction +490 +8.4.3 The infrared heterodyne interferometer +492 +8.4.4 Application to atmospheric pressure air +microplasmas +493 +8.4.5 Measurement of the electron density in dc plasmas +494 +8.4.5 Measurement of the electron density in pulsed +operation +498 +8.4.6 Conclusions +500 +8.5 +Plasma Emission Spectroscopy in Atmospheric Pressure +Air Plasmas +501 +8.5.1 +Temperature measurement +501 +8.5.2 NO A-X and N2 C-B rotational temperature +measurements +506 +8.5.3 Nt B-X rotational temperature measurements +508 +8.5.4 Measurements of electron number density by optical +emission spectroscopy +508 +8.6 +Ion Concentration Measurements by Cavity Ring-Down +Spectroscopy +517 +8.6.1 +Introduction +517 +8.6.2 Cavity ring-down spectroscopy +518 + +--- Page 11 --- +x +Contents +8.6.3 +~t measurements +520 +8.6.4 +~O+ measurements +531 +9 Current Applications of Atmospheric Pressure Air Plasmas +537 +9.1 +Introduction +537 +9.2 +Electrostatic Precipitation +539 +9.2.1 +Historical development and current applications +539 +9.2.2 Main physical processes involved in electrostatic +precipitation +541 +9.2.3 Large industrial electrostatic precipitators +546 +9.2.4 Intermittent and pulsed energization +549 +9.3 +Ozone Generation +551 +9.3.1 +Introduction: Historical development +551 +9.3.2 Ozone properties and ozone applications +553 +9.3.3 Ozone formation in electrical discharges +554 +9.3.4 Kinetics of ozone and nitrogen oxide formation +555 +9.3.5 Technical aspects of large ozone generators +560 +9.3.6 Future prospects of industrial ozone generation +563 +9.4 +Electromagnetic Reflection, Absorption, and Phase Shift +565 +9.4.1 +Introduction +565 +9.4.2 Electromagnetic theory +566 +9.4.3 Air plasma characteristics +569 +9.4.4 Plasma power +571 +9.4.5 Applications +572 +9.5 +Plasma Torch for Enhancing Hydrocarbon-Air +Combustion in the Scramjet Engine +574 +9.5.1 +Introduction +574 +9.5.2 Plasma for combustion enhancement +577 +9.5.3 Plasma torch for the application +580 +9.6 +The Plasma Mitigation of the Shock Waves in +Supersonic/Hypersonic Flights +587 +9.6.1 +Introduction +587 +9.6.2 Methods for flow control +588 +9.6.3 Plasma spikes for the mitigation of shock waves: +experiments and results +589 +9.7 +Surface Treatment +597 +9.7.1 +Introduction +597 +9.7.2 Experimen tal +599 +9.7.3 Cleaning +601 +9.7.4 Oxidation +605 +9.7.5 Functionalization +607 +9.7.6 Etching +613 +9.7.7 Deposition +615 +9.7.8 Conclusions +617 + +--- Page 12 --- +Contents +Xl +9.8 +Chemical Decontamination +9.8.1 +Introduction +621 +621 +622 +625 +630 +9.8.2 de-NOx process +9.8.3 Non-thermal plasmas for de-NOx +9.8.4 Parametric investigation for de-NOx +9.8.5 Pilot plant and on-site tests +9.8.6 Effects of gas mixtures +9.8.7 Environmentally harmful gas treatments +9.8.8 Conclusion +632 +632 +636 +639 +9.9 +Biological Decontamination by Non-equilibrium +Atmospheric Pressure Plasmas +643 +9.9.1 +N on-equilibrium, high pressure plasma generators +643 +9.9.2 Inactivation kinetics +645 +9.9.3 Analysis of the inactivation factors +648 +9.9.4 Conclusions +653 +9.10 Medical Applications of Atmospheric Plasmas +655 +9.10.1 A bio-compatible plasma source +655 +9.10.2 In vivo treatment using electric and plasma methods +657 +9.10.3 Plasma needle and its properties +663 +9.10.4 Plasma interactions with living objects +666 +Appendix +673 +Index +679 +Note: +A summary of references to Air Plasmas compiled by R Vidmar is available +on the Web at: +http://bookmark.iop.org/bookpge.htm?&isbn = 0750309628 + +--- Page 14 --- +Foreword +Air plasmas (lightning and aurora) and flames were probably the first plasmas +to be studied. Until reliable vacuum pumps were developed, these complicated +plasmas were the subject of mostly empirical studies. Up to the 1940s, studies +were often made with what was a relatively poor vacuum. In the 1920s and +1930s the favorite discharge was the mercury vapor discharge because of +the ubiquitous mercury diffusion pump, McLeod gauge and the interest in +developing large rectifiers and the fluorescent lamp. Langmuir greatly +advanced the understanding of many plasma phenomena using simple +mercury vapor discharges. When vacuum techniques improved, most of the +attention was on the rare gases or, at most, binary mixtures of these gases. +After 1946, there was an initial interest in the real gas effects in air flows +over blunt bodies moving at hypersonic speeds. At Mach numbers greater +than about 12, modest dissociation and ionization effects already occur and +air can no longer be considered as a mixture of just nitrogen, oxygen, and +argon. At Mach numbers around 20, the gas temperature behind a normal +shock for a blunt body reaches values higher than 6500 K and the effects of +dissociation, ionization, radiation and recombination on heat transfer and +radio wave communication become dramatic. The quality of the work +performed at that time was very impressive and includes two of the now +classical reports from F. R. Gilmore of the Rand Corporation, 'Equilibrium +Composition and Thermodynamic Properties of Air to 24000K' and his +often cited potential energy diagrams in 'Potential Energy Curves for N2, +NO, O2 and Corresponding Ions' published in 1955 and 1964, respectively. +There were excellent reports from several laboratories treating the problems +of re-entry mostly using local thermodynamic equilibrium approaches. After +the initial surge of interest, the aeronomy studies continued apace. However, +it took some years for the non-equilibrium plasma tools to mature. +Plasmas generated and maintained at atmospheric pressure enjoyed a +renaissance in the 1980s, mostly driven by applications such as high power +lasers, opening switches, novel plasma processing applications and sputter- +ing, EM absorbers and reflectors, remediation of gaseous pollutants, medical +Xlll + +--- Page 15 --- +xiv +Foreword +sterilization and biological decontamination and excimer lamps and other +non-coherent vacuum-ultraviolet (VUV) light sources. Atmospheric- +pressure plasmas in air are of particular importance as they do not require a +vacuum enclosure and/or additional feed gases. This edited volume brings to +the community the state-of-the-art in atmospheric-pressure air plasma +research and its technological applications. Advances in atmospheric-pressure +plasma source development, air plasma diagnostics and characterization, air +plasma chemistry at atmospheric pressure, modeling and computational +techniques as applied to atmospheric-pressure air plasmas, and an assessment +of the status and prospects of atmospheric-pressure air plasma applications are +addressed by a diverse group of experts in the field from all over the world. +While the book emphasizes atmospheric-pressure plasmas in air, many +results presented will also be applicable, perhaps with modifications, to +atmospheric-pressure plasmas in other gases and gas mixtures. This book +is primarily directed to researchers and engineers in the field of plasmas +and gas discharges, but it is also suitable as a pedagogical review of the +areas for graduate and professional certificate courses. The extensive section +on applications (in various states of technological maturity) makes this book +also attractive for practitioners in many fields of application where technol- +ogies based on atmospheric-pressure air plasmas are emerging. +Alan Garscadden +February 2004 +[Dr Alan Garscadden is the Chief Scientist of the Propulsion Directorate at the Air Force +Research Laboratory, Wright-Patterson Air Force Base, Dayton, Ohio, USA. He has +worked extensively in the areas of plasmas, optical and mass spectroscopy, laser kinetics +and diagnostics, and propulsion and power technologies. He has authored or co-authored +160 publications in professional journals and he has given numerous invited talks at +international conferences on topics relating to gas discharge and plasma physics and +their applications. Among Dr Garscadden's many credentials are the Will Allis Prize of +the American Physical Society (2001) and the Presidential Meritorious Award. He is a +Fellow of the APS, IEEE, AIAA, and the Institute of Physics (UK).] + +--- Page 16 --- +Chapter 1 +Introduction and Overview +R J Barker +Interest continues to grow worldwide in practical applications of weakly +ionized, low-temperature, sea-level air plasmas. This book is written for +scientists, engineers, practitioners, and graduate students who seek a detailed +understanding of 'cold' (non-equilibrium) atmospheric-pressure air plasmas; +and their generation, sustainment, characterization, modeling, and practical +application. Non-thermal, ambient temperature and pressure volumes of +natural air plasmas avoid the restrictions imposed by costly, cumbersome +vacuum chambers and by destructively high temperatures. At the same +time, however, they vastly complicate the plasma physics and chemistry +involved. This edited volume provides the technically savvy reader with +the fundamental knowledge necessary to understand the science and the +application of these non-equilibrium air plasmas at atmospheric pressure. +This first chapter sets the stage for all that follows and should be +read carefully in order to maximize one's appreciation for the following +chapters. It begins by explaining why this topic is important to researchers +in the fields of defense, medicine, electronics, materials science, environ- +mental health, and aviation. Equally important, it explains why this book +is an excellent information source for this topic. After that, the second +section carefully describes what portion of air plasma parameter space is +treated in this book. This is crucial for determining the range of applicability +of the information provided herein. Section 1.3 then digresses briefly to +provide the reader with a natural reference frame from which to better +view the subsequent discussions of man-made air plasmas; namely it +describes where and how nature generates large volumes of plasma in air. +Section 1.4 presents the wealth of sources, both in publications as well as +in conferences, from which a reader may gain further details of and updates +to the air plasma information contained in this volume. +This first chapter ends with a complete chapter-by-chapter overview of +this entire edited volume. The logic underlying the flow of the book is + +--- Page 17 --- +2 +Introduction and Overview +discussed and brief synopses of the material covered in each of the remaining +chapters are presented. A reader can use section 1.5 to identify which +chapters contain the most important information relating to his/her specific +area of air plasma interest. +1.1 +Motivation +One of the most important yet often underutilized questions facing any +technical author is, 'Who should read this book and why?' This proper +delineation of a book's target audience is crucial toward determining the +ultimate 'usefulness' of the book. The two major characteristics of concern +regarding the audience are (1) its educational level and (2) its technical +interests. +At the earliest stage in the preparation of this book, the editors agreed +that all material will be written under the assumption that it will be read +by a scientist and/or engineer/practitioner who has completed at least a +Master of Science or Engineering degree. The reader should have a famil- +iarity with basic electromagnetics as well as concepts governing chemical +rate equations. Completion of at least a basic course in plasma physics +and/or plasma chemistry would be beneficial but not mandatory. This +volume may be appropriate for classroom adoption as a graduate level +text for a special-topics seminar course in high-pressure plasmas or for +supplemental reading in a graduate level course on Gas Discharge Physics +or Plasma Processing or for a continuing education or short course text. +Nevertheless, it was not intentionally designed to be used as a textbook. +(For example, it lacks end-of-chapter homework problems.) At the same +time, its intended usefulness is specifically not limited to university air +plasma researchers but rather broadly targeted to also include industrial +and military applications and design engineers. For these reasons, not only +are underlying theories discussed but also practical laboratory techniques +are explained, with care being taken at the end to show how all can have +important real-world applications. +This book was written to serve as a comprehensive source of detailed +information for readers with a wide variety of technical interests. To begin +with, this would make valuable reading for anyone in the fields of plasma +physics and/or plasma chemistry. It covers parameter ranges of growing +importance to the industrial community but which are normally omitted +from traditional university plasma courses. However, the value of this +volume is by no means limited to the plasma communities. On the contrary, +pains were taken throughout to ensure its understanding by all scientific and +engineering communities that have interests in atmospheric pressure 'cold' +air plasmas for a growing list of applications. The technical fields involved +include but are not limited to the following: + +--- Page 18 --- +Motivation +3 +1. Microwave propagation. Volumes of lightly ionized air can act as +extremely efficient and broadband absorbers of microwave radiation. +The free electrons present act to collisionally convert the electromagnetic +energy into thermal energy in the ambient gas (Vidmar 1990). +2. Sterilization/decontamination. Weakly ionized air is an extremely efficient +killer of micro-organisms, including bacteria and even spores (Laroussi +et al 2002, Birmingham and Hammerstrom 2000, Roth et al 2001, +Montie et al 2000). This seems to be driven by the plasma chemistry of +the ions and excited neutral species rather than any short-lived free +electron population. +3. Pollution control. Air ionization systems are used to deposit electrical +charge on particulate pollutants and then efficiently extract such particles +from the airflow via oppositely-charged electrodes (White 1963, Parker +1997). More recent work has shown promise for using air plasma +chemistry to neutralize chemical pollutants as well (Nishida et aI2001). +4. Surface materials processing. A brief exposure of certain types of materials +to a volume of ionized air can significantly modify the surface properties +of the material. For example, the water-repellent surfaces of certain +plastics have been made wettable (Tsai et aI1997). +5. Aerodynamics. There is evidence that thin, weakly-ionized volumes of air +flowing along airfoils can be electronically steered, thereby offering the +possibility of achieving some level of flight control without hydraulic +mechanical actuator servers (Roth 2003, Van Dyken et al 2004). There +have also been claims of plasma-based supersonic shock-front mitigation +although this remains controversial (Kuo et aI2000). +6. High-speed combustion. The 'flame-out' of jet engines in high-speed flight +can be a disconcerting event even for experienced pilots. Furthermore, as +military aircraft designers push toward hypersonic speeds, possibly driven +by ramjet technology, they must be concerned even more about uniform +combustion ignition and sustained 'flame holding'. Plasma-based +combustors are being successfully tested and employed for such an +application (Kuo and Bivo1aru 2004, Liu et al 2004). +7. Lightning discharge control. Violent lightning strikes cause millions of +dollars worth of damage every year to commercial power distribution +systems. The sometimes extended power outages that can result cause +even more millions of dollars worth of loss to industrial and private +customers. It would be useful to create methodologies for the pre- +planned establishment of air plasma channels through the atmosphere +to harmlessly drain thunderstorm charge accumulations in a safe +manner before lightning-strike conditions can even be achieved in +sensitive locales. +Those applications will be discussed in chapter 9. Additional possible future +air plasma applications will also be addressed there. + +--- Page 19 --- +4 +Introduction and Overview +While there are other books available for scientists and engineers +interested in the examination and application of air plasmas, this is the +only book that combines the following three elements in its focus. +1. Natural air is treated herein, not only simple laboratory mixtures of +oxygen and nitrogen. +2. Results center on one-atmosphere-pressure air. +3. The emphasis is on non-equilibrium, 'cold' air plasmas rather than their +thermally equilibrated counterparts. +The combination of the above three characteristics make this book a unique +technical resource and a valuable reference work to newcomers and experi- +enced air plasma researchers alike. Of course, subject matter alone cannot +ensure the value of this or of any book. The other crucial factor that +makes this book an important work is the stature and recognized expertise +of its international team of contributing authors. The authors are leaders +in their respective fields, intimately familiar with the state-of-the-art as well +as with likely future trends. +1.2 Parameter Space of Interest +Conducting plasma experiments on gases sealed in a chamber gives one the +powerful advantage of controlling, or at least the ability to control, the +precise pressure and chemical composition of those gases. For that reason, +most of the empirical studies discussed in this book will deal with such +chambered gases. A scientist seeks to understand complex phenomena by +collecting data points for systems with as many knowns and as few variables +as possible. In that way, solid data can form the solid foundation for complex +predictions. +Such considerations highlight the ambitious goal of this book to focus +on non-equilibrium atmospheric pressure air plasmas. What is sought here +is an understanding of non-thermal plasma formation in 'open' air. One is +here interested in creating a population of free electrons in whatever ambient +air happens to be present in one's laboratory (or work-site). Since this labora- +tory may be situated in the humid, sea-level environment of Hamburg, +Germany, as likely as in the high (1.52 km above sea level), dry environment +of Albuquerque, New Mexico, USA, it is important to specify the known +range of chemical constituents and pressures that may be encountered. +Being mindful of such differences can prepare one for observed variations +in air plasma results from place to place on the globe and even from +season to season. +Although the deviations of ground level from sea level may seem large, +nevertheless, every point on the surface of earth lies well within the lowest +(and thinnest) layer of the atmosphere, namely the troposphere (see figure + +--- Page 20 --- +Parameter Space of Interest +5 +TROPOSPHERE +Altitude +km +miles +200+--if--- +120+ +120-+_ 74 +85-+_53 +60-+-37 +50 +31 +15 --if--- 9 +o +Figure 1.1. Profile of the earth's atmosphere from sea level to low earth orbit (LEO). +1.1). At any point on the earth's surface, the ambient dry air is composed of +the following independent gases at approximately the respective volume +percentages: nitrogen (N2, 78.09%), oxygen (02, 20.95%), argon (Ar, +0.93%), carbon dioxide (C02 , 0.03%), neon (Ne, 0.0018%), helium (He, +0.00053%), and krypton (Kr, 0.0001 %). There are slight variations to +those numbers from location to location, and of course experimental +errors can creep into any such measurements. In addition to the gases +listed above, relatively minute amounts of hydrogen and xenon are perma- +nent constituents of air. Finally, trace amounts of radioactive isotopes, + +--- Page 21 --- +6 +Introduction and Overview +nitrogen oxides, and ozone may also be found in a given sample of dry +surface air. By far the most variable constituent of surface air is water +vapor. When one departs from the use of dry air, then one is subject to the +ambient humidity of a given locale. Aside from obvious humidity variations +due to the proximity of large bodies of water, there are measurable annual +averages based on latitude that show a clear dependence on average air +temperature. As an illustration, it is instructive to compare such annual +averages as follows that show the relative volume percentages of N2/02/ +Ar/H20/C02 for the equator, 50oN, and 700 N respectively: 75.99/20.44/ +0.92/2.63/0.02, 77.32/20.80/0.94/0.92/0.02, and 77.87/20.94/0.94/0.22/0.03. +In a common misconception, it is often assumed that the concentration of +the heavier molecules decreases with increasing altitude due to gravity. It +would seem reasonable that lighter molecules would preferentially migrate +upward. In reality, however, the powerful dynamics of solar heating cause +such extensive mixing that relative molecular concentrations remain virtually +unchanged from ground level up to about 20 km. The only large deviations +occur in the relative concentration of water vapor since it depends critically +on the local ambient temperature and that average temperature decreases +with increasing altitude (Humphreys 1964). +Thus, the chemical composition of the air treated in this book is left to +nature and, luckily, behaves quite well except for the few percent variations +due to ambient water vapor. The question of gas temperature is one more +closely controlled by the individual experimentalist and here there was +indeed some divergence among this book's contributing authors. Funda- +mentally, there was unanimous agreement on the focus of non-equilibrium +plasmas. The goal remained to discuss techniques for generating a much +larger population of free electrons in air than could result from the +simple brute-force heating of the background air. The rationale for that +goal is twofold; first, thermal ionization implies minimum efficiency of +plasma generation due to the 'wasted' heating of the background gas, +and, second, the thousands of degrees of temperature necessary to achieve +even a modest 1012 free electrons per cm3 in a thermal plasma would be +clearly destructive to many of the proposed beneficiaries of the previously +listed air plasma treatments. At the same time, there is no ionization +technique that can completely avoid any heating of the background +gas. Thus, a truly 'cold' plasma in which the background air remains +fixed at room temperature is not realistic for the practical applications +that motivate this book. Therefore, it can best be stated that this book +deals with 'warm' plasmas in which background air temperatures of +several hundred Kelvin above 'room temperature' are considered quite +acceptable. +The paragraph above touches on a subject that cannot be passed over so +lightly, namely that of power consumption necessary for the generation of +ambient air plasmas. This point is crucial for anyone seeking to apply air + +--- Page 22 --- +Naturally-occurring Air Plasmas +7 +plasmas to real-world applications since this is the issue that drives the cost of +the application. Over the past decades, several attractive technologies have +been sidelined simply because they required the sustainment of electron +densities on the order of 1013 per cm3 and that required hundreds of mega- +watts of electrical power per cubic meter. To some, this simply excluded +the consideration of ambient air plasmas for a range of applications. To +others, however, this signaled a challenge to explore hybrid ionization tech- +niques that avoided the brute-force re-ionization of molecules on electron +recombination timescales. The pioneering efforts of those forward-thinking +researchers is captured herein. Luckily, a vast majority of air plasma applica- +tions require only very modest free electron populations to achieve. Those +applications, and their required technologies for realization are likewise +covered herein. +1.3 Naturally-occurring Air Plasmas +A more accurate title for this book would be 'Artificial Non-equilibrium Air +Plasmas at Atmospheric Pressure'. This books treats only non-thermal air +plasmas that result from other-than-natural causes. From that perspective, +it is worth a brief digression here to examine what types of plasmas (in the +broadest sense) can be found in Nature. Sometimes a researcher can gain +insights by first observing what Nature has wrought. +To begin with, sea-level air abhors free electrons. As will be discussed +later in this book, at room temperatures three-body recombination of +electrons with molecular oxygen limits electron lifetimes to only about +16 ns. The situation becomes friendlier for free electrons as one increases +one's altitude in the atmosphere and, thereby encounters ever-decreasing +air pressure. For example, at 30000 and 60000 ft the free electron lifetime +increases to 119 ns and 1.83 J.1S respectively. Above about 60 km above +sea level, one enters the ionosphere, where the copious flux of extreme +ultraviolet (EUV) solar photons and, to a lesser extent, collisions with +energetic particles (mostly electrons) that penetrate the atmosphere easily +maintains free electron densities on the order of 102 to 107 cm-3 in the +rarified background (Schunk and Nagy 2000). The dominant ion species +balancing that electron charge consists primarily of H+ and He + above +1000 km, 0+ from 300 to 500 km and molecular ions (NO+, ot, and Nt) +below 200 km (NASA 2004). There exist some excellent reviews of the domi- +nant ionospheric ionization processes (Hudson 1971, Stolarski and Johnson +1972) as well as complete lists of the major plasma chemistry reactions at +work (Torr 1979). It should be noted, however, that there are numerous +reactions that result in minor chemical constituents that are not well +understood. Some of these involve metastable atomic states, negative +ions, ionization by photoelectrons, energetic neutrals, and the vibrational + +--- Page 23 --- +8 +Introduction and Overview +states of molecules. Readers interested in the photo-ionization of air would +be well advised to first familiarize themselves with such ionospheric +chemistry. +When Nature seeks to generate high free-electron densities in the lower +atmosphere, she resorts to thermal plasma generation via lightning +discharges. The physics of natural lightning is fascinating and certainly +worthy of its own text. Unfortunately, scientific details must generally be +gleaned from sections of meteorology texts (Moran et at 1996). Never- +theless, readers interested in atmospheric 'arcs and sparks' would do well +to examine such natural phenomena before embarking on a quest for +laboratory imitations. Simply stated, a lightning discharge may be best +described as 'a complex propagating gas breakdown process' (Jursa +1985). It is believed to be triggered when large amounts of space charge +accumulate in small volumes in clouds and thus create locally intense +electric fields of several hundred kV 1m. The lightning channel progressively +extends below the cloud base (in cloud-to-ground lightning) in what is +termed a 'stepped leader'. In this process, each 'leader' breaks down the +air in a sequence of (approximately) 50m 'steps'. It is interesting to note +that each step forms in only about 1 j.1S but there is an average of a 50 j.1S +delay before the next step is formed. This ever-growing stepped leader +continues extending toward the ground until the huge voltage (about +108 V) between its head and the earth's surface (or conducting projection +from that surface) exceeds the air breakdown threshold. At that moment, +there occurs a very rapid equalization of the charge in the channel at the +amazing speed of about one-third the speed of light. It is this so-called +'return stroke' from the ground that is responsible for the most intense +and rapid heating and expansion of a significant volume of air, thus produ- +cing the characteristic bright flash and loud thunder associated with a bolt +of lightning. Typically, subsequent lightning strokes will follow the existing +partially ionized channel. Overall, a given ground lightning 'event' lasts +only 0.1-1.0s with 0.5s being a typical value. Most such events neutralize +tens of coulombs of charge. Such individual events typically consist of +three or four individual strokes, each lasting about 1 ms and separated by +40-100ms. +Before ending this section, one may venture into murkier researches of +science by considering the possible natural occurrence of 'ball lightning'. For +newcomers to the air plasma arena, a caution must be voiced. While +numerous claims of ball lightning sightings have been reported in the +scientific and popular press, no reproducible laboratory experiments for +the recreation of such phenomena (except for tiny manifestations) have +been published. This fact unfortunately has relegated this to the status of +'borderline' science. It is instructive to note that the most comprehensive, +recent text on this subject is largely anecdotal in nature (Stenhoff 1999). +Still it is reasonable to deduce that there is some type of unexplained, + +--- Page 24 --- +Sources of Additional Information +9 +plasma-related atmospheric phenomenon that underlies the 'ball lightning' +sightings. One may hope that someday the proper scientific tools are brought +to bear so that a true understanding may follow. +1.4 Sources of Additional Information +No book could hope to capture all of the technical details of so complex a +subject as non-equilibrium atmospheric pressure air plasmas. This book +rather serves as a comprehensive guide to the current state of knowledge +regarding these phenomena. It surveys the rich history and details today's +capabilities and opportunities regarding these plasmas and thus constitutes +an ideal starting point for the non-equilibrium high pressure air plasma +professional who has at his/her disposal a comprehensive library of reference +works. In this section, suggestions are made regarding specific books and +journals that would be most useful for such reference purposes. In addition, +mention is made of particular professional meetings that may be most +rewarding for pursuing specific topical areas. It is a certainty that not +every relevant book, journal, and conference will be mentioned here. +However, as one examines those that are referenced here, one can then +branch out, as always, to explore the references that they reference. This is +a natural process. +In order to understand many of the concepts covered in this book, a +reader must have a firm foundation in electromagnetic theory and plasma +physics. There are many excellent, comprehensive texts covering these +subjects (Jackson 1998, Pollack and Stump 2002, Griffiths 1998, Chen +1984, Dendy 1995, Boyd and Sanderson 2003). The choice of 'favorite' +texts will vary from scientist to scientist. +On the specific subject of non-equilibrium atmospheric pressure air +plasmas, two other books stand out as excellent companion works to this +book. The first is one co-edited by one of this book's editors (K.H.S.) and +concentrates on non-equilibrium low temperature plasmas but not in air +(Hippler et aI2001). That collection of papers deals with any and all species +oflightly ionized, low temperature gases, although atmospheric applications +are discussed in several of the papers. It has a strong bias toward industrial +plasma processing and lighting applications. It spends little time on theory +and modeling fundamentals but does give a good discussion of relevant +diagnostic techniques that complements presentations in this book on that +subject. It also gives good experimental details but mainly on industrial +plasma reactor concerns. +A second excellent possible companion to this work is one that, +instead of dealing directly with air, deals only with various mixtures of +air's principal molecular constituents, namely oxygen, nitrogen, and +major oxides of nitrogen (Capitelli et al 2000). That monograph focuses + +--- Page 25 --- +10 +Introduction and Overview +on theoretical (computational) analyses of basic kinetic theory and detailed +investigation of kinetic processes of lightly ionized, low temperature, non- +equilibrium plasmas in N2, 02, and their mixtures. It examines self- +consistent solutions of the electron Boltzmann equation coupled to a +system of vibrational and electronic state master equations, including +dissociation and ionization reactions in conjunction with electrodynamics. +The main target applications there are gas discharges and natural (e.g. +ionospheric or spacecraft re-entry) plasmas, although sea-level applications +are also discussed. It looks at ionization degrees ranging from 10-7 to +10-3 and mean electron energies from 0.1 to 10eV. In effect, the book +serves as an excellent 'how-to' book for a theoretician interested in under- +standing air plasma phenomena. Experimental data are cited, but only to +benchmark theoretical treatments. In addition, there are several other +books that concentrate on the fundamental physics and the applications +of non-equilibrium gas discharge plasmas and mention in passing +atmospheric-pressure plasmas (Raizer et al 1995, Roth 1995, Batenin et al +1994, Lieberman and Lichtenberg 1994, Chapman 1980, Mitchner and +Kruger 1973). +Also worthy of note are several texts that explore specific subtopics +covered herein. For those readers particularly interested in computer +modeling and simulation of plasma phenomena, there are two primary +reference texts, the first by Birdsall and Langdon (1991) and the second by +Hockney and Eastwood (1988). For experimentalists most concerned with +the difficult task of taking accurate data in complex plasma systems, an +excellent reference may be found in Hutchinson's classic diagnostics text +(Hutchinson 2002). Finally, readers focused on rapid plasma applications +may benefit from referring to the second volume of Roth's industrial +plasma text (Roth 2001). +In order to reap the many benefits of interacting with scientists and +engineers with similar air plasma interests, there are a number of professional +organizations a reader should consider joining. This is an excellent way for +individuals who are new to the field to make necessary personal technical +contacts with individuals already active in the field. An approximate ordering +of these professional organizations in roughly decreasing order of air plasma +involvement is as follows: +1. The Institute of Electrical and Electronics Engineers (IEEE) Nuclear and +Plasma Sciences Society (NPSS). +2. The Institute of Physics (lOP), United Kingdom. +3. The American Vacuum Society (AVS) and its industrial affiliates. +4. American Institute of Aeronautics and Astronautics (AIAA). +5. The American Physical Society (APS) through the Division of Plasma +Physics, the Division of Atomic, Molecular, and Optical Physics, and +the Division of Chemical Physics. + +--- Page 26 --- +Sources of Additional Information +11 +6. The European Physical Society (EPS) through its Division of Atomics, +Molecular, and Optical Physics and its Division of Plasma Physics. +7. Institute of Electrical Engineering (lEE), United Kingdom. +8. Corresponding societies in Japan and Korea. +For the same reasons given above, researchers and engineers who wish to be +active in the field of air plasmas would be wise to participate in those tech- +nical meetings that at least have technical sessions devoted to this topical +area. Again in approximately decreasing order of air plasma participants +such meetings may be listed as follows: +1. The Gaseous Electronics Conference, GEC (annual). +2. The International Conference on Phenomena in Ionized Gases, ICPIG +(bi-annual). +3. The IEEE International Conference on Plasma Science, ICOPS (annual). +4. The International Symposium on High Pressure Low Temperature +Plasma Chemistry (also known as the 'Hakone Conference', named +after the city of Hakone in Japan where the first meeting was held in +1987) is a bi-annual series of conferences devoted exclusively to high- +pressure discharge plasmas and their applications. +5. The Eurosectional Conference on Atomic and Molecular Processes in +Ionized Gases, ESCAMPIG, which is a bi-annual European conference +on fundamental processes in ionized gases. +6. The AIAA Conference in Reno, Nevada, USA (every January) (only the +'Weakly Ionized Gas (WIG)' sessions are of interest there). +7. 'ElectroMed', International Symposium on Non-thermal Medical/ +Biological Treatments Using Electromagnetic Fields and Ionized Gases +(bi-annual). +8. The APS annual meetings of the Division of Plasma Physics and the +Division of Atomic, Molecular, and Optical Physics. +Finally, researchers in the field of non-equilibrium, atmospheric pressure air +plasmas should consider publications in any of the following professional +journals: +1. Plasma Sources, Science, and Technology (lOP). +2. IEEE Transactions on Plasma Science. +3. Plasma Chemistry and Plasma Processing (Kluwer Academic/Plenum +Publishers). +4. Journal of Physics D: Applied Physics (lOP). +5. Plasma Processes and Polymers (Wiley-VCH). +6. Physics of Plasmas (AlP). +7. Physical Review Letters and Physical Review (AlP). +8. Applied Physics Letters/Journal of Applied Physics (AlP). +9. Review of Scientific Instruments (AlP). +10. Contributions to Plasma Physics (Wiley). + +--- Page 27 --- +12 +Introduction and Overview +1.5 Organization of this Book +This volume has been assembled using three cooperative levels of authorship +consisting of Authors, Chapter Masters, and Editors. The Authors, as listed +in the front of this book, are those who have written significant sections of +one or more chapters. The Chapter Masters acted not only as Authors but +were also responsible for the content of their specific chapters. In cooperation +with the Editors, they established the detailed outlines of their respective +chapters and determined which sections to write themselves and which +sections to solicit from other expert authors. These Chapter Masters had +the responsibility to modify contributed text in order to smooth the internal +flow of the sections and to ensure consistency within their chapters. They +worked with the Editors and with the other Chapter Masters to resolve +issues of overlap and repetition. Finally, the Editors, in addition to their +service as Authors and Chapter Masters for specific portions of this book, +shared the responsibility of reviewing the entire volume. To ensure a coherent +book with synergistic chapters, they iterated numerous changes with Authors +and worked toward a common terminology throughout and a reduction of +differences in writing styles between the various chapters. +There are three major groupings of chapters within this book. The first +grouping consists of chapters 1-5 and is fundamentally introductory in +nature. After the subject matter is delineated in this chapter, chapter 2 +proceeds to present the rich history of this field. Chapters 3 and 4 then +proceed to provide the reader with all necessary theoretical foundations in +both plasma physics and plasma chemistry respectively. This first grouping +ends with chapter 5 which shows how the theoretical formulations of the +previous two chapters are integrated into computer simulations to better +understand and eventually predict observed air plasma phenomena. The +next grouping, this one consisting of three chapters, takes the reader into +the plasma laboratory itself to examine actual air plasma experiments, +including the demanding experimental diagnostics necessary to truly under- +stand the ionized phenomena under study. The final chapter, chapter 9, is a +group unto itself. It looks to the future, discussing first the remaining +scientific challenges presented by these plasmas and then looking closely at +the array of attractive practical applications for which they can be employed. +In the remainder of this section, each chapter is examined one by one. The +responsible Chapter Master as well as all the individual contributing Authors +of each chapter are listed in their respective chapter's heading. +Chapter 2, 'History of Non-Equilibrium Air Discharges', presents +the historical progression and development of cold-plasma generation tech- +niques. First, the discovery and study of dielectric barrier discharges is +covered, followed by corona discharges and pulsed air discharges. Electrical +breakdown and spark formation, as well as much of the fundamentals of +corona discharges and high pressure glow discharges, are all treated + +--- Page 28 --- +Organization of this Book +13 +herein. The evolution of the concept of non-equilibrium plasma conditions is +traced. +Chapter 3, 'Kinetic Description of Plasmas', not only captures the key +points of the classic textbook by Mitchner and Kruger (1973), but also focuses +on those elements crucial to the specific understanding of sea-level air plasmas. +The characteristics of weakly ionized and weakly coupled plasmas are +presented including the concepts of multi-body elastic and inelastic collisions, +an explanation of total and differential collision cross sections and rate +constants, surface interactions and other 'collision-like' processes, as well as +characteristic lengths and time-scales. A complete kinetic description of +electrons is presented, including the concepts of phase space and velocity +distribution functions, the general form of kinetic equations, collision terms +and their general properties, a comparison with the fluid-dynamic picture, +and the impossibility of general analytic and numerical solutions. +Chapter 4, 'Air Plasma Chemistry', reviews relevant collision processes +including electron, ion-molecule, three-body, and step-wise collisions. The +key reactions and types of reactions governing air plasma chemistry are +highlighted. Ion-molecule reactions at elevated temperatures are discussed, +highlighting the inadequacy of using rate constants obtained over a limited +temperature range at high temperatures where vibrational excitation is +important. The chapter then turns to non-equilibrium ion chemistry with +considerations of the vibrational energy dependence of ion-molecule reac- +tions, collision-induced dissociation reactions, scaling approaches, and +state-resolved experiments and results. The state-of-the-art in electron-ion +recombination science is then explained, with emphasis on product distribu- +tion and energy dependencies as well as recent key measurements. +Chapter 5, 'Modeling', illustrates how the theoretical formulations of +plasma physics and plasma chemistry that were presented in chapters 3 and +4 have been successfully incorporated into computational models. The chapter +begins with a general discussion of the technical challenges one encounters +when undertaking air plasma modeling. It then presents a successful effort +dealing with non-equilibrium air discharges using a numerical technique +based on finite-volume computational fluid dynamics. Then the modeling of +the electrical properties of different plasma-based devices is discussed, begin- +ning with dc glow discharges in atmospheric pressure air. This is followed in +turn by models for a negative corona in pin-to-plane configurations, dielectric +barrier discharges, and a surface-discharge-type plasma display panel. By +examining the techniques employed for the range of successful models +presented, a reader can gain valuable insight regarding solutions applicable +to their particular area of interest. +Chapter 6, 'DC and Low Frequency Air Plasma Sources', begins with a +discussion of plasma sources that are often termed 'self-sustained plasmas', +but that term was not used here to avoid confusion on the part of those +outside the plasma discharge community. Among the topics covered are + +--- Page 29 --- +14 +Introduction and Overview +filamentary breakdown in dielectric barrier discharges, homogeneous and +regularly-patterned barrier discharges, overall discharge parameters of +barrier discharges, hollow and micro-hollow cathode discharges, recently +discovered cathode boundary layer discharges (CBDs), discharges with +micro-structured electrodes (MSEs), capillary plasma electrode discharges +(CPEDs), positive and negative corona discharges, pulsed streamer coronas, +pulsed diffuse discharges, glow discharges, and ac torch discharges with +pronounced non-equilibrium properties. +Chapter 7, 'High Frequency Air Plasmas', gives an overview of the +various 'external' means used to generate an air plasma including lasers, flash- +tubes, rf and microwave, pulsed power, and electron beams. A dominant +theme in this chapter is the ability to ionize air 'at a distance' away from +any driving electrodes, unlike the methodologies described in the previous +chapter. The air plasma technologies presented in this chapter begin with +those using the highest available frequencies, namely those using photons as +the driving ionization source. Two classes of photo-ionization technique are +presented, the first using lasers and the second using ultraviolet flashlamps. +Both of those techniques require the addition of photo-ionization seedants. +The next section turns to rf-sustained discharges, including a microwave +torch, rf-sustainment of a laser-initiated plasma, and creation of a localized +plasma defined by the intersection of two microwave beams. Repetitively +pulsed discharges are then discussed in the fourth section, followed by a section +detailing a successful electron-beam ionization experiment using laser excita- +tion. The final section in this chapter summarizes specific research challenges +and opportunities associated with various of these techniques. +Chapter 8, 'Plasma Diagnostics', discusses the scientific challenges +associated with trying to apply proven low-pressure plasma measurement +techniques to the far more complex realm of collisionally dominated +atmospheric pressure plasmas. Some techniques can be carried over but +others cannot, depending also upon the desired resolution. The treatment +of individual techniques begins in the second section with elastic and inelastic +laser scattering in air plasmas. The next two sections look at electron density +measurements, the first using millimeter-wave interferometry and the second +using infrared (lR) heterodyne interferometry. From there, the chapter turns +to diagnostics employing plasma emission spectroscopy. The chapter +concludes with a section detailing the powerful cavity ring-down spectro- +scopic diagnostic for measuring ion concentrations. +Chapter 9, 'Current Applications of Atmospheric Pressure Air Plasmas', +presents a series of the most compelling established and emerging applica- +tions for air plasma technology. These include the subjects of electrostatic +precipitation, ozone generation, microwave reflection and absorption, +aerodynamic applications, plasma-aided combustion, surface treatment, +chemical decontamination, biological decontamination, and medical appli- +cations. Common for most of these applications is the unique ability of + +--- Page 30 --- +References +15 +non-equilibrium air plasma to generate high concentrations of reactive +species, without the need for elevated gas temperatures. +Acknowledgments +This chapter represents a (hopefully) faithful summary of the contributed +thoughts and motivations of all the editors and authors who have collabo- +rated in the creation of this volume. Particular assistance was provided by +the author's co-editors along with the generous patience of our Editor-in- +Chief, Professor Kurt Becker. +References +Batenin V M, Klimovskii L I, Lysov G V and Troitskii V N 1994 Superhigh Frequency +Generators of Plasma (Boca Raton: CRC Press) +Birdsall C K and Langdon A B 1991 Plasma Physics via Computer Simulation (Bristol: +Institute of Physics Press) +Birmingham J and Hammerstrom D 2000 'Bacterial decontamination using ambient +pressure plasma discharges' IEEE Trans. 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Space Phys. 9 305-406 +Humphreys W J 1964 Physics of the Air (New York: Dover Publications) 67-81 +Hutchinson I H 2002 Principles of Plasma Diagnostics (Cambridge: Cambridge University +Press) +Jackson J D 1998 Classical Electrodynamics (New York: Wiley Text Books) +Jursa A S (ed) 1985 Handbook of Geophysics and the Space Environment (US Air Force +Geophysics Laboratory, Hanscom Air Force Base, MA, USA) US Defense Tech- +nical Information Center (DTIC) Document Accession Number: ADA 167000 +Kogelschatz U, Egli Wand Gerteisen E A 1999 ABB Rev. 4/1999 33-42 + +--- Page 31 --- +16 +Introduction and Overview +Kuo S P and Bivolaru D 2004 'Plasma torch igniters for a scramjet combustor' Proc. 42nd +AIAA Aerospace Sciences Meeting and Exhibit Reno, NV AIAA Paper 2004-839 +Kuo S P, Kalkhoran I M, Bivolaru D and Orlick L 2000 'Observation of shock wave +elimination by a plasma in a Mach-2.5 Flow' Physics of Plasmas 7(5) 1345-1348 +Laroussi M, Richardson J P and Dobbs F C 2002 'Effects of non equilibrium atmospheric +pressure plasmas on the heterotropic pathways of bacteria and on their cell +morphology' Appl. Phys. Lett. 81(4) 22 +Lieberman M A and Lichtenberg A J 1994 Principles of Plasma Discharges and Materials +Processing (New York: Wiley-Interscience) +Liu J, Wang F, Lee L, Theiss N, Romney P and Gundersen M 2004 'Effect of discharge +energy and cavity geometry on flame ignition by transient plasma' Proc. 42nd +AIAA Aerospace Sciences Meeting and Exhibit, Reno, NV, AIAA Paper 2004-1011 +MitchnerM and KrugerC H 1973 Partially Ionized Gases (New York: John Wiley and Sons) +Montie T C, Kelly-Wintenberg K and Roth J R 2000 'Overview of research using a one +atmosphere uniform glow discharge plasma (OAUGDP) for sterilization of +surfaces and materials' IEEE Trans. on Plasma Science 28(1) 41-50 +Moran J M, Morgan M D, Pauley P M and Moran M D 1996 Meteorology: The Atmos- +phere and Science of Weather (New York: Prentice Hall) +NASA 2004 (http://nssdc.gsfc.nasa.gov/space/model/ionos/abouUonos.html) +Nishida M, Yukimura K, Kambara S and Maruyama T 2001 J. Appl. Phys. 902672-2677 +Parker K R (ed) 1997 Applied Electrostatic Precipitation (London: Blackie Academic & +Professional) +Pollack G and Stump D 2002 Electromagnetism (New York: Prentice Hall) +Raizer Y P, Shneider M Nand Yatsenko N A 1995 Radio-Frequency Capacitive Discharges +(Boca Raton: CRC Press) +Roth J R 1995 Industrial Plasma Engineering: Principles (Bristol and Philadelphia: +Institute of Physics Publishing) +Roth J R 2001 Industrial Plasma Engineering: Applications to Non-Thermal Plasma Pro- +cessing (Bristol and Philadelphia: Institute of Physics Publishing) +Roth J R 2003 'Aerodynamic flow acceleration using paraelectric and peristaltic electro- +hydrodynamic (EHD) effects of a one atmosphere glow discharge plasma' Physics +of Plasmas 10(5) 2117-2126 +Roth J R, Chen Z, Sherman D M, Karakaya F, Tsai P P-Y, Kelly-Wintenberg K and +Montie T C 2001 'Increasing the surface energy and sterilization of nonwoven +fabrics by exposure to a one atmosphere uniform glow discharge plasma +(OAUGDP), International Nonwovens J. 10(3) 34-47 +Schunk R Wand Nagy A F 2000 Ionospheres: Physics, Plasma Physics, and Chemistry +(Cambridge: Cambridge University Press) +Stenhoff M 1999 Ball Lightning (New York: Kluwer Academic/Plenum Publishers) +Stolarski R S and Johnson N P 1972 'Photoionization and photoabsorption cross sections +for ionospheric calculations' J. Atmos. Terr. Phys. 34 1691 +Torr D G 1979 'Ionospheric chemistry' Rev. Geophys. Space Phys. 17 510-521 +Tsai P, Wadsworth L and Roth J R 1997 'Surface modification of fabrics using a one- +atmosphere glow discharge plasma to improve fabric wettability' Textile Research +J. 5(65) 359-369 +Vidmar R J 1990 'On the use of atmospheric pressure plasmas as electromagnetic reflectors +and absorbers' IEEE Trans. Plasma Science 18(4) 733-741 +White H J 1963 Industrial Electrostatic Precipitation (Reading, MA: Addison Wesley) + +--- Page 32 --- +Chapter 2 +History of Non-Equilibrium Air Discharges +U Kogelschatz, Yu S Akishev and A P Napartovich +2.1 +Introduction +Chapter 2 provides a short review of the historical development of non- +equilibrium discharges with a tendency to focus on air plasmas at atmospheric +pressure. The main physical mechanisms of breakdown and classifications of +various discharges are discussed. The principal discharge configurations are +presented and their main properties and applications are discussed. The +fundamentals of corona discharges (Akishev, Napartovich) and dielectric- +barrier discharges are presented. More detailed information and recent +developments are treated in chapter 6. +2.2 Historical Roots of Electrical Gas Discharges +Until the beginning of the 18th century air like any other gas was believed to be +an ideal electrical insulator. The fact that air can pass electrical charges was +first established by Coulomb, who could show that two oppositely charged +metal spheres gradually lost their charges (Coulomb 1785). In carefully +designed experiments he could conclusively demonstrate that this loss of elec- +trical charge was due to leakage through the surrounding air and not through +imperfect insulation. In the middle of the 18th century Benjamin Franklin had +shown experimentally that a laboratory spark and lightning were of common +nature. Around 1800 V. V. Petrov in St. Petersburg and Humphry Davy in +Britain started to investigate arc discharges in air. Davy suggested the name +arc because the extremely bright discharge column is normally bent due to +the buoyancy of hot air. Arcs can get very hot and were normally started by +separating two carbon electrodes connected to a voltage supply. Powerful +batteries were required to supply enough current to maintain the arc. In +17 + +--- Page 33 --- +18 +History of Non-Equilibrium Air Discharges +addition to these hot arc discharges, cold glow discharges were investigated. +Major investigations on the passage of electricity through various gases and +on fundamental properties of gas discharges were performed by Faraday +(1839, 1844, 1855), Hittorf (1869), Crookes (1879), Stoletow (1890), +Thompson (1903), and Townsend (1915), to name only the most important +ones. Faraday was probably the first to realize that an ionized gas had +unique properties and carefully documented his observations in three volumes +of Experimental Researches in Electricity (1839, 1844, 1855). +Many experiments were carried out at reduced pressure. This had the +advantage that only moderate voltages were required to start the discharge +and that the whole discharge vessel could be filled with discharge plasma. +The progress in gas discharge physics depended heavily on the development +of vacuum pumps and the availability of adequate voltage sources. Of +equal importance were the skills of a good glass blower. Faraday could +already evacuate tubes to about 1 torr and apply voltages up to 1000 V. He +introduced the concept of ions as carriers of electricity (in electrolytes) and +distinguished between cathode and anode, even between cations moving to +the cathode and anions passing to the anode. Crookes emphasized that a +gas discharge actually constitutes a fourth state of the matter. The term +plasma was coined much later, by Langmuir and Tonks, in 1928. Today +the word plasma is mainly used to describe a quasi-neutral collection of +free-moving electrons and ions. +More refined experiments with rarefied gases started at the beginning of +the 20th century. For a long time the transport of electricity through gases +had been treated like the flow of charges in electrolytes. Only about 1900, +mainly due to the work of Wilson (1901) and Townsend (1904), it was estab- +lished that conductivity in electrical gas discharges was due to ionization of +gas atoms or molecules by collisions with electrons. In most gas discharges +the current is mainly carried by electrons. +From the very beginning it was obvious that cold glow discharge +plasmas had different properties than the hot arc discharges. For a long +time it was believed that glow discharges which are characterized by hot elec- +trons and essentially cold heavy particles (atoms, molecules, ions) could exist +only at low pressure. It is one of the purposes of this book to describe recent +developments showing that non-equilibrium plasma conditions with electron +energies substantially higher than those of heavy particles, and properties +resembling those of low pressure glow discharges, can exist also at much +higher pressure, for example in atmospheric pressure air. +References +Crookes W 1879 Phil Trans. Pt. 1 135-164 +Coulomb M 1785 Mem. Acad. Royale des Sci. de Paris 612-638 + +--- Page 34 --- +Historical Progression of Generating Techniques +19 +Faraday M 1839 Experimental Researches in Electricity vol. I (London: Taylor and +Francis) +Faraday M 1844 Experimental Researches in Electricity vol. II (London: Taylor and +Francis) +Faraday M 1855 Experimental Researches in Electricity vol. III (London: Taylor and +Francis) +HittorfW 1869 Pogg. Ann. 136 1-31 and 197-235 +Stoletow M A 1890 J. de Phys. 9468-472 +Thompson J J 1903 Conduction of Electricity through Gases (Cambridge: Cambridge +University Press) +Townsend J S 1915 Electricity in Gases (Oxford: Clarendon Press) +Townsend J S and Hurst H E 1904 Phil. Mag. 8 738-753 +Wilson C T R 1901 Proc. Phys. Soc. London 68 151-161 +2.3 Historical Progression of Generating Techniques for Hot +and Cold Plasmas +From the early days of gas discharge physics it was apparent that, after igni- +tion of the discharge, entirely different plasma states can be established in the +same medium. One representative was the hot arc discharge, typically oper- +ated in air at atmospheric pressure, approaching conditions of local thermo- +dynamic equilibrium (LTE). This thermodynamic state is characterized by +the property that all particle concentrations are only a function of the +temperature. In short, these plasmas are also referred to as thermal plasmas. +Cold plasmas, on the other hand, are characterized by the property that the +energy is selectively fed to the electrons leading to electron temperatures that +can be considerably higher than the temperature of the heavy particles in the +plasma. These non-equilibrium or non-LTE plasmas exhibit typical plasma +properties such as electrical conductivity, light emission and chemical activity +already at moderate gas temperatures, even at room temperature. Both hot +and cold plasmas have found important and far-reaching technical applica- +tions. In the following sections the historical development of the discharge +configurations used to produce hot or cold plasmas is briefly discussed +with special emphasis on the properties of air plasmas. +2.3.1 +Generation of hot plasmas +Typical examples of thermal plasmas are plasmas produced in high-intensity +arcs, plasma torches or radio frequency (rf) discharges at or above atmos- +pheric pressure. Figure 2.3.1 shows three simple configurations used to +produce arcs or plasma jets in atmospheric pressure air. +The electrodes are either water-cooled metal parts or simply graphite +rods. Typical currents range from 10 to 1000 A, typical temperatures from + +--- Page 35 --- +20 +History of Non-Equilibrium Air Discharges +Electric Arcs +'-~:==Z& +/' +/' +/' +/ ++ +Electrodes +Figure 2.3.1. Principal arc configurations. ++ +Plasma Jet +Anode Plate +with Hole ++ +5000 to 50000 K. In most arcs the degree of ionization lies between 1 and +100%. The high temperature of the arc column can be utilized for light +emission as well as for melting materials and for initiating chemical reactions. +The plasma plume extending several centimeters from the orifice in the anode +plate in the lower part of figure 2.3.1 represents a neutral plasma with zero +net current. When specially shaped nozzles are used, supersonic expansion +into a low-pressure environment can produce pronounced non-equilibrium +plasma conditions. +Around 1808 Humphry Davy invented the carbon-arc lamp, using an +arc between two carbon electrodes, which later found applications in +movie projection lamps, in searchlights and as a radiation standard for +spectroscopy. Davy used arcs for melting (1815) and investigated the effects +of magnetic fields on arcs (1821). But it wasn't until 1878 that Sir Charles +William Siemens in Britain built and patented arc furnaces for steel +making using direct-arc and indirect-arc principles. In France this tech- +nology was investigated by Moissan (1892, 1897) and by Herou1t. Much of +the early work on electric arcs is summarized in the monograph of Ayrton +(1902). In 1901 Marconi used an electric arc for radio transmission across +the Atlantic, and around 1910 already 120 arc furnaces of the Sch6nherr +and Birkeland-Eyde design were installed in Southern Norway for nitrogen +fixation. In this electric-arc process, proposed by Birkeland and Eyde in +1903, nitrogen and oxygen in air were combined to form nitrogen oxides, +nitric acid, and finally artificial fertilizer (Norge salpeter, i.e. calcium nitrate). +By 1917 the plant had been extended to use up to 250 MW of cheap hydro +power. Arc welding was first demonstrated around 1910, and in its various +forms is now responsible for the bulk of fusion welds. +SchOnherr (1909) was the first to use a forced gas flow to stabilize long +carbon arcs. Today various kinds of flow and vortex arc stabilization tech- +niques are used in plasma torches. Many technological developments are + +--- Page 36 --- +Historical Progression of Generating Techniques +21 +1.00 r--I""--r--..,.-::::::=-;:~=-..,.-~ +0.75 +t 0.50 +~ +0.25 +°6L---"10ie~~1~4~~~18-----2L2----2~6-'-1~~K~~ +T (Temperature) - +Figure 2.3.2. Degree of thermoionization in different atmospheric pressure gases (from +Boeck and Pfeiffer (1999) p 130). +described in a book edited by Dresvin (1977), and in reviews by Pfender +(1978) and Pfender et al (1987). The fundamentals and applications of +thermal plasmas are discussed in Boulos et at (1994), in Heberlein and +Voshall (1997) and in Pfender (1999). The most important applications +include circuit breakers, lamps, plasma spraying, welding and cutting, metal- +lurgical processing and waste disposal. Most arcs are approaching the state +of local thermal equilibrium (LTE) and require high temperatures to main- +tain sufficient electrical conductivity by thermal ionization. From figure +2.3.2, showing the degree of ionization as a function of temperature for +different gases including air, it is apparent that temperatures well in excess +of 5000 K are required. +Figure 2.3.3 shows the temperature dependence of particle number +concentrations of an LTE plasma in atmospheric pressure dry air. With +rising temperature the molecules O2 and N2 are dissociated, new molecules +like NO form, the atoms Nand 0 prevail around 8000 K and, at higher +temperatures, the charged the particle species e, N+, and 0+ dominate. +2.3.2 Generation of cold plasmas +Besides thermal plasmas also cold non-equilibrium (non-LTE) plasmas are +of increasing interest. In contrast to thermal plasmas, cold plasmas are +characterized by a high electron temperature Te and a rather low gas +temperature Tg characterizing the heavy particles: atoms, molecules, and +ions (Te » Tg). The thermodynamic properties of the equilibrium and non- +equilibrium states of plasmas were discussed by Drawin (1971). In extreme +cases the electron temperature can reach well above 20000 K while the gas +temperature stays close to room temperature. Such non-equilibrium plasmas +can be produced in various types of low-pressure glow and rf discharges +(figure 2.3.4) as well as in corona, barrier, and hollow cathode discharges at +atmospheric pressure (see sections 2.5 and 2.6 and chapter 6). + +--- Page 37 --- +22 +History of Non-Equilibrium Air Discharges +-c - +>-t-.... +en z +w +&:I +Ill: ! +le26~ ______ ~ +______ ~ +______ ~ +______ -, ______ __ +D YAIR +PRESSURE: lee kP. +TEMPERATURE, T +) +Figure 2.3.3. Composition of an atmospheric pressure dry air plasma versus temperature +(from P. Fauchais, Summer School, ISPC-16 2003). +The glow discharge at reduced pressure, known since the days of +Faraday, Hittorf and Crookes, has been thoroughly investigated experimen- +tally as well as theoretically. Its main part, the positive column can provide +large volumes of quasi-neutral non-LTE plasma. Glow discharges have +found widespread applications in fluorescent lamps and as a processing +medium for surface modification and plasma enhanced chemical vapor +deposition (PECVD). The inductive rf plasma shown also in figure 2.3.4 +was first observed by Hittorf (1884). It provides an elegant way of producing +a plasma not in contact with metal electrodes. Thomson (1927) formulated a +theory and Eckert (1974) published a detailed state of the art. The rf driven, +rf Discharge +Glow Discharge +000 0 +0 +0 000 +! 0 +0 +0 +0 +Coil +Figure 2.3.4. Principal configurations of rf discharges and dc glow discharges. + +--- Page 38 --- +Historical Progression of Generating Techniques +23 +inductively-coupled plasma (ICP) has found a wide range of industrial uses, +including spectroscopic diagnostic tools, plasma torches, and the heating of +fusion plasmas. More recently, ICPs also found important applications in +lamps and as processing tools in the semiconductor industry. +It should be mentioned that arcs can also be operated at reduced +pressure and glow discharges at higher pressure. In addition to dc operation +all types of discharges can be operated at various frequencies or in a pulsed +mode. Special effects can be achieved if additional magnetic fields are used to +influence electron motion: magnetron discharges and electron cyclotron +resonance (ECR) sources. +Since collisions cause a continual exchange of energy between electrons +of mass me and heavy particles of mass mg with a tendency to equilibrate +temperatures it is more difficult to maintain non-equilibrium conditions at +elevated pressure with high collision rates and short mean free paths. For +steady-state discharges the deviation from local thermodynamic equilibrium +can be expressed by the following formula which was derived from an energy +balance (Finkelnburg and Maecker 1956). +Te - Tg +mg (AeeE)2 +Te +- 4me GkTe)2· +(2.3.1 ) +In this relation Ae is the mean free path of electrons, the term AeeE is the +amount of directed energy an electron picks up along one free path in the +direction of the electric field E and ~kTe is the average thermal energy (e is +the electronic charge, k is the Boltzmann constant). From relation (2.3.1) it +is apparent that large mean free paths (low pressure or density), high electric +fields and low electron energies favor deviations from LTE conditions. +Figure 2.3.5 shows in a semi-schematic diagram how electron and gas +temperatures separate in an electric arc with decreasing pressure (Pfender +1978). +Pronounced non-equilibrium conditions are obtained at reduced +pressure, while in atmospheric pressure arcs columns the deviation from +L TE is on the order of 1 %. At high pressure, non-equilibrium conditions +can be encountered when fast temporal changes occur (ignition and extinc- +tion of a discharge) and in regions of high field or concentration gradients. +In many cases short high voltage pulses are used to preferentially heat elec- +trons. In recent years also dc non-equilibrium air discharges at atmospheric +pressure have been extensively investigated at reduced gas density (Kruger +et al 2002, Yu et al 2002, Laroussi et al 2003). These experiments were +performed at gas temperatures between 700 and 2000 K. Stable diffuse +non-equilibrium air discharges were obtained with electron densities in +excess of 1012 cm -3. This value is roughly six orders of magnitude higher +than the equilibrium value of ne = 3 x 106cm-3 for an LTE air plasma at +2000 K (Yu et al 2002). + +--- Page 39 --- +24 +History of Non-Equilibrium Air Discharges +,.. +:::IC +! 104 +:t ... +2 I e +~lO! +102~ __ ~ +__ ~ +__ ~ +__ ~ +__ ~ +__ ~ +__ +~ +10·" 10·! 10.2 10.1 +.0.01 +0' +Pf~Wtt {iPO} +Figure 2.3.5. Electron temperature and gas temperature in an arc as a function of pressure +(from Pfender (1978) p 302). +In the literature there exist a number of models treating non-LTE +plasmas. Many of them are based on a fluid approach. In the simplest case +a two-fluid model can be used with two different temperatures, Te and Tg• +The electron kinetics can be treated by determining the electron energy distri- +bution function (EEDF) by means of the Boltzmann equation using, for +example, a two-term approximation. The reaction rate coefficients can be +obtained as functions of the average electron energy, which, in this local +field approximation, is only a function of the reduced electric field E / N. +Knowledge of all relevant electron impact cross sections is an important +requirement. +2.3.3 Properties of non-equilibrium air plasmas +Air is a mixture of many constituents. The CRC Handbook of Chemistry and +Physics (1997 edition) lists the following composition for the sea level dry air +(in vol% at 15°C and 101325 Pa): +Nitrogen +78.084% +Methane +0.0002% +Oxygen +20.9476% +Helium +0.000524% +Argon +0.934% +Krypton +0.000114% +Carbon dioxide +0.031% +Hydrogen +0.00005% +Neon +0.001818% +Xenon +0.0000087% +Electron collision cross sections have been measured and compiled for more +than a century now. The cross sections for the three major air constituents + +--- Page 40 --- +..--.. +N +E +o +N I +10.0 +o +c o +:;:; +o +Q) +!J) +!J) +~ +1.0 +10,.. +U +0.4 +Historical Progression of Generating Techniques +25 +11'0: - Chang +I1'm: - +- Ramanan +N2 +Elastic: D Brennan +• Shyn +·Sohn +-DuBois +....:::- +• Bromberg +/.~. +.. Hermann +/.6 e • +0-0 Srivastava / = +Vibrational: +/ +tJ~ +-'-Schulz x1.4 / +I ' +D Brennan +/ +I . +- Tanak~6ectronic: - - Trajmar i \ +/ +Ionization: A Rapp +I I +/ +• Schram +i I +- ./ +• Krishnakumar i I +D Goruganthu +I +• +Dissociation: • Cosby +! I, +"Attachment": - +Huetz +I +_100 +o 01: - +e nerly +6 Ferch +o Buckmon +• Szmytkowski +--Jost +• Nickel +• Hoffmon +DBloauw +• Karwasz +-Xing +-Garcia +.01 +0.1 +1 +10 +100 +1000 +Electron energy (eV) +Figure 2.3.6. Integral cross sections for electron scattering of N2 (from Zecca et at (1996) +p 94). (Copyright Societa Italiana di Fisica.) +N2, O2 and Ar, taken from a critical review by Zecca et al (1996), are given in +figures 2.3.6-2.3.8. +As a result of such Boltzmann computations figure 2.3.9 shows the +monotonous relation between the mean electron energy and the reduced +..--.. +N +E +o +N +I o +c o +:;:; o +Q) +!J) +!J) +!J) o +10,.. u +10.0 +1.0 +0.2 +am: _ .. - Low on +Elastic: .. --. Shyn +-Trajmar +D Sullivan +• Wakiya ;. +.D-Dlga +: +0-0 Daimon +Vibrational: +-'-Shyn +- +Linder +! +Electronic: - Wakiya .I +// +/' +Ionization: // +• Krishnakumar +• Rapp +• Schram +Attachment: - +- Rapp +Dissociation: • Cosby +_J +_100 +fl 'I +.01 +0.1 +10 +Electron energy (eV) +• • • • • +• +• +• +• +• +• +•• +• +100 +1000 +Figure 2.3.7. Integral cross sections for electron scattering of O2 (from Zecca et at (1996) +p 115). (Copyright Societa Italiana di Fisica.) + +--- Page 41 --- +26 +History of Non-Equilibrium Air Discharges +..--.. +N +E +o +N +I o +c a +....., +U +(]) +III +III +III a +'-u +10.0 +1.0 +0.3 +(j : 0 Asaf +o • Haddad +• Saha +Ar +I +(jm: --Milloy +\ +xlO / +.. +\ +/ +\ +I +lastic: +f +I +I +• Williams +I +I +• Srivastava";1 +I +• Furst +'\ 1 +\ +v - +v DuBois \. I +I +\ +1 +I l +olga +Excitation: +\. I +-- deHeer +\ iI, +- +0 Chutjian +\ +I) +lonizotion: +\ +v Krishnakumor +\ +• Rapp +I +• Nagy +I +.01 +0.1 +1 +10 +100 +Electron energy (eV) +1000 +Figure 2.3.8. Integral cross sections for electron scattering of Ar (from Zecca et al (1996) +p 31). (Copyright Societa Italiana di Fisica.) +electric field. Breakdown in a homogeneous electric field and wide gaps occur +when a reduced field E/N of about lOOTd (1 Td = 10-21 Vm2) is reached. +According to figure 2.3.9 this will produce electrons of mean energy close +to 3 eV, corresponding to an electron temperature of roughly 20000 K. In +narrow discharge gaps, pulsed discharges, and in front of the head of a +propagating streamer these values can be higher. +10 +>- +~ 8 +~ +~ +a " i +6 +.S +.:iii +iii 4 +i +iii e 2 +j +III +0 +0 +100 +200 +300 +400 +500 +Reduced eleetrie field, EIN (Td) +Figure 2.3.9. Mean electron energy in dry air as a function of the reduced field E/N (from +Chen (2002) p 48). + +--- Page 42 --- +Historical Progression of Generating Techniques +27 +e + Nz -+ e + N('S) + NI"S.20.2P) +1 0-2 '--........J .......... .l1....~L-..-'-~~(-'da'-S_he~d~li_ne~I.l.....o.~~J +o +2 +4 +6 +8 +10 +Electron Mean Energy (eV) +Figure 2.3.10. Calculated G-values (number of reactions per 100 eV of input energy) for +dissociation and ionization reactions in dry air, shown as functions of the electron mean +energy in a non-equilibrium discharge plasma (from Penetrante et at (1997) p 253). +Computations in non-equilibrium air plasmas have been carried out for +applications in ozone generation and for pollution control. The efficiency of a +particular electron impact reaction can be expressed in terms of the G-value, +which gives the number of reactions per 100eV of input power. Figure 2.3.10 +shows computed values for the dissociation and ionization reactions in +atmospheric pressure dry air. +In the electron energy range encountered in non-equilibrium gas +discharges (typically 3-6eV, in pulsed discharges up to lOeV) oxygen +dissociation is the most efficient reaction (highest G-value). This explains +why non-equilibrium discharges in air invariably lead to the formation of +ozone and nitrogen oxides. +Non-equilibrium plasmas are mainly used to generate chemically reac- +tive species and for their electromagnetic properties. Their applications +include the synthesis of thermally unstable compounds like ozone and the +generation of intermediate free radicals for pollution control. Surface +modification of polymer foils, thin film deposition and plasma etching in +the electronic industry are further applications. Progress in the under- +standing and control of atmospheric pressure non-equilibrium discharges +has led to increased activity in recent years which is manifested in several +monographs and review papers devoted to this special subject (Capitelli +and Bardsley 1990, Eliasson and Kogelschatz 1991, Lelevkin et al 1992, +Penetrante and Schultheis 1993, Manheimer et a11997, Capitelli et a12000, +Kunhardt 2000, Protasevich 2000, van Veldhuizen 2000, Hippler et al +2001, Kruger et aI2002). + +--- Page 43 --- +28 +History of Non-Equilibrium Air Discharges +References +Ayrton H 1902 The Electric Arc (New York, London: The Electrician Print. Publ. Co.) +Boeck Wand Pfeiffer W 1999 'Conduction and breakdown in gases' in Wiley Encyclopedia +of Electrical and Electronics Engineering (New York: Wiley) vol. 4 p 130 +Boulos M I, Fauchais P and Pfender E 1994 Thermal Plasmas: Fundamentals and Applica- +tions (New York: Plenum Press) +Capitelli M and Bardsley J N (eds) 1990 Nonequilibrium Processes in Partially Ionized +Gases (New York: Plenum) +Capitelli M, Ferreira C M, Gordiets B F and Osipov A-I 2000 Plasma Kinetics in Atmos- +pheric Gases (Berlin: Springer) +Chen J 2002 Direct current corona-enhanced chemical reactions, PhD Thesis (Minneapolis: +University of Minnesota) p 48 +Dresvin S V (ed) 1977 Physics and Technology of Low-Temperature Plasmas (Ames: Iowa +State University Press) +Drawin H W 1971 'Thermodynamic properties of the equilibrium and nonequilibrium +states of plasmas' in Venugopalan M (ed) Reactions under Plasma Conditions +(New York: Wiley), vol. I pp 53 -238 +Eckert H U 1974 High Temp. Sci. 6 99-134 +Eliasson Band Kogelschatz U 1991 IEEE Trans. Plasma Sci. 19 1063-1077 +Finkelnburg Wand Maecker H 1956 'Elektrische Bogen und thermisches Plasma' in +Flugge S (ed) Encyclopedia of Physics (Berlin: Springer) vol. XXII p 307 +Heberlein J V Rand Voshall R E 1997 'Thermal plasma devices' in Trigg G L (ed) Encyclo- +pedia of Applied Physics (New York: Wiley) vol. 21 pp 163-191 +Hippler R, Pfau S, Schmidt M and Schoenbach K H (eds) 2001 Low Temperature Plasma +Physics (Weinheim: Wiley-VCH) +HittorfW 1884 Wiedemann Ann. Phys. Chern. 21 90--139 +Kruger C H, Laux C 0, Yu L, Pack an D Land Pierot L 2002 Pure Appl. Chern. 74 337-347 +Kunhardt E E 2000 IEEE Trans. Plasma Sci. 28 189-200 +Laroussi M, Lu X and Malott C M 2003 Plasma Sources Sci. Techno!. 12 53-56 +Lelevkin V M, Otorbaev D K and Schram D C 1992 Physics of Non-Equilibrium Plasmas +(Amsterdam: Elsevier) +Manheimer W, Sugiyama L E and Stix T H (eds) 1997 Plasma Science and the Environment +(Woodbury: American Institute of Physics) +Moissan H 1892 C. R. Acad. Sci. Paris 115 1031-1033 +Moissan H 1897 Le Four Electrique (Paris: Steinheil) +Penetrante B M and Schultheis S E (eds) 1993 Non-Thermal Plasma Techniquesfor Pollu- +tion Control (Berlin: Springer) Part A and B +Penetrante B M, Hsiao M C, Bardsley J N, Merritt B T, Vogtlin G E, Kuthi A, Burkhart +C P and Bayless J R 1997 Plasma Sources Sci. Technol. 6 251-259 +Pfender E 1978 'Electric arcs and arc gas heaters' in Hirsh M Nand Oskam H J (eds) +Gaseous Electronics: Electrical Discharges (New Y ork: Academic) vol. 1 pp 291-398 +pfender E 1999 Plasma Chern. Plasma Proc. 19 1-31 +Pfender E, Boulos M and Fauchais P 1987 'Methods and principles of plasma generation' +in Feinman J (ed) Plasma Technology in Metallurgical Processing (Warrendale: Iron +and Steel Society) pp 27-47 +Protasevich E T 2000 Cold Non-Equilibrium Plasma (Cambridge: Cambridge Int. Sci. Publ.) +SchOnherr 0 1909 Elektrotechn. Zeitschr. 30(16) 365-369 and 397-402 + +--- Page 44 --- +Electrical Breakdown in Dense Gases +29 +Thomson J J 1927 Phil. Mag. Ser. 7,4(25) Supp!. Nov. 1927, 1128-1160 +van Veldhuizen E M (ed) 2000 Electrical Discharges for Environmental Purposes: Funda- +mentals and Applications (Commack: Nova Science) +Yu L, Laux C 0, Packan D M and Kruger C H 2002 J. Appl. Phys. 91 2678-2686 +Zecca A, Karwasz G P and Brusa R S 1996 Rivista Nuovo Om. 19(3) 1-146 +2.4 Electrical Breakdown in Dense Gases +Electrical breakdown in dense gases like air at atmospheric pressure has been +the object of many investigations. In high voltage engineering one of the +major aspects is to avoid breakdown or flashover between adjacent conduc- +tors or between a conductor and ground. The subject of gaseous insulation +has recently been reviewed by Niemeyer (1999). The physical phenomena +occurring in the early phases of breakdown in atmospheric pressure air or +in other compressed gases have many similarities with the ignition phase of +a low pressure gas discharge. They all start with an initial electron growing +into an electron avalanche under the influence of the electric field. In dense +gases, however, the fate of an electron avalanche can be quite different, +depending on the way the voltage is applied to the gas gap. A short overview +of the physical processes involved in breakdown under different conditions +and of the discharge types breakdown can lead to is given in the following +sections. +2.4.1 +Discharge classification and Townsend breakdown +Traditionally, many gas discharges have been operated at low or very low +pressure compared to atmospheric conditions. In this context we consider, +for the purpose of this book, atmospheric pressure as high pressure. Also +at this pressure it is useful to characterize the type of discharge similar to +the traditional classification at low pressure (figure 2.4.1). The diagram is a +modified version of a graph from the famous paper by Druyvesteyn and +Penning (1940). It originally related to a discharge in 1 torr Ne, an electrode +area of 10 cm2 and an electrode separation of 50 cm. Nevertheless many +fundamental concepts also apply to a discharge in air at atmospheric +pressure. Since there is always some natural radioactivity resulting in the +production of 10-100 electrons per cm3 per s we can always draw a minute +base current if an electric field is applied. In air at atmospheric pressure +the saturation value of the current density amounts to about 10-18 A cm-2 +and is subjected to statistical fluctuations. It can be considerably increased +if x-ray irradiation or ultraviolet illumination of the cathode is used to +produce additional electrons (region A ---> A'). In this region the current + +--- Page 45 --- +30 +History of Non-Equilibrium Air Discharges +~ +B +C +E +V.,. +--1i~ +~ +I +I i +- +I +; If" +Iii, +1~1 +-I +'1~ +Ii +i 1 +h~! +~F ~ +E +F +A +A' +K +'--_..I.- --1- -L --'-- +10-16 +10.11 +10-8 +10'" +10-2 +10-1 +10 +---_0 Current Density (A crno2) +Figure 2.4.1. Discharge characterization (based on Druyvesteyn and Penning 1940). +drops to the base current if the external source of electrons is switched off +(non-self-sustained region). Once the breakdown voltage Vbr of the gas +space is reached we get into the self-sustained discharge region, starting +with a Townsend discharge. The range of the Townsend discharge is +characterized by a negligible influence of space charge on the applied external +field. This condition is normally fulfilled in the current density range +j = 10-15_10-6 Acm-2. +According to an empirical relation found by Paschen in 1889 the value +of the breakdown voltage for a given gas (and cathode material) is only a +function of the product pressure p times electrode separation d, +Vbr = f(Pd) , or, as we would formulate it today, V br = f(Nd), where N is +the number density of the gas. The old relation is valid only for a given +temperature, in most cases room temperature, while the second relation is +more universal and does not depend on temperature. Some examples for +Paschen breakdown curves in different gases are given in figure 2.4.2. +Since the isolation properties of atmospheric pressure air are of +fundamental interest in high voltage engineering the Paschen curve of air is +extremely well investigated and documented (figure 2.4.3). +It should be mentioned that humidity has an influence on the break- +down voltage of air. Small admixtures lower the breakdown voltage, which +reaches a minimum at about I % water vapor and then rises again (Protase- +vich 2000, p 69). There is also a pronounced frequency dependence of the +breakdown voltage with a minimum value at about I MHz (Kunhardt 2000). +The Paschen curve can be obtained from the ionization coefficient a of +the gas and the 'Y coefficient quantifying the number of secondary electrons +produced at the cathode per ion of the primary avalanche. The first Town- +send coefficient, the ionization coefficient a, defines the number of electrons + +--- Page 46 --- +Electrical Breakdown in Dense Gases +31 +102 l-.JL-J--LL.l..-I......Jw..J.l.-.l..-J...J.,;L..l...-.l.-.L.I...L.l--1-.J....J...1.J +10-1 +Pressure Spacing Product (Torr cm) +Figure 2.4.2. Paschen breakdown voltages for static breakdown in N2 , air, H2, He, Ne, Ar +(based on Vollrath and Thorner 1967 p 81). +produced in the path of a single electron traveling 1 cm in the direction of the +field E. The second Townsend coefficient 'Y depends on the cathode material +and the gas and includes contributions by positive ions, by photons, by fast +atoms, and by metastable atoms and molecules. Theoretically also volume +processes like photo-ionization of the background gas can produce +Air +Temperature: 2O'C +Hr' L-........................ -'-_-'-' .................. -.-l ......................... _ +......................... .l.-..................... '-l-........................ .....J +100l +urI +10 +101 +Pressure Spacing Product (bar mm) +Figure 2.4.3. Paschen breakdown voltages for static breakdown in air (based on Dakin et at +1974). + +--- Page 47 --- +32 +History of Non-Equilibrium Air Discharges +secondary electrons to meet the self-sustainment criterion. However, +electrons released at the cathode travel the whole distance to the anode +and produce more ionization than electrons created en route. For this +reason the onset of breakdown is determined by ,-effects at the cathode. +Typical values of, are in the range 10-4 to 10-1. According to Town- +send (1915) current amplification in the homogeneous field can be written as +eQd +1=10 +d +(2.4.1) +1 -,(eQ +- +1) +and breakdown is reached when current amplification in a gap tends to +infinity: +(2.4.2) +This Townsend criterion for stationary self-sustainment of the current has +been used ever since as a general criterion for stationary breakdown in homo- +geneous fields. +If the ionization coefficient a is approximated by a relation also +suggested by Townsend +(2.4.3) +where A and B are constants characterizing the gas under investigation. The +breakdown voltage Vbf is given by the simple relation +v = +Bpd +b,. +In(Apd) -lnln[(1 +,)11'] +(2.4.4) +For rough calculations in dry air the ionization coefficient a can be approxi- +mated in modern writing as +2: = Ae-BN/ E +N +(2.4.5) +where N is the number density of the molecules, A = 1.4 X 10-20 m2, and +B = 660 Td (1 Td corresponds to 10-21 V m2). This relation approximates +experimental data by Wagner (1971) and Moruzzi and Price (1974) in the +range lOTd < E/N < l50Td (Sigmond 1984). Experimental data for +higher E / N ranges were provided by Raja Rao and Govinda Raju (1971) +and by Maller and Naidu (1976). More sophisticated analytical approxima- +tions for ionization and attachment coefficients covering a wider E / N range +in air can be found in Morrow and Lowke (1997) or Chen and Davidson +(2003). +Using the characteristic values at the minimum of the Paschen curve +(V min and l5 = pd / (Pd)min) equation (2.4.3) can be rewritten as +Vbr +l5 +Vmin +l+lnl5' +(2.4.6) + +--- Page 48 --- +Electrical Breakdown in Dense Gases +33 +so +I +. +. ::p +20 t- +,:" +.. . +10 +t'" +l- +.. +- +-" +i +5 f- I +- +... +'b +2 +. +- +...., +. ., +~ II- +i! +- +!I " +0.5 +1 .. . +, +0.2 +.. +~ +1 +o +25 +SO +75 +100 +125 +to 20 +SO 100 200 5001000 +E(kVcm·l ) +Em (l010 V em:!) +Figure 2.4.4. Ionization coefficient a, attachment coefficient 'fJ and reduced ionization +coefficient 00/ N for dry air (left plots, Les Renardieres Group 1972; right curve from +Raja Rao and Govinda Raju 1971). +a simple formulation of the Paschen law which holds for an extended pd- +range and can be used to get an estimate of the breakdown voltage in a +homogeneous field. For air Vrnin = 230-370 V, depending on the cathode +material, (Pd)rnin ~ 0.6 torr cm. As mentioned before, the original concept +of gas breakdown by successive electron avalanches and a feed-back +mechanism at the cathode was proposed by Townsend in 1915. Later, +more detailed, descriptions can be found in Loeb (1939), Little (1956), +Raether (1964), Hess (1976), Dutton (1978, 1983), Raizer (1986, 1991), and +Boeck and Pfeiffer (1999). A detailed review on the relative contributions +of different "( feedback mechanisms in argon was recently published by +Phelps and Petrovic (1999). An important extension of the simple Townsend +breakdown criterion (2.4.1) for electronegative gases was formulated by +Geballe and Reeves (1953). Introducing the attachment coefficient 'T] the +effective ionization coefficient becomes aeff = a - +'T], and the self-sustainment +condition (2.4.1) becomes +"(a +--[exp(a-'T])d-l] = 1. +(2.4.7) +a-'T] +The ionization and attachment coefficients for room temperature dry air are +plotted in figure 2.4.4. They cross at an Elp value about 25kVcm- 1 bar- 1 +corresponding to an E I N value of about 100 Td. At this value the effective +ionization coefficient of air equals zero because electron collisions leading +to ionization are balanced by electron attachment reactions. At higher +fields ionization dominates, at lower fields attachment. + +--- Page 49 --- +34 +History of Non-Equilibrium Air Discharges +The range of the Townsend discharge (dark discharge) is characterized +by the fact that the current density and the charge density in the plasma is so +low that it has practically no influence on the applied electric field. The degree +of ionization is so small that no appreciable light is emitted. In this regime we +observe an exponential growth of the electron density from the cathode to the +anode, and practically the entire volume is filled with positive ions. A +relatively high voltage is required to meet the self-sustainment condition +(2.4.2). When the current density is increased beyond about 10-5 to +10-6 Acm-2 the Townsend discharge changes to a glow discharge. Now +space charge fields play an important role and the voltage necessary to +sustain the discharge drops to a few hundred volts. A positive space charge +region with high electric fields, the cathode fall region, forms near the +cathode. A positive column of quasi-neutral plasma connects the cathode +region to the anode region. The complicated phenomena occurring in the +transition from a Townsend discharge to a glow discharge have recently +been treated by Sijacic and Ebert (2002). +The theory of the normal glow discharge was formulated by von Engel and +Steenbeck (1934) by applying the Townsend condition for self-sustainment to +the cathode layer. For a wide pressure and current density range the parameters +j / i, VCf and pdcf are constant, where j is the current density, Vcf is the voltage +across the cathode fall region and dcf is the thickness of the cathode fall region. +The values of VCf and pdcf are of the same order of magnitude as those at the +minimum of the Paschen curve. It turns out that the obtained combination +of j / i and VCf corresponds to minimal power dissipation in the cathode +layer (Steenbeck's minimum principle). Typical values for a glow discharge +in air are j/i = 200--570 IlA/(cm torr)2, VCf = 230--370 V, and pdcf = 0.22- +0.52 torrcm, again depending heavily on the cathode material. From these +relations it becomes apparent that glow discharges at atmospheric pressure +can only operate at high current densities with extremely thin cathode layers. +A characteristic feature of the glow discharge is that the two cases of a +normal cathode fall and that of an abnormal cathode fall must be distin- +guished. In the normal glow discharge the current covers only part of the +cathode area, the surface area covered being proportional to the current. +In this case the normal cathode fall voltage is practically independent of +current and pressure. If the current is increased beyond the value required +to cover the whole cathode surface, a region is entered in which the current +density and the cathode fall voltage increase (abnormal glow discharge, +section F --t H in figure 2.4.1, sometimes also referred to as anomalous +glow discharge). The abnormal glow discharge has attracted considerable +attention for technical applications. Due to the positive current voltage +characteristic many of such discharges can be operated in parallel without +requiring individual ballast resistors. +When the current is increased beyond the stage of the abnormal glow +discharge the required voltage drops considerably, to about 10 V, and an + +--- Page 50 --- +Electrical Breakdown in Dense Gases +35 +arc discharge is established. At atmospheric pressure the plasma in most +arc discharges is approaching local thermodynamic equilibrium (thermal +plasma). Thermal plasmas are outside the scope of this book. It should be +mentioned, however, that in the arc fringes, and especially in fast moving +arcs (gliding arcs), non-equilibrium plasma conditions can also be found +and can be utilized for technical applications (Fridman et al 1999, Mutaf- +Yardimci et al 2000). +2.4.2 Streamer breakdown +As was pointed out by Rogowski (1928), breakdown in wide atmospheric- +pressure air gaps subjected to pulsed voltages proceeds much faster than +can be explained by the mechanism of successive electron avalanches +supported by secondary cathode emission. An essential feature of this Town- +send breakdown mechanism is that the space charge of a single electron +avalanche does not distort the applied homogeneous electric field in the +gap. This limits the number of electrons in the avalanche head to stay +below a critical value Ncr (about 108): +(2.4.8) +When the amplification of the avalanche reaches this critical value before +arriving at the anode, local space charge accumulation leads to a completely +different breakdown mechanism. The concept of this 'Kanalaufbau' or +'streamer breakdown' was developed independently by Raether (1939, +1940), Loeb and Meek (1941) and Meek (1940). Streamer breakdown is a +much faster process and results in a thin conductive plasma channel. +Streamer breakdown can always be provoked by applying a certain over- +voltage to the gap with fast pulsing techniques. The concept of streamer +breakdown is based on the notion that a thin plasma channel can propagate +through the gap by ionizing the gas in front of its charged head due to the +strong electric field induced by the head itself. In air the conditions for Town- +send breakdown or streamer breakdown are well established (figure 2.4.5). +Only close to the boundary line may both types of breakdown occur. +From this curve it is apparent that at larger pd values a relatively modest +overvoltage will result in streamer breakdown. It should also be pointed +out that the often cited criterion originally derived by Raether (1940), that +in air at pd values < 1000 torr cm Townsend breakdown can be expected +and above this value streamer breakdown is not always applicable in this +generality. In dry air the Townsend mechanism must be invoked at low over- +voltages at least to pd values up to 10 000 torr cm (Allen and Phillips 1963). +Following the early observations ofthe Loeb school in California and of +Raether and his students in Hamburg many experimental investigations have +been devoted to the observation of the streamer phase in different gases. The +physical processes involved are discussed in review papers by Marshak + +--- Page 51 --- +36 +History of Non-Equilibrium Air Discharges +24 +..- +~ +~ 16 +~ +~ 1 8 +> +0 +0 +250 +850 +1450 +2050 +2650 +Pressure Spacing Product (Torr cm) +Figure 2.4.5. Curve separating conditions resulting in air breakdown by the Townsend +mechanism (lower region) and by the streamer mechanism (upper region) (from Korolev +and Mesyats 1998 p 65). +(1961), Lozanskii (1976), Kunhardt (1980), Kunhardt and Byszewski (1980), +Dhali and Williams (1985, 1987) and in various handbook articles (Dutton +1978, 1983) and textbooks (Loeb and Meek 1940, Llewellyn-Jones 1957, +1967, Raether 1964, Meek and Craggs 1978, Kunhardt and Luessen 1983, +Korolev and Mesyats 1998). +The numerical treatment of streamer propagation has become possible +only later, starting with simplified one-dimensional models about 1970. +Among the first computer simulations were those of Dawson and Winn +(1965), Davies et al (1971), Kline and Siambis (1971, 1972), Gallimberti +(1972), and Reininghaus (1973). An analytical approach to streamer propa- +gation was proposed by Lozansky and Firsov (1973). They considered the +streamer to be a conductive body having the shape of an oblong ellipsoid +of revolution, placed in an external field E. For this configuration an +analytical solution exists for the potential distribution around the body. In +such models the streamer propagation velocity is determined by the drift +of electrons in the enhanced field region at the streamer tip. Higher velocities +can be obtained if processes are included that generate electrons in front of +the streamer head or that assume a certain level of background ionization. +There is still considerable debate about the major physical processes involved +in streamer propagation and about the appropriate boundary conditions for +numerical simulations. In air, or other oxygen nitrogen mixtures, photo- +ionization in the gas volume in front of the streamer head is considered an +important process that is included in many numerical simulations. Unfor- +tunately there is only limited experimental evidence of this process (Penney +and Hummert 1970, Zheleznyak et al 1982). Some authors claim that +photo-ionization is a crucial feedback mechanism placing seed electrons + +--- Page 52 --- +Electrical Breakdown in Dense Gases +37 +1.0 +17 ns +I +0.1 +0.1 +c: +0.7 +~ ... +0.50 +Ionisation +0.45 \::;I +0.40 + O.I11A) and luminosity around the wire or +the sharpened electrode. +Equation (2.5.2) is obtained under the assumption that the space +charge in a drift region is small enough. Therefore this formula describes +only the initial current of a corona under the influence of an applied voltage + +--- Page 62 --- +Corona Discharges +47 +U not far from the inception voltage Uo. Loeb (1965) suggested that the +time-averaged V AC of a corona discharge can be approximated by a +universal parabolic dependence +1= kU(U - Uo) +(2.5.3) +which can describe the corona current in any geometry and at any voltage up +to the spark transition. In this case, the proportionality factor k and the +corona ignition voltage Uo depend on the geometrical features of the elec- +trode system (for instance, on the tip radius of the pin and the inter-electrode +distance), the polarity of the applied voltage, the pressure and the mixture of +the background gas) and has to be determined by experiment. This idea is +very popular in the literature at present, and some results on fitting of the +parabolic approximation with experiment can be found in Lama and Gallo +(1974), Sigmond (1982), Vereshchagin (1985), and Akishev et al (2003). +2.5.2 Negative dc corona discharges +For definiteness, the emphasis in this section is on the physical properties of a +negative corona for a pin-to-plane geometry mainly in air. The mechanism of +Trichel pulses and the transition of the negative corona to the spark are +discussed in detail. +Regularly pulsing corona +As mentioned above, while studying the negative point-to-plane corona in +air, Trichel revealed the presence of regular relaxation pulses (Trichel +1938). The qualitative explanation given by him included some really impor- +tant features like the shielding effect produced by a positive ion cloud in the +vicinity of the cathode. In later work (Loeb et a11941) it was stated that the +Trichel pulses exist only in electronegative gases, and particular emphasis +was put on the processes of electron avalanche triggering. It was also stressed +that, usually, the time of the negative ion drift to the anode is much longer +than the pulse period. More detailed measurements of the Trichel pulse +shape demonstrated that the rise time of the pulse in air may be as short as +1.3 ns (Zentner 1970a), and a step on a leading edge of the pulse was observed +(Zentner 1970b). Systematic studies of the electrical characteristics of Trichel +pulses were undertaken (Fieux and Boutteau 1970, Lama and Gallo 1974), +and relationships were found for the pulse repetition frequency, the charge +per pulse and other properties. +Among attempts to give a theoretical explanation for the discussed +phenomena the work of Morrow is most known (Morrow 1985a), in which +the preceding theories were also reviewed. The continuity equations for +electrons and for positive and negative ions in a one-dimensional form +were numerically solved together with Poisson's equation. The negative + +--- Page 63 --- +48 +History of Non-Equilibrium Air Discharges +corona in oxygen at a pressure of 50 torr was numerically simulated. Only the +first pulse was computed, and extension of calculations for longer times +showed only continuing decay of the current. In Morrow (198Sa) the +shape of the pulse was explained while practically ignoring the ion-secondary +electron emission. In the following paper (Morrow 1985b) the step on the +leading edge of the pulse was attributed to the inclusion of photon secondary +emission, and the main peak was explained in terms of the ion-secondary +emission. This explanation was criticized later by Cermik and Hosokawa +(1991), pointing at the importance of an ionization-wave-like evolution of +the cathode layer at early stages. +A more detailed analysis of the mechanism of Trichel pulses based on +numerical simulations was proposed by Napartovich et al (1997) with the +use of a I.S-dimensional numerical model. This numerical model, succeeding +in reproducing the established periodical sequence of Trichel pulses in dry air +in short-gap « 1 cm) coronas, was formulated for the first time. The three- +component simplified kinetic model was used with only one type of negative +ions, namely O2, produced in an electron three-body attachment process. +The electron-ion and ion-ion recombination may be neglected for the +conditions of the corona discharge. +To describe the pulse mode of the negative point-to-plane corona it is +sufficient to solve the continuity equations for electrons, positive and nega- +tive ions and Poisson's equation under the assumption that the current +cross section discharge area S(x) is a known function of coordinate x. The +boundary conditions for positive and negative ions are self-evident: their +number density is equal to zero at the anode and cathode, respectively. +For electrons, in contrast to Morrow, only the ion secondary emission is +included. +It was assumed that all physical quantities are constant jn every cross +section of the discharge current. The same approximation was used by +Morrow, but he assumed unrealistically the form of discharge channel to +be cylindrical. However, it is well known from numerous experiments that +the discharge current is concentrated near to the point and occupies a +comparatively large area on the anode surface. The ratio of the current +spot radii on the anode and cathode is of the order of 104 . +A sample of a calculated current pulses and the time dependence of the +replenishment criterion integral M = fa dx during pulsation are shown in +figure 2.5.3 (a is the ionization coefficient). +To illustrate effects of non-linear evolution of the corona in the pulse +regime, spatial distributions of physical quantities in the active zone at the +moments listed in table 2.5.1 corresponding to the front of the pulse are +presented in figure 2.5.4. +When the number density of positive ions becomes larger, it causes an +increase of the electric field strength near the cathode. This increase is in +turn followed by a rapid growth of the electron multiplication factor, and + +--- Page 64 --- +10 +51--_~"""" +•••••• 71\ +.... +o +88 +a +89 +.,' +Corona Discharges +49 +.. ' +. +. +' +.' +In(1+1fgamma) +- -~. - +. ,,- +", +'. . ....... . +. .' +.. ' +l +90 +91 +Time (10 +.. s) +,.' +.' +.... +. +' +7 +92 +, +. +. ... +.... +- - +93 +". . .,- +.... +94 +Figure 2.5.3. Calculated current pulses and replenishment criterion integral M = fa dx as +a function of time. +the ion number density. This feedback is strongly non-linear because of the +exponential growth of the electron current with the ionization coefficient +a, which is also a steep function of the electric field strength. As a result of +the strong electron multiplication a plasma region is formed where the +electric field strength diminishes due to high electron mobility (in other +words, due to plasma shielding). This structure propagates at very high +speed to the cathode (see the transition from curve 2 to 3). As a result of +this wave propagation, the voltage drop across the active zone diminishes +while the electric field strength at the cathode grows. This means that the +dynamical differential resistance of the shrinking cathode layer is negative. +At this phase the electric current at the cathode is predominantly the +displacement current. +To illustrate in more detail the processes during the pulse decay, the +spatial distributions of the physical quantities at the moments listed in +table 2.5.2 are presented in figure 2.5.5. +Table 2.5.1. +Time (Ils) +Current (IlA) +Moment +2 +3 +4 +5 +6 +7 +89.99907 89.99952 90.00000 90.00050 90.00125 90.00325 90.00525 +319 +548 +2351 +1728 +1216 +2249 +2741 + +--- Page 65 --- +50 +History of Non-Equilibrium Air Discharges +600 +6 +5 +400 +200 +0.005 +0.01 +0.015 +0.02 +Distance from cathode (cm) +Figure 2.5.4. Time evolution of the electric field distribution in the active zone. Moments +1-7 correspond to table I (leading edge of current pulse). +In conclusion, the decay of the Trichel pulse is governed by the decay of +a cathode layer formed in the course of the preceding evolution. This cathode +layer is similar in many respects to the well-known cathode layer of the glow +discharge. In particular, the cathode current density at the maximum is of the +order of the so-called normal current density. However, certainly this layer +does not coincide with the classical cathode layer. In particular, figure +2.5.5 demonstrates that the electric field distribution controlled initially by +space charge (moments 1-4) evolves to the 'free-space' distribution +(moment 5). Due to the strong increase of the 'free-space' cathode layer in +thickness, the replenishment criterion integral M = f Q: dx grows again, +and the pulse process repeats. +More recent three-dimensional calculations of a negative corona with +Trichel pulses (Napartovich et at 2002) revealed a new feature in the +dynamics of the active zone (cathode layer) during the leading and trailing +edges of a current pulse: the cathode layer shrinks in axial direction and +Table 2.5.2. +Time (Ils) +Current (1lA) +90.02200 +1579 +2 +90.06200 +678 +Moment +3 +90.10005 +367 +4 +90.20217 +12.1 +5 +90.40041 +0.67 + +--- Page 66 --- +400 +300 +100 +2 +__ \ +4 +~-- +"0:- - +- __ +- +__ +Corona Discharges +51 +5 +"""," +~ - - - - - - - ~ +--= +0~~~~'~_~·~·'··="·=""~"·=····~"·~m5 ... ~.~.~~ .. ;.; +m.~~~.~._~.~._~=--~.;.~_~.~ .. ~P'~' ~~ +o +0.005 +0.01 +0.015 +0.02 +Distance from cathode (cm) +Figure 2.5.5. Time evolution of the electric field distribution in the active zone. Moments +1-5 correspond to table 2 (trailing edge of current pulse). +extends in radial direction when the current increases, and it shrinks in radial +direction and extends in axial direction when current decreases. +The results presented above show that the negative ions do not play an +essential role in the mechanism of Trichel pulses. This implies, in contra- +position to popular opinion, that the pulsed regime can also be observed +for a negative corona in electropositive gases like Ar, He, and N2 • Indeed, +experiments performed by Akishev et al (200 1 b) proved this conclusion. +Current oscillations caused by the existence of a negative differential resis- +tance of the dynamic cathode layer at its formation were also observed in +dielectric barrier discharge in He (Akishev et al200lc). +Spark formation +There is scanty information on spark formation in negative coronas. For +instance, for a pin-to-plane configuration Goldman et al (1965) stated that +spark occurs due to development of ionization phenomena on both sides +of the gap resulting in the propagation of a positive streamer originated at +the plane anode if the critical electric field strength ("-'25 kVjcm) is reached +at the anode. However, this general statement does not take into account +in an explicit form the existence of glow discharge regime (see section 6.7), +which follows the true negative corona and precedes the spark. +The corona-to-glow discharge transition is accompanied first by the +appearance of an intensive light emission near the anode corresponding to +the formation of an anode layer of the glow discharge, and second by the + +--- Page 67 --- +52 +History of Non-Equilibrium Air Discharges +j I jo +1,0 +0,8 +0,6 +0,4 +0,2 +rid +0,0f4:;::;=;~~~;:;:;=;=P--':"';"'::' +0,0 +0,5 +1,0 +1,5 +2,0 +Figure 2.5.6. Evolution of radial distribution of anode current density with increase in +current of a pin-plane discharge. +formation of a plasma column in the gap. The V AC of a glow discharge +anode layer with a current density of several tens to hundreds of IlA/cm2 +has a negative slope. It means that the anode region is unstable and tends +to shrink into small current spot(s), which provoke glow discharge constric- +tion and spark formation. Therefore, in order to understand adequately the +mechanism of the corona-to-spark transition in a pin-plane geometry, it is +necessary to take into account the physical properties of glow discharge, +which is the intermediate stage of this transition. Experiments on the evolu- +tion of the current and light emission radial distribution under transient +process true negative corona --; glow discharge --; spark were carried out by +Akishev et at (2002, 2003a). Some data from these investigations are +presented in figures 2.5.6-2.5.8. Experiments were performed in static air +at 300 torr. The gap length was d = lOmm, the radius of a pin tip was +0.06mm. +One can see (figure 2.5.6), as the total current increases and the pin-plane +discharge is switched from corona to glow discharge, that the electric +current concentrates more and more around the pin-plane axis. The radial +distribution of light emission near the anode exhibits a different behavior. +At the initial currents of the glow discharge, light emission concentrates +predominantly at the pin-plane axis. However, the effective radius of the +glow region near the anode grows slowly with increasing total current. +This tendency is seen in the glow discharge regime up to glow discharge- +to-spark transition. Nevertheless, the effective radius of the current channel +always exceeds the radius of glow column. +The corona-to-spark transition was induced by the superposition of a +saw-tooth pulse on a steady corona at low current. The appropriate wave- +forms of current and voltage of the discharge in the course of its induced +sparking are presented in figure 2.5.7. The data in figure 2.5.6 correspond +to those in figure 2.5.7. The region of the oscillogram with low amplitude +of discharge current corresponds to quasi-stationary true negative corona; + +--- Page 68 --- +I - +.,. . .. +.- +-.-~ ..... -...•... -.. +.. +'* +• +:0 +.- +Corona Discharges +53 +.: t +Figure 2.5.7. Time behavior of current (I) and voltage (U) under induced corona-spark +transition. [t] = 100IlS/div, [I] = 2mA/div, [UJ = 2kV/div. Initial current! = 1001lA. +the region with a rapidly growing current corresponds to the transient glow +discharge, and an extremely short region with vigorously growing current +corresponds to spark formation. +Some shots of a pin-plane discharge in the course of its induced sparking +are presented in figure 2.5.8. +The five pictures in figure 2.5.8 present the development of spatial +structure of the transient glow discharge from its forming up to the spark +transition. The numbers of the pictures correspond to the moments indicated +in this figure. No. 1 corresponds to the formation of an anode layer of +the glow discharge; No.2 corresponds to the formation of plasma column +in the gap; No. 3 corresponds to constriction of anode layer into two +The uprise of an +anode layer of the +glow discharge. +Exposition: 5 JI.S +" +• +2 +4 +Formation of +Constriction of the +plasma +anode layer into +column in bulk of two high-current +glow discharge. +spots. +Exposition: 5 JI.S +Exposition: 1 JI.S +• +5 +Elongation of +current +filament originated +from anode current +spot. +Exposition: 1 JI.S +1 +6 +Bridging of a +Gap by current +filament; +formation of +spark +Exposition: +5J1.S +Figure 2.5.8. Scenario of spark formation III pin-to-plane negative corona in air. +P = 300 torr. + +--- Page 69 --- +54 +History of Non-Equilibrium Air Discharges +high-current anode spots; No.4 corresponds to the elongation of a current +filament originated from one of the spots; No.5 corresponds to bridging +of the gap by the filament and formation of a spark. +Figure 2.5.8 shows that a sharpened cathode pin does not initiate +sparking but that the plane anode does. The presented scenario of spark +formation in a pin-to-plane negative corona is the same in principle as the +constriction of a glow discharge observed in experiments with diffusive +glow discharges in air flows at medium pressures (Velikhov et a11982, Napar- +tovich et al 1993, Akishev et al 1999a). The characteristic velocity of the +current filament propagating towards the cathode pin through the plasma +column of the glow discharge equals lO4_lO5 cm/s. This is much slower +than the velocity of lO7_lO8 cm/s typical for classical positive streamers. +2.5.3 Positive dc corona discharges +Burst corona +The self-sustained Townsend regime of a positive corona (/ ~ lO-7 IlA) is +characterized by almost the same voltage compared with that of the negative +corona. This regime exhibits so-called burst pulses, the frequency of which +increases with current, and which disappears towards the end of Townsend +regime to be followed by quiet glow corona. The burst corona is a difficult +problem for quantitative description because of its statistical nature. +Glow corona +The generation zone of the glow corona consists of two regions: a very thin +anode layer with negative space charge, and a positively charged glow or +ionization zone. The anode layer has the V AC with negative slope. The +glow zone is very similar to the cathode layer of a classical glow discharge. +Once the corona current increases, the thickness of glow zone also grows. +At lower pressure, the transition corona-to-glow discharge occurs when +the glow zone of the corona occupies the whole inter-electrode gap. Sub- +sequently, the glow zone breaks off from the wire or pin and attaches to +the plane or cylindrical cathode in the form of a thin and uniformly extended +glow cathode layer. This process is accompanied by oscillations of discharge +current and reduction in discharge voltage. In static air (1 atm), the cathode +layer and plasma column of the glow discharge at a current of several rnA are +very constricted (~1 mm). +It is widely believed that self-sustaining of a positive corona is provided +exclusively due to photo-ionization of the background gas. On the other +hand, if the background gas is a pure mono-atomic or mono-molecular gas +like pure He or N2, it is hard to explain an emergence of the needed high- +energy photons in such gases because information about electron-atom and + +--- Page 70 --- +Corona Discharges +55 +electron-molecule collision processes, resulting in emission of quanta of +energy greater than the ionization potential, is not known. However, there is +no necessity to take into consideration the photo-ionization in the case of a +steady or slowly changing corona. Indeed, the characteristic time of a positive +feedback for the development of electron avalanches due to photoemission of +secondary electrons from cathode equals the drift time for electrons, +Te ::::0 10-6-10-5 s across an inter-electrode gap filled with electropositive gas +or the drift time of negative ions, Tin ::::0 10-4_10-3 s for given electronegative +components in the background gas mixture. In the latter case it is presumed +that negative ions release electrons at the generation zone in the vicinity of a +pin due to fast detachment processes in strong electric fields. For positive +ion ,-emission of electrons from the plane electrode, the total time of the +feedback is the sum Tf = Te + Tip ~ Tip and Tf = Tin + Tip in the case of electro- +positive and electronegative processing gases, respectively. So, for steady or +slowly changing conditions (i.e. characteristic time in the changing of corona +parameters exceeds Tr) the positive corona can be sustained by a feedback +mechanism identical to that in the negative corona. The V ACs of positive +coronas calculated with the use of this idea are in good agreement with the +experimental ones (Akishev et al1999b). +F or a long time, it was believed that the electrical current of the positive +corona in the glow mode is stable. It seems likely Colli et al (1954) were the +first to report on oscillatory behavior of the glow corona current in a cylind- +rical geometry. In pioneering studies on non-linear oscillations (Fieux and +Boutteau 1970, Beattie 1975, Boullound et al 1979, Sigmond 1997) it was +revealed that the current and luminosity of the glow corona were in fact +not constant, but oscillated regularly with a high frequency (105-106 Hz). +It was also found that the waveform of the current self-oscillations had a +relaxation type with a sharp increase of current at the leading edge of +pulse and a slow decay at the pulse tail. The waveform of a light emission +signal was more symmetrical. The maximum of the light emission signal +was correlated with the maximum of the current pulse. According to Fieux +and Boutteau (1970) and Beattie (1975), the period of self-oscillations fell +with the decrease in radius of the corona electrode and practically did not +depend on the average current of corona. The region of existence of free- +running oscillations in plane of the IP parameters (current I, gas pressure +P) for coaxial wire-cylinder glow coronas in N2 is given in figure 2.5.9 +(taken from Akishev et alI999b). +For the description of the positive corona between a wire and a cylinder, +the fluid model equations were solved by Akishev et al (1999b) on the +assumption that the ionizing agent in the vicinity of a wire is the soft x-ray +radiation produced in collisions of electrons accelerated in a strong electric +field near wire with the wire surface. This is the so-called Bremsstrahlung +radiation. The total electric current was a sum of displacement and conduc- +tivity currents. A numerical model developed in Akishev et al (l999b) + +--- Page 71 --- +56 +History of Non-Equilibrium Air Discharges +700 +-< 600 +::I. +..z e 500 +.. .. +::I +~ 400 +~ +B 300 +&'., S 200 +;. +-< +100 +0 +0 +100 +200 +.---------- --- .... _- +-<>-I,IlA +-o-I,IlA +.-•. - I, IlA +-+-I,IlA +300 +400 +500 +Pressure, Torr +600 +700 +800 +Figure 2.5.9. IP-region of existence of oscillations for a coaxial wire-cylinder corona in N2. +The oscillation region is bounded by curves I) and h Radii of anode and cathode are 0.75 +and IOmm, respectively. Empty and filled markers correspond to a mesh and to a solid +cathode. +provides a description of the V AC averaged in time and non-stationary +effects in glow positive corona with a satisfactory accuracy. +Streamer corona +The quiet glow corona follows a noisy streamer regime. The threshold +current depends on the degree of inhomogeneity of the electric field in the +gap: in general, the greater the radius of curvature of the electrode, the +lower the threshold current. As a rule, the streamer regime of the steady +corona in fact is a regime with intermittent transitions between glow and +streamers. The repetition frequency of the streamer appearance in the +corona gap increases with total current. +First, it should be particularly emphasized that the mechanism of +initiation of streamers in the steady glow corona is not the same as that in +a non-pre-ionized gap stressed with a high-voltage pulse. In the latter case, +a necessary condition for formation of a positive streamer is a high initial +value of the replenishment integral M = f6 (0: - ry) dx :::: 18-20 (Meek's or +Raether's criterion). Recall that M is the resulting coefficient of ionization +multiplication of an electron avalanche across inter-electrode gap. However, +the value of M in a self-sustained glow corona always stays much lower +(M = In((1 + 'Y)h) ::; 3-6) at any current. Therefore, it is not clear from +the point of view of Meek's criterion how it is possible to induce streamers +in glow corona if Meek's criterion is not met. + +--- Page 72 --- +Corona Discharges +57 +. +~,"- +Figure 2.5.10. The sequence of eight frame pictures illustrating the chaotic dynamics of +high-density current spots on the anode surface of a glow positive wire-cylinder corona. +Air, P = 30 torr, radius of inner wire (anode) ra = 0.5mm, radius of cylinder +Rc = IOmm, reduced corona current per em of its length 1= 80IlA/cm, U = 1.6kV. +Time exposition of each frame picture is 51ls. The time interval between neighboring +frames is 51ls. A typical diameter of current spot is 0.5 mm. +Second, the streamers developing in the gap of a glow corona propagate +through well pre-ionized gas with a marked concentration of charged +particles (electrons and/or negative ions), which is higher or of the same +order compared with the number density of the seed electrons obtained in +the numerical calculations due to using photo-ionization in the model. +This means that it is not necessary to engage a disputable photo-ionization +process for the description of streamer development in a glow corona. +A search for the reasons responsible for initiation of streamers in a glow +corona at low M was carried out in Akishev et at (2002b). The anode region +of the glow corona appears to the naked eye as homogeneous, but in fact +glow is not uniform. Akishev et at (2002b) revealed the formation of +numerous and non-stationary small current spots on the glowing anode +(figure 2.5.10). +To obtain controlled conditions in the experiment, they used a positive +corona at lower pressure. The critical current for the appearance of spots +decreases with pressure, and at atmospheric pressure it is close to the +threshold current for the initiation of streamers (about 50-7011A per pin +for a corona in air). The anode spots become more intensive and appear +more frequently when the total corona current increases. This finding +correlates with the same behavior of the streamers. +Akishev et at (2002b) suggest that the current spots arise due to +development of an ionization instability in the anode region, and that +these spots induce streamers in a glow corona. As a matter of fact, each +current spot corresponds to a local breakdown of the glow generation +zone. This breakdown releases a voltage drop of about 0.5-1 kV, which +results in an instantaneous and strong increase of the local reduced electric + +--- Page 73 --- +58 +History of Non-Equilibrium Air Discharges +field that is sufficiently large to induce a streamer at the anode. The time it +takes to develop an ionization instability depends on the mixture of the +processing gas. The use of admixtures like Ar or CO2 injected in the anode +region results in an increase of intensity and frequency of streamers in a posi- +tive corona in air (Yan 2001 and literature cited therein). This is consistent +with the idea mentioned above about provocation of streamers by anode +current spots. +Streamers-to-spark transition +This phenomenon is presented here using the example of sparking of a +positive steady corona in a pin-to-plane electrode configuration and based +on experimental results obtained at different times by the teams of Loeb, +Kaptsov, Goldman, Marode, Sigmond, Rutgers, Veldhuizen, Ono, Yamada, +and many other groups. +An increase in the corona current precedes the elongation of the +streamers and finally bridging of the gap by some of them. Each bridging +results in a current pulse of several tens of mA (see figure 2.5.11 taken +from Akishev et at 2002b), which is not yet a spark pulse. The amplitude +of a streamer pulse is much higher compared with the average corona +current. Such an amplitude is possible due to existence of stray capacitance +in the external circuit. +For low current steady corona, a sequence of several bridging streamers +is required for a spark to happen, with the time interval between two +streamers not longer than about 100 J.LS. Such a short interval ensures that +the local energy deposited by the foregoing streamer in a gas volume of +tiny size (of the order of the streamer diameter) is not dispersed due to +diffusion before the subsequent streamer occurs. In such a case, energy will +accumulate in time within a small volume near the tip of the pin. The high +Figure 2.5.11. Waveform of a positive corona current under self-running streamers and +regular streamers-to-spark transition. Horizontal and vertical scales are 50 JlS and 10 rnA +in division. Air, I atm. Pin-to-plane gap, 17 mm. + +--- Page 74 --- +I +11 -0.2-0.8 A +, +, +1. +1 +.. I +- SOOns' +Corona Discharges +59 +12 -0.01 A +2-4 +- 0,5 - 100 Ils +-l.SIl~ +, +, +, +, +:1 +t' +Figure 2.5.12. Generalized behavior in time of positive corona current under induced +sparking. Each scale is an arbitrary one. Gap length 17 mm. Ambient air at atmospheric +pressure. U = 20.7 kV, I = 551lA, !1U = 1.8 kV. +level of specific energy deposited in the gas will result in a dramatic +intensification of ionization and detachment processes and in the creation +at the pin of the embryo of a pre-spark current filament, which will elongate +and propagate towards the cathode plane and eventually form a spark. +Estimations of the specific energy locally deposited by streamers gives a +minimal value of the order of 0.6-1 J Icm3• +High-speed photography is used to investigate the spatio-temporal +evolution of the discharge during sparking. Pioneering experiments were +done with high over-voltage of a pin-plane gap with the use of streak +cameras. It was revealed that spark formation takes two stages. The first is +a fast propagation (with velocity about 108 cm/s) of the so-called primary +streamer traveling from the pin towards the plane cathode. The second +stage occurs with some delay, heavily depending on the magnitude of the +over-voltage. At this stage, the so-called secondary streamer propagates +slowly with a velocity of about 106 cmls along the same trajectory. Upon +bridging of the gap by the secondary streamer, the discharge current +increases abruptly, and spark formation is completed. The experiments +with a steady corona under stepwise small change in applied voltage (low +over-voltage) showed that several generations of primary streamers take +place during the first stage (Akishev et at 2002b). The secondary streamer +develops very slowly (with velocity about 105_104 cm/s) supported by a +low magnitude of the discharge current (figures 2.5.12 and 2.5.l3). +So, in contrast to a primary streamer developing due to intensive direct +ionization in strong electric field around its head, the secondary streamer +propagates due to an increase of the ionization processes associated mainly +with a slow process of energy deposition into its body (gas heating, vibra- +tional excitation, etc). In this respect, propagation of the secondary streamer +is analogous to the non-homogeneous constriction of a pulsed glow +discharge at atmospheric pressure and to steady glow discharge in gas + +--- Page 75 --- +60 +History of Non-Equilibrium Air Discharges +Figure 2.5.13. Typical temporal evolution of positive pin-plane corona morphology +under induced sparking. Experimental conditions are the same as in figure 2.5.14. Time +exposition for frames 1, 2, and frames 3, 4 is 0.2 and 0.51ls respectively. Time interval +between neighboring frames is Ills. +flows at sub-atmospheric pressure (Velikhov et al 1982, Napartovich et al +1993, Akishev et aI1999a). Finally, the mechanisms of propagation of both +the secondary streamer (pre-spark filament) in the positive corona and +pre-spark filament in the negative corona are based on the development of +ionization instabilities in the discharge and therefore have much in common. +The completion of spark formation is the bridging of the gas gap and is +accompanied by a dramatic growth of the discharge current (current ampli- +tude of several amperes and slope of current rise oJ/at ~ 1 07 A/s). As a rule, +the external circuit of a typical corona discharge includes a power supply +delivering several units or tens of kV in output voltage and a ballast resistor +of several units or tens of MO. It is clear that such huge current amplitudes of +the spark can be sustained only by a displacement current in the external +circuit. However, there is one problem. Calculations of the charge transferred +by spark, require a capacitance much in excess of a static stray capacitance +(about units or tens of pF) of an external circuit. A possible reason for this +discrepancy is that the quasi-static approach commonly used for the analysis +of the corona circuit does not work in the case of a spark with rapidly +changing current generating a vorticity of the electric field. +2.5.4 AC corona discharges +Alternating voltages applied across a corona gap introduce new features in +the physics of this discharge. First, due to low mobility of the charge carriers +in air (f.-tr ~ 2 x 10-4 m2 V s for positive and negative ions) and low concen- +tration of ions in the bulk, the displacement current can be a marked or +even dominant component of the total corona current at relatively low +frequencies +of the +supply +voltage. +Indeed, +from +the +condition +co(aE/at) ~ ef.-tjEnj for E(t) = Eo coswt, one can obtain an estimate for +minimal circular wand cyclic f frequencies satisfying this inequality: +w ~ 3 x 1O-7nj and f ~ 5 x 1O-8nj (nj is the local density of ions in cm-3 + +--- Page 76 --- +Corona Discharges +61 +in the bulk) of the gap, and which result in a displacement current being an +essential component of the total current. For centimeter gaps of pin-plane +coronas, the number density of the ion space charge may range over +ni ~ (2 x 109)-(2 x 1010) cm-3 depending on the magnitude of the corona +current. This means that the displacement current has to be taken into +account in ac coronas at frequencies of applied voltages f 2: 102_103 Hz. +Second, the drift of ions across the inter-electrode gap takes a finite time +of the order of Tj ~ d I f..liE and governs the establishment of a unipolar posi- +tive or negative dc corona (for a negative corona in a electropositive gas, it is +necessary to take the time of the electron drift). In the case Ti > T 12 (T = llf +is the period of the applied ac voltage), ions (say, positive ions) formed +during the preceding half-period are trapped in the bulk of the gap by an +electrical field of opposite direction in the succeeding half-period. The +same situation will occur with negative ions. This means that the drift +region of an ac corona is filled with ions of the opposite sign that tend to +diminish the resultant space charge in the drift region and that are subjected +to volume recombination. So, in some respect, an ac corona at frequencies +f 2: f..liE 12d is akin to the bipolar dc corona between two wires or sharpened +pins. A quantitative estimate for the critical frequency of the supply voltage is +f> (2 x 103)-(2 x 104) +- +d(cm) +Hz. +(2.5.4) +Finally, for high frequencies f 2: 105 Hz, the ac corona is called a torch +corona, which has nothing in common with dc coronas. Detailed informa- +tion about the properties of ac coronas can be found in Loeb (1965 ch 7D). +Interesting types of atmospheric pressure ac discharges for the genera- +tion of non-thermal plasma at/on dielectric surfaces were published recently +by Akishev et at (2002c) and by Radu et at (2003). These discharges are +sustained in the electrode configuration combining the electrode elements +of both corona (metallic pines)) and dielectric barrier discharge (metallic +plate covered with a thin dielectric layer) and called barrier corona or pin- +to-plane barrier discharge. In Radu et at (2003), the authors investigated +experimentally and theoretically the glow mode of a pin-to-plane barrier +discharge in He at atmospheric pressure. In Akishev et at (2002c), the glow +and streamer regimes of a barrier corona in ambient air, Ar, He, and N2 +are investigated. Some results of the latter investigation are presented below. +Properties of ac barrier corona (A CBC) in air +The properties of ACBC in air, widely used as a processing gas for the +generation of non-thermal plasma at atmospheric pressure, are interesting +in themselves, but the main goal here is a comparison of discharges in air +and Ar, in order to show an important advantage of the latter. The presence + +--- Page 77 --- +62 +History of Non-Equilibrium Air Discharges +~B:~j. +................. +(a) +(c) +Figure 2.5.14. Side view of ac barrier corona in air with a sharpened electrode and barrier +of PE-film, at a frequency of 50 Hz and different inter-electrode gaps, h: (a) h = 1.5 cm, +U = 25kV; (b) h = 2.5cm, U = 32kV. (c) Typical voltage (above) and current +oscillograms of an ac barrier corona in air with a sharpened electrode and a barrier of +PE-film. Frequency: 50 Hz. The time scale is 5 ms/div, the voltage amplitude is 32 kV. +of electron attachment processes in air results in great differences between +discharge parameters and visual appearance observed for ACBC in air and +argon. An ac discharge in air requires a substantially higher voltage (more +than ten-fold) to sustain the discharge than that in Ar. Images of ACBC in +ambient air are presented in figure 2.S.14(a) and (b), where the ac barrier +corona appears almost homogeneous in the gas gap and above the surface +of a dielectric film. In fact, the ACBC in air has two different current +modes, depending on positive or negative polarity of the applied voltage. +These modes clearly reveal themselves in the waveform of the ACBC current. +Representative examples of current and voltage oscillograms are presented in +figure 2.S.14(c). +During the positive half-period, the ACBC is non-uniform because it +operates in the streamer regime. Streamers manifest themselves in the form +of sharp spikes in the current oscillogram. The number and amplitude of +spikes increases with rising voltage amplitude and inter-electrode gap +length. As a rule, each current spike correlates with a separate group (or +generation) of streamers. These streamers, which originate at the sharpened +metal electrode, the anode during the positive half-period, are distributed +randomly within a dome over the dielectric film. The diameter of this +dome-shaped volume increases with the length of inter-electrode gap +(figure 2.S.14(a), (b)). Each streamer strikes the surface and branches over +it in the form of short sliding surface streamers. The streamer length in the +bulk of the gap is much greater than those on the surface. Volume streamer +characteristics are identical to those in the streamer regime of steady-state dc +positive pin-plane corona in air with metallic electrodes, while the properties +of the short surface streamers are close to those observed in classical ac +barrier discharges (Eliasson et a11987, Eliasson and Kogelschatz 1991). +The negative half-period of the ACBC corresponds to a homogeneous +glow regime without any spikes in the current oscillogram. The discharge + +--- Page 78 --- +Corona Discharges +63 +properties of ACBC in the gap (the magnitudes of average electric field and +current density) during this half-period are practically the same as those in a +steady-state dc negative pin-plane corona in air with metallic electrodes. The +properties of the ACBC near the surface of the polymer film are similar to +those of the anode region of both the classical barrier discharge in the low- +current, uniform glow mode, and of the steady-state dc negative pin-plane +corona with a resistive anode plate. +There are two reasons why streamers are absent during the ACBC +negative half-period. First, pins do not provoke streamers in a negative +corona, and second, the uniform anode region formed near the dielectric +film is highly tolerant to streamer initiation as well. +In summary, low frequency ACBCs in air simultaneously exhibit +properties that are inherent in both steady-state dc negative and positive +pin-plane coronas with metallic electrodes, and in classical ac barrier +discharges under uniform glow and streamer current regimes. +In comparison with air, Ar is an easily ionized gas. Therefore sliding +surface streamers in Ar spread over a surface very readily. This is a distinctive +property of ACBC in Ar, which is an extremely important property with +respect to surface treatment. The cross-section of the surface occupied by +the ac barrier corona in He was markedly smaller than that in Ar at the +same frequency and voltage, but larger than the surface area in N2 • +2.5.5 Pulsed streamer corona discharges +Pulsed coronas are referred to as streamer discharges, which are used in +practice to generate non-thermal plasma at atmospheric pressure. As a +rule, plasma generators based on positive pulsed corona in air are used +because of their higher efficiency in the generation of streamers compared +with that of the negative pulsed corona. In the latter case less streamer +branching is observed. Therefore, the main attention here is paid to experi- +mental techniques and different properties of pulsed positive coronas. +Typical geometries of electrodes for the generation of positive pulsed +coronas are coaxial wire-cylinder, multi-pins-to-plane and multi-wires-to- +plane(s). For example, for a cylindrical geometry the outer electrode is a +metallic tube about 2m in length and 20-30cm in diameter. The inner +electrode is either a smooth wire or a rod with lots of small spikes designed +to increase a number of streamers. +It is common that high-voltage pulses of 50-150 kV in amplitude and +100-1000 Hz repetition rate are used to generate streamer coronas. This +amplitude ensures the fulfillment of Meek's criterion for streamer breakdown +of the gap. The leading edge of the voltage pulse has to be short enough +(::SO.IIlS) with a current rise dI/dt > 1010 A/s that guarantees a high ampli- +tude of the current density per 1 cm along the wire (up to 10 A/cm) and +correspondingly a high density of streamers (up to several streamers per + +--- Page 79 --- +64 +History of Non-Equilibrium Air Discharges +1 cm). The duration of the pulse trailing edge of the voltage pulse has to be +kept short «0.5 /ls is common) to avoid a spark formation in the gap. It +should be noted that the appearance of a spark in a pulsed corona device +operating at huge peak currents of several hundreds amperes creates much +more danger compared with a spark in a steady corona because of possible +damage to the electrode system due to melting. +For a coaxial configuration, the excitation of the gas gap by a pulsed +corona is non-uniform, because the density of streamers decreases with the +distance from wire approximately as l/r. Because of this, an effective +volume excited by streamers equals only 60-80% of the total volume of +tube. The average deposited power is low (~l W/cm\ +Simultaneous electrical and optical measurements of a pulsed positive +corona in a cylindrical geometry were combined into one picture (see figure +2.5.15 taken from Blom 1997), which allows a direct comparison of the +electrical and optical parameters of pulsed streamer discharge, and an obser- +vation of streamer and spark formation. A number of ICCD images (shutter +time 5 ns) are recorded in the course of the development of the corona +discharge. During a single pulse, only one image was recorded. Repetitive +production of similar corona discharges, and variable delay between the +images and the initial rise of the voltage pulse, allow an investigation of the +temporal and spatial behavior of the pulsed corona. From each recorded +image, an appropriate slice was taken, and figure 2.5.15 was constructed. +In figure 2.5.15 one can see that primary streamers arrive at the surface +of cylindrical cathode after 120-140 /lS. After this time, slow development of +the secondary streamers begins at the wire (pre-spark embryos are apparent). +So, the bridging of the gap by primary streamers is not a danger for the safety +of the electrode system. To avoid in this experiment the undesirable develop- +ment of any secondary streamer into a spark, the duration of the applied +voltage pulse is restricted to 200/ls. Additional experimental information +about streamer formation/propagation in pulsed coronas can be obtained +from Marode (1975), Sigmond (1984), van Veldhuizen and Rutgers (2002), +and Ono and Oda (2003). +Results of numerical modeling of positive streamers in air can be found +in papers by Babaeva and Naidis (1996a,b, 2000), Kulikovsky (1997a,b, +1998), Morrow and Lowke (1997) and Naidis (1996). Numerical simulation +of streamer formation and propagation is a rather complicated task. In +general, the simulation of the negative streamer in N2 at atmospheric +pressure is a simpler task compared with that for positive streamers in air. +A two-dimensional simulation model is used by Vitello et at (1993) for the +description of the development of a negative streamer in short gap (0.5 cm) +in N2. This simplified model does not take into account the loss of charged +particles in the body of streamer due to electron-ion recombination. This +means that model does not describe a formation of a realistic state in +plasma behind the head of a streamer. + +--- Page 80 --- +100 +(a) +_ ....... , +/ +.I.~.,..:-.-:':-:, +Corona Discharges +65 +, +\ , +Time [ns] +Figure 2.5.15. Combined presentation of the electrical and the optical measurements. +(a) Electrical measurements, and image slices taken from a full ICCD image such as in +(b). The electrical measurements are the voltage pulse Vp (solid curve, left axis), the +external charge Qe (dotted curve, axis), and the displacement charge QgD (dashed curve, +axis). +Discharge parameters: positive voltage pulse +Vp = 93 kV, +air pressure +P = 360 torr, cylinder diameter 29cm. +The modeling shows that head of a short negative streamer in N2 tends +to the deformation in spatial structure such as branch off. The same results +were obtained recently by Arrayas et at (2002). Nevertheless, it is difficult +to say unambiguously whether such simplified models describe a real +branching of streamer because in fact the branching of negative streamers +is as a rule observed in long gaps (as a rule, d > 10 cm). In our opinion, + +--- Page 81 --- +66 +History of Non-Equilibrium Air Discharges +the deformation in spatial structure of the developing electron avalanches in +a short gap obtained by Vitello and Arrayas and their co-authors can be +interpreted as the initial stage of the near-cathode process, which can +result in the formation of several current cathode spots (consequently, of +several streamers originating from the cathode) but not as branching of a +single negative streamer in space. +References +Akishev Yu Sand Leys C 1999a J. Techn. Phys. (Polish Acad. Sci., Warsaw) 40127-143 +Akishev Yu S, Deryugin A A, Kochetov I V, Napartovich A P and Trushkin N I 1993 +J. Phys. D: Appl. Phys. 26 1630-1637 +Akishev Yu S, Grushin ME, Deryugin A A, Napartovich A P and Trushkin N I 1999b +J. Phys. D: Appl. Phys. 32 2399-2409 +Akishev Yu S, Grushin M E, Kochetov I V, Napartovich A P, Pan'kin M V and Trushkin +N I 2000 Plasma Phys. Rep. 26 157-163 +Akishev Yu S, Goossens 0, Callebaut T, Leys C, Napartovich A P, Pan'kin MV and +Trushkin N I 2001a J. Phys. D: Appl. Phys. 342875-2882 +Akishev Yu S, Grushin M E, Karal'nik V Band Trushkin N I 200lb Plasma Phys. Rep. 27 +520-531 (part I) and 532-541 (part II) +Akishev Yu S, Dem'yanov A V, Karal'nik V B, Pan'kin M V and Trushkin N I 2001c +Plasma Phys. Rep. 27 164-171 +Akishev Yu S, Napartovich A P and Trushkin N I 2002a Bull. American Phys. Soc. 47(7) +55th Annual Gaseous Electronics Conference, 76 +Akishev Yu S, Karal'nik V Band Trushkin N I 2002b Proc. SPIE 4460 26-37 +Akishev Yu S, Grushin M E, Napartovich A P and Trushkin N I 2002c Plasmas and +Polymers 7 261-289 +Akishev Yu S, Grushin M E, Karal'nik VB, Monich A E and Trushkin N I 2003a, Plasma +Phys. Rep. 29 717-726 +Akishev Yu S, Grushin ME, Karal'nik V B, Kochetov I V, Monich A E, Napartovich A P +and Trushkin N I 2003b Plasma Phys. Rep. 29 176-186. +Allibone T E, Jones J E, Saunderson J C, Taplamacioglu M C and Waters R T 1993 Proc. +R. Soc. Lond. A 441 125-146 +Arrayas M, Ebert U and Hundsdorfer W 2002 Phys. Rev. Lett. 88 1745 +Babaeva N Yu and Naidis G V 1996a J. Phys. D.: Appl. Phys. 292423 - 2431 +Babaeva N Yu and Naidis G V 1996b Phys. Lett. A 215 187-190 +Babaeva N Yu and Naidis G V 2000 in van Veldhuizen E M (ed) Electrical Dischargesfor +Environmental Purposes: Fundamentals and Applications (New York: Nova Science +Publishers) pp 21-48 +Beattie 11975 PhD Thesis, University ofWaterioo, Canada +Blom PPM 1997 High-Power Pulsed Corona, PhD Thesis, Eindhoven University of +Technology +Boullound A, Charrier I and Le Ny R 1979 J. Physique 40(C7) 241 +Brown S C 1959 Elementary Processes in Gas Discharge Plasma (Cambridge, MA: MIT +Press) +Brown S C 1966 Basic Data of Plasma Physics (Cambridge, MA: MIT Press) + +--- Page 82 --- +References +67 +Cerlllik M and Hosokawa T 1991 Phys. Rev. A 431107-1109 +Chang J-S, Lawless P A and Yamamoto T 1991 IEEE Trans. Plasma Sci. 19 1102-1166 +Colli L, Facchii U, Gatti E and Persano A 1954 J. Phys. D: Appl. Phys. 25429-432 +Eliasson B, Hirth M and Kogelschatz U 1987 J. Phys. D: Appl. Phys. 20 1421-1437 +Eliasson Band Kogelschatz U 1991 IEEE Trans. Plasma Sci. 19309-323 +von Engel A V 1955 Ionized Gases (Oxford: Clarendon Press) +von Engel A V and Steenbeck M 1934 Electrische Gasentladungen, Berlin +Fieux Rand Boutteau M 1970 Bull. Dir. Etude Rech. serie B, Reseaux Electriques Materiels +Electriques 2 55-88 +Goldman A, Goldman M, Rautureau M and Tchoubar C 1965 J. de Physique 26 486-489 +Goldman A, Goldman M, Jones J E and Yumoto M 1988 Proceedings of the 9th Inter- +national Conference on Gas Discharges and their Applications, Venice, Padova: +Trip pp 197-200 +Goldman A, Goldman M and Jones J E 1992 Proceedings of the 10th International +Conference on Gas Discharges and their Applications, Swansea, pp 270-273 +Goldman M and Goldman A 1978 in Hirsh M Nand Oskam H J (eds) Gaseous Electronics +vol. I (New York: Academic Press) pp 219-290 +Goldman M and Sigmond R S 1982 IEEE Trans. Electrical Insulation EI-17 90-105 +Hermstein W 1960 Archiv fur Electrotechnik 45 209-279 +Jones J E, Davies M, Goldman A and Goldman M 1990 J. Phys. D: Appl. Phys. 23 542- +552 +Kaptsov N A 1947 Corona Discharge (Moscow: Gostekhizdat), 1953 Electronics (Moscow: +Gostekhizdat) +Kulikovsky A A 1997a J. Phys. D: Appl. Phys. 30441-450 and 1515-1522 +Kulikovsky A A 1997b IEEE Trans. Plasma Sci. 25439-445 +Kulikovsky A A 1998 Phys. Rev. E 577066--7074 +Lama W L and Gallo C F 1974 J. Appl. Phys. 45103-113 +Lawless P A, McLean K J, Sparks L E and Ramsey G H 1986 J. Electrostatics 18 199-217 +Loeb L B 1965 Electrical Coronas (Berkeley-Los Angeles: Univ. of California Press) +Loeb L B, Kip A F, Hudson G G and Bennet W H 1941 Phys. Rev. 60 714-722 +Marode E 1975 J. Appl. Phys. 46 2005-2015 (part I) and 2016--2020 (part II) +Marode E, Goldman A and Goldman M 1993 NATO ASI Series, vol. G 34 Part A, +Penetrante B M and Schultheis S E (eds) (Berlin, Heidelberg: Springer) pp 167-190 +Morrow R 1985a Phys. Rev. A 321799-1809; 1985b, Phys. Rev. A 32 3821-3824 +Morrow Rand Lowke J J 1997 J. Phys. D: Appl. Phys. 30 3099-3144 +Naidis G V 1996 J. Phys. D: Appl. Phys. 29 779-783 +Napartovich A P and Akishev Yu S 1993 Proceedings XXI ICPIG, vol. III, Ruhr- +Universitiit Bochum pp 207-216 +Napartovich A P, Akishev Yu S, Deryugin A A, Kochetov I V, Pan'kin MV and Trushkin +N I 1997 J. Phys. D: Appl. Phys. 302726--2736 +Napartovich A P, Akishev Yu S, Kochetov I V and Loboyko A M 2002 Plasma Physics +Reports 28 1049-1059 +Ono Rand Oda T 2003 J. Phys. D: Appl. Phys. 36 1952-1958 +Radu I, Bartnikas R and Wertheimer M R 2003 J. Phys. D: Appl. Phys. 36 1284-1291 +Sigmond R S 1978 'Corona discharges' in Meek J M and Craggs J D (eds) Electrical +Breakdown of Gases (New York: Wiley) pp 319-384 +Sigmond R S 1982 J. Appl. Phys. 53 891-898 +Sigmond R S 1984 J. Appl. Phys. 56 1355-1370 + +--- Page 83 --- +68 +History of Non-Equilibrium Air Discharges +Sigmond R S 1997 in Proceedings XXIII ICPIG Toulouse C4 383-395 +Townsend J S 1914 Phil. Mag. 28 83-90 +Trichel G W 1938 Phys. Rev. 54 1078-1084 +van Veldhuizen E M and Rutgers W R 2002 J. Phys. D: Appl. Phys. 352169-2179 +Velikhov E P, Golubev V Sand Pashkin S V 1982 Glow discharge in gas flow, Uspekhi +Fizicheskikh Nauk, Moscow, 137 117-137 +Vereshchagin I P 1985 Corona Discharge in Electronic and Ionic Technologies (Moscow: +Energoatomizdat) +Vitello P A, Penetrante B M and Bardsley J N 1993 NATO ASI Series, vol. G 34 +Part A, Penetrante B M and Schultheis S E (eds) (Berlin, Heidelberg: Springer) +pp 249-271 +Warburg E 1899 Wied. Ann. 6768-93; 1927 Handbuch der Physik (Berlin: Springer) vol. 4 +pp 154. +Yamada T, Kondo and Miyoshi Y 1980 J. Phys. D: Appl. Phys. 13 411-417 +Yan K 2001 PhD Thesis, Technische Universiteit Eindhoven +Zentner R 1970a ETZ-A 91(5) 303-305 +Zentner R 1970b Z. Angew. Physik 29 294-301 +2.6 Fundamentals of Dielectric-Barrier Discharges +2.6.1 +Early investigations +In 1857 Siemens in Germany proposed an electrical discharge for 'ozonizing' +air. The novel feature of this configuration was that no metallic electrodes +were in contact with the discharge plasma. Atmospheric-pressure air or +oxygen was passing in the axial direction through a narrow annular space +in a double-walled cylindrical glass vessel (figure 2.6.1). Cylindrical elec- +trodes inside the inner tube and wrapped around the outer tube were used +to apply an alternating radial electric field, high enough to cause electrical +breakdown of the gas inside the annular discharge gap. +Due to the action of the discharge, part of the oxygen in the gas flow was +converted to ozone. If air was used as a feed gas traces of nitrogen oxides +were also produced. The glass walls, acting as dielectric barriers, have a +Figure 2.6.1. Siemens' historical ozone discharge tube of 1857 (,natiirl. Grosse' means +natural size). + +--- Page 84 --- +Fundamentals of Dielectric-Barrier Discharges +69 +strong influence on the discharge properties, which is therefore often referred +to as the dielectric-barrier discharge (DBD) or simply barrier discharge (BD). +Also the term 'silent discharge', introduced by Andrews and Tait (1860), is +frequently used in different languages (stille Entladung, decharge silentieuse). +It was soon realized that the Siemens tube was an ideal plasma chemical +reactor in which many gases could be decomposed without using excessive +heat (Thenard 1872, Berthelot 1876, Hautefeuille and Chapp ius 1881, +1882, Warburg 1903, 1904). Much of the older work was reviewed by +Warburg (1909, 1927) in handbook articles on the silent discharge and in +the books by Glockler and Lind (1939) and by Rummel (1951). Investiga- +tions on the mechanism of 'electrodeless' discharges, and especially on the +influence of radiation on breakdown, were carried out by Harries and von +Engel (1951, 1954) and by El-Bakkal and Loeb (1962). +An important observation about breakdown of atmospheric-pressure +air in a narrow gap between two glass plates was made by the electrical +engineer Buss (1932). He observed that breakdown occurred in many +short-lived luminous current filaments, rather than homogeneously in the +volume. He also obtained photographic Lichtenberg figures showing the +footprints of individual current filaments and recorded oscilloscope traces +of the applied high voltage pulse. Buss came up with fairly accurate +information about the number of filaments per unit area, the typical duration +of a filament and the transported charge in a filament. Further contributions +to the nature of these current filaments were made by Klemenc et al (1937), +Suzuki and Naito (1952), Gobrecht et al (1964) and Bagirov et at (1972). +Today these current filaments are often referred to as microdischarges. +They play an important role as partial discharges in voids of solid insulation +under ac stress and in many DBD applications. The accomplishment of +recent years was that microdischarge properties were tailored to suit desired +applications and that the development of power electronics resulted in +efficient, affordable and reliable power supplies for a wide frequency and +voltage range. More recent investigations also showed that homogeneous +or diffuse DBDs can be obtained under certain well-defined operating +conditions (see chapter 6). Also regularly patterned DBDs can be obtained +in different gases. The phenomenology and discharge physics of these +different types of DBDs were reviewed by Kogelschatz (2002a). +Siemens referred to the process as an electrolysis of the gas phase. Today +we call it a non-equilibrium discharge in which chemical changes are brought +about by reactions of electrons, ions, and free radicals generated in the +discharge. The main advantage of the dielectric barrier discharge is that +controlled non-equilibrium plasmas can be generated in a simple and efficient +way at atmospheric pressure. In addition to its original use for the generation +of ozone (see section 9.3) many additional applications have evolved: pollu- +tion control, surface treatment, generation of ultraviolet radiation in excimer +lamps and infrared radiation in CO2 lasers, mercury-free fluorescent lamps + +--- Page 85 --- +70 +History of Non-Equilibrium Air Discharges +High +Voltage +AC +Geoeratof +a +c +High Voltage +Electrode +Barner +Discharge +d +Dielectric +b +e +Figure 2.6.2. Different dielectric-barrier discharge configurations. +f +High Voltage +Electrode +and flat plasma display panels (Kogel schatz et al 1997, 1999, Kogelschatz +2002b, 2003, Wagner et aI2003). +2.6.2 Electrode configurations and discharge properties +In addition to the original Siemens ozone discharge tube different electrode +configurations have been proposed, all of which have in common that at +least one dielectric barrier (insulator) is used to limit the discharge current +between the metal electrode(s). Figure 2.6.2 shows a number of different +dielectric-barrier discharge configurations covering volume discharges (a, +b, c, d) as well as surface discharges (e, f). The presence of the dielectric +barrier precludes dc operation because the insulating material cannot pass +a dc current. AC or pulsed operation is possible, because any voltage vari- +ation dU /dt will result in a displacement current in the dielectric barrier(s). +DBDs are operated with electrode separations between 0.1 mm and +several cm, frequency ranges from line frequency to microwave frequencies, +and at voltages ranging from about 100 V to several kV. DBDs in different +gases and gas mixtures have been studied at various pressure levels. In the +context of this book we will concentrate on DBDs operating close to atmos- +pheric pressure, mainly in air. +2.6.3 Overall discharge parameters +In the following sections some properties are described that are common to +all DBDs. Although the current flow and power dissipation in most DBDs +at about atmospheric pressure occurs in a large number of short-lived + +--- Page 86 --- +Fundamentals of Dielectric-Barrier Discharges +71 +2Umin +------y- +U +@ +f-------~----- +20 r----' +12Umin! +l_t __ . +Q +(j) +Figure 2.6.3. Applied sinusoidal voltage, schematic representation of microdischarge +activity, and resulting voltage-charge Lissajous figure of a dielectric-barrier discharge. +microdischarges the overall discharge behavior, for many purposes, can be +described by average quantities. If an ac voltage is applied to a DBD config- +uration we always have periods of discharge activity (when the voltage inside +the gas gap is high enough to initiate breakdown and maintain a discharge) +and pauses in between (when the gap voltage is below that value). According +to the schematic diagram of figure 2.6.3 we observe alternating phases of +discharge activity and discharge pauses. Only at high operating frequencies +there may not be enough time for the charge carriers to recombine or be +swept out of the gap between consecutive half-waves. In this case some +electrical conductivity remains throughout the full voltage period. +The voltage-charge Lissajous figure given in the lower part of figure +2.6.3 is frequently used in ozone research and in investigations on partial +discharges. In general it is a useful tool to study DBD properties. +For most DBDs the voltage charge diagram resembles a parallelogram +(Manley 1943, Kogelschatz 1988, Falkenstein and Coogan 1997). This is true +for large DBD installations used for ozone generation comprising hundreds +of square meters of electrode area. It is also true for the tiny cells used in +plasma displays (Kogelschatz 2003). It can easily be obtained by using a +measuring condenser in the circuit to integrate the current and a high voltage + +--- Page 87 --- +72 +History of Non-Equilibrium Air Discharges +probe to measure the voltage. Both signals are then displayed on a scope in +x-y mode. As long as the peak to peak voltage is less than 2Umin we just see a +straight line and have no discharge in the gap. The slope corresponds to the +total capacitance of the electrode configuration: Ctotal = 1 I tan ct. After +ignition we observe discharge pauses in the time intervals 1 ----> 2 and +3 ----> 4. During the time intervals 2 ----> 3 and 4 ----> 1 we have discharge activity +in the gap and the slope corresponds to the capacity of the dielectric barriers: +Co = II tawy. This electrical behavior can be represented by a simple +equivalent circuit in which the discharge is represented by two antiparallel +Zener diodes which limit the discharge voltage at ±UOis . The discharge +voltage UOis represents the average gap voltage during discharge activity. +It is a fictitious though useful quantity which can be obtained from the +voltage charge diagram: +UOis = Umin/(l + (3) +(2.6.1) +where (3 = Col Co is the ratio of the capacitances of the gap Co and that of +the dielectric(s) Co. In the discharge pauses Co and Co act as a capacitive +divider. An exact definition of the discharge voltage Uo can be derived +from the power P: +P = ~ JT U(t)I(t) dt = Al +UOis J I(t) dt +TouT +AT +(2.6.2) +where the first integral is extended over one period T of the voltage cycle and +the second integral is extended only over the active phases during which the +discharge is ignited. +All capacitances are linked by the relation +1 +1 +1 +--=-+-. +Ctotal +Co +Co +(2.6.3) +The well defined parallelogram in figure 2.6.4 with sharp corners is an +indication that all microdischarges have similar properties. As long as the +voltage in the gap is below UOis no micro discharges occur. Once we reach +that value microdischarge activity starts and continues until the peak value +- +Charge +Figure 2.6.4. Equivalent circuit of a dielectric-barrier discharge and recorded voltage- +charge Lissajous figure of an ozone discharge tube. + +--- Page 88 --- +Fundamentals of Dielectric-Barrier Discharges +73 +o of the external applied voltage is reached. At this point dU /dt is zero, +which implies that the displacement current through the dielectric(s) stops. +After voltage reversal, a certain swing of the external voltage is required +before the value of UDis is reached in the gap again. +As was first derived by Manley in 1943, the enclosed area of the voltage +charge Lissajous figure corresponds to the power dissipated during one +discharge cycle. The average discharge power is obtained by multiplying +with the frequency f: +P = 4jCD UDis[O - (1 + ,8)UDiSl{ for 0 ~ (1 + ,8)UDis , +(2.6.4) +otherWise P = o. +This is the well-known power formula for ozonizers which has been used for +the technical design of many DBD applications. Using the minimum external +voltage Umin required to ignite the discharge, rather than the fictitious +discharge voltage UDis , the power formula can be rewritten as +P - 4'C (1 +,8)-1 U . [0 - U . 1 {for 0 ~ Umin , +- +'./' D + +mill +mill +. +otherWise P = o. +(2.6.5) +The somewhat surprising feature of this relation is that only the peak voltage +o enters and not the form of the applied voltage. For a given peak voltage +the power is proportional to the frequency. For a given discharge configura- +tion (Umin fixed) and given frequency the discharge ignites at U = Umin , and +the power rises proportionally to the peak voltage with the slope +4fCD Umin / (1 + ,8). A special and simple operating case is arrived at when +the voltage or current is adjusted until ignition occurs at zero external +voltage, which is always possible. In this case two corners of the voltage +charge diagram fall on the abscissa and 0 = 2Umin . For this special case +fairly simple relations can be derived. For a sinusoidal feeding voltage, +P = CD 02 = 2CD fU2 +1+,8 +1+,8 +eff +(2.6.6) +A2 CD +. / +A +r,:, +Jeff =1ffU 1+,8yl+2,8(1+,8), +Ueff =U/v2 +(2.6.7) +_..fi +1 +Power factor: +cos!.p-- --;- JI + 2,8(1 + ,8) +(2.6.8) +U +_ +0 +_ +Ueff +Dis - 2(1 +,8) - +(1 + ,8)J2' +(2.6.9) +Also for an impressed square-wave current simple relations can be derived +A +1 + 2,8 +Jeff = 2UCD 1 +,8 +(2.6.10) + +--- Page 89 --- +74 +History of Non-Equilibrium Air Discharges +(; +Ueff = v'3 +Power factor: _ +v'3 +COs'P = 2(1 + 2(3) . +(2.6.11 ) +(2.6.12) +The time average power factor cos 'P is an important parameter the knowledge +of which is required for matching the power supply to the DBD discharge. +Contrary to the power itself the power factor does depend on the voltage +form. Values for the power factors in the cases of sinusoidal feeding voltage +and impressed square-wave currents are given by Kogelschatz (1988). As a +consequence of the presence of the dielectric barrier(s), DBD configurations +always present a capacitive load. The load acts as a pure capacitance when +there is no discharge and still has a strong capacitive component at time +intervals when the discharge is ignited. These phases alternate twice during +each cycle of the driving voltage. While the discharge is ignited power is +dissipated in the gas gap and the current is limited by the dielectric(s). The +power factor is defined as an average quantity for a whole operating cycle +of duration T: +P +1 +JT +Power factor: +cos'P = UT = U 1 T +U(t)I(t) dt. +eff eff +eff eff +0 +(2.6.13) +In general it can be stated that square-wave current feeding results in higher +power factors. For large DBD installations power factor compensation is +mandatory. This can be achieved either by using matching boxes or by +using an LC resonance where the apparent capacity of the DBD is compen- +sated by an inductance L in the supply lines. +In this section the overall discharge behavior of DBDs was discussed +and some important 'engineering formulae' describing the ignition, temporal +behavior and power dissipation of the discharge were compiled. The physical +processes inside the discharge gap ofDBDs will be discussed in more detail in +chapter 6 in sections 6.2 to 6.4. +References +Andrews T and Tait P G 1860 Phil. Trans. Roy. Soc. London 150 113-131 +Bagirov M A, Nuraliev N E and Kurbanov M A 1972 Sov. Phys.-Tech. Phys. 17495--498 +Berthelot M 1876 Compt. Rend. 82 1360-1366 +Buss K 1932 Arch. Elektrotech. 26 261-265 +EI-Bakkal J M and Loeb L B 1962 J. Appl. Phys. 33 1567-1577 +Falkenstein Z and Coogan J J 1997 J. Phys. D: Appl. Phys. 30 817-825 +Glockler G and Lind S C 1939 The Electrochemistry a/Gases and other Dielectrics (New +York: Wiley) +Gobrecht H, Meinhardt 0 and Hein F 1964 Ber. Bunsenges. Phys. Chern. 68 55-63 + +--- Page 90 --- +References +75 +Harries W L and von Engel A 1951 Proc. Phys. Soc. (London) B 64 916-929 +Harries W L and von Engel A 1954 Proc. Royal Soc. (London) A 222490-508 +Hautefeuille P and Chappius J 1881 Compt. Rend. 92 80-82 +Hautefeuille P and Chappius J 1882 Compt. Rend. 94 1111-1114 +Klemenc A, Hinterberger H and Hofer H 1937 Z. Elektrochem. 43 708-712 +Kogelschatz U 1988 'Advanced ozone generation' in Stucki S (ed) Process Technologiesfor +Water Treatment (New York: Plenum Press) pp 87-120 +Kogelschatz U 2002a IEEE Trans. Plasma Sci. 30 1400-1408 +Kogelschatz U 2002b Plasma Sources Sci. Technol. U(3A) Al-A6 +Kogelschatz U 2003 Plasma Chem. Plasma Process. 231-46 +Kogelschatz U, Eliasson Band Egli W 1997 J. Phys. IV (France) 7 C4-47 to C4-66 +Kogelschatz U, Eliasson Band Egli W 1999 Pure Appl. Chem. 71 1819-1828 +Manley T C 1943 Trans. Electrochem. Soc. 84 83-96 +Rummel T 1951 Hochspannungs-Entladungschemie und ihre industrielle Anwendung (Munich: +Verlag von R. Oldenbourg und Hanns Reich Verlag) +Siemens W 1857 Poggendorffs Ann. Phys. Chem. 10266-122 +Suzuki M and Naito Y 1952 Proc. Jpn. A cad. 2469-476 +Thenard A 1872 Compt. Rend. 74 1280 +Wagner H-E, Brandenburg R, Kozlov K V, Sonnenfeld A, Michel P and Behnke J F 2003 +Vacuum 71417-436 +Warburg E 1903 Sitzungsber. der konigl. Preuss. Akad. der Wissensch. (Math-Phys) 1011- +1015 +Warburg E 1904 Ann. der Phys. (4) 13464-476 +Warburg E 1909 'Uber chemische Reaktionen, welche durch die stille Entladung in gasfOr- +migen Korpern heibeigefiihrt werden' in Stark J (ed) Jahrbuch der Radioaktivitiit +und Elektronik vol. 6 (Leipzig: Teubner) pp 181-229 +Warburg E 1927 'Uber die stille Entladung in Gasen' in Geiger H and Scheel K (eds) Hand- +buch der Physik vol. 14 (Berlin: Springer) pp 149-170 + +--- Page 91 --- +Chapter 3 +Kinetic Description of Plasmas +Ralf Peter Brinkman +3.1 +Particles and Distributions +Partially ionized plasmas of gas mixtures like air are complex systems. One +may think of a plasma as a large collection of different particles that interact +among each other and with external fields: ground-state and excited atoms +and molecules, positive and negative ions, electrons, possibly dust. Also +radiation-in the ray limit-has particle properties. C'Ne will, however, +refer by 'particle' only to matter. Photons are sufficiently different to justify +separate treatment.) +• Heavy particles or baryons are species which have at least one nucleon +(proton or neutron). They are either atomic (one nucleus) or molecular +(several nuclei). Air, for example, consists of78% N2 (molecular nitrogen), +21 % O2 (molecular oxygen), 0.9% Ar (argon), and traces of CO2 (carbon +dioxide), H20 (water), 0 3 (ozone), He (helium), Kr (krypton), Xe (xenon) +etc. Neutrals carry no charge, q = 0, positive ions (cations) with charge +q = Ze can be singly (Z = 1) or multiply (Z> 1) ionized. In electro- +negative gases (for example oxygen and nitrogen), negative ions (anions) +can also exist, mostly singly charged (q = -e, Z = -1). Species are denoted +by the 'sum formula' (e.g. H30+) which suffices for most purposes. (Isomer +effects-sensitivities to structural differences of molecules having the same +sum formula-are, for example, analyzed by Deutsch et at [3].) Later in this +text it will be useful to view the sum formula as an integer vector +(R) = (Rz , RH , RHe , ... , Ru) of charge number and elementary content. +H30+, +e.g., +denotes +(H30 +) = (1,3,0,0,0,0,0,0,1,0,0,0, ... ,0). +Neglecting electron contributions, the mass of a heavy particle is +mR = L~=H Rnmn ::;::j Aa, where A is the total number of nucleons of the +nuclei. Heavy particles are non-relativistic, i.e. at a given velocity v their +momentum is p = mvand their kinetic energy E = ! mv2• Except for fully +76 + +--- Page 92 --- +Particles and Distributions +77 +------ +]~~- +£1 +£2 +gl +3 +E2 +t_- +g2 +2 +------ +g3 +Figure 3.1. Schematic depiction of an energy level diagram of a heavy particle (taken from +[7]). Levels of increasing energy are labeled by increasing integers. The lowest level is called +the ground state and labeled 1. The energy of the first excited level is C2, the energy of the +second level C3 etc. The level of mimi mum energy above the ground level corresponding to +a free electron is called the series limit and defines the ionization energy Ci' Since all energies +are possible for free particles, depending on their relative kinetic energies, the energy region +above C; is called the continuum. The number of different quantum states corresponding to +the same energy level C is called the degeneracy or statistical weight of that level and +denoted by g. +ionized cations, heavy particles have also internal structure and may there- +fore exist in different energy states Ci' (For a schematic energy level +diagram, see figure 3.1.) Atoms or atomic ions have only electronic excita- +tions, with a typical scale of some eV. Molecules or molecular ions have +also vibrational and rotational excitations, with energies of a few meV +(rotation) or a few tens of me V (vibration). The energies of different species +can be compared by accounting the standard enthalpy of formation D..H'f +(e.g. [5]) . +• A particular type of heavy particles is dust. Dust grains can have diameters +up to the nanometer and micrometer scale and masses up to several +1012 amu. In a plasma environment, they are negatively charged and may +represent a sizable fraction of the total charge density. The presence of +dust considerably alters the dynamics of a plasma and gives rise to a +whole set of new phenomena. Accordingly, the theory of such complex +plasmas is very involved. In air plasmas, dust is mostly absent due to the +oxidative nature of the medium. +• Electrons are particles with a mass me that is much smaller than the mass of +the baryons. In this context, they are also non-relativistic. At a speed v their +kinetic energy is E = ! me v2, and the momentum is jJ = me V. Electrons have + +--- Page 93 --- +78 +Kinetic Description of Plasmas +no internal structure, except for their spin which can be ignored in most +plasma considerations. In the notation above, (e) = (-1,0, ... ,0) . +• Photons are massless relativistic 'particles' which propagate with the +speed of light c. For a photon of frequency 1/ and propagation direction +e, the energy is E = hl/ and the momentum p= hl/elc, where h is +Planck's constant. In plasma kinetics, the momentum carried by a +photon is normally negligible. Photons also have no internal structure, +except for their polarization which is typically not important in plasma +dynamics (but may, of course, carry important information for diagnostic +purposes). +Depending on the pressure, a plasma may contain from 1010 to 1022 particles +per cubic centimeter. (At a temperature of T = 300 K and a pressure of +P = 105 Pa, it is n = plkBT ~ 2 x 1019 cm-3.) The task of plasma physics is +to analyze and describe the dynamics of these particles under the influence +of their mutual interaction and possibly external fields. +Quantum mechanics aside (for the moment), this could in principle be +done by solving Newton's equation or their relativistic equivalents for all +particles, plus Maxwell's equations for the fields. A short calculation, +however, drastically shows that this 'in principle' actually means: 'not +really'. The combined information storage available on all computers on +earth would allow for a complete specification of roughly a picogram of +air plasma in terms of the position f, velocity if and inner state E of all +particles. (This does not even consider the problem of recording a temporal +evolution, nor does it account for the computer power required to solve the +equations of motion!) +There is of course a solution to this problem, well known under the +heading 'statistical mechanics': instead of attempting a complete description, +one considers the value of an incomplete description. Various decisions on +which information is essential and which can be disposed of are possible. +Kinetic theory denotes an approach which is particularly suited to describe +collections of weakly interacting particles, such as the particles in a gas or +plasma, or the 'quasi-particles' in a solid. The first example was developed +1877 by Boltzmann for a neutral gas; it is still the prototype (to the extent +that 'Boltzmann equation' is a synonym for kinetic theory in general) [10]. +Kinetic theory is based on the assumption that the essential information +on the system is given by the one-particle distributionf, a real-valued, time- +dependent function of the phase space fL, which is the set fL = V X 1R3 of all +spatial and velocity positions (f, if) that a particle can assume. We assume +that there are N different species present, counting as such also different +internal states. They are distinguished by subscript indices, where we use +the convention that indices sand r run over all species, a and f3 are charged +species, a and b neutrals, e is the electron, i denotes ions. The distribution +function states that, at a given time t, the expected number 6.Ns of particles + +--- Page 94 --- +Particles and Distributions +79 +v +to_ 1<:·.: }N ~ f to.to. +~x +x +(a) Particle distribution function +(b) Radiation intensity +Figure 3.2. Visualization of the particle distribution function (left) and the radiation +intensity (right). The distribution function gives the number of particles !::.N in the +phase space volume !::.3r!::.3v as !::.N = f(r, 11, t)!::.3r!::.3v, while the radiation intensity +represents the energy flux !::.P per area !::.1 and frequency interval !::.V from the solid +angle !::.!1 as !::.P = IvU', e, v, t)!::.v !::.1. !::.!1. +of species s to be found in the volume ~J,~3v around the point (1, iJ) is given +as +(3.1 ) +Alternatively, one may define the distribution function! as a suitably aver- +aged ('coarse grained') form of the exact microscopic distribution of an +ensemble of particles, +(3.2) +Radiation can be described in similar terms. In the geometric limit, it is seen +as a stream of massless photons propagating with the speed of light at a +position 1 and time t in a given direction e. The radiation intensity I describes +the energy flux ~P per frequency interval ~v flowing out of a solid angle ~n +around e onto a surface element ~1 as +(3.3) +At first glance, the definitions (3.1) for the particles and (3.3) for the photons +seem rather different. In actuality, the two concepts are quite similar, if the + +--- Page 95 --- +80 +Kinetic Description oj Plasmas +following is taken into account: +• The distribution functionJ makes reference to the particle number, while +the radiation intensity Iv does not count photons but refers to their energy. +• The distribution function is defined to account for the particle density per +volume 1:13r, while the radiation intensity represents the energy influx per +area 1:11. +• The distribution function assumes non-relativistic behavior (particles can +have any speed), while the radiation intensity sees the photons as 'ultra- +relativistic' (their speed is c). +To compare the two concepts, a quantity is needed that is defined for both +particles and photons. This can be found in the momentum p, or-more +convenient here-in the wave vector k = p/n. The corresponding phase +space distribution, a dimensionless quantity, shall be termed (1, k). It +provides the number of particles in a volume 1:13 r 1:13 k as +(3.4) +and the flux of particles 1:1\11 through a surface element 1:11 as +1:1\11 = iJ· 1:111:13k, +[1:1\11] = S-I. +(3.5) +The corresponding energy flux (with a quantum E per particle) is +I:1P = EiJ.1:111:13k, +[I:1P]=W. +(3.6) +For a photon of frequency v, the energy is E = 27rnv, the speed is iJ = ce, and +the wave number is k = 27rv/c. Using also the representation of the +momentum element, +1:13 k = k21:1kl:10 = 87r3 c -3v2 I:1vI:10 +one obtains for the energy flux +J\p +167r4nv3 m. - +J\ +- +J\ +J\ n +U += +2 +"¥ e· uA UVUH. +c +(3.7) +(3.8) +The comparison with the definition above shows that Iv can indeed, up to a +factor, be identified with a distribution function. In particular, one has +(_ _ +) +167r4nv3 +(_ 27rV _ ) +Iv r,e,v,t = +c2 + r'-c-e,t . +(3.9) +Finally in this context, also the often used energy distribution function +(EDF) will be discussed. When the distribution function J(iJ) is isotropic +(or the anisotropy cannot be resolved), it is convenient to introduce a distri- +bution function F which depends only on the particle energy E, normalized +so that the number of particles between E and E + I:1E is +I:1N = J( v) 47rv2 I:1vl:13r = F(E)I:1EI:13r. +(3.10) + +--- Page 96 --- +Particles and Distributions +81 +Using the relation E = 4mv2, one arrives at +F(E) = 47rJgJ ( 1#;) . +(3.11) +The distribution function allows calculation of a variety of other quantities, +particularly the so-called moments, a systematic sequence of symmetric +tensors depending on 1 and t, +M; /11/12 ... /1" (1, t) = J +V/11 V/12 ... V/1" Is (1, V, t) d3v. +(3.12) +Also of importance are the contracted moments, i.e. integrals of the moment +type with two indices (or more generally,p index pairs) set equal and summed +over. They have the structure +M;/11/12···/1"_2P(1,t) = J +V/1I V/12·· .v/1"_2pv2PIs(1,v,t)d3v. +(3.13) +Connected to each moment is a moment of the next order, the corresponding +flux +r~/11/12···/1" (1, t) = J +V/11 V/12 ... v/1" vis (1, V, t) d3v +with a similar definition for the contracted moments, +r- n +(- +) - J +2Pil"(- - )d3 +s /11/12···/1,,-2p r, t - +V/11 V/12 ... v/1n_2p V VJ s r, v, t +v. +(3.14) +(3.15) +By summation over the species index s the moments are also defined for the +plasma as a whole. The relative weights depend on the physical meaning of +the quantities. They are unity, ms or qs' for quantities related to the particle +number, mass, and charge, respectively. +Several of these moments have particular physical importance. The +zeroth, the first and the contraction of the second moment directly relate +to the conservation laws of mass, momentum, and energy. For each species, +the zeroth moment defines the particle density +(3.16) +A summation over the species yields the total densities of particle number, +mass, and charge. (In accordance with the standard notation, the symbol p +is used for both the mass density and the charge density. Whenever necessary, +a superscript differentiates the two.) +n(1,t) = LJ Is d3v= Lns +s +s +(3.17) +pM(1, t) = L J +msIsd3v = Lmsns +s +s +(3.18) + +--- Page 97 --- +82 +Kinetic Description of Plasmas +pC (1, t) = L J qsIs d3v = L qsns· +s +s +(3.19) +The first moment defines the flux of particles +rs= vIsdv. +~ J +~ +3 +(3.20) +An equivalent, but more frequently employed, definition is that of the +average particle velocity U" also referred to as the bulk speed +us(1, t) = J vis d3vlns = [-sins. +(3.21) +Summation over the species index s defines the fluxes of total particle +number, charge, and mass. The latter two have an direct interpretation as +current and momentum density +[-(1, t) = L J vj, d3v = L nsus +s +s +(3.22) +](1, t) = L J qsvIs d3v = L qsnsus +s +s +(3.23) +p(1, t) = L J msvIs d3v = L msnsus· +s +s +(3.24) +The average velocity of the plasma is defined with reference to the center-of- +mass motion, +u(1, t) = L J +msvIs d3vl pM = pi pM =J II pC. +s +(3.25) +As a consequence, the momentum density can be written as +~ +M~ +P = P u. +(3.26) +The difference of the species velocity Us and the center-of-mass motion is the +diffusion velocity +Os(1, t) = J (v - u)Is d3vlns = Us - u. +(3.27) +The higher moments are only important in mass-related form. The uncon- +tracted moment of second order is the (full) pressure tensor and represents +the flux of the momentum density +lIs = J +msvvj, d3v +(3.28) +II = L J msvvIsd3v = LIIs. +s +s +(3.29) + +--- Page 98 --- +Particles and Distributions +83 +The pressure tensor is also definable with respect to the center-of-mass +velocity, then denoted P. Its isotropic part (a third of the trace) defines the +pressure scalar p +Ps(r, t) = J +ms(v - us)(v - us)fs d3v +(3.30) +P(r, t) = L J +ms(v - u)(v - u)fs d3v = L(Ps + msnsUsUs) +s +s +(3.31 ) +ps(r, t) = ~ J +ms(v - us)2fs d3v +(3.32) +p(r, t) = ~ +~ J +ms(v - u)2fs d3v = ~ +(Ps + ~msnsu;). +(3.33) +The irreducible remainder is known as the stress tensor (I denotes the unit +tensor) +1t = P - pl. +Using these definitions, the following identities arise: +IIs = Psusus + 1ts + PsI +II = puu + 1t + pl. +(3.34) +(3.35) +(3.36) +(3.37) +The contraction of the second moment gives the kinetic energy density +(counting only translation, the rotational and vibrational degrees offreedom +are part of the internal energies) +es(r, t) = J +~msv2fs d3v +(3.38) +(3.39) +The contracted second moment can also be used to define the so-called +kinetic temperature Ts. In equilibrium, it coincides with the thermodynamic +temperature (when measured in energy units). In situations far from equi- +librium the notion still provides a convenient shorthand for 'two thirds of +the average thermal energy'. (The kinetic temperature T of the whole +plasma becomes a questionable concept when different species differ strongly +in their thermal energy.) +Ts(r,t) =-3 +1 Jms(v-us?fsd3v=PS +ns +ns +(3.40) +T(r, t) = 31n L J +mv(v - u)2fs d3v. +s +(3.41) + +--- Page 99 --- +84 +Kinetic Description of Plasmas +Each species of the plasma and the plasma as a whole obey the ideal gas +equation +Ps = nsT., +p=nT +and the full kinetic energies can be expressed as +(-) +1 +-2 +3 +T +es r, t = 'imsnsus + 'ins s +(3.42) +(3.43) +(3.44) +(3.45) +The flux of the energy is given by the contracted moment of the third order +r:(i", t) = J +~msv2v/sd3v +(3.46) +re (r, t) = ~ J +~msv2v/s d 3v. +(3.47) +The corresponding quantity in the co-moving system known as the heat flux +ifs(r, t) = J +~ms(v - ~,)2(v - us)!, d3v +if(r, t) = L J +~m,(v - u)2(v - u)/s d3v = L q,. +s +s +This gives rise for the following identities for the energy flux +r: = (! Ps~; + ~ ns Ts )us + ifs + Psus + 1ts 'us +re = (!pu2 + ~nT)u + if + pu + 1t·u = L r;. +(3.48) +(3.49) +(3.50) +(3.51 ) +Also the 'distribution of the photons', the radiation density Iv, allows +suitable moments to be defined. In the field of low temperature plasma +physics, however, they are less frequently employed than their particle +counterparts: non-equilibrium radiation has such a pronounced structure +that spectral and other averages are not very meaningful. Also, in non- +relativistic plasmas, the photon momentum is negligible; radiation pressure +and related quantities are thus less important. +The radiation intensity Iv gives the radiation from a solid angle element +~n around a direction e, the corresponding spectral energy flux density is the +integral of Iv over all directions +(3.52) +The energy density of a radiation field is more difficult to calculate. Either by +geometric considerations (see figure 3.3), or by employing the representation + +--- Page 100 --- +Particles and Distributions +85 +BV +Figure 3.3. Geometric motivation of definition (53). The spectral energy flux t::,.Pv from the +solid angle t::,.o around the direction e onto the surface element t::,.l equals +t::,.Pv = IvCe, 1/) e· t::,.l t::,.O. The photons spend a travel time sic in the volume V, which +therefore has a total spectral energy content t::,.Uv = SS sIv(e, 1/) e· dl dO/c. By vector +analytic means, this expression can be transformed into the equivalent representation +t::,.Uv = V S Iv(e, 1/) dO/c. +(3.9) and equating the energy content in a volume element l:l.U = uvl:l.vl:l.3r +with the expression 27fnv Sf! F dO k2l:l.kl:l.3r one can motivate the definition +of the spectral energy density, +uAr, v, t) = ~ J +Iv dO. +(3.53) +All spectrally resolved quantities also have integral counterparts. The +integral radiation intensity I, radiation energy flux F, and radiation energy +density u, the total photon density n and the total photon flux r are given as +I(r,e, t) = J +Iv dv +F(r, t) = J~ Fv dv = In eI dO +u(r, t) = J~ UV dv = ~ J +I dO +(3.54) +(3.55) +(3.56) +(3.57) +(3.58) +In general, distribution functions are very complex and cannot be given in +simple analytical form. The following examples, however, represent certain +model situations and are frequently useful. Their parameters correspond to +the moments defined above; spatial homogeneity is assumed. +The first example is that of a mono-energetic beam, i.e. a collection of +particles which have the same velocity and direction ii. Often this distribution + +--- Page 101 --- +86 +Kinetic Description of Plasmas +is chosen to represent particles which enter the plasma from outside under +carefully controlled experimental conditions, +fB(iJ) = n 8(3) (iJ - i1). +(3.59) +The Maxwellian, on the other hand, arises when a plasma is allowed to relax +into equilibrium. It can also be employed when no other information is +available on the status of a plasma component other than the value of the +first three moments; the justification for this is either information theory +('maximum entropy estimate') or pragmatism ('easy to handle'), +~ +n +( +m(iJ - 11)2) +fM(V)=(27rT/m)3/2 exp - +2T +. +(3.60) +Finally, Druyvesteyn's distribution shall be mentioned which is met, for +example, in certain simplified models of the electron component of a noble +gas plasma. It has the form +(3.61 ) +with the two parameters C and 13 related to the density and the kinetic +temperature as +C r +13-3/4 +n = +7r 3/4 +T = (rS/ 4/r3/ 4)mj3-1/2. +(3.62) +(3.63) +Compared to a same temperature Maxwellian, it has a much steeper decrease +at high energies. Very often, Maxwellian and Druyvesteyn calculations are +compared to illustrate the sensitivity of certain results on the form of the +distribution function. (See figure 3.4). +Also the spectral radiation intensities Iv are generally complicated func- +tions which do not follow a simple analytical form. But again, some explicit +examples may be useful. Like the distribution functions f, they are given +under the assumption of spatial homogeneity. +The first example is that of a monoenergetic radiation beam of photons +with a frequency VB and a radiation intensity IB, propagating into the direc- +tion eB. Its spectral radiation intensity is (with 8(2) denoting the delta function +with respect to the solid angle) +The spectral radiation flux and radiation energy density are +Fv(v) = IB 8(v - VB) eB +I +uv(v) = - 8(v - VB). +c +(3.64) +(3.65) +(3.66) + +--- Page 102 --- +Particles and Distributions +87 +( a) Maxwellian distribution +T +-4 +(b) Druyvesteyn distribution +Figure 3.4. Normalized Maxwellian (top) and Druyvesteyn (bottom) distribution functions +at the same density n, for different kinetic temperatures T. The Druyvesteyn distribution +is flatter for small v, but has a much steeper decrease at high energies. +The second example is that of the well-known black body radiation, given by +Planck's formula +(3.67) +As this radiation is isotropic, the radiation flux vanishes. The spectral energy +density is +(3.68) + +--- Page 103 --- +88 +Kinetic Description of Plasmas +2 +4 +6 +8 +10 +12 +14 +Figure 3.5. Radiation intensity fAv) and energy density uv(v) of the Planck black body +function for different normalized temperatures T. (In arbitrary units, they differ only by +a factor 4/c.) +The total radiation energy density of the black body radiation follows the +well-known Stefan-Boltzmann T4 law. (Note here that the temperature is +given in energy units.) +(3.69) +Kinetic theory assumes the information in the distribution function as +mathematically complete: iff is known at a time to, along with all external +fields and the boundary conditions, then it can be calculated for all future +times t > to. More explicitly, kinetic theory postulates the existence of a +closed equation for f, called the kinetic equation (or Boltzmann equation, +for its prototype). In this chapter, we will establish and discuss the kinetic +description for the case of a complex, partially ionized plasma far from +equilibrium, such as air. +As all mathematical models, kinetic theory has its limitations. First, it +should be noted that we deal with a continuum theory that itself makes no +reference to the atomistic nature of its system. The probabilistic relation +(1) is a physical interpretation, not a strict mathematical definition. For it +to make sense, the phase space volume b.3rb.3v should be chosen small +enough to resolve macroscopic structures but large enough so that statistical + +--- Page 104 --- +Particles and Distributions +89 +fluctuations rv6.N;1/2 are negligible. If the smallest macroscopic length is not +much larger than the interparticle distance, the scales are not sufficiently +separated and the kinetic model breaks down. (Definition (2) embodies +similar problems because the invoked 'suitable average' also makes reference +to an intermediate scale.) Second, kinetic theory assumes that higher order +correlations are not dynamic, but can be calculated as functionals of the +one-particle distributionf. This assumption generally holds when the inter- +actions among the particles are sufficiently weak and/or rare. +Let us discuss the assumptions in more detail for the considered case of a +weakly ionized plasma, presupposing some material of the next section. The +neutral density is nN, the electron density nc , with the ionization degree +a = ne/nN « 1. The corresponding temperatures are TN and Te; typically +Te is much larger than TN. +The neutral particles will interact when the relative distance becomes +smaller than their diameter d; these interactions are rare when the particle +distance rN = n-;,1/3 is large, rN » d. Clearly, this condition is always met, +it simply implies that the density of the neutral gas component is small +compared to that of the condensed phase. For the Coulomb interaction, it +is custom to introduce three characteristic distances, namely the average +distance re = n;:1/3, the distance of closest approach for thermal particles, +rc = i /(41TcoTe), and the Debye length AD = (coTe/e2n)1/2. The scales are +not independent; using the plasma parameter A = AD/rc one has +AD/re = A/(41T)1/3. The condition that the Coulomb interaction is weak +implies that the interparticle distance is large compared with the distance +of closest approach, or equivalently, the total Coulomb interaction energy +is small compared with the kinetic energy. Because of the relation between +the scales, this is often stated as the condition that the number of particles +in a Debye sphere be large, Abne == A/3 » 1. Plasmas that fulfill the con- +dition are referred to as weakly coupled or 'ideal'. +The limitations of the kinetic description should not be overstated. For +most practical applications, the approach is very satisfactory, as ideal +plasmas cover the majority of cases under consideration. Important non- +ideal plasmas are high pressure arcs; also dusty plasmas are non-ideal with +respect to their dust component. From a pragmatic point of view, one may +state that the difficulties in treating the kinetic model alone are so huge +that one hardly ever is tempted to employ an even more general description. +In other words, the real challenge is to reduce the kinetic description itself to +a more tractable form. We will come to this later. +The rest of this chapter is organized as follows. In the next section, the +various interactions of the particles in a plasma will be discussed and physi- +cally classified into 'forces' and 'collisions'. Then the mathematical form of +the kinetic model will be established. The last section will briefly describe +the possibilities of evaluating the kinetic representation. In particular, we +will mention some simplifications that are based on the smallness of the + +--- Page 105 --- +90 +Kinetic Description of Plasmas +electrons' mass and other approximations, and sketch the connection to the +more elementary plasma descriptions. +3.2 Forces, Collisions, and Reactions +The particles of a plasma are subject to various types of interactions, among +themselves, with the surrounding walls, with radiation, and with externally +applied fields. All interactions are electromagnetic, except for a constant +gravity which is sometimes included. In the final formulation of kinetic +theory, however, they are represented by contributions of very different +mathematical form. A discussion of the processes and their description is +the subject of this section. +Kinetic theory regards the plasma constituents (except the photons, of +course) as classical and here non-relativistic point particles. As such, they +follow Newton equation of motion with the acceleration calculated from +the Lorentz force (and possibly constant gravitation), +dr +_ +-=v +dt +dV' +q (-(_) +_ +-(_)) +_ +-d = - +E r, t + v x B r, t + g. +t +m +(3.70) +(3.71) +The electromagnetic fields may be externally generated, but typically include +also contributions which arise from the charges and currents within the +plasma itself. The 'self-consistent fields' can be calculated directly from +Maxwell's equations, using the above expressions for p and]': +- +ajj +VxE+ 7ii =O +Eov.f = Lqs J +fsd3v +s +(3.72) +(3.73) +(3.74) +(3.75) +The self-consistent fields, however, do not account for all plasma inter- +actions. As described above, the one-particle distribution function neglects +information on the correlation of the particles, and processes related to the +individual encounters of particles are therefore not included in (3.70)- +(3.75). These 'collisions' (an obvious, but unfortunately misleading term) + +--- Page 106 --- +Forces, Collisions, and Reactions +91 +can be of very different type; they may be classified with the help of the +following considerations. +Neutral particles, typically the majority in the plasma, interact when +their electron shells overlap. The interaction vanishes rapidly when the +particle separation becomes larger than a few Bohr radii. The Lenard- +Jones model, e.g., assumes a form f'Vr- 6 in the potential and f'Vr-7 in the +force [4]. If one of the interaction partners is charged, it induces an electrical +dipole moment in the partner, the corresponding interaction is attractive and +behaves as r -5. Only if both partners carry charges, a long range interaction +arises which goes f'Vr-2. +The decrease of the forces with r must be compared to the increase in the +number of interaction partners which scales f'Vr2 for large r. For neutral- +neutral and neutral-charge interactions the accumulated interaction force is +finite and, in fact, is dominated by the small distance contributions. These +interactions are thus mainly few-body collisions, i.e. they can be understood +as the interaction of two or three particles which asymptotically are before +and after the collision free (for t ----+ ±oo). Charged particle interactions, on +the other hand, have an accumulated field which formally diverges for large +distances: charged particles are always under the simultaneous influence of +(many) other charges and the 'collision' concept breaks down. +Let us first consider the few body collisions (figure 3.6). Practically +speaking, 'few-body' means 'maximally three interaction partners', and +two-body collisions are by far the most important. None the less, it is +advantageous to start with a general discussion for an arbitrary number of +collision partners. We consider a set of free particles and photons, the +RJ +81 +- +/- +~ +R2 +82 +.- +--. +~ +IvVvvv- WI +,., +Figure 3.6. Schematic illustration of a few-body collision. Educt particles and photons +enter the 'black box' reaction zone and are scattered into product particles and photons. +The size of the reaction zone is small compared to the average interparticle distance, so +that the particles can be considered as asymptotically free before and after the collision. +Nothing specific is assumed about the interaction except the validity of the general laws +of physics (conservation of nucleon identity, charge, momentum and total energy, +principles of Galilei invariance and detailed balance). + +--- Page 107 --- +92 +Kinetic Description of Plasmas +educts RJ, ... , RM and ,'lj; +Photon +A,B,C +AB +A* +Heavy particle +Molecule from constituents A, B +Electronically excited particle +Vibrationally excited molecule +Positive ion (cation) +Negative ion (anion) +Remarks +Atomic or molecular, possibly excited or +charged +Possibly excited or charged +Atomic or molecular, possibly additionally +excited or charged +Possibly additionally excited, possibly +charged +Atomic or molecular, possibly excited +Atomic or molecular, possibly excited +Referring to the educt by the name R or the index r, the kinematic +conservation rules of energy and momentum for a spontaneous decay are +N L +~ +~ +ms·vs· = mrvr· +, , +;=1 +The conservation laws of nucleon identity and charge read +N +LS;,n =Rn, +i=1 +n =Z,H, ... , U. +(3.88) +(3.89) +(3.90) +Equation (3.86), specialized for the case of a spontaneous decay, states that +the total scattering probability P can only depend on the particle velocity if. +There is, however, no possibility of constructing a Galilei invariant out of a +Table 3.2. Examples of 'one-body' or spontaneous decay processes. +Reaction +A* -- A+¢ +A* -- A+ +e+¢ +AB* -- A+B +AB* -- A+B+¢ +AB- -- A+B+e +Description +Photonic de-excitation +Auger effect (autoionization) +Autodissociation +Decay of excited dimers (e.g. in excimer lasers) +Auto detachment + +--- Page 111 --- +96 +Kinetic Description of Plasmas +single velocity vector V, and the dependence must actually vanish. This +corresponds to the fact that the decay probability of an unstable particle is +a constant, and a dimensional analysis shows that P must be identical to +the inverse of the particle life time T, +1 +P=-. +T +The absolute decay rate can be calculated as +. J +1 J, (~) d3 +nr +n = - +r Vr +Vr = - . +T +T +(3.91) +(3.92) +To some extent, the differential scattering probability is determined from the +constraints (3.88)-(3.90). When two educts result, their final energies are +fixed (as are their momenta, up to an arbitrary rotation in the rest frame). +Particularly in a photonic decay, the photon carries off (in an arbitrary direc- +tion) the full energy difference between the product and the educt state. +(Doppler shift must be taken into account.) This is, of course, the basis of +optical spectroscopy. If more than two educt particles are produced, their +energies may have a statistical distribution. +Each spontaneous decay of an excited particle requires a preceding +excitation. For some applications, it is reasonable to classify a process as +spontaneous decay when the lifetime of the state is long enough so that the +energy uncertainty .6.c ~ hiT is negligible. In other situations, it may be +advantageous to restrict the considerations to metastables. These are +particles with a life-time long enough so that transport effects can occur; +they exist for example in argon. +Next, we discuss the case of two-body interactions, where we distinguish +between collisions of matter particles and interactions of a particle and a +photon. We begin with the first, for which the conservation laws of energy +and momentum read +N L ms; vS; = mrl vrl + mr2 Vr2 +;=1 +and the conservation rules of charge and nucleon identity are +N L S;,n = Rn,1 + Rn,2, +;=1 +n=Z,H, ... ,U. +(3.93) +(3.94) +(3.95) +Equation (3.86) now states that the total scattering probability must be a +function of vrl and vr2 • These velocities combine to only one possible Galilei +invariant, namely the absolute value of their difference g = Iii = IVrl - vrJ + +--- Page 112 --- +Forces, Collisions, and Reactions +97 +Dimensional considerations show that P must be a product of g and a factor +u which has the dimension of an area. This so-called total scattering cross +section is in general a function of the difference velocity, +P(vr!, vr2 ) = IVr! - vr2 1 u/(Ivr! - vr2 1)· +(3.96) +With the help of the total cross section, the reaction rate n can be calculated +as +(3.97) +The scattering relations become particularly transparent when the considered +collisions are elastic. Switching to standard notation, two particles of +mass m and M with initial velocities v and V are assumed to scatter into +the final velocities v' and V'. It is convenient to introduce as variables the +center-of-mass velocity w = (mv + MV)/(m + M) and difference velocity +l = v-V. Momentum is conserved when the center-of-mass velocities +remain unchanged; energy conservation implies It I = Ill. The scattering +probability p may thus be written as +p = :~ (g, e) 8(3)(w - w') 8(!i - !g'2). +(3.98) +Galilei invariance demands that the differential cross section du/dD intro- +duced by (3.98) may only depend on the absolute value g of the difference +velocity and on the scattering angle e = L.(l,t). (See figure 3.7.) By inserting +expression (3.98) into the two-body version of (3.86), and utilizing that the +transformation from (v, V) to (w,l) has a Jacobian of unity, one arrives at +J du +P= gdD dD. +(3.99) +Comparison of this result with relation (3.96) shows that the total cross +section of an elastic scattering process is the integral of the differential +cross section over all scattering angles, +(3.100) +The differential cross section represents the ratio of the scattering events (into +a given solid angle element ~D) to the incoming flux of collision partners. In +general, du/dD is a complicated function of both arguments g and e. For the +limiting case of a 'hard sphere' potential (one that rises from zero to (Xl at a +radius R), however, the cross section is constant and the scattering isotropic, +du ( e) = !!.!... = 7r R2 +dD g, +47r +47r' +(3.101) +Isotropic scattering is a popular approximation for neutral-neutral inter- +actions, where the potential is at least comparatively hard. The dependence + +--- Page 113 --- +98 +Kinetic Description of Plasmas +Particles +Particles +I +21 +_ .... _-.. _ +..... ~---- .. lr +(a) Total cross section +(b) Differential cross section +Figure 3.7. Illustration of the total cross section u, (left) and the differential cross section +du/dO (right). The total cross section is the ratio of the number of scattering events per +particle, relative to the flux of incident interaction partners. The differential cross section +measures the number of particles which are scattered into the solid angle element +LlO = 27rsinBLlB. Note that du/dO is defined under more general conditions than u, +but, if both exist, they are related by u, = f(du/dO) dO. +on the velocity is often kept +dO' ( 0) = O't(g) +dO g, +41r . +(3.102) +Softer potentials (which rise less drastically with decreasing distance) favor +forward scattering. The extreme example is the very soft rvr-2 Coulomb +potential. Using q and Q for the charges of the particles and mR for their +reduced mass, the corresponding Rutherford cross section reads +d +2Q2 +~(g,O) = +q +. +dO +(81rEo)2mig4 sin4(Oj2) +(3.103) +The total cross sections calculated from this expression, however, are infinite, +due to a divergence at small angles (large distances). This is the result again +that charged particles are never really free. The proper treatment of Coulomb +interactions will be discussed at the end of this section. +We now proceed to the inelastic two-body collisions, of which a large +manifold of variants exist. The educt particles may be any combination of +electrons, neutrals, excited neutrals, and positive or negative ions, only +inelastic electron-electron collisions do not exist in the plasma energy +range. The products may be an arbitrary number of particles plus possibly +photons. Each of the 14 categories a-n in table 3.3 may be further divided +into different reaction channels. +The following tables display a list of the most frequent types of inelastic +two-body collisions, ordered with respect to their main source of energy. + +--- Page 114 --- +Forces, Collisions, and Reactions +99 +Table 3.3. Overview on the possible inelastic two-body interactions. Except for inelastic +electron--electron scattering which does not exist at non-relativistic energies, +each combination is possible. Most of the categories actually represent several +physically different reaction channels. +Electron +Neutral +Excited +Cation +Anion +Electron +a +b +c +d +Neutral +e +f +g +h +Excited +j +k +Cation +I +m +Anion +n +Electron driven processes are contrasted with interactions that involve only +heavy particles. +Processes driven by electron impact (a-d) +Electrons as the lightest, fastest and normally the most energetic particles are +responsible for the bulk of the interactions in a plasma. The energy of the +electrons is due to external fields (heating); sometimes also externally +generated electrons (beams) play a role. Ionization is responsible for +plasma generation, and, together with electronic excitation, dominates the +energy balance. (Table 3.4.) +Table 3.4. Inelastic two-body interactions driven by electron impact. (For +notation see table 3.1.) +Reaction +A+e- A*+e +AB+e - +ABV +e +A* +e- A+e +ABV+e - +AB+e +A+e - +A+ +e+e +AB+e- A+B+e +AB+e - +A+ +B+e+e +AB+e - +A+ +B- +e +A + e - +A-* - +A- + - +A* +AB+<1>- ABv +A +<1> - +A+ +e +AB+<1> - +A+B +AB+<1> - +A* +B+e +A+<1>-A+<1>' +A* + <1> - +A + <1> + <1> +A- +<1> - +A+e +AB- + <1> - +A + B + e +Description +Photoexcitation, or bound-bound absorption +Vibrational photoexcitation +Photoionization, or bound-free absorption +Photo dissociation +Dissociative photoexcitation +Luminescence, fluorescence, Raman scattering +Induced emission +Photo detachment +Dissociative photo detachment + +--- Page 118 --- +Forces, Collisions, and Reactions +103 +The processes listed in tables 3.2 to 3.6 are only a selection of the +interactions possible in a plasma. When three-body (and higher) collisions +are considered, the situation becomes even more complex. An exhaustive +account which lists more than a hundred different types of many-body inter- +actions is given in reference [7]. In plasmas that are maintained in gas +mixtures such as air, the number of atomic and molecular species is typically +large and the number of different scattering and reaction processes can easily +be a few hundred. +The complete quantitative characterization of plasma dynamics is +difficult. A first orientation may be provided by the following general +rules. The principle of detailed balance states that the matrix elements of a +reaction and its back reaction must coincide. If radiation is included, this +extends to a relation between the coefficients of absorption, emission, and +spontaneous emission. Typically, inelastic processes are less likely than +elastic collisions (in a semi-classical picture, the motion of the nuclei is +adiabatic). Radiative transitions are less likely than non-radiative ones. +Three-body events are often negligible. (A counter-example is third-body +assisted recombination; non-radiative two-body recombination is often +suppressed by energy and momentum conservation.) Two-photon processes +take place only at very high radiation densities. +For more specific information, one can either turn to theory or to experi- +ment. True first principle calculations are difficult, and empirically found +data are seldom complete. As a rule, one can state that angular resolved +information on the products is difficult to obtain, so that the total reaction +cross section (J"t becomes the preferred data format. Frequently, even that +information is missing, and only empirical reaction rates are available, +often expressed in terms of Arrhenius' formula. The lack of reaction data +is a serious problem for all modeling efforts. The body of knowledge, +however, is in rapid growth; many gases-particularly those of technical +importance-are already well characterized, and new data are added on a +regular basis. (See reference [11] for a start.) +We now turn to the Coulomb interactions which cannot be described as +collisions in the strict sense. Instead, a charged particle is simultaneously +influenced by many other charges. For a rough consideration these 'field +charges' may be divided into three groups: (a) a small number of charges +inside the strong interaction zone r ~ rc (on average less than one, the +probability scales ",A-I), (b) a relatively large number that are in a Debye +sphere rc < r < AD (this number scales like ",A2), and (c) the other charges +beyond the Debye radius (in effect infinitely many). +Each group of field particles influences the test particle differently: the +close encounters-set (a)-change its momentum vector drastically, similar +to a hard sphere collision. The absolute frequency of these events is, however, +not very high, and their effect is masked by the influence of group (b). Each of +the (b) particles induces only a small velocity change, but their simultaneous + +--- Page 119 --- +104 +Kinetic Description of Plasmas +action gives rise to a substantial stochastic acceleration, describable as a +'random walk in velocity space'. Particles (c) also have a measurable +influence, but due to the large number their contribution loses its statistical +nature. The resulting average is, in fact, a regular acceleration which is +contained in the self-consistent fields calculated from (3.72) and (3.73). +As the final topic in the section, we discuss very briefly the interaction of +plasma particles with material objects, such as electrodes, walls, or +substrates. Their reaction rates are often substantial. Surfaces (solids or +fluids) have a high density of available quantum states. In addition, surfaces +are connected to a large sink of energy and momentum. This has the conse- +quence that surface reactions are not subject to any selection rules. The +detailed study of these processes is the subject of a separate science, +plasma surface chemistry, which has established a huge body of knowledge +(particularly within the past decade). See reference [2] for a start. +Electrons are always absorbed by the material surfaces. In metals, they +enter the Fermi reservoir; in insulators, they occupy the surface states and +accumulate. Typically, their flux is much higher than that of any other +species, so that a negative 'floating potential' develops which is a few times +the electron thermal voltage Te/e. (It can be much higher when a dc or rf +bias is applied.) The plasma, in turn, reacts to the wall potential with the +formation of a plasma boundary sheath, a positive space charge zone with +a strong wall-pointing electrical field. For details see [9]. +Positive ions which enter the sheath are accelerated to the wall, and are +very likely to reach it. Very often, the wall forms the most prominent sink. +Close to the wall, the cations are neutralized by electrons tunneling into +the unoccupied quantum states. (When unbound states are accessed, free +electrons can be generated which escape into the plasma: this is secondary +electron emission.) The former ion, now a fast neutral, continues its trajec- +tory onto the surface. +Negative ions are repelled by the field of the sheath and reflected, as their +energy per charge unit is typically much less than the floating potential. They +tend to accumulate within the plasma, waiting to be neutralized either by +recombination or by detachment. Only when the wall potential vanishes +(for example, in the afterglow phase of pulsed plasmas), negative ions can +recombine at the walls. +The fate of a neutral that reaches a surface depends strongly on the +characteristics of both partners. One factor is the available energy. Excited +species, radicals and particles with a high impact energy are relatively +reactive; saturated or thermal ones are often simply reflected. A surface of +high temperature is more reactive than a cold one. Other factors are of +chemical nature. +Particles may also be emitted from a surface. Electrons can be liberated +by ions, by radiation, by a strong electric field, or thermally from heated +surfaces. Neutrals can be generated either by the impact of other particles + +--- Page 120 --- +The Kinetic Equation +105 +(e.g. sputtering, desorption), they can appear as free products of a chemical +reaction (e.g. etching), or the material may decompose due to thermal effects +(evaporation). Ion production at the surfaces is usually not important. +3.3 The Kinetic Equation +Section 3.1 discussed the various particles that are present in a partially +ionized plasma and introduced the one-particle distribution function f to +describe their state (at a given time t). Section 3.2 gave a physical account +of the forces that influence these particles, originating both from external +fields and from their mutual interaction. This section now combines the +two lines of thought and describes how the forces and interactions change +the distribution function over time. The mathematical formulation of this +is called kinetic equation. In its most compact form, it states that the convec- +tive or laminar term is equal to the collision term and reads as follows: +;(;=U)Sl s=l, ... ,N. +(3.113) +This, of course, must be explained. The convective term on the left is given by +a total derivative; it denotes the temporal change off evaluated with respect +to a moving frame of reference: +(3.114) +The motion of the reference frame is defined by Newton's equations, evalu- +ated with the external and the self-consistent fields, equations (3.70)-(3.75). +For charged particles, it reads +df" (~ ~ t) = oIr, + ~. of" + (~+!l!!... (E~ + ~ x B~)) . of" +d +r, v, +!') +v!')~ +g +v +!')~ • +t +ut +ur +n1" +uV +For neutrals it is simply +dfa (~~ ) _ ofa +~. ofa +~. ofa +dt r, v, t - ot + v or + g OV' +(3.115) +(3.116) +Equation (3.113) states that, up to the 'action of the collisions', the distribu- +tion function is temporally constant in the co-moving frame. This statement +may be understood with the help of figure 3.8, which shows the temporal +evolution of a phase space element ~ V according to the laminar term. +Assuming that the equations of motion arise from a Hamiltonian-true + +--- Page 121 --- +106 +Kinetic Description of Plasmas +for equations (3.70) and (3.71)-the volume of the phase space element is +constant over time. (Its form, of course, will change!) Collisions absent, +the particles also follow the equations (3.70) and (3.71), implying that all +particles present in the element ~ V at to will end up in ~ V' at t \. Their +total number ~N is thus conserved. The phase space density, being the +ratio of ~N and ~ V, is then also a constant in time. +This fact is often stated by saying 'the phase space density behaves like +an incompressible fluid'. For a more direct verification of this analogy, one +may also note that the total derivative in (3.113) can be written as a partial +derivative plus the divergence of a flux in the phase space, +(3.117) +This is, if set equal to zero, similar to the fluid-dynamical equation of conti- +nuity. Its derivation uses the 'phase space analogy' of the incompressibility +condition \7 . iJ = 0, but this relation is, of course, not an equation of state +but a consequence of the Hamiltonian nature of the dynamics, +%,. (if) + %iJ • (g + !: (E + iJ x Ji)) = O. +(3.118) +The term (I) s on the right of equation (3.113) represents all forces and inter- +actions that are not accounted for by the external and self-consistent forces. +Summarily referred to as 'collisions', these interactions scatter particles in +and out of the co-moving phase space volume. (See figure 3.8.) The scattering +of a particle into the phase space element ~ V corresponds to a 'gain' process, +a scattering out of the element counts as a 'loss'. +The collision term in (3.113) is just a symbol, in contrast to the explicitly +displayed convective term. In reality, it is a quite complicated sum of several +contributions, each of which corresponds to one of the interaction processes +discussed in section 3.2. All contributions have in common that they are local +in the spatial dependence, i.e. act only on the velocity part off: only particles +at the same position can collide, and they only experience a change in +velocity, not a change in position. (That is, when they keep their identity. +In chemical reactions they may locally appear or disappear.) The dependence +on ,and t will be suppressed in the further notation. +It is advantageous to divide the collision term contributions into three +physically distinct groups. The first corresponds to the most frequent interac- +tions, the elastic two-body collisions; the second represents all other few-body +collisions (including the interaction with radiation); and the last represents the +Coulomb interaction. We use the subscripts el, in, and cb, respectively, +(3.119) + +--- Page 122 --- +The Kinetic Equation +107 +v +v +Gain +D~v +Loss +~x +x +x +(a) Phase space element at t = to +(b) Phase space element at t = tl +Figure 3.8. Schematic illustration of the kinetic equation (3.113). Shown is a phase space +element ~ V which evolves according to the equations of motion, keeping its volume +constant but not the shape. (This is a consequence of the Hamiltonian nature of the +dynamics.) Under the action of the convection term, the particles move in the same fashion +so that the phase space density is conserved. The collision term on the right of (3.113) +scatters individual particles into or out of ~ V, giving rise to gains or losses, respectively. +As shown in the figure, a particle-conserving collision is represented by a translation along +the velocity axis; the spatial position remains unchanged. In addition, there are chemical +reactions which create or destroy particles. +In the case of neutral particles there are, of course, no Coulomb interactions, +(3.120) +The radiation intensity Iv was introduced above as the photon analog of the +distribution function, with the particular situation of massless particles taken +into account. The analogy can be carried further to the photon equivalent of +the kinetic equation, termed the radiation transport equation. It is also a +scalar partial differential equation of first order, with a somewhat different +appearance. The differences are partially due to physics (photons propagate +with a constant speed c, so that iJ = ce and acceleration terms are missing) +and partially due to convention (the radiation intensity refers to energy +flux, not to photon number, and all terms are divided by c), +(3.121 ) +Similar as in the kinetic equation, the terms on the left describe the propaga- +tion of the photons. The term e· yo Iv is called the streaming term. The expres- +sions on the right represent the interaction of the radiation with other plasma +constituents. As stated, photon-photon interaction does not exist in the +energy regime under discussion. The quantity Cv represents emission, Iiv +denotes absorption. These quantities are here defined with respect to the + +--- Page 123 --- +108 +Kinetic Description of Plasmas +volume, [cy ] = W IHzm3, [K;y] = 11m. A sometimes employed alternative +definition introduces emission and absorption coefficients per mass element; +practically, this corresponds to a substitution K;y ----; pK;y and Cy ----; pCy in +(3.121). Note that both the absorption and emission coefficient are functions +which in general depend on the time t, the position r, the propagation direc- +tion e, and the frequency 1/. Particularly the latter dependence often shows +very narrow and complex structures. +As discussed in section 3.2, several different elementary processes contri- +bute to the interaction of photons with matter. From the radiation transport +point of view, one distinguishes between emission (a photon is generated), +absorption (a photon is captured), and scattering (an absorption occurs +but a secondary photon appears with negligible time delay). Scattering is +further divided into elastic scattering and inelastic scattering. A particular +type of scattering is induced emission, where the incident photon is replaced +by two photons of the same direction and energy. +The physical meaning of the kinetic equation and the radiation trans- +port equation can be illustrated with the help of the appropriate moment +equations. For the particles, one multiplies the kinetic equation with the +combination vJ.!!' vI'" , ... ,vI'" and integrates over all velocities, to obtain +~Mn ++\7. rn +at +S,jll·j.t2,···,JlIl +S,J-LI,J-L2,···,MIl +(3.122) +The two terms on the left of (3.122) were already substituted using definitions +(3.12) and (3.14). The first is the time derivative of the moment M; of order n, +the second is the divergence of the corresponding flux. By structure it is a +derivative combination of moments of order n + 1. The first term on the +right represents the action of the macroscopic field. It is a linear combination +of moments of the order n - 1 and n. (The latter is only present when a +magnetic field is included.) The second term on the right represents the +change in the moment due to the action of the collisions. For this contribu- +tion we introduce the notation +(3.123) +Equation (3.122) shows that the time derivate of the moment M n of order n is +related to the divergence of the corresponding flux rn, i.e. to a moment of the +order n + 1. The balances thus form an infinite chain of coupled equations +which are together equivalent to the original equation itself. Only if the +chain of equations is terminated after a certain stage (using additional + +--- Page 124 --- +The Kinetic Equation +109 +assumptions), a simpler plasma model may be derived. We will return to this +question in section 3.4. +Here we will employ the first three moment equations, corresponding +to the balances of particle number, momentum, and energy. With the +definitions of section 3.1 they read +ans +n. r~n _ . +at + v +s - ns +(3.124) +a;; + \7. TIs = (msg + qs(i + Us x J1))ns + Is +(3.125) +aes +~e +(~ +~) ~ +. +7it+\7.rs = msg+qsE ·usns+e,. +(3.126) +As in the general form, the terms on the left are the derivative of the +considered moment and the divergence of the corresponding flux. The field +term vanishes for the particle balance; it represents the acceleration in the +momentum balance and the related power density in the energy equation. +The production densities of particle number, momentum, and energy are +explicitly +ns(1, t) = J (f) s d3v +Is(1, t) = J +msvs(f)s d3v +es(r, t) = J +~msv2(f)s d3v. +(3.127) +(3.128) +(3.129) +In analogy to the balances of the particles we now derive the balance +equations of the photons. By integrating the radiation transport equation +over the total solid angle 41f and invoking the definitions of the spectral +energy density U/l and the energy flux P/I-see (3.52) and 3.533)-we obtain +the spectral energy balance +aU/I +- J +J +at + \7 . F /I = +C/I dO - +IiJ/I dO. +(3.130) +Integrating this expression further over the full frequency range gives the +total energy balance, with the emissions counting as gains and the absorption +as losses, +au +n +F~ +·G +·L +-+v· =e-e +at +(3.131) +eG = JJ c/ldOdv +(3.132) +eL = JJ IiJ/I dO dv. +(3.133) + +--- Page 125 --- +110 +Kinetic Description of Plasmas +Integrating (3.130) with the weight l/hv yields the photon number balance, +with the corresponding gain and loss terms on the right, +an +r7 r~ +·G +·L +-+v· =n-n +at +·L +II 1 +n = - +hv "'vIII dO dv. +(3.134) +(3.135) +(3.136) +Having established the framework of particle and radiation transport, we +now proceed with an explicit discussion of the interaction terms. We first +concentrate on the few-body collisions in general, of which elastic scattering +is a special case. In section 3.2, the total scattering rate of M educt +particles R" ... ,RM and M educt photons " ... ,M (referenced by +r" ... ,rM'¢', ... ,¢M) into the product S" ... ,SN,W" ... ,wN (referenced +by s" ... ,SN,'I/J" ... ,'l/JN) was described by (3.77). It is repeated here for +convenience: +The integrand of this expression can be interpreted as the rate of scattering +per element of phase space d3v (for the particles) and per frequency interval +dv and solid angle dO (for the photons). Each scattering event means a loss of +educt particles and a gain of products, represented by a corresponding loss or +gain term on the right side of the kinetic equation. For a particular educt Rb +the loss rate L in phase space due to a process is calculated by integrating the +scattering rate over the velocity coordinates of all other educts and over all +products, +Lrk(VrJ = iJJ",J d3vr; D I +dOqJ; I dvqJ; D I d\,; g I +dO,p; I +dv,p; +x p(Vr\,···, VqJM' eqJM' Vs\,· .. , V,pfl' 4f1) +(3.137) +By dropping the factor Irk (vrJ in this formula, one arrives at a notion which +expresses the particle loss per educt particle Rk . This quantity is often termed + +--- Page 126 --- +The Kinetic Equation +111 +the specific loss frequency +M +M +N +N +v\(vrk ) = ;=UfJ d3vr,}] J +dD¢, J +dv¢,}] J +d3vs,}] J +dD,p, J +dv,p, +x p(vr\, ... , V¢M' e¢M' VS\"'" V,pR' e,pR) +(3.138) +The relation between the loss rate and the loss frequency is, of course, +Lrk ( vrk ) = v~ ( vrk ) f,Ju,.J . +(3.139) +Both quantities can be utilized to calculate the total scattering rate: +it = J +Lrk(vrJd3vrk = J +v~CU,'k)f,k(vrk)d3vrk' +(3.140) +As the term Lrk refers to the losses of particle species Rb the respective +contributions to the balances of particle number, momentum, and energy +must be counted as negative, +(3.141) +(3.142) +(3.143) +Similar considerations can be made for a product particle St. To calculate the +total gain rate G, the integration must be performed over all educt variables +and all other product variables. (Note that the definition of a specific gain +frequency is not possible.) +M +M +N +N +Gs/(vs) = }] J +d3vr,}] J +dD¢, J +dv¢, ;XtJ d3vs,}] J +dD,p, J +dv,p, +x p(vr\,···, v¢M,e¢M'vS\"'" v,pR,e,pR) +rr +M J, (~ ) rrM I v¢, (v¢" e¢,) +x +r· vr · +h' +, +, +V +;=1 +;=1 +Performing the final integration gives again the scattering rate +it = J +Gr/(v,J d3vr/. +(3.144) +(3.145) + +--- Page 127 --- +112 +Kinetic Description of Plasmas +As gains, the contributions to particle number, momentum, and energy are +positive, +·G IG d3 +_. +nSI = +s, +V S1 = n +(3.146) +(3.147) +(3.148) +We now turn to the photons. By integrating the phase space resolved scat- +tering rate over all product variables and over all educt variables but those +of photon k and dividing by the factor Iv¢) hV¢k' we obtain the absorption +coefficient of the considered process, +K = D I +d3vri iJ1~J dO¢i I +dV¢i g I +d3vSi g I +dO,"i I +dV,"i +x p(Vr,,···, V¢M' e¢M' iJ.", ... , V,"R' e'ljJR) +(3.149) +Performing the missing integrations gives again the total reaction rate n +according to equation (3.77). This justifies the interpretation of (3.149) as +the coefficient K. +. -II IV¢i(v¢i,i!¢) d" d +n - +K +hv +H¢k +V ¢k· +(3.150) +In a similar way, by integrating the phase space resolved scattering rate over +all educt variables and over all product variables but those of photon 1lT b we +obtain the emission coefficient, +c = D I +d3vri D I +dO¢i I +dV¢i}] I d\'i iJl~J dO,"i J +dV'ljJi +X p(iJ,o" ... , V¢M' e¢M' iJ.", ... , V,"R' e,"R) +(3.151) +The corresponding total reaction rate has the following form, also demon- +strating that the interpretation of (3.151) as emission coefficient is correct: +n = J +cdO¢i J +dV¢i· +(3.152) + +--- Page 128 --- +The Kinetic Equation +113 +We now consider two special cases of the general few-body formalism, +namely the elastic scattering of two particles and the elastic scattering of +particle and a photon. The first situation is the one originally investigated +by Boltzmann. Employing the probability formula (3.98) and combining +the loss and gain term into one formula gives +(J,!Is)el(V) = JJJg:~lr/(V- mr"::m,i- mr'::mst ) +x Is (v + +my +if - +mr t) i dg dO dO' +m,. +ms +mr +ms +- JJ J +g :~ I r/ (v - if)Is (v) i dg dO dO' +(3.153) +In this expression, if = ge and t = ge' are the difference velocities before and +after the collision, () is the scattering angle L(e, e'), and the cross section +(do/dO)!rs is a function of g and (), symmetric with respect to the indices r +and s, +da I +da I +dO +(g, ()) = dO +(g, ()). +rs +sr +(3.154) +The elastic collision term is subject to the conservation of particle number, +momentum, and energy. Particle conservation holds for each species +separately, as the elastic collisions do not affect the identity of each particle, +(3.155) +Energy and momentum, on the other hand, can be exchanged between the +species, so that the conservation of these quantities is expressed as the +anti-symmetry of the production terms, +As = J +msv(J,!Is)el,rs d3v +JJ mrms - +I" (- +ms +_) +- +gga m rsJ r V - +g +mr + ms +' +mr + ms +XIs(v+ +mr +if) d3gd3v = -Psr +m,.+ms +ers = J +~msv2(J,!Is)el d3v +JJ mrms - - +I" (- +ms +_) +- +v'ggamrsJr v- +g +mr +ms +' +mr +ms +I" (- +mr +-) d3 d3 +. +XJs v+ +g +g v=-es,.· +m,.+ms +(3.156) +(3.157) + +--- Page 129 --- +114 +Kinetic Description of Plasmas +The (Jm,rs is the cross section with respect to momentum transfer, calculated +as defined above, +(Jm,rs = J +(1 - cosO) :~ Irs dn. +(3.158) +The second special case, the elastic scattering of photons by particles, starts +from expression (3.107). The particles are not affected: only the absorption +and emission of photon must be represented. We assume that the cross +section depends only weakly on the energy and neglect the Doppler shift. +Inserting (3.107) into (3.149) and (3.151), carrying out all possible integra- +tions, and streamlining the notation leads to the following expression for +the combined absorption and emission processes +The net-effect of the scattering is that the photon only changes its direction. +The photon number and the energy stay the same, so corresponding quan- +tities vanish, +11 I scattering = 0 +e I scattering = O. +(3.160) +(3.161) +The remaining term to be discussed is the Coulomb term (f)cb, arising from +the long range interactions of the charged electrons and ions. To a good +approximation (see below), it is also a bi-linear term which couples all +charged species, +(3.162) +Several different versions of the Coulomb interaction term are available; they +differ in their special physical assumptions and/or in their mathematical +complexity. Their general form, however, is the same, namely that of a differ- +ential operator of second order in velocity space. With two coefficients called +the friction vector and the diffusion tensor, respectively, it reads +8 _ +1 82 +(f;3lfa)cb,;3a = - 8:v(Aada) + 2: 8:v:v(Ba/Jia)' +(3.163) +This mathematical form can be understood from the remarks made above, +namely that the action of the Coulomb collisions gives rise to a random +walk motion in velocity space. The various theories for the Coulomb interac- +tion differ in the exact expressions for the coefficients; they are, in general, +complicated functionals of the distribution function. + +--- Page 130 --- +The Kinetic Equation +115 +We restrict ourselves to the simple case of a plasma which is not too +inhomogeneous, not collision dominated, and not strongly magnetized. +(The assumptions mean that the Debye length is smaller than the gradient +length, the mean free path for collisions with neutrals, and the Larmor +radius.) Using arguments that are essentially equivalent to the physical +discussion above [1], one arrives at the so-called Landau collision term +which expresses the dynamical coefficients as +A = q~q~(ma + m(3) InA .!!....I-1-h C') d3 , +a(3 +47rc2m2m +av Iv-v'l (3v +v +o a +(3 +q~q~lnA a2II- +_'I (-') 3' +Ba(3 = 4 +2 +2 a-- +V - +V h· V d V . +7rcoma +VV +(3.164) +(3.165) +The parameter A in these equations is the Coulomb ratio defined above. Its +appearance under the logarithm makes it insensitive to small alterations; it is +customary to replace In A in calculations by a value averaged over all species +and spatial locations (or, even more drastically, to set it equal to 10 for low +temperature plasmas and equal to 20 for fusion applications). The Coulomb +interaction terms then become exactly bi-linear. Balescu [1] proposes the +value +InA = In 67rco(Te + TJAo . +qeqi +(3.166) +As the elastic collisions, Coulomb interactions conserve particle number, +momentum, and energy. The first property holds for each species separately; +the latter two follow again from the anti symmetry of the exchange of +momentum and energy between the species, +n(3a = I +(f(3lfa)cb,(3a d3v = 0 +ha = I +mrv(f(3lfa)cb,(3a d3v += q~q~ InA ma+m(3 II v - v' J; (V)h (v') d3vd3v +47rc6 +mam(3 +Iv - v'I3 a +(3 +=-ha +e(3a = J +~ mrv 2 (frlfs) cb,(3a d3v += qaq(3 n +m(3v - maV +~ m:; - m(3 vv fa (v)f(3(v') d3vd3v +2 2 1 A II +-,2 +-2 +( +) --, +47rc6 +mam{3lv - v'I3 +(3.167) +(3.168) +(3.169) + +--- Page 131 --- +116 +Kinetic Description of Plasmas +Having discussed in some detail the propagation and interaction terms of +particles and photons, we can assemble them to the final forms of the kinetic +equation and the radiation transport equation. The terms Land G are the +building blocks of the few-body collision terms of the kinetic equations. +For a given species s, all loss terms (all instances where the particle appears +as an educt) must be added with a negative, all gain terms (appearances of s +as a product) with a positive sign. Summing over all processes (under restora- +tion of the index P) , one gets +(f)el,s + (f)in,s = L +GiPl(iJ) - +L +LiPl(iJ). +(3.170) +processes +processes +For neutral particles, the kinetic equation is thus +(3.171) +For charged particles, the action of the electromagnetic field and the +Coulomb collisions have to be taken into account, so that their equation +reads +afa + iJ. afr:, + (i + ~ +(if + iJ x jj)) . 8/r:, +~ +& +rna +~ += L +GiPl(iJ) - +L +LiPl(iJ) + L(f/3lfa)cb,/3a' +processes +processes +/3 +(3.172) +Similarly, the emission and absorption terms are building blocks of the +radiation transport equation. All appearances of the photon as an educt +count as absorptions; all appearances as a product contribute to the +emissions. They are added corresponding to the rule +(3.173) +processes +processes +The particle production densities of all species are identical, up to the sign +which is negative for educts (losses) and positive for products (gains). This +reflects the conservation of chemical identity known as Dalton's law, +·L +·G +. +-nrk = nSl = n. +(3.174) +From the arguments of the delta functions embodied in the scattering prob- +ability P in (3.87), one can deduce the balance laws of momentum and +energy. Momentum is strictly conserved, energy only when the internal +contributions are included: +(3.175) + +--- Page 132 --- +Evaluation and Simplification of the Kinetic Equation +117 +(fel'l + te¢l) -(terk ++ teVJI) = (fEl'l -tErk)n. (3.176) +1=1 +1=1 +k=1 +1=1 +1=1 +k=1 +Adding all terms, we can finally state that the plasma as a whole obeys the +conservation rules of particle number, momentum and energy. +3.4 Evaluation and Simplification of the Kinetic Equation +Reviewing the material of the preceding sections, the reader might get the +impression that kinetic theory is a mathematical construction of over- +whelming complexity. This impression is true: as coupled sets of nonlinear +integro-differential equations in 6 + 1 dimensions, coupled to another +system of partial differential equations (Maxwell's), kinetic models are +indeed difficult to solve, both analytically and numerically. For all but the +most simple situations, exact solutions will remain elusive in the foreseeable +future. (This statement also applies to particle-in-cell simulations, which are +sometimes referred to as stochastic solutions of the kinetic equation: they +only provide satisfactory results under very limited conditions.) +In this situation, why bother with kinetic theory at all? +To this (rhetorical) question, there are basically two answers. The first +one was already given above: kinetic theory provides a general conceptual +framework, i.e. a formalism in terms of which (nearly) all relevant plasma +phenomena, in particular non-equilibrium features, can be understood. In +the last analysis, the underlying reason for the wide applicability of kinetic +theory lies in the fact that its sole assumption is met in (nearly) all plasmas +of practical interest: the particles in low temperature plasmas are weakly +bound, and their average potential energy is much smaller than their thermal +energy. The one-particle distribution function thus captures the essence of +the dynamics; higher order correlations are not of importance. +Other frameworks, like the one-particle picture, fluid dynamics, or the +traditional drift-diffusion model, are much more limited than kinetic +theory. Accordingly, kinetic argumentations have become very popular in +recent years. It has even been stated that 'all plasma physics must be reformu- +lated kinetically' [8]. +The second possible answer to the rhetorical question will occupy us for +the rest of this section: kinetic theory, even if it is 'unsolvable' itself, forms the +foundation of simpler plasma models which are accessible to solution or +simulation. These simplified models can be formally derived from kinetic +theory, but, of course, only by invoking certain additional assumptions or +neglections. The derived descriptions are thus less general and less accurate +than the original kinetic model. Several such descriptions are available + +--- Page 133 --- +118 +Kinetic Description of Plasmas +which differ in their level of accuracy and complexity; choosing the right one +requires physical judgement and insight into the situation. +This is not the place to give a systematic overview of all the different +derived plasma descriptions and their relation to the underlying kinetic +theory. Some important examples, however, may serve as an illustration of +the various possibilities and the typical arguments that are employed. +One important class of model simplifications arises when symmetry +arguments can be invoked. Invariance with respect to time leads to steady +state situations. Invariance with respect to a spatial direction may appear as +Cartesian or cylindrical symmetry, reducing the distribution function in suit- +able coordinates to the formf = f(x,y, vv, vy, vz , t) or f = f(r, z, v" v¢' vz , t). +(Often stated as 'the kinetic description is reduced to 2d3vlt dimensions'.) +Two simultaneous spatial symmetries are also possible; they reduce the +kinetic description to 1d2vlt dimensions. A frequent example is planar +symmetry, where the distribution function turnsf = f(x, vx , V.l, t). Spherical +symmetry withf = f(r, v" V.l, t) is rare. The assumption that three invariant +directions exist is equivalent to assuming spatial homogeneity. In this case, +the distribution function reduces to Od2v1 t dimensions, i.e. to the form +f = f(vlI' V.l, t), where the notions II and ..1 refer to the direction of the +electrical field. (Note that these dimensionality arguments have implicitly +assumed that the magnetic field B is weak; magnetized plasmas require a +more elaborate discussion.) +Another important class of simplifications deserves discussion. It arises +when the components of the kinetic equation can be separated into groups of +different magnitude (which in the following will be termed the 'dominating +interaction' and 'a small perturbation'). Under certain conditions, the +resulting dynamics assumes a characteristic two-phase structure, where the +dominating interaction induces a 'violent relaxation' on a fast time scale, +which is followed by a perturbation-induced 'secular evolution' on a slow +time scale. Frequently only the latter phase is of physical interest, and it is +generally possible to describe it by a reduced model which is both mathema- +tically and conceptually simpler than the original kinetic equation. +The classic example, of course, concerns the dynamics of a neutral gas, +for which it is often possible to replace the gas kinetic description by the +simpler Navier-Stokes equations. (See, e.g., [10].) For low temperature +plasmas, a similar reasoning is possible, when one excludes the electrons +and restricts oneself to the heavy particles (ions and neutrals). In this +subsystem, one finds that the frequency of the elastic (two-body) collisions +is typically much larger than the frequency of all other events, such as +chemical reactions, electron-induced ionization and excitation, or recombi- +nation. The collision terms of the heavy particle kinetics can be therefore +split into two separate groups, the dominant elastic interaction and the +inelastic perturbation, with the corresponding collision frequencies Vel and +Vin' related by Vel » Vin. Also the laminar parts of the kinetics are accounted + +--- Page 134 --- +Evaluation and Simplification of the Kinetic Equation +119 +for under 'perturbation', implying that scale lengths are large against the +elastic mean free path Ael. +The violent relaxation phase in this situation takes place on the time +scale "-'vci1, where the elastic collisions are dominant and the perturbation +interaction is negligible. Boltzmann's H-theorem states that under these +conditions the particle system relaxes into local thermodynamic equilibrium, +i.e. it maximizes its local entropy under the constraints of particle number, +momentum and energy. Correspondingly, all heavy particle distributions +become close to local Maxwellians, +( +( ~ +~)2) +~ ~ +fast +ns +ms V - u +fs(r, V, t) ===} +3/2 exp - +2 +. +(2rrT Ims) +T +(3.177) +The open parameters in these expressions, the fluid dynamic variables n, +(particle species density), U (common speed), and T (common temperature), +are arbitrary but slowly varying functions of 1. (Abitrary means that they are +not determined by the relaxation process but formally enter as its initial +conditions; slowly varying refers to the implicit assumption that their gradi- +ents are small compared to the mean free path Ael.) Physically, of course, the +fluid variables are not arbitrary; they just evolve on the time scale "-'Vi;l. The +equations which determine this secular evolution are referred to as the fluid +transport equations; after some algebra they assume the form of coupled +partial differential equations for ns, T, and u. They are, in fact, formally +similar to the moment equations discussed in section 3.3 (summed over the +species index s if applicable): +ans +~n. +8t + \7. rs = ns +ap +M +C ~ +~ +~ +at + \7 . II = p if + P E + j x B +ae +~e +~ ~ +~ -:' +. +at+\7·r =g·p+E·j+e. +(3.178) +(3.179) +(3.180) +The equations, however, are now closed. In particular, the fluxes f;, II, and +fe can be calculated from the gradients of n" T, and u. (The terms lis and e +contain interactions with the electrons. Their evaluation requires, of course, +knowledge about the distribution fe.) Details of the related algebra can be +found in reference [7]. Strictly speaking, the resulting fluid dynamic transport +theory leaves the realm of kinetic modeling and thus lies beyond the scope of +this section. +A second important application of the relaxation/evolution scenario +concerns the plasma electrons. Unlike heavy particle transport theory, the +resulting reduced model stays kinetic and shall be outlined here in more +detail. The argument starts again from a physically motivated separation +of the terms of the kinetic equation into two groups. Under typical + +--- Page 135 --- +120 +Kinetic Description of Plasmas +conditions, the predominant interaction of the electrons is elastic scattering +at neutrals. Because of the small mass ratio me/mN and the small thermal +speed of the neutrals, this process is much more likely to change an electron's +direction v/v than its speed v = IVI. Accordingly, the dominating interaction +is that of a pure isotropization, mathematically described as +) J +dVel (I ~I-;:" +J +dVel +(~) +Ue el = dr/;' v e J dO - +dO dO Ie v . +(3.181) +The residuum of the approximation me « mN and all other collision terms +are grouped into an inelastic collision term Ue)in' This term is viewed as a +perturbation; its absolute value is considered small compared to the elastic +scattering frequency Vel> +(3.182) +Also the laminar contributions to the kinetic equation must be small. This +requires the gradients to be small compared to the inverse mean free path +). = Vth/Vel> and the electrical field compared to Te/e).: +Iv, ~ +I « vetfe +(3.183) +I ;e E. Z; I « vetfe· +(3.184) +The scaling conditions (3.182)-(3.184) determine the absolute magnitude of +the perturbation terms (with respect to the elastic collisions), but not their +relative magnitude (with respect to each other.) This still leaves some +ambiguity, and, in fact, different 'regimes' are possible which arise from +subtle differences in the relative scaling of the perturbations. A particularly +simple regime-suited for many applications-results from the assumption +that the inelastic collisions are comparable with laminar terms that are quad- +ratic in the gradients or fields. These scaling assumptions can be conveniently +expressed by ordering the kinetic equation as follows, with E being a formal +smallness parameter (of value unity) to indicate the size of the respective +terms: +ofe +~ We +e +~ ofe +() +2 ( +) +~+EV' fl~-E-E. fl~= fe el+ E Ie in' +vt +vr +me +vV +(3.185) +Obviously, the dynamics separates indeed again into a fast relaxation and a +slow evolution phase. The relaxation takes place on a time scale vcl"l and +involves only the action of the elastic conditions. It leads to an angular +isotropization of the initial distribution: +I' (~~ ) fast I' (~ +) - +I J (~ I ~~, ) 2 +, +Je r, V, t ===} JO r, V, t = 47r fife r, vie, t dO. +(3.186) + +--- Page 136 --- +Evaluation and Simplification of the Kinetic Equation +121 +To focus on the subsequent slow evolution phase (which acts on a scale '"'-'c2), +we introduce the substitution t -----+ c-2t and write the kinetic equation +2 ofe +~ ole +e +oj~ () +2 ( +) +() +c --;:;- + cV' +"'~ - c-E· "'~ = fe el + c fe in- +3.187 +vt +vr +me +vV +This equation can conveniently be treated by means of a power expansion. +We write all quantities as power series with respect to the formal smallness +parameter c, +ex; +j~(f, 11, t) = L cnf(f, 11, t) +(3.188) +11=0 +x +E~(~ ~) '"' nE~(I1)(~ ~ ) +r, v, t = ~ +c +r, v, t +(3.189) +11=0 +and compare the coefficients of (3.187) in powers of c. This procedure leads +to an infinite hierarchy of equations, out of which we need only the first three: +0= (fO)el +(3.190) +~ ofo +e +~ ofo +V· --::;-:; - -Eo' "'~ = (fl)el +vr +me +vV +(3.191) +(3.192) +The first of these equations contains only the information thatfo is isotropic; +this was already expressed in (3.186). The second equation can be solved +explicitly as +fl = -~ (11. o~ _ ~Eo' f)~) +Vm +or +me +OV +(3.193) +where Vm is the momentum transfer frequency defined as +vm(v) = J(1-cose)':;~I(v,1'J)dO. +(3.194) +From equation (3.192) only the angular average is used. Applying f dO on +it and utilizing all previous information directly leads to the desired closed +evolution equation for fa, +2 +~ +ofo _ \7. (~\7fo _ veE . of 0) +at +3vm +' +3vmme +OV +~ +2 ~2 +1 a 2 (veE +. +e E +ofo ) +. +-2:- v --_·\7jO+--2- +=(JO)in- +V OV +3vmme +3vmme OV +(3.195) +Under slightly different assumptions-particularly suited for the analysis ofrf- +driven plasmas-one can directly employ the so-called two-term-expansion + +--- Page 137 --- +122 +Kinetic Description of Plasmas +f (v) ~ fo ( v) + II (v) . VI v to get +8fo+!v"V.f1 -!~~~(v2E·f) = (fO)in +8t +3 +3 me if 8v +_I +(3.196) +811 +e ~ 8fo +~ +-+v"Vfo --E-= -Vmfl' +8t +me +8v +(3.197) +Apart from the two examples given above, other utilizations of the general +ideas are also possible. In particular, one can systematically expand the +distribution function into spherical harmonics, +00 +1 +!e(r,v) -=!e(r,v,e,cf;) = L L fim(r,V)Ylm(e,cf;). +(3.198) +1=0 m=-I +Formally, this procedure requires no assumptions on the gradients or the +fields, but the series only converges quickly when the conditions (3.182)- +(3.184) are met. +The various reduced kinetic theories have in common that they formu- +late equations (or systems of equations) for functions of r, v, and t. In other +words, they are generally of 3d1vlt dimensions. Compared to the original +kinetic equation which was of type 3d3vlt, the numerical effort is hence +reduced by two dimensions. Assuming for example that 100 grid points are +necessary to resolve a velocity axis properly, one can estimate that the +amount of storage is reduced by a factor of 104. (The numerical effort, +which scales nonlinearly, is probably reduced even more.) +The efficiency gained by switching from the original to a reduced kinetic +theory thus is dramatic. Particularly when combined with other methods of +reducing the numerical effort, it can bring the kinetic models into the range of +today's computers. Reviewing the current literature, it seems, for example, +that mathematically three-dimensional problems have become sufficiently +easy to handle. Reduced kinetic models are now studied for time dependent +situations with planar or spherical geometry (ldlvlt), or for steady state +situations with cylindrical or Cartesian symmetry (2d1 vOt). Particularly +when combined with appropriate transport models for the heavy species, +such reduced kinetic descriptions can be used as powerful tools to analyze +and simulate situations with high physical and technical complexity. A +good overview over this exciting development and many references can be +found in [6]. +References +[1] R Balescu 1988 Transport Processes in Plasmas (Amsterdam: North-Holland) +[2] ME Barone and D B Graves 1966 Plasma Sources Sci. Technol.5 187 + +--- Page 138 --- +References +123 +[3] H Deutsch, K Becker, R K Janev, M Probst and T D Mark 2000 J. Phys. B Letters 33 +865 +[4] A Kersch and W J Morokoff 1995 Transport Simulation in Microelectronics (Basel: +Birkhauser) +[5] M A Lieberman and A J Lichtenberg 1994 Principles of Plasma Discharges and +Material Processing (New York: Wiley) +[6] D Loffhagen and R Winkler 2001 J. Phys. D: Appl. Phys. 34 1355 +[7] M Mitchner and Ch Kruger 1973 Partially Ionized Gases (New York: Wiley) +[8] L Tsendin 1999 private communication +[9] K-U Riemann 1991 J. Phys. D: Appl. Phys. 24491 +[10] L Waldmann 1958 Handbuch der Physik Bd XII, Transporterscheinungen in Gasen von +mittlerem Druck (Berlin, G6ttingen, Heidelberg: Springer) +[11] NIST Online Data Base Electron-Impact Cross Sectionsfor Ionization and Excitation +http://physics.nist.gov/PhysRetData/Ionization/index.html. + +--- Page 139 --- +Chapter 4 +Air Plasma Chemistry +K Becker, M Schmidt, A A Viggiano, R Dressler and S Williams +4.1 +Introduction +In a thermal plasma, all three major plasma constituents (electrons, ions, +neutrals) have the same average energy or 'temperature' and for polyatomic +species the rotational, vibrational and translational temperatures are in equi- +librium. The temperature of thermal plasmas may range from a few thousand +Kelvin (e.g. for plasma torches) to a few million Kelvin (in the interior of +stars or in fusion plasmas). In contrast, non-thermal or cold plasmas are +characterized by the fact that the energy is preferentially channeled into +the electron component of the plasma and/or vibrational non-equilibrium +of the polyatomic species. In non-thermal plasmas, the electrons may be +much hotter (with temperatures in the range of tens of thousands up to a +hundred thousand Kelvin) than the ions and neutrals, whose translational +temperatures are essentially equal and typically range from room tempera- +ture to a few times the room temperature. Non-thermal plasmas thus +represent environments where very energetic chemical processes can occur +(via the plasma electrons) at low ambient temperatures (defined by the +neutrals and ions in the plasma). +The processes that determine the properties of non-thermal plasmas are +collisions involving the plasma electrons and other plasma constituents. +Tables of relevant collision processes can be found in chapter 3 of this +book. Electron collisions are particularly important because of the high +mean energy of the plasma electrons. Ionizing collisions and, in molecular +plasmas, dissociative electron collisions are of particular relevance. Ionizing +collisions determine the charge carrier production by (i) direct ionization of +ground state atoms and/or molecules in the plasma and by (ii) step-wise ion- +ization of an atom/molecule through intermediate excited states. Ionization +of ground state atoms/molecules, which have a high number density in the +plasma, requires a minimum energy which is (for most species) above +124 + +--- Page 140 --- +Introduction +125 +10 eV. Thus, only the high-energy tail of the electron energy distribution +function is capable of contributing to this process. Even though the density +of metastable species in a plasma is typically much smaller than the ground- +state density, the ionization cross section out of a metastable state is much +larger than the ground-state ionization cross section and the energy required +to ionize a metastable atom or molecule is much smaller than the ground- +state ionization energy. As the number of low-energy electrons is typically +much larger than the number of electrons with energies above 10 e V (see +above), stepwise ionization processes can contribute significantly to the +ionization balance in a non-thermal plasma. +The generation of chemically reactive free radicals by electron impact +dissociation in molecular plasmas is an important precursor for plasma +chemical reactions. As an example, fluorocarbons such as CF4 and C2F6 +are comparatively inert and will not react per se with Si or Si02 • Etching +of these materials in plasmas containing fluorocarbon compounds in the +feed gas proceeds via F and CF x radicals formed in the plasma by dissoci- +ation of the parent molecules by the plasma electrons. +As discussed in detail in the previous chapter, the probability for a +particular electron collision process to occur is expressed in terms of the +corresponding electron-impact cross section CT, which is a function of the +energy of the electrons. All inelastic electron collision processes have +minimum energies (thresholds) below which the process is energetically not +possible. In plasmas, the electrons are not mono-energetic, but have an +energy or velocity distribution, f(E) or f(v), where E and v refer to the +energy and velocity of the colliding electron, respectively. In those cases, it +is convenient to define a rate coefficient k for each two-body collision process +k(v) = J +CT(v)vf(v) dv +(4.1.1 ) +where CT( v) denotes the corresponding velocity dependent cross section. In +principle, the velocity v in equation (4.1.1) refers to the relative velocity +between the two colliding particles. As the electron velocity is much larger +than the velocity of the heavy particles (which are essentially at rest relative +to the fast moving electrons), the quantity v in (4.1.1) is nearly identical to the +electron velocity. Sometimes it is more convenient to express the rate coeffi- +cient as a function of electron energy E. As discussed in chapter 3, realistic +electron velocity/energy distribution functions exhibit complicated shapes. +The concept of a rate coefficient is used in a similar fashion to describe +reactive collisions between the randomly moving heavy particles, where the +reaction probability is determined by the relative velocity between the +colliding heavy particles. At equilibrium conditions, the velocity distribution +is determined by the heavy-particle temperature, T, and the temperature +dependence of the rate coefficient can be described by an Arrhenius law. +However, equilibrium models of chemical kinetic systems depend on rate + +--- Page 141 --- +126 +Air Plasma Chemistry +coefficients which are usually given by a modified Arrhenius dependence on +temperature: +(4.1.2) +where A is a scaling parameter, Ea is the chemical reaction activation energy, +kB is the Boltzmann constant, and n is a curvature parameter describing the +growth of the rate coefficient with temperature. +The time scales of the processes in a reactive plasma span a wide range +(Eliasson et al 1994). Electron-induced processes such as excitation and +ionization occur in the range of picoseconds or less. The electron energy +distribution function reaches equilibrium with the externally applied electric +field also within picoseconds (Eliasson et aI1994). Electron-induced dissoci- +ative ionization and dissociation processes, in which the molecular target +breaks up, take nanoseconds to micro-seconds. At atmospheric pressure, +the time scale for chemical reactions involving ground-state species is in +the range from milliseconds to seconds, while the free radical reactions +occur in the range between micro-seconds and milliseconds. +The atmospheric-pressure air plasmas that are the subject of this book +are weakly ionized. Their degree of ionization, a, defined as +(4.1.3) +where ne and no denote the density of respectively the plasma electrons and +the plasma neutrals, is of the order of 10-5, that is only one in every +100000 plasma neutrals is ionized. The degree of dissociation is typically +significantly higher. Despite the low degrees of ionization, both neutra1- +neutral and ion-neutral processes are important processes in the plasma +chemistry of weakly ionized, non-thermal molecular plasmas. Equation +(4.1.3) assumes that negative ions do not contribute significantly to the +total number of negative charge carriers, which may not be true in air +plasmas; in that case equation (4.1.3) must be modified to include negative +ions. +In the following sections, we will summarize the state of our current +knowledge of the most important plasma chemical reactions in atmos- +pheric-pressure air plasmas for both reactions involving only neutral species +(,neutral air plasma chemistry') and ionic species ('ionic air plasma chem- +istry'). In section 4.2, we discuss reactions of neutrals. As there is a larger +number of such reactions, we will not discuss selected reactions in great +detail, but rather give a survey summarizing the most important reactions +between neutrals in terms of their known reaction rate coefficients and, to +the extent available, the temperature dependence of the reaction rates. In +the case of ion-molecule reactions in high-pressure air plasmas, the +number of processes that have been studied extensively is much smaller +and we will cover those reactions in more detail in section 4.3. Section 4.4 +discusses the challenge of modeling non-equilibrium air plasma chemical + +--- Page 142 --- +Air Plasma Chemistry Involving Neutral Species +127 +systems where the relative velocity distributions of heavy-body collisions +is not described by a temperature. Dissociative recombination, a principal +electron loss mechanism, is discussed in section 4.5. +4.2 Air Plasma Chemistry Involving Neutral Species +4.2.1 +Introduction +Chemical reactions in an air plasma are initiated by electron impact on the +main air plasma constituents N2 and O2, Electron-driven processes with +N2 and O2 include +e-+X2 - +Xi +e- +(4.2.l.1a) +e- +X2 +X+X+e- +(4.2.l.1b) +e- +X2 +X*+X+e- +(4.2.l.1c) +e- +X2 - xi +2e- +(4.2.l.1d) +e- +X2 +xi* + 2e- +(4.2.l.1e) +e- +X2 +x+ +X+2e- +(4.2.1.1f) +e- +X2 +x+ +X* + 2e- +(4.2.l.1g) +e- +X2 +x-+x +(4.2.l.1h) +e-+X2+M +X2+M +( 4.2.l.1i) +(X: N2, O2; the asterisk denotes an excited state, which may be short-lived or +metastable.) +We note that reactions (4.2.l.1h) and (4.2.l.1i) involve primarily O2 as +N2 is not an electronegative gas. Furthermore, a third body 'M' is required in +reaction (4.2.l.li) in order to satisfy energy and momentum conservation +simultaneously. The most recent compilation of measured electron impact +cross sections for the molecules N2 and O2 as well as for the atoms Nand +o and for the most important molecular and atomic reaction products and +impurities in air plasmas (H20, CO2, CO, CH4, NO, N02, N20, 0 3, H, C, +Ar, ... ) can be found in the compilations of Zecca and co-workers (Zecca +et al 1996, Karwasz et al 200la,b). For subsequent chemical reactions, +ground-state neutrals and ions are important, as are electronically excited +species in low-lying states that are metastable. Short-lived excited species +that can decay radiatively via optically allowed dipole transitions on a time +scale of nanoseconds do not have a sufficiently long residence time in the +plasma to contribute significantly to the plasma chemical processes (even + +--- Page 143 --- +128 +Air Plasma Chemistry +though at atmospheric pressure their lifetime may become comparable to the +inverse collision frequency, in which case their reactivity must also be consid- +ered). In the case of molecular species, rotational and vibrational excitation +of the reactants can have a profound effect on the reaction pathways and +reaction rates of these species, as will be discussed in more detail later. +Several extensive compilations of gas phase processes relevant to air plasmas +have been published since 1990 including those by Matzing (1991), Kossyi +et al (1992), Akishev et al (1994), Green et al (1995), Herron (1999), Chen +and Davidson (2002), Herron and Green (2001), Herron (2001), Stefanovic +et al (2001), and Dorai and Kushner (2003) (see also the NIST Chemical +Kinetics Database, version 2Q98 (NIST Chemkin) and the online version +(NIST index». +4.2.2 Neutral chemistry in atmospheric-pressure air plasmas +This section deals with plasma chemical reactions in atmospheric-pressure +air plasma that involve only neutral species. Processes involving ions will +be discussed in subsequent chapters. Neutral chemistry and ion chemistry +are connected through ion recombination processes in the gas phase or at +surfaces as well as dissociative and associative ionization processes. A +complete summary of all chemical reactions in an air plasma cannot be +given here, because there are simply too many possible reactions. Thus, we +will limit the discussion in this section to what we believe are the most impor- +tant reactions. For a more detailed discussion of the various other chemical +reactions we refer the reader to the above-mentioned original references +including the NIST database. The examples presented here are limited to +reactions involving oxygen and nitrogen atoms and molecules, ozone, and +the NOx reaction products. Table 4.1 lists the most important low-lying, +Table 4.1. Low-lying metastable states ofN2, O2, N, and 0 (Radzig and Smirnov 1985). +Species +State +Energy (em-I) +Energy (eV) +N2 +A3~~ +50203.6 +6.22 +N2 +B3IIg +59618.7 +7.39 +N2 +a'l~;;- +69152.7 +8.57 +N2 +C 3IIu +89136.9 +11.05 +O2 +a l.6.g +7928.1 +0.98 +O2 +bl~+ +13195 +1.64 +2 og +N +D5/2 +19224.5 +2.384 +N +2D O +19233.2 +2.385 +3/2 +N +2pO +28839.9 +3.576 +1/2 +0 +ID2 +15867.9 +1.967 +0 +ISO +33792.6 +4.190 + +--- Page 144 --- +Air Plasma Chemistry Involving Neutral Species +129 +long-lived energy levels of the neutral species (N2' 02, N, and 0) relevant to +the neutral chemistry in air plasmas (Kossyi et aI1992) in terms of the energy +required for their formation via electron collisions (Radzig and Smirnov +1985). +The electron impact dissociation of nitrogen and oxygen molecules into +the reactive atomic radicals is an important step for the initiation of chemical +processes. The electron impact neutral dissociation of N2 requires a higher +minimum energy as the dissociation of 02 (Cosby 1993a,b, Stefanovic et al +2001). Furthermore, the 02 dissociation cross section in the low energy +range is significantly higher than that for N2 (Cosby 1993a). For instance, at +an electron energy of 18.5 e V, the neutral 02 dissociation cross section has a +value of 52.9 x 10-18 cm2 (Cosby 1993b) compared to 17.4 x 10-18 cm2 for +N2 (Cosby 1993a). However, both neutral dissociation processes are important +in the initiation of the neutral air plasma chemistry. We note that the dissoci- +ative electron attachment to 02 leading to the formation of 0- + 0 has a +threshold near 5 e V and a maximum cross section of about 1.5 x 10-18 cm2 +around 7 eV. Even though this cross section is comparatively low, the process +is quite effective because of the higher electron density in this energy range +compared to the energy required for neutral dissociation. Non-dissociative +attachment to 02 leading to the formation of 02 (in the presence of a third +collision partner) occurs for electron energies near 0.1 eV (Christophorou +et aI1984). +Figure 4.1 presents schematically the main plasma chemical reaction +pathways in an air plasma starting with the electron-driven reactions +and at higher electron energies +N2 +e- +0i +e- +O+O+e- +O*+O+e- +0-+0 +02+ M +Ni +e- +N +N +e- +N* +N +e- +(4.2.2.1a) +(4.2.2.lb) +( 4.2.2.1c) +(4.2.2.ld) +(4.2.2.le) +( 4.2.2.2a) +(4.2.2.2b) +(4.2.2.2c) +(where the asterisk denotes one of the low-lying excited states listed in table +4.1), which are followed by the neutral heavy particle processes: +(4.2.2.3a) +(4.2.2.3b) + +--- Page 145 --- +130 +Air Plasma Chemistry +N20 S +Figure 4.1. Schematic diagram of the primary chemical reactions in an air plasma (dry air) +following electron impact on N2 and 02' Only the formation reactions up to the formation +of N 20 5 are shown. +It is interesting to note that reactions involving ground-state and excited +species can have rate coefficients that differ by orders of magnitude. For +instance, the rate coefficient of reaction (4.2.2.3a) involving an excited N +atom has a value of 5 x 10-12 cm3/s (see table 4.5), whereas the rate coeffi- +cient for the corresponding ground state reaction is 7.7 x 10-17 cm3/s (see +table 4.3). The required activation energy for the reaction involving the +excited particle is lowered by the potential energy of the excited reaction +partner (Elias son and Kogelschatz 1991). +4.2.3 Summary of the important reactions for the neutral air plasma +chemistry +The following tables summarize the most important neutral chemical reac- +tions in an air plasma starting with two-body reactions involving 0 atoms +(table 4.2) and N atoms (table 4.3) in the ground states. Table 4.4 presents +three-body reactions involving ground-state species. Reactions with elec- +tronically excited species are presented in table 4.5 and in table 4.6 reactions +are listed involving ozone molecules. To the extent known from the +literature, we also list the temperature dependence of the rate constants. +For the three-body reactions, the rate constants are given as the product of +the temperature-dependent part and the gas density per cm3 (of the 'third' +body) at atmospheric pressure. This facilitates a meaningful comparison of +these rate coefficients with rate coefficients for two-body reactions. All rate +constants are given in units of cm3/s except for the data for three-body + +--- Page 146 --- +Table 4.2. Ground-state, two-body reactions involving 0 atoms. +Reaction +0+03 ~ +O2 +02 +0+N02 ~ +O2 +NO +o + N03 ~ +O2 + N02 +0+ N20 3 ~ +products +0+ N20 5 ~ +2N02 + O2 ~ +products +k298 +(cm3 mol- I S-I) +8 X 10- 15 +9 X 10-12 +1.7 X 10-11 +1.0 X 10- 11 +::::3 x 10- 16 +1.0 X 10- 16 +<3 X 10- 16 +Temperature dependence +k(T) (cm3 mol- 1 S-I) +2.0 X 10- 11 exp( -2300/T) +8.0 x 10- 12 exp( -2060/T) +1.9 x 10-11 exp(-2300/T) +6.5 x 10- 12 exp(120/T) +5.6 x 10-12 exp(180/T) +1.13 x 1O- II (T/1000)OI8 +5.21 x 1O- 12 exp(+202/T) +Temperature +range (K) +200-400 +250-350 +Reference +Kossyi et al (1992) +Herron and Green (2001) +Akishev et al (1994) +Herron and Green (2001) +Chen and Davidson (2002) +Kossyi et al (1992) +Matzing (1991) +Herron and Green (2001) +Chen and Davidson (2002) +Akishev et al (1994) +Herron and Green (2001) +Chen and Davidson (2002) +Kossyi et al (1992) +~ +:;;. +""0 +r::;- +'" +31 +;::, +(J +;::- +'" +31 +~. +~ +~ +'" +0 "-'" +S· +I)q +~ +:s. +.... +;::, +"- +~ +'" '"' +Cli' +'" +...... +w + +--- Page 147 --- +Table 4.3. Ground-state, two-body reactions involving N atoms. +Reaction +k298 +(cm3mol-1 S-I) +N+02 - +NO+O +7.7 x 10- 17 +N +03 - +NO+02 +5.7 x 10-13 +:s: 2 x 10-16 +N +NO - +N2 +0 +3.2 X 10- 11 +N+N02 - +N2O+O +1.2 x 10- 11 +N + NOz - +NO + NO +2.3 X 10-12 +N + N03 - +NO + N02 +3 X 10-12 +N + N02 - +N2 + 0 + 0 +9.1 X 10-13 +Temperature dependence +k(T) (cm3mol-1 S-I) +4.4 x 1O- 12 exp(-3220/T) +5 x 1O-12 exp(-650/T) +3.4 X 10- 11 exp(-24/T) +5.8 x 1O-12 exp(-220/T) +Reference +Dorai and Kushner (2003) +Stefanovic et at (200 I) +Herron (2001) +Dorai and Kushner (2003) +Herron and Green (2001) +Kossyi et at (1992) +Herron and Green (2001) +Kossyi et at (1992) +....... +w +tv +~ +::;. +i +I:l +Q +~ +1::;' +~ + +--- Page 148 --- +Table 4.4. Ground-state three-body reactions. +Reaction +k300 * +Temperature dependence +Temperature +Reference +(cm3 mol-1 S-I) +k(T) * +range (K) +O+O+M-Oz+M +9.8 x 10-14 +4.5 X 10-34 exp(630/T) [Nz1 +200-400 +Herron and Green (2001) +O+N+M-NO+M +2.7 x 10-13 +6.3 X 10-33 exp(140/T) [Nz1 +200-400 +Herron and Green (2001) +0+OZ+M- 0 3+ M +1.6 x 10-14 +6.0 X 1O-34(T/300)-z.8 [Ozl +100-300 +Herron and Green (2001) +0+OZ+M- 0 3+ M +1.5 x 10-14 +5.6 X 1O-34(T/300)-z.8 [Nz1 +100-300 +Herron and Green (200 I) +0+ NO + M - +NOz + M +2.7 X 1O-1Z +I X 10-31 (T /300)-1.6 [Nz1 +200-300 +Herron and Green (2001) +0+ NOz + M - +N03 + M +2.4 X 1O-1Z +9.0 x 1O-3z(T /300)-z.0 [Nz1 +200-400 +Herron and Green (200 I) +N+N+M -Nz+M +1.2 x 10-13 +8.3 x 1O-34 exp(500/T) [Nz1 +100-600 +Herron and Green (2001) +NO + NO + Oz - +NOz + NOz +3.3 X 10-39 exp(526/T) +Akishev et al (1992) +NO+NOz +M - +NZ0 3 +M +8.3 x 10-15 +3.1 X 1O-34(T/300)-7.7 [Nz1 +200-300 +Herron and Green (2001) +NOz +NOz +M - +NZ0 4 +M +3.8 x 10-14 +1.4 X 1O-33 (T/300)-3.8 [Nz1 +300-500 +Herron and Green (2001) +NOz +N03 +M - +NZ0 5 +M +7.4 x 10-11 +2.8 X 1O-30(T/300)-3.5 [Nz1 +200-400 +Herron and Green (2001) +* The rate constants of Herron and Green (2001) are those in the low-pressure limit. The low-pressure third-order limit is characterized by a second-order +rate constant k300 = Af(T) x 2.68 x 1019 (cm3 mol- I s-l) (Herron and Green 2001). +~ +~. +i +!:l +9 +~ +1:;' +~ +~ +~ +c +~ +~. +~ +~ +.... +!:l -.. +~ +~ +..., +~. +- +w +w + +--- Page 149 --- +-" +w +.jO. +Table 4.5. Two-body reactions involving electronically excited species. +Reaction +k298 +Temperature dependence +Reference +(cm3 mol-I S-I) +k(T) (cm3 mol- 1 S-I) +~ +:::;. +OeD) +03 - +20+02 +1.2 x 10- 10 +Herron and Green (200 I) +'"i:l +is"" +oe D) + 0 3 - +202(3~;-) +1.2 x 10-10 +'" +Herron and Green (2001) +;:: +OeD) + N20 - +2NO +7.2 x 10- 11 +'" +Herron and Green (2001) +Q +Oe D) + N20 - +N2 + O2 +4.4 X 10-11 +Herron and Green (2001) +~ +OeD) + N02 - +NO+02 +1.4 x 10-10 +;:: +Herron and Green (200 I) +0:;' +NeD) +02 - +Oep, ID) +NO +5 x 10-12 +1.0 X 10- 11 exp( -21O/T) +Herron and Green (2001) +~ +NeD) +03 - +NO+02 +1 x 10- 10 +Herron and Green (2001) +NeD) +NO - +N2 +oep, I D , IS) +4.5 x 10- 11 +Herron and Green (2001) +NeD) +N20 - +N2 +NO +2.2 x 10-12 +1.5 X 10- 11 exp(-570/T) +Herron and Green (2001) +Nep) + O2 - +Oep, ID, IS) + NO +2 X 10-12 +2.5 x 1O-12 exp(-60/T) +Herron and Green (2001) +02e L1g) + N - +NO + 0 +::;9 X 10-17 +Herron and Green (2001) +O2 e L1g) + 0 3 - +202 + 0 +3.8 X 10-15 +Herron and Green (2001) +02e~;-) + 0 3 - +202 + 0 +2.2 X 10- 11 +Herron and Green (2001) +N2(A3~n +02 - +N2 +20 +2.5 x 10-12 +5.0 X 10-12 exp( -210/T) +Herron and Green (2001) +N2(A 3~~) + 02e L1g) - +N2 + 20 +<2 X 10- 11 +Herron and Green (2001) +N2(A3~)+02 - +N2O+O +4.6 x 10- 15 +Stefano vic et at (2001) +N2(A 3~~) + 0 3 _ +N2 + O2 + 0 +4.2 X 10- 11 +Herron and Green (2001) +N2(A3~~) + N02 - +N2 +NO +0 +1.3 x 10- 11 +Herron and Green (2001) + +--- Page 150 --- +Table 4.6. Reactions including 0 3, mainly two-body reactions. +Reaction +k300 (cm3mol-1 s-l) +Temperature dependence k(T) +Reference +0+ Oz + M - +0 3 + M +6.0 x 1O-34(T /300)-Z.8 [Oz] +Herron (2001 b) +0+ Oz + Oz - +0 3 + Oz +8.6 X 10-31 T-l. Z5 +Stefanovic et at (2001) +O+Oz +M - +0 3 +M +5.6 x 1O-34(T /300)-Z.8 [Nz] +Herron and Green (2001) +0+ Oz + Nz - +0 3 + Nz +5.6 X 1O-z9 T-z +Stefanovic et at (2001) +N +03 - +NO+Oz +<2 x 10-16 +Herron and Green (2001) +1 x 10-16 +Chen and Davidson (2002) +I x 10-15 +Akishev et at (1994) +0+03 - +Oz+Oz +8 x 10-15 +8.0 X 1O-1Z exp( -2060/T) +Herron and Green (200 I) +1.9 X 10-11 exp( -2300/T) +Akishev et at (1994) +0+03 - +Oz(al~) + Oz +3 X 10-15 +6.3 X 1O-1Z exp( -23QO/T) +Stefanovic et at (2001) +0+03 - +OZ(bl~) +Oz +1.5 x 10-15 +3.2 X 1O-1Z exp( -2300/T) +Stefanovic et at (2001) +OeD) +03 - +Oz +20 +1.2 x 10-10 +Stefanovic et at (200 I) +Oe D) + 0 3 - +Oz + Oz +2.3 X 10-11 +Stefanovic et at (200 I) +1.2 X 10-10 +Akishev et at (1994) +Oe D) + 0 3 - +20ze~~) +1.2 x 10-10 +Herron and Green (200 I) +OeD) +03 - +Oz(a1~) +Oz +1.5 x 10-11 +Stefanovic et at (2001) +OeD) +03 - +Oz(b1~) +Oz +7.7 x 1O-1Z +Stefanovic et at (2001) +3.6 X 10-11 +Akishev et at (1994) +Oe D) + 0 3 - +Oz(4.5) + Oz * +7.4 X 10-11 +Stefanovic et at (200 I) +Oz(al~) +03 - +0 + Oz +Oz +4 x 10-15 +5 X 10-11 exp( -2830/T) +Stefanovic et at (2001) +Oz(b 1~) + 0 3 - +Oz + Oz + 0 +1.5 X 10-11 +Stefanovic et at (200 I) +OZ(b1~) + 0 3 - +Oz(a1~) + Oz + 0 +7 X 1O-1Z +Stefanovic et at (2001) +NO+03 - +NOz +Oz +1.8 x 10-14 +1.8 x 1O-1Z exp(-1370/T) +Herron and Green (2001) +1.6 X 10-14 +9 X 10-13 exp( -1200/T) +Stefanovic et at (200 I) +NOz + 0 3 - +N03 + Oz +3.5 X 10-17 +1.4 x 1O-13 exp(-2470/T) +Herron and Green (2001) +3.4 X 10-17 +1.2 X 10-13 exp( -2450/T) +Stefanovic et at (2001) +The rate constants of Herron and Green (2001) for the three-body reactions are the values in the low-pressure limit. See also table 4.4. +* Oz (4.5): Oz electronic levels near 4.5eV, Oz (c 1~, C3~, A 3~). +~ +::t. +"t:I +i:S"' +~ +!:l +Q +~ +~ +0; . +.... +~ +~ +...: c -. +...: S· +~ +~ +:::: .... +.... +!:l -. +~ +~ +'"' +~. +- +\.;.l +VI + +--- Page 151 --- +136 +Air Plasma Chemistry +reactions, which are in units of cm6/s. The results of modeling calculations +and simulations involving such processes, their rate coefficients, and the +temporal behavior of the concentrations of various chemically reactive +species and reaction products can be found in the paper by Kossyi et al +(1992) and to some extent also in other chapters in this book. +In addition to the gas-phase processes, heterogeneous processes such as +surface reactions should also be taken into account. Deactivation reactions +of excited particles as well as recombination processes of atomic species +and chemical reactions are important in this context. The reaction prob- +ability for a given process depends on the surface material and the state of +the surface in terms of its purity and temperature. In general, surface +processes at atmospheric pressure are less important than at lower pressure. +The modeling of a microwave atmospheric-pressure discharge in air (Baeva +et a12001) included the de-excitation ofN2 , O2, N, and 0 as well as the wall +recombination of 0 atoms. A comprehensive discussion of the chemical +reactions of the various air plasma components with a polypropylene +surface is given by Dorai and Kushner (2003) (see also chapter 9 in +this book). Other data for surface processes were given by Gordiets et al +(1995). +4.3 Ion-Molecule Reactions in Air Plasmas at Elevated +Temperatures +4.3.1 +Introduction +Ion chemistry is a mature though continually evolving field. A wide variety of +techniques have been exploited to measure ion reactivity over a large range of +conditions (Farrar and Saunders 1988). In compilations of ion-molecule +kinetics, there are over 10 000 separate entries (Ikezoe et al 1987) and the +number of reactions studied continues to be impressive. This large body of +work has led to many insights into reactivity and numerous generalities +have emerged. In spite of the large number of studies, there are still several +areas of ion kinetics that are largely unexplored, one of which is the study +of ion-molecule reactions at elevated temperatures relevant to air plasma +conditions. +The vast majority of the work on ion-molecule kinetics has been +performed at room temperature (lkezoe et aI1987). Temperature dependent +studies have been mostly limited to the 77-600 K range. Outside of this +temperature range, significant technical difficulties are encountered, e.g. the +stability of materials and reactants at high temperature or condensation of +the reactant species at low temperature. Most of the effort to extend the + +--- Page 152 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +137 +temperature range has focused on low temperatures (Smith 1994) due to the +fact that many of the molecular species made in interstellar clouds are synthe- +sized by ion-molecule reactions at extremely low temperatures (Smith and +Spanel 1995). The techniques used to study low-temperature chemistry +have been quite successful and have provided good tests of theory, especially +with regard to ion-molecule collision rates (Adams et a11985, Rebrion et al +1988, Troe 1992). +In contrast, the number of studies made at high temperature (>600 K) is +very limited. Previous work on ion-molecule reactivity above 600 K was +performed in the early 1970s and was limited to temperatures of 900 K and +below (Chen et a11978, Lindinger et aI1974). The impetus for those studies +focused on reactions of the low density air plasma of the ionosphere that can +reach temperatures as high as 2000 K range (Jursa 1985). A further limitation +was that branching fractions could not be measured. Nevertheless, the tech- +nically challenging measurements provided useful and interesting data on +how temperature affected rate constants. However, the conclusions were +limited because only 10 reactions were studied in total. +The gap between the previous maximum laboratory operating tempera- +ture and relevant plasma temperatures was covered in other ways. In parti- +cular, the reactions were studied as a function of ion translational energy +in drift tubes and beam apparatuses (Farrar and Saunders 1988). This +allowed effective temperature dependencies to be calculated assuming trans- +lational energy, Et , was equivalent to internal, rotational and vibrational, in +controlling the reactivity (McFarland et aI1973a-c). As will be shown later, +this approach can lead to large errors although it was the only reasonable +way to extrapolate to higher temperature conditions at the time. +In high temperature air plasmas, most of the chemistry involves only +monatomic and diatomic ions and neutrals, and, therefore, very little vibra- +tional excitation is present at temperatures below 900 K due to the high +vibrational frequencies of the respective diatomic molecules or molecular +ions. Thus, the impact of both rotational and vibrational energy was not +seriously considered. One notable exception, however, was the reaction +(4.3.1) +For this reaction, a separate study on the vibrational temperature depen- +dence of the N2 reactant was made (Chiu 1965, Schmeltekopf et al 1968). +However, in that study both the ion center of mass (CM) translational +energy and the rotational temperature were 300 K. While this was an +obviously important step, no true temperature dependent study was made +over 900 K. Note that true temperature here refers to the case where the +translational, rotational, and vibrational degrees of freedom of the reactants +are in equilibrium and can be represented by a single temperature. +The lack of measurements over an extended temperature range was +one of several drivers leading to the development of a flowing afterglow + +--- Page 153 --- +138 +Air Plasma Chemistry +apparatus capable of reaching temperatures of 1800 K. This apparatus will +be hereafter referred to as the high temperature flowing afterglow (HTF A, +Hierl et al 1996). While ionospheric plasma chemistry was an important +driver for the development of the HTF A, there are other plasmas that require +accurate ion-molecule kinetic measurements at high temperature. Examples +include plasma sheathing around high speed vehicles during re-entry or +hypersonic flight, spray coating and materials synthesis, microwave reflec- +tion/absorption, sterilization and chemical neutralization, shock-wave miti- +gation for sonic boom and wave-drag reductions in supersonic flights, and +plasma igniters and pilots for subsonic to supersonic combustion engines. +In this section, high temperature air plasma; reactions studied to date are +discussed and compared to available results· from different experiments. +Most often the comparisons are between data taken in high temperature +flow tubes and drift tubes, but in certain cases comparisons are also made +to data taken in ion-beam experiments. The ensuing sections give a discus- +sion of the derivation of internal energy dependencies which allow the results +of different experiments to be compared. Then the results for relevant air +plasma reactions are presented. +The fate of an ion in an air plasma depends critically on whether it is +atomic or molecular. While atomic ions recombine slowly with electrons +through three-body recombination reactions (see table 4.1), molecular ions +undergo much more rapid dissociative recombination reactions. Conse- +quently, reactions that convert atomic ions such as 0+ and N+ to diatomic +ions, speed up recombination, and are therefore important in controlling +the ionization fraction of the plasma. Atomic ion reactions with N2, O2, +and NO are discussed first. While nothing inherently prevents negative ion +systems from being studied, relatively few reactions have been studied to +date. Of these negative-ion reactions, the temperature dependence of 0- +with NO and CO are discussed. As the number of atoms in a reaction +increases, the detailed derivation of how temperature affects the reactivity +becomes less clear, i.e. attributing the reactivity to a particular form(s) of +energy. The larger reaction systems discussed include Nt + O2, ot + NO, +Ar+ + CO2, and Nt with CO2 • +4.3.2 Internal energy definitions +The average reactant rotational energy, (Erot ), is !kBT for each rotational +degree of freedom, and the average reactant vibrational energy, (E~ibtral), +is an ensemble average over a Boltzmann distribution of vibrational energy +levels. The average translational energy, (Etrans), is ~kBT in flow tube +experiments and is the nominal CM collision energy in drift tube and ion +beam experiments. +In the HTF A all degrees of freedom are thermally excited by heating +the apparatus, i.e. the rotational, translational, and vibrational temperatures + +--- Page 154 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +139 +are in equilibrium. In a drift tube or beam apparatus, the translational +energy of the ion is increased by the use of electric fields. Fortunately, the +translational energy distribution in a drift tube operated with a Re buffer +gas can be approximated by a shifted Maxwellian distribution (Albritton +et al 1977, Dressler et al 1987, Fahey et al 1981a,b). The average trans- +lational energy can be converted to an effective translational temperature +by Et = ~ kB Teff and can be directly compared to the RTF A data since +the translational energy distributions are similar. The internal energy +dependence is derived by comparing data taken at the same translational +temperature or average energy but with the neutrals at different tempera- +tures. The internal energy dependence is most easily observed by plotting +the data as a function of translational energy or temperature. In this type +of plot, differences along the vertical, rate coefficient axis reflect the effect +of internal energy on reactivity. Comparison to beam data is done in the +same way but differences in translational energy distributions complicates +the analysis. +The analysis of atomic ions reacting with diatomic neutrals is relatively +straightforward. For most diatomics, little or no vibrational excitation +occurs below ca. 1000 K. Therefore, at lower temperatures, any internal +energy dependence is due solely to the rotational excitation of the reactant +neutral. To elucidate the energy effects further, it is useful to plot the data +as a function of average translational plus rotational energy, i.e. ~kBT. +For drift tube data at 300K, a constant value of kBT = 0.026eV is added +to the translational energy, and the average translational energy in the +RTF A is multiplied by i. As will be shown in the results section, plots of +this type often have the drift tube and RTF A data overlapping below +1000 K or 0.2 eV. This agreement suggests that rotational and translational +energy control the reactivity equally, at least in an average sense. +If rotational and translational energy are found to be equivalent at lower +temperatures, it is assumed that they are equivalent at higher temperatures +and that any differences between sets observed at higher temperatures are +due to vibrational excitation. In this case, the RTF A rate constants can be +written as +k = L pop(i) X k; +( 4.3.2) +where i represents the vibrational level, pop(i) is the fraction of the molecules +in the ith state, and k; is the rate constant (see equation (4.1.2)) for the ith +state. The populations of the various states can be calculated assuming a +Boltzmann distribution. Assuming all excited states react at the same rate, +the v 2: I rate constant can be extracted with the aid of equation (4.3.2). In +most cases, the derived v 2: I rate constant represents the v = 1 rate constant, +because even at the temperatures achieved in the RTF A, most of the vibra- +tional excitation is limited to v = 1. For some systems, either the RTF A or + +--- Page 155 --- +140 +Air Plasma Chemistry +drift tube data are multiplied by a constant near unity to account for +systematic errors between the systems. +In the case of diatomic ions reacting with diatomic molecules, the rota- +tional energy of the reactant ion must also be included in the analysis. The +rotational temperature of the ionic reactant in a drift tube is calculated +from the CM energy with respect to the buffer (Anthony et al 1997, +Duncan et al 1983). Vibrational excitation also occurs in both reactants +and can only be separated if independent information exists regarding how +vibrational excitation of one of the reactants affects the reactivity. In practice +if such information is available, it is likely to be the vibrational dependence of +the primary reactant ion. +For atomic and polyatomic ions reacting with polyatomic molecules, it +is often useful to plot the data as a function of total energy, i.e. the sum of +vibrational, rotational, and translational energy. This analysis does not +allow for separation of the effects resulting from the various types of +energy, but it does provide a test to determine if all types of energy control +the reactivity similarly. Thus, there are three types of plots used to facilitate +the discussion: reactivity versus (1) translational energy or temperature, (2) +rotational plus translational energy, and (3) total energy. Each plot type +yields useful information and examples of each type are given in the next +section. +4.3.3 Ion-molecule reactions +4.3.3.1 +0+ + N2 +The reaction of 0+ with N2 produces NO+ and N as the primary reaction +products as shown in reaction (4.3.1). This reaction has been thoroughly +studied in the 1960s and 1970s (Albritton et aI1977, Chen et aI1978, Johnsen +and Biondi 1973, Johnsen et a11970, McFarland et a11973b, Rowe et a11980, +Schmeltekopf et al 1968, Smith et al 1978). During that time period, the +temperature dependence of this reaction has been measured up to 900 K +(Chen et a11978, Lindinger et aI1974). However, at 900 K only 2% of the +N2 molecules are vibration ally excited. To overcome this shortcoming both +the translational energy dependence and the dependence on the N2 vibra- +tional temperature were measured independently (Schmeltekopf 1967, +Schmeltekopf et al 1968). Figure 4.2 shows HTFA measurements (Hierl +et al 1997) up to 1600 K along with the one of the previous temperature- +dependent studies (Lindinger et al 1974) and a drift tube study of the +energy dependence (Albritton et al 1977). The data from the drift tube +study is converted to an effective temperature by assuming that the average +translational energy equals ~kBTeff. The two thermal experiments agree very +well, and the other temperature-dependent study (Chen et al 1978) (not +shown) is similar and shows the rate constants decreasing to 900 K. The + +--- Page 156 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +141 +• +HTFA +0+ + N2 ~ NQ+ + N +8 +• +NOAA(T) +~ 310-12 +88 +Predicted +• NOAA (KE only) +E +• +,88 +~ +.. +c +~t +s +'~-+r~Ut+n +1/1 +C +0 +10-12 +0 +~ 810-13 +tt +0::: +610-13 +410-13 +0 +500 +1000 +1500 +2000 +Temperature K +Figure 4_2_ Plot of the rate constants for the reaction of 0+ with N2 as a function of +temperature. The HTFA (Hierl et al 1997), the NOAA (T) (Lindinger et al 1974), and +NOAA (KE) (Albritton et al 1977) data are shown as circles, squares and diamonds, +respectively. See the text for a description of the predicted values. +drift tube study also shows good agreement in this range, although the values +are slightly below the thermal rate constants. This may be due in part to the +difficulty of measuring such slow rate constants, which are approaching +the lower limit that can be measured accurately in low-pressure flow tubes. +The agreement between the drift tube data and the thermal data shows +that rotational energy does not have a big effect on the reactivity. Above +1200 K, the HTFA and drift tube data start to increase with increasing +temperature although the thermal data increase at a lower temperature +and increase more rapidly. This shows that vibrational excitation increases +the rate constants substantially. +There is a previous study on the effect of the vibrational temperature of +N2 on the rate constant (Schmeltekopf 1967, Schmeltekopf et aI1968). The +combination of the translational energy dependence of the drift tube data +with the vibrationally excited N2 data provides an interesting comparison +to the present data. The vibrational temperature data were reported relative +to the 300 K rate constant. Scaling these data to the drift tube translational +temperature (Tvib = Ttrans), however, allows a thermal rate constant to be +predicted with both vibrational and translational effects included, i.e. each +drift tube translational energy data point is scaled according to the vibra- +tional energy dependence at the corresponding effective temperature. This +procedure ignores the effects of rotational excitation, which is small at +temperatures below 900 K. This also assumes that the translational energy +dependence of the vibrationally excited species is similar to that for v = o. + +--- Page 157 --- +142 +Air Plasma Chemistry +The results of this prediction are shown in the figure 4.2. Very good agree- +ment is found with the thermal rate constants. Unsatisfactory agreement is +obtained (not shown) if the vibrational temperature data are plotted relative +to the 300 K rate constant. The agreement between the data indicates that the +above assumptions are good. +The large upturn in the rate constant above 1200 K is due to vibrational +excitation. At first glance one would assume that it was due to N2 (v = 1). +However, the NOAA group has shown that v = 1 reacts at almost the +same rate as v = 0 and that it is v = 2 and higher that react much faster, +a factor of 40 faster than the lower energy states (Schmeltekopf 1967, +Schmeltekopf et al 1968). Thus, the rather large difference between the +HTF A and drift tube data is due to the less than 2% of the N2 molecules +that are excited to v = 2 or higher in the HTF A experiments. +4.3.3.2 0+ + O2 +The rate constants for the reaction of 0+ with O2 are shown in figure 4.3 as a +function of temperature (Hierl et aI1997). This is one of only two reactions +which was studied up to the full temperature range of 1800 K. The data +decrease with temperature up to about 800 K, go through a minimum +about 300 K wide and increase dramatically above that point. Two other +datasets are shown for comparison (Ferguson 1974a, Lindinger et al 1974, +McFarland et al 1973b). The previous temperature dependent data taken +510-11 +ill +0++ O2 ..... O2++ 0 +• +HTFA +-in +310-11 !I +- +NOAA(T) +- +• +NOAA (KE) +E +~ .. +c +I~_. +J!I +... +'" +c +.- +J +• +0 +.-: +0 s +10-11 +• • +~ +.. , .•.. • • +810-12 +610-12 +• +100 +1000 +Temperature (K) +Figure 4.3. Plot of the rate constants for the reactions of 0+ with O2 as a function of +temperature. The HTFA (Hierl et al 1997), the NOAA (T) (Lindinger et al 1974), and +NOAA (KE) (McFarland et a11973b) data are shown as circles, squares and diamonds, +respectively. + +--- Page 158 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +143 +• HTFA +0++0 --+0++0 +"; +• KE*.88 +2 +2 +III +-KEfit +10.10 +- +·Tfit +E +.-- .. k ~V>O~ +~ +......... k v>1 +.. +c +J! +III +C +0 +~ -.... +() +--- +S +./" +I'll +Q: +10.11 +0.07 +0.1 +0.4 +{E +} + {E } (eV) +irana +rot +Figure 4.4. Plot of the rate constants for the reaction of 0+ with O2 as a function of +average translational plus rotational energy. The HTFA (Hierl et al 1997) and the +NOAA (KE) (Ferguson 1 974a, Lindinger et a11974) data are shown as circles and squares, +respectively. See the text for a description of the fits and predicted rate constants. +up to 900 K are in good agreement with the present data except for the 900 K +point, which still agrees within the combined error limits. Only the NOAA +drift tube data are shown and are slightly higher than the present values at +low temperature with the difference increasing with higher temperatures. +The drift tube study also has a much wider minimum and increases more +slowly. Another drift tube study found values somewhat higher but with +similar trends (Johnsen and Biondi 1973). +Figure 4.4 shows a plot for the HTF A and NOAA drift tube data versus +rotational plus translational energy for the reaction of 0+ + O2, the NOAA +data have been scaled by 0.88 to better match the lowest energy HTFA +points. This is a small correction, considerably less than the error limits, +which accounts for a small systematic difference between the datasets. The +data agree almost perfectly up to almost 0.2 eV. In this range very little of +the O2 is vibrationally excited. Since the two datasets have considerably +different contributions from the two types of energy, the agreement indicates +that rotational and translational energy affect reactivity similarly, at least in +an average sense. At higher energies, the HTF A rate constant is significantly +greater than the drift tube data. The separation between the two curves +occurs at the temperature where an appreciable fraction of O2 starts to be +vibrationally excited. +For most of the high temperature range, only v = 0 and v = 1 of O2 +are significantly populated (Huber and Herzberg 1979). This allows for a +determination of the rate constant for O2 in the v = 1 state. To facilitate +the derivation, the two data sets are fitted to a power law plus Arrhenius + +--- Page 159 --- +144 +Air Plasma Chemistry +type exponentia1. The results of the fits are shown in figure 4.4 and are excel- +lent representations of the data. The rate constants for vibrational excited O2 +can then be derived, by assuming that all excited vibrational states of O2 react +at the same rate. Since most of the excited population is in v = 1, this appears +to be a reasonable assumption. The populations of v = 0 and v > 0 are calcu- +lated using the harmonic oscillator approximation, and the rate constant for +v = 0 is taken as the drift tube rate constant. Equation (4.3.2) is then solved +for k j • The result is shown in figure 4.4 as the dashed line. The vibrationally +excited rates are about 2-3 times higher than the ground state rate. Note this +analysis is different from our original paper (Hierl et al 1997) where +rotational energy was assumed not to influence the rate constant. The +increase in rate constant may be attributed to changes in Franck-Condon +factors. For near-resonant states the Franck-Condon factors are larger for +the v = 1 state than the v = 0 state (Krupenie 1972, Lias et aI1988). As an +alternative, rate constants were also derived for the assumption that v = 1 +reacts similarly to v = O. This is shown in figure 4.4 as k (v > 1). +4.3.3.3 0+ + NO +The last of the 0+ reactions to be discussed is the charge transfer reaction of +0+ with NO (Dotan and Viggiano 1999). Figure 4.5 shows the rate constants +for this reaction plotted as a function of average rotational and translational +E +~ - +c i +o o +~ +• +HTFA +• +CRESU· corr +to +FlowDrift +v Static Drift +- +Power + Exp + Exp +10.13 '--~~~~-'--~~~~'"'--~~~~,"",----~~~~..J +104 +10~ +1~ +1~ +1~ +(Elnlns> + (Ero.> (eV) +Figure 4.5. Plot of the rate constants for the reaction of 0+ with NO as a function of +average translational plus rotational energy. The HTFA (Dotan and Viggiano 1999), +CRESU (Le Garrec et at 1997), flow drift tube (Albritton et at 1977), and static drift +tube data (Graham et at 1975) are shown as squares, circles, triangles and inverted +triangles, respectively. + +--- Page 160 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +145 +energy, as well as previous drift tube (Albritton et al 1977, Graham et al +1975) and ultra-low temperature data (Le Garrec et al 1997) corrected as +described in our original paper. The combined datasets fit on one curve, +showing the equivalence of rotational and translational energy in controlling +the reactivity. The agreement between the highest temperature points and the +drift tube data indicate that vibrational excitation to v = 1 does not substan- +tially increase the rate constant. +Only by combining several datasets can the typical behavior for a slow +ion-molecule reaction be observed, i.e. an initial decline in the rate constants +followed by an increase at higher temperature/energy. The minimum does +not show up clearly in anyone dataset. The combined data look as though +they could be fitted to a power law plus exponential, similar to what was +done for the O2 reaction. However, this does not fit the data well, but a +power law plus two exponentials does. This fit is shown in figure 4.5. The +slowness of the reaction has been attributed to a spin forbidden process +(Ferguson 1974b). The lower activation energy (0.25eV) appears well corre- +lated with the 3 Al and 3 BI states of the Not intermediate (Bundle et aI1970). +Production of NO+e S) is endothermic by approximately 2 eV, correlating +well with the 2.3 eV second activation energy. +The above systems all have concise stories as to how different types of energy +affect reactivity. In contrast, the reaction ofN+ with O2 is more complicated. +Three drift tube studies show fiat translational energy dependencies with the +rate constant approximately half the collision rate (Howorka et al 1980, +Johnsen et al 1970, McFarland et al 1973b). In contrast, both the early +HTFA data (Dotan et al 1997) and NOAA temperature dependence +(Lindinger et al 1974) found the rate constant to increase with increasing +temperature until the rate saturated at approximately the collision limit at +1000 K as shown in figure 4.6. Little vibrational excitation occurs at lower +temperatures where the difference occurs. An upper limit for the v > 0 rate +constant is shown (kmax ) and cannot explain the difference. This rate constant +is derived assuming that the v = 0 rate constant is given by the NOAA drift +tube data and that all vibrationally excited O2 reacts at the Langevin capture +rate. Another possibility is that N+ has three spin-orbit states. However, the +equilibrium distributions of the three states in the two types of experiments +are not different enough to completely explain the data, leaving rotational +energy as the likely explanation. This conclusion would indicate that +rotational energy is more efficient than translational energy in driving this +reaction. +However, in writing a recent review on internal energy dependencies +derived from comparisons of the HTF A data to kinetic energy data +(Viggiano and Williams 2001), it became clear that this reaction was an + +--- Page 161 --- +146 +Air Plasma Chemistry +o HTFA Old COlT +x +NOAA (KE) +• +SlFT~) +• +HTFA (present) +--kmax +t\ NOMm +o{lo +HTFA old I.I1COII' +-_.- 1.5 Torr +310.10 '--_-""'_--'-_"'--........... _ +....... ____ +...... ___ +--1 +200 +400 +600 8001000 +3000 +Temperature (K) +Figure 4.6. Rate constants for the reaction ofN+ with 02' The SIFT (present) and HTFA +(present) points are from the most recent study (Viggiano et aI2003). The NOAA kinetic +energy (KE) data are from McFarland et al (1973b), the temperature data NOAA (1) are +from Lindinger et al (1974). The HTFA old corr and HTFA old uncor refers to the +published HTFA data (Dotan et al 1997) with and without the thermal transpiration +correction. The error bars are ±15% on the present HTFA data. The old HTFA data +taken at 1.5 torr are indicated by an arrow. +anomaly. Most of the difference between the temperature and kinetic energy +data for this reaction had to be assigned to rotational energy. No other reac- +tion of the dozens studied had a similar dependence on rotational energy. In +all other cases involving species that do not have large rotational constants, +rotational energy either behaved similarly to translational energy or had a +negligible influence on reactivity. The unusual nature of the results prompted +us to re-examine the kinetics in both the RTFA and the selected-ion-flow +tube (SIFT) in our laboratory. +Figure 4.6 shows the rate constants as a function of temperature for +different experiments, including the most recent RTF A and SIFT results +(Viggiano and Williams 2001, Viggiano et al 2003), a previous drift tube +measurement (McFarland et al 1973b) and the two previous studies at +high temperature (Dotan et al 1997, Lindinger et al 1974). The previous +RTF A study is plotted with and without a thermal transpiration correction +for the capacitance monometer (Poulter et al 1983). The drift tube study +shown in figure 4.6 is in good agreement with two other studies that are +not shown for simplicity (Roworka et al 1980, Johnsen et al 1970). The +drift tube studies show rate constants that are independent of kinetic +energy. The SIFT data show no discernible temperature dependence from +200 to 550 K, in agreement with the drift tube results. The most recent + +--- Page 162 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +147 +HTFA results (Viggiano and Williams 2001, Viggiano et al 2003) show a +temperature dependence essentially equal to the relative error limits, i.e. +very small. The two previous studies at high temperature found rate +constants that increased with increasing temperature up to 1000 K. Above +this temperature, the previous HTF A study found a leveling off at the +collision rate. Thus, the new HTF A temperature studies are in disagreement +with the previous ones. +Part of the discrepancy is due to thermal transpiration (Poulter et al +1983) as can be seen in figure 4.6. However, this is only a small part of the +disagreement. Due to the disagreement between the two sets of HTF A +data, a number of checks were performed on the most recent HTF A data. +The SIFT data are in excellent agreement with the new HTF A measurements +in the overlapping range and both new datasets lack a strong temperature +dependence. In addition to remeasuring the rate constants, the original +HTF A data have been re-examined. Data run at 1300 and 1400 K have +both been taken at elevated pressure (l.5 torr versus 1 torr). The high pres- +sure points are indicated with an arrow in figure 4.6 and agree with the +present measurements. They are shown in the figure as the small circles on +the solid line. The difference between the 1 and 1.5 torr rate constants results +from incomplete source chemistry at the lower pressure. In other words, not +enough N2 was added to quench all the He+ and He before the beginning of +the reaction zone in the low pressure data. Because He+ reacts with N2 to +produce both N+ and Nt, insufficient N2 will lead to a situation where +He + is the dominant ion at the start of the reaction zone and N+ and Nt +are dominant at the end of the reaction zone, i.e. at the mass spectrometer. +Therefore, the disappearance of N+ with the addition of O2 was due to +He+ reacting with O2 rather than N2 as well as from the reaction of N+ +with O2. The reaction of He+ with O2 is faster than for N+ and proceeds +with a rate constant equal to those in the plateau region of the previous +measurements (Ikezoe et aI1987). It is not possible to speculate if this was +also a problem in the NOAA temperature data as well. Due to the above +problem, selected points for 0+ and Nt reacting with O2 were also measured. +The rate constants were very slightly lower than the original values mainly +due to the thermal transpiration correction. The small differences are not +enough to change any of the original conclusions. No measurements of N+ +reactions with other neutrals have been made in the HTF A. +From a chemical dynamics viewpoint, the new data are easier to inter- +pret. The old data required rotational energy to drive the reactivity much +more efficiently than translational energy. No other system studied to date +shows such a behavior (Viggiano and Williams 2001). Most systems studied +show that rotational and translational energy have the same influence on +reactivity. The drift tube data overlap within the error with the new HTFA +data except at the highest temperatures. The good agreement between the +SIFT and HTF A data with drift tube data implies that neither rotational + +--- Page 163 --- +148 +Air Plasma Chemistry +nor translational energy have a large influence on the rate constants. At +higher temperatures, the HTF A data are larger than the drift tube data +although just slightly above the 15% relative error limits shown in figure +4.6. This indicates that vibrational excitation probably promotes reactivity. +The line in figure 4.6 labeled kmax is calculated by taking the v = 0 rate +constant as the drift tube data and assuming that the rate constants for +vibrationally excited O2 react at the collision rate. The line is in excellent +agreement with the present data. This agreement suggests that O2 (v ~ 0) +reacts at close to the collision rate, but the small differences between the +data sets makes definitive conclusions impossible. +4.3.3.5 0- + NO, CO +The reactions of 0- with NO and CO are associative detachment reactions, +forming an electron and N02 or CO2 , The data are shown in figure 4.7 +(Miller et al 1994). While the trends in the data mimic previous work, the +scatter is larger. Relative errors of 30% are probably more appropriate +and comparisons of translational and rotational energy are inconclusive. +Some of this scatter is a result of unwanted chemistry in the flow tube. 0- +is normally made in flowing afterglows from electron attachment to N20. +At low temperature, N20 does not attach electrons. However, at high +10-9 +DO +B • !i. • •• +• If ~ +A +O'+co +":'1/1 +o~ 0 +~. +A +q5'~ 0 +A +A +E +A +~ +I:>. +0 +AA +- +I:>. CPI:>. +A +C +I:>. +A +~ +10.10 +A +C +0 +9 +0 +CJ +• +HTFACO +0 +I:>. +.A +S +I:>. +as +A +NOAA (KE), CO +I:>. +a: +• SIFT, CO +I:>. +'l!. +o HTFANO +O'+NO +I:>. +I:>. +NOAA (KE), NO +I:>. +0 +SIFT, NO +10.11 +0.01 +0.1 +1 +(Elran.) (eV) +Figure 4.7. Rate constants for the reactions of 0- with CO and NO as a function of +average translational energy. Closed and open circles refer to HTFA data for CO and +NO (Miller et at 1994). Closed and open triangles refer to NOAA drift tube data for +CO and NO (McFarland et at 1973c). Closed and open squares refer to SIFT data for +CO and NO (Viggiano et at 1990b; Viggiano and Paulson 1983). + +--- Page 164 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +149 +temperatures a distributed source of 0- was found, which was believed to be +the result of the electrons from the detachment reactions re-attaching to N20 +in the flow tube. To circumvent this problem, CO2 was used as the source of +0-, and SF6 was used to scavenge electrons. In retrospect, the scatter in the +data probably indicates that small problems remained. In addition, since the +time these measurements were made, it was realized that NO reacts on hot +ceramics and the possibility exists that NO may have also reacted on hot +stainless steel. In particular, the highest temperature point is lower than +the data trends which indicates that NO was destroyed on the surface. +Taken at face value, these reaction-rate data seem to indicate that rotational +energy does not change the rate constants. +4.3.3.6 Ar+ + O2, CO +Other interesting examples of vibrational enhancement are the reactions of +Ar+ with CO and O2 which are very similar (Midey and Viggiano 1998). +The rate constants for both reactions are in the 10-11 cm3 S-1 range and +initially decrease with temperature, have minimums at about 1000 K, and +increase at higher temperatures. Comparing rate constants from the +HTFA to drift tube experiments (Dotan and Lindinger 1982a) at the same +sum of translational and rotational energy shows good agreement before +the minimum, indicating that the two forms of energy control the reactivity +in a similar manner. +The higher temperature data for these two reactions not only indicate +that vibrational excitation increases the rate constants but also that vibra- +tional energy changes the rate constants faster than does other forms of +energy. In deriving state specific rates from comparisons to translational +energy data, it is usually assumed that all vibrationally excited states react +at the same rate. However, a couple of observations lead one to believe +that v = 1 reacts more like v = 0 and that v = 2 has the larger effect. Little +or no enhancement of the rate constants occurs at temperatures where +appreciable excitation of the v = 1 state occurs. Fits to a power law plus +exponential yields activation energies (41.8 and 57.4kJ/mol for O2 and +CO, respectively) in line with two quanta of vibrational excitation (37.8 +and 51.84kJ/mol for O2 and CO, respectively) (Huber and Herzberg +1979). If one assumes that only states in v 2': 2 enhance the rate constants, +one finds the values about a factor of 100 greater than the v = 0 rate +constants and very close to the collisional limit and independent of tempera- +ture. When assuming that all states in v 2': 1 react at the same rate, one finds +about a factor of 5 enhancement and rates that increase with increasing +temperature. In either case the enhancement is much greater than can be +explained by energy arguments. The production of Oi(a) and CO+(A) +states may lead to the observed behavior. The O2 reaction will be compared +to the similar reaction of Ni below. + +--- Page 165 --- +150 +Air Plasma Chemistry +4.3.3.7 Nt + O2 +The charge transfer reaction of Nt with O2 provides another example of the +equivalency of translational and rotational energy in controlling the reac- +tivity (Dotan et al 1997). This reaction is of lesser importance since it only +converts one diatomic ion to another. Figure 4.8 shows a plot of the rate +constants versus temperature. From room temperature to the minimum +value at 1000 K, the rate constants decrease over a factor of 4, and increase +by a factor of 2 from 1000 to 1800 K. Excellent agreement is found between +the RTFA results and the previous study up to 900 K (Lindinger et aI1974). +The drift tube study is distinctly different (McFarland et aI1973b). The rate +constants decrease with increasing translational energy but quite a bit more +slowly. The minimum is at a distinctly higher energy. At the minimum, the +drift tube rate constants are a factor of 2 larger than those measured in the +RTF A, a large difference. A power law plus exponential fits the data well, +with all residuals less than 11 % of the rate value. The activation energy is +0.2geV. +The data are shown replotted as a function of rotational plus transla- +tional energy in figure 4.9. In this plot there is excellent agreement between +the two datasets up to the minimum in the RTF A rate constants. This +shows that rotational energy and translational energy are equivalent in +10.10 .-• +N++O ~O++N +2 +2 +2 +2 +-0 +• +... +, +E +r· +~ - +c s +;~:I- +II) c +0 +• +0 +CI) +,~ . +- +... +as +10.11 +a: +• +• +HTFA +• ••••• +• NOAA!~ +• NOAA +) +100 +1000 +104 +Temperature (K) +Figure 4.8. Plot of the rate constants for the reaction of Nt with O2 as a function of +temperature. The HTFA (Dotan et aI1997), the NOAA (T) (Lindinger et aI1974), and +NOAA (KE) (McFarland et a11973b) data are shown as circles, squares and diamonds, +respectively. + +--- Page 166 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +151 +• +Ar+ (HTFA) +o Ar+ (DT) +• +N + (HTFA) +2 +o N + (DT) +2 +Ar+ + 0 --+ 0 + + Ar +2 +2 +Figure 4.9. Plot of the rate constants for the reactions of Ar+ and Nt with O2 as a function +of average translational and rotational energy. The HTFA data for Ar+ and Nt are shown +as solid squares (Midey and Viggiano 1998) and circles (Dotan et aI1997), respectively. +Drift tube data for Ar+ and Nt are shown as open squares (Dotan and Lindinger +1982a) and circles (McFarland et aI1973b), respectively. +controlling the reactivity. The factor of two difference between the two +data sets in figure 4.8 disappears. The fact that the rotational effect is so +large is due in part to both reactants having rotational energy as opposed +the reactions described above where only one reactant had rotational +energy. This is one of the few cases for which conclusions about the +rotational energy of the ion were able to be made. Above the minimum in +the RTF A data, the two data sets diverge due to vibrational excitation in +the RTF A experiment. +Several previous studies have shown that vibrational excitation of Nt +does not affect the reactivity (Alge and Lindinger 1981, Ferguson et al +1988, Kato et a11994, Koyano et at 1987). This is probably a result of the +fact that there is good Franck-Condon overlap between Nt and N2 in the +same vibrational levels. These studies suggest that the differences above +0.3 eV are due exclusively to O2 vibrations. If this assumption is correct, +then the reaction of Ar+ with O2, which has similar energetics, should +behave similarly. A power law plus exponential fit to the RTF A data +yields an activation energy between the values for one and two quanta of +O2 vibrations. Therefore, rate constants for two cases were derived assuming +(1) that the rate constant for v = I equals v = 0 and (2) all vibrationally +excited states react at the same rate. The latter assumption yields rate +constants a factor of 6 higher than those for v = 0 while the former assump- +tion yields rate constants about a factor of20 higher. In both the Ar+ and Nt +reactions, the upturn has been attributed to the production of the ot(aITu) + +--- Page 167 --- +152 +Air Plasma Chemistry +state (Schultz and Armentrout 1991), which is endothermic in both reactions. +For the reaction of Ar+ with O2 it appeared that O2 (v 2 2) was the most +likely explanation for the upturn in the data. However, for the Nt reaction +the activation energy is in between that for the two states. This also shows +up in the minimum between the two datasets. If exactly the same processes +are occurring the minimum between the two curves should shift by the +recombination energy difference of 0.178 eV. However, the difference in the +minimums is slightly less than this, which is a further indication that O2 +(v = 1) must already be enhancing the reactivity for the Nt reaction. +4.3.3.8 oj + NO +Previous studies of the ot with NO reaction have shown that the drift tube +dependence and the temperature dependence up to 900 K are flat (Lindinger +et a11974, 1975). The measurements up to 1400 K continue this trend and +show that neither translational, rotational, nor vibrational energy has a +large effect on the reactivity (Midey and Viggiano 1999). +4.3.3.9 Ar+, Nt + CO2 +Ar+ and Nt have similar recombination energies and for some reactions +have similar reactivity, although one is atomic and the other diatomic. The +similarities and differences in the reactions of these two ions with O2 was +described above. The reactions of these ions with CO2 and S02 have also +been studied in the HTFA (Dotan et af 1999, 2000). The reactions with +CO2 proceed exclusively by charge transfer and the S02 reaction is mainly +charge transfer except at high temperature/energy, where SO+ is produced +by dissociative charge transfer which is endothermic at room temperature. +Only CO2 reactions are discussed here. +Plots of rate constants versus temperature show clear differences +between real temperature and kinetic temperature for the reactions of both +Ar+ and Nt with CO2 (Dotan and Lindinger 1982b, Dotan et al 2000), +showing that internal energy has some effect on reactivity. The ability to +separate rotational effects diminishes for molecules with three heavy atoms +since vibrations are excited at low temperatures. Therefore, the data are +replotted as a function of average rotational, translational, and vibrational +energy instead of just rotational and translational energy. Such a plot for +both reactants with CO2 is shown in figure 4.10. The Ar+ data fall on the +same line up to energies of 0.4 eV, after which the temperature data are +lower than the drift tube data. To test the high temperature behavior, data +were taken in both the ceramic and quartz flow tubes, and similar results +were found. In contrast, the Nt temperature data are lower than the drift +tube dependencies at all energies. Therefore, in both of these reactions +internal excitation hinders the reactivity more than translational excitation. + +--- Page 168 --- +Ion-Molecule Reactions in Air Plasmas at Elevated Temperatures +153 +10.8 +0 +0 +Ar+ + CO2 -+ products +• +N2 + + CO2 -+ products +"", +~DDO~ +• +0 +E +.& +. +~ ~. +.. +.dq. +c +•• reo +J! +III +0 +C +• +0 +• +• +0 +At (HTFA) +• • +0 +0 +.! +0 +Ar+(DT) +., +III +0:: +• N;(HTFA) +• • +0 +N;(DT) +10.10 +0.1 +1 +(Etran.> + (Erot> ++ (Evt.,) (eV) +Figure 4.10. Plot of the rate constants for the reactions of Ar+ and Nt with CO2 as a +function of average translational and rotational energy. The Ar+ HTFA (Dotan et at +1999), Nt HTFA (Dotan et at 2000), Ar+ drift tube (Dotan and Lindinger 1982b), and +Nt drift tube (Dotan et at 2000) data are shown as solid squares, solid circles, open squares +and open circles, respectively. +As shown above, rotational energy only occasionally has a different effect +than translational energy and the differences are probably due to CO2 +vibrations since Nt vibrations are mostly unexcited (5% at 1400 K). The +data show that the rate constant difference is bigger for the Nt reaction. +4.3.4 Summary +One goal of high temperature experiments is to measure reactions at +conditions relevant to air plasma environments. The data so far have +demonstrated the importance of making 'true' high temperature measure- +ments. However, it is not always possible to measure every reaction due to +experimental and time constraints. Thus, it is useful to look for trends in +the data so that better extrapolations of lower temperature data can be +made for modeling applications. Trends are also important from a funda- +mental point of view. The study of internal energy effects has been summar- +ized previously and several trends were noted (Viggiano and Morris 1996, +Viggiano and Williams 2001). Some of the relevant conclusions of that +work are outlined below. +In most ion-molecule reactions, rotational and translational energy are +equivalent in controlling reactivity, at least in the low energy range where +most of the data have been taken. This is true for both the ion and neutral +rotational energy, although the conclusion has been tested for only a few + +--- Page 169 --- +154 +Air Plasma Chemistry +systems for ion rotations. In the higher energy range, the data are too sparse +to make a conclusion. There has been much more work on the effect of vi bra- +tiona1 excitation on ion reactivity and much of the work up to 1992 has been +summarized in two books (Baer and Ng 1992, Ng and Baer 1992). For +diatomic and a few triatomic molecules, it has been possible to detect the +product ion vibrational state by chemical means, the so-called monitor ion +method (Durup-Ferguson et al 1983, 1984, Ferguson et al 1988, Lindinger +1987). The most detailed work on internal energy effects is often done +using resonance enhanced multiphoton ionization (REMPI) to prepare +ions in specific vibrational states. This technique was used extensively by +Zare and coworkers (Conaway et a11987, Everest et a11998, 1999, GuttIer +et a11994, Poutsma et a11999, 2000, Zare 1998) and Anderson and cowor- +kers (Anderson 1991, 1992a, 1997, Chiu et al 1992, 1994, 1995a,b, 1996, +Fu et a11998, Kim et aI2000a,b, Metayer-Zeitoun et a11995, Orlando et al +1989, 1990, Qian et a11997, 1998, Tang et a11991, Yang et aI1991a,b) in +guided-ion beams. Leone and Bierbaum (Frost et al1994 1998, Gouw et al +1995, Kato et al 1993, 1994, 1996a,b, 1998, Krishnamurthy et al 1997) +have used LIF to monitor vibrational excited Ni ions in a selected ion +flow tube to study collisional deactivation and vibrational enhancement of +the charge transfer rate constant of Ni(v = 0--4). +The ability to predict the behavior of complex reaction systems is +particularly important for modeling applications, which often require +extrapolation of a limited amount of existing data to conditions of practical +interest. While the effect of rotational energy seems to be generally predict- +able, there are enough exceptions to warrant caution in making extrapola- +tions. Furthermore, vibrational energy often displays state-specific effects +both in overall reactivity and formation of new products. Therefore, it is +still very difficult to predict reactivity at high temperature by extrapolating +translational energy dependencies obtained at low temperature. In light of +this fact, the next section outlines recent experimental and theoretical efforts +aimed at developing a detailed understanding of the vibrational energy +dependence of chemical reactivity. +4.4 Non-Equilibrium Air Plasma Chemistry +4.4.1 +Introduction +In the present section, we consider the plasma chemical dynamics of a domain +that is not in chemical equilibrium within a certain timescale and volume. This +can be the case in high EjN conditions, where ion velocity distributions can be +highly skewed with respect to a Maxwellian. Plasma kinetic models for non- +equilibrium chemical systems are significantly more challenging because + +--- Page 170 --- +Non-Equilibrium Air Plasma Chemistry +155 +kinetics based on equilibrium rate coefficients, k(T), described by some +Arrhenius form as discussed in section 4.1, are no longer applicable. Instead, +the models depend on knowledge of the non-Maxwellian heavy-body velo- +city distributions, the relative velocity dependence of chemical reaction +cross sections, as well as the molecular vibrational distributions and the +related vibrational state-to-state cross sections. In the following it is assumed +that rotational energy is equivalent to translational energy at the total +collision energies encountered in air plasmas. This assumption has been +shown to be valid in several reactions presented in section 4.3. +As we have learned in the preceding sections, when molecular ions are +formed through electron-impact ionization, photo-ionization or chemical +processes such as atomic ion reactions with molecules (e.g. 0+ + N2 -- +NO+ + N, 0+ + H20 -- 0 + H20+) and three-body association, they are +formed in translational, rotational and vibrational energy distributions +that differ greatly from Boltzmann distributions. This is particularly the +case for three-body recombination processes: +(4.4.1) +which are important contributors to molecular ion formation in high pressure +plasmas. In process (4.4.1), the nascent vibrational distributions of AB+ are +highly skewed towards vibrational levels near the AB+ dissociation limit. If +the system does not equilibrate, an understanding of the plasma dynamics +requires knowledge of the chemical fate of these highly excited molecular +ions. The vibrational energy dependence of competing dissociative, chemi- +cally reactive and relaxation collisions dynamics then becomes a critical +component of a plasma kinetic model. The vibrational effects are particularly +strong for endothermic processes such as collision-induced dissociation +(CID). The latter is the reverse process of reaction (4.4.1), and microscopic +reversibility arguments suggest that if reaction (4.4.1) favors product +molecular ions in high vibrational states, the reaction probability of the +reverse reaction should also be enhanced by vibrational excitation of the +reactant molecular ion. Note that for endothermic processes, vibrational +enhancement, or vibrational favoring, signifies a greater increase in reactivity +due to vibrational energy than an equivalent amount of translational energy. +Vibrational effects of chemical processes tend to decrease as the number of +atoms of the participating molecules increases because the propensity to +randomize the vibrational energy in a collision increases with the number +of vibrational modes. Vibrational effects, however, cannot be neglected in +air plasmas, given the preponderance of diatomic molecular species. +The determination of the vibrational energy dependence of chemical +reactivity has been a particular challenge to experimentalists and theorists. +State-selected chemical dynamics studies have to a large degree been limited +to low vibrational levels where the vibrational energy represents only a small +fraction of the molecular dissociation energy. Meanwhile, accurate, fully + +--- Page 171 --- +156 +Air Plasma Chemistry +three-dimensional quantum dynamics calculations at the current state-of- +the-art are rarely applied at total energies above 2eV, even for simple +triatomic systems, due to the rapidly increasing number of accessible product +quantum channels with energy (Clary 2003). The demand for knowledge of +kinetics at high levels of vibrational excitation has been particularly high in +the rarefied gas dynamics community, which is the source of a considerable +body of work dedicated to finding vibrational scaling laws for chemical reac- +tivity and energy transfer that cover vibrational energy ranges comparable +with bond dissociation energies. In section 4.4.2, concepts applied to +model the translational and vibrational energy dependence of chemical +processes will be presented. It is impossible to provide a satisfactory synopsis +of the field which encompasses the vast research area of chemical reaction +dynamics. The purpose of this section is to familiarize the reader with the +generally accepted theories of the reaction dynamics community and to +align them with the needs of the community that model non-equilibrium +environments on a molecular level, such as non-equilibrium air plasmas. +Arguments will be presented to adopt a universally applicable model with +minimal adjustable parameters based on the work by Levine and coworkers +(Levine and Bernstein 1972, 1987, Rebick and Levine 1973). In section 4.4.3, +recent advances will be presented on theoretical and experimental efforts to +study chemical dynamics at high levels of vibrational excitation. +4.4.2 Translational and vibrational energy dependence of the rates of +chemical processes +Equilibrium models of chemical kinetic systems as discussed in the previous +section depend on rate coefficients which are usually given by a modified +Arrhenius dependence on temperature defined in equation (4.1.2). In non- +equilibrium conditions, the temperature, T, no longer describes the energy +distributions of the system, and it becomes more practical in describing the +chemical kinetics in terms of cross sections as a function of the relative +velocity and reactant vibrational and rotational quantum states, au,J( v), +which are related to the equilibrium rate coefficient through an extension +of equation (4.1.1): +k(T) = ~ +fr(u)fr(J) J: fr(v)au,J(v)vdv +(4.4.2) +where U and J refer to vibrational and rotational quantum numbers of the +reactants (note that each reactant, if polyatomic, has multiple vibrational +quantum numbers for each vibrational mode), the functionsfr refer to the +normalized velocity and quantum state Boltzmann equilibrium distributions +at a temperature T, and Va is the threshold relative velocity, +( 4.4.3) + +--- Page 172 --- +Non-Equilibrium Air Plasma Chemistry +157 +where J1, is the reduced mass of the reactants and Eu and EJ represent the +vibrational and rotational energy, respectively, for the specific set of +quantum states. The complete, accurate non-equilibrium model must also +account for the reaction product state distributions, and a rigorous model +thus requires state-to-state cross sections, au,~ u",J'~ r(v), where' and" +refer to the reactant and open product channel quantum states, +respectively. It is easily seen that the master equations of a non-equilibrium +plasma model can require thousands of state-to-state cross sections. The +problem is somewhat reduced by assuming that rotational energy has the +same effect as translational energy on cross sections. +Regrettably, there is not a one-glove-fits-all approach to modeling the +translational and vibrational energy dependence of chemical reaction cross +sections and associated product state distributions. Each bimolecular col- +lision system is governed by its own unique set of (3N - 6)-dimensional +potential energy surfaces, where N is the number of atoms of a particular +chemical system, as well as by the respective atomic masses and associated +kinematics. Meanwhile, there are no air plasma chemical processes that +have been comprehensively studied over the pertinent energy range using +either exact quantum scattering methods or state-resolved experiments. +Efforts to model non-equilibrium environments thus rely on approximate +approaches that recover some of the physical properties of chemical +processes as retrieved from existing physical chemical research. +Historically, the energy dependence of chemical reaction and inelastic +collision cross sections, and the determination of product energy distribu- +tions, has been treated using statistical approaches. This approach assumes +that molecular collisions form an intermediate complex that redistributes +the translational, rotational, vibrational, and in some instances electronic +energy equally among all quantum levels of the complex (Levine and Bern- +stein 1987). Vibrational or electronic effects, as discussed earlier, are then +regarded as a deviation from this so-called prior or statistical case. The devel- +opment of statistical chemical reaction models followed two separate schools +of thought: the rarefied gas dynamics community has used the semi-empirical +analytical Total Collision Energy (TCE) (Bird 1994) cross section and Borg- +nakke-Larsen energy disposal models (Borgnakke and Larsen 1975), while +in the chemical physics community statistical models were spearheaded +through the information theoretical approaches by Levine (Levine 1995, +Levine and Manz 1975), phase space theory (Chesnavich and Bowers +1977a,b, Light 1967, Pechukas et al 1966), and transition-state theories +such as the RRKM theory (Marcus 1952, Marcus and Rice 1951). While +the Borgnakke-Larsen approach targets computational efficiency and uses +parameterization based on viscosity and transport properties determined +for the gases, the physical chemical statistical models use known spectro- +scopic molecular constants. The methods of the rarefied gas community, as +applied to direct simulation Monte Carlo (DSMC) methods, have been + +--- Page 173 --- +158 +Air Plasma Chemistry +described (Bird 1994) and more recently reviewed by Boyd (2001) The cross +section models derived by Levine (Levine and Bernstein 1972, 1987, Rebick +and Levine 1973) based on statistical arguments and calculations have been +used in both communities, and have found great utility in the interpretation +of countless experiments of chemical reaction dynamics. +In a statistical approach, barrier free, exothermic reactions involving +reactants in their ground electronic and rovibrational states occur with a +probability of 1 if an encounter occurs. At low translational energies, Et , +an encounter can be defined by a capture collision associated with spiraling +trajectories induced by an attractive interaction potential, VCR) (Levine and +Bernstein 1972): +( 4.4.4) +where R is the distance between reaction partners. The capture cross section +is then given by +- AE-2/ s +u- +t +(4.4.5) +where A, as in equation (4.4.2), is a scaling parameter. In the case of an +ion-neutral encounter, the long-range attractive potential is given by a +polarization potential with s = 4, thus yielding the well-known Langevin- +Gioumousis-Stevenson (Gioumousis and Stevenson 1958) cross section +energy dependence with A = 7rq(2a)O.5, where a is the polarizability of the +neutral and q is the ion charge. +Assuming microscopic reversibility, the translational energy dependence +of the cross section for the reverse, endothermic process at translational +energies above the activation energy Ea is given by (Levine and Bernstein +1972): +(E +E )1-2/s +u(Et ) = A' +t - +a +Et +(4.4.6) +where A' is again a scaling factor. Unfortunately, microscopic reversibility +cannot be applied to integral cross sections blindly since the preferred +mechanism (e.g. direct or indirect) can vary significantly between the forward +and reverse reactions. Thus, for ion-molecule CID processes, equation +(4.4.6) is only adhered to when this process proceeds via a complex (indirect) +mechanism. This, however, is normally only the case at very low activation +energies. Equation (4.4.6) has been applied more frequently in its more +general form: +u(Et) = A' (Et - Eat +Et +(4.4.7) +where A' and n are adjustable parameters. It is worth noting that n = 1 +corresponds to the line-of-centers (LOC) hard-sphere model that assumes + +--- Page 174 --- +Non-Equilibrium Air Plasma Chemistry +159 +straight-line trajectories and is readily derived from +J +Rl +R2 +cr=27r 0 +P(b)bdb +(4.4.8) +where b is the collision impact parameter and R J and R2 are the reactant +radii, and the reaction probability P(b) is 1 for all impact parameters +where the translational energy associated with the relative velocity com- +ponent along the line-of-centers when the hard spheres collide exceeds the +activation energy, and 0 for larger impact parameters (Levine and Bernstein +1987). Equation (4.4.7) is usually referred to as the modified LOC model, +where n < 1 is typical for highly indirect, complex forming processes, while +n > 2 usually signifies a direct, impulsive mechanism. n has also been related +to the character of the reaction transition state (Armentrout 2000, +Chesnavich and Bowers 1979). It has been shown (Levine and Bernstein +1971) that under the assumption that CID follows a reverse three-body +recombination (process (4.4.1)) mechanism, n = 2.5 can be expected. +The workings of the modified LOC model are nicely demonstrated in +figure 4.11 that compares collision-induced dissociation cross sections as a +function of translational energy of the Art + Ar and Art + Ne systems +(Miller et at 2004). Art has an accurately known dissociation energy of +1.314eV (Signorell and Merkt 1998, Signorell et al 1997). The solid lines +are nonlinear least-squares fits of equation (4.4.7) convoluted with the experi- +mental broadening mechanisms (ion energy distribution, target gas motion) +to the experimental data. The figure also provides the derived parameters. In +case of the Art + Ar system, a threshold or activation energy in good +agreement with the spectroscopic dissociation energy (Signorell and Merkt +8 +Ar2+ + Ar -+ Ar+ + 2Ar +Ar2+ + Ne -+Ar+ + Ar + Ne +~ +-2 +~ +";;"8 +E. = 1.28 ± 0.15 eV +c +__ E.=2.27±0.15eV +~ +.2 +n = 1.45 ± 0.15 +¥ 4 +n = 1.17 ±0.15 +] +1 +(I) +______ E.= 1.3±0.15eV +:I +• +n=2.46±0.15 +e 2 +e +(.) +(.) +0 +0 +0.0 +0.5 +1.0 +1.5 +2.0 +2.5 +3.0 +0 +1 +2 +3 +4 +Collision Energy (eY, CM) +Collision Energy (eY, eM) +Figure 4.11. Guided-ion beam measurements (Miller et a12003) of the translational energy +dependence of collision-induced dissociation cross sections of the Art + Ar and Art + Ne +collisions systems. Solid lines are modified line-of-centers (MLOC, equation (4.4.7 fits to +the experimental data. The fits take experimental broadening due to ion energy distribu- +tions and target gas motion into account. Activation energies, Ea, and curvature +parameters, n, derived from the fits are also provided. + +--- Page 175 --- +160 +Air Plasma Chemistry +1998, Signorell et a11997) is obtained and the small curvature parameter is +close to the hard-sphere case. This relatively indirect behavior is not +surprising considering that this collision system is highly symmetric, +involving both resonant charge-exchange interactions as well as strongly +coupled vibrational modes within the complex. This is also consistent with +the low vibrational effects observed (Chiu et al 2000). In the Art + Ne +case, the onset is considerably more gradual. A free fit of the modified +LOC model results in Ea = 2.46 ± 0.15 eV, considerably higher than the +dissociation energy; however, the fit does not recover the weak signal just +above the dissociation energy. A second, dashed curve in figure 4.11 is an +alternative fit in which the threshold energy was frozen at the spectroscopic +value of 1.3 eV. This fit, although not optimal, provides a curvature +parameter of 2.46 ± 0.15 which is characteristic of a highly direct dissoci- +ation mechanism. The difference in dynamics in comparison with the +Art + Ar system can be attributed to the significantly weaker ArNe+ inter- +action and the lighter mass of Ne. +Using statistical theory, Rebick and Levine (Rebick and Levine 1973) +extended equation (4.4.7) to include the effect of vibrational excitation of +the reactants: +(E E· ) = A' (Et + EVib - Eot exp(->.F) +(J +t, +vlb +Et +(4.4.9) +where Eo is the activation energy not including zeropoint vibrational energy +of the reactants, F is the fraction of the total energy in vibration: +(4.4.10) +and >. is the so-called surprisal parameter and determines the degree of +vibrational enhancement of the respective reaction. >. = 0 corresponds to +equivalence of vibrational and translational energy (statistical), while +>. < 0 signifies a vibrational enhancement and>' > 0 a vibrational inhibition. +Equation (4.4.9) thus can provide a description of the translational and +vibrational energy dependence of reaction cross sections based on three +adjustable parameters. Similarly, surprisal analyses can be applied to +product state distributions (Levine and Bernstein 1987). +The derivation of correct non-equilibrium chemistry models is severely +hampered by the lack of experimentally determined cross section data. Apart +from some shock-tube experiments that suffer from poor knowledge of +molecular vibrational energy distributions (Appleton et al 1968, Johnston +and Birks 1972), there have been no experiments to validate the applied +scaling laws. Recently, Wysong et al (2002) have made a first attempt to +compare the various vibrational scaling laws applied in DSMC models for +dissociation collisions to experiments on the Art + Ar system (Chiu et al +2000). This system was studied with diatomic internal energies generated in + +--- Page 176 --- +Non-Equilibrium Air Plasma Chemistry +161 +the non-equilibrium conditions of a supersonic jet and was observed to +exhibit essentially no vibrational effects. The expression by Rebick and +Levine (equation (4.4.9), A ~ 0) as well as the simple TCE model (which +cannot account for deviations from the statistical result) provided the best +agreement with the observations while other models, such as the classical +threshold-line model with no adjustable parameters by Macharet and Rich +(Macharet and Rich 1993) and the maximum entropy model (Gallis and +Harvey 1996, 1998, Marriott and Harvey 1994) fared very badly. Other +attempts to validate vibrational scaling models of chemical reactions have +involved comparison with quasiclassical trajectory (QCT) calculations +(Esposito and Capitelli 1999, Esposito et al 2000, Wadsworth and Wysong +1997). As will be further iterated in the following section, this is an +incomplete description since QCT calculations based on a single potential +energy surface do not capture the fact that molecules like N2, NO, O2, and +their respective ions all have electronically excited states with equilibrium +positions well below the dissociation limits. These states can be expected to +interfere in the dynamics of the reaction at elevated excitation energies. +4.4.3 Advances in elucidating chemical reactivity at very high vibrational +excitation +Most of the work on the dynamics of highly vibrationally excited molecules +has focused on vibrational energy transfer. There is a considerable body of +experimental work where molecules are prepared in high vibrational states +using laser techniques such as stimulated emission pumping (SEP) (Dai +and Field 1995, Silva et aI200l), and their decay is probed while the mole- +cules undergo collisions in a buffer gas or in a crossed-beam configuration. +Note that most SEP experiments do not probe the fate of the highly-excited +molecules, merely the removal from the respective quantum state. The theory +of vibrational energy transfer of highly vibrationally excited molecules is also +extensive, ranging from three-dimensional quantum scattering studies, to +semi-classical methods (Billing 1986), as well as analytical models such as +the Schwartz-Slawsky-Herzfeld (SSH) theory (Schwartz et al 1952) and +more recently the nonperturbative model of Adamovich and Rich (1998). +One of the most intensively studied systems is the O2 (u) + O2 systems, +where stimulated emission pumping experiments in the group of Wodtke +(Jongma and Wodtke 1999, Mack et a11996, Price et a11993, Rogaski et al +1993, 1995) discovered relaxation rates in excellent agreement with quantum +dynamics calculations (Hernandez et a11995) up to u = 25, above which the +relaxation rates increase rapidly with u and dramatically diverge from the +theoretical values. The discrepancy has been interpreted to be due to an +electronic interaction associated with the O2 (b 1~;) state, for which the +respective potential energy surface was not included in the calculations. A +probe of the final state distribution for these high u states found a large + +--- Page 177 --- +162 +Air Plasma Chemistry +fraction of multi quantum vibrational relaxation (Jongma and Wodtke 1999), +consistent with an electronic mechanism. This example demonstrates nicely +that surprises can be expected at vibrational energies in the proximity of +excited electronic states which can participate in the dynamics. +The derived v-v and V-T rate coefficients determined for pure CO and +CO + N2 and O2 collisions have been successfully used to derive highly non- +equilibrium vibrational distributions of CO optically pumped by a CO laser +at near atmospheric pressures (Lee 2000). The literature on chemical reaction +dynamics at high levels of vibrational excitation is considerably sparser than +that of vibrational energy transfer. The main experimental problem is +producing sufficient quantities of state-selected reactants in order to be +able to probe reaction products. As mentioned in section 4.3, the field of +ion-molecule reaction dynamics has provided the most extensive studies of +state-to-state reaction dynamics at controlled translational energies where +absolute cross sections have been produced (Ng 2002, Ng and Baer +1992b). The significant body of work comes from the straightforward +means of controlling the translational energy of reactants, the high sensitivity +of mass spectrometric means to detect reactively scattered ionic products, +and the ability to prepare molecular ions in selected vibrational levels +using Resonance Enhanced Multiphoton Ionization (REM PI) (Anderson +1992b, Boesl et al 1978, Zandee and Bernstein 1979) or direct VUV +(Koyano and Tanaka 1992, Ng 1992) techniques. Ion-molecule reaction +studies using photo-ionization ion sources have provided an extensive under- +standing of state-to-state chemical reaction dynamics; however, the reactant +vibrational levels have been limited to low excitation energies representing a +small fraction of the dissociation energy of the respective molecular ions. +Very recently, Ng and coworkers have succeeded in preparing Hi beams +in all but the two highest vibrational states of the ground state (Qian et al +2003a,b, Zhang et al 2003). Their approach is based on recent advances in +high-resolution photoelectron spectroscopy using a synchrotron light +source (Jarvis et al 1999). A schematic of their apparatus is shown in +figure 4.12, which is situated at the Lawrence Berkeley Advanced Light +Source (ALS) synchrotron facility. Monochromatic (",lOcm- 1 FWHM) +VUV of the Chemical Dynamics Endstation 2 is used to promote hydrogen +molecules to high-n Rydberg states just below the ionization limit of a +targeted excited rovibrational state of the ion. In the multi bunch mode of +the ALS storage ring, there is a 104 ns dark-gap at the end of every 656 ns +ring period. Approximately 10 ns after the onset of this dark gap, a pulsed +electric field of approximately 10 Vjcm and 200 ns duration is applied to +the electrodes spanning the photo-ionization region. This pulsed field +causes field-ionization of the resonantly populated high-n Rydberg +molecules. This form of ionization is called pulsed-field ionization (PFI). +The PFI photo-ion (PFI-PI) is accelerated towards an ion beam apparatus, +while the associated, zero-kinetic energy photoelectron, or PFI-PE, is + +--- Page 178 --- +Precursor +Molecules +Non-Equilibrium Air Plasma Chemistry +163 +Wire +Gate I" +.~, . +. "' . +..... +Octopole Ion Guide +Quadrupole +Mass Filter +Figure 4.12. Schematic representation of the Pulsed-Field Ionization Photoelectron +Secondary Ion Coincidence (PFI-PESICO) apparatus constructed at Endstation 2 of the +Chemical Dynamics Beamline at the Lawrence Berkeley Advanced Light Source (Qian +et al 2003a). +accelerated towards an electron detector. As the Rydberg states are excited, +however, a significant number of ions in lower ionic states are also produced +with associated electrons that have excess energies, Ehv - E:J , where Ehv and +E:J are the photon and ionic internal energy, respectively. In order to get +state selection, the electron detector is gated to accept PFI-PEs within a +narrow time-window at a fixed delay with respect to the pulsed electric +field. If a PFI-PE is detected, a fast, interleaved comb wire gate (Bradbury +and Nielsen 1936, Vlasak et a11996) is opened at a specific delay with respect +to the PFI-PE pulse for ",100-200ns to allow the associated PFI-PI to +pass. This approach suppresses signal due to false coincidences by orders +of magnitude. +Ions transmitted through the wire gate enter a guided-ion beam (GIB) +apparatus (Gerlich 1992, Te10y and Gerlich 1974) that has the virtue of +examining ion-molecule collisions within the guiding fields of an rf octopole, +thereby ensuring 100% collection of all scattered ions. Qian and co-workers +(Qian et aI2003a,b, Zhang et a12003) used a tandem octo pole set-up, where +the first octopo1e guides the ions through a collision cell containing the target +gas. The second octopole transports reactant and product ions to a quadru- +pole mass filter for mass analysis prior to detection using a Daly ion detector +(Daly 1960). Cross sections are determined from the primary and secondary +ion true coincidence signals and the measured target gas density. +Zhang et al (2003) used this new coincidence approach in a systematic +study of the vibrational energy dependence of the Hi + Ne proton-transfer +reaction (NeH+ +H products) which is endothermic by 0.54eV. Figure +4.13 shows the translational energy dependence of the cross section for +the ground vibrational state of Hi. The dashed line is a fit to the data +points of equation (4.4.7) including a convolution of the experimental + +--- Page 179 --- +164 +Air Plasma Chemistry +1.0 r-r-r-r-r,...,r-r-"T"""1 .... T""T-r-T"'"T""T'""'1r-r-,....,"""T""T""'T-r-T'""T, +~ +c +.2 +~ 0.5 +en +III +III e +o +0.5 +• +Exp +o +aCT +-- MLOC +_._._. MLOC Convoluted +... _...... as (Gilibert et al.) +• +•• • +2 +1.0 +1.5 +2.0 +2.5 +Collision Energy (eV) +Figure 4.13. Translational energy dependence of the Hi + Ne proton transfer reaction for +reactant ions in the ground vibrational state. A modified line-of-centers (MLOC) fit +including convolution of experimental broadening mechanisms is applied to the data +(dash-dot line). The deconvoluted fit (solid line) is also shown. The experimental data +are compared with QCT and quantum scattering (QS) calculations by Gilibert et at (1999). +broadening mechanisms, primarily governed by the ion energy distribution +with full-width at half maximum (FWHM) of ",0.3 eV. The solid line is +the deconvoluted best-fit function with parameters A' = 0.66A2 eV1- n , +n = 0.353. The very low curvature parameter signifies an almost vertical +onset at the threshold of 0.54eV, which is characteristic of long-lived inter- +mediates. Fully three-dimensional quantum-theoretical studies (Gilibert +et a11999, Huarte-Larrafiaga et a11998, 2000) have discovered the existence +of a dense spectrum of resonances for this system that greatly enhances the +reactivity near threshold. The calculations of Gilibert et al are also shown +in figure 4.13, exhibiting excellent agreement with the measurements of +Zhang et al. Also shown are quasiclassical trajectory calculations by +Zhang et al (2003), demonstrating that classical methods do not capture +the mechanism near threshold. +Figure 4.14 shows Hi + Ne proton-transfer cross sections using the +PFI-PESICO approach measured for a large number of reactant vibrational +levels at three translational energies, 0.7, 1.7 and 4.5 eV. The proton-transfer +reaction becomes exothermic for u+ = 2. The measurements are compared +with QCT calculations, which also include the dissociation channel. The +latter could not be measured with the current experimental set-up of +Zhang et al (2003). The cross sections are shown on a vibrational energy +scale. At a translational energy of 0.7 eV, Zhang et al succeeded in measuring +cross sections for all vibrational levels from u+ = 0-17. All states were +produced in the N+ = 1 rotational level. The u+ = 17, N+ = 1 level is a + +--- Page 180 --- +Non-Equilibrium Air Plasma Chemistry +165 +'\)+ = 0 +1 234 5 +I I I I +10 +15 +I +I +I I I 111111 +7rrTTTT"~rrrrTTTT"~~rrTTTT", +6 +5 +4 +3 +2 +~ 8 +S 6 +t; +~ 4 +3l e 2 +(,) o +15 +10 +5 +0 +0.0 +H2+(X,V+. N+=1) + Ne +• +ExpNeH+ +o +QCTNeH+ +I +4.SeV +A=-15.8 +a - +a •• +• • +• +• +o +QCTH+ +• +I +I +I +I ! +I +I +I +o +0 +0 +0 00 oOa +I +__________________________________ L_ +1.7eV +A = -6.9 +I +_ +~. +II II +_ +8. +-. +~ +.1 I +g +I +I +118 +C +a +~ +--~-_.--._-._-o--~---------------~- +gg +I +O.7eV +I +JIJI +II II +··.1 +I +I • • +I +• +I +• I +.1 +11111 +I +I +a +al +0 +I I +0.5 +1.0 +1.5 +2.0 +2.5 +3.0 +E"ib (eV) +Figure 4.14. State-selected Hi + Ne proton transfer cross sections determined using the +PFI-PESICO approach. The measurements at three translational energies are shown on +a vibrational energy scale and are compared with QCT calculations that also include +cross sections for the dissociation channel. The respective vibrational quantum states +are shown at the top of the figure. Also shown are the results of a surprisal analysis +based on equation (4.4.9) (solid lines). +mere 0.03 eV below the dissociation limit, also indicated in the figure. +Previous attempts to measure state-selected dynamics of Hi using ion +beams (Ng and Baer 1992) were limited to u+ = 0-4. The PFI-PESICO +measurements by Zhang et al provide the first glimpse of chemical reactivity +of molecules excited to levels near the dissociation limit. +At low vibrational levels, a significant enhancement of the reaction cross +section is observed at all translational energies. A surprisal analysis was +conducted at low vibrational energies based on equation (4.4.9) and the + +--- Page 181 --- +166 +Air Plasma Chemistry +parameters A' and n derived from the ground vibrational state translational +energy dependence (figure 4.14) to quantify the vibrational effects. The +results of the analysis are also shown in figure 4.14, where parameters, A, +of -3.9, -6.9, and -15.8 are determined for translational energies of +0.7, 1.7, and 4.5eV, respectively. At 0.7 and 1.7eV it is seen that this +approach allows good predictions of the vibrational effects at low vibrational +levels; however, the A parameter depends significantly on translational +energy. This is consistent with the change in dynamics as one goes from +low translational energies, where long-lived intermediates associated with +resonances that cause some energy randomization playa significant role, +to higher energies, where the mechanism is highly direct and vibrational +effects are higher, as expressed by a more negative A parameter. At higher +vibrational energies, the cross sections tend to reach a plateau due to both +saturation effects as the reaction cross section approaches a total cross +section (e.g. momentum transfer cross section) as well as the competition +with dissociation. At 4.5 eV, the CID channel is already open for the +ground vibrational state and the cross sections appear to oscillate outside +of the reported statistical errors. +The comparison with quasiclassical trajectory calculations allowed +Zhang et al to identify three total energy ranges: at low energies, +Etot < 1 eV, the state-selected experimental values exceed the QCT predic- +tions, which is consistent with the quantum scattering studies that identified +the importance of quantum resonances for this system; at intermediate +energies, leV < Etot < 3 eV, very satisfactory agreement is found between +experiment and QCT calculations, and the vibrational enhancement of the +proton-transfer reaction can be quantified with a surprisal formalism +according to equation (4.4.9), at high energies, Etot > 3 eV, the measured +proton-transfer cross sections mostly exceed QCT cross sections. This is +particularly marked at 0.7 eV, where the measurements exhibit significant +reactivity for states nearest the dissociation limit, while the QCT calculations +predict more suppression of reaction due to competition with the dissociation +channel. It is possible that QCT significantly overpredicts the dissociation +cross section for high vibrational levels. At 1.7 eV, the high u+ state cross +sections vary dramatically from one vibrational quantum state to the +other. The authors attribute the failure of the QCT calculations in capturing +the dynamics at the highest energies to inadequacies of the applied H2Ne+ +potential energy surface (Pendergast et a11993) near the dissociation limit, +and/or the increased importance of nonadiabatic effects and excited-state +potential energy surfaces. So far, quantum studies of this benchmark +system have not been conducted at total energies exceeding 1.1 eV. +The experimental results for the Hi(u+) + Ne system demonstrate +again that, even for such a simple system, QCT can provide some answers, +but substantial deviations can occur at energies where quantum effects are +important and at energies where additional electronic states become + +--- Page 182 --- +Non-Equilibrium Air Plasma Chemistry +167 +accessible and the dynamics, therefore, is rendered more complicated by +dynamics involving multiple potential energy surfaces. This is usually the +case for dissociation channels because multiple states usually converge to a +dissociation limit. Multi-surface QCT calculations involving surface hopping +have in fact provided good agreement with state-selected experiments for the +Hi + He CID system (Govers and Guyon 1987, Sizun and Gislason 1989). +Both experimental and theoretical results provided evidence for the impor- +tance of a non-adiabatic mechanism involving electronic excitation to the +surface associated with the repulsive Hie~t) state. The situation is far +more complicated for dissociation systems involving air plasma neutrals +O2, N2, and NO or ions oi and NO+, since all of these molecules have +excited electronic states with equilibrium energies substantially below the +first dissociation limit. From these arguments, it must be considered doubtful +that QCT calculations based only on the ground-state potential energy +surface (and thus excluding surface-hopping mechanisms) can provide +realistic dissociation and reaction cross sections for such systems. However, +Capitelli and coworkers (Esposito and Capitelli 1999, Esposito et al 2000) +have conducted extensive QCT calculations on the N2(U) + N dissociation +system using a semi-empirical potential energy surface (Lagana et al 1987) +and the resulting state-specific dissociation rate coefficients, when converted +to global dissociation rates, were in good agreement with shock-tube +measurements of the temperature dependence of the dissociation rate as +provided by Appleton et al (1968). Esposito et al (2000) suggested that +dissociation rates from high vibrational levels of the ground state would be +similar to those of near-resonant low vibrational levels of electronic states. +While this may be the case for the N2(U) + N system, the work by Wodtke +and co-workers (Mack et al 1996, Price et al 1993, Rogaski et al 1993, +1995, Silva et al 2001) on 02(U) + O2 discussed earlier provided evidence +of marked interference by excited electronic states. The day has yet to +come when exact quantum approaches can address such complicated systems +at high levels of excitation. +Finally, we conclude that equations (4.4.7) and (4.4.9) provide a good +start to describe endothermic chemical processes, at least in the cross section +growth phase of energy. Cross section parameters can be obtained from fits +to measurements or calculations of the translational energy dependence of +cross sections for ground state reactants, or from the temperature depen- +dence of rate coefficients and an appropriate transformation. The latter +approach, however, can only be reliably applied at low temperatures, +where vibrational excitation of the reactants is insignificant. Vibrational +effects, however, as quantified through the>. parameter, need a more careful +consideration of the dynamics. The recent PFI-PESICO measurements (Qian +et aI2003a,b, Zhang et a12003) provide hope that similar studies will soon be +applied to larger diatomic systems of relevance to air plasmas, such as oi +and NO+. + +--- Page 183 --- +168 +Air Plasma Chemistry +4.5 Recombination in Atmospheric-Pressure Air Plasmas +An important loss process for total charge density in atmospheric plasmas is +the recombination of electrons with positive ions. In situations where +negative ions are present, ion-ion recombination will also occur. However, +the focus of this section is on electron-ion recombination. Atomic ions +recombine exceptionally slowly with electrons since the large amount of +energy gained during a recombination event must be emitted as a photon +or removed via an interaction with a third body (McGowan and Mitchell +1984). The exothermicity is equal to the ionization potential of the atom. +These processes, introduced in section 4.1, are called radiative or dielectric +recombination and three-body recombination, respectively. In molecular +ion recombination, energy can also be released as kinetic and internal +energy, and the rate constants associated with this mechanism are usually +extremely fast. This mechanism is called dissociative recombination and +for a diatomic species is represented as +AB+ + e- - +A + B + kinetic energy. +(4.5.1) +For poly atomic species, formation of three neutral particles is common +(Larsson and Thomas 2001). Process (4.5.1) is the major electron loss process +unless all positive ions are atomic or negative ions are present in concen- +trations of a factor of ten or greater than electrons. For air plasmas at +temperatures of a few thousand Kelvin, the dissociative recombination loss +process is dominant and involves mainly oi, NO+, Ni, and H30+ and its +hydrates (Jursa 1985, Viggiano and Arnold 1995). These systems are the +only ones discussed here. Note, however, that in low temperature air +plasmas, electron attachment to O2 to produce negative ions is a very +important electron loss mechanism. +Rate constants for dissociative recombination have been measured for +decades under thermal conditions and as a function of electron energy for +a variety of stable species (Adams and Smith 1988, McGowan and Mitchell +1984, Mitchell and McGowan 1983). In contrast, little was known about the +product distributions of such reactions until the recent advent of storage ion +rings (Larsson et al 2000, Larsson and Thomas 2001). Now, not only can +product speciation for polyatomic species be measured, but also the product +states for small systems, especially diatomic molecules. Very recently, +measurements of both cross sections and product distributions for vibration- +ally and electronically excited species have been made (Hellberg et al 2003, +Petrignani et al 2004). This is extremely important since theoretical +calculations of dissociative recombination kinetics are very difficult and +often fail to match experiment, although the agreement is improving for +small systems. In this section, recent work done in storage rings is empha- +sized since those experiments yield the most detailed information. + +--- Page 184 --- +Recombination in Atmospheric-Pressure Air Plasmas +169 +4.5.1 Theory +Guberman (2003a) has recently reviewed the important mechanisms for +dissociative recombination. Historically, two mechanisms are usually +described. They have been termed direct and indirect (McGowan and +Mitchell 1984). Direct recombination was originally proposed by Bates +and Massey (1947) to explain the almost complete disappearance of the iono- +sphere at night. Indirect processes were first attributed to Bardsley (1968). +Dissociation is efficient when there is a repulsive state of the neutral molecule +in the vicinity of the ionic state, although mechanisms presently exist for which +there is no curve crossing. Figure 4.15 illustrates the direct and indirect +processes for a particular channel of ot recombination (Guberman and +Giusti-Suzor 1991). Here the lI;t state of O2 intersects the X 2IIg state of +Ot. In the direct mechanism shown in figure 4.15, an electron with energy c; +is captured from ot (v = 1) into the 1 I;t dissociative state of the neutral +and the dissociation occurs directly on the repulsive potential. This type of +process is rapid if the neutral state crosses near a turning point of a vibrational +level of the ion so that the Franck-Condon factor between the states is large. +The nuclei separate rapidly on the repulsive curve if the auto-ionization life- +times are smaller than those for dissociation. Direct recombination leads to +cross sections that vary as E- 1 (McGowan and Mitchell 1984). +The indirect mechanism involves the electron being captured into a +vibrationally excited Rydberg state. In figure 4.15, an electron of energy c;' +is captured into the v = 5 level of the 1 I;t Rydberg state. Either vibronic +-0.62 +8," +-0.64 +6' +c» ... ... ++ -0.66 +81 I! +1:: +IU -0.68 +e. +> +~ +: +w -0.70 +z +( ..... +W +1 ++ +-0.72 +RYDBERG LJl +1 ++ +-0.74 +VALENCE LJl +1.7 +1.9 +2.1 +2.3 +2.5 +2.7 +INTERNUCLEAR DISTANCE (Bohr) +Figure 4.15. Potential energy curves involved in at dissociative recombination. Terms are +defined in the text (Guberman and Giusti-Suzor 1991). + +--- Page 185 --- +170 +Air Plasma Chemistry +or electronic coupling leads to predissociation on the repulsive curve. Since +the Rydberg levels are discrete, indirect recombination results in resonances. +For ions with many atoms, the resonances are usually not detectable except +that the cross section changes with energy differently than E- 1• +4.5.2 oj +e- +Dissociative recombination of oj can proceed to produce two 0 atoms in a +variety of states. They are listed below in order of decreasing exothermicity, +Ot(X 2IIg) + e- +Oe P) + Oe P) + 6.54eV +(4.5.2a) +Oe P) + OeD) + 4.9geV +(4.5.2b) +OeD) + OeD) + 3.02eV +(4.5.2c) +Oe P) + OeS) + 2.77eV +(4.5.2d) +OeS) + OeD) + 0.8eV. +(4.5.2e) +Both excited states of 0 are known to fluoresce in the atmosphere, the +Oe D) .. - +Oe S) transition leads to what is referred to as the green line (at +5577 A.) (Guberman 1977, Kella et a11997, Peverall et aI2000), a prominent +component of atmospheric and auroral airglows. Red emissions (6300 and +6364A.) are obtained from the Oe PJ) - +Oe D) transitions (Guberman +1988). Due to the importance of these atmospheric emissions, much effort +has gone into studying the dissociative recombination of oj, both experi- +mentally and theoretically. Recent progress in experimental techniques has +allowed not only for cross section and branching ratio data to be measured +for the ground state but also for vibrationally excited states. +Rate constants for this ot recombination have been measured versus +temperature and kinetic energy decades ago. The early work has been +summarized (McGowan and Mitchell 1984, Mitchell and McGowan 1983) +and the rate constant can be expressed as 1.9 x 10-17 (300/Te)O.5 cm3 S-I, +where Te is the electron temperature. More recent work has resulted in +very detailed cross sections as a function of energy (Kella et a11997, Peverall +et aI2001). In the Peverall et al (2001) experiment only ground state ot was +present. Figure 4.16 shows cross sections versus collision energy from that +work. Resonances were found at 0.01, 0.2, 0.25, 1.4, and 1.8 eV, but do +not show well on this graph covering several orders of magnitude in cross +section. Such data should be used for non-equilibrium plasmas, otherwise +the thermal rate expression above should be used. +A measurement of the quantum yield of the reaction versus collision +energy was reported by Peverall et al (2001). At most energies, OeD) is +the most abundant product followed closely by oe P). This indicates that +channel b is dominant, followed by c and a. While the Oe S) yield is small, + +--- Page 186 --- +Recombination in Atmospheric-Pressure Air Plasmas +171 +10-6 :'. fh- -_ +10-8 :- +1E-3 +tams +'1 +'if-- +'~.'"I,-- +'1 +... +... +. -.. - +.. ~.: +,I +,I +.1 +0.01 +0,1 +1 +Collision energy (eV) +Figure 4.16. Rates constants for recombination of 01' as a function of kinetic energy +(Peverall e t at 2001). +it is important since it is the source for the green airglow line (Guberman +1977, Guberman and Giusti-Suzor 1991, Peverall et al 2000). Its quantum +yield decreases with energy at low energy and increases at high energy. The +production of the 0(' S) and 0(' D) states has been discussed theoretically +(Guberman 1977, 1987, 1988, Guberman and Giusti-Suzor 1991, Peverall +et aI2000). +The most recent work on this reaction reports the vibrational level +dependence for the cross sections and branching ratios at near OeV collision +energy (Petrignani et al 2004). Vibrational excitation of the ion has been +postulated to explain the abundance of the green airglow (Peverall et al +2000). The relative cross sections for v = 0, 1, and 2 are 14.9,3.7, and 12.4 +at ca. 0 e V (2 me V FWHM). It is interesting that the cross section for +v = 1 is much smaller than for v = 0 or 2. Some of the resonances are +enhanced with vibrational excitation, but the cross section versus energy +data have not been derived as yet from the raw data. The branching data +versus vibrational state are listed in table 4.7. The production of 0(' S) +increases with vibrational level, which indicates that the vibrational distribu- +tion of ot will be critical in determining airglow as has been predicted. +NO+ is another important ion in air plasmas and excellent new studies have +yielded detailed information on numerous aspects of the dissociative recom- +bination reaction. Recombination of the ground state (X 1 E+) can lead to +three channels and seven more channels are possible for NO+(a 3E+), a +long-lived metastable species, or for high energy collisions. The channels + +--- Page 187 --- +172 +Air Plasma Chemistry +Table 4.7. Branching percentage for various channels as a function of vibrational state for +ot dissociative recombination (from Petrignani et a12004) +Channel +v=O +v=1 +v=2 +OCD) + oCS) +4.7 ± 2.5 +19.9 ± 10.5 +10.7 ± 5.9 +OCD)+OCD) +23.9 ± 12.0 +28.8 ± 24.1 +8.3 ± 7.6 +Oep) +OCD) +47.9 ± 23.7 +28.1 ± 36.7 +63.4 ± 38.6 +Oep) +oep) +23.4 ± 11.7 +23.3 ± 30.4 +17.6 ± 20.5 +and associated energetics for the ground state are +NO+(XI~+) +e--- Oe P) + N(4S) + 2.70eV +(4.5.3a) +OeD) + N(4s) + 0.80eV +(4.5.3b) +Oe P) + NeD) + 0.38eV +(4.5.3c) +Oe P) + Ne P) - 0.81 eV +(4.5.3d) +Oe S) + N(4S) - 1.42eV +(4.5.3e) +OeD) + NeD) - l.5geV +( 4.5.3f) +OeD) + Nep) - l.5geV +(4.5.3g) +OeS) + NeD) - 3.81 eV +(4.5.3h) +OeS) + Nep) - 5.00eV +( 4.5.3i) +O( S) + N(4 S) - 6.38 eV. +( 4.5.3j) +Production of Oe D) from this reaction is another source for the red airglow +and the N(4 S) ... - +NeD) radiation is responsible for the 5200 A airglow line +(Jursa 1985). As for ot, rate constants for the sum of all channels have been +known for years. The recommended rate from swarm experiments is +4.3 x 10-7 (300/Te)O.37 cm3 S-I, where Te is the electron temperature +(McGowan and Mitchell 1984, Mitchell and McGowan 1983). More recent +work has yielded product state distributions and detailed cross section +measurements for both the ground (X 1 ~+) state at several energies and +for the a 3~+ state at low energy (Hellberg et al 2003). +Table 4.8 gives the branching fractions for reaction (4.5.3) for several +energies for the ground state and also for the metastable. At low energy, +channel c accounts for nearly 100% of the reactivity and remains dominant +at 1.25 eV collision energy, although kinetic energy is seen to drive channel d. +At 5.6 eV collision energy, many other channels also become important with +channel fbeing the most abundant. Finally, results for the NO+(a3~+) state + +--- Page 188 --- +Recombination in Atmospheric-Pressure Air Plasmas +173 +Table 4.8. Branching percentage for various channels as a function of energy and state for +NO+ dissociative recombination. Both experimental and statistical theoretical +results are shown. Blanks indicate that the state is not accessible and a dash ('-') +indicates that channel was not able to be derived experimentally (Hellberg et al +2003). +NO+(Xl~+), +NO+(Xl~+), +NO+(Xl~+), +NO+(a3~+), +OeV +1.25eV +5.6eV +OeV +Channel +Exp't +Theory +Exp't +Theory +Exp't +Theory +Exp't +Theory +(4.5.3a) +5 +17 +10 +11 +3 +3 +6 +(4.5.3b) +0 +0 +10 +0 +0 +0 +12 +7 +(4.5.3c) +95 +83 +70 +57 +15 +20 +23 +32 +(4.5.3d) +10 +32 +11 +11 +18 +19 +(4.5.3e) +0 +0 +4 +(4.5.3f) +31 +32 +11 +17 +(4.5.3g) +21 +20 +7 +10 +(4.5.3h) +9 +12 +10 +3 +(4.5.3i) +10 +3 +13 +2 +(4.5.3j) +2 +at low collision energy is included. Numerous channels are open and most are +observed with channel c again being the most abundant, although only +slightly. +Also included in table 4.8 are the results for a simple statistical model +calculation. The model includes two effects. (1) The number of states +connected to a dissociation limit determines its probability. For instance +for channel a, one takes the product of spin and angular momentum +multiplicities, i.e. (3 x 3 x 4 x I) = 36. Doing this for each open channel +and then normalizing yields the probability for that channel. (2) The results +are corrected so that spin-forbidden channels are not allowed, e.g. channel b. +The agreement is quite good, especially considering the difficulty of doing +detailed calculations. +4.5.4 Nt +e- +The final diatomic ion to be discussed is Nt. Again rate constants have long +been measured and can be represented as 1.8 x 10-7 (300/Te)o.39 cm3 S-I, +where Te is the electron temperature. Thus, all the atmospherically important +ions recombine at approximately the same rate and have about the same +dependence on electron temperature. Details of this reaction have been +studied recently in storage rings (Kella et a11996, Peterson et al 1998) and +theoretically (Guberman 2003b). The reaction can proceed by several + +--- Page 189 --- +174 +Air Plasma Chemistry +channels: +N(4S) + N(4S) + 5.82eV +N(4S) + NeD) + 3.44eV +N(4S) + Nep) + 2.25eV +NeD) + NeD) + 1.06eV +NeD) + Nep) - 0.13eV. +(4.5.3a) +(4.5.3b) +(4.5.3c) +(4.5.3d) +(4.5.3e) +The last channel is endothermic but is accessible for v = 1 and higher. +The recombination of Nt produces airg10w at 5200, 3466, and 10 400 A, +the latter two from Ne P). The large exothermicity combined with the +mass difference causes isotopic fractionation in the Mars atmosphere (Fox +1993). The lighter mass neutral, 14N, can escape at the maximum energy +allowed, but not 15N. +The storage ring experiments found that rate constants are in good +agreement with the early measurements and that vibrational excitation +decreased the rate slightly, although they could not quantify the reduction +for individual states (Peterson et al 1998). At an electron temperature of +300 K, Guberman calculated rate constants for v = 0, 1, and 2 to be +2.1 x 10-7,2.9 X 10-7, and 1.1 x 1O-7cm3s-1, respectively. Sincethev= 1 +rate is calculated to increase and the v = 2 to decrease, the relatively insensi- +tive nature of the experimental value to vibrational excitation could be a +cancellation of the two effects. +Channel a, the lowest energy pathway, was found not to occur. The +branching for the other channels for v = 0 are (b) 37 ± 8%, (c) 11 ± 6%, +and (d) 52 ± 4% when the coldest source was used. For a higher temperature +source, more of channel (c) was observed at the expense of the other two +channels. The probability of producing the endothermic channel was +found to increase with rotational quantum number. +4.5.5 H30+(H20)n +In wet atmospheres, production of H30+ and its hydrates are likely. From +80 km and below in the atmosphere, these are either the dominant ions or +an important intermediary in the production of other clusters (Viggiano +and Arnold 1995). Since these molecules are polyatomic the detailed state +information on the dissociative recombination process is not available, but +complete product distributions are known. +The rate constants for dissociative recombination for these ions +are extremely rapid. H30+ rate constants can be expressed at 6.3 x +1O-7(300/Te)0.5cm3s-1 for Te < 1000K and 7.53 x 1O-7(800/Te)O.5cm3s-1 +for Te > 1000 K (McGowan and Mitchell 1984). The rate constants for + +--- Page 190 --- +Acknowledgments +175 +the clusters are even faster. Johnsen gives the rate constants as +(0.5 + 2n)(300/T)o.s x 10-6 cm3 s-1 for n = 1-4 (Johnsen 1993). Thus, in +wet atmospheres, it is very hard to maintain a plasma unless negative ions +are formed. +H30+ can dissociate four ways. The pathways and the percentage of +each channel are listed below for both Hand D (Neau et al 2000), +H20 + H + 6.4eV (H: 18 ± 5%)(D: 17 ± 5%) +HO + H2 + 5.7 eV +(H: 11 ± 5%)(D: 13 ± 3%) +OH + 2H + 1.3 eV +(H: 67 ± 6%)(D: 70 ± 6%) +0+ H2 + H + 1.4eV (H: 4 ± 6%)(D: 0 ± 4%). +(4.5.4a) +(4.5.4b) +(4.5.4c) +( 4.5.4d) +No statistical difference was observed between the two isotopes. At the time +of the measurements the preponderance of the channel producing three +neutrals was surprising. This can obviously be an important source of +radicals. +H30+(H20) can dissociate into a variety of pathways. The channel +producing 2H20 + H is by far the dominant channel (94 ± 4%) (Nagard +et al 2002). The experiment was performed with deuterium for better +separation of the channels. The only other channel definitely produced +within error is the channel producing H20, OH + H2 (4 ± 2%). +4.5.6 High pressure recombination +The above discussion refers to dissociative recombination in the low-pressure +limit. At high pressures, heavy-body collisions occur while an electron is +within the orbiting capture radius. This obviously can change the energy +of the collision and lead to different kinetics. It has been shown that larger +rate constants are found with increasing pressure. At pressures greater +than an atmosphere, rate constants of 10-4 cm3 S-1 have been measured +(Armstrong et a11982, Cao and Johnsen 1991, Morgan 1984, Warman et al +1979). Theoretical examinations have been made to explain the increase +(Bates 1980, 1981, Morgan and Bardsley 1983). However, the number of +such processes that has been studied is limited and at present no information +is known about how pressure would effect product distributions. It may be +expected that high pressure would result in less fragmentation, especially if +the three-body fragmentation is sequential. +Acknowledgments +KB and MS would like to acknowledge invaluable discussion with and help +from U. Kogelschatz. SW, AAV, and RD thank numerous colleagues who + +--- Page 191 --- +176 +Air Plasma Chemistry +have contributed to sections 4.3, 4.4, and 4.5 of this chapter: John Paulson, +Robert Morris, Thomas Miller, Jeff Friedman, Peter Hied, Itzhak Dotan, +Me1ani Menendez-Barreto, John Seeley, John Williamson, Fred Dale, Paul +Mundis, Susan Arnold, Tony Midey, Jane Van Doren, Svetoza Popovic, +Yu-Hui Chiu, Dale Levandier and Michael Berman. The authors thank +Dick Zare, Scott Anderson, and Steve Leone for helpful discussions. +References +Adamovich I V and Rich J W 1998 J. Chem. 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Phys. 119 10175 + +--- Page 198 --- +Chapter 5 +Modeling +Osamu Ishihara, Graham Candler, Christophe 0 Laux, +A P Napartovich, L C Pitchford, J P Boeuf +and John Verhoncoeur +5.1 +Introduction +This chapter deals with the state-of-the-art in computer modeling of the +theoretical formulations that were presented in the previous two chapters. +Air plasmas are inherently complex, a situation made worse by the presence +of molecular ions and electro-negative species. The air plasma consists of a +high-temperature mixture of nitrogen and oxygen. With higher gas tempera- +ture, dissociation and recombination of N2 and O2 will produce more +neutrals like N, 0 and NO. Further increase of the temperature prompts +the ionization process to take place, producing electron population in the +air. The resulting ionic species include Nt, N+, ot, 0+ and NO+, while +electro-negative species are negligibly small in the amount relative to the +concentration of electrons for sufficiently high temperature. Detailed +mechanisms of ionization and recombination in atmospheric pressure air +plasmas are yet to be fully understood. The thermal state of the air plasma +may not be straightforward to describe because of the variety of populations +of atoms, molecules, and diatomic molecules involved. The energy of the +particles is characterized by their modes of motion, i.e. translation, vibration +and rotation. The thermal state may be well described by the electron +temperature and separate independent temperatures for heavy particles, +since free electrons are heated rapidly by external means while heavy particles +are much slower in changing their energy. A combination of computer +modeling in conjunction with experiments is expected to play an essential +role in filling in the gaps of our understanding and thereby lay the ground- +work for our eventual mastery over air plasmas. +The specific topics included in this chapter span the gamut of numerical +techniques used for the modeling of everything from glow discharges, to +183 + +--- Page 199 --- +184 +Modeling +diffuse discharges, multi-dimensional flow, Trichel pulses, dielectric barrier +discharges, and the initial air breakdown. +It is worth mentioning that the determination of the electron energy +distribution function is important since the ionization source term and trans- +port coefficients are derived from this function. A model with the assumption +of a Maxwell-Boltzmann distribution for electrons provides an accurate +description of collisional air plasmas where it is possible to parameterize +the electron energy distribution as a function of the local reduced field +strength or the electron average energy. The models without the assumption +of a Maxwell-Boltzmann distribution for electrons, although applied only to +the electron-ion non-thermal plasma, are described in sections 5.4 and 5.5. +Full kinetic models, while harder to apply to the complexity of the air +plasma, offer the advantage of providing the electron energy distribution +function as a function of space and time. A description of a full kinetic +model and a novel application to gas breakdown (although limited in species) +in certain geometries is given in section 5.6. The self-consistent calculation of +the space charge electric field in the modeling is a challenging task in the air +plasma. The electrical properties of the discharges depend on the cathode +region where the charge neutrality fails to fulfill. The models described in +sections 5.2 and 5.3 are focused on the air plasma without boundary effect +and neglecting the coupling of the non-equilibrium plasma chemistry to +the flowing air stream, while latter sections, although limited in ion species, +concern the effect of boundaries. +Section 5.2, by G. V. Candler, deals with non-equilibrium air discharges +and discusses approximations and numerical solutions to the governing +equations. As a basis for modeling the atmospheric-pressure plasma, the +governing equations are described in detail. Those are conservations of +mass, momentum, and energy, supplemented by equations of vibration- +electron energy and electron translational energy. The model involves 11 +species air plasma, including five neutral species (N2, N, O2 , 0, NO), five +ionic species (Nt, N+, ot, 0+, NO+), and the electrons, with finite-rate +chemical reactions and coupling between the energy modes and transport +processes. A numerical technique based on finite-volume computational +fluid dynamics is introduced. +Section 5.3, prepared by C. Laux, describes the modeling of dc glow +discharges in atmospheric pressure air. The air plasma is modeled by two +temperatures: electron temperature Te and gas temperature Tg . The numer- +ical solution of the two-temperature chemical kinetic model with 40 reactions +of the 11 species, where the electron temperature is elevated with respect to +the gas temperature, is studied. This section includes a brief description of +experiments conducted to validate the modeled mechanism of ionization in +two-temperature atmospheric pressure air plasmas. +Section 5.4, written by A. P. Napartovich, addresses the challenging +problem of modeling Trichel pulses characterized by regular current pulses + +--- Page 200 --- +Multi-dimensional Nonequilibrium Air Plasmas +185 +in a negative corona for pin-to-plane configurations. The proposed multi- +dimensional model is found to be essential in demonstrating the regular +current oscillations that are observed in Trichel pulses. +Section 5.5, contributed by L. C. Pitchford and J. P. Boeuf, provides an +overview of electrical models of plasmas created in gas discharges such as +dielectric barrier discharges (DBDs) and microdischarges associated with +the study of non-thermal, atmospheric pressure plasmas. The state-of-the- +art in modeling DBDs is advanced, but relatively few of the previous +works have dealt with DBDs in air. However, the formulation of a suitable +model and the understanding of the evolution of the plasma in DBDs is +independent of gas mixture, and conclusions derived from model results +are reviewed in this section. Models have helped us understand the different +modes observed in DBDs and have clarified the underlying physical nature of +atmospheric pressure glow discharges. Modeling of discharges in small +geometries is now under way, and further work in this area should soon +lead to a better understanding of scaling issues. +The final section, authored by J. Verboncoeur, then discusses a model +for the initiation of breakdown in a surface-discharge-type PDP (plasma +display panel) cell in which a gas mixture is ionized. The modified particle- +in-cell (PIC) Monte Carlo (known collectively by the acronym, 'PIC-MC') +collision model is described and a technique to measure Paschen-like +curves is proposed. +5.2 +Computational Methods for Multi-dimensional +Nonequilibrium Air Plasmas +5.2.1 +Introduction +There has been considerable interest in recent years in finding methods for +reducing the power budget required to generate large volumes of atmos- +pheric pressure air plasmas at temperatures below 2000 K with electron +number densities of the order of 1013 cm -3. These reactive air plasmas poten- +tially have numerous applications. In order to increase the electron density +without significantly heating the gas, the energy must be added in a targeted +fashion. One method is to add energy to the free electrons with a dc +discharge. This approach was successfully demonstrated at Stanford Univer- +sity in a series of experiments in atmospheric pressure air at temperatures +between 1800 and 3000 K. The experiments showed that it is possible to +obtain stable diffuse glow discharges with electron number densities of up +to 2 x 1012 cm-3 from a 250mA power supply, which is up to six orders of +magnitude higher than in the absence of the discharge. In principle, the + +--- Page 201 --- +186 +Modeling +electron number density could be increased to higher values with a power +supply capable of delivering more current. No significant degree of gas +heating was observed, as the measured gas temperature remained within a +few hundred Kelvin of its value without the discharge applied. +In this section, we present a computational approach for simulation of +this type of non-equilibrium air plasma. First, we present the multi- +dimensional governing equations that describe the atmospheric-pressure +plasma generated in the Stanford experiments. We then describe how to +solve the equations with a finite-volume computational fluid dynamics +approach. The model presented assumes a three-temperature, II-species +air plasma. Finite-rate chemical reactions and coupling between the +energy modes and all of the relevant transport processes are included. +Such an approach may be extended to model many multi-dimensional air +discharges. +5.2.2 Basic assumptions +The thermal state of the gas is assumed to be described by separate and +independent temperatures. The energy in the translational mode of all the +heavy particles is assumed to be characterized by a single translational +temperature. The rotational state of the diatomic molecules is taken to be +equilibrated with the translational temperature. +The vibration-electronic state of the gas is described by a separate +vibration-electronic temperature. This approach is taken by Gnoffo et at +(1989), and is based on the rapid equilibration of the vibrational mode of +molecular nitrogen and the electronic states of heavy particles. The transla- +tional energy of the free electrons is characterized by a separate electron +temperature, Te. This implies that the translational energies of free electrons +can be characterized by a Maxwell-Boltzmann distribution at that tempera- +ture. Additional specific assumptions are made and these will be discussed in +conjunction with the derivation of the governing equations. +5.2.3 The conservation equations +The flow within the plasma experiment test-section is described by the +Navier-Stokes equations that have been extended to include the effects of +non-equilibrium thermo-chemistry. In this section the individual species' +mass, momentum and the energy conservation equations are discussed. +The mass conservation equation for chemical species s is given by +Bps +(_) +at + V'. PsUs = w., +where Ps is the species mass density, Us is the species velocity vector and Ws +represents the generation rate of species s. We define the mass-averaged + +--- Page 202 --- +Multi-dimensional Nonequilibrium Air Plasmas +187 +velocity, U, as +n +- "p- +u= ~-us +s=1 Ps +where the sum is over the n species present in the plasma. The total mass +density, p, is +Then we define the diffusion velocity, V" to be the difference between the +species velocity and the mass-averaged velocity, Vs = Us - U. The species +mass conservation equation becomes +~: + V . (Psu) = -V· (Psvs) + Ws +where the first term on the right hand side is the flux due to diffusion. +The electron conservation equation is more commonly written as +one +-;' +7it+ V 'le = We +where We is the rate of formation of electrons by ionization reactions. The +electron number flux, le, is obtained from the electron momentum equation +by neglecting inertia. This gives +~ +--: +~ +De +neve = le = -ne/LeE - - +V(neTe) +Te +where De is the electron diffusion coefficient and /Le is the electron mobility. +These are given by +D _ /LekTe +e- +e +Now, for numerical reasons (Hammond et al 2002), it is more convenient +to write the electron velocity in terms of the logarithmic derivative of the +electron number density: +~ +~ +De +Ve = -/LeE -- VTe -DeV(lnne)· +Te +This form results in significantly less numerical error in regions where the +electron number density is changing rapidly. +The mass-averaged momentum equation is +a +n +_ +at (pit) + V . (Psuit) + V P = - V . T + L NseZsE +s=1 +where p is the pressure, and T is the shear stress tensor. + +--- Page 203 --- +188 +Modeling +The total energy conservation equation is the total energy equation for +the mixture, +~~ + V'. ((E + p)it) +n += -V'. (q + qv-el + qe) - V' . (U . T) - V' . L NseZsE(il + vs)· +s=l +The heat conduction vector, q + qv-el + qe, has been expressed in component +form, where each term is due to gradients of the different temperatures. +In addition to the total energy equation, we require an equation for each +independent energy mode. The vibration-electronic energy of a given species +is defined to be the difference between that species' internal energy computed +from the Gordon-McBride (1994) data and the sum of its translational- +rotational energy and heat of formation. For example, for a diatomic +molecule the specific vibration-electronic energy at the vibration-electronic +temperature Tv-e1 is given by +ev-el,s(Tv-e1 ) = es(Tv-e1) - +~RsTv-el - +h~ +where es is the species specific internal energy, Rs = R/ Ms is the specific heat, +and h~ is the heat of formation. For atoms the translational energy is +removed from the enthalpy. +The vibration-electronic energy equation is similar to the total energy +equation, and may be written as +aEv_e1 + V' . (E +-) +at +v-el U +n +n += -V'. L vsEv-e1,s - V'. qv-el + QT-v-el + Qe-v-el + L wsev_el' +s=l +s=l +The various energy transfer mechanisms to the vibrational energy modes +have been represented here. QT-v-el and Qe-v-el are the rates of translation- +vibration-electronic and electron-vibration-electronic energy exchange, +respectively. +The conservation of the electron translational energy, Ee = ~ nekTe' can +be written as +%t GnekTe) + V' . GnekTeve) = -neeE . ve - +QT-e - WeI - V' . fie +where QT-e is the translation-electron energy exchange rate. The term WeI is +due to the loss of electron energy due to ionization, where the ionization +energy is I. +These differential equations describe the flow of a time-dependent, +multi-component, multi-temperature gas. The solution of these equations +yields the dynamics of the conserved quantities of mass, momentum, and + +--- Page 204 --- +Multi-dimensional Nonequilibrium Air Plasmas +189 +energy. A detailed description of the applied electric field and the conserva- +tion of the current is given below. +5.2.4 Equations of state +Equations of state are required to derive the required non-conserved quanti- +ties of pressure and the temperatures. The total energy, E, is made up of the +separate components of energy, namely the kinetic energy and the internal +modes of energy constituting the thermal energy. It is written as +n +1 n +n +E = L +PSCyS T + 2" L +Psil . i1 + E y _e1 + Ee + L +Psh~. +s#e +s#e +s#e +This expression may be inverted to yield the energy in the translational- +rotational modes, and consequently T. The constants of specific heat at +constant volume, CyS ' are the sum of the specific heat of translation and the +specific heat of rotation. Thus, for diatomic molecules CyS = 5R/2Ms and +for atoms CyS = 3R/2Ms• The vibration-electronic temperature is computed +using a Newton method to find the root of the expression given above for +the vibrational-electronic energy. The electron temperature is determined +by simply inverting the relation between the electron energy, Ee, and the +energy contained in the electron thermal energy +Ee = PecyeTe = ~nekTe. +The total pressure is the sum of the partial pressures +n +n +R +R +P = LPs + Pe = L +Ps M T + Pe M Te· +s#e +s#e +s +e +5.2.5 Electrodynamic equations +The electric field can be computed from the Poisson equation for the electric +potential: +E = -\7, +However, we choose to take advantage of the experimental geometry, +and assume that the field only varies in the direction along the axis of the +flow. In this case, there is no forced diffusion in the radial direction, which +simplifies the implementation of the numerical method outlined above. In +addition, we can determine the local electric field from the known total +current of the discharge. Fundamentally, we know +. J +J ( +De aTe +{)In ne) +1=- +A eneVex dA = A ene J-LeEx + Te ax + De ----a;- dA + +--- Page 205 --- +190 +Modeling +where A is the cross-sectional area of the discharge and Vex is the axial +electron velocity. Now, since the total current is a parameter set by the +experimental conditions, we can compute the electric field at each axialloca- +tion from the above equation. This ensures that the discharge carries the +correct current at every location in the discharge. This concept is supported +by previous work cited in Raizer (1997). +5.2.6 Transport properties +5.2.6.1 +Shear stresses and heat fluxes +The shear stresses are assumed to be proportional to the first derivative of the +mass-averaged velocities and the Stokes assumption for the bulk viscosity is +made. This results in the conventional expression for the shear stress tensor. +The heat conduction vectors are given by the Fourier heat law +where Ibt , Ibv, and Ibe are the translational-rotational, vibration-electronic +and the electron translational conductivities. +5.2.6.2 +Viscosity and thermal conductivity +The plasma flow is far from chemical equilibrium and properties based on +local thermodynamic equilibrium cannot be used. Thus a general multi- +component approach for transport properties is necessary. The collision +cross section method of Gupta et al (1990) accounts for the transfer of +momentum and energy by collision by means of a non-dimensional factor, +which is a function of the molecular weights of the species pairs, as well as +the collision cross sections. +5.2.6.3 +Collision cross section method +The collision cross section method was developed for high temperature non- +equilibrium conditions. It permits efficient computation in the numerical flow +field and provides accurate non-equilibrium properties. The average collision +cross sections O,~/ and 0,;;2 are evaluated per species from the Chapman- +Enskog first approximation formulas and curve fits as a function of +temperatures. Here it must be pointed out that if one of the colliding partners +is an electron, the electron temperature Te must be used in the curve fits. +Viscosity for the gas mixture is given below, where 6.~;) is a function of +the collision cross sections evaluated at the appropriate temperatures + +--- Page 206 --- +Multi-dimensional Nonequilibrium Air Plasmas +191 +The thermal conductivity components, translational thermal conductivity +/'i,tn rotational thermal conductivity /'i,rot' and vibrational thermal conduc- +tivity are defined as follows: +15 +n +X +/'i,tr = 4 k L +s +(2) +sole Lr#e arsXr~rs +n +X +/'i,rot = k L +s +(1) +s=mol Lr#e arsXr~rs +n +X +/'i,v-el = k L +s +(I)' +sole Lr#e arsXr~rs +Here ars are functions of the collision cross sections, +(1 - Z:) ( +0.45 - 2.54 ~) +ars = 1 + +2 +(l+~) +and +~ +(I) = ~ J2Mrs [21,1 +rs +3 +7fkT rs' +~(2) = 16 J2Mrs [22,2 +rs +5 +7fkT rs' +The electron thermal conductivity /'i,e is given by +15 +Xe +/'i,e =4 k +(2)' +Lr 1.45Xr~er +5.2.6.4 +Electrical conductivity +The electrical conductivity is defined using the electron mobility, Me' In the +discharge region, the charged particles are acted upon by the electric field. +The electrons and ions move in opposite directions under the influence of +the electric field. The force acting on the electrons due to collisions with +other particles can be given as +where ve is the diffusion velocity of the electrons. Here it has been assumed +that the average collision frequency of electrons with ions is negligible +compared with that of electrons with all heavy particles, VeH' The electron +diffusion velocity can now be given by + +--- Page 207 --- +192 +Modeling +The electron current density le, defined as the average flux density of electron +charge, is +where +is the electron electrical conductivity. +5.2.6.5 +Ordinary diffusion +Ramshaw's (1990) method is the basis of the multi-temperature multi- +component ordinary mass diffusion modeling in this work. Recent compar- +isons (see Desilets and Proulx 1995) between an exact method, with effective +binary, linear and Ramshaw's approximations show that only Ramshaw's +method is adequate to model diffusion fluxes in the context of plasma +flows with temperature gradients. Since the energy transfer between +components is much slower than momentum transfer, a multi-temperature +diffusion formulation is needed. +Correct treatment of ordinary diffusion in multi-component gas +mixtures requires the solution of a linear system of equations for the diffusive +mass fluxes relative to the mass-averaged velocity of the mixture. However, +their solution presents unwelcome and costly complications in many situa- +tions, particularly in the present multi-dimensional numerical simulation +where the diffusional fluxes are required at each mesh point and at every +time step in the calculation. For this reason effective binary diffusion approx- +imations are often used to avoid solving these equations. However, most +formulations suffer from lack of mass conservation. Ramshaw (1990) +correctly identified the origin of this inconsistency and developed a rational +procedure for self-consistently removing it. Thus, Ramshaw's self-consistent +effective binary diffusion approximation is used to model the ordinary +diffusion fluxes. The reader is referred to the work of Ramshaw (1990) and +Ramshaw and Chang (1991, 1993) for further details. +5.2.6.6 Energy exchange mechanisms +The energy exchange mechanisms that appear on the right hand side of the +internal energy equations must be modeled. The models that have been +proposed are simplifications of the complicated energy exchange processes +that occur on a molecular level. The models used in this work are outlined +below. + +--- Page 208 --- +Multi-dimensional Nonequilibrium Air Plasmas +193 +Translation-vibration electronic energy exchange. The rate of energy exchange +between the vibration-electronic and translational modes is well described by +the Landau-Teller formulation where it is assumed that the vibration- +electronic level of a molecule can change by only one quantum level at a +time. In this work we use the relaxation rates of Millikan and White (1963). +Translation and vibration-electron energy exchanges. The energy transfer +rate between the heavy-particle and electron translational modes, QT-e, was +originally derived by Appleton and Bray (1964). +QT-e = ne L 3k(Te - T) me VeH' +h +mh +Appleton and Bray modeled the energy exchange for elastic collisions +between electrons and atoms and between electrons and ions. However, +the heating of electrons by interactions with the vibrational energy modes +is important under the present conditions. This exchange is modeled using +the inelastic energy factor Deh : +Qe-v-el = ne L 3k( Te - Te-v-e1) me (Deh - I) veH' +h +mh +Expressions for veH and Deb are taken from the work of Laux et at (1999). +5.2.7 Chemical kinetics +As the plasma exits the torch and flows through the nozzle and discharge +regions, chemical reactions occur and mass transfer between species takes +place. As the characteristic times for the chemical reactions and fluid +motion are far apart, equilibrium predictions cannot be used to determine +the individual species concentrations. As a consequence, finite rate chemistry +is introduced to determine individual species concentrations. +The plasma consists of a high-temperature mixture of nitrogen and +oxygen. The species considered in the flow are the neutral species (N2' O2, +NO, N, 0), the ionic species (Nt, Ot, NO+, N+, 0+), and the electrons, +e-. A 38 reaction finite-rate chemical kinetics model (Laux et al 1999) is +employed to describe the chemistry in the flow. Backward reaction rates in +the law of mass action are computed from the equilibrium constants obtained +from the Gordon-McBride (1994) data. +5.2.8 Numerical method +The electron number density varies by many orders of magnitude in the flow +field, and therefore the numerical method must be designed to be stable and +accurate under these conditions. Hammond et at (2002) developed a numer- +ical method for glow discharges that reduces numerical error for this type of + +--- Page 209 --- +194 +Modeling +flow. In one dimension, the numerical representation of the electron conser- +vation equation is written as +n+ I +n +~t ( n +n +n +n +) +A +n +nei =nei-""A ne i+I/2Vei+I/2 -nei-I/2Vei-I/2 +utwei +, +'uX' +, +" +1 +where ne,i+ 1/2 is the average electron number density, and ve,i+ 1/2 is +computed using the electron temperature and number density at grid +points i and i + 1. This approach is easily extended to multiple dimensions. +We use this approach for the electron conservation equation and a similar +approach for the electron energy conservation equation. +The most difficult part of simulating the discharge flows is the huge +range of time scales that govern the flow. The discharge energy relaxation +has a time scale of a nanosecond or less, while the total flow time through +the discharge region is of the order of 100 /ls. Therefore, the time integration +method must be designed to increase the stable time step size to the maximum +extent possible. +Under the conditions of the present dc discharge experiments, the +energy relaxation processes are very fast relative to the fluid motion time +scales and the chemical kinetic processes. To handle this large disparity in +characteristic time scales, we would usually use an implicit time integration +method. However, for this problem a complete linearization of the problem +is itself very expensive. (We solve 17 conservation equations, and the cost of +evaluating the Jacobians and inverting the system scales with the square of +the number of equations.) Therefore we linearize only those terms that are +relatively fast, which results in a simple and inexpensive semi-implicit +method that very substantially reduces the cost of the calculations. +The relatively fast terms are the internal energy relaxation and the Joule +heating terms in the source terms for the three energy equations. Therefore, +we split the source vector, W, into these terms, Wfast> and all of the other +terms, Wslow ' The conservation equations are then written as +aU of +1 orG +~ ++ --.q- + - ----;;;- = Wfast + W s10w +ut +ux +r ur +where U is the vector of conserved variables, F is the axial direction flux +vector and G is the radial direction flux vector. We then linearize Wfast in time +Wfu~ I = W rast + Cfast 8Un + O(~p) +where Cfast is the Jacobian of Wfast with respect to U, and 8Un = Un+ 1 - Un. +Because of the form of Wfast> Cfast is a simple matrix that can be inverted +analytically. Then the solution is integrated in time using +8 n+1 +( +A n )-1 (A ( +) +(OF +1 orG)) +U += I - utCfast +ut Wfast + W s10w +- +~t ox + -;: or +. + +--- Page 210 --- +Multi-dimensional Nonequilibrium Air Plasmas +195 +This approach increases the stable time step by a factor of 50 compared to an +explicit Euler method. This results in a very large reduction in the computer +time required to obtain a steady-state solution. +A two-block grid is used to facilitate the implementation of the +boundary conditions. The first grid block represents the nozzle section, +and the second grid block represents the discharge region as well as a portion +of the open air which acts as a large constant-pressure exhaust reservoir at +one atmosphere. +The inflow boundary conditions are set by choosing the inflow static +pressure to give the experimental mass flow rate of 4.9 g/s. The inflow is +assumed to be in L TE at the measured temperature profile. This results in +a consistent representation of the inflow conditions. The boundary con- +ditions along the test-section surface are straightforward. The velocity is +zero at the surface, the temperature is specified, and the normal-direction +pressure gradient is zero. We assume that the metallic surface is highly catalytic +to ion recombination. Otherwise, the surface is assumed to be non-catalytic to +recombination for neutrals. +The computation is initialized as follows: first, the inflow conditions are +specified as above. Then the test-section and reservoir are all initialized at +atmospheric pressure, and at each axial location the temperature profiles +and chemical concentration profiles are set identical to the inflow boundary +profiles. Once a converged solution is obtained for the flow in LTE, the +discharge is ignited by injecting a flux of electrons at the cathode and +applying the Joule heating source term to the energy equations. Then a +steady-state solution for the dc discharge is obtained. +5.2.9 Simulation results +In this section we present numerical simulations of the dc discharge +experiment. Figure 5.2.1a shows the loglo of the electron number density +contours in the computational domain. The dc discharge region can be +observed in this figure. This is the bright region where the electron +number density is several orders of magnitude higher than in the region +upstream of the cathode where there is no discharge. It can be observed +that the electron number density is slightly higher than 1012 cm -3 in most +of the discharge region. This is in good agreement with the experimental +measurements for the electron number density. The electron number +density falls off gradually downstream of the anode region. The shape of +the discharge is similar to that observed in the experiments, which also +shows that the discharge is constricted at the cathode and diffuses +radially outward, away from the cathode. The simulations capture this +behavior. +Figure 5.2.1 b plots the electron temperature contours in the computa- +tional domain. It shows that the electron temperature is about 1~ 000 K in + +--- Page 211 --- +196 +Modeling +~III[JU[.]~ +.lillIDL:::~ +-.mlJULLIr:. +1500 1750 2000 2250 2500 2750 3000 +2000 +5250 +8500 11750 15000 +7 +8.25 +9.5 10.75 +12 +(a) +(b) +(c) +Figure 5.2.1. Log IO of (a) the electron number density, (b) the electron temperature and (c) +the translational temperature contours in the discharge region. +the discharge region. The computed electron temperatures are consistent +with the experimental predictions. Figure 5.2.1 b also shows that the electron +temperature drops off sharply just downstream of the anode because the +electrons rapidly equilibrate with the heavy particles due to their strong +coupling with the heavy species. +Figure 5.2.1c shows contours of the translational temperature in the +domain. It shows that the temperature in the discharge is about 3000 K in +the discharge region. The computed temperatures are generally higher than +the experimental measurements. +Figure 5.2.2 plots the axial variation of the centerline electron number +density and the temperatures along with the experimental values. This +figure quantitatively shows the variation of the electron concentration and +the three temperatures along the centerline of the discharge. From the +figure it can be seen that the electron number density remains slightly +above 1012 cm-3 in the discharge region. It falls off gradually downstream +of the anode. The computed electron temperature is very high in the cathode +region and falls to about 12000 K in most of the discharge region, which is +close to the two-temperature kinetic model prediction. As observed in the +contour plot for the electron temperature, the electron temperature falls +off abruptly in the region downstream of the anode. The translational +temperature increases from about 2200 K at the cathode to about 3000 K +in the discharge region. This is higher than the measured translational +temperature. However, the computed vibrational temperature is slightly +lower than the experimentally measured value. + +--- Page 212 --- +Multi-dimensional Nonequilibrium Air Plasmas +197 +16000 +~ +14000 ,---no +12000 +sz +~10000 +l!? +::s +~8000 +& +E 6000 +~ +4000 +2000 +V +.... +o 0 +T. +~ +.Tv . . . +• +• T • +• +• +• +Q) +"8 +c: < +1 2 3 +Distance from Centerline (cm) - +10' +Figure 5.2.2. Computed electron number density and temperatures along the dc discharge +centerline. Symbols denote experimentally measured values. +Figure 5.2.3 plots the radial profiles of the electron number density at +two locations in the discharge. Near the cathode it can be seen that the +diameter of the discharge is small and the electron number density is elevated +in a region which is nearly equal to that of the cathode area. Near the center +of the discharge the electron density is more diffuse and the diameter of the +discharge is about 4 mm, which compares well with the experimentally +observed diameter. +10"..-----------------, +c?'1012 +E +.2- +~1011 +UI +C +Gl +Cl +(fi 1010 +.c +E +::s +Z 10' +c e +~ 10' +1 0~0.4 +-0.3 +-0.2 +-0.1 +0 +0.1 +0.2 +0.3 +0.4 +Distance from Centerline (cm) +Figure 5.2.3. Computed radial profiles of electron number density. + +--- Page 213 --- +198 +Modeling +5.2.10 Conclusions +The present work and that presented in section 5.3 demonstrates that stable, +diffuse discharges with electron number densities approaching 1013 cm -3 at +gas temperatures below 2000 K can be produced in atmospheric pressure +air. This result stands in sharp contrast to the widespread belief that these +diffuse discharges cannot exist without arcing instabilities or high levels of +gas heating. A computational fluid dynamics code for the simulation of +flowing non-equilibrium air plasmas including the presence of a dc discharge +was developed and compared to the dc experiments conducted at Stanford +University. The code uses a detailed two-temperature chemical kinetic +mechanism, along with appropriate internal energy relaxation mechanisms. +The discharge region was modeled by generalizing the channel model of +Steenbeck, and a new semi-implicit time integration method was developed +to reduce the computational cost. The computational results show good +agreement with the experimental data; however, the heat loss is more rapid +in the experiment than predicted by the computations. +Acknowledgments +This work was funded by the Director of Defense Research and Engineering +(DDR&E) within the Air Plasma Ramparts MURI program managed by the +Air Force Office of Scientific Research (AFOSR). Computer time was +provided by the Minnesota Supercomputing Institute. +References +Appleton J P and Bray K N C 1964 'The conservation equations for a nonequilibrium +plasma' J. Fluid Mech. 20 659-672 +Gnoffo P A, Gupta R N and Shinn, J L 1989 'Conservation equations and physical +models for hypersonic air flows in thermal and chemical non-equilibrium' NASA +TP-2867 +Gordon S and McBride B J 1994 'Computer program for calculation of complex chemical +equilibrium compositions and applications' NASA RP-1311 +Gupta R N, Yos J M, Thompson RA and Lee K 1990 'A review of reaction rates and ther- +modynamic and transport properties for an II-species air model for chemical and +thermal non-equilibrium calculations to 30000 K' NASA RP-2953 +Hammond E P, Mahesh K and Moin P 2002 'A numerical method to simulate radio- +frequency plasma discharges' J. Computational Phys. 176402 +Laux C, Pierrot L, Gessman R and Kruger C H 1999 'Ionization mechanisms of two- +temperature plasmas' AIAA Paper No. 99-3476 +Laux C 0, Yu L, Packan D M, Gessman R J, Pierrot L and Kruger C H 1999 'Ionization +mechanisms in two-temperature air plasmas' AIAA Paper 99-3476 +Millikan R C and White DR 1963 'Systematics of vibrational relaxation' J. Chern. Phys. +393209 + +--- Page 214 --- +DC Glow Discharges in Atmospheric Pressure Air +199 +Raizer Y P 1997 Gas Discharge Physics (Berlin: Springer) pp 275-287 +Ramshaw J D 1990 'Self-consistent effective binary diffusion in multicomponent gas +mixtures' J. Non-Equilibrium Thermodynamics 15 295 +Ramshaw J D 1993 'Hydrodynamic theory of mu1ticomponent diffusion and thermal +diffusion in multitemperature gas mixtures' J. Non-Equilibrium Thermodynamics +18121 +Ramshaw J D and Chang C H 1991 'Ambipolar diffusion in multicomponent plasmas' +Plasma Chern. Plasma Proc. 11(3) 395 +Ramshaw J D and Chang C H 1993 'Ambipolar diffusion in two-temperature multi- +component plasmas' Plasma Chern. Plasma Proc. 13(3) 489 +Ramshaw J D and Chang C H 1996 'Friction-weighted self-consistent effective binary +diffusion approximation' J. Non-Equilibrium Thermodynamics 21 +5.3 DC Glow Discharges in Atmospheric Pressure Air +5.3.1 +Introduction +We present experimental and numerical investigations to determine whether +and to what extent the electron number density can be increased in air +plasmas by means of dc discharges. The strategy is to elevate the electron +temperature, Te, relative to the gas temperature, Tg, with an applied dc +electric field. +Section 5.3.2 describes numerical investigations of two-temperature +air plasma chemical kinetics. We present first a two-temperature kinetic +mechanism to predict electron number density in air at a given gas +temperature, as a function of the electron temperature. Close attention has +been paid to the influence of the electron temperature on the rate coefficients, +because collisions with energetic electrons can affect the vibrational +population distribution of molecules, thereby the rates of ionization and +dissociation. +Section 5.3.3 discusses the implications of this analysis for the genera- +tion of nonequilibrium air plasmas by means of electrical discharges. We +determine in section 5.3.3.1 the relation between electron number density +and current density, and between electron temperature and electric field. +This is accomplished with Ohm's law and the electron energy equation, as +discussed in section 5.3.3.2. A key quantity in the electron energy equation +is the rate of electron energy lost by inelastic collisions. To predict inelastic +losses in air plasmas, we have developed a detailed collisional-radiative +model. This model is presented in section 5.3.3.3. +Section 5.3.4 describes experiments with dc glow discharges in air. We +demonstrate that stable diffuse glow discharges with electron densities of +up to ",,2 x 1012cm-3 can be sustained in flowing preheated atmospheric + +--- Page 215 --- +200 +Modeling +pressure air. The electrical characteristics and thermodynamic parameters of +the glow discharges are measured. +Section 5.3.5 compares the measured electrical characteristics of dc +glow discharges in air with those obtained with the two-temperature and +collisional-radiative model. This comparison validates the two-temperature +model theoretical predictions. In addition, it enables us to establish the +power requirements of dc discharges in air plasmas. This fundamental +understanding forms the basis for the power budget reduction strategy +using repetitively pulsed discharges presented in chapter 7 section 7.4. +5.3.2 Two-temperature kinetic simulations +This section presents results of numerical investigations to determine +whether and to what extent electron number densities can be increased in +air plasmas by elevating the electron temperature, Te, relative to the gas +temperature, Tg • The two-temperature kinetic mechanism and rates used +for this work are presented in section 5.3.2.1. In section 5.3.2.2, the kinetic +model is used to predict the temporal evolution and steady-state species +concentrations in an atmospheric pressure air plasma with constant gas +temperature of 2000 K and with electron temperatures varied from 4000 to +18000 K. In section 5.3.2.3, the key reactions controlling ionization and +recombination processes are identified. An analytical model based on the +set of controlling reactions is then used to predict steady-state species +concentrations in two-temperature air. As will be seen, the analytical +model not only reproduces the CHEMKIN solution but also predicts an +additional range of steady-state electron number densities. +5.3.2.1 +Two-temperature kinetic model +The rate coefficients required for the two-temperature kinetic model depend +on the relative velocities of collision partners (related to Tg for reactions +between heavy particles and to Te for electron-impact reactions) and on +the population distributions over internal energy levels of atoms and +molecules. Thus, these rate coefficients correspond to the weighted average +of elementary rates over internal energy states of atoms and molecules. +This forms the basis of the Weighted Rate Coefficient (WRC) method +described in references [1-4]. The method assumes that the internal energy +levels of atoms and molecules are populated according to Boltzmann distri- +butions at the electronic temperature Teb the vibrational temperature Tv, and +the rotational temperature Tr • Elementary rate coefficients are calculated +from cross-section data assuming Maxwellian velocity distribution functions +for electrons and heavy particles at Te and Tg , respectively. It is further +assumed that Tel = Te and Tr = Tg• The remaining parameter, Tv, can +only be determined in the general case by solution of the master equation + +--- Page 216 --- +DC Glow Discharges in Atmospheric Pressure Air +201 +for all vibrational levels by means of a collisional-radiative (CR) model that +incorporates vibrationally specific state-to-state kinetics. We have recently +developed such a model for nitrogen plasmas [1, 4] that provides insight +into the relation between Tv and Tg and Te in atmospheric pressure plasmas. +The nitrogen CR model accounts for electron and heavy-particle impact ion- +ization (atoms and molecules) and dissociation (molecules), electron-impact +vibrational excitation, V-T and v-v transfer, radiation, and predissociation. +Through comparisons between the results of the CR model and of a two- +temperature kinetic model of nitrogen that assumed either Tv = Tg or +Tv = Te, we have shown [4, 5] for the case of a nitrogen plasma at +Tg = 2000 K that the steady-state species concentrations determined with +the two-temperature kinetic model are in close agreement with the CR +model predictions if one assumes (1) that Tv = Tg for electron temperatures +Te ::; 9500K and electron number densities ne ::; ""lOll cm-3, and (2) that +Tv = Te or Tv = Tg for Te > 9500 K and ne ;::: "" 1015 cm -3 (in the latter +range, best agreement is obtained with Tv = Te but assuming Tv = Tg +leads to electron number densities that are underestimated by at worse a +factor of 5). It should be noted that the often-used assumption Tv = Te +produces steady-state electron number densities that are several orders of +magnitude greater than those obtained with the CR model for electron +temperatures Te ::; 9500K and electron number densities ne ::; ""lOll cm-3. +We extend these results to atmospheric pressure air by calculating all +WRC rate coefficients with the assumption Tv = Tg. +The full II-species (02, N2, NO, 0, N, oT, NT, NO+, N+, 0+, and elec- +trons), 40-reaction mechanism and rate coefficients for the case Tg = 2000 K +are summarized in table 5.3.1. Electron attachment reactions can be +neglected in atmospheric pressure air at temperature> 1500 K because the +equilibrium concentrations of O2 or 0- are negligibly small relative to the +concentration of electrons above ",,1500K (figure 5.3.1). For reactions +between nitrogen species, the rate coefficients are taken from Yu [5]. This +set is supplemented by two-temperature rate coefficients determined using +the WRC method for electron-impact dissociation and ionization of O2 +and NO. For electron-impact ionization of 0, we adopt the two-temperature +rate +of Lieberman +and +Lichtenberg +[6]. +Rate +coefficients +for +0+ + N2 {:} NO+ + Nand 0+ + O2 {:} oT + 0 are taken from Hierl +et al [7], and the rate coefficient of the charge transfer reaction between 0+ +and NO is calculated using the experimental cross-section reported by +Dotan and Viggiano [8]. The remaining reactions involve collisions between +heavy particles and thus mostly depend on the gas kinetic temperature (as we +assume Tr = Tv = Tg). For these reactions, the rate coefficients of Park [9, +10] are employed. +The two-temperature kinetic calculations presented in the rest of this +section were made with the CHEMKIN solver [11] modified [12] so as to +allow a different temperature (Te) to be specified for the rates of particular + +--- Page 217 --- +202 +Modeling +Table 5.3.1. Two-temperature kinetic model of air plasmas. The temperature entering the +Arrhenius-type expressions is either the gas (Tg) or the electron (Te) tempera- +ture, as indicated in columns kr (forward rate) and kr (reverse rate). The +present mechanism is for gas temperatures greater than 1500 K. +Reaction +Temperature +Rate coefficient, +Ref. +dependence +k = ATb exp( -E/ RT) +(see +foot- +kr +kr +A +b +E/R +notes) +(mole cm s) +(K) +O2 Dissociation/recombination +1. +O2 + O2 = 20 + O2 +Tg +Tg +2.00 X 1021 +-1.5 +59500 a +2. +O2 +NO= O+O+NO +Tg +Tg +2.00 X 1021 +-1.5 +59500 a +3. +O2 + N2 = 0 + 0 + N2 +Tg +Tg +2.00 X 1021 +-1.5 +59500 a +4. +O2+0=0+0+0 +Tg +Tg +1.00 X 1022 +-1.5 +59500 a +5. +02+ N =0+0+N +Tg +Tg +1.00 X 1022 +-1.5 +59500 a +6f. O2 + e=}O + 0 + e +Te +2.85 X 1017 +-0.6 +59500 b +6b. O+O+e =} O2 +e +Te +4.03 X 1018 +-004 +0 b +NO dissociation/recombination +7. +NO + O2 = N + 0 + O2 +Tg +Tg +5.00 X 1015 +0.0 +75500 a +8. +NO+NO =N +O+NO +Tg +Tg +1.10 X 1017 +0.0 +75500 a +9. +NO + N2 = N + 0 + N2 +Tg +Tg +5.00 X 1015 +0.0 +75500 a +10. +NO+O=N+O+O +Tg +Tg +1.10 X 1017 +0.0 +75500 a +11. NO+N=N+O+N +Tg +Tg +1.10 X 1017 +0.0 +75500 a +12f. NO + e =} N + 0 + e +Te +3.54 X 1016 +-0.2 +75500 b +12b. N + 0 + e =} NO + e +Te +8042 X 1021 +-1.1 +0 b +N2 Dissociation/recombination +13. +N2 + O2 = N + N + O2 +Tg +Tg +7.00 X 1021 +-1.6 +113 200 a +14. +N2 +NO =N +N +NO +Tg +Tg +7.00 X 1021 +-1.6 +113 200 a +15. +N2 + N2 = N + N + N2 +Tg +Tg +7.00 X 1021 +-1.6 +113 200 a +16. N2+0=N+N+0 +Tg +Tg +3.00 X 1022 +-1.6 +113 200 a +17. N2+N=N+N+N +Tg +Tg +3.00 X 1022 +-1.6 +113 200 a +18f. N2 + e =} N + N + e +Te +1.18 X 1018 +-0.7 +113 200 b +18b. N + N + e =} N2 + e +Te +1.36 X 1023 +-1.3 +0 b +Zeldovich reactions +19. +N2 +0 =NO+N +Tg +Tg +6040 X 1017 +-1.0 +38400 a +20. +NO+0=02+ N +Tg +Tg +8040 X 1012 +0.0 +19400 a +Associative ionization/dissociative recombination +21f. N +0 =} NO+ +e +Tg +8.80 x 10°8 +1.0 +31900 a +21b. NO+ +e =} N +0 +Te +9.00 X 1018 +-0.7 +0 c +22f. N+N=}Ni+e +Tg +6.00 x 10°7 +1.5 +67500 b +22b. Ni + e =} N + N +Te +1.53 X 1018 +-0.5 +0 b +23f. 0+0 =}oi +e +Tg +7.10 x 10°2 +2.7 +80600 a +23b. Oi+e=}O+O +Te +1.50 X 1018 +-0.5 +0 c + +--- Page 218 --- +DC Glow Discharges in Atmospheric Pressure Air +203 +Table 5.3.1. (Continued) +Reaction +Temperature +dependence +kr +Rate coefficient, +k = ATb exp( -E/ RT) +A +b +(molecms) +E/R +(K) +Electron impact ionization/three-body recombination +24f. O+e ~ 0+ +e+e +Te +7.74 X 1012 +0.7 +157760 +24b. 0+ + e + e ~ 0 + e +Te +2.19 X 1021 +-0.8 +0 +25f. N+e~N++e+e +Te +5.06 X 1019 +0.0 +168200 +25b. N+ +e+e ~ N +e +Te +5.75 X 1026 +-1.3 +0 +26f. O2 + e ~ oi + e + e +Te +5.03 X 1012 +0.5 +146160 +26b. oi + e + e ~ O2 + e +Te +8.49 X 1023 +-1.9 +0 +27f. N2 + e ~ Ni + e + e +Te +2.70 X 1017 +-0.3 +181000 +27b. Ni +e+e ~ N2 +e +Te +2.05 X 1021 +-0.8 +0 +28f. NO + e ~ NO+ + e + e +Te +2.20 X 1016 +-0.3 +107400 +28b. NO+ + e + e ~ NO + e +Te +2.06 X 1025 +-2.0 +0 +Charge exchange/charge transfer +29f. N++N2 ~ Ni+N +Tg +4.60 x 1011 +0.5 +12200 +29b. Ni + N ~ N2 + N+ +Tg = 2000 K +1.93 x 1013 +0.0 +0 +30. +NO+ +0 = N+ +02 +Tg +Tg +1.00 X 1012 +0.5 +77200 +31. +NO + 0+ = N+ + 02 +Tg +Tg +1.40 X 10°5 +1.9 +15300 +32. +0+ + N2 = NO+ + N +Tg +Tg +4.40 X 1013 +0.0 +5664 +33. +0+ +N2 =Ni +0 +Tg +Tg +9.00 X 1011 +0.4 +22800 +34. +NO+ +N = Ni +0 +Tg +Tg +7.20 X 1013 +0.0 +35500 +35. oi +N=N+ +02 +Tg +Tg +8.70 X 1013 +0.1 +28600 +36. oi + N2 = Ni + O2 +Tg +Tg +9.90 X 1012 +0.0 +40700 +37. +NO+ + O2 = oi + NO +Tg +Tg +2.40 X 1013 +0.4 +32600 +38. No++o=oi+N +Tg +Tg +7.20 X 1012 +0.3 +48600 +39. +0+ +02 =oi +0 +Tg +Tg +3.26 X 1013 +0.0 +2064 +40. +0+ + NO = NO+ + 0 +Tg +Tg +2.42 X IOn +0.0 +902 +a. Park [10]. +Ref. +(see +foot- +notes) +d +e +b +b +b +b +b +b +b +b +b +b +a +a +f +a +a +c +c +c +c +f +g +b. WRC [3, 4]. These rates were calculated at Tg = Tv = 2000 K. The present fitting formulas are +valid for 6000 K ::; Te ::; 20000 K +c. Park [9]. +d. Lieberman [6]. +e. Detailed balance +f. Hierl et at [7]. +g. Dotan and Viggiano [8]. +reactions. The extended code functions in a similar manner to CHEMKIN. For +thermal reactions, reverse rate coefficients are computed from equilibrium +thermodynamic functions (detailed balance). Reverse rate coefficients with a +dependence on Te were determined with the WRC model by detailed balance. + +--- Page 219 --- +204 +Modeling +~e' --8-NO' +--T- N' ->......L....L.L..L...J +1000 +2000 +3000 +4000 +5000 +6000 +Temperature (K) +Figure 5.3.1. Charged species concentrations relative to the electron concentration in +equilibrium air (P = I atm). +5.3.2.2 Results +We consider first the case of an air plasma taken to be in equilibrium +(T~ = T~ = 2000 K, P = 1 atm) at time zero when an elevated electron +temperature is instantaneously prescribed, in an idealized way modeling an +electrical glow discharge in a reactor section. In the example shown in +figure 5.3.2 the gas temperature is held constant at 2000 K and the electron +1019 +1016 +"1'-'" +8 +1013 + 20. +(12) +The calculated forward and reverse rates are plotted in figure 5.3.10. The +rates for V-T relaxation of N 2(v) by collision with 0 atoms are between +two and three orders of magnitude higher than the rates of V-T relaxation +ofN2(v) by collision with N2 . +The rates k~'6 corresponding to the v-v and V-V' processes (7) with +VI = 0 and V2 = 0, are calculated using the following expression: +k0,l +n +( +B) +I,D = ATg exp +- 7:1/ 3 +g +(13) +10-7 +.. -r-... -.-,-.,..---..,......y----:--.......... ...,.........-r-.------,--~ .. "-~'-T ..... ~---~ --T ·,.-·:---···=--·....,....·r-r--r·~-·i·t.....,.· ..... -..,....-..-·'~-~.,-l +10-8 +..., .... 1 +........ +j +10-9 +*""",..,,'" +1 +.,," +~ +,,"'" +1 +.. +10-'0 +,*"..;" +.. II! +....-' +-1 +E +.,. ... +....- +...- ....- +i +u +" +....- +1 +10-11 +.,,'" +....- +.5 +.... ", +...- +1 +'E +....- .-- +",'" +.-- +CD 10-'2 +-- +, +'0 +/ +-- +II: +'" +/ +1 +I' +.---- +/ +....--- +10-'3 +I +-- +i +CD +-- +li! +-- +-- M..o. forward rlJte +i +-- +10-'4 +...- +M=O. IlMIrse rate +! +-- +-- +j +/' +/' +- +M=N •• fQrward rate +1 +/' +-- M .. N •• reverse rate +10-'5 +/' +J +/ +/ +~J +10-'8 +I +._. __ .'. +'~'_.l ...... ..:.....~_._ •... ~._ .......... ,-' .... , ..•. .1.. .......... ~ ........ ~ ... _ ..•.. ..t. .,J.. •• i. •.. I._._ ........... ' ••.. L_.I ...... _ ••• ~ ••• J.. •. L .... -I. ........ ',_.' •• +0 +10 +20 +30 +40 +50 +vibrational level V +Figure 5.3.10. Rate coefficient for V-T relaxation: N2(X,v) + M -> N2(X,V - I) + M, +with M = 0, N2 at Tg = 2000 K. + +--- Page 232 --- +DC Glow Discharges in Atmospheric Pressure Air +217 +Table 5.3.3. Parameters for the v-v and V-V' rates k~:~. +v-v or V-V' process +A +B +n +Nz-Nz +1.27 x 10- 17 +0 +1.483 +Nz-Oz +1.23 x 10- 14 +104 +1 +Nz-NO +4.22 x 10- 10 +86.35 +0 +where the gas temperature Tg is expressed in Kelvin and the parameters A, B, +and n are listed in table 5.3.3. +Note that the rate of v-v transfer for Nr N 2 collisions was recently +measured by Ahn et al [23]. The measured rates are about one order of +magnitude lower than the values adopted here. However, this rate has +practically no influence on the results presented here. +The rate coefficients k~~'~\~v: for exothermic transitions between upper +vibrational levels have been calculated using the relation +kV2 ,v2 +1 +ko,IG( + 1 ++ 1) +v + I v = 10 +VI +,V2 +I +,1 +, +(14) +where G( VI + 1, V2 + 1) is an appropriate function which can be expressed +using SSH theory [21] and some approximations for the Morse oscillator +model as +where Xel and Xe2 are the anharmonicities of the two molecules involved. +F(y) is given by equation (12) with y~2,+v2tvl defined as +1 +,1 +y~~'~\~v: = 0.32 [EVI + I - +EVI + EV2 - EV2 + dL if: +(16) +where Ev are the energies of the initial and final levels in Kelvin. We have +1 +0 +I +v v +1 +taken L = 0.25 A for all v-v and v-v processes. Note that Yv~'+\Vl must +always be positive since we are considering the reaction in the exothermic +direction. +The calculated forward and reverse rates are plotted in figure 5.3.11 as a +function of the vibrational number VI for V2 = O. For the Nr 0 2 process, the +rates increase up to the resonance point at VI = 27, and decrease after this +value. We observe the same behavior for the NrNO process but the +resonance appears at a lower value of VI (VI = 16) because the spacing +between NO levels is larger than between O2 levels. For the Nr N 2 process, +the rates increase until VI = 5 and then decrease because of the increasing +vibrational energy gap between the two N2 molecules. + +--- Page 233 --- +218 +Modeling +10'" +o +10 +20 +30 +40 +50 +vibrational level v, +Figure 5.3.11. Rate coefficients for v-v and V-V' exchange: N 2(X, VI + 1) + AB(X, 0) ---> +N2(X,vIl + AB(X, 1), with AB = N2 , O2 and NO, at Tg = 2000K. +Three sections with results pertaining to section 5.3.3 were inadvertently +omitted from the manuscript. They have been added as an Appendix to the +book at the proof stage. The Editors. +5.3.4 +Experimental dc glow discharges in atmospheric pressure air plasmas +5.3.4.1 +Introduction +Experiments have been conducted to validate the mechanisms of ionization +in two-temperature atmospheric pressure air plasmas in which the electron +temperature is elevated with respect to the gas temperature. To test the +predicted S-shaped dependence of steady-state electron number density on +the electron temperature and its macroscopic interpretation in terms of +current density versus electric field, dc glow discharges have been produced +in flowing low temperature, atmospheric pressure air plasmas. The flow +velocity is around 400 mis, and the gas temperature is varied between 1800 +and 2900 K. These experiments show that it is feasible to create stable diffuse +glow discharges with electron number densities in excess of 1012 cm -3 in +atmospheric pressure air plasmas. Electrical characteristics were measured +and the thermodynamic parameters of the discharge were obtained by spec- +troscopic measurements. The measured gas temperature is not noticeably +affected by whether or not the dc discharge is applied. The discharge area +was determined from spatially resolved optical measurements of plasma + +--- Page 234 --- +DC Glow Discharges in Atmospheric Pressure Air +219 +emission during discharge excitation. The measured discharge characteristics +are compared in section 5.3.5 with the predicted electrical characteristics. +5.3.4.2 DC discharge experimental set-up +The ionization process in the discharge region is accompanied by energy +transfer to the gas through collisions between electrons and heavy particles. +Electrons lose more than 99.9% of the energy gained from the electric field +to molecular N2 through vibrational excitation, and the vibrationally excited +N2 transfers energy to translational modes through vibrational relaxation. +Thus the degree of gas heating (~Tg) is a function of the volumetric power, +jE, deposited into the plasma by the discharge and the competition of the vibra- +tional relaxation time and the residence time T of the plasma in the discharge +region. To limit gas heating to acceptable levels for given volumetric power, +it is desirable to flow the plasma at high velocity through the discharge region. +The experimental set-up is shown schematically in figure 5.3.12. Atmos- +pheric pressure air is heated with a 50 kW rf inductively coupled plasma torch +operating at a frequency of 4 MHz. A 2 cm exit diameter nozzle is mounted at +the exit of the torch head. The flow rate injected in the torch was approxi- +mately 96 standard liters per minute (slpm) (64 slpm radial and 32 slpm +swirl) and the plate power settings were 8.9 kV x 4.1 A, with approximately +14kW of power deposited into the plasma. Under these conditions, the +temperature of the plasma at the exit of the 2 em diameter nozzle is about +5000 K and its velocity is '" 100 m/s. +The plasma then enters a quartz test-section where it is cooled to the +desired temperature by mixing with an adjustable amount of cold air injected +into the plasma stream through a radial mixing ring. The quartz test-section +length of 18 cm ensures that the flow residence time (approximately 1.6 ms +here) is greater than the characteristic time for chemical and thermal equili- +bration of the plasma «1 ms). Thus at the exit of the quartz test-section the +air flow is close to local thermodynamic equilibrium (LTE) conditions. +Finally, a 1 cm exit diameter converging water-cooled copper nozzle is +mounted at the exit of the mixing test-section. This nozzle is used to control +the velocity, hence the residence time, of the flow within the discharge region. +Two-dimensional computational fluid dynamics (CFD) calculations +performed at the University of Minnesota (see section 5.2 by Candler) +show that the axial velocity at the entrance of the discharge region is approxi- +mately 445 mls [24]. The discharge itself is produced between two platinum +pin electrodes of 0.5 mm diameter held along the axis of the air stream by +two water-cooled ic;inch (1.6mm) stainless-steel tubes placed crosswise to +the plasma flow. The bottom electrode is mounted on the copper nozzle +and the upper electrode is affixed to a Lucite ring, itself mounted on a vertical +translation stage in order to provide adjustable distance between electrodes. +The interelectrode distance was set to 3.5 cm. + +--- Page 235 --- +220 +Modeling +Anode +(Stainless-steel)- +3 -€E!!!!!9- +Voltage Pins 2 -Eiiiiiiiiiiil- +I -e:!!!;a-. +Cathode +(Stainless-steel) +Cooling +Water Inlet +Mixing Ring +Injector:_ +0-210 slpm +Nozzle +(2 em exit +diameter) +R.F. coil +Gas Injectors: +64 slpm radial +32 slpm swirl +___ +vI)i~~:harge Section: +Plasma Plume +R = 12 ill +Figure 5.3.12. Set-up (not to scale) for discharge experiments showing the torch head, the +injection ring, the 2cm diameter, 18cm long water-cooled quartz mixing test-section, the +2 -> I cm converging nozzle, electrodes, voltage pins, and electrical circuit. +The discharge was driven by a Del Electronics Model RHSVlO-2500R +power supply with reversible polarities, capable of operation in control +current or control voltage mode, with current and voltage outputs in the +ranges 0-250mA and O-lOkV, respectively. For the present experiments, +the cathode (bottom electrode) was biased to negative potentials with respect +to ground. +The electric field within the discharge region is measured from the poten- +tial on a high purity platinum wire (0.02 inch (0.5 mm) diameter) that extends +to the center of the discharge region. The platinum wire is held by a small +ceramic tube installed on a two-way (horizontal and vertical) translation +stage. Horizontal translation moves the pin into the discharge region for +electric field measurements, and out of the discharge during spectral emission +measurements. Vertical translation moves the pin along the discharge axis to +determine the electric field from potential measurements. Although pure +platinum melts at ",,2045 K, radiation cooling prevents melting of the + +--- Page 236 --- +DC Glow Discharges in Atmospheric Pressure Air +221 +platinum wires for plasma temperatures up to at least 3000 K. The voltage +measurements reported here were made with a Tektronix Model P6015A +high voltage (20kV dc, 40kV peak pulse) probe and a Hewlett-Packard +Model 54510A digitizing oscilloscope. The current was measured from the +voltage drop across the 12 kO ballast resistor of the dc circuit. +The set-up for optical emission spectroscopy diagnostics includes a SPEX +model 750M, 0.75m monochromator fitted with a 12001ines/mm grating +blazed at 200 nm and a backthinned Spectrum One thermoelectrically cooled +charge-coupled device (CCD) camera. The 30 x 12mm CCD chip contains +2000 x 800 pixels of dimension 15 x 15 )lm. The dispersion of the optical +system is '" 1.1 nm/mm. The monochromator entrance slit width was set at +200 )lm, and 26 columns of 800 pixels were binned to produce an equivalent +exit slit width of 390 )lm. The spatial resolution was ",0.5 mm as determined +by the monochromator entrance slit width and the magnification of the optical +train (2.5 for two lenses of focal length 50 and 20 cm). Absolute spectral inten- +sity calibrations were obtained with an Optronics model OL550 tungsten +filament lamp and a 1 kW argon arcjet, with radiance calibrations traceable +to National Institute of Standards and Technology (NIST) standards. +5.3.4.3 Spectroscopic measurements +(A) +Measurements without dc discharge applied +The gas temperature (rotational temperature) without dc discharge applied +was measured by emission spectroscopy of the OH (A ---. X) transition. +The OH (A ---. X) transition is one of most intense emission systems in low +temperature (T:::; 4000 K) air plasmas containing even a small amount +(",1%) ofH2 or H20. In the present experiments, the water content of the +air injected into the torch was sufficient to produce intense OH radiation. +Rotational temperatures were obtained as described in chapter 8 section 8.5. +Line-of-sight OH emission spectra were recorded with the discharge off. +The amount of cold air mixing was adjusted to vary the temperature of the +preheated air. The measured OH spectra were later fitted with SPECAIR. +As shown in figure 5.3.13 the gas temperature can be varied from 1800 to +2900 K by adjusting the amount of cold air mixing. +It is expected that the plasma conditions are close to LTE at the entrance +of the discharge section for the 3000 K case. However, for the lowest +temperature cases (T close to 2000 K), the electron density may be elevated +with respect to LTE because electron recombination is small at these low +temperatures. Nevertheless, the electron density entering the discharge +section is expected in all cases to be less than 1010 cm -3. +( B ) +Measurements with dc discharge applied +Emission spectra were also measured with the discharge applied (discharge +current of 150 rnA). A typical spectrum is shown in figure 5.3.14. As can + +--- Page 237 --- +222 +Modeling +mixing +t .8 +- +68 slpm, T.=2900 K +-- 130 slpm, T.=2300 K +~ +195s1pm, T.=1800K +1.0 +] +0.6 +~ I +0.4 +0.2 +0.0 ,cr> ... nA,"-~~--"--"~~-'---c~ ~~~~~----' +306 +308 +310 +312 +314 +Wavelength (mn) +Figure 5.3.13. Measured OH A ---> X emission spectra without discharge applied as a +function of the amount of cold air mixing. +be seen in the figure, a factor of", 1 04 enhancement of the emission due to NO +gamma (A ~ X) and a factor of", 105 enhancement of the emission due to N2 +(C ~ B) bands were observed. Figure 5.3.14 also shows that the N2 second +positive system (C ~ B) bands overlap the OR (A ~ X) feature around +308 nm. This overlap precludes accurate measurements of the rotational +temperature from OR (A ~ X) transition. Therefore the gas temperature +(rotational temperature) was measured by means of emission spectroscopy +of the (0,0) band of the N2 second positive system-the N2 (C ~ B) transi- +tion. Line-of-sight N2 emission spectra were recorded along lateral chords of +the plasma. The spectra were fitted with SPECAIR to obtain the rotational +temperature Tr and the vibrational temperature Tv of the C state ofN2. The +NO system +--Measured +(Discharge on, 1= ISO rnA) +N2(C- B) +Wavelength (nm) +Figure 5.3.14. Line-of-sight emission spectra measured at a discharge current I = 150 rnA. + +--- Page 238 --- +DC Glow Discharges in Atmospheric Pressure Air +223 +mixing, +T , +T, +1.0 ____ 115 slprn, 2500 K, 3700K +__ 145 slprn, 2200 K, 3300K +.~ 0.8 -0--195 slprn, 1800 K, 3000K +~ +_ 0.6 +"0 +~ +~ 0.4 +e +~ 0.2 +364 +368 +372 +376 +Wavelength (mn) +380 +Figure 5.3.15. Measured N2 second positive (C --> B) bands with discharge as a function of +the amount of cold air mixing (l = ISO rnA). +analysis procedure is described in chapter 8 section 8.5. Finally, the absolute +intensity of the spectrum was used to determine the population of the N2 C +electronic state. +Additional discharge experiments were conducted with different gas +temperatures. Figure 5.3.15 shows the measured N2 second positive system +spectra and the rotational and vibrational temperatures at a discharge +current of 150 rnA, as a function of the amount of mixing air. It can be +seen in the figure that both the rotational and vibrational temperatures are +lower with a higher amount of mixing cold air. Figure 5.3.16 shows the +measured spectrum as a function of the discharge current for 145 slpm of +mixing air. As can be seen from the figure, the rotational temperature +- +I=(i) rnA, T,=2200 K, T ,=2800 K +1.0 --- 1=150 rnA, T,=2200 K, T,=3150 K +---0-- 1=220 rnA, T,=2200 K, T,=3500 K +364 +368 +372 +376 +Wavelength (mn) +380 +Figure 5.3.16. Measured N2 second positive (C --> B) bands with discharge as a function of +discharge current for the case of 145 slpm cold air mixing. + +--- Page 239 --- +224 +Modeling +Q' 2100 +'-" + 100 Jls) is +larger than the flow time (78 Jls). This is consistent with the observation +that little gas heating was observed in the experiments. To limit gas heating +to acceptable levels for a given volumetric power, it is desirable to flow the +plasma at high velocity through the discharge region. +5.3.6 Conclusions +Investigations have been made of the mechanisms of ionization in two- +temperature air plasmas with electron temperatures elevated with respect +to the gas temperature. Numerical simulations of these mechanisms yield +the notable result that the electron number density exhibits an S-shape +dependence on the electron temperature at fixed gas temperature. This S- +shaped behavior is caused by competing ionization and charge transfer +reactions. The characteristic of electric field versus current density also +exhibits a non-monotonic dependence. +Discharge experiments were conducted in air at atmospheric pressure +and temperatures ranging from 1800 to 3000 K. In these experiments, a dc +electric field was applied to flowing air plasmas with electron concentrations +initially close to equilibrium. These experiments have shown that it is +possible to obtain stable diffuse glow discharges in atmospheric pressure +air with electron number densities of up to 2.5 X 1012 cm-3, which is up to +six orders of magnitude higher than in the absence of the discharge. The +value of 2.5 x 1012 cm-3 corresponds to the maximum current that can be +drawn from the 250 rnA power supply used in these experiments. The diffuse +discharges are approximately 3.5cm in length and 3.2mm in diameter. No +significant degree of gas heating was noticed as the measured gas temperature +remained within a few hundred Kelvin of its value without the discharge +applied. Results from these experiments are in excellent agreement with the +predicted E versus j characteristics. Additional comparisons were made +with results from glow discharge experiments in atmospheric pressure +ambient air by Gambling and Edels .[27] and Stark and Schoenbach [29]. +The measurements of these authors are also consistent with the predicted +E versus j characteristics. As these measurements were made in the reactive +region of the E versus j curve, they support our proposed mechanism of +ionization for two-temperature air. +As the power budget for dc electron heating is higher than desired for +the practical use of air plasmas in many applications, methods to reduce +the power budget are currently being explored in our laboratory. Based +on the predictions of our chemical kinetics and electrical discharge models, +we have found that a repetitively pulsed electron heating strategy can provide +power budget reductions of several orders of magnitude with respect to dc + +--- Page 247 --- +232 +Modeling +electron heating. Repetitively pulsed discharges are presented in chapter 7 +section 7.4. +Acknowledgment +The authors would like to acknowledge the contributions of Lan Yu, +Denis Packan, Laurent Pierrot, Sophie Chauveau, J Daniel Kelley and +Charles Kruger. +References +[1] Pierrot L, Laux C 0 and Kruger C H 1998 'Vibrationally-specific collisional-radiative +model for non-equilibrium nitrogen plasmas' Proc. 29th AIAA Plasmadynamics +and Lasers Conference, AIAA 98-2664, Albuquerque, NM +[2] Pierrot L, Laux C 0 and Kruger C H 1998 'Consistent calculation of electron-impact +electronic and vibrational rate coefficients in nitrogen plasmas' Proc. 5th +International Thermal Plasma Processing Conference (Begell House, New York), +pp 153-160, St. Petersburg, Russia +[3] Yu L, Pierrot L, Laux C 0 and Kruger C H 1999 'Effects of vibrational non- +equilibrium on the chemistry of two-temperature nitrogen plasmas' Proc. 14th +International Symposium on Plasma Chemistry, Prague, Czech Republic +[4] Pierrot L, Yu L, Gessman RJ, Laux C 0 and Kruger C H 1999 'Collisional-Radiative +Modeling of Nonequilibrium Effects in Nitrogen Plasmas' Proc. 30th AIAA +Plasmadynamics and Lasers Conference, AIAA 99-3478, Norfolk, VA +[5] Yu L 2001 'Nonequilibrium effects in two-temperature atmospheric pressure air and +nitrogen plasmas' PhD Thesis, Stanford University +[6] Lieberman M A and Lichtenberg A J 1994 Principles of Plasma Discharges and +Materials Processing (New York: John Wiley) +[7] Hierl P M, Dotan I, Seeley J V, Van Doren J M, Morris R A and Viggiano A A 1997 +'Rate Constants for the reaction of 0+ with N2 and O2 as a function of temperature +(300-1800K), J. Chern. Phys. 1063540-3544 +[8] Dotan I and Viggiano A A 1999 'Rate constants for the reaction of 0+ with NO as a +function of temperature (300-1400 K)' J. Chern. Phys. 1104730-4733 +[9] Park C 1989 Nonequilibrium Hypersonic Aerothermodynamics (New York: Wiley) +[10] Park C 1993 'Review of Chemical-Kinetic Problems of Future NASA Missions, I: +Earth Entries' J. Thermophysics and Heat Transfer 7 385-398 +[11] Kee R J, Rupley F M and Miller J A 1989 'Chemkin-II: A Fortran chemical kinetics +package for the analysis of gas phase chemical kinetics' Sandia National +Laboratories, Report No. SAND89-8009 +[12] Laux C 0, Yu L, Packan D M, Gessman R J, Pierrot L, Kruger CHand Zare R N +1999 'Ionization Mechanisms in Two-Temperature Air Plasmas' Proc. 30th AIAA +Plasmadynamics and Lasers Conference, AIAA 99-3476, Norfolk, VA +[13] Brown S C 1966 Basic Data of Plasma Physics (MIT Press) +[14] Shkarofsky I P, Johnston T Wand Bachynski M P 1966 The Particle Kinetics of +Plasmas (Addison-Wesley) + +--- Page 248 --- +Multidimensional Modeling of Trichel Pulses +233 +[15] Tsang Wand Herron J T 1991 'Chemical kinetic database for propellant combustion. +1. Reactions involving NO, N02, HNO, HN02 , HCN and N20' J. Phys. Chern. +Ref Data 20 609-663 +[16] Mitchner M and Kruger C H 1973 Partially Ionized Gases (New York: John Wiley) +[17] Pierrot L 1999 'Chemical kinetics and vibrationally-specific collisional-radiative +models for non-equilibrium nitrogen plasmas' Stanford University, Thermo- +sciences Division +[18] Chauveau S M, Laux C 0, Kelley J D and Kruger C H 2002 'Vibrationally specific +collisional-radiative model for non-equilibrium air plasmas' Proc. 33rd AIAA +Plasrnadynarnics and Lasers Conference, AIAA 2002-2229, Maui, Hawaii +[l9] Kazansky Y K and Yelets I S 1984 The semiclassical approximation in the local +theory of resonance inelastic interaction of slow electrons with molecules' J. +Phys. B 17 4767-4783 +[20] Kozlov P V, Makarov V N, Pavlov V A, Uvarov A V and Shatalov ° P 1996 'Use of +CARS spectroscopy to study excitation and deactivation of nitrogen molecular +vibrations in a supersonic gas stream' Tech. Phys. 41 882-889 +[21] Bray K N C 1968 'Vibrational relaxation of anharmonic oscillator molecules: +relaxation under isothermal conditions' J. Phys. B 1 705-717 +[22] Keck J and Carrier G 1965 'Diffusion theory of non-equilibrium dissociation and +recombination' J. Chern. Phys. 43 2284-2298 +[23] Ahn T, Adamovich I V and Lempert W R 2003 'Stimulated Raman Scattering +Measurements of Nitrogen V-V Transfer' Proc. 41st Aerospace Sciences Meeting +and Exhibit, AlA A 2003-132, Reno, NV +[24] Nagulapally M, Candler G V, Laux C 0, Yu L, Packan D M, Kruger C H, Stark R +and Schoen bach K H 2000 'Experiments and simulations of dc and pulsed +discharges in air plasmas' Proc. 31st AIAA Plasrnadynarnics and Lasers +Conference, AIAA 2000-2417, Denver, CO +[25] Raizer, Y P 1991 Gas Discharge Physics (Berlin: Springer) +[26] Thoma Hand Heer L 1932 Z. Tech. Phys. (Leipzig) 13 464 +[27] Gambling W A and Edels H 1953 'The high-pressure glow discharge in air' Br. J. Appl. +Phys. 5 36--39 +[28] Von Engel A 1965 Ionized Gases (Oxford: Oxford University Press) +[29] Stark R Hand Schoenbach K H 1999 'Direct current high-pressure glow discharges' +J. Appl. Phys. 85 2075-2080 +[30] Leipold F, Stark R H, EI-Habachi A and Schoenbach K H 2000 'Electron density +measurements in an atmospheric pressure air plasma by means of infrared +heterodyne interferometry' J. Phys. D 33 2268-2273 +5.4 Multidimensional Modeling of Trichel Pulses in Negative +Pin-to-Plane Corona in Air +5.4.1 +Introduction +Negative corona-low current discharge between a cathode (a wire or a +point) and a plane anode-is a quite common object widely used in industry. + +--- Page 249 --- +234 +Modeling +While studying the negative point-to-plane corona in air, Trichel (1938) +revealed the presence of regular relaxation pulses. Qualitative explanation +given by him included some really important features like shielding effect +produced by a positive ion cloud in the vicinity of the cathode. The role of +negative ions was practically ignored. In the following work (Loeb et at +1941) it was stated that the Trichel pulses exist only in electronegative +gases, and a particular emphasis was put on the processes of electron +avalanche triggering. It was stressed also that, usually, the time of the nega- +tive ion drift to the anode is much longer than the pulse period. More detailed +measurements of the Trichel pulse shape demonstrated that the rise time of +the pulse in air may be as short as 1.3 ns (Zentner 1970a) and a step on a +leading edge of the pulse was observed (Zentner 1970b). Later, the systematic +study of the electrical characteristics of the Trichel pulses was undertaken +(Lama and Gallo 1974), and some empirical relationships were found for +the pulse repetition frequency, a charge per pulse and so on. +Among attempts to give theoretical explanation for discussed +phenomena the work of Morrow (1985) is most known, where the preceding +theories are reviewed also. Continuity equations for electrons and positive +and negative ions in a one-dimensional form were numerically solved +together with the Poisson equation computed by the method of disks. It +was supposed that the electrical charges occupy the cylinder of a given +radius. One of electrodes, cathode, was spherical. The negative corona in +oxygen at a pressure 50 torr was numerically simulated. Only the first pulse +was computed, and extension of calculations on longer times showed only +continuing decay of the current. In Morrow (1985a) the shape of the pulse +was explained while practically ignoring the ion-secondary electron emission. +In the following paper (Morrow 1985b) the step on the leading edge of the +pulse was attributed to the input of the photon secondary emission, and +the main peak was explained in terms of the ion-secondary emission. +In Napartovich et at (1997a) a so-called 1.5-dimensional model of the pin- +to-plane negative corona in air was formulated, theoretically reproducing, for +the first time, periodical Trichel pulses. Predictions of parameter dependences +within l.5-dimensional model were in good agreement with experiments and +allow for achieving some insight into the origin of the pulse mode. A two- +peak shape of the regular pulse was predicted and associated with formation +of a cathode-directed ionization wave in the vicinity of the point. However, +to derive equations of this 1.5-dimensional model it was necessary to make +some assumptions, the validity of which cannot be proved within the formu- +lated theory. Moreover, most probably these assumptions (preservation of +the current channel shape in time; slow variation of the current cross section +area in space) are strictly false, and one could only rely on anticipated +secondary role of these effects in the formation of Trichel pulses. Evidently, +a more accurate description of Trichel pulses requires that a three-dimensional +model be developed. Taking into account the circular symmetry of the corona + +--- Page 250 --- +Multidimensional Modeling of Trichel Pulses +235 +geometry, it is sufficient to make a model in two spatial variables: a distance +along the discharge axis, x, and a radius, r. Such a model was developed by +Napartovich et al (1997b). Later, results of numerical studies on Trichel +pulses dynamics in ambient air for pin-to-plane configuration with usage of +the three-dimensional model were reported in Akishev et al (2002a) and +published in Akishev et al (2002b). +5.4.2 Numerical model +In literature much attention is paid to multi-dimensional numerical simula- +tions of streamer propagation, e.g. Dhali and Williams (1987), Vitello et al +(1993), Egli and Eliasson (1989), Pietsch et al (1993), Babaeva and Naidis +(2000), and Kulikovsky (1997a,b). In contrast to streamers formation and +propagation, Trichel pulses are induced by a strongly non-uniform electric +field in the vicinity of the pin tip. It means that the location where the +most important processes take place is known in advance. Moreover, sizes +of this area are small for the fine point. Thus, it seems natural in calculations +to use a non-uniform mesh with small cells only around the point, increasing +the size of the cell when moving away from the point. Pietsch et al (1993) +exploit a similar technique in modeling a single micro-discharge in a dielectric +barrier discharge. The specific feature of this problem is an overall small +dimension, which makes the problem of high spatial resolution easily +solvable. In the case of negative corona discharge, it is necessary to describe +the evolution of the discharge in a region of 1 cm x 1 cm x 1 cm sizes. +However, an even greater difference in micro-discharge (streamer) +computing and Trichel pulses computing is in range of physical time, +where essential processes happen. The typical duration of micro-discharge +or streamer propagation is on the order of tens of nanoseconds. A single +Trichel pulse has a similar duration. However, to understand the mechanism +of regular repetition of Trichel pulses it is necessary to simulate at least +several pulses until the negative ions fill up the discharge gap. For short- +gap coronas this time is on the order of tens of microseconds. The required +enormous number of time steps is available only for a code possessing a very +high calculation rate. The discussed differences in requirements to the +mathematical algorithms for description of seemingly similar phenomena +(streamers and Trichel pulses) dictate the necessity to develop new +algorithms for multi-dimensional simulations of Trichel pulses. +5.4.2.1 +Basic equations and electrode configuration +To describe the pulse mode of the negative point-to-plane corona it is +sufficient to solve the known continuity equations for electrons: +(5.4.1) + +--- Page 251 --- +236 +Modeling +positive ions +negative ions +8nn/8t + div nn Wn = Vane - Vdnn +and Poisson's equation +( 5.4.2) +( 5.4.3) +( 5.4.4) +where the indexes e, p and n refer to electrons, positive and negative ions, +respectively, np ' ne and nn are the positive ion, electron and negative ion +number densities, wp ' We and Wn their drift velocities, Vi, Va, and Vd are the +ionization, attachment, and detachment frequencies, e is the electronic +charge, (3ei is the electron-ion dissociative recombination coefficient, co is +the permittivity of free space. The electron drift velocity generally can be +determined from solving the electron Boltzmann equation. However, in the +following it was taken to be proportional to the electric field; the ion drift +velocities were calculated using the known ion mobilities. The current in +the external circuit, I, is determined from the equation +v = Uo - RI +( 5.4.5) +where V and Uo are the discharge and power supply voltages, and R is the +ballast resistor. +Equations (1)-(4) should be accomplished by boundary conditions. The +boundary conditions for positive and negative ions are self-evident: their +number density is equal to zero at anode and cathode, respectively. For elec- +trons the boundary condition was formulated in terms of the ion secondary +emission coefficient, 'Y +( 5.4.6) +where ie = neWe' ip = npwp' and rs and Xs are space variables at the cathode +surface. In calculations the fixed value of'Y = 0.01 was used. An electrode +configuration was taken as in the experiments of Napartovich et al +(1997a): the cathode pin in a form of cylinder with radius 0.06mm ended +with a semi-sphere of the same radius, and cathode-anode spacing of +7 mm. Kinetic coefficients were taken correspondent to dry air. +5.4.2.2 Numerical algorithm +To combine the requirements of accurate discrete approximations with a high +calculation rate a good choice is to do these calculations on a non-uniform grid, +which should be well adjusted to the electrode configuration. Because the shape +of the cathode is rather complicated, it is desirable to apply some generator of a +grid automatically fitted to boundary conditions. The generated grid is to be +nearly orthogonal, with some pre-described accuracy. Generation of + +--- Page 252 --- +Multidimensional Modeling of Trichel Pulses +237 +0.9 +0.8 +0.7 +0.6 +;,.. 0.4 +0.3 +0.2 +0.1 +0.5 +0.75 +X (em) +Figure 5.4.1. General view of the computational region and numerical grid. The minimum +cell size in the cathode vicinity is 6 x 1O~5 cm. +boundary-fitted meshes for curvilinear coordinate systems is a separate +problem, and the details of its solving are omitted here. A differential mesh +generation was employed, which locates the mesh points by solving an elliptic +partial differential equation (Thompson et aI1985). The computation domain +was bounded by a pin oflength 2 mm, a flat anode 7 mm from the pin tip, and a +dielectric sphere with a radius of9 .06 mm. The calculated mesh for the electrode +configuration is shown in figure 5.4.1. An average deviation angle from ortho- +gonality for this mesh is 0.48 0 , which may be considered as satisfactorily small. +An important point of controlling accuracy in numerical domain is the +method of discretization of differential equations (1 )-(4). In particular, +certain geometric identities have to be satisfied accurately in the discrete +form as well as in the continuous domain. A finite-volume approach yields +more accurate conservative discrete approximations than the method +based on the finite-differences approach. Therefore, a finite-volume discreti- +zation method (FVM) has been used with a consistent approximation of the +geometric quantities in a curvilinear coordinate system. The global algorithm +of calculations has the following steps: +1. The sources in continuity equations for charged particles are computed in +cells, and drift fluxes are computed at the cell faces. +2. By virtue of the continuity equation solving the 'new' charged particle +number densities are computed and then the total plasma conductivity +is defined. + +--- Page 253 --- +238 +Modeling +3. The solution to the Poisson equation determines new magnitudes for the +potential. +4. The new total current is calculated by integration of its density over the +respective surfaces. +5. The new magnitude of the cathode voltage is calculated from equation (5). +6. The condition for iteration convergence is checked: +11'+1 - rl ::; CI1sC2 +where CI is the relative error, C2 the absolute error, and s is the iteration +number. If this condition is still not satisfied, the iteration procedure is +repeated starting from the first step. Details of the numerical algorithm +developed can be found in Napartovich et al (l997b). +5.4.3 Results of numerical simulations +The equations above were solved in space and time giving evolution of a +negative corona structure from a moment of step-wise applied voltage. +This evolution will be analyzed in detail for the voltage applied (4.2 kV). +The total number of numerical cells was equal to 102 x 151. The time step +was variable and automatically selected to provide a good accuracy of calcu- +lations. Computing one period takes about 12 h of continuous operation on a +Pentium 4 computer. +Figure 5.4.2 demonstrates evolution of discharge pulses after the initial +voltage step 4.2 kV, and after the second step with amplitude 8.2 kV at the +moment 40 J..lS. The height of the first peak is more than ten times higher +than that of the following pulses. The regime with regular pulses at 4.2 kV +Rb = 100 kn, h = 0.7 em, R. = 0.006 em +1 +101 +"-' I +100 +10-1 +~ +Uo = 4.2 kV +Uo=8.2 kV +'5 +10-2 +~ +10-3 +0 +10 +20 +30 +40 +50 +Time (J.ls) +Figure 5.4.2. Discharge current evolution induced by two sequential voltage steps. + +--- Page 254 --- +Multidimensional Modeling of Trichel Pulses +239 +1,2 +4 +0,8 +Vo = 4.2 kV, l\ = 100 kn, h = 0.7 em +~ +3 +'-' +.... +5 +0,4 +1 +2 +0,0 +64,0 +64,1 +64,2 +64,3 +64,4 +Time (/1s) +Figure 5.4.3. Fine structure of a regular pulse: I, minimum current; 2, D.lImax leading edge; +3, about D.5Imax leading edge; 4, peak of current pulse; 5, about D.5Imax trailing edge; 6, +D.lImax pulse trailing edge. +step is completely established to about the 25th pulse. The peak height stopped +changing after four pulses, the minimum current between pulses is stabilized to +about the 12th pulse, and the repetition period stabilizes about the 25th pulse. +In the regime of regular pulses the ratio of peak to minimum current is equal to +442. With voltage increase the evolution proceeds faster. The height of the +regular pulse is insensitive to the voltage applied, while the minimum current +increases strongly. Such behavior agrees with experiment. +Figure 5.4.3 shows one of regular Trichel pulses on a nanosecond scale +for the voltage applied (4.2 kV). The duration of a peak is about 12 ns, and +the pulse has a smooth single-peaked shape with a trailing edge of about +20 ns length. In contrast to the prediction of the 1.5-dimensional model +(Napartovich et aI1997a), there is no peculiarity in the pulse leading edge. +To give an idea about pulse development and the dynamics of electrical +current spatial distribution, a number of figures illustrate the behavior of +some physical quantities for the moments marked in figure 5.4.3 by numerals. +Most strong variations of spatial distributions of charged particles and +electric field happen in the immediate vicinity of the pin tip. To show deforma- +tion of electric field distribution induced by spatial charge and plasma +produced just near the tip, the viewing region was limited in size by about +0.27 mm in axial and radial directions. Figures 5.4.4 and 5.4.5 demonstrate +contour plots for the electric field strength at the moments corresponding to +the minimum (figure 5.4.4) and maximum current (figure 5.4.5). The +influence of the spatial charge remaining from the preceding pulse on the elec- +tric field is seen even at the minimum current. In the maximum, formation of a +layer with high fields is clearly seen. This region resembles a classical cathode + +--- Page 255 --- +240 +Modeling +0.225 +0.22 I~ +10 +350 +9 +247 +:~'\ +8 +174 +0.215 +7 +122 +6 +86 +5 +61 +0.21 +4 +43 +'£'~~ ~ +- +3 +30 +2 +21 +0.205 +15 +0.2 +~ +~ +.... +0 +0.01 +0.03 +Figure 5.4.4. Electric field strength contour plot near the pin at the minimum current. The +electric field strength in the legend is in k V jcm. +layer with the maximum electric field strength as high as 300 kV jcm. The thick- +ness of this high-field region is about 7 j.lm. Near this high-field zone, a region +appears with rather low fields (on the order of a few hundreds of V jcm). Poten- +tial curve leveling off indicates this zone. The transformation of an axial profile +of electrical potential shown in figure 5.4.6 within an interval 40 j.lm from the +pin tip demonstrates that already at 0.1 of the peak current (curve 2) something +like a cathode layer is formed with a potential drop of about 180V. Then this +potential drop diminishes, approaching minimum at the current peak. It is +seen that this layer broadens in the trailing edge of the pulse rather quickly +(curves 5 and 6). Electron number density between pulses is lower than +108 cm-3 and approaches 4 x 1015 cm-3 at the pulse peak. +0.225 +0.22 +10 +190 +9 +137 +8 +99 +0.215 +7 +71 +6 +51 +5 +37 +0.21 +4 +27 +3 +19 +2 +14 +1 +10 +0.03 +Figure 5.4.5. Electric field strength contour plot near the pin at the current peak. The elec- +tric field strength in the legend is in kVjcm. + +--- Page 256 --- +Multidimensional Modeling of Trichel Pulses +241 +300 +200 +100 +O~--~-.--~--.---~~--~--. +0.206 +0.207 +0.20S +X (cm) +0.209 +0.210 +Figure 5.4.6. Electric potential distribution along the discharge axis in the vicinity of the +pin tip at moments indicated in figure 5.4.3. +Negative ion distribution varies only close to the pin tip, and on the +whole suffers only small changes. The contour plot for the negative ion +concentration in the whole area is shown in figure 5.4.7 at the minimum +current. The presented contour plots gave a rough idea about space-time +evolution of discharge structure in regular pulses. +0.9 +o.s +0.7 +0.6 +,.-.. +0.5 +e +u +"" +10 +S.OE+10 +'-' +:>< +0.4 +9 +l.SE+10 +S +4.SE+09 +7 +1.4E+09 +6 +4.1E+OS +5 +1.2E+OS +4 +3.7E+07 +3 +1.1E+07 +2 +3.3E+06 +1 +1.0E+06 +Figure 5.4.7. Negative ion number density contour plot at the minimum current for the +computation region. Negative ion density in the legend is in cm -3. + +--- Page 257 --- +242 +Modeling +100 +- +d~310-4cm +> -u +::J +50 +I +::J +0,01 +0,02 +Lc (em) +Figure 5.4.8. Distribution over the cathode surface of the voltage drop across the sheath +adjacent to the cathode surface with thickness of 3 ~m +Actually, the generation zone is the place where self-oscillations of the +corona current are initiated. Therefore, it is of particular interest to look +at the evolution of electric current at the cathode surface. Dynamics of the +current distribution over the cathode is rather complicated. Generally, +evolution of the total current profile can be described as an expansion over +the cathode surface until the pulse peak with following fast contraction +around the discharge axis. This feature of discharge evolution near the +cathode is clearly seen in figure 5.4.8 drawn for the voltage drop across the +sheath adjacent to the cathode surface with thickness of 3 ~m. In the front +of the pulse, the profile of this voltage drop looks like a shoulder, whose +length grows and height goes down. In the trailing edge of the pulse, +evolution proceeds in the reverse direction. +A time-average current radial profile on the anode is well known +(Warburg 1899, 1927). Results of numerical simulations are compared with +the Warburg profile in figure 5.4.9. The calculated radial current profile is +narrowed against Warburg profile. It should be noted that, according to the +Warburg distribution, the current density at the computation region boundary +is about 0.1 of the maximum. This indicates that the dielectric spherical +boundary imposed in calculations to restrict the computational region may +influence the current distribution over the anode, and on the whole pulse +dynamics. Indeed, experiments (Akishev et a/1996) demonstrated that restric- +tion of the space occupied by the corona notably influences the amplitude of +Trichel pulses and their repetition frequency (see section 6.7 in this book). +Numerical simulations for the same corona geometry performed for +various voltages applied showed that the predicted charge per pulse is +about three times smaller than experimental values for similar conditions. +Theoretically predicted dependence of the pulse repetition period on the + +--- Page 258 --- +1,0 +0,8 +€ 0,6 +~- +.... +"'"< +~ +;::;-- 0,4 +0,2 +Multidimensional Modeling of Trichel Pulses +243 +-. +O,O~----~----T-----r-----~~~-'~~--~----~-----r----~ +0,0 +0,2 +0,4 +0,6 +0,8 +1,0 +Figure 5.4.9. Average current density distribution over the the anode surface. Solid line, +our simulations; dashed line, classical Warburg profile. +voltage applied in comparison with measurements (Akishev et al 2002a) +agrees well for voltages higher than 6 kV. At 4.2 kV the predicted period is +2.5 times shorter than the measured one. +It is instructive to compare predictions made by the present multi- +dimensional modeled Trichel pulses with the 1.5-dimensional model devel- +oped earlier (Napartovich et al 1997a). In the 1.5-dimensional model the +current channel shape was assumed to be independent of time. It was +taken corresponding on the whole to known experimental data, and depends +on some parameters which were fitted to achieve better agreement between +calculated and predicted characteristics of regular pulses. A specific feature +of the current channel shape was a narrow (0.06 mm radius) cylinder adjacent +to the cathode pin with length 0.2 mm. The present model free of fitting +parameters predicts that the region with large gradients of particle densities +and voltage is essentially shorter than assumed in the 1.5-dimensional model +(tens of 11m instead of hundreds of 11m). Besides, the multidimensional model +predicts strong variations of radial distributions. Nevertheless, the differ- +ences between the time histories of the integral quantities turned out to be +not so strong. There are some details different in the two models. The 1.5- +dimensional model predicts very fast propagation of a highly ionized +region to the cathode at the front of the pulse. Besides, it predicts the forma- +tion of a very sharp subsidiary peak just prior to the main current peak. The +present model predicts formation of a cathode layer (not coinciding with the +normal cathode layer of glow discharge) first at the axis with following + +--- Page 259 --- +244 +Modeling +expansion over the cathode surface. Since the present model is free of arbi- +trary assumptions inherent to the l.5-dimensional model, the scenario of +pulse evolution predicted by it should be more realistic. However, we have +to recognize that the problem of correct description of cathode layer forma- +tion still remains. Specifically, effects of non-locality of the electron energy +distribution function were ignored, which may result in increase of ionization +rate and lengthening of a region with significant ionization. The high ioniza- +tion degree predicted by numerical simulations (up to 10-4 or greater) will +influence the electron energy spectrum, too. Very high local power density +in the pulse may lead to numerous processes becoming important in enhan- +cing the ionization rate in low-field regions. All the listed effects can hardly be +adequately accounted for at the present state of the theory. +5.4.4 Conclusions +The three-dimensional model with axial symmetry effectively reduced to the +two-dimensional one is formulated and applied to numerical simulations of +pulse evolution in a negative corona with a cathode in the form of a cylinder +with a semi-spherical cap in dry air at atmospheric pressure. Calculations +demonstrated that current oscillations became perfect regular after about 25 +pulses. Space-time evolution of electric field and charged species densities +within one cycle of regular pulses is described in detail. The model predicts +fast formation of a cathode layer at the discharge axis followed by its quick +expansion over the cathode surface at the leading edge of the current pulse. +For a higher power supply voltage, the peak current rises a little, while +the current between pulses grows substantially. The predicted charge per +pulse is about three times smaller than experimental values for similar +conditions. The pulse repetition period is close to that observed at higher +voltages, while it is shorter at a low voltage. In contrast to the simplified +l.5-dimensional model predicting a two-peak shape of a Trichel pulse, the +exact three-dimensional model predicts single-peaked pulses when ion- +induced secondary emission processes are included, and photo-emission is +neglected. On the anode surface, radial profiles of electric current averaged +over one cycle was calculated and compared with the experiments. Revealed +discrepancies between experimental data on typical charge per pulse and +current distribution over the anode clearly indicate the necessity to improve +the model. A weak point in the model presented above is the oversimplified +description of plasma kinetics formed near the cathode pin. +References +Akishev Yu S, Deryugin A A, Kochetov I V, Napartovich A P, Pan'kin M V and Trushkin +N I 1996 Hakone V Contr Papers (Czech Rep.: Milovy) p 122 + +--- Page 260 --- +Electrical Models of DBDs and Glow Discharges +245 +Akishev Yu S, Kochetov I V, Loboiko A I and Napartovich A P 2002a Bulletin of the APS +4776 +Akishev Yu S, Kochetov I V, Loboiko A 1 and Napartovich A P 2002b Plasma Phys. Rep. +281049 +Babaeva N Yu and Naidis G V 2000 in van Veldhuizen E M (ed) Electrical Dischargesfor +Environmental Purposes: Fundamentals and Applications (New York: Nova Science +Publishers) pp 21-48 +Dhali S K and Williams P F 1987 J. Appl. Phys. 62 4696 +EgJi Wand Eliasson B 1989 Helv. Phys. Acta 62 302 +Kulikovsky A A 1997a J. Phys. D: Appl. Phys. 30441 +Kulikovsky A A 1997b J. Phys. D: Appl. Phys. 301515 +Lama W L and Gallo C F 1974 J. Appl. Phys. 45103 +Loeb L B, Kip A F, Hudson G G and Bennet W H 1941 Phys. Rev. 60 714 +Morrow R 1985a Phys. Rev. A 32 1799 +Morrow R 1985b Phys. Rev. A 32 3821 +Napartovich A P, Akishev Yu S, Deryugin A A, Kochetov I V, Pan'kin M V and Trushkin +N I 1997a J. Phys. D: Appl. Phys. 30 2726 +Napartovich A P, Akishev Yu S, Deryugin A A and Kochetov I V 1997b Final report to the +Contract between ABB Management Ltd. Corp. research, Baden, Switzerland and +TRINITI +Pietsch G J, Braun D and Gibalov V I 1993 in B M Penetrante and S E Schultheis (eds) +Non-thermal plasma techniques for pollution control, Part A, NATO ASI Series pp +273-286 +Thompson J F, Warsi Z U A and Mastin W C 1985 Numerical Grid Generation (New York: +Elsevier) +Trichel G W 1938 Phys. Rev. 54 1078 +Vitello P A, Penetrante B M and Bardsley J N 1993 in Penetrante B M and Schultheis S E +(eds) Non-thermal plasma techniques for pollution control, Part A, NATO ASI Series +pp 249-271 +Warburg E 1899 Wied. Ann. 67 69 +Warburg E 1927 'Charakteristik des Spitzenstormes' in Handbuch der Physik 4 (Berlin: +Springer) pp 154-155 +Zentner R 1970a ETZ-A 91(5) 303 +Zentner R 1970b Z. Angew. Phys. 29(5) 294 +5.5 +Electrical Models of DBDs and Glow Discharges in Small +Geometries +5.5.1 +Introduction +The purposes of our discussion here are to provide an overview of electrical +models of plasmas created in gas discharges, to show how they have been used +to improve our understanding of dielectric barrier discharges (DBDs), and to +suggest where they could be used to help develop a better understanding of + +--- Page 261 --- +246 +Modeling +discharges in very small geometries (microdischarges). As discussed in +greater detail in sections 2.6, 6.2, and 6.4 of this book, DBDs and micro- +discharges are two approaches being investigated as means for producing +non-thermal, atmospheric pressure plasmas. +In section 5.5.2 we describe briefly a physical model of the initiation and +evolution of non-thermal plasmas in electrical discharges where the cathode +region has a determining influence on the properties of the system. We then +present a numerical model suitable for describing the electrical properties of +such glow discharges. The same type of model has been used for essentially +all studies on DBDs to date and for the few modeling studies of micro- +discharges that have been published. We then summarize how modeling +has contributed to our current understanding of DBDs and microdischarges +(sections 5.5.3 and 5.5.4, respectively), using previously published results in +oxygen and rare gas mixtures to illustrate the phenomena occurring during +the transient evolution glow discharges in DBDs in general. The few previous +modeling results on DBDs in air are discussed by Kogelschatz in section +6.2.3, and the conclusions from the studies in air are the same as those +discussed below. A few concluding remarks are presented in the final section. +It is worth noting that the physical situation described in this section is +different from those presented in sections 5.2 and 5.3. That is, for DBDs and +discharges in small geometries, quasi-neutrality cannot be assumed; the space +charge electric field must be calculated self-consistently with the charged +particle transport and generation rate. The strong coupling between the +space charge field distribution and the charged particle transport and genera- +tion is a major issue here. +5.5.2 Model of plasma initiation and evolution +The physical situation we aim to describe is plasma initiation and evolution +in an electrical discharge. The discharge geometry is arbitrary, although +cylindrical or rectangular symmetry is often assumed in order to reduce +the problem to two dimensions. A dc, pulsed or rfvoltage is applied between +two or more electrodes which mayor may not be covered by dielectrics. The +electrodes are separated by a gap filled with a gas at a pressure p and we are +mostly interested in conditions appropriate to the generation of non-thermal +plasmas at high pressure. +5.5.2.1 +Physical model +For a sufficiently high applied voltage and gas pressure, free electrons in the +gas gap gain enough energy from the electric field to produce ionization +through collisions with neutral gas atoms or molecules. The ionization +cascade due to one initial electron and its progeny is called an 'avalanche'. +The electrons in each avalanche move rapidly to the anode and leave + +--- Page 262 --- +Electrical Models of DBDs and Glow Discharges +247 +behind the slower ions that were also produced in ionization or attachment +events. Gas breakdown [1] proceeds either via Townsend breakdown or via +streamer breakdown. Townsend breakdown occurs when, on the average, +each electron, before arriving at the anode, has produced enough ioniza- +tion/excitation in the volume to replace itself through secondary emission +processes at the cathode (e.g. via ion-induced secondary electron emission, +photoemission, etc.). In contrast, 'streamer' breakdown occurs when the +space charge in an avalanche produced by a single electron grows large +enough to be self-propagating so that no secondary emission is needed. As +shown below, the streamer breakdown mechanism is favored for large +values of pd (the product of gas pressure p and gap spacing d) and for +high overvoltage; therefore, for high electron multiplication conditions. +This mechanism leads to thin, highly conducting channels. +Following Townsend breakdown, a 'glow' or 'transient glow' discharge +results if the accumulated positive space-charge, resulting from successive +generations of avalanches created by cathode-emitted electrons, becomes +large enough in a given volume to trap the electrons there, thus forming a +plasma. This plasma expands very quickly toward the cathode, not because +of the transport of existing particles, since that would be too slow a process, +but rather because the ionization produced by the cathode-emitted electrons +is enhanced in the relatively higher electrical field on the cathode side of the +expanding plasma. For dc discharges at steady-state, almost all the potential +drop is squeezed into the cathode fall between the plasma and the cathode. In +DBDs, the axial expansion of the plasma is limited because of the charging of +the dielectric surfaces. The plasma then expands radially along the electrode +surfaces until the local electric field is no longer sufficient to maintain the +electron temperature needed for ionization. At that point, the discharge +filament extinguishes. +Glow discharges resulting from Townsend breakdown can be uniform +radially or filamentary, depending on the conditions. The discharge can be +filamentary even in the absence of thermal effects or stepwise ionization +which are usually associated with the onset of instabilities. As a general +rule, when the radial dimension R of the electrodes is much larger than the +radial extent, 8r, of one electron avalanche in the gas gap, the discharge +will tend to be filamentary. For typical discharge applications, RI8r is +much larger at higher pressure. This is the reason why the filamentary +mode of glow discharges is often observed at high pressure even when the +current can be limited, as in a dielectric barrier discharge. +Discharges resulting from streamer breakdown are filamentary in nature +and thus, for applications requiring a uniform plasma, streamer breakdown +must be avoided. Streamers tend to evolve into arcs due to the formation of +hot spots on the electrodes and resultant thermal plasma channel. This evolu- +tion of arcs can be inhibited if the current density is limited by, for example, a +dielectric coating on an electrode. Note that a high level of pre ionization can + +--- Page 263 --- +248 +Modeling +provide enough initial electrons for the streamers to overlap [2, 3]. This can +result in a uniform plasma, at least for a time less than the time needed for the +onset instabilities due to power loading of the gas. +5.5.2.2 Numerical model +The fundamental variables in a numerical model of plasma initiation and +evolution are the electron and ion densities and the electric field, or potential. +The equations for these variables, complemented by suitable boundary +conditions, are solved self-consistently to yield charged particle densities +and electric field distribution as functions of time and space. From these +results, we can calculate most other quantities of interest. +The following equations provide a mathematical description charged +particle and electric field evolution. +• Electron and ion continuity equations: +one +[ -l +8t+ V'. neve = se +(1) +an· 0/ + V' . [niVil = Si +(2) +where Ve and Vi represent the mean velocity for electrons and ions respec- +tively and Se(r, t) and Si(r, t) are the production rates for electrons and +ions respectively. Each ion species is described with an equation in the +form of equation (2). +• Equations for conservation of momentum for electrons and ions of sign, s, in +the drift-diffusion approximation: +(3) +(4) +where Me (i) is the electron (ion) mobility and De (i) is the electron (ion) free +diffusion coefficient. +• The continuity and momentum transfer equations are coupled to Poisson's +equation: +(5) +where c is the permittivity (in general a function of x to include the +dielectric volumes), e is the unit charge, n+ is the total positive charge +density and n- is the total negative charge density (volume and surface +charge density). At the interface between the gas and any dielectric +surface the charge density is calculated by integrating the charged +particle current to the surface, during the evolution of each discharge +pulse. Thus the spreading of the surface charge along a dielectric surface, + +--- Page 264 --- +Electrical Models of DBDs and Glow Discharges +249 +due to radial field induced by the previous surface charge, can be taken +into account. +The electric field, E, is calculated from the potential as +E = -V'V. +(6) +With the assumption of rectangular or cylindrical symmetry, the problem +becomes two-dimensional. +The system of equations (1)-(5) must be closed by some assumptions +about the transport coefficients and source terms. In many models of +high pressure discharges, the mobility, diffusion coefficients and ionization +coefficient are assumed to be functions of the local reduced electric field. +This is logically referred to as the 'local field approximation'. Often, the +diffusion coefficients are assumed to be constant. This limits the occurrence +of numerical instabilities. This local field approximation allows a simple +and often realistic description of the discharge. However, a description of +the electrons involving the first three moments of the Boltzmann equation +(the electron energy equation in addition to the continuity and momentum +conservation equations) is more satisfactory not only for a better quantita- +tive description of the discharge but also, in some cases, for a better qualita- +tive representation of the physical phenomena. When an energy equation is +used, the electron mobility, diffusion coefficient, and ionization frequency are +assumed to depend on the local mean electron energy. A good example of a +high pressure dielectric barrier discharge model for plasma display panels +(PDPs) can be found in Hagelaar et al [4]. +Finally, the electron current leaving the cathode is related to the incident +ion current and through the secondary electron emission coefficient, 'Yb as +follows: +'Pe(cathode) = L 'Yk'Pk(cathode) +(7) +k +where the sum is over all ion species, 'Yk is the secondary electron emission +coefficient due to the kth type of ion incident on the cathode, and 'Pk is the +flux of the kth type of ion to the cathode. +Note that photons and metastable atom bombardment of the cathode +can also lead to secondary electron emission [5], and desorption of electrons +from the dielectric layer has been proposed to account for some observations +[6]. We return to this point below; however, it is important to emphasize now +that the identification and quantification of the electron emission processes +from the cathode are unresolved modeling issues. +To the extent that the degree of excitation is too low to influence the +net rate of generation of charged particles, it is possible to neglect plasma +chemistry in the electrical model. As the power deposited in the gas increases, +two-step ionization (electron impact ionization of excited states) and + +--- Page 265 --- +250 +Modeling +associative or Penning ionization can start to playa role, in which cases a +model of the plasma chemistry must be solved self-consistently with the +electrical model. Gas heating is another consideration because the local +value of E / N is high, and thus the ionization rate is high, where the gas +temperature is high. +5.5.2.3 +Numerical methods +Starting from the known or assumed initial conditions, equations (1)-(5) are +integrated in time to yield the charged particle densities and the electric field +as functions of space and time. Numerical methods for solutions of these +equations are discussed, for example, by Kurata [7]. Nevertheless, there +remain the following two particular numerical difficulties encountered in +the modeling of high pressure plasmas. +1. For dc or transient glow discharges (radially uniform or filamentary). The +simplest integration scheme for these equations is an explicit scheme in +which the charged particle transport and Poisson's equations are solved +sequentially. That is, Poisson's equation is solved at time l, and then +the charged particles are transported for a time tlt in the field calculated +at time l. Such an integration scheme is subject to the constraint that the +time step tlt must be smaller than the dielectric relaxation (Maxwell) time, +tltM' which is inversely proportional to the plasma density: +CO +tltM = +. +e(neMe + niMi) +(8) +Thus, for a plasma density of 1014 cm-3, the integration time step in an +explicit integration scheme is very approximately 10-12 sat 100 torr, and +this simple integration scheme leads to impractically long computational +times. Either semi-implicit [8] or fully implicit [7] schemes must be used. +2. For streamers. The modeling of streamer-type microdischarges is +difficult numerically because streamers have two very different spatial +scales that must be considered simultaneously, namely the streamer +front with steep gradients and the streamer body with a nearly uniform +plasma. Compounding this difficulty is that fact the streamer front +propagates. There have been a large number of publications presenting +results of modeling streamer formation and propagation (see, for +example, Dhali and Williams [9]). In the context of DBDs in oxygen, Li +and Dhali [10] have presented a method for solving these equations +using an adaptive grid where the resolution is highest in the region of +large density gradients. +In spite of the numerical complications, models have been developed that are +very efficient. As an example, models ofDBDs in typical PDP conditions [11] +take about several seconds, several minutes and several hours, respectively, + +--- Page 266 --- +Electrical Models of DBDs and Glow Discharges +251 +per pulse for one-, two-, or three-dimensional calculations using a +40 x 40 x 40 grid running on a 2 GHz personal computer. +5.5.3 Dielectric barrier discharges +Orders of magnitude estimates for some of the DBD discharge properties are +listed in table 5.5.1 for different operating modes at approximately atmos- +pheric pressure and for the conditions indicated. We will briefly summarize +results obtained from modeling these modes in the sections below, without +attempting to be exhaustive in the list of references. +5.5.3.1 +Random filament mode +The common discharge mode in atmospheric pressure DBDs is the random +filament mode [14, 15] where as many as 106 Icm2 Is transient glow discharge +filaments occur at seemingly random locations, each being extinguished after +bridging the gap. The filaments are random in the sense that we cannot +predict where or when they will be initiated. We use this term to make explicit +the difference between this mode and the self-organization (pattern forma- +tion, see below) sometimes observed in DBDs as the voltage is decreased. +Most all of the modeling for this type of discharge mode has concen- +trated on simulating the evolution of a single, isolated current filament. +The early work of Eliasson et al [16] was developed to study the efficiency +of ozone production in DBDs. This was later coupled to a two-dimensional +electrical model consisting of plane parallel electrodes covered by dielectrics +in which many aspects of DBD behavior [17] were quantified. These aspects +include the spreading of the discharge along the dielectric surface due to +accumulated surface charges, the dependence of the current pulse width on +pressure and the total charge transferred per micro-discharge versus +Table 5.5.1 +Conditions +Current pulse duration +Filament radius +Peak current density +Total charge transferred +Peak electron density +Electron energy +Random filament +mode [12] +I atm air/02 +Imm +I-IOns/filament +~10011m +~100-1000A/cm2 +0.1-1 nC/filament +~1014_1O15 cm-3 +1-lOeV +PDP cells +[11] +560 torr, Xe/Ne +150 11m +50-lOOns +100 11m +IOA/cm2 +30 pC/pulse +5 x 1013 cm-3 +1-lOeV +Atmospheric +pressure glow +discharge +(APGD) [13] +I atm He +0.5cm +>ll1s +Uniform +~lmA/cm2 +13nC/cm2 + +-exc2 +_._. exc3 +_ .. - .. exc4 +• +•••••••• ionization ! : i +-total +': +10 +100 +1000 +energy (eV) +Figure 5.6.4. Normalized collision frequency for electron-xenon collisions. +(x,y). The resulting electric field, E(x,y) = -V'(x,y), was held fixed. +Next, secondary electrons were released from a single point Xo along the +dielectric surface below the positively biased y electrode. The initial release +point was scanned across the surface bounded by the midpoint between +positively and negatively biased electrodes, Xl ~ Xo ~ x2, as shown in +x, +Xo +r------~---c--------~---x +y +emit secondaries +• +Figure 5.6.5. Schematic of a single coplanar PDP cell used for the initial breakdown +calculation. + +--- Page 283 --- +268 +Modeling +figure 5.6.5. The orbits were integrated for the released secondary electrons, +also applying the MCC model. However, the space charge of the electron +population was neglected during the calculation, since the density is low +during the onset of the discharge. The integration of the equations of +motion and MCC operation are performed until all the resulting particles +have been collected at the surface to obtain the transfer function fi(xo, x). +No further secondary electrons are generated, although electrons and ions +generated in ionization events are included in the calculation. +The ion distribution of species, fi, collected at x due to the initial +generation of secondary electron emission from Xo is +fJi,O(XO, x) = fi(xo, x). +(1) +We can write an approximate condition for breakdown when +(2) +where "ti is the secondary emission coefficient for impact of ion species, i, with +the wall. +When equation (2) is satisfied, each secondary electron emitted at Xo +generates sufficient return ion flux at Xo to emit more than one secondary +in the next generation, leading to net growth of the discharge current at +the point Xo. While satisfying equation (2) is sufficient to initiate breakdown, +it is not necessary; a more complete breakdown condition should include +not just the next generation, but all future generations in the secondary +electron-ionization-ion wall flux cycle. +For a secondary coefficient, "ti' the flux of the next generation of +secondaries at x due to an initial emission at Xo is +f\(xo,x) = L"tifJi,O(XO,x). +i +(3) +These electrons then accelerate through the cathode fall, generating +additional ionization events. The ions return to the dielectric surface, coating +the cathode, with a distribution corresponding to the point of emission. This +leads to the collection of the next generation of ions at the dielectric due to +emission from the initial point Xo returning back to the point x: +(4) +Similarly, the flux of the second generation of secondaries at x due to the +initial emission from Xo is given by +(5) + +--- Page 284 --- +A Computational Model of Initial Breakdown +269 +We can now generalize the nth generation of secondary electrons emitted at x +due to the initial emission from Xo: +fn(xo, x) = L 'Yif3i,n-l(XO,X). +(6) +Similarly, the nth generation of ions collected per secondary electron emitted +from Xo can be written +f3i,n(XO, x) = J +X +2 (L 'Yif3i,n-l (xo, X'))fi(X', x) dx'. +(7) +Xl +1 +Breakdown occurs due to emission at Xo when successive generations of +secondary flux at Xo are increasing: +(8) +5.6.3 Simulation results +The initial breakdown model was first applied to coplanar ac plasma display +panel cells [12, 13]. Here we consider the initial breakdown in coplanar ac +plasma display panel cells with a narrow neighbor gap and a wide neighbor +gap. The geometric configuration of interest is the three-electrode cell, shown +schematically in figure 5.6.2. The addressing electrode is labeled A, while the +other electrodes are labeled x and y, respectively. The dimensions of the cell +are length L = 440 j.1m and height d = 110 j.1m. The dielectric coating on the +address electrode was taken to be d2 = 25 j.1m, with Cr = 7.9. The x and y +electrodes are embedded a distance d1 = 25 j.1m into a dielectric with +Cr = 11. The x and y electrodes are separated by a distance gd = 80 j.1m. +A Neumann boundary condition is used at the top edge of the cell, so at +the plane, y = D, the normal component of the electric field, Ey = O. The left +and right edges of the cell, x = 0 and x = L, are periodic. Between the top +boundary and the x and y electrodes is 25 j.1m of dielectric. The secondary +emission coefficients were taken to be 'YNe = 0.5 and 'YXe = 0.05. +The boundary condition at the bottom of the cell, y = 0 j.1m, is fixed by +the address electrode voltage. The neighbor gap, gn, was varied along with an +opposite variation in the electrode width w such that the cell size, L, remains +a constant. For the symmetric case, W/gd = 4.4 andgn/gd = 1, which leads to +equal spacing among all cells as shown in figure 5.6.6. For the asymmetric +Figure 5.6.6. Schematic of symmetric spacing of X and Y electrodes. + +--- Page 285 --- +270 +Modeling +Figure 5.6.7. Schematic of asymmetric spacing of X and Y electrodes. +case, W/gd = 2.9 and gn/gd = 4, which leads to the spacing shown schemati- +cally in figure 5.6.7. Arbitrary electrode widths and neighbor gap separations +can be studied using this technique. In both cases, the electrode voltages were +Vx = 160V, Vy = -160V, and VA = -80V. +First, the fields are solved for the initial (vacuum) condition to obtain +(x,y); in this case the fields are fixed throughout the run. This assumption +is valid during the initial stages of breakdown, when the space charge is small. +The Monte Carlo simulation is run, with the initial condition of 104 +secondary electrons emitted from the location Xo at cathode. These electrons +are advanced in the fixed (vacuum) fields, undergoing collisions using the +Monte Carlo algorithm. The electrons and ions created in ionizing collisions +are also followed. When ions are absorbed at the cathode, they do not emit +secondary electrons. Instead, the spatial distribution of the ion fluxes, +fi(xo, x), are collected along the dielectric surface beneath the cathode. +This process is repeated for initial emission points Xl ::::; Xo ::::; X2. Hence, +a map of the ion flux at the wall due to secondary electron emission from each +point along the surface is generated. +f(x,xO) Neon +100000 +xo (arb. units) +x (arb. units) +135 +100 +Figure 5.6.8. Neon ion flux distribution on the surface for the symmetric case. + +--- Page 286 --- +A Computational Model of Initial Breakdown +271 +f(x,xO) Xenon +100000 +xo (arb. units) +x (arb. units) +135 +100 +Figure 5.6.9. Xenon ion flux distribution on the surface for the symmetric case. +5.6.3.1 +The case of symmetric gaps +The results of the Monte Carlo calculation for fi(xo, x) for the symmetric +case are shown in figures 5.6.8 and 5.6.9 for neon and xenon respectively. +The plots can be understood by considering slices for a constant xo, which +indicate the returning ion distribution for emission from Xo. The ratio of +(3\/(30 is shown for the symmetric case in figure 5.6.10. Note that, for the +specified conditions, the breakdown is initiated symmetrically at the edges +between the neighboring electrodes. +5.6.3.2 +The case of asymmetric gaps +The results of the Monte Carlo calculation for fi(xo, x) for the asym- +metric case are shown in figures 5.6.11 and 5.6.12 for neon and xenon +respectively. As before, the plots can be understood by considering slices +for a constant xo, which indicate the returning ion distribution for emission +from Xo. +The ratio of (3\/(30 is shown for the asymmetric case in figure 5.6.13. +Note that, for the specified conditions, the breakdown is initiated between +the X and Y electrodes only, since the gaps between neighboring cells +effectively eliminate inter-cell breakdown. + +--- Page 287 --- +272 +0 +~ +.... +c:r +Modeling +• +• +, +I +I +3 +- - - ,- -,-.- - - +- - - -.- - - - - - +2 ------ +1 - +o +100 +-----~- +110 +I +., . +, ., ., +, +--- -- - -,- - - - - - +, +-----~------,------ +.... +. .. +120 +130 +140 +150 +Xo (arbitrary units) +-neon +---- total +........ xenon +-T------ +160 +170 +Figure 5.6.10. /3 ratio for the symmetric case. /3,//30 > 1 indicates that breakdown can be +initiated from the position Xo. The electrode is shown schematically to scale above the +figure. +10000 +1000 +100 +, , +I ....... .,. +, +145 140 135 +130 +125 +xo (arb. units) +f(xO,x) Neon +0000 +, +... - , +,- .... I~ - +x (arb. units) +105 +100 +Figure 5.6.11. Neon ion flux distribution on the surface for the asymmetric case. + +--- Page 288 --- +A Computational Model of Initial Breakdown +273 +100000 +10000 +1000 +100 +. +__ 1 +. . -- +... ... i +xo (arb. units) +f(xO,x) Xenon +-,- ... +-.... . +105 +100 +100000 +... .. .. ;- +, +... ... , ..... +, +0000 +, +,- ...... +x (arb. units) +Figure 5.6.12. Xenon ion flux distribution on the surface for the asymmetric case. +CI +=. ... +cr +--neon +- - - - total +···· .. ··xenon +10 +I +I +I +I +5 +-------------------------------- +o +100 +110 +, +, +120 +130 +140 +xO (arbitrary units) +, +------- +. +150 +160 +170 +Figure 5.6.13. (3 ratio for the asymmetric case.(31 / (30 > I indicates that breakdown can be +initiated from the position Xo. The electrode is shown schematically to scale above the +figure. + +--- Page 289 --- +274 +Modeling +5.6.4 Discussion +The results of this study indicate that the numerical modeling method +described above provides a rapid means of determining the location of +breakdown. The results indicate that breakdown is only possible over a +limited region of the electrodes, and is initiated most strongly near the +edges of the electrodes in the vicinity of strong field gradients. +Charging of the dielectrics during the discharge will cause expansion of +the discharge along the surface of the dielectric, but only within the region in +which the amplification factor exceeds the inverse of the secondary co- +efficient. Note that this result may be modified when sufficient space +charge and/or wall charge exists to alter (x, y). +It is proposed to use this technique to measure Paschen-like curves for +particular electrode configurations, as well as to measure the regions eligible +for breakdown for a given configuration. These data can be used to optimize +gap spacing and voltage, including analysis of neighbor discharge. In +addition, the technique can be readily expanded to measure the breakdown +conditions for a cell with charge existing on the dielectric surface, as well +as fixed charge density in the cell volume. +The initial breakdown method described here can be extended to arbi- +trary geometric constructions as well as arbitrary gas chemistries. Extending +the initial breakdown model to an air plasma, for example, would require +adding a model for the air-plasma reactions which contribute to significant +electron and ion energy loss as well as ionization paths. Inclusion of the +full set of reactions is in principle possible, although the computation can +become significant compared to the present calculation which can be done +in less than an hour on a commodity computer. +5.6.5 Acknowledgments +This work supported in part by Hitachi Ltd. The author gratefully acknowl- +edges the advice and support of C K Birdsall, Y Ikeda, and P J Christenson. +References +[I] Verboncoeur J P, Langdon A B and Gladd N T 1995 'An object-oriented +electromagnetic PIC code' Computer Phys. Commun. 87 199 +[2] Vahedi V and Surendra M 1995 'Monte Carlo collision model for particle-in-cell +method: Application to argon and oxygen discharges', Computer Phys. Commun. +87179 +[3] Robertson A G 1972 J. Phys. B 5648 +[4] Shimamura I 1989 Scientific Papers [nst. Phys. Chem. Res. 82 +[5] Hunter S R, Carter J G and Christophorou L G 1988 Phys. Rev. A 38 5539 +[6] Hayashi M 1983 J. Phys. D 16581 + +--- Page 290 --- +References +275 +[7] Peuch V and Mizzi S 1991 J. Phys. D 24 1974 +[8] Mason N J and Newell W R 1987 J. Phys. B 201357 +[9] Wetzel R C, Baiocchi F A, Hayes T R and Freund R S 1987 Phys. Rev. A 35 559 +[10] de Heer F J, Jansen R H J and van der Kaay W 1979 J. Phys. B 12 979 +[11] Rapp D and Englander-Golden P 1965 J. Chern. Phys. 43 1464 +[12] Verboncoeur J P, Christenson P J and Cartwright K L 1997 'Breakdown in a 3- +electrode ac plasma display panel'. Proc. 50th Annual Gaseous Electronics Con! +421739 +[13] Verboncoeur J P 1998 'Initiation of breakdown in a 3-electrode plasma display panel +cell', 25th IEEE ICOPS, Raleigh, NC + +--- Page 291 --- +Chapter 6 +DC and Low Frequency Air Plasma +Sources +U Kogelschatz, Yu S Akishev, K H Becker, E E Kunhardt, +M Kogoma, S Kuo, M Laroussi, A P Napartovich, S Okazaki +and K H Schoenbach +6.1 +Introduction +This chapter treats some more recent developments in the generation of non- +equilibrium plasmas. Section 6.2 (Kogelschatz), 6.3 (Kogoma, Okazaki) and +6.4 (Laroussi) are devoted to different aspects of barrier discharges. In +addition to the traditional dielectric barrier discharges with a seemingly +random distribution of microdischarges, regularly patterned and homo- +geneous dielectric barrier discharges are also addressed, as well as resistive +barrier discharges. The various novel applications in surface treatment, in +flat plasma display panels, ozone generation, excimer lamps and high +power CO2 lasers have attracted much interest and have led to a worldwide +increase in research activities in all kinds of barrier discharges. +Similar plasma conditions can also be obtained in microhollow cathode +discharges (MHCDs) and in a variety of discharges spatially confined in +small geometries (section 6.5 (Schoenbach, Becker, Kunhardt)). Of special +interest is the capillary plasma electrode discharge (CPED) which uses a +perforated dielectric with a large number of equally spaced holes. +Section 6.6 (Akishev, Napartovich) covers recent progress in the +generation, modeling and understanding of steady state corona glow +discharges. Section 6.7 (Kuo) describes a novel ac torch for the generation +of non-equilibrium plasmas. +Many of the discharge types described in this chapter can be used to +treat large surfaces or to generate large-volume atmospheric-pressure non- +equilibrium plasmas (Kunhardt 2000). Also combinations of different +discharge types like the barrier-torch discharge plasma source have been +276 + +--- Page 292 --- +Barrier Discharges +277 +proposed (Hubicka et aI2002). Current research focuses on dielectric barrier +properties (surface structure, electron emission, surface and bulk conduc- +tivity) and on micro-structured electrodes, semiconductors or dielectrics to +obtain arrays of miniature non-equilibrium plasmas (Miclea et al 2001, +Park et aI2001). +References +Hubicka M, Cada, M. Sicha M, Churpita A, Pokorny P, Soukop Land Jastrabik L 2002 +Plasma Sources Sci. Technol. 11195 +Kunhardt E E 2000 IEEE Trans. Plasma Sci. 28 189 +Mic1ea M, Kunze K, Musa G, Franzke J and Niemax K 2001 Spectrochim. Acta B 56 37 +Park S-J, Chen J, Liu C and Eden J G 2001 Appl. Phys. Lett. 78419 +6.2 Barrier Discharges +Based on experience with ozone research, the major application for many +decades, it was believed for a long time that dielectric-barrier discharges +always exhibit many discharge filaments or microdischarges. This multi- +filament discharge with a seemingly random distribution of micro discharges +is prevailing in atmospheric-pressure air or oxygen (Samoilovich et a11989, +1997, Eliasson and Kogelschatz 1991, Kogelschatz et al 1997, Kogelschatz +2003). Work performed in many different gases under various operating +conditions revealed that regularly patterned or diffuse barrier discharges +can also exist at atmospheric pressure. The formation of regular discharge +patterns, was observed for example by Boyers and Tiller (1982), Breazeal +et al (1995), Guikema et al (2000), Klein et al (2001), and Dong et al +(2003). The physical mechanism of pattern formation has been investigated +in a series of papers of the Purwins group at Munster University (Radehaus +et a11990, Ammelt et a11993, Brauer et a11999, MUller et aI1999a,b). In 1968 +Bartnikas reported that ac discharges in helium can also manifest pulse-less +'glow' and 'pseudo-glow' regimes, apparently homogeneous diffuse volume +discharges, now often referred to as atmospheric pressure glow discharges +(APG/APGD). A few years later this work was extended to discharges in +nitrogen and air at atmospheric pressure (Bartnikas 1971). Early work on +polymer deposition in pulsed homogeneous barrier discharges in an ethy- +lene/helium mixture was reported by Donohoe and Wydeven (1979). Starting +in 1987 the group of S. Okazaki and M. Kogoma at Sophia University in +Tokyo (see section 6.3) reported on intensive investigations in homogeneous +dielectric-barrier discharges and their applications and proposed the term + +--- Page 293 --- +278 +DC and Low Frequency Air Plasma Sources +APG, short for atmospheric pressure glow discharge. The interesting +physical processes in these discharges and their large potential for industrial +applications have initiated experimental as well as theoretical studies in many +additional groups in France (Mas sines et al 1992, 1998), in the US (see +section 6.4), Canada (Nikonov et a1200l, Radu et aI2003a,b), in Germany +(Salge 1995, Kozlov et al 2001, Tepper et al 2002, Wagner et al 2003, +Brandenburg et al 2003, Foest et al 2003), in Russia (Akishev et al 2001, +Golubovskii et al 2002, 2003a,b), and in the Czech Republic (Trunec et al +1998, 2001), to name only the most important ones. Much of the work on +the physics of filamentary, regularly patterned and diffuse barrier discharges +was recently reviewed by Kogelschatz (2002). +6.2.1 +Multifilament barrier discharges +The traditional appearance of the barrier discharge used for ozone +generation in dry air or oxygen (see section 9.3) or for surface modification +of polymer foils in atmospheric air is characterized by the presence of a +large number of current filaments or microdischarges (see also section 2.6). +Figure 6.2.1 shows a photograph of micro discharges in atmospheric-pressure +dry air taken through a transparent electrode. +Figure 6.2.1. End-on view of microdischarges in a 1 mm gap with atmospheric-pressure +dry air (original size: 6cm x 6cm, exposure time: 20ms). + +--- Page 294 --- +Barrier Discharges +279 +During the past decades important additional information was collected +on the nature of these filaments. Early image converter recordings of micro- +discharges in air and oxygen were obtained by Tanaka et al (1978). Precise +current measurements were performed on individual microdischarges +(Hirth 1981, Eliasson et a11987, Braun et aI199l). The transported charge +and its dependence on dielectric properties was determined over a wide +parameter range (Dfimal et al 1987, 1988, Gibalov et al 1991). Typically, +many microdischarges are observed per square cm of electrode area. Their +number density depends on the power dissipated in the discharge. For a +moderate power density of 83 m W /cm2 about 106 microdischarges were +counted per cm2 per second (Coogan and Sappey 1996). The influence of +humidity and that of ultraviolet radiation was investigated (Falkenstein +1997). In recent years spectroscopic diagnostics were refined to such a +degree that measurements of species concentrations and plasma parameters +inside individual microdischarges became feasible (Wendt and Lange 1998, +Kozlov et al 2001, Lukas et al 2001). For a given configuration and fixed +operating parameters all microdischarges are of similar nature. They are +initiated at a well defined breakdown voltage, and they are terminated +after a well defined current flow or charge transfer. +From all these investigations we conclude that each microdischarge +consists of a nearly cylindrical filament of high current density and approxi- +mately lOOl1m radius. At the dielectric surface(s) it spreads into a much +wider surface discharge. These are the bright spots shown in figure 6.2.1. +The duration of a microdischarge is limited to a few ns, because immediately +after ignition local charge build up at the dielectric reduces the electric field at +that location to such an extent that the current is choked. Each filament can be +considered a self-arresting discharge. It is terminated at an early stage of +discharge development, long before thermal effects become important and a +spark can form. The properties of the dielectric, together with the gas proper- +ties, limit the amount of charge or energy that goes into an individual micro- +discharge. Typical charges transported by individual microdischarges in a +1 mm gap are of the order 100 pC, typical energies are of the order 111J. The +plasma filament can be characterized as a transient glow discharge with an +extremely thin cathode fall region with high electric field and a positive +column of quasi-neutral plasma. The degree of ionization in the column is +low, typically about 10-4 . As a consequence of the minute energy dissipation +in a single microdischarge the local transient heating effect of the short current +pulse is low, in air typically less than 10 °C in narrow discharge gaps. The +average gas temperature in the discharge gap is determined by the accumulated +action of many microdischarges, i.e. the dissipated power, and the heat flow to +the wall(s) and from there to the cooling circuit. This way the gas temperature +can remain low, even close to room temperature, while the electron energy in +the microdischarges is a few eY. Major microdischarge properties of a DBD in +a 1 mm air gap are summarized in table 6.2.1. + +--- Page 295 --- +280 +DC and Low Frequency Air Plasma Sources +Table 6.2.1. Characteristic micro-discharge properties in a I mm gap in atmospheric- +pressure air. +Duration +Filament radius +Peak current +Current density +I-IOns +about 0.1 mm +0.1 A +100--1000 A cm-2 +Total charge +Electron density +Electron energy +Gas temperature +0.1-1 nC +1014_10 15 cm-3 +1-lOeV +Close to average gap +temperature +In addition to limiting the amount of charge and energy that goes into +an individual microdischarge, the dielectric barrier serves another important +function in DBDs. It distributes the microdischarges over the entire electrode +area. As a consequence of deposited surface charges the field has collapsed at +locations where microdischarges already occurred. As long as the external +voltage is rising, additional micro discharges will therefore preferentially +ignite in other areas where the field is high. If the peak voltage is high +enough, eventually the complete dielectric surface will be evenly covered +with footprints of microdischarges (surface charges). This is the ideal situa- +tion which leads to the almost perfect voltage charge parallelogram shown +in figure 2.6.4. The deposited charges constitute an important memory +effect that is an essential feature of all dielectric barrier discharges. +As far as applications are concerned each individual microdischarge can +be regarded as a miniature non-equilibrium plasma chemical reactor. Recent +research activities have focused on tailoring micro discharge characteristics +for a given application by making use of special gas properties, by adjusting +pressure and temperature, and by optimizing the electrode geometry as well +as the properties of the dielectric(s). Such investigations can be carried out in +small laboratory experiments equipped with advanced diagnostics. One of +the major advantages ofBDBs is that, contrary to most other gas discharges, +scaling up presents no major problems. Increasing the electrode area or +increasing the power density just means that more microdischarges are +initiated per unit of time and per unit of electrode area. In principle, indivi- +dual micro discharge properties are not altered during up-scaling. Efficient +and reliable power supplies are available ranging from a few hundred +watts in a plasma display panel, close to 100kW in an apparatus for high +speed surface modification of polymer foils to some MW in large ozone +generators. +6.2.2 Modeling of barrier discharges +Numerical modelling efforts have been devoted to describing the physical +processes and chemical reactions in a single filament, in adjacent filaments, +in a temporal sequence of many filaments and, more recently, in diffuse +dielectric-barrier discharges. The problem of modeling the initial phases of + +--- Page 296 --- +Barrier Discharges +281 +a single microdischarge has many similarities with that of treating break- +down. Depending on the external voltage, the gap width and the pressure, +breakdown can be accomplished either by the Townsend mechanism of +successive electron avalanches or by a much faster streamer breakdown +(see section 2.4). As soon as a conductive channel is formed and the current +in the microdischarge increases, the presence of the dielectric gains a strong +influence on further discharge development and on the termination of the +current flow. This necessitated the incorporation of additional boundary +conditions to adequately treat charge accumulation and distribution on the +dielectric surface(s). Early attempts were reported by Gibalov et al (1981). +With the development of refined numerical algorithms and the availability +of faster computers full two-dimensional treatment of a single micro- +discharges became possible (Egli and Eliasson 1989, Braun et al 1991, +1992, Li and Dhali 1997, Steinle et al 1999, Gibalov and Pietsch 2000). In +most cases the continuity equations for the major involved species are +solved simultaneously with Poisson's equation to determine the electric +field due to space charge (see also section 5.3). Secondary effects on the +cathode are normally included, in some cases also photo-ionization. +Nikonov et al (2001) suggested that in gaps wider than 0.02 cm the photo- +ionization contribution to the electron density becomes more significant in +comparison to the cathode photoemission. In many cases the role of +photo-ionization in numerical simulations is approximated by assuming +an equivalent density of seed electrons, about 107 to 108 cm -3, in the +background gas (Dhali and Williams 1987). Microdischarge simulations +could reproduce measured results about diameter, temporal current +variation and transferred charge. They also helped considerably improving +our understanding of the physical processes involved. +Steinle et al (1999) used a two-dimensional model to predict micro- +discharge development in a 0.35 mm wide gap bounded by a metal cathode +and a dielectric covered anode in atmospheric pressure air. Their current +pulse, reproduced in figure 6.2.2, clearly shows the different phases of the +discharge. At 0.54ns we already have a space charge dominated avalanche +phase followed by a streamer phase. The peak current of the micro discharge +is preceded by the formation of a cathode fall region, a process that takes +only a fraction of a nanosecond. After reaching the peak, within 0.3 ns, the +current is already reduced to half of its maximum value. This clearly +shows the strong current-choking action of the field reduction caused by +charges deposited on the dielectric surface. The development and the +radial extension of the cathode fall region was simulated in detail also +by Gibalov and Pietsch (2000). Its thickness is less than 20!lm and the +maximum field strength, according to this model, reaches over 4000 Td +(l Td = 10-21 V m2). Figure 6.2.3 shows the extension of the axial field +strength close to the cathode in air at atmospheric pressure. Cathode +fall voltage, thickness and current density roughly correspond to values + +--- Page 297 --- +282 +DC and Low Frequency Air Plasma Sources +S6 +o +CIIlhocle n.1I +""A +I- +rMublbbcd +\ +\ +\ +/ +\ +calhode~r +\ +\ I +\. +• Ill'lll dIIII'!'8 \/ +I\"~ +1 . +.. 1 .. +. +o +0.5 +1 +I.S +Time(ns) +\ +I~ +1 +2.S +Figure 6.2.2. Computed current pulse for a 0.35 mm gap in atmospheric pressure air +(Steinle et aI1999). +extrapolated from low-pressure discharges using the similarity laws of the +normal glow discharge described in section 2.4. This high current phase of +a microdischarge can be regarded as a quasi-stationary high-pressure glow +discharge. Such conditions are ideal to induce chemical changes, for example +ozone formation or air pollution control. It has also been attempted to model +the interaction of adjacent microdischarges (Xu and Kushner 1998). +In many papers the equations treating microdischarge dynamics have +been coupled with extensive chemical codes to follow chemical changes. +5000 +;;- +4000 +,.... , +'-' +"0 +3000 +.. +iZ +.S! +tl +Q.) +Ui +1000 +Cathode +Figure 6.2.3. Numerical simulation of the cathode layer of a microdischarge in a I mm +atmospheric-pressure air gap (Gibalov and Pietsch 2000). + +--- Page 298 --- +Barrier Discharges +283 +Since chemical reactions may require longer time to approach equilibrium +than the typical duration of a microdischarge, this normally requires the +simulation of a large number of microdischarges with a given repetition +rate (Eliasson et at 1991, 1993, 1994, Gentile and Kushner 1996, Dorai +and Kushner 2001). With these tools it became feasible to correlate discharge +parameters and volume flow rate to the speed of chemical changes in the gas +flow. Recently it has also been attempted to compute the influence of small +additives (Niessen et at 1998, Dorai and Kushner 2000), of solid particles +(Dorai et al 2000) and of chemical changes on polymer surfaces (Dorai +and Kushner 2003). +With the important and somewhat unexpected experimental advances in +the control of diffuse barrier discharges (sections 6.3 and 6.4) one-dimensional +numerical modelling of these discharges became an important issue (Massines +et al 1998, Tochikubo et al 1999, Golubovskii et al 2002, 2003a). Concen- +trating mainly on He and N2 it was soon established that discharge modes +resembling a Townsend discharge as well as a glow discharge can be obtained. +The Townsend mode is characterized by extremely low current density, +negligible influence of space charge and the absence of a quasi-neutral +plasma. Typically the ion density is orders of magnitude higher than the +electron density, which shows exponential growth from cathode to anode. +The glow mode, on the other hand, reaches higher current densities (of the +order mA/cm2). It is influenced by space charge effects leading to a high +field region at the cathode, a Faraday dark space with vanishing field and a +column of quasi-neutral plasma at current maximum. +These one-dimensional fluid models for atmospheric-pressure discharges +bounded by dielectric barriers could produce some of the experimental results, +e.g. that the glow-like mode can preferentially be obtained if the gap is suffi- +ciently wide and the barrier is thin or of high dielectric constant. Also the +experimental findings of obtaining one current pulse or multiple current +pulses per half wave of the feeding voltage can be reproduced by relatively +simple models (Akishev et al 2001, Golubovskii et al 2003a). To exactly +reproduce details of measured current pulses it was necessary to introduce +additional processes. For example it was found that computations using +the ionization coefficient of pure He were not able to reproduce the +experimental results. Some low level impurities like Ar (Massines et al +1998) or N2 (Golubovskii et al 2003a) had to be introduced to get a better +match. Molecular ions Hei, Het, Nt had to be considered to get faster +recombination. It was also established that there must be a mechanism +releasing electrons from the dielectric surface stored in the previous voltage +half wave. Models assuming a constant electron desorption rate (Golu- +bovskii et al 2003a) or introducing a large "( cOl!fficient ("( = 0.5) for +secondary electron emission by impinging metastables (Khamphan et al +2003) achieved better agreement with experimental results. It is apparent +that knowledge is still lacking about the fundamental physical processes at + +--- Page 299 --- +284 +DC and Low Frequency Air Plasma Sources +dielectric surfaces, namely emission, desorption and recombination of +charged particles. Going to two-dimensional models it could be shown +that the Townsend discharge in DBDs is immune to filamentation while +the glow discharge is inherently unstable (Golubosvkii et al 2003b). The +situation is comparable to that investigated by Kudryavtsev and Tsendin +(2002) between metal electrodes. They could show that a glow discharge +operated to the right of the Paschen minimum is inherently unstable. It +should be pointed out that the current densities so far reached in diffuse +discharges between dielectric barriers are still much lower than those +expected for a normal glow discharge at atmospheric pressure (roughly +2 A/cm2 in He and 200 A/cm2 in N2). To reach those values much thinner +dielectrics with higher dielectric constants and/or higher voltage rise times +dU /dt are required. With fast pulsing techniques this should be possible. +References +Akishev Yu S, Dem'yanov A V, Karal'nik V B, Pan'kin M V and Trushkin N I 2001 +Plasma Phys. Rep. 27 164 +Ammelt E, Schweng D and Purwins H-G 1993 Phys. Lett. A 179348 +Bartnikas R 1968 Brit. J. Appl. Phys. (J. Phys. D) Ser. 2 1 659 +Bartnikas R 1969 J. Appl. Phys. 40 1974 +Bartnikas R 1971 IEEE Trans. Electr. Insul. 6 63 +Boyers D G and Tiller W A 1982 Appl. Phys. Lett. 41 28 +Brandenburg R, Kozlov K V, Morozov A M, Wagner H-E and Michel P 2003 Proc. 26th +Int. Conf. on Phenomena in Ionized Gases (XXVI ICPIG) (Greifswald, Germany) +http://www.icpig.uni-greifswald.de/ +Brauer I, Punset C, Purwins H-G and Boeuf J P 1999 J. Appl. Phys. 85 7569 +Braun D, Gibalov V and Pietsch G 1992 Plasma Sources Sci. Technol. 1 166 +Braun D, Kuchler U and Pietsch G 1991 J. Phys. D: Appl. Phys. 24 564 +Breazeal W, Flynn K M and Gwinn E G 1995 Phys. Rev. E 52 1503 +Coogan J J and Sappey A D 1996 IEEE Trans. Plasma Sci. 2491 +Dhali S K and Williams P F 1987 J. Appl. Phys. 624696 +Dong L, Yin Z, Li X and Wang L 2003 Plasma Sources Sci. Technol. 12380 +Donohoe K G and Wydeven T 1979 J. App/. Polymer Sci. 232591 +Dorai R and Kushner M J 2000 J. Appl. Phys. 88 3739 +Dorai R and Kushner M J 2001 J. Phys. D: Appl. Phys. 34 574 +Dorai R and Kushner M J 2003 J. Phys. D: App/. Phys. 36 666 +Dorai R, Hassouni K and Kushner M J 2000 J. App/. Phys. 88 6060 +Dfimal J, Gibalov V I and Samoilovich V G 1987 Czech. J. Phys. B 37 1248 +Dfimal J, Kozlov K V, Gibalov V I and Samoylovich V G 1988 Czech. J. Phys. B 38159 +Egli Wand Eliasson B 1989 Helvet. Phys. Acta 62 302 +Eliasson Band Kogelschatz U 1991 IEEE Trans. Plasma Sci. 19309 +Eliasson B, Hirth M and Kogelschatz U 1987 J. Phys. D: Applied Phys. 20 1421 +Eliasson B, Simon F-G and Egli W 1993 Non-Thermal Plasma Techniques for Pollution +Control (Penetrante B M and Schultheis S E, eds), NATO ASI Series G: Ecological +Sciences, Vol. 34, Part B (Berlin: Springer) pp 321-337 + +--- Page 300 --- +References +285 +Eliasson B, Egli Wand Kogelschatz U 1994 Pure Appl. Chem. 66 1275 +Falkenstein Z 1997 J. Appl. Phys. 815975 +Foest R, Adler F, Sigeneger F and Schmidt M 2003 Surf Coat. Technol. 163/164323 +Gentile A C and Kushner M J 1996 J. Appl. Phys. 79 3877 +Gibalov V I and Pietsch G J 2000 J. Phys. D: Appl. Phys. 332618 +Gibalov V I, Dfimal J, Wronski M and Samoilovich V G 1991 Contrib. Plasma Phys. 31 89 +Gibalov V I, Samoilovich V G and Filippov Yu V 1981 Russ. J. Phys. Chem. 55471 +Golubovskii Yu B, Maiorov V A, Behnke J and Behnke J F 2002 J. Phys. D: Appl. Phys. 35 +751 +Golubovskii Yu B, Maiorov V A, Behnke J and Behnke J F 2003a J. Phys. D: Appl. Phys. +3639 +Golubovskii Yu B, Maiorov V A, Behnke J and Behnke J F 2003b J. Phys. D: Appl. Phys. +36975 +Guikema J, Miller N, Niehof J, Klein M and Walhout M 2000 Phys. Rev. Lett. 85 3817 +Hirth M 1981 Beitr. Plasmaphys. 21 I (in German) +Khamphan C, Segur P, Massines F, Bordage M C, Gherardi Nand Cesses Y 2003 Proc. +16th Int. Symp on Plasma Chem. (ISPC-16) (Taormina, Italy) +Klein M, Miller Nand Walhout M 2001 Phys. Rev. E 64026402-1 +Kogelschatz U 2002 IEEE Trans. Plasma Sci. 30 1400 +Kogelschatz U 2003 Plasma Chem. Plasma Process. 23 1 +Kogelschatz U, Eliasson Band Egli W 1997 J. de Phys. IV (France) 7 C4-47 +Kozlov K V, Wagner H-E, Brandenburg R and Michel P 2001 J. Phys. D: Appl. Phys. 34 +3164 +Kudryavtsev A A and Tsendin L D 2002 Tech. Phys. Lett. 28 1036 +Li J and Dhali S K 1997 J. Appl. Phys. 82 4205 +Lukas C, Spaan M, Schulz-von der Gathen V, Thomson M, Wegst R, Dobele H F and +Neiger M 2001 Plasma Sources Sci. Technol. 10445 +Massines F, Mayoux C, Messaoudi R, Rabehi A and Segur P 1992 Proc. 10th Int. Conf +on Gas Discharges and Their Applications (GD-92) (Swansea) Williams W T Ed +730 +Massines F, Rabehi A, Decomps P, Gadri R B, Segur P and Mayoux C 1998 J. Appl. Phys. +832950 +Miiller I, Punset C, Ammelt E, Purwins H-G and Boeuf J-P 1999a IEEE Trans. Plasma Sci. +2720 +Miiller I, Ammelt E and Purwins H-G 1999b Phys. Rev. Lett. 82 3428 +Niessen W, Wolf 0, Schruft R and Neiger M 1998 J. Phys. D: Appl. Phys. 31542 +Nikonov V, Bartnikas R and Wertheimer M R 2001 J. Phys. D: Appl. Phys. 34 2979 +Radehaus C, Dohmen R, Willebrand Hand Niedernostheide F-J 1990 Phys. Rev. A 42 +7426 +Radu I, Bartnikas R and Wertheimer M R 2003a J. Phys. D: Appl. Phys. 36 1284 +Radu I, Bartnikas R, Czeremuszkin G and Wertheimer M R 2003b IEEE Trans. Plasma +Sci. 31 411 +Salge J 1995 J. de Phys. IV (France) 5 C5-583 +Samoilovich V G, Gibalov V I and Kozlov K V 1997 Physical Chemistry of the Barrier +Discharge (Diisseldorf: DVS-VerJag) (Conrads J P F and Leipold F eds), Original +Russian Edition, Moscow State University 1989 +Steinle G, Neundorf D, Hiller Wand Pietralla M 1999 J. Phys. D: Appl. Phys. 32 1350 +Tanaka M, Yagi Sand Tabata N 1978 Trans. lEE of Japan 98A 57 + +--- Page 301 --- +286 +DC and Low Frequency Air Plasma Sources +Tepper J, Li P and Lindmayer M 2002 Proc. 14th Int. Con! on Gas Discharges and their +Applications (GD-2002) vol I (Liverpool: 2002) 175 +Tochikubo F, Chiba T and Watanabe T 1999 Jpn. J. Appl. Phys. 38 Part I 5244 +Trunec D, Brablec A, St'astny F and Bucha J 1998 Contrib. Plasma Phys. 38435 +Trunec D, Brablec A and Buchta J 2001 J. Phys. D: Appl. Phys. 324 1697 +Wagner H-E, Brandenburg R, Kozlov K Y, Sonnenfeld A, Michel P and Behnke J F 2003 +Vacuum 71 417 +Wendt R and Lange H 1998 J. Phys. D: Appl. Phys. 31 3368 +Xu X P and Kushner M J 1998 J. Appl. Phys. 84 4153 +6.3 Atmospheric Pressure Glow Discharge Plasmas and +Atmospheric Pressure Townsend-like Discharge Plasmas +6.3.1 +Introduction +In 1987, Okazaki and Kogoma (Kanazawa et al 1987) developed a new +plasma in He, which they referred to as atmospheric pressure glow (APG) +discharge plasma. However, Okazaki and Kogoma did not provide sufficient +evidence to prove that the plasma was really a glow discharge. Many +researchers had doubts about whether or not the plasma was in fact a +glow discharge plasma and have referred to this type of plasma by many +other names such as GSD (glow silent discharge), GDBD (glow dielectric +barrier discharge) at atmospheric pressure, APGD (atmospheric pressure +glow discharge), DBD diffuse barrier discharge and homogeneous barrier +discharges at atmospheric pressure (Massines et al 2003, Khamphan et al +2003, Trunec et al 2001, Brandenburg et al 2003, Tepper et al 2002). +Recently, Massines et al (2003) demonstrated that the glow-like plasma in +He in our discharge configuration was indeed a sub-normal glow discharge, +which is very similar to a normal glow discharge. +By contrast, Massines et al (2003) found that the same discharge in N2 is +Townsend-like and thus different from a normal glow discharge. Studies of +this Townsend-like discharge in nitrogen are continued with fine mesh +electrodes (Buchta et al 2000, Tepper et al 2002). Based on these findings, +it is justified to distinguish the discharge plasmas in the two gases, He +and N2, and call one an APG discharge plasma (He) and the other one an +atmospheric-pressure Townsend-like (APT) discharge plasma. +Since the semiconductor industry has achieved great success using +plasma processing, e.g. in the manufacture of microchips, research into +plasma processing has increased significantly worldwide. However, essen- +tially all plasmas used in semiconductor processing are low-pressure plasmas. +On the other hand, there are many applications where the vacuum enclosure. +required for a low-pressure plasma is an obstacle for its technological· use; + +--- Page 302 --- +Atmospheric Pressure Glow Discharge Plasmas +287 +For instance, the high-speed continuous treatment of sheet-like materials is +impossible using a low-pressure plasma. Similarly, materials with a high +vapor pressure cannot readily be exposed to a low-pressure plasma or a +long soft plastic tube may require plasma treatment of the inner surface, +but a low-pressure plasma cannot be generated in the interior of the soft +plastic tube. As a consequence, the development of glow discharges at atmos- +pheric pressure has become an urgent need in many areas. At the same time, +known discharges at atmospheric pressure (for example sparks, barrier +discharges, and arc discharges) could not be used for surface treatment, +because they are not homogeneous. The earliest account of a glow discharge +at atmospheric pressure is in a paper by von Engel et al (1933) where the +authors used cooled metal electrodes in hydrogen gas. Thus, atmospheric- +pressure glow discharges have been generated for some time, but the +principles of their generation and maintenance were never thoroughly +researched until recently. +Our group was among the first to develop a stable homogeneous glow +discharge at atmospheric pressure and our results are described in the +following sections. +6.3.2 Realization of an APG discharge plasma +6.3.2.1 +Three conditions for stabilizing APG discharges +Three conditions (Yokoyama et al 1990) are generally needed to succeed in +producing a stable APG plasma. +(a) The presence of solid dielectric material between discharge electrodes. +(b) A suitable gas passing between the electrodes. +(c) The electric source frequency above 1 kHz. +However, there are situations where not all three conditions are needed. +(aJ +The first condition: dielectric material +The dielectric material assists pulse formation at low frequencies of the +applied voltage in the same way as in an ozone generator (ozonizer), in +which many fine filamentary discharges are generated on the dielectric +plate. In order to generate an APG discharge, the next two conditions +have to be met as well. +Figure 6.3.1 shows a system that has fine metal mesh electrodes. When +this mesh size is about 350-400 #, a stable discharge, which we believe to be +an APT discharge, will be generated even though the other two conditions +are not satisfied (Okazaki et al 1993). For example, in nitrogen, which is +not a gas included in the group of gases that satisfy the second condition +(see below), the mesh electrodes can generate a very stable, homogeneous + +--- Page 303 --- +288 +DC and Low Frequency Air Plasma Sources +Metal foil +Vinyl chloride +Ceramics, t=1.5 mm +Figure 6.3.1. Parallel plate type plasma generator with fine mesh electrodes. +glow plasma at atmospheric pressure and at 50 Hz applied voltage (which is +also outside the range of frequencies that meet the third condition), but the +gap distance between the two dielectric plates for stable operation is only +about 2-3 mm. When only one electrode is covered with a dielectric plate +and when the other electrode consists of many metal needles, an APG +discharge will be generated (Kanazawa et al 1988). This type of plasma +can be used at higher energy than is possible with dielectric plate electrodes +on both electrodes. However, the stability of an APG discharge with a multi- +needle electrode is lower than in that with conventional electrodes. +If a high frequency excitation source is used, pulse formation caused by +charging of the dielectric plate as in the case of a low-frequency source is not +important, but the presence of the dielectric plate prevents the build-up of +high concentration of discharges. +(b) +The second condition: a suitable choice of gas +The use of He as a feed gas, when the first condition is met (i.e. with a +dielectric plate inserted between the electrodes) and when the third condition +met (i.e. when a high frequency source above 1 kHz is used) will result in the +generation of an APG discharge (Yokoyama et at 1990, Kanazawa et al +1988). Other suitable gases such as Ar + ketone at ppm concentrations or +Ar+methane at ppm levels can also be used (Okazaki et aI199l). The use +of pure Ar gas with the first and third conditions met did not result in a +stable APG discharge. The plasma formed was a 'mixture' of a glow-like +plasma with a small number of filamentary discharges. However, the +addition of an extremely small concentration of any ketone changed this +plasma to a stable, uniform glow discharge plasma, whose stability was far +higher than that of a He plasma. However, ketones include oxygen atoms, +which are often undesirable. Thus, in order to remove oxygen completely +from the system, a mixture of methane and Ar was used. The stability of a +plasma using a mixture of methane and Ar is, however, lower than that of +a ketone-Ar mixture. It has been suggested that plasmas in mixtures +containing mostly noble gases are APG discharges (Massines et aI2003). + +--- Page 304 --- +Atmospheric Pressure Glow Discharge Plasmas +289 +( c) +The third condition: the electric source frequency +In addition to satisfying the first and second conditions, the third condition +regarding the frequency of the electric source originally stipulated that the +frequency be above 3 kHz. Subsequently, after 1990, we found that the +frequency limit could be lowered to I kHz. It is only under very special +circumstances that a stable APG plasma can be generated at low frequencies, +for example around 50-60 Hz, unless very fine mesh electrodes were used. +The APG discharge plasmas are generated in the form of very sharp and +narrow discharge current pulses because of the presence of the dielectric. In +particular, the APG plasma pulse is generated with a very high frequency, +which has no direct relationship to the frequencies of the applied electric +source. These discharge current pulses could be observed as a change of +charges which passed across the gap between the electrodes. +The use of very high frequency sources, for example a few hundred kHz, +can generate a stable APG or APT discharge plasma even in nitrogen without +mesh electrodes. The pulse-modulated high frequency discharge can create a +homogeneous glow style even from a very high-pressure system. This would +be a high-temperature plasma, but its duration is very short. +6.3.2.2 Discharge currents styles and discharge mechanisms +The existence of a dielectric barrier between the electrodes is a common feature +in the APG plasma (He), the APT plasma (N2' perhaps the same for O2 and +air), and in an ozone generator (02, air). When a low-frequency source is +applied, the form of the discharge current is quite different in terms of the +number of pulses per half cycle of the applied voltage and the pulse duration. +Figure 6.3.2 shows the current pulses in an APG discharge in pure Ar +and in an Ar-acetone mixture. It is interesting to note that we observed a +333 )!S +333 J.lS +Ar +Acetone/Ar +o +0.6 +o +0.6 +Figure 6.3.2. Pulse current of the APG discharge in pure Ar and acetone-Ar. 3 kHz, Ar +2000 slm, 2.0 kV (Ar), 1.0 kV (acetone-Ar). + +--- Page 305 --- +290 +DC and Low Frequency Air Plasma Sources +He, Ar, N2 +4r---------------, +3 +loscope +-1 +0.2 +0.4 +0.6 +0.8 +Time/ms +Figure 6.3.3. Downstream plasma at atmospheric pressure: R: 50 n, 3 kHz, 1.8 kV, length +of plasma; 2 cm. +number of pulses in pure Ar, but only a single pulse per half cycle in the Ar- +acetone mixture. We characterize an APG discharge as a discharge having a +single pulse per half cycle. Using this criterion, the fine mesh electrode system +was shown to have this unique current pulse frequency in all gases at 50 Hz +(Okazaki et al 1993) and the plasmas generated are thus characterized as +APG or APT discharge plasmas. In spray-type plasma treatment, when the +outer electrode is located downstream as shown in figure 6.3.3, the current +pulse was also observed to be one pulse per half cycle thus classifying the +plasma as an APG or APT discharge plasma. +If a very high voltage is applied, the number of pulses per half cycle will +increase. If the frequency of the applied voltage is low, e.g. between 50 Hz +and 3 kHz, the analysis of the J-V characteristics of the discharge using a +Lissajous figure on an oscilloscope can be used to establish the nature of +the discharge. +The characteristic feature of APG and APT discharges of a single +current pulse per half cycle of the applied voltage suggests that these +discharges develop in a one shot from the entire surface of the dielectrics +in each half cycle. The repetitive formation of filamentary discharges as +seen in an ozone generator does not occur. This is a significant difference +from the silent electric discharge and allows for the possibility of using the +APG and the APT plasma for homogeneous surface treatment. A report +of Kekez et al (1970) concluded that the transition time from a glow +discharge to an arc discharge depends on the kind of gas, the gas pressure, +the discharge gap, and the amount of over-voltage applied. Their finding + +--- Page 306 --- +Atmospheric Pressure Glow Discharge Plasmas +291 +supported our conclusions regarding the formation of an APG discharge, in +particular the fact that a very short current pulse can produce a rapid succes- +sion of glow discharges. +Discharges using fine mesh electrodes were studied extensively by Trunec +et al (1998) and Tepper et al (2002), but the fundamental mechanisms that +generate and sustain the discharges are not yet completely clear and work in +this area is continuing (Golubovskii et al 2002). Applications of discharges +using mesh electrodes, which can generate a homogeneous glow in different +gases, are being pursued by many groups and some unexpected and +unexplained results have been reported. For example, it has been reported +that the mesh has no effect at higher frequencies and, after several hours of +operating an APG discharges, the discharge changes to a filamentary +discharges. This transition can be reversed by using a new mesh. It seems +there is a limit to the useful lifetime of the mesh electrodes (Buchta et aI2000). +6.3.3 Applications of APG discharge and APT discharge plasmas +Many technological applications of APG discharge plasmas have been +pursued. However, in most applications feed gases and gas mixtures other +than air have been used. Thus, these applications are outside the scope of +this book and we refer the reader to the original references for more details +on applications such as the surface modification of inner surfaces of tubes of +polyvinylchloride and surface polymerization applications (Babukutty et at +1999, Okazaki and Kogoma 1993, Rzanek-Borocha et al 2002, Sawada +et al 1995, Kojima et al 2001, Tanaka et al 2001), microwave heating of +powders (Sugiyama et a11998, Yamakawa et aI2003), exhaust gas treatment +(Hong et aI2002), adhesive strength control and surface analysis (Nakamura +et a1199l, Prat et at 1998), spray-type plasma applications at atmospheric +pressure (Nagata et al 1989, Okazaki and Kogoma 1993, Taniguchi et al +1997, Tanaka et al 1999, Tanaka and Kogoma 2001), powder coating +(Mori et al 1998, Nakajima et al 2001, Ogawa et al 2001), sterilization of +cavities and surfaces (Japan patent 1994), and surface treatment of woolen +fabrics (Okazaki and Kogoma 1999). +Perhaps the only application involving air is a marked improvement in +the efficiency of ozone generators using the APG discharge plasma concept. +The use of fine mesh metal electrodes in a dielectric barrier discharge +produced a glow discharge at atmospheric pressure, even though it showed +stability only for a very small gap distance of 2-3 mm, in air, N2, O2 and +other gases. This gap distance, however, is sufficient for an ozone generator. +The ozone formation efficiency in such a reactor was examined (Kogoma et al +1994) and an improvement in efficiency of about 20% over that of a conven- +tional ozone generator was found. These results were confirmed by Buchta +et al 2000 with respect to ozone formation concerning the use of the fine +mesh metal electrodes also by Trunec et a11998, Tepper et a11998. + +--- Page 307 --- +292 +DC and Low Frequency Air Plasma Sources +References +Babukutty Y, Prat Y, Endo K, Kogoma M, Okazaki S and Kodama M 1999 Langmuir 15 +7055 +Brandenburg R, Wagner H-E, Michel P, Trunec D and Stahl D 2003 in Proc. XXVlth Int. +Conference on Phenomena in Ionized Gases, Greifswald, Germany, vol 4, pp 45-46 +Buchta J, Brablec A and Trunec D 2000 Czech. J. Phys SO/53 273. Private discussion with +the group +von Engel A, Seelinger Rand Steenbeck M 1933 Z. Phys. 85144 +Golubovskii Yu B, Maiorov V A, Behnke J and Behnke J F 2002 in Proc. V!lIth Int. +Symp. on High Pressure Low Temperature Plasma Chern., Puhajarve, Estonia, vol +1, pp 53-57 +Hong J, Kim S, Lee K, Lee K, Choi J J and Kim Y K 2002 in Proc. VlIIth Int. Symp. on High +Pressure Low Temperature Plasma Chern., Puhajarve, Estonia, vol 2, pp 360-363 +Japan Patent pending 1994300911/1994 +Japan Patent pending 2002 116459/2002 +Kanazawa S, Kogoma M, Moriwaki T and Okazaki S 1987 in Proc. 8th Int. Symp. on +Plasma Chern., Tokyo, Japan, vol 3, pp 1839-1844 +Kanazawa S, Kogoma M, Moriwaki T and Okazaki S 1988 J. Phys. D: App!. Phys. 21 838 +Kekez M M, Barrault M R and Craggs 1970 J. Phys. D: Appl. Phys. 3 1886 +Khamphan C, Segur P, Massines F, Bordage M C, Gherardi Nand Cesses Y 2003 in Proc. +16th Int. Symp. on Plasma Chern., Taormina, Italy, p 181 +Kogoma M and Okazaki S 1994 J. Phys. D: Appl. Phys. 271985 +Kojima I, Prat R, Babukutty Y, Kodama M, Kogoma M, Okazaki Sand Koh Y J 2001 in +Proc. 15th Int. Symp. on Plasma Chern., Orleans, France, vol VI, pp 2391-2396 +Massines F, Segur P, Gherardi N, Khamphan C and Ricard A 2003 Surface and Coating +Technology 174-175C 8. Private discussion with the group +Mori T, Tanaka K, Inomata T, Takeda A and M Kogoma 1998 Thin Solid Films 316 89 +Nagata A, Takehiro S, Sumi S, Kogoma M, Okazaki Sand Horiike Y 1989 Proc. Jpn. +Symp. Plasma Chern. vol 2, pp 109-115 +Nakajima T, Tanaka K, Inomata T and Kogoma M 2001 Thin Solid Films 386 208 +Nakamura H, Kogoma M, Jinno H and Okazaki S 1991 Proc. Jpn. Symp. Plasma Chern., +vol 4, pp 339-344 +Ogawa S, Takeda A, Oguchi M, Tanaka K, Inomata T and Kogoma M 2001 Thin Solid +Films 386 213 +Okazaki Sand Kogoma M 1993 J. Photopolymer Sci. Tech. 6 339 +Okazaki Sand Kogoma M 1999 in Proc. XXIVth Int. Conference Phenomena in Ionized +Gases, Warsaw, Poland, vol I, pp 123-124 +Okazaki S, Kogoma M and Uchiyama H 1991 in Proc. I!lrd Int. Symp. on High Pressure +Low Temperature Plasma Chern., Strasburg, France, pp. 101-107 +Okazaki S, Kogoma M, Uehara M and Kimura Y 1993 J. Phys. D: Appl. Phys. 26 889 +Prat R, Suwa T, Kogoma M and Okazaki S 1998 J. Adhesion 66 163 +Rzanek-Borocha Z, Schmidt-Szalowski K, Janowska J, Dudzinski K, Szymanska A and +Misiak M 2002 in Proc. VI!lth Int. Symp. on High Pressure Low Temperature +Plasma Chern., Puhajarve, Estonia, vol 2, pp 415-419 +Sawada Y Ogawa Sand Kogoma. M 1995 J. Phys. D: Appl. Phys. 28 1661 +Sugiyama K, Kiyokawa K, Matsuoka H, Itoh A, Hasegawa K and Tsutsumi K 1998 Thin +Solid Films 316 117 + +--- Page 308 --- +Homogeneous Barrier Discharges +293 +Tanaka K and Kogoma M 2001 Plasma and Polymers 6 27 +Tanaka K, Inomata T and Kogoma M 1999 Plasmas and Polymers 4 269 +Tanaka K, Inomata T and Kogoma M 2001 Thin Solid Films 386 217 +Taniguchi K, Tanaka K, Inomata T and Kogoma M 1997 J. Photopolymer Sci. Tech. 10 +113 +Tepper J, Li P and Lindmayer M 2002 in Proc. XIVth Int. Conference on Gas Discharges +and their Applications, Liverpool, voll pp 175-178 +Tepper J, Lindmayer M and Salge J 1998 in Proc. VIth Int. Symp. on High Pressure Low +Temperature Plasma Chem., Cork, Ireland, pp 123-127 +Trunec D, Brablec A and Stastny F 1998 in Proc. VIth Int. Symp. on High Pressure Low +Temperature Plasma Chem., Cork, Ireland, pp 313-317 +Trunec D, Brablec A and Buchta J 2001 J. Phys. D: Appl. Phys. 34 1697 +Yamakawa K, Den S, Katagiri T, Hori M and Goto T 2003 in Proc. 16th Int. Symp. on +Plasma Chem., Taormina, Italy, p 832 +Yokoyama T, Kogoma M, Moriwaki T and Okazaki S 1990 J. Phys. D: Appl. Phys. 23 +1125 +6.4 Homogeneous Barrier Discharges +Recently, research on material processing by non-equilibrium atmospheric +pressure plasmas witnessed a tremendous growth, both at the experimental +and simulation levels. This was motivated by the new technical possibilities +in generating relatively large volumes of non-equilibrium plasmas at or +near atmospheric pressure, in numerous gases and gas mixtures and at low +operating power budgets. Amongst the enabling technologies, the use of +'barrier discharges' has become very prevalent. this started with the use of +the 'dielectric barrier discharge' (DBD) which was developed and improved +upon over several decades (Bartnikas 1968, Donohoe 1976, Kogelschatz +1990, Kogelschatz et al 1997). DBDs use a dielectric material to cover at +least one of the electrodes. The electrodes are driven by voltages in the kV +range and at frequencies in the audio range (kHz). However, new methods +emerged which extended the frequency range down to the dc level. The +resistive barrier discharge (RBD) recently developed by Alexeff and Laroussi +is such an example (Alexeff et a11999, Laroussi et aI2002). The RBD uses a +high resistivity material to cover the surface of at least one of the electrodes. +It is capable of generating a large volume atmospheric pressure plasma with +dc and ac (60 Hz) driving voltages. +The limitations of barrier-based discharges have traditionally been their +non-homogeneous nature both in space and time. DBDs, for example, +exhibit a filamentary plasma structure, therefore leading to non-uniform +material treatment when used in surface modification applications. This +situation led some investigators to search for operating regimes under + +--- Page 309 --- +294 +DC and Low Frequency Air Plasma Sources +which diffuse and homogeneous discharges can be produced. In the late +1980s and early 1990s, Okazaki's group published a series of papers where +they presented their experimental findings regarding the conditions under +which a DBD-based reactor can produce homogenous plasma, at atmos- +pheric pressure (Okazaki et a11993, Yokoyama et a11990, Kanazawa et al +1988). Their work was soon followed by others (Massines et aI1992, 1996, +1998, Gherardi et al 2000, Roth et al 1992) who validated the fact that +non-filamentary plasmas can indeed be produced by DBDs, an outcome +not widely accepted by the research community active in this field at that +time. +In this section, description of the work of several investigators will be +presented. The electrical characteristics, ignition and extinction, stability, +and homogeneity of the discharges will be discussed. +6.4.1 +DBD-based discharges at atmospheric pressure +6.4.1.1 +Experimental set-up +The dielectric barrier discharge (DBD) consists basically of two planar elec- +trodes (sometimes co-axial or adjacent cylinders) made of two metallic plates +(or tubes) covered by a dielectric material and separated by a variable gap +(see figure 6.4.1). When operated at atmospheric pressure, the electrodes +are energized by a high voltage power supply with typical voltages in the +1-20kV range, at frequencies ranging from a few hundred Hz to a few +RF Amplif"rer +& +Impedance +Matching +RF Source +Figure 6.4.1. Dielectric barrier discharge (DBD) configuration. +Metal +Electrode +Dielectric + +--- Page 310 --- +Homogeneous Barrier Discharges +295 +Figure 6.4.2. Diffuse DBD in a helium/air mixture (photo courtesy: M Laroussi, Old +Dominion University). +kHz. To optImize the amount of power deposited in the plasma, an +impedance matching network may be introduced between the power +supply and the electrodes. The electrode arrangement is generally contained +within a vessel or enclosure to allow for the control of the gaseous mixture +used. The dielectric material covering the electrodes plays the crucial role +in keeping the non-equilibrium nature of the discharge. This is achieved as +follows. When a sufficiently high voltage is applied between the electrodes, +the gas breaks down (i.e. ionization occurs) and an electrical current starts +flowing in the gas. Immediately, electrical charges start accumulating on +the surface of the dielectric. These surface charges create an electrical +potential, which counteracts the externally applied voltage and therefore +limits the flow of current. This process inhibits the glow-to-arc transition. +Although traditionally DBDs produce filamentary-type plasmas, under +some conditions, which are discussed later in this section, homogeneous +plasmas can also be generated. Figure 6.4.2 is a photograph of a diffuse, +homogeneous plasma generated by a DBD in an atmosphere of helium +with a small admixture of air. +6.4.1.2 +Current-voltage characteristics +Depending on the operating conditions (gas, gap distance, frequency, +voltage), the current waveform can exhibit multiple pulses per half cycle or + +--- Page 311 --- +296 +DC and Low Frequency Air Plasma Sources +80 +8 +-- Discharge current +60 +................. Power supply voltage, V. 6 +~ +40 +4 +5 20 +2 +E +~ +-< +0 +c.> +0 +0 i +." +bI) +<> +~ -20 +-2 ~ +..c:: +c.> '" 0 -40 +-4 +-60 +-6 +-80 +-8 +0 +20 +40 +60 +80 +100 +Time (~s) +Figure 6.4.3. Current-voltage characteristics of a DBD in N2 (Gherardi et aI2000). +a single wide pulse per half cycle. The presence of multiple current pulses +per half cycle is usually taken as an indication that a filamentary discharge +is established in the gap between the electrodes. Figure 6.4.3 shows the +current and voltage waveforms of a filamentary DBD in nitrogen (Gherardi +et aI2000). On the other hand, diffuse and homogeneous discharges exhibit a +current waveform with a single pulse per half cycle, as shown in figure 6.4.4 +8 +6 +4 +~ +2 +CD +0 +I +~ -2 +-4 +.e +-8 +b +-- V.Power supply Voltag +........ Vg Gas voltage +1,0 +0.8 +0,6 +(') +0,4 E; +~ a +0,2 0. +CD +::l +/,/ :~,; +-0.4 ~ +...,:,'..J +-0.6 +-0,8 ++---....----,r----.----,---.----r---J -1.0 +0 +50 +100 +Time (!IS) +150 +Figure 6.4.4. Current-voltage characteristics of a homogeneous DBD in N2 (Gherardi et al +2000). + +--- Page 312 --- +Homogeneous Barrier Discharges +297 ++ +Figure 6.4.5. Ten nanoseconds (10 ns) exposure time photograph of a diffuse DBD in N2 +(Gherardi et al2000). +(Gherardi et at 2000). However, a single pulse is not a sufficient test to +indicate the presence of homogeneous plasma. Indeed, if a very large +number of streamers are generated in a way that they spatially overlap and +if the measuring instrument is not capable of resolving the very narrow +current pulses, a wide single pulse can be displayed. Gherardi et at (2000) +used high-speed photography as a second diagnostic method to visually +inspect the structure of the discharge channel. Under conditions leading to +a homogeneous plasma, photographs taken with exposure times in the +order of streamers lifetime (1-10 ns) show a luminous region extending +uniformly over the whole electrode surface (see figure 6.4.5). In contrast, +when the plasma is filamentary, several localized discharges are clearly visible +(figure 6.4.6). Important physical differences between the characteristics of +the plasma in a streamer (or microdischarge) and that of a diffuse plasma +are to be noted (for details, see section 6.2). Of practical importance are +the electron number density, ne, and kinetic temperature, Te. In a streamer +ne and Te are in the 1014_10 15 cm-3 and 1-10 eV range, respectively, while +in a diffuse discharge ne and Te are in the 109_10 11 cm-3 and 0.2-5eV +range, respectively. +6.4.1.3 Discharge homogeneity conditions +The idea of using electrodes covered by a dielectric material to generate a +stable non-equilibrium plasma at high pressures is actually an old idea +dating from the time Siemens used a discharge to generate ozone (Siemens +1857). However, up until recently the plasma produced by DBDs was fila- +mentary in character, being made of a large number of streamers or micro- +discharges randomly distributed across the dielectric surface (Kogel schatz +et at 1997). However, Kanzawa et at (1988) showed that, under specific ++ +Figure 6.4.6. Ten nanoseconds (10 ns) exposure time photograph of a filamentary DBD in +N2 (Gherardi et al 2000). + +--- Page 313 --- +298 +DC and Low Frequency Air Plasma Sources +conditions, the plasma could be homogeneous. These conditions are (1) +helium used as a dilution gas and (2) the frequency of the applied voltage +must be in the kHz range. These conclusions were purely empirical, based +on more or less experimental trial and error. Similarly, Roth et al (1992) +used helium and a low frequency rf source (kHz range) to produce a homo- +geneous discharge in their device, the 'one atmosphere uniform glow +discharge plasma' (OAUGDP). The OAUGDP is a DBD-based reactor. +They also concluded, based on experimental trials, that helium and the +frequency range are the critical parameters, which can lead to a homoge- +neous plasma at atmospheric pressure. Roth (1995) attempted to explain +the frequency range where the homogenous discharge could exist by what +he termed the 'ion trapping' mechanism. This idea is based on driving the +electrodes by high rf voltages, which induce an electrical field that oscillates +at a frequency that is high enough to trap the ions but not the electrons in the +space between the electrodes. The electrons ultimately reach the electrodes +where they recombine or form a space charge. This theory, however, is +different from what has been demonstrated by various modeling results +(Kogelschatz 2002). Another argument is the fact that in a highly collisional +regime one cannot trap charged particles by a single axially uniform electric +field (the axis normal to the plane of the electrodes in this case), even if it is +oscillating. Furthermore, collective effects were not taken into account. For +example if the ions were trapped and the electrons drifted towards the +electrodes, an ambipolar electric field would be established in such a way +as to repel the electrons away from the electrodes and towards the ions, a +mechanism not taken into account in the proposed analysis. +Massines et al (1998) presented a very different theory, which seems to +be well supported by experimental and modeling works. The main idea +behind Massines' theory is that since the plasma generated by a DBD is +actually a self-pulsed plasma, a breakdown of the gas under low electric +field between consecutive pulses is possible due to trapped electrons and +metastable atoms. These seed particles allow for a Townsend-type break- +down instead of a streamer-type, leading to continued discharge conditions +even when the electric field is small. In the case of helium, a density of seed +electrons greater than 106 cm -3 was found to be sufficient to keep the +plasma ignited under low field conditions (Gherardi et al 2000). The seed +electrons are electrons left over from the previous pulse and those generated +via Penning ionization emanating from metastable atoms. In the case of +nitrogen, Gherardi reported that the meta stables play the dominant role in +keeping the discharge ignited between pulses. Their concentration depends +strongly on the nature of the surface of the dielectric material, which is a +source of metastable-quencher species. +Using a one-dimensional fluid model, Massines calculated the distri- +butions of the electric field, the electron density, and the ion density, and +showed that the homogeneous DBD exhibits a structure identical to the + +--- Page 314 --- +,....., += +~ +>- +N 0 ...... +'-" +"'0 +Q) +~ +(,) +'.6 +(,) +<1) +~ +Homogeneous Barrier Discharges +299 +100 +75 +50 +25 +Positive column +-- Electric field +~ +Ion density +---l>- Electron density +Negative +glow + +Faraday cathode +. dark space +fall +O.~~~~~~~~~~~~-L~ +0,0 +0,1 +0,2 +0,3 +A +Position (cm) +20 +15 i +a: +(11 +fIl +10 ';::: +o o +Figure 6.4.7. Electric field, electron density, and ion density spatial distributions between +the anode and the cathode of a diffuse DBD in helium (Mas sines et aI1998). +normal glow discharge (positive column, Faraday dark space, negative glow, +etc.). Figure 6.4.7 shows such spatial distributions between the anode and +cathode of a homogeneous DBD (Mas sines et aI1998). +6.4.2 The resistive barrier discharge (RBD) +To extend the operating frequency range, a few methods were proposed. +Okazaki used a dielectric wire mesh electrode in a DBD to generate a glow +discharge at a frequency of 50 Hz (Okazaki et aI1993). Alexeff and Laroussi +(1999, 2002a,b) proposed what came to be known as the resistive barrier +discharge (RBD). The RBD can be operated with dc or ac (60 Hz) power +supplies. This discharge is based on the dielectric barrier (DB) configuration, +but instead of a dielectric material, a high resistivity (few MO·cm) sheet is +used to cover one or both of the electrodes (see figure 6.4.8). The high resis- +tivity sheet plays the role of a distributed resistive ballast which inhibits the +discharge from localizing and the current from reaching a high value, and +therefore prevents arcing. It was found that if helium was used as the ambient +gas between the electrodes and if the gap distance was not too large (5 cm and +below), a spatially diffuse plasma could be maintained for time durations of +several tens of minutes. Figure 6.4.9 shows the discharge structure when +helium was used. However, if air was mixed with helium (> 1 %) the discharge +formed filaments which randomly appeared within a background of more +diffuse plasma. This occurred even when the gap distance was small (Laroussi +et aI2002a). + +--- Page 315 --- +300 +DC and Low Frequency Air Plasma Sources +115 +V +60Hz +Figure 6.4.8. The resistive barrier discharge (RBD) configuration. +6.4.2.1 +Current-voltage characteristics +resistivity +material +The RBD can be operated under dc or ac modes. Even when operated in the +dc mode, the discharge current was found to be a series of pulses, suggesting +that, like the DBD, the RBD is also a self-pulsed discharge. Figure 6.4.10 +shows the current waveform and the output signal of a photomultiplier +tube (PMT), when a dc voltage of 20 kV was applied. The current pulses +are a few microseconds wide and occur at a repetition rate of a few tens of +kHz. The PMT signal correlates very well with the current. The pulsed +nature of the discharge current can be explained by the combined resistive +and capacitive nature of the device. When the gas breaks down and a current +of sufficient magnitude flows, the equivalent capacitance of the electrodes +becomes charged to the point where most of the applied voltage starts +appearing across the resistive layer of the electrodes. The voltage across +the gas then becomes too small to maintain a discharge and the plasma +extinguishes. At this point, the equivalent capacitor discharges itself through +the resistive layer, hence lowering the voltage across the resistive layer and +increasing the voltage across the gas until a new breakdown occurs (Wang +et aI2003). +Figure 6.4.9. Photograph of a diffuse RBD in helium (Laroussi et at 2002a). + +--- Page 316 --- +Homogeneous Barrier Discharges +301 +Figure 6.4.10. RBD current waveform under dc excitation. Lower waveform is PMT +signal. Horizontal scale is 2llsjsquare. +The RBD offers a very practical solution to generate relatively large +volumes of low temperature plasma for processing applications and bio- +medical applications (Laroussi 2002). For homogeneity purposes, helium +was found to be necessary as the main component of the ambient gas mixture +between the electrodes. Introduction of air renders the discharge filamentary. +If only air is used, plasma can still be initiated for small gaps (millimeters). +However, in this case, the structure of the plasma is spatially non-uniform. +6.4.3 Diffuse discharges by means of water electrodes +Although the use of liquid cathodes (such as electrolytes) to generate a +discharge has been around for some time (Davies and Hickling 1952), only +recently have some investigators applied it to specifically producing diffuse +plasmas in air (Andre et at 2001, Laroussi et at 2002b). Andre used two +streams of water as electrodes. A non-equilibrium discharge was ignited +between the two streams (few millimeters apart) by means of a dc power +supply (applied dc voltage ",,3 kV). They reported a current density in the + +--- Page 317 --- +302 +DC and Low Frequency Air Plasma Sources +Water cooling +Metal electrode +Water-electrode +To power source +Figure 6.4.11. Discharge configuration with water as a lower electrode (Laroussi et al +2002b). +0.2-0.25 A cm -2 range. Laroussi used one water electrode (static or flowing +water) and as a second electrode a water-cooled metal disk (see figure +6.4.11). The discharge was ignited in the gap between the disk-shaped +electrode and the surface of the water by means of an ac power supply +(applied voltage ",,13 kV, frequency 60 Hz). The plasma generated by this +method is diffuse but not necessarily spatially uniform. Figure 6.4.12 +Figure 6.4.12. Visual structure of the discharge. Water electrode is at the bottom (Laroussi +et al2002b). + +--- Page 318 --- +Homogeneous Barrier Discharges +303 +..... +:-, . +~" +2 +Figure 6.4.13. Axial and radial distribution of light from the discharge (Laroussi et at +2003). +shows a typical visual structure of the plasma (Laroussi et aI2003). The top, +which is the location of the metal disk electrode, exhibits a more intense +region, whiter in color than the rest of the column. Next to the surface of +the water electrode (bottom), the plasma is more violet in color and rather +filamentary. This filamentation is due to the fact that, before breakdown +occurs, under the influence of the applied electric field, the water surface +develops a number of 'ripples'. These ripples offer sharp curvature points +with high electric fields at their tips, which ignite numerous local discharges +across the water surface. Figure 6.4.13 shows the axial distribution of light +intensity emitted by the discharge. The emission is most intense near the +metal electrode (located at z = 0 cm), exhibits a nearly constant plateau +along most of the gap, then a dark space at about 3 mm from the water +surface (located at z = 2 cm). +6.4.3.1 +Temporal evolution of the plasma structure +In order to characterize the temporal evolution of the plasma structure, a high- +speed CCD camera was used to take pictures for different values of the +discharge current (Lu and Laroussi 2003). Figures 6.4.l4(a), (b) correspond +to the positive and negative peaks of the discharge current, respectively. The + +--- Page 319 --- +304 +DC and Low Frequency Air Plasma Sources +(a) +(b) +Figure 6.4.14. (a) Discharge structure in air (exposure time is 100/!s) when current is at +positive peak (water electrode is the cathode). Water electrode is the bottom electrode +(2). Gap distance is 1.3 cm (Lu and Laroussi 2003). (b) Discharge structure in air when +current is at negative peak (water electrode is the anode). Same conditions as in (a) (Lu +and Laroussi 2003). +exposure time is 100 ~s. Figure 6.4. 14(a) shows that when the water electrode is +the cathode the plasma takes the shape of a relatively wide column (about +9 mm wide) but is not visually bright. In contrast, when the water electrode +becomes the anode (during the second half cycle of the voltage, figure +6.4. 14(b)), the plasma appears as a brighter but narrower column (about +5 mm wide). Structures similar to the dc glow discharge, such as Faraday +dark space, negative glow, positive column, and anode dark space, are clearly +visible. The 'cathode fall' region is on the metal electrode side. However, when +the water electrode is the cathode (figure 6.4.l4(a)), the plasma exhibits multi- +contact points at the water surface with several localized discharges. These are +followed by a dark space, then a single wide bright region, and finally a dark +space near the anode (top electrode). The 'cathode fall' region is on the water +electrode side. Here, the electric field is high, contributing to the ignition of +several local discharges at the rippled surface of the water. It was also found +that the discharge always ignites at the water surface and propagates towards +the metal electrode at velocities approaching 1 km/s (Lu and Laroussi 2003). +This velocity is much smaller than that of streamer heads (",100 km/s) gener- +ated in DBDs, suggesting that the breakdown mechanism in this discharge is +not similar to the usual electron-driven avalanche. +6.4.3.2 Electron density and gas temperature measurements +The electron number density, ne , was estimated from the electrical par- +ameters of the discharge: the electric field E, the current density j, and + +--- Page 320 --- +References +305 +electron collision frequency Ve: +j = neiEjmeve +where e and me are the electronic charge and mass respectively. Under high +pressure and low temperature conditions the electron collision frequency is +dominated by electron-neutral collisions. Assuming that the collision +cross-section is weakly dependent on temperature, Ve is related to the electron +temperature as T~/2. For current densities in the range 0.01-1 A/cm2 , +electron number densities 1010_1012 cm -3 were calculated. +In order to determine the background gas temperature, the simulated +spectra of the 0-0 band of the second positive system of nitrogen were +compared with experimentally measured spectra. Because of the low energies +needed for rotational excitation and the short transition times, molecules +in the rotational states and the neutral gas molecules are in equilibrium. +Consequently, the rotational temperature also provides the value of the +gas temperature. Using this method, Lu and Laroussi (2003) measured gas +temperatures in the 800-900 K range when the water electrode is the cathode, +and in the 1400-1500K range when the water electrode is the anode. +References +Alexeff I and Laroussi M 2002 'The uniform, steady-state atmospheric pressure dc plasma' +IEEE Trans. Plasma Sci. 30(1) 174 +Alexeff I, Laroussi M, Kang Wand Alikafesh A 1999 'A steady-state one atmosphere +uniform dc glow discharge plasma' in Proc. IEEE Int. Conf Plasma Sci. p. 208 +Andre P, Barinov Y, Faure G, Kaplan V, Lefort A, Shkol'nik S and Vacher D 2001 +'Experimental study of discharge with liquid non-metallic (tap-water) electrodes +in air at atmospheric pressure' J. Phys. D: Appl. Phys. 34 3456 +Bartnikas R 1968 'Note on discharges in helium under ac conditions' Brit. J. Appl. Phys. +( J. Phys. D.) Ser. 2 1 659 +Davies R A and Hickling A 1952 J. Chem. Soc. Glow Discharge Electrolysis Part 13595 +Donohoe K G 1976 'The development and characterization of an atmospheric pressure +non-equilibrium plasma chemical reactor' PhD Thesis, California Institute of +Technology, Pasadena +Gherardi N, Gouda G, Gat E, Ricard A and Massines A 2000 'Transition from glow +silent discharge to micro-discharges in nitrogen gas' Plasma Sources Sci. Technol. +9340 +Kanazawa S, Kogoma M, Moriwaki T and Okazaki S 1988 'Stable glow at atmospheric +pressure' J. Phys. D: Appl. Phys. 21 838 +Kogelschatz U 1990 'Silent discharges for the generation of ultraviolet and vacuum ultra- +violet excimer radiation' Pure Appl. Chem. 62 1667 +Kogelschatz U 2002 'Filamentary, patterned and diffuse barrier discharges' IEEE Trans. +Plasma Sci. 30(4) 1400 +Kogelschatz U, Eliasson Band Egli W 1997 'Dielectric-barrier discharges: principle and +applications' J. Physique IV 7(C4) 47 + +--- Page 321 --- +306 +DC and Low Frequency Air Plasma Sources +Laroussi M 2002 'Non-thermal decontamination of biological media by atmospheric +pressure plasmas: review, analysis and prospects' IEEE Trans. Plasma Sci. 30(4) +1409 +Laroussi M, Alexeff A, Richardson J P and Dyer F F 2002a 'The resistive barrier +discharge'IEEE Trans. Plasma Sci. 30(1) 158 +Laroussi M, Malott C M and Lu X 2002b 'Generation of an atmospheric pressure non- +equilibrium diffuse discharge in air by means of a water electrode' in Proc. Int. +Power Modulator Conj, Hollywood, CA pp 556-558 +Laroussi M, Lu X and Malott C M 2003 'A non-equilibrium diffuse discharge in atmos- +pheric pressure air' Plasma Sources Sci. Technol. 12(1) 53 +Lu X and Laroussi M 2003 'Ignition phase and steady-state structures of a non-thermal air +plasma' J. Phys. D: Appl. Phys. 36 661 +Massines F, Mayoux C, Messaoudi R, Rabehi A and Segur P 1992 'Experimental study of +an atmospheric pressure glow discharge application to polymers surface treatment' +in Proc. GD-92, Swansea, UK, vol. 2, pp 730-733 +Massines F, Gadri R B, Decomps P, Rabehi A, Segur P and Mayoux C 1996 'Atmospheric +pressure dielectric controlled glow discharges: diagnostics and modelling' in Proc. +ICPIG XXII, Hoboken, NJ 1995, Invited Papers, AlP Conference Proc. vol. 363, +pp 306-315 +Massines F, RabehiA, Decomps P, Gadri R B, Segur P and Mayoux C 1998 'Experimental +and theoretical study of a glow discharge at atmospheric pressure controlled by a +dielectric barrier' J. Appl. Phys. 8 2950 +Okazaki S, Kogoma M, Uehara M and Kimura Y 1993 'Appearance of a stable glow +discharge in air, argon, oxygen and nitrogen at atmospheric pressure using a +50 Hz source' J. Phys. D: Appl. Phys. 26 889 +Roth J R 1995 Industrial Plasma Engineering, vol. I (Bristol and Philadelphia, PA: lOP +Publishing) pp 453-463 +Roth J R, Laroussi M and Liu C 1992 'Experimental generation of a steady-state glow +discharge at atmospheric pressure' in Proc. 27th IEEE ICOPS, Tampa, FL, +paper P21 +Siemens W, 1857 Poggendorfs Ann. Phys. Chern. 1266 +Wang X, Li C, Lu M and Pu Y 2003 'Study on Atmospheric Pressure Glow Discharge' +Plasma Source Science and Technology 12(3) 358 +Yokoyama T, Kogoma M, Moriwaki T and Okazaki S 1990 'The Mechanism of the +stabilized glow plasma at atmospheric pressure' J. Phys. D: Appl. Phys. 23 1125 +6.5 Discharges Generated and Maintained in Spatially Confined +Geometries: Microhollow Cathode (MHC) and Capillary +Plasma Electrode (CPE) Discharges +Two discharge types that have been used successfully to generate and +maintain atmospheric-pressure plasmas in air are microhollow cathode +(MHC) and capillary plasma electrode (CPE) discharges. Common to both +discharges is the fact that they are created in spatially confined geometries, + +--- Page 322 --- +Discharges Generated in Spatially Confined Geometries +307 +whose critical dimensions are in the range 10--500 /lm. The MHC discharge is +based on the concept of the well-known low-pressure hollow cathode (HC) +and, in essence, represents an extension of the HC discharge to atmospheric +pressure. The CPE discharge, which uses electrodes with perforated dielectric +covers, may be thought of as a variant of the dielectric barrier discharge +(DBD). However, the perforated dielectric cover creates an array of +capillaries, which critically determine the properties of the discharge and +distinguish the CPE discharge properties from those of a DBD. A discharge +type which was derived from MHC discharges, but is not based on the hollow +cathode effect, has recently been added to the list of spatially confined micro- +discharges: the cathode boundary layer (CBL) discharge. Although this +discharge has so far only been operated in noble gases, a brief discussion +ofCBL discharges has been included, because of its potential for the genera- +tion of 'two-dimensional' plasmas in atmospheric pressure air. +6.5.1 +The microhollow cathode discharge +It is illustrative to start with a brief review of the hollow cathode (HC) +discharge. HC discharges have been widely used since the early part of the +20th century, primarily as high-density, low-pressure discharge devices for +a variety of applications (Paschen 1916, Giintherschulze 1923, Walsh +1956). An HC discharge device consists of a cathode with hollow structure +(hole, aperture, etc.) in it and an arbitrarily shaped anode (figure 6.5.1). +Two scaling laws determine the properties of the discharge. The product +pd of the pressure p and the anode--cathode separation d obeys the well- +known Paschen breakdown law, which applies to all discharges and +determines the required breakdown voltage for given values of p, d, and +the operating gas (Paschen 1916, White 1959). +A scaling law that is unique to the HC discharge involves the product pD +of the pressure p and cathode opening D. If the product pD is in the range +from 0.1 to 10 torr cm, the discharge develops in stages, each with a distinc- +tive I-V characteristics. At low currents, a 'pre-discharge' is observed, which +is a glow discharge whose cathode fall region is generally outside the cathode +structure. Under these circumstances, there is a single region of positive space +charge and the electrons follow a path that is essentially determined by the +direction of the vacuum electric field between cathode and anode in the +absence of a discharge. As the current increases, the positive space charge +region moves closer to the cathode and eventually enters the hollow cathode +structure. Now a positive column, which serves as a virtual anode, is formed +along the axis of the cathode cavity between two separate cathode sheath +regions. This results in a change in the electric field distribution within the +hollow cathode. The electric field, which was initially axial, now becomes a +radial field and a potential 'trough' is created within the cavity. This +trough causes a strong radial acceleration of the electrons towards the + +--- Page 323 --- +308 +DC and Low Frequency Air Plasma Sources +r Anode +Cathode +d +Pre.alre p +Figure 6.5.1. General hollow cathode geometry. +axis, which may lead to an oscillatory motion of the electrons (,pendulum +electrons'; Giintherschulze 1923, Walsh 1956, Helm 1972, Stockhausen and +Kock 2001) when they are accelerated into the virtual anode and then +repelled at the opposing cathode fall. This may result in an oscillatory +motion with ever-decreasing amplitude between the two opposite cathode +fall regions. Thus, the path length of the electrons is increased and these +pendulum electrons can undergo many ionizing collisions with the back- +ground gas. Furthermore, energetic particles within the cathode hole such +as ultraviolet photons and metastables have a high probability of producing +secondary electrons at the cathode surface, which, in turn, can lead to further +ionization and excitation events. +In the transition from an axial pre-discharge to a radial discharge, +the sustaining voltage drops as the current increases (Fiala et at 1995). +The discharge has a 'negative differential' resistance, a mode which is +traditionally referred to as the 'hollow cathode' mode. As the current is +increased further, the cathode layer expands over the surface of the planar +cathode outside the hole. The current-voltage characteristic becomes that +of a normal glow discharge with constant voltage at increasing current. +Ultimately, when the cathode layer reaches the boundaries of the cathode, +any further current increase requires an increase in discharge voltage: the +discharge changes into an abnormal glow discharge. +HC discharges are known to have electron energy distributions that are +strongly non-Maxwellian and contain a significant amount of very energetic +electrons. Most of the earlier diagnostics studies (Gill and Webb 1977) of +the electron energy distribution function in HC devices were carried out +for low-pressure HC discharges. These studies found copious amounts of +electrons with energies well above 10 e V and a tail extending up to the +plasma operating voltage. Furthermore, a fraction of high-energy 'beam' +electrons was measured with energies near the plasma voltage. These are +electrons that were accelerated across the full potential of the cathode fall. +Efforts to increase the operating pressure ofHC discharges date back to +the late 1950s (White 1959, Sturges and Oskam (1964)). The so-called + +--- Page 324 --- +Discharges Generated in Spatially Confined Geometries +309 +'White-Allis' similarity law relates the discharge sustaining voltage V to the +product (PD) and the ratio (l / D), where I is the discharge current. As a +consequence of this law, operation of a HC discharge at higher pressures +can be accomplished by reducing the size D of the hole in the cathode. The +lowest value of pD for which the scaling law holds is determined by the con- +dition that the mean free path for ionization cannot exceed the hole diameter +(Helm 1972). For argon, the minimum pD value (Giintherschulze 1923) is +0.026 torr cm. Empirically, upper bounds for pD in the rare gases are +around 10 torrcm, but less for molecular gases (Gewartkowski and +Watson 1965). Physically, the upper limit is determined by the condition +that the distance between 'opposite' cathodes cannot exceed the combined +lengths of the two cathode fall regions plus the glow region. This would +lead to an upper limit (Schoenbach et al 1997), in pD for argon of about +1 torr cm, which is almost about a factor of 10 less than the empirically estab- +lished upper limit. As a result, high-pressure operation of a HC discharge at +or near atmospheric pressure in the rare gases is possible, but requires small +hole sizes in the cathode. Based on the upper limit of the product pD, atmos- +pheric-pressure operation in the rare gases would require hole sizes of about +10 ~m assuming that the gas is at room temperature. Empirically, stable HC +operation at atmospheric-pressure in the rare gases has been observed +(Schoenbach et al 2000) for holes sizes as large as 250 ~m. This indicates +that physical processes other than pendulum-electron coupling between +'opposite' cathodes must be present to account for the negative differential +resistance and the discharge stability at high pD values. +Discharges of this hollow cathode discharge type have been studied by a +number of groups and, dependent on particular electrode geometry or on +their arrangements in arrays, they have been named differently. In some case, +they are just named 'microdischarges' as by the group at the University of Illi- +nois (Frame et a11997) and that at Caltech (Sankaran and Giapis 2001). In +another case, where the electrode configuration was designed for parallel opera- +tion, the discharges are named by the group at the University of Frankfurt and +the University of Dortmund, Germany, 'microstructured electrode arrays' +(penache et al 2000). For cylindrical hollow cathode discharges, the term +'microhollow cathode discharge' (MHCD) was coined by the group at Old +Dominion University (Schoenbach et al 1996). This name is being used by +several other groups, who work with micro discharges based on the hollow +cathode principle, such as the group at the Steven Institute of Technology +(Kurunczi et al 1999), the University of Erlangen, Germany (Petzenhauser +et al 2003), the University of California, Berkeley (Hsu and Graves 2003), +the group at Yonsai University, Korea (Park et al2003), the National Cheng +Kung University, Taiwan (Guo and Hong 2003), and at the Institute for +Low Temperature Plasma Physics in Greifswald, Germany (Adler et al2003). +Most of the experimental studies in high-pressure hollow cathode +discharges have so far been performed in rare gases and rare gas halide + +--- Page 325 --- +310 +DC and Low Frequency Air Plasma Sources +mixtures. But there is an increasing emphasis on their use in atmospheric +pressure air, or at least mixtures of gases containing air. The following +sections will give an overview of the various electrode geometries and +modes of operation, their plasma parameter range, and some applications. +6.5.1.1 +Electrode geometries, materials, and fabrication techniques +Any hollow cathode discharge electrode geometry needs to satisfy the +condition that surfaces of the cathode facing each other need to be separated +by a distance such that the high-energy electrons generated in one cathode +fall can reach the opposite cathode fall. Such cathode geometries can be +parallel plates, holes of any shape in a solid cathode, slits in the cathode, +and spirals (Schaefer and Schoenbach 1990). For microhollow cathode +discharges, initially, cylindrical holes were used to generate the hollow +cathode effect (White 1959, Schoenbach et al 1996, Frame et al 1997). +These geometries have been extended to micro tubes with the anode at the +orifice (Sankaran and Giapis 2002) or inserted through the walls (Adler +et aI2002), and microslots (Yu et al 2003). Paralleling the microholes has +resulted in micro arrays (Shi et al 1999, Park et al 2000, Schoenbach et al +2003, Allmen et a12003, Penache et a12000, Guo and Hong 2003). Adding +microdischarges in series has allowed increasing the light emission (El- +Habachi et a12000, Vojak et al200 1), and may possibly lead to laser emission +(Allmen et al 2003). Common to all these geometries are the dimensions +of the cathode hollow, which are on the order of 100 11m. Cross-sections of +electrode geometries used by the various groups are shown in figure 6.5.2. +Electrode materials range from refractive metals to semiconductors. +Whereas mainly molybdenum has been used for high current (> 1 rnA) +discharges (Schoenbach et al 2003, Kurunczi et a11999, Petzenhauser et al +2003), nickel, platinum, silver and copper were used as the electrode material +for microhollow cathode discharges and discharge arrays at lower currents +(generally in the sub-rnA range for individual holes in microdischarge +arrays) (Allmen et a12003, Park et a12003, Penache et al 2000). The group +at the University of Illinois has early-on concentrated on silicon as material +(Frame et a11997, Chen et at 2002) a material which allows use of micro- +machining techniques. Stainless steel was the choice for micro tube cathodes +(Sankaran and Giapis 2003). Generally, the choice of electrode materials +seems so far to be determined by available fabrication techniques, and the +ability to withstand high temperature operation, rather than being guided +by the physics of cathode and anode fall. +The dielectric material was mica in initial experiments, but was replaced +soon by alumina and other ceramics. In some cases polymers have been used +to generate flexible micro discharge arrays (Park et at 2000, Pen ache et al +2000). Such materials are well versed for discharges in rare gases or rare +gas-halide mixtures, where the gas temperature is relatively low. However, + +--- Page 326 --- +Discharges Generated in Spatially Confined Geometries +311 +A +a) +- +'" -=."-,,,~ .. ;;- - ... c -- d) +b) +A +C +c) _." ..• " ....... A +,., .... ,., ... , +•• +.•• +C +--------- +A +e) +A f) +Figure 6.5.2. Various hollow cathode electrode configurations either used for single +discharges or as an 'elementary cell' in arrays. (a) Old Dominion University, USA; Univer- +sity of Illinois, Urbana-Champaign, USA; Hyundai Research and Development Center, +Korea. (b) University of Illinois, Urbana-Champaign, USA. (c) Old Dominion University, +USA; Stevens Institute of Technology, USA; University of Illinois, Urbana-Champaign, +USA; University of Erlangen, Germany; University of Frankfurt, Germany; University +of Dortmund, Germany; Caltech, USA; University of California, Berkeley, USA; National +Cheng Kung University, Taiwan. (d) Institute for Low Temperature Plasma Physics, +Greifswald, Germany. (e) Caltech, USA. (f) Colorado State University, USA +for microdischarges in air the material choices are limited. The high gas +temperatures (",2000 K) in air micro hollow cathode discharges (Block et al +1999) require the use of dielectrics and electrode materials with high melting +points, such as alumina and molybdenum, respectively. +The microholes in such discharge geometries have initially been drilled +mechanically (White 1959, Schoenbach et a11996) or milled ultrasonically +(Frame et al 1997), with hole diameters of >200 !lm. For cylindrical holes +with smaller diameter in metals, laser drilling has been the method of +choice. For the fabrication of large arrays, silicon bulk micromachining +techniques have been successfully used (Chen et aI2002). +6.5.1.2 +Array formation of micro discharges +The application of microdischarges generally requires the arrangement of +these discharges in arrays. Such arrays may consist of discharges placed in +parallel or in series, or both. Placing the discharges in parallel allows +plasma layers to form which could be used as flat plasma sources or as +flat light sources. If operated in discharge modes where the current-voltage +characteristic has a positive slope, the discharges can be arranged in parallel +without individual ballast. This includes operation in the predischarge mode +or in an abnormal glow mode. +Parallel operation in the predischarge mode, without individual ballast +has been demonstrated by the group at Old Dominion University (Schoen- +bach et al 1996), the University of Illinois (Frame and Eden 1998, Eden + +--- Page 327 --- +312 +DC and Low Frequency Air Plasma Sources +et at 2003), the University of Frankfurt and University of Dortmund, +Germany (Pen ache et al 2000), and the National Cheng Kung University, +Taiwan (Guo and Hong 2003). The reference list is by no means exhaustive +(only the first published refereed journal publications or papers in conference +proceedings for each group are listed), since most of the groups, particularly +the group at the University of Illinois, have published extensively on this +topic. Because of the relatively low current required for operation in this +phase, electrode materials and dielectrics do not need to withstand high +thermal loading, and can therefore be fabricated of semiconductor materials +(Chen et a12002, Penache et al2000). +Operation in the range of an abnormal glow discharge requires a +confined cathode surface. This has been achieved by using a second layer +of dielectric material which covers the face of the cathode, and allows the +discharge only to develop inside the cathode hole (Miyake et al 1999). +Another possibility of generating arrays in the abnormal glow mode is to +use a geometry as shown in figure 6.5.2a, where the cathode surface is +confined to the hole. An example of such an electrode structure with limited +cathode area is shown in figure 6.5.2c (Schoenbach et aI1997). A series of 30 +microholes are placed along a line, with distances of 350 11m between hole +centers. The cathode area was limited by a dielectric (alumina) to a stripe +250 11m wide. The anode was placed on one side on top of the 250 11m thick +dielectric. The gas was a mixture of 1.5% Xe, 0.03% HCl, 0.06% H2, and +98.41 % Ne. When a voltage of 190 V was applied the microdischarges +turned on one after another until the entire set of discharges was ignited. +When all discharges were on, the current-voltage characteristic turned +positive since all discharges were now operating in an abnormal glow mode. +In the range of operation where the current-voltage characteristic has +a negative slope (hollow cathode mode) or is flat (normal glow mode) it +is also possible to generate arrays by using distributed resistive ballast. +This has been demonstrated by using semi-insulating silicon as the anode +material (Shi et al 1999). The use of multilayer ceramic structures where +each microdischarge has been individually ballasted, with the resistors +produced and integrated into the structure by a thick film process, has +allowed the generation of arrays 13 x 13 microdischarges (Allmen et al +2003). +Arranging the micro discharges in series, rather than in parallel (as was +discussed above) is motivated by the increased radiant excimer emittance. +Since the excimer gas does not reabsorb the excimer radiation, the excimer +irradiance generated by n discharge plasmas along a common axis should +be n times that of a single discharge. A second application for a string of +discharges would be its use as an excimer laser medium. A simple estimate +of the power density in a string of micro discharges indicates that small +signal gains of >O.l/cm are obtainable (El-Habachi et al 2000). First +experiments with two discharges in series have demonstrated doubling of + +--- Page 328 --- +Discharges Generated in Spatially Confined Geometries +313 +the studied XeCI excimer irradiance (EI-Habachi et al 2000). The stable +operation of three neon discharges in series in a ceramic discharge device +has been demonstrated by Vojak et al (2001). Allmen et al (2003), have +extended such a system to seven sections with an active length of approxi- +mately 1 cm, and have found indications of gains for 460.30 nm transition +of Xe +, making this the first example of a micro discharge optical amplifier. +6.5.1.3 +Modes of operation +MHCDs are direct current devices, but are not necessarily restricted to dc +operation. They have been successfully operated in the pulsed mode as +well as in ac and rf modes. Sustaining voltages range from 150 to 500 V, +depending on the discharge current, the type of gas, and on the electrode +material. Lowest voltages are obtained with rare gases, highest voltages are +measured for attaching gases, or mixtures, which contain attaching gases, +such as air. The dc voltage-current characteristics of micro hollow cathode +discharges show distinct regions. An example for such a characteristic is +shown in figure 6.5.3 for a discharge in xenon at 760 torr, together with +• +a +b +c +205~--------------------------------. 50 +G- +O) +0> +~ 200 +> +0) +0> +.... +~ +() 6 195 +Xe +"' +• +Discharge Voltage +/ ... +D= 250 llm +.... +~. +p = 750 Torr +Radiant Power +.1('" +~/~:~~:1-. +................... ~ .. 1:··/ I /" +i +& ••••••••••••• ~ +••••• + .......... ,i"",/ +I +i a +i b +i C +2 i! +j +3 +456 +Current (rnA) +7 +8 +f- 40 +r- 30 +r- 20 +r- 10 +0 +~ +E +.... +0) +~ +0 n.. +C +C\l +'6 +C\l +0::: +Figure 6.5.3. (a--c) End-on photographs of microhollow cathode (250 fim) discharges in +xenon at a pressure of 750 torr for various currents. The photographs were taken through +an optical filter, which allowed only the excimer radiation to pass. (d) current-voltage +characteristic of the micro hollow cathode discharges, and VUV radiant power dependent +on current. + +--- Page 329 --- +314 +DC and Low Frequency Air Plasma Sources +images of the discharge obtained in the ultraviolet at 172 nm. In the +predischarge mode (lowest current, positive slope in the voltage--current +characteristics) and the plasma is confined to the hole. It expands beyond +the micro hole at the transition from the hollow cathode mode to the +normal glow mode. If the cathode surface is limited, the discharge enters +an abnormal glow mode, which in the I-V characteristics is indicated as +increasing voltage with current. +In order to reduce the thermal loading of micro hollow electrodes, +but still operate the discharge at high currents, micro hollow cathode +discharges have been operated in pulsed mode with various duty cycles +(such that the average power was kept below a level which causes thermal +damage). The pulses were monopolar pulses ranging from milliseconds to +nanoseconds. Whereas with millisecond pulses the discharge characteristics +was not different from the dc case (Schoen bach et al 2000), for microsecond +(Adler et at 2002, Kurunczi et at 2002, Petzenhauser et al 2003) and even +more for nanosecond pulses (Moselhy et al 2001b, 2003), the plasma +parameters change strongly. The increase in excimer emission from xenon +and argon discharges when pulses of nanosecond duration were applied +(and for xenon the increase in excimer efficiency) is assumed to be due to +pulsed electron heating (Stark and Schoenbach 2001). While the electron +temperature is increased during the pulse, the gas temperature change is +small as long as the pulse width is on the order of or less than the electron +relaxation time. The shift in the electron energy distribution function to +higher energy causes an increase in ionization and excitation rate coefficients. +This has been shown in pulsed air discharges where the electron density +increased strongly when a 10 ns pulse was applied to the discharge (see +chapter 8). +Besides dc and monopolar pulsed operation, radio frequency operation +has been explored as a method to generate microplasmas at atmospheric +pressure air (Guo and Hong 2003). At frequencies of 13.56 MHz, they +could in pure helium (flowed through a microhollow cathode array) generate +stable discharges at atmospheric pressure. Recently a group at the Colorado +State University has extended this concept to a slotted electrode geometry +(Yalin et al 2003, Yu et al 2003). Stable micro discharges in Ar, Ar-air +mixtures, and in open air have been generated when excited with +13.56 MHz with rf voltages of 50-230 V. The slot cathode dimensions are +200/lm by 400-600/lm deep, and 3-35 cm in length. +6.5.1.4 +Plasma parameters +(a) +Electron temperature and electron energy distribution +Measurements of the electron temperature in microhollow cathode +discharges, in rare gases only, have been performed by means of emission +spectroscopy. Based on line intensity measurements in argon an electron + +--- Page 330 --- +Discharges Generated in Spatially Confined Geometries +315 +temperature of approximately 1 eV has been determined (Frank et aI200l). +The electron temperature in pulsed argon discharges was found to be more +than twice the dc value. The electron temperature in this case was obtained +using information on the temporal development of measured electron densi- +ties in plasmas pulsed with 20 ns high-voltage pulses (Moselhy et al 2003). +This increase in electron temperature, which is correlated to an increase in +electron density, is due to pulsed electron heating (Stark and Schoenbach +2001). +Measurements which provide information on average electron energies +only give us rather low values. However, from the fact that MHCDs are +efficient sources of excimer radiation, large concentrations of high-energy +electrons (in excess of the excitation energy of rare gas atoms) must be +present. That means that the electron energy distribution must be highly +non-thermal. Measurements in the low pressure range confirm this assump- +tion (Badareu and Popescu 1958, Borodin and Kagan 1966). Experiments on +plane parallel electrode hollow cathode discharges were performed by +Badareu and Popopescu (1958) using Langmuir probes. The electron +energy distribution in dry air showed the existence of two groups of electrons, +with mean energies of 0.6 and 5 eV. Borodin and Kagan (1966) determined +with a similar technique the electron energy distribution in a circular +hollow cathode and compared them to that in a positive column. Again, +the results indicated a two-electron group distribution with higher concen- +trations of electrons at high electron energies (> 16 eV) compared to that in +a positive column. +(b) +Electron density +Electron densities in microhollow cathode discharges in argon have been +measured using either Stark broadening and shift of argon lines at 801.699 +and 800.838 nm (Penache et al 2003), and the hydrogen Balmer-,B line at +486.1 nm (Moselhy et aI2003). In both cases the measured electron densities +were for dc micro discharges on the order of 1015 cm-3, showing a slight +increase with current. When operated in the pulsed mode, with 10 ns +electrical pulses of 600 V applied, the electron densities increased to +5 x 1016 cm-3 (Moselhy 2003). Electron densities in microhollow cathode +discharges in atmospheric pressure air have been measured using heterodyne +infrared interferometry, a method which is described in chapter 8. In a +MHCD with a hole diameter of 200 11m, with a current of 12 rnA at a voltage +of 380 V, the electron density was found to be 1016 cm -3 (Block et al 1999). +( c) +Gas temperature +The MHCD plasma is a non-thermal plasma, that means that the gas +temperature is much lower than the electron temperature. Gas temperature + +--- Page 331 --- +316 +DC and Low Frequency Air Plasma Sources +measurements have been performed in rare gas MHCDs, as well as in +air MHCDs by using optical emission spectroscopy (Block et al 1999, +Kurunczi et al 2003) and by means of absorption spectroscopy (Penache +et al 2003). The gas temperature in atmospheric-pressure air MHC +discharges was measured to be between 1700 and 2000 K for discharge +currents between 4 and 12 rnA by evaluating the rotational (0,0) band of +the second positive N2 system (Block et al 1999). The temperature in a +neon MHC discharge (400 torr) was measured to be around 400 K (Kurunzci +et al 2003) at a current of 1 rnA. The temperature was obtained from the +analysis of the N2 band system (using a trace admixture of nitrogen added +to the neon). Absorption spectroscopy (Doppler broadening of argon +lines) has been used by Penache et al (2003) to determine the gas temperature +in argon microdischarges. It was found to increase with pressure from +380K at 50mbar to 1100K at 400mbar. The result indicate that the gas +temperature depends on the type of gas. It is highest for molecular gases, +such as air (2000 K), and lowest for low atomic weight rare gases (slightly +above room temperature). It increases with pressure, but only slightly with +current. +6.5.1.5 +Applications of microdischarges +(a) +Microdischarges as ultraviolet radiation sources +The electrostatic non-equilibrium resulting from small size (the cathode +fall of MHCDs is commensurate with the radial dimensions of the +microhole) is the reason for an electron energy distribution with large +concentration of high-energy electrons. This, and the stable operation of +these discharges at high pressure favors three-body processes, such as +ozone generation, and excimer formation. The latter effect has been exten- +sively studied for rare gases such as helium (Kurunzci et al 2001), neon +(Frame et al 1997, Kurunzci et al 2002), argon (Schoenbach et al 2000, +Moselhy and Schoen bach 2003, Petzenhauser et al 2003), and xenon (EI- +Habachi and Schoenbach 1998a,b, Schoenbach et al 2003, Adler et al +2002, Petzenhauser et al 2003) and for some rare gas halide mixtures which +generated ArF (Schoenbach et a12000) and XeCI (EI-Habachi et al 2000) +excimer radiation. Internal efficiencies of up to 8% are reported for xenon +excimer MHCD sources (EI-Habachi 1998b). For rare gas halide mixtures, +efficiencies on the order of percent have been measured (Schoenbach et al +2000). Ultraviolet/vacuum ultraviolet radiant power densities of several +W jcm2 seem to be obtainable over large areas when MHCDs are operated +in parallel. +Applications of excimer light sources, based on microdischarge arrays +are flat panel deep ultraviolet sources for a variety of applications, similar +to those of barrier discharges (Kogelschatz 2004). One application, which +has been pursued at Hyundai Display Advanced Technology R&D Research + +--- Page 332 --- +Discharges Generated in Spatially Confined Geometries +317 +Center (Choi 1999, Choi and Tae 1999) and at the University of Illinois (Park +et al 2001), is their use in flat panel displays. However, applications of +microdischarges as light sources go beyond excimer lamps and flat panel +displays. First experiments to develop microlasers with a series of micro- +discharges have been reported (Allmen et aI2003). +Besides excimer radiation microhollow cathode discharges have also +been shown to emit line radiation at high efficiencies. Kurunczi et al (1999) +observed intense emission of the atomic hydrogen Lyman-a (121.6 nm) +and Lyman-,8 (102.5 nm) lines from high-pressure microhollow cathode +discharges in neon with a small hydrogen admixture. The atomic emission +is attributed to near-resonant energy transfer processes between the Neon +excimer and H2 • A similar resonant effect in argon microhollow cathode +discharges with small admixtures of oxygen has been reported by Moselhy +et al (2001). The emission of strong oxygen lines at 130.2 and 130.5 nm +indicates resonant energy transfer from argon dimers to oxygen atoms. +( c) +Microdischarges as plasma-reactors and detectors +The high-energy electrons in high-pressure microdischarges assist in the +production of a high-electron density plasma. This is for atmospheric +pressure operation desirable for materials processing and surface modifica- +tion where the micro discharges serve as sources of radicals and ions. Experi- +ments with electrode geometries as shown in figure 6.5.2(c), either in single +discharges or in discharge arrays, have been performed in rare gases and +mixtures of rare gases with molecular gases. Hsu and Graves (2003) have +explored the use of single discharges as flow reactors. Flow of molecular +gases was found to induce chemical modifications such as molecular +decomposition. Maskless etching of silicon and diamond deposition on a +heated Mo substrate has been demonstrated by Sankaran and Giapis +(2001,2003). Surface modifications of polymeric film substrates in a mixture +of argon and 10% air (Penache et al 2002), and fabrication of amorphous +carbon films by adding 1 % of hexamethyldisiloxane (HMDSO) to +atmospheric pressure helium in a microhollow cathode discharge array +with a third biased electrode (Guo and Hong 2003) has been pursued. +Microdischarges have also been used as detectors. Due to its high electron +density (1015 cm-3) and a gas temperature of approximately 2000 K in +molecular gases, the plasma has similar plasma parameters as plasmas +used in analytical spectroscopy. Based on this concept, high pressure +microplasma has e.g. been used as detector of halogenated hydrocarbons +(Miclea et al 2002). Another interesting application has been explored by +Park et al (2002). It was found that the photosensitivity of microdischarges +is such that microdischarges serve as photo detectors where the photocathode +determines the spectral response, and the microplasma serves as an +electro multiplier. + +--- Page 333 --- +318 +DC and Low Frequency Air Plasma Sources +(d) +Microdischarges as plasma cathodes +One of the major obstacles in obtaining glow discharge plasmas in gases at +atmospheric pressure are instabilities, particularly glow-to-arc transitions +(GAT), which lead to the filamentation of the glow discharge in times +short compared to the desired lifetime of a homogeneous glow. These +instabilities generally develop in the cathode fall, a region of high electric +field, which in self-sustained discharges are required for the emission of +electrons through ion impact. Eliminating the cathode fall, by supplying +the electrons by means of an external source, is therefore expected to prevent +the onset of GAT. Microhollow cathode discharges have been shown to serve +as electron emitters (plasma cathodes) for direct current glow discharges +between plane parallel electrodes. The stabilizing effect of MHCDs has +been demonstrated for rare gas discharges (Stark and Schoenbach 1999, +Park et al 2003, Guo and Hong 2003). +This concept has also been used to generate glow discharges in atmos- +pheric pressure air with dimensions up to cubic centimeters. In a three- +electrode system, as shown in figure 6.5.4, electrons are extracted through +the anode opening at moderate electric fields when the microdischarge was +operated in the hollow cathode discharge mode. These electrons support a +stable plasma between the micro hollow anode and a third electrode. The +sustaining voltage of the microhollow cathode discharge in air ranges from +200 to 400 V depending on current, gas pressure and gap distance. The +-- Electron Density +- +- +Gas Temperature +1.0 +'1;- 1.0 +/f\\ +~: 0.8 +II +\ +0.8 ~ +~ +\ +~ +>- +/ +\ +~ +'1il 0.6 +0.6 +~ +/ +,,~ +c: +/ +"t! +e 0.4 ;;....""'" +........ , 0.4 +III +o +m +~ +~ +UJ +0.2 +0.2 +Distance from Center [mmJ +Figure 6.5.4. Left: cross-section of a micro hollow electrode geometry with third positively +biased electrode. Superimposed is the photography of a MHCD sustained atmospheric +pressure air plasma. Right: electron density and gas temperature profile of the air +plasma, measured by means of heterodyne infrared interferometry in the middle between +MHCD and the third electrode (anode) (Leipold et a/2000). + +--- Page 334 --- +Discharges Generated in Spatially Confined Geometries +319 +MHCD current was limited to values of less than 30 rnA dc to prevent +overheating of the sample. The glow discharges with the MHCVD as +plasma cathode were operated at currents of up to 30 rnA, corresponding +to current densities of 4A/cm2 and at average electric fields of 1.25kV/cm. +Electron densities and temperatures have been measured by means of +heterodyne laser interferometry and were found to be on the order of +1013 cm -3, and 2000 K, respectively (Leipold et al 2000). The air plasma +can be extended in size by placing MHCD discharges in parallel (Mohamed +et al2002). +One of the major obstacles in using such dc glow discharges in atmos- +pheric pressure air is the electrical power density required to sustain these +discharges. Operating the discharges in a pulsed mode, with pulses of 10 ns +superimposed on a dc MHCD glow discharge in air, has been shown to +reduce the required power density for the same average electron density +(Stark and Schoenbach 2001). This effect is based on the shift in the electron +energy distribution towards higher energies on a timescale shorter than the +critical time for the development of a glow-to-arc transition. +6.5.2 The cathode boundary layer discharge +The cathode boundary layer (CBL) discharge is a new type of high-pressure +glow discharge between a planar cathode, and a ring-shaped anode separated +by a dielectric, with a thickness on the order of 100 !lm, and with an opening +of the same diameter as the anode (figure 6.5.5) (Schoenbach et al2004). The +diameter of the opening is in the range of fractions of millimeters to several +millimeters. The discharge is restricted to the cathode fall and negative glow, +with the negative glow serving as a virtual anode: the plasma in the negative +glow region provides a radial current path to the ring-shaped metal anode. +This assumption is supported by the measured thickness of the plasma +layer (Moselhy et al2002), which corresponds to the thickness of the cathode +fall plus negative glow, but also by the measured sustaining voltage. For +high-pressure operation in xenon and argon, the pressure in the normal +glow mode was measured as approximately 200 V (Moselhy and Schoen bach +2004), which is on the order of measured cathode fall voltages in noble gases +(Cobine 1958). +Cathode Fall +Negative Glow +Anode +Dielectric +Cathode +Figure 6.5.5. CBL discharge electrode geometry and estimated current density pattern +(Schoen bach et at 2004). + +--- Page 335 --- +320 +DC and Low Frequency Air Plasma Sources +75 +.-... +~ 200 +C +7 +1.1 +0.85 +0.67 +0.49 +u +1-0 = +fFl +fFl +U +400 +1-0 +A.. +760 +15.8 +6.5 +5.1 +3.4 +1.9 +Current (rnA) +Figure 6.5.6 End-on images of CBL xenon discharges in the visible dependent on pressure +and current. The diameter of the cathode is 0.75 mm. The brightness of the images at 75, +200, and 400 torr is for all currents (except the largest one) increased relative to that at +760 torr, in order to better show the pattern structure (Schoenbach et at 2004). +The stability of CBL discharges, which allows us to operate them in a +dc mode, is assumed to be due to thermal losses through the cathode foil, +an effect that is also considered to be the reason for the observed self- +organization in xenon discharges (Schoen bach et al 2004). The plasma +pattern consists of filamentary structures arranged in concentric circles +(figure 6.5.6). The self-organization structures are most pronounced at +pressures below 200 torr, and become less regular when the pressure is +increased. +An important feature of CBL discharges is the positive slope in the +voltage-current characteristics over most of the current range, except for +low current values (figure 6.5.7). This shows that parallel operation of +these discharges is possible without using individual ballast resistors. A +consequence of this resistive discharge behavior is the possibility of +constructing large-area thin (100 ~m) plasma sources. +The experimental studies have so far focused on noble gas operation, +because of the importance of such discharges as flat excimer sources. +Medium- and high-pressure dc discharges in xenon and argon have been +found to emit excimer radiation with efficiencies reaching values of almost +5% in xenon and 2.5% in argon (Moselhy and Schoenbach 2004). However, +operation in atmospheric pressure air seems to be feasible, and would allow +the generation of ultra-thin (on the order of 100 ~m) non-thermal air plasma +layers over large surface areas. + +--- Page 336 --- +Discharges Generated in Spatially Confined Geometries +321 +450 r-------r-..,..------, +Xenon +400 +.wOTan +-> 350 +- +CI) +OJ +~ 300 +0 > +250 +• +200 +0.1 +• • +1 +I I +~ +I +II +/' +III 1 III .li +I I +: +! I • +! 1 +1 •• +I +• +I .1 +I +1 +1 • I +~. I +I ! +I +I +1 +10 +Current (mA) +Figure 6.5.7. Voltage-current characteristics of xenon discharges at 400 torr. The charac- +teristics can be divided into three regions. In region I, the discharge behaves as a normal +glow; in region II, the self-organized patterns are observed; region III corresponds to +abnormal glow (Schoenbach et at 2004). +6.5.3 The capillary plasma electrode discharge +The operating principles and basic properties of the capillary plasma elec- +trode (CPE) discharge are much less well understood and the discharge has +been much less researched than the MHC discharge. The basis for the atmos- +pheric-pressure operation of the capillary plasma electrode (CPE) discharge +is a novel electrode design (Kunhardt and Becker 1999). This design uses +dielectric capillaries that cover one or both electrodes of a discharge +device, which in many other aspects looks similar to a conventional dielectric +barrier discharge (DBD) as shown in figure 6.5.8. However, the CPE +discharge exhibits a mode of operation that is not observed in DBDs, the +so-called 'capillary jet mode'. Here, the capillaries, with diameters that +range from 0.01 to 1 mm and length-to-diameter ratios of the order of +~eee;e~ +~eeeee +Dielectric +Electrode +~ +Dielectric +-.. +/' "-..,"',.- +Figure 6.5.S. Schematic diagram of a capillary plasma electrode (ePE) discharge +configuration. + +--- Page 337 --- +322 +DC and Low Frequency Air Plasma Sources +10: I, serve as plasma sources, which produce jets of high-intensity plasma at +atmospheric pressure under the right operating conditions. The plasma jets +emerge from the end of the capillary and form a 'plasma electrode' for the +main discharge plasma. Under the right combination of capillary geometry, +dielectric material, and exciting electric field, a stable uniform discharge can +be achieved. The placement of the tubular dielectric capillary(s) in front of +the electrode(s) is crucial for the occurrence of the 'capillary jet mode' of +the CPE discharge. In fact, the CPE discharge displays two distinct modes +of operation when excited by pulsed dc or ac. When the frequency of the +applied voltage pulse is increased above a few kHz, one observes first a +diffuse mode similar to the diffuse glow described of a DBD as described +by Okazaki et al (1993). When the frequency reaches a critical value +(which depends strongly on the length-to-diameter value and the feed gas), +the capillaries 'turn on' and a bright, intense plasma jet emerges from the +capillaries. When many capillaries are placed in close proximity to each +other, the emerging plasma jets overlap and the discharge appears uniform. +This 'capillary' mode is the preferred mode of operation and has been char- +acterized in a rudimentary way for several laboratory-scale research +discharge devices in terms of its characteristic electric and other properties +(Kunhardt et al 1997a,b, 1998, Panikov et al 2002, Moswinski et al 2003): +peak discharge currents of up to 2 A, current density of up to 80 mA/cm2, +E/p of about 0.25 V/(cm torr), electron density ne above 1012 cm-3 (which +is about two orders of magnitude higher than the electron density in the +diffuse mode of operation), power density of about 1.5W/cm3 in He and +up to 20W/cm3 in air. Using a Monte Carlo modeling code (Amorer +1999), the existence of the threshold frequency, which depends critically on +the length-to-diameter ratio of the capillaries and dielectric material, has +been verified (Kunhardt et al 1997a,b). The model also predicts relatively +high average electron energies of 5-6 e V in the 'capillary' mode. +CPE discharges have been operated at atmospheric-pressure in He, Ar, +He-N2' He-Air, He-H20, Nr H20, and air-H20 gases and gas mixtures +and discharge volumes of more than 100 cm3. The electron density was +calculated from the current density, the power input, and an estimate of +the electron drift velocity as well as measured using a mm-wave inter- +ferometer (Amorer 1999) operating at 110 GHz. Measurements were done +in a He discharge in the diffuse mode and in the capillary mode. As can be +seen in figure 6.5.9, the transition from the diffuse mode to the capillary +mode is accompanied by a drastic increase in the electron density from +about 1010 to 1012 cm-3. +Recently, a spectroscopic analysis of the emission of the unresolved N2 +second positive band system from a CPE discharge in atmospheric-pressure +air was carried out. Measurements were done for various discharge powers in +two geometries. In one case, the emissions arising from inside the capillary, +presumably the hottest part of the plasma, were analyzed. In the other + +--- Page 338 --- +Discharges Generated in Spatially Confined Geometries +323 +175.---------__ ------------------~~~~~_. +Capillary Mode +Diffuse Mode +• +• +150 +"I- +E +125 +u +0 +"'0 +.... +100 +- +~ +I/) +75 +c +~ +c +50 +e i +25 +iii +o+--~·'''·'· ~,·,·~·~··~·~·-·~··~·r·-·-·~·-·-·-·r·-·-·~··-·~I_.--~--._--~~ +o +5 +10 +15 +20 +25 +30 +Input Power (arb. units) +Figure 6.5.9. Measurement of the electron density in a CPE discharge in He as a function +of power input. The transition of the discharge from the diffuse mode to the capillary mode +with a corresponding drastic increase in the electron density is clearly apparent. +arrangement, the emissions perpendicular to the axis of the capillary, +presumably a 'colder' plasma region as the plasma jet emerging from the +capillary is beginning to spread out spatially, were studied. The results +shown in figure 6.5.10 reveal higher rotational temperatures in the plasma +g +550 +e +::l +500 +i a +~ +450 +iii +400 +~ ---- +c +0 +~ +~ 350 +. +./ +a:: .. +~dlCUlar +to the capillary Axis +Z +300 +• +0.2 +0.3 +0.4 +0.5 +Input Power per Capillary (W) +Figure 6.5.10. Rotational temperatures ofN2 in a CPE discharge in atmospheric-pressure +air obtained in two geometries from a spectroscopic analysis of the emission of the N2 +second positive band system. + +--- Page 339 --- +324 +DC and Low Frequency Air Plasma Sources +inside the capillary rising from about 350 to 500 K at the highest power level +studied (slightly less than 0.5 W input power per capillary). In contrast, the +measurements made perpendicular to the capillary axis show a rotational +temperature of 300 K (essentially room temperature) at the lowest power +setting rising to only about 400 K at the highest power level. +While a full understanding of the fundamental processes in the CPE +discharge on a microscopic scale has not been achieved, it seems that the +capillaries act as individual high-density plasma sources. The initial step is +the formation of a streamer-like discharge inside each capillary, whose +properties are critically determined by their interaction with the dielectric +walls of the capillaries. +6.5.4 Summary +When the plasma size decreases, plasma-surface interactions gain in impor- +tance due to the increase of the surface-area to volume ratio. For microglow +discharges, this means that the processes in the cathode fall dominate the +discharge even more than in common glow discharges. This allows us to +generate plasmas with electron energy distributions which contain large +concentrations of high-energy electrons, at low gas temperatures. The +energy losses to the surfaces surrounding the plasma seem to be the reason +for enhanced plasma stability. Microdischarges have allowed us to generate +stable glow discharges in atmospheric-pressure gases. The high-pressure +operation, and a relatively large concentration of high-energy electrons +from the cathode fall of the discharge, favors three-body reactions, such as +excimer formation. Electron densities in dc microdischarges have been +found to be on the order of 1015 cm-3 (rather independent of gas type), gas +temperatures range from values close to room temperature to approximately +2000 K (lower for noble gases, higher for molecular gases). For the air plasma +community the most attractive feature of these microdischarges seems to be +the application as plasma cathodes, which support larger volume dc +atmospheric pressure air glows, and the application as plasma reactors for +chemical and bacterial decontamination of air. But other applications, +such as cold atmospheric air plasma jets, generated by flowing atmospheric +pressure air through these microdischarges, are emerging. 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Lett. 74 3770 +Stark R Hand Schoenbach K H 2001 'Electron heating in atmospheric pressure glow +discharges' J. Appl. Phys. 89 3568 +Stockhausen G and Kock M 2001 J. Phys. D 341683 +Sturges D J and Oskam H J 1964 'Studies of the properties of hollow cathode glow +discharges in helium and neon' Appl. Phys. 35 2887 +Vojak B A, Park S-J, Wagner C J, Eden J G, Koripella R, Burdon J, Zenhausern F and +Wilcox D L 2001 'Multistage, monolithic ceramic microdischarge device having +an active length of ~0.27mm' Appl. Phys. Lett. 781340 +Walsh A 1956 Spectrochim. Acta 7 108 +White A D 1959 'New hollow cathode glow discharges' J. Appl. Phys. 30 711 +Yalin A P, Yu Z Q, Stan 0, Hoshimiya K, Rahman A, Surla V K and Collins G J +2003 'Electrical and optical emission characteristics of radio-frequency-driven +hollow slot microplasmas operating in open air' Appl. Phys. Lett. 832766 +Yu Z, Hoshimiya K, Williams J D, Polvinen S F and Collins G J 2003 'Radio-frequency- +driven near atmospheric pressure micro plasma in a hollow slot electrode +configuration' Appl. Phys. Lett. 83 854 +6.6 Corona and Steady State Glow Discharges +6.6.1 +Introduction +The negative corona is one of the oldest electrical discharges in ambient air. +Usually, its operation is limited towards higher currents by transition to a +spark. Recent progress in a special discharge technique resulted in realizing + +--- Page 344 --- +Corona and Steady State Glow Discharges +329 +a glow discharge in ambient air (Akishev et all99l), which has a cathode in +the form of a pin array and exists at much higher electric current per pin. It is +well known that with increase of gas pressure a glow discharge becomes +unstable against spark formation. Until now it has been the common opinion +that the classical glow discharge may exist only at low gas pressures. Actu- +ally, detailed studies on the mechanisms of glow discharge instabilities +resulted in a substantial extension of the gas pressure range (up to about +1 atm), where a stable glow discharge can be maintained. Evidently, an alter- +native way to realize the glow discharge could be stabilization of the tradi- +tional corona. Now both these approaches (increase of pressure in the +classical glow discharge and increase of current in the traditional negative +corona discharge) were pursued, and transitions between negative corona, +glow and spark forms of discharge were studied. One of the purposes of +this section is to present a modern understanding of relationships between +the mentioned forms of discharges at atmospheric pressure. +The material in this section is organized as follows: first, the methods to +control negative corona parameters are described, then properties of sub- +and atmospheric pressure glow discharge (APGD) in air flow and results +of studies on transitions between corona, glow and spark forms are reported, +and, finally, pulsed diffused discharge techniques are discussed briefly. +Particular attention will be paid to basic physical processes lying behind +the observed phenomena. +6.6.2 +Methods to control negative corona parameters +Upon applying a step of high voltage (that is, over an inception one), the +ignition of a negative corona is accompanied by a sharp peak of discharge +current with duration of a pulse of about 10-7 s. For electronegative gases +(air, O2, etc.), in which electrons are quickly converted to negative ions, +the pulsed regime of the corona with regular spikes of discharge current is +established. The current pulses are named Trichel pulses. It is well known +(Cross et al 1986) that the amplitude of established Trichel pulses is much +lower than of the first pulse. The total voltage concentrated around the pin +controls the dynamics of the first pulse. The extremely strong electron +avalanches create a wave of growing positive charge that moves rapidly to +the cathode (Morrow 1985, Cernilk and Hosokawa 1991, Napartovich et al +1997). As a result, the cathode layer and a plasma region are formed in the +generation zone. At this moment, the corona current has a maximum +value. On the anode this current is closed by the displacement current. In +the following pulses, the voltage, which can drop within the pin vicinity, +diminishes due to appearance of negative charge in the drift zone. Therefore, +these pulses are lower as it is seen in figure 6.6.1 (Akishev et al 1999). As +expected, the experiments revealed that the amplitude of the first Trichel +pulse grows with increasing the step of applied voltage (see figure 6.6.2). In + +--- Page 345 --- +330 +DC and Low Frequency Air Plasma Sources +20000 +<' +:I. +'-' +..... +10000 +0 +20000 +,...... +-< +:I. +'-' +..... +10000 +0 +1 +Experiment +2 +3 +4 +Theory +3 +Time (l1s) +5 +5 +Figure 6.6.1. The establishment in time of Trichel pulses in negative corona in ambient air. +Pin to plane distance 7 mm, tip curvature radius 0.057 mm, voltage applied Uo = 6 kV. +contrast, the amplitude of the regular Triche1 pulse diminishes with an +increase in the applied voltage (figure 6.6.2). The amplitude of the first +pulse is greater for shorter spacing, and can reach 0.25 A (figure 6.6.2). +Using squared voltage pulses of length shorter than the duration between +the first and second pulses T12 and a repetition period long enough to clear +300 +225 +<- +E! +150 +'-' +<' +75 +~ +hac = 15 nun +Ambient air +'0.... hac =22nun +, hac = 30 nun +Cathode +rc =O.I'mm +7 +9 +11 +13 +15 +-17 +,19 +:21 +23 +U(kV) +Figure 6.6.2. Amplitude of the first Trichel pulse versus height of applied voltage step for +different inter-electrode spacings. + +--- Page 346 --- +Corona and Steady State Glow Discharges +331 +4,-----------------------------, +Ambient air +3 +1 +h +Cathode (re = 0.1 MM) +OL---------------------------~ +012 +3 +h/r +Figure 6.6.3. Influence of dielectric screens on amplitude of regular Trichel pulses at the +near-inception applied voltage. +the space from negative charges, one can realize a periodical pulse regime +with the height of each pulse of about 1 A. +This auto-pulsing mode of the negative corona in air is observed at low +currents of this discharge. This regime can be useful for different practical +applications because the current amplitude of a single pulse is far in excess +of the average corona current. Experimental studies were carried out on +the influence of geometric and gas-dynamic factors and on amplitude and +repetition frequency of Trichel pulses, to find out the main experimental +parameters controlling them (Akishev et al 1996). Generally, it is known +that the amplitude of the regular Trichel pulse rises as the radius of pin +increases (see, for example, Scott and Haddad 1986). Akishev et at (1996) +have shown that in dependence on parameter variation a strong increase +of the Trichel pulse amplitude, as well as full suppression of them, can be +realized for a fixed pin radius. +It was found for ambient and dry air that the amplitude of the regular +Trichel pulse depends strongly on the divergence of current lines in the +vicinity of the corona pin and on the aperture of the drift region of the +corona. To change the geometry of current spreading near the pin, dielectric +shields around the pin with variable parameters were employed. Using +different shapes of the anode and restriction of the corona cross section +modified the geometry of current lines in the drift region. Some results +illustrating effects produced by these means on the amplitude of the regular +Trichel pulse are shown in figures 6.6.3 and 6.6.4. Restriction of the corona +cross-section also influences the repetition frequency of Trichel pulses. Some +experimental data are shown in figure 6.6.5. One can see in figures 6.6.4 and +6.6.5 that restriction of the corona space with a dielectric tube results in +diminishing the peak corona current and in the rise of the repetition + +--- Page 347 --- +332 +DC and Low Frequency Air Plasma Sources +3 +2.S +<' +2 +e +'-' +-< I.S +1 +O.S 0 +Anode +Anode +V~ +2r~6mm IOmm +40 +2 +80 +J (10-6 A) +Anode +Anode +c=:=:::J C==::J +DID +3.5mm +4 +120 +Figure 6.6.4. Amplitude of regular Trichel pulses versus corona current for various corona +geometries. +frequency. Figure 6.6.6 demonstrates how the shape of the anode influences +the repetition frequency of Trichel pulses. The current profile on the anode +can also be broadened by use of a resistive anode. An effect of this resis- +tance-induced current expansion in the drift zone on the amplitude of the +regular Trichel pulses is illustrated in figure 6.6.7. +An alternative method to influence the near-pin region of the corona is a +powerful jet stream of air directed through a plane mesh anode towards the +tip of the pin. The amplitude of the Trichel pulses and repetition period grew +with increasing gas stream speed (see figures 6.6.8 and 6.6.9). This effect can +be explained by an extension of the generation zone in the vicinity of the +corona pin produced by the gas jet stream, which is equivalent, in some +degree, to the increase of the pin radius known to enhance pulse amplitudes. +1000 +Anode +Ambient air +700 +~ 11 +2r~10mm +Cathode +Anode += +400 +Cathode +100~~------~~------~----~ +S +2S +4S +J (10-6 A) +Figure 6.6.5. Frequency of regular Trichel pulses versus corona current for restricted and +free-space coronas. + +--- Page 348 --- +Corona and Steady State Glow Discharges +333 +600 +400 +200 +10 +20 +30 +40 +J (10~ A) +Figure 6.6.6. Repetition frequency of Trichel pulses for different shapes of anode. +hac = 35mm, rc = O.08mm, ambient air. 1, pin-plane geometry; 2, pin inside of semi-sphere. +The presented experimental results demonstrate an opportunity of +active control of parameters of regular Trichel pulses by gas-dynamic and +geometric factors without changing the pin radius. +Akishev et al (1996) reported on a hysteresis in the voltage--current +characteristics of the negative corona in the auto-pulsing regime. The +6 "0.... +AnQd!:l +Metallic anode +'0.... Resistive anode +4.5 +p = 500 kOhm*cm +Cathode +rc=O.lmm +<' +3 +hac h7mm +a +'-' +Ambient air +< +1.5 +0 0 +20 +40 +60 +80 +100 +120 +J (10~A) +Figure 6.6.7. Amplitude of regular Trichel pulses versus corona current for metal and +resistive anodes. + +--- Page 349 --- +334 +DC and Low Frequency Air Plasma Sources +4 +3 +Ambient air +Cathode- +rc = 0.057 rom +Anode (mesh) +Il O- +Il Gas flow +lL-~ ________ :h~~e=~l~O~rom=:-.------~--~ +OL---------~----------~--------~ +o +~ +~ +m +V (mfs) +Figure 6.6.8. Amplitude of regular Trichel pulses versus longitudinal gas flow velocity. +experiment showed that the average corona current in this regime depends on +the direction of change of the applied voltage (figure 6.6.10). Figure 6.6.11 +demonstrates the increase of the upper current of the hysteresis region with +gas pressure. While the form and repetition frequency of Trichel pulses can +be satisfactorily explained by numerical modeling (Napartovich et al 1997, +Akishev et al 2002b), the phenomenon of hysteresis of this regime reflects +complicated physics in the generation zone, which still cannot be described +adequately. +6.6.3 DC glow discharge in air flow +The first report on observation of steady glow discharge in transverse air flow +at atmospheric pressure (Akishev et al 1991) was the result of long-term +600 +~ 400 +"" 200 +Cathode +Il O~ +o Gas flow +Anode (mesh) +rc = 0.057 mm +hac = lOmm +Ambient air +'0.... V= 5 M/c +'n.. V = 100 M/c +O~----~------~---L~~--~~~ +o +10 +20 +30 +40 +J (10-6 A) +Figure 6.6.9. Frequency of regular Trichel pulses versus!longitudinal gas flow velocity. + +--- Page 350 --- +Corona and Steady State Glow Discharges +335 +150 +Anode +100 +Cathode +-- +-< +"I +~ +... +'-' +.., +50 +o ~~~~=-----~--------------~--------~ +2 +5 +8 +U(kV) +Figure 6.6.10. Hysteresis in voltage--current characteristic (VCC) of negative corona. 'upper is +the current at pulses disappearance on the growing branch ofthe VCC, "ower is the current for +appearance of Trichel pulses at diminishing voltage, hac = 7 mm, rc = 0.08 mm, ambient air. +studies on glow discharge properties at moderate pressures summarized in a +paper of Napartovich and Akishev (). The following features were +recognized as the most important for approaching the atmospheric pressure +range: cathode sectioning with individual ballast resistors for each cathode +-- +-< +~ +... +'-' .. +l .. +..: +140 +0 +100 +60 +20~----~--~------~~--~--~--~--~~--~ +o +200 +400 +P(fOIT) +600 +800 +Figure 6.6.11. Current of disappearance of Trichel pulses in pin-plane corona versus gas +pressure. hac = IOmm,"c = 0.06mm, ambient air. + +--- Page 351 --- +336 +DC and Low Frequency Air Plasma Sources +segment and fast gas flow. Cathode sectioning serves to elucidate transition +from a high current density at the cathode surface to a required lower current +density in the discharge volume. Ballast resistors limiting the current on each +segment stabilize the glow discharge against arcing. The gas flow serves to +remove heated gas from the discharge gap and additionally stabilizes the +discharge by restriction of the residence time of gas in a region with a high +electric field. +Sectioning of a cathode makes the spatial structure of a glow discharge +near the cathode rather complicated. A transient region appears where the +separate current channels originated from different cathode elements are +expanding and combining with each other. The cathode is a periodic array +of sharp pins, and the anode is a flat plate. In the discharge structure +inside one cell of the nearly-periodical array, five regions can be distinguished +known from the classical glow discharge at low gas pressures: a cathode +layer, a negative glow, a Faraday dark space, a plasma column, and an +anode layer. +The well-known dependence of the cathode current density of a normal +glow discharge on the gas density Uc >=:;j N 2) retains its validity up to the +pressure of the order of 1 atm. At a fixed cathode area, the current per pin +grows with pressure. It was shown by Akishev et al (1984) that at higher +pressures the amplitude of the current per pin is limited by some instability +of the cathode layer resulting in the formation of a cathode spot differing +from known low pressures arc spots (Mesyats and Proskurovsky 1989). +Non-uniform dielectric films, which are usually present on a metal surface, +can trigger this instability. If the current per pin exceeded this critical +value, an intermediate cathode spot forms with a current density of the +order of 300 A/cm2 • With further current increase, this intermediate spot +transforms to the arc spot (Akishev et al 1985a) destroying the cathode +surface. Existence of the limiting current per pin determines the allowable +size of the pin at a given pressure. +The negative glow appears as a result of the relaxation of suprathermal +electrons with energies nearly corresponding to the cathode voltage drop, Vc. +The thickness of the negative glow region is nearly inversely proportional to +pressure, and is on the order of fractions of 1 mm for ambient air. In the +Faraday dark space the plasma density decreases from the high value +caused by the non-equilibrium ionization by the cathode electron beam to +the value corresponding to the balance of ionization, attachment, detach- +ment and recombination processes. The size of this zone is determined by +the rate of the plasma decay and by plasma transport processes. For an air +plasma, the size of this zone turned out to be on the order of a few centimeters +at pressure p = 100 torr (Akishev et all981). With rising pressure the length +of this transition region is rapidly decreasing, because a three-body attach- +ment process with the rate proportional to / +governs the plasma decay. +At atmospheric pressure this length is about of 1-2mm. Respectively, at + +--- Page 352 --- +Corona and Steady State Glow Discharges +337 +"" • +Figure 6.6.12. Photograph (negative) of the discharge in room air; the discharge current +per pin is 39 1lA. +atmospheric pressure the discharge in the gap of length about 1 cm consists +mostly of a plasma column with an electric field strength determined by +the local plasma density balance. +Neighboring plasma columns in the multi-pin cathode construction +overlap at the distance approximately equal to the pin array period. Provided +this period is less than the discharge gap, the major part of the discharge +space is occupied by combined plasma columns with weak modulation of +its properties. Figure 6.6.12 shows the photograph of this discharge taken +in the direction of the air flow. In this device only a single row of pins trans- +verse to gas flow was installed. In general, the multi-pin cathode was +arranged in a form of rectangular blocks with some tens of the pins ballasted +individually. Parameters of this plasma column in dry and humid air were +measured and numerically simulated for fast-flow multi-pin glow discharges +(Akishev et aI1994a). +Although the anode layer occupies a relatively small fraction of discharge +volume, it is of great importance for discharge stability. The voltage-current +characteristic of an anode layer at higher gas pressure has a negative slope +(Pashkin 1976). As a result, it is unstable to anode spot formation with a +high current density and elevated electric field (Dykhne and Napartovich +1979). The plasma layer adjoined to the negatively charged anode sheath +plays the role of a distributed ballast resistor that stabilizes the spot-forming +instability. Two-dimensional numerical simulations by simultaneous solution +of plasma transport equations and the Poisson equation (Dykhne et a11982, +1984) for the glow discharge in nitrogen and air demonstrated that anode +spot formation is followed by the contraction of the current channel uniformly +through the discharge gap. This model did not include any mechanism of the +bulk plasma instability. The formation of anode spots in glow discharges in +mixtures ofN2 and O2 at a very low discharge current was observed experimen- +tally (Akishev et al 1982). Because of a low discharge current density it is +improbable that any bulk plasma instability may play some role. The time +for the appearance of anode spots in the experiment was of the order of that +calculated later by Dykhne et al (1984). Since the plasma in the plasma + +--- Page 353 --- +338 +DC and Low Frequency Air Plasma Sources +column is stable, the formation of the anode spot results in a situation where the +high plasma density and the high electric field strength are localized in the same +space. Conditions for triggering plasma instability are realized in this region +earlier than anywhere else. Then the plasma density will grow further because +of the instability and this object will propagate into the bulk of plasmas, +forming a bright filament. +Special experiments with plasma perturbations produced by an auxiliary +pulsed discharge demonstrated high stability of the bulk plasma (Akishev +et aI1985b). It turned out that any perturbation created, decayed quickly. +However, this perturbation can initiate the formation of the anode spot. +Thus this spot serves as an embryo for filament growth. +Akishev et al (1987) made special arrangements to study the evolution of +a filament under controlled conditions. Filaments propagating from the +anode and from the cathode were studied. The influence of a distributed +resistance of the anode on the filament evolution was also explored. A simpli- +fied theory was formulated which satisfactorily describes the propagation of +the filament as a function of its length. The filament growth time was found +to be of the order of 100 IlS. This indicates that a fast gas flow can prevent its +formation. +The knowledge gained in these studies on the glow discharge in air at +moderate pressures served as a basis for the development of non-thermal +plasma sources in atmospheric pressure air, which were successfully applied +for pollutant removal and surface treatments (Akishev et al 1993a, 1 994a, +2001, 2002a, Napartovich et aI1993a,b, Vertriest et al 2003). A photograph +(negative) of the discharge in the steady-state glow regime is shown in figure +6.6.12. Depending on the gas-flow velocity, the spacing length and the electrode +construction (form of the individual pin, shape and resistance of the anode) +electric power densities in glow discharge may vary in the interval 30-500 W / +cm3, which are values that are much higher than those obtained in corona +discharges. +6.6.4 Transitions between negative corona, glow and spark discharge forms +To get a clear understanding of how the dc glow discharge in flowing gas +relates to known electric discharges at atmospheric pressure, it is important +to explore how this form transforms to the known corona and spark +discharges under proper variation of parameters. Such studies were +performed for single-pin as well as for multi-pin cathode configurations. +6.6.4.1 +Single-pin to plane discharge +As a first step, the peculiarities of the voltage--current characteristics (VCC) +of the low current discharge between a single cathode pin and an anode +plate in air at atmospheric pressure were explored. Contrary to the known + +--- Page 354 --- +Corona and Steady State Glow Discharges +339 +experimental studies of other authors (see review article by Chang et aI1991), +a very large ballast resistor for the cathode pin was taken in the experiments +(R ~ 20 Mn) in order to observe the corona-to-glow discharge transition +and to avoid the spark discharge. Fast circulation of gas through the +inter-electrode gap prevents the local overheating of gas in the vicinity of +electrodes and intensifies the turbulent diffusion in the bulk of corona. There- +fore, it is a very effective method for stabilization of the diffusive mode of a +negative corona. The large ballast resistor is also an effective stabilizer at +small gas flow velocities. Use of special procedures for perfecting the shape +of electrodes and gas-dynamic stabilization of the near-electrode regions of +the corona led to a dramatic increase of the threshold current for sparking, +and resulted in a new current mode of discharge, interposed between +corona mode *nd spark mode. The typical reduced VCC of the discharge +in transverse fl0fv 'of air at atmospheric pressure is presented in figure +6.6.13 for metitllic Jnd /resistive anodes. The reduced electric field in the +near-anode region/risel with current and reaches a critical value at some +critical current I). 1he~~fter the ionization and detachment processes in +the drift zone become' more intense. This results in the formation of a +quasi-neutral plasma. As a consequence, the electrons make a contribution +(that will grow more and more with increasing total current) to the charge +transfer through the drift zone. In this way, the corona discharge has +turned into a glow discharge (Akishev et aI1993b). +160 +Figure 6.6.13. Experimental reduced vee for pin-plane construction in transverse air +flow, h = 10.5 mm, pin curvature radius 0.06 mm, p = 750 torr, gas flow velocity 65 m/s. + +--- Page 355 --- +340 +DC and Low Frequency Air Plasma Sources +Let us designate II as the threshold current for the corona-to-glow +discharge transition and /z as the threshold current for the glow discharge- +to-spark transition. The discharge mode is the classical negative corona, if +the current is lower than II' The gap between the electrodes is dark in this +case. There is a negative space charge in the bulk between electrodes owing +to the negative ions. The negative point-to-plane corona at the discharge +current lower than nearly 120llA generates regular Trichel pulses. The +typical repetition frequencies for the Trichel pulses were in the range 10- +50 kHz. The pulseless corona was observed for currents in excess of 120 IlA +and lower than II' Parametric dependences of II are illustrated in figure +6.6.14 for a metallic plate anode. The critical current grows with gas flow +velocity and spacing length. +Once the amplitude of the current has reached the value II, the transition +from the negative corona to the glow discharge occurs. In this regime, a diffu- +sive glow column is formed near the axis of a pin-plane discharge. The +current of the glow discharge is steady and has no pronounced modulation +in time. The principal difference between the glow discharge and the negative +corona is the existence of quasi-neutral plasma in the bulk of the APGD. The +dominant current carriers in the glow mode are free electrons instead of nega- +tive ions in the case of the negative corona. If the amplitude of the current +surpasses the critical value /Z, the discharge turns into the non-stationary +regime. In this regime a lot of irregular bright and fine sparks are observed +750 +500 +250 +Corona - to - glow discharge transition +(metallic anode) +),.,.,., +'------~-.. +/ +. +, //./ +...................... : ...................... ; +,,,"" +. +• +x +• • +......... ; +V=OmJs +V=12mJs +V=36mJs +V=65mJs +O+-~~~~~~~~~-r;-~~~~~~~~~~-r~~ +o +5 +10 +15 +h,mm +20 +25 +30 +Figure 6.6.14. Critical current of corona discharge, II, corresponding to appearance of +glow discharge within pin-plane gap versus inter-electrode gap length, h. Ambient air at +atmospheric pressure. Anode is metallic plate. + +--- Page 356 --- +1000 +750 +"i +_N 500 +250 +0 +Corona and Steady State Glow Discharges +341 +Glow discharge - to - spark transition +(metallic anode) +.. +H"'H"H"~'.""","-_________ +" +.... +.------'-----, +0 +• +.. +..... ~ .... ,-, ...... ,.' ....... : .. +: +~ +'YIHHHHH +5 +10 +··········1···················· +......... ! +. +x" +• +15 +h,mm +Ii +X +• +20 +••••••••• H ••••••••• +25 +• +V=Om's +x V=12m's +• +V=36m's +• +V=65m's +.• HHHHH +30 +Figure 6.6.15. Critical current of glow discharge, lz, corresponding to appearance of spark +within pin-plane gap versus inter-electrode gap length, h. Ambient air at atmospheric +pressure. Anode is metallic plate. +in the gap, and the discharge current exhibits drastic irregular changes in +time. Traditionally, spark formation was observed in the corona discharge +prior to its transition to the recently revealed glow discharge mode (Akishev +et aI1993). Special research on the scenarios of corona-to-spark transition +is described in this book in section 2.5.2. Parametric dependences of h +corresponding to glow discharge-to-spark transition are illustrated in +figure 6.6.15 for the metallic anode plate. It is seen that the gas flow velocity +is the most important factor efficiently stabilizing the glow discharge. By +replacing the metallic anode by a resistive plate the critical current for +glow discharge-to-spark transition can be further increased about two to +five times. Further studies inspired by an idea to diminish the current density +at the anode axis, in order to improve glow discharge stability against +sparking, resulted in the development of practical recommendations +demonstrating their fruitfulness (Akishev et al 2001). Experimental data +showed that the local current density on the anode could be decreased by +shaping the anode surface, by using a resistive anode material, by using +specific-shape cathode pins and by applying a gas flow. +6.6.4.2 Multi-pin to plane discharge +Historically, corona and glow forms of the discharge were studied separately: +classical glow discharges were observed in low-pressure gases, whereas + +--- Page 357 --- +342 +DC and Low Frequency Air Plasma Sources +corona discharges were observed in high-pressure gases, specifically in +atmospheric pressure air. The glow discharge is characterized by a high +value of the reduced electric field E / N in the inter-electrode gap. This field +is sufficiently high for producing intense ionization of a gas resulting in the +gap filling with quasi-neutral plasma. In the case of a negative corona, the +reduced field in the gap is much lower, and there is a negative space charge +in the major part of the gap (ion drift region). +A special electrode system with a multi-pin cathode and a flat metal +anode was made to investigate the transition from a negative corona to a +glow discharge in air at atmospheric pressure (Akishev et al 2000). The +pins were stainless-steel needles, 0.5 mm in diameter, tapered to a cone +with a tip curvature radius of Rc = 0.06 mm. 52 needles were uniformly +distributed over an area of 1 cm x 4 cm in four rows of 13 needles in each. +The distance d between needles (i.e. the spatial period of the cathode struc- +ture) was equal to 3.5 mm and was small compared to the distance between +their tips and the anode, h = 5-20 mm. In this case, the current density in the +negative-corona gap increases substantially (by nearly a factor of 3(h/ d)2) in +comparison with the pin-plane configuration, and the transition from the +corona to glow discharge occurs at a relatively low current through each pin. +In order to ensure a stable diffusive regime of the negative corona, the +high voltage to each needle was supplied through a high-resistance load: +R = ",2 MD. In addition, the anode plate was connected to a high-voltage +supply through a 0.2 MD resistor. The stability of the corona against its tran- +sition to a spark was also ensured by an air flow through the discharge; the +cathode unit was oriented with the longer side perpendicular to the air flow. +A typical flow velocity was on the order of several tens of meters per second. +Along with recording I-V characteristics, the discharge was photo- +graphed in the direction transverse to the air flow. If the discharge is in the +corona regime, only the needle ends are luminous, whereas the inter- +electrode gap is hardly visible and the anode is dark. The glow discharge, +on the other hand, is diffuse and rather uniform, although the discrete +structure of the plasma column caused by the discrete structure of the +multi-pin cathode is also clearly seen (figure 6.6.12). Figure 6.6.16 shows a +typical reduced I-V characteristic of the discharge under study. Here, the +ratio 1/ U (instead of the total discharge current) is plotted versus the +discharge voltage U, I being the discharge current per pin. +In the reduced I-V characteristics, we can distinguish two segments (the +first in the region of initial corona currents and the second in the region of +high currents corresponding to the regime of a developed glow discharge), +in which the reduced current is a nearly-linear function of the voltage. It is +seen that in the glow discharge the current increases with voltage much +more steeply than in the corona regime. This is explained by the increasing +role of ionization (which depends strongly on the field) in creating the +conductivity in the inter-electrode gap of the glow discharge. + +--- Page 358 --- +6 +4 +:::l +::::: +2 +4 +6 +Corona and Steady State Glow Discharges +343 +I . +8 +10 +12 +14 +16 +18 +U (kV) +, +, . , . . , +20 +I , +22 +24 +Figure 6.6.16. Reduced /-V characteristic of the mUlti-pin to plane discharge in room air +(/ is the current per pin). The points correspond to the experiment; the solid and dashed- +and-dotted lines correspond to the calculations for relative humidity of 30 and 65%, +respectively. +The kink point of the reduced 1-V characteristics can be considered as a +critical voltage corresponding to the transition of the corona to a glow +discharge. Near this point of the I-V characteristic, a luminous thin sheath +appears on the anode. This evidences formation of the anode sheath, +which is characteristic of a glow discharge. At voltages higher than the +critical one, the gap luminosity increases sharply with the current and the +discharge exhibits more and more features typical of glow discharges. +Let us define a threshold 1\ for the transition from the corona to a glow +discharge as a moment when the luminous anode sheath becomes visible. +Figure 6.6.17 shows the dependence of the threshold current on the inter- +electrode distance h. A similar dependence of the threshold current h for +the transition from the glow discharge to a spark is also shown. Hence, the +current range in which a uniform glow discharge at atmospheric pressure +can exist is bounded by two curves 1\ (h) and h(h). Note that this range +may be extended substantially by using gas-dynamic effects and anodes of +special design. +A 1.5-dimensional numerical model of the discharge described in +section 2.5.2 was employed for modeling corona-to-glow discharge transition +in multi-pin-to-plane geometry for humid air. The model includes the + +--- Page 359 --- +344 +DC and Low Frequency Air Plasma Sources +80'---~~---r----r----r----~--~----~--~---' +60 +,~ 40 +- +20 +O;---~-----r----r----r----~--~----~--~--~ +o +5 +10 +15 +20 +h (mm) +Figure 6.6.17. Threshold currents II (curve I) and h (curve 2) per pin for the transition +from the corona to a glow discharge and from the glow discharge to a spark, respectively, +as functions of the inter-electrode distance h. +ionization, three-body attachment of electrons to an oxygen molecule, +detachment, and ion-ion recombination. The presence of water vapor in +air was taken into account by introducing an additional attachment rate +caused by three-body attachment to oxygen with the participation of water +molecules acting as a third body. In these calculations, the equivalent +radius of the discharge at the anode was determined from the discharge +area per pin. +The total area was +calculated by the +formula +S = So + 2a(a + b)h, where So is the area enveloped by the contour drawn +through the edge pins, 2(a + b) is the circumference of this contour, and a +is a phenomenological parameter (a = 0.5). The shape of the current channel +was chosen according to visual observations: in a distance of one third of the +full distance between the electrodes, the channel rapidly broadens until its +radius becomes equal to the anode radius; further, the cross section area +remains constant. Possible variations in the shape of the current channel +due to variations in the current value were neglected in calculations. +In the calculations, all the parameters were reduced to the conditions +referred to one pin. The equivalent ballast resistance in the discharge circuit +for one pin was R = 12.2 MD (the resistance in the anode circuit was taken +into account). Note that a series of calculations of I-V characteristics was +performed with various values of the ballast resistance (from 100 kD to + +--- Page 360 --- +Corona and Steady State Glow Discharges +345 +18 MO). These calculations showed that the value of the ballast resistance has +little effect on the shape of the I-V characteristics. +Upon calculating the distribution of the reduced electric field across the +discharge gap, we calculated the distribution of radiation intensity in the +discharge. It was assumed that the first and second positive systems of +nitrogen make the main contribution to the radiation and that the total +radiation intensity is proportional to the total excitation rate for these +levels. The excitation rate constants for these levels were determined +numerically by solving the Boltzmann equation for the electron energy +distribution function. Densities in the inter-electrode gap were computed +based on the numerical 1.5-dimensional code, the 1-V characteristics of +the discharge, the light emission distribution along the current channel +of an individual pin, the longitudinal profile of the electric field, the +components of the total current, and the charged-particle (electron, ion, +and negative ion). +An example of comparison between the computed reduced I-V +characteristics and the experimental ones is shown in figure 6.6.16. It is +seen that, for the parameters given, the calculation results are in good quali- +tative and quantitative agreement with the experimentally observed I(V) +dependence. The influence of water vapor on the reduced 1-V characteristic +is illustrated by calculations for two values of air humidity. The calculated +distribution of the radiation intensity across the gap is also in good +agreement with the experiment. Figures 6.6.18-6.6.20 show self-consistent +variations in the profiles of electric field, relative electron current and +charge density in the inter-electrode gap as the discharge current varies. +The computation was performed for ambient air (relative humidity 30%) +and an inter-electrode distance of 10.5 mm. It is seen in figure 6.6.18 that +the electric field within the gap (outside of the cathode sheath) has a +maximum near the anode. Hence the ionization rate also has a maximum +near the anode. Growth of the field to the anode is explained by the +attachment of electrons and the decrease in their contribution to the total +current (figure 6.6.19). A specific feature of this discharge is a noticeable +space charge even at highest discharge current seen in figure 6.6.20. +For higher discharge voltages the profile of the electron component of +the current along the discharge gap becomes non-monotonic: after decrease +in the region of low fields near the cathode, the electron flux increases +again in the region of high fields far from the cathode. As the voltage +increases, the electron current minimum shifts inside the gap, and the +contribution of the electron current to the total current increases. It is +noteworthy that the electron flux in the gap starts to increase at field +values when the ionization rate is still low compared to the attachment +rate. This finding indicates that the processes of destruction of negative +ions play an important role in the growth of the electron flux and the +formation of the anode sheath. + +--- Page 361 --- +346 +DC and Low Frequency Air Plasma Sources +o +2 +4 +6 +8 +10 +12 +X (mm) +Figure 6.6.18. Axial profile of the reduced electric field for different values of the discharge +current listed in table 1 according to numbers 1-11. +Thus, the calculations show that in a multi-pin construction the plasma +column in the glow discharge does not form simultaneously along the entire +inter-electrode gap. After the anode sheath has formed, the quasi-neutrality +conditions are first created near the anode. As the discharge current +increases, the region of quasi-neutral plasma extends toward the cathode +progressively covering the inter-electrode gap (figure 6.6.20). +It should be noted that the parameters of the plasma column calculated +with use of the 1.5-dimensional code are close to that of a glow discharge, +which have been computed previously with the zero-dimensional kinetic +model (Akishev et al 1994a). The results of experimental studies and +numerical calculations allow tracing the evolution of the parameters of a +Table 1. Calculated values of current and discharge voltage (V) as a function of power +supply voltage (Vo) for ambient air with 30% relative humidity). +2 +3 +4 +5 +6 +7 +8 +9 +10 +11 +Vo (kV) 6 +8 +10 +12 +14 +16 +18 +20 +22 +24 +26 +V (kV) +5.93 7.90 +9.86 11.81 13.75 15.66 17.43 18.92 +19.97 +20.62 +21.08 +I (IlA) +1.4 +2.79 +4.76 +7.34 10.8 +17.5 +34.3 +75.2 +152 +261 +386 + +--- Page 362 --- +Corona and Steady State Glow Discharges +347 +1,0 +0,8 +0,6 +S. +0,4 +0,2 +0,0 +0 +2 +4 +6 +8 +10 +12 +x (mm) +Figure 6.6.19. Axial profile of the electron current contribution to the total current for +different values of the discharge current listed in table I according to numbers I-II. +2 +0 +I:\, +E: +-1 -c +Z , • +Z +-2 +'I:\, +Z - -3 +\ +\ +1 +7 +-4 +-5 +0 +2 +4 +6 +8 +10 +12 +X (mm) +Figure 6.6.20. Axial profile of the normalized space charge for different values of the +discharge current listed in table I according to numbers 1-11. + +--- Page 363 --- +348 +DC and Low Frequency Air Plasma Sources +multi-pin negative corona during the transition to the glow discharge regime +at atmospheric pressure. +6.6.5 Pulsed diffuse glow discharges +At low over-voltages applied to a discharge gap, electron avalanches started +near the cathode are weak ones, and the formation of the plasma requires +multiple avalanches to proceed with a feedback produced by the +secondary-emission processes at the cathode surface (see e.g. Llewellyn- +Jones 1966). This is the so-called Townsend mechanism of discharge +formation. At high over-voltages in high-pressure gases the discharge gap +breakdown usually proceeds in a form of streamers, the number of which +depends on many parameters, in particular, on an amount of seed electrons +(Korolev and Mesyats 1998). In earlier studies of pulse discharge develop- +ment in hydrogen at pressures about 1 bar in narrow gaps, Doran and +Meyer (1967), Cavenor and Meyer (1969), and Meyer (1969) observed at +low over-voltages the formation of a diffuse glow form of the discharge +followed by sparking (see also section 2.4). +Applications of high-pressure plasmas for the excitation of gas mixtures +for achieving laser action gave a strong impetus to pulse discharge studies. +Lasers oscillating on optical transitions of CO2, excimers, Ar/Xe, N2 and CO +can effectively operate at atmospheric pressures and above, and they have +found a wide range of applications (see, for example, Baranov et al 1988). +For laser applications, it is important to produce uniform non-thermal +plasma in a large volume. To solve this problem, a number of methods were +proposed for discharge initiation allowing one to avoid streamer and arc forma- +tion. In particular, an initial electron number density necessary for overlap of +streamers initiated by these electrons was evaluated in works by Koval'chuk +et al (1970), Baranov et al (1972), and Palmer (1974). The criteria derived +agreed qualitatively with further more detailed studies. A number of discharge +techniques varied by methods of pre-ionization and electrode constructions +were developed allowing for pulse glow discharge maintenance in highly +electronegative gases like HCI, F2, and SF6. An overview of these techniques +can be found in Baranov et al (1988) and in Korolev and Mesyats (1998). +The pulse-periodical glow discharge is characterized typically by high +energy deposition into single pulses, dictated by the necessity to provide +sufficiently strong excitation of the laser medium (the almost exclusive +application for this discharge type). The pulse periodical mode introduces +additional problems of discharge stability (Baranov et aI1988): gas-dynamic +perturbations from the preceding pulse distort the uniformity of gas flow, +resulting in an earlier development of instability in the form of arcs or +micro-arcs (also-called filaments). This, in turn, limits repetition frequency, +and results in incomplete usage of the gas mixture flow, a serious handicap +for some applications of this kind of discharge in industry. However, this + +--- Page 364 --- +References +349 +problem is important only for high-energy loading in every pulse. Applica- +tions not requiring high-energy density can benefit from existing pulse +discharge techniques allowing one to achieve homogenous gas excitation +with many types of electro-negative additives. +References +Akishev Yu S, Dvurechenskii S V, Zakharchenko A I, Napartovich A P, Pashkin S V and +Ponomarenko V V 1981 Sov. J. Plasma Phys. 7 700 +Akishev Yu S, Napartovich A P, Pashkin S V and Ponomarenko V V 1982 Sov. J. Tech. +Phys. Lett. 8 512 +Akishev Yu S, Napartovich A P, Pashkin S V, Ponomarenko V V, Sokolov N A and +Trushkin N I 1984 High Temp. 22 157 +Akishev Yu S, Napartovich A P, Ponomarenko V V and Trushkin N I 1985a Sov. Phys. +Tech. Phys. 30 388 +Akishev Yu S, Napartovich A P, Pashkin S V, Ponomarenko V V and Sokolov N A 1985b +High Temp. 23 522 +Akishev Yu S, Volchek A M, Napartovich A P, Sokolov N A and Trushkin N 11987 High +Temp. 25 465 +Akishev Yu S, Levkin V V, Napartovich A P and Trushkin N I 1991 Proc. XX ICPIG, Pisa, +Italy, vol 4, p 901 +Akishev Yu S, Deryugin A A, Kochetov I V, Napartovich A P and Trushkin N I 1993a +J. Phys. D: Appl. Phys. 26 1630 +Akishev Yu S, Deryugin A A, Karal'nik V B, Kochetov I V, Napartovich A P and +Trushkin N I 1993b Proc. ICPIG XXI, Bochum, vol. 2, p 293 +Akishev Yu S, Deryugin A A, Karal'nik V B, Kochetov I V, Napartovich A P and +Trushkin N I 1994a Plasma Phys. Rep. 20437 +Akishev Yu S, Deryugin A A, Elkin N N, Kochetov I V, Napartovich A P and Trushkin +N I 1994b Plasma Phys. Rep. 20 511 +Akishev Yu S, Deryugin A A, Kochetov I V, Napartovich A P, Pan'kin M V and Trushkin +N I 1996 Hakone V Contr Papers (Czech Rep.: Milovy) p 122 +Akishev Yu S, Grushin M E, Kochetov I V, Napartovich A P and Trushkin N I 1999 +Plasma Phys. Rep. 25 922 +Akishev Yu S, Grushin ME, Kochetov I V, Napartovich A P, Pan'kin M and Trushkin N I +2000 Plasma Phys. Rep. 26 157 +Akishev Yu S, Goossens 0, Callebaut T, Leys C, Napartovich A P and Trushkin N I 2001 +J. Phys. D: Appl. Phys. 34 2875 +Akishev Yu S, Grushin M E, Napartovich A P and Trushkin N I 2002a Plasmas and Poly- +mers 7 261 +Akishev Yu S, Kochetov I V, Loboiko A I and Napartovich A P 2002b Plasma Phys. Rep. +281049 +Baranov V Yu, Borisov V M, Vedenov A A, Drobyazko S V, Knizhnikov V N, Naparto- +vich A P, Niziev V G and Strel'tsov A P 1972 Preprint of Kurchatov Atomic Energy +Inst. #2248 Moscow (in Russian) +Baranov V Yu, Borisov V M and Stepanov Yu Yu 1988 Electric Discharge Excimer Noble- +Gas Halides Lasers (Moscow: Energoatomizdat) + +--- Page 365 --- +350 +DC and Low Frequency Air Plasma Sources +Cavenor M C and Meyer J 1969 Aust. J. Phys. 22 155 +Cermik M and Hosokawa T 1991 Phys. Rev. A 43 1107 +Chang J-S, Lawless P A and Yamamoto T 1991 IEEE Trans. Plasma Science 19(8) 1152 +Cross J A, Morrow R and Haddad G N 1986 J. Phys. D: Appl. Phys. 19 1007 +Doran A A and Meyer J 1967 Brit. J. Appl. Phys. 18793 +Dykhne A M and Napartovich A P 1979 Sov. Phys. Dokl. 24632 +Dykhne A M, Napartovich A P, Taran M D and Taran T V 1982 Sov. J. Plasma Phys. 8422 +DykhneAM, ElkinNN, NapartovichAP, TaranM Dand Taran TV 1984Sov. J. Plasma +Phys. 10366 +Korolev Yu D and Mesyats G A 1998 Physics of Pulsed Breakdown in Gases (Yekaterina- +burg: URO-PRESS) +Koval'chuk B M, Kremnev V V and Mesyats G A 1970 Sov.Phys. Dokl. 191 76 +Llewellyn-Jones F 1966 Ionization and Breakdown in Gases (London: John Wiley) +Mesyats G A and Proskurovsky D I 1989 Pulsed Electrical Discharge in Vacuum (New +York: Springer) +Meyer J 1969 Brit. J. Appl. Phys. 20221 +Morrow R 1985 Phys. Rev. A 321799 +Napartovich A P and Akishev Yu S 1993a Proc. XXI ICPIG, Bochum, Germany, vol 3, +pp 207-216 +Napartovich A P, Akishev Yu S, Deryugin A A, Kochetov I V and Trushkin N I 1993b +in Penetrante B M and Schultheis S E (eds) Non-Thermal Plasma Techniques for +Pollution Control Part B, NATO ASI Series G, vol 34, pp 355-370 +Napartovich A P, Akishev Yu S, Deryugin A A, Kochetov I V and Trushkin N I 1997 +J. Phys. D: Appl. Phys. 30 2726 +Palmer A J 1974 Appl. Phys. Lett. 25 138 +Pashkin S V 1976 High Temp. 14581 +Scott D A and Haddad G N 1986 J. Phys. D: Appl. Phys. 19 1507 +Vertriest R, Morent R, Dewulf J, Leys C and van Langenhove H 2003 Plasma Sources +Sci. Technol. 12412 +6.7 Operational Characteristics of a Low Temperature AC +Plasma Torch +6.7.1 +Introduction +Dense atmospheric-pressure plasma can be produced through dc or low +frequency discharge operating in the high-current diffused arc mode, such +as a plasma torch (Gage 1961, Koretzky and Kuo 1998), which introduces +a gas flow to carry the plasma out of the discharge region. Non-transferred +dc plasma torches (Boulos et al 1994, Zhukov 1994) are usually designed +for power levels over 10 kW. In this work, an ac torch for lower power +(less than 1 kW) use is described. The volume of a single torch is generally +restricted by the gap between the electrodes, which in turn is limited by the +available voltage of the power supply. A simple way to enlarge the plasma + +--- Page 366 --- +Characteristics of a Low Temperature AC Plasma Torch +351 +volume is to light an array of torches simultaneously (Koretzky and Kuo +1998). The torches in an array can be arranged to couple to each other, for +example, through capacitors. In doing so, the number of power sources +needed to operate the array can be reduced considerably, so that the size +of the power supply can be compact-an advantage for practical reasons. +The installation of an array of plasma torches is made easy by introdu- +cing a cylindrical-shape plasma torch module (Kuo et a11999, 2001), which +has been designed and constructed by remodeling components from two +commercially available spark plugs and adding a tungsten wire as the central +electrode. A ring-shaped permanent magnet is introduced in the set-up to add +a dc magnetic field between the electrodes (Kuo et al 2002). Thus each torch +module has the size slightly larger than a spark plug and is in the form of a +module unit, which screws easily into the base surface of an array. The +module as a building block simplifies the design of a large-volume plasma +source. It makes the maintenance of the source easy. +The operation and performance of the torch module are described in the +following. Power consumption of low frequency discharge for plasma +generation is evaluated numerically. The results of numerical simulations +for a broad parameter space of plasma species establish a dependence of +power consumption on plasma parameters (Koretzky and Kuo 2001), +which is useful for minimizing the power budget for each application. +6.7.2 Torch plasma +6.7.2.1 +A magnetized plasma torch module +A torch module is fabricated by using a surface-gap spark plug (Nippon +Denso ND S-29A), which has a concentric electrode pair, as the frame. +For torch operation, a gas flow between the electrodes is necessary. Thus, +the original electrode insulator, which fills the space between the central +and outer electrodes, is replaced with a new one taken from a different +spark plug (Champion RN 12YC). This new ceramic insulator has a smaller +outer diameter than the original one; hence, an annular gap of 1.81 mm is +created for the gas flow. Moreover, the central electrode set in the new +ceramic insulator is replaced by a solid 2.4 mm diameter tungsten rod, +which is held in place concentrically with the outer electrode, having inner +and outer diameters of 6 and 12 mm, by the new insulator and axially by a +setscrew in the anode terminal post. The relatively high melting point of +tungsten is desirable in the high-temperature environment of the arc. Eight +holes of 2 mm diameter each are drilled through the frame (in the section +having a screw thread as seen in figure 6.7.la) of the module to pass gas +into the region between the electrodes. The torch is screwed into a plenum +chamber (which is not shown) that supplies the feedstock gas and hosts the +ring-shaped permanent magnets, one for each torch. The geometry of the + +--- Page 367 --- +352 +DC and Low Frequency Air Plasma Sources +(a) +(b) +Figure 6.7.1. (a) A photo of the plasma torch module, (b) circuit of 60 Hz power supply to +run the torch. (Copyright 2002 by AlP.) +electrodes and the dimensions of the parts in the frame of the module are +presented in figure 6.7.1a. This torch module has relatively large gap +(2 mm) between two electrodes compared to the gaps (usually less than +1 mm) used in the non-transferred dc plasma torches (Boulos et al 1994, +Zhukov 1994). The discharge is restricted to occur only outside the module +by the ceramic insulator inserted between the electrodes. Thus this torch +can be operated even with very low gas flow rates. On the other hand, the +non-transferred dc plasma torch requires sufficient gas flow to push the arc +into the anode nozzle. This electrode feature reduces the power loss to the +electrodes considerably. +The ring magnet has outer and inner diameters of 5l.8 and 19.6mm, +respectively, and a thickness of 12.2 mm. It produces an axial magnetic +field of 0.14 Tesla at the central location of the ring. Each magnet is posi- +tioned concentrically around the outer electrode of each module and held +inside the plenum chamber. The torch is run by a 60 Hz power supply +shown in figure 6.7.1 b, which will be described later. Operation of the +torch in 60 Hz periodic mode, rather than in dc mode, gives the feedstock + +--- Page 368 --- +Characteristics of a Low Temperature AC Plasma Torch +353 +(c) +• dimetlsioM iR miltilllcWB +.aotll.t seale +Mt4xUS +Figure 6.7.1. (c) Schematics of the top and side views of a magnetized torch module. +(Copyright 2002 by AlP.) +gas sufficient time between two consecutive discharges to cool the electrodes. +Shown in figure 6. 7.lc are schematics of the top and side views of a module. +The annular chamber designed for hosting one torch module only is inside +the aluminum body indicated in the side view of figure 6.7.lc. +6.7.2.2 Power supply +The power supply and the electrical circuit used to light a single torch module +is shown in figure 6.7.1 b. As shown, the discharge voltage is provided by a +power supply, which includes a power transformer with a turns ratio of + +--- Page 369 --- +354 +DC and Low Frequency Air Plasma Sources +1: 25 to step up the line voltage of 120 V from a wall outlet to 3 kV, and a 11lF +capacitor in series with the electrodes (i.e. the torch). A branch consists of a +diode (15 kV and 750 rnA rating) and a resistor (1 kO), which is connected in +parallel to the torch, is added to the circuit to further step up the peak voltage +in half a cycle. During one of the two half cycles when the diode is forward +biased, the capacitor is charged to reduce the voltage across the electrodes. +During the other half cycle, the diode is reverse biased. The charged +capacitor increases the voltage across the electrodes and uses its stored +energy to assist the breakdown process and to enhance the discharge. +Using the same circuit for each torch, in general, all of the torches can be +connected in parallel to a common power source (i.e. the power transformer) +if it has the required power handling capability. The capacitors in the circuit +play a crucial role in the discharge. Without them, the torches in the set +cannot be lit up simultaneously by a single common source. This is because +once one is lit up, it tends to short out the voltage across all of the other +electrode pairs connected in parallel. The capacitors work as active ballasting +circuit elements. Charging and discharging of each capacitor provides +feedback control to the voltage across the corresponding electrode pair. +6.7.2.3 +Plasma torches +The magnetic field introduced by the ring-shaped permanent magnet is in the +(axial) direction perpendicular to the discharge electric field (in the radial +direction). It rotates the discharge by the J x B force around the electrodes +(in the azimuth direction) and thus enhances the strength and stability of +plasma produced by the module, and the lifetime of the electrodes by +avoiding discharge at a fixed hot spot. Shown in figure 6.7.2a is a photo of +torch plasma produced by this module. Backpressure of air is 17 psia +('" 1.156 atm). This torch module can also be run without the ring magnet. +A photo of unmagnetized torch plasma is presented in figure 6.7.2b for +comparison. The first noticeable difference between these two is their sizes. +The volume of magnetized torch plasma is evidently larger. The evenly +distributed bright anode spots around the base of magnetized torch +demonstrate the rotation of the discharge by the magnetic field, which +helps to optimize the torch volume by ballasting the arc constriction and +to reduce erosion at hot spots. The disadvantage of adding the magnet to +the module is to increase the space between two modules in the array. Use +of four magnetized torch modules to enlarge the volume of plasma is +demonstrated in figure 6.7.2c. +6.7.2.4 +Voltage and current measurements +Shown in figure 6.7.3a are the voltage and current waveforms of the +discharge in one cycle. During the first half cycle when the diode in the + +--- Page 370 --- +Characteristics of a Low Temperature AC Plasma Torch +355 +Figure 6.7.2. Torch plasmas produced by (a) a magnetized and (b) an unmagnetized, torch +module; the backpressure is 17 psig; (c) a photo of four plasma torches produced by a +portable array. (Copyright 2002 by AlP.) +circuit is reversed biased, the discharge is in the low-voltage-high-current +arc mode; it evolves to a high-voltage-Iow-current glow discharge in the +other half cycle when the diode becomes forward biased. The product of +the voltage and current measurements gives the power function of a single +torch, which is shown in figure 6.7.3b. As shown, the peak and average +power are about 1.5kW and 320W, respectively. The power factor is +about 0.62. This may be because the inductance of the transformer is too +large. When two torch modules discharge simultaneously by a single +power supply, the capacitance of the circuit increases; moreover, the +coupling capacitors work as additional dependent sources providing feed- +back control of the phases of the discharge voltage and current of each +torch so that the discharge can stay longer and the system operates with +improved power efficiency, as evidenced by the increase of the power +factor to 0.96 and the reduction of the total harmonic distortion of the +power line to a very low percentage. The results indicate that the electrical +performance of the circuit with coupled torches is significantly improved, +suggesting that the capacitively coupled plasma torch array be an excellent +self-adjusting resistive load to the power line. + +--- Page 371 --- +356 +DC and Low Frequency Air Plasma Sources +(a) +3 +-1 +-2 +(b) +Figure 6.7.3. (a) Voltage and current, and (b) power functions of the torch module. +(Copyright 2002 by AlP.) +It is noted that the power of this plasma torch depends strongly on the +power supply. In an application requiring high power and high temperature +torch plasma, the 1 IlF capacitor in the power supply is replaced by a 3 IlF +one and the resistor in series with the diode is increased from 1 to 4 kD. + +--- Page 372 --- +Characteristics of a Low Temperature AC Plasma Torch +357 +The results (Kuo et al 2003) show that the torch plasma has a peak and +average power of 3.8 and 1.5 kW, respectively. +6.7.2.5 +Temperature and density measurements +A method (Kuo et al 1999) based on thermal equilibrium and a detailed +analysis of heat loss from a copper wire placed in a torch is applied to +measure the temperature of the torch plasma. Consider the model of a +long wire with only a portion immersed in the torch. The wire in the torch +heats up due to forced convection from the torch and loses energy in the +torch via radiation. Outside the torch, the wire acts as a cylindrical pin fin +and loses energy via conduction along the wire and natural convection +with ambient air. A wire with a small diameter reduces heat loss from the +pin fin, which increases the wire temperature in the torch, compared to a +larger diameter wire. So systematically reducing the wire diameter placed +in the torch eventually results in a critical wire diameter that just melts or +shows signs of softening. The wire so determined has a temperature nearly +equal to its melting temperature. +Copper wires of different diameters were used in the experiment, because +it is easy to assemble a set of different diameter wires with known purity and +emissivity E: = 0.8. The diameters of the wires varied from 10 to 33 mil +(1 mil = 1/1000 inch, 0.0254 mm) and the burning time of the torch was up +to 1 min. It was found that 10 mil wire melted right away and 33 mil wire +remained unscathed. By increasing the diameter of the wire from 10 mil +graduately, it was found that 16mil was a critical diameter. For the 16mil +wire, its status (melted or not melted) depended on its surface condition +and location in the torch. The hottest burning spot in the torch was identi- +fied. With the temperature of the 16 mil wire determined to be about the +melting temperature of copper (1083 0c), a power balance equation could +be set up, to determine the torch temperature. +In the experiment, the wire was held by a holder placed at +x = 10 = 27.5mm from the center at x = -1Omm of the torch. To reach +thermal equilibrium, the power qinO, convected from the gas flow in the +torch to the wire, must be balanced by the power losses PradO and PeondO of +the wire, via thermal radiation and thermal conduction, respectively. The +power balance condition is written as +qinO = Ahe(T - Two) = PradO + PeondO = qoutO +where A = 7rDDt = 2.55 x 10-5 m2 is the area of the portion of WIre +immersed in the torch, D = 406 Jlm (16 mil) and Dt = 20 mm are the +diameters of wire and torch plasma; he =0.75(k/D)Re°.4prO.37Wm-2K-l +is the forced heat convection coefficient; the Prandtl number Pr ~ 0.7 and +k is the thermal conductivity; T and Two are the temperatures of the +torch and wire. Based on data for air in table A.4 of the reference book by + +--- Page 373 --- +358 +DC and Low Frequency Air Plasma Sources +Incropera and DeWitt (1996), the Reynolds number is calculated for the flow +speed u = 20m/s with the air temperature T as a parameter varying from +1350 to 2200 K. Hence, the power input from torch to wire can be evaluated +as a function of T. +The temperature gradient of the wire at x = 0 (boundary of torch) is +determined by the local power balance condition (Siegel and Howell 1992) +for the segment of wire outside the plasma flow (0 < x < 10) +Awkw d2Tw/dx2 = (d/dx)(Prad + Pfin ) = a(T! - r:) + b(Tw - Tair) (6.7.1) +where Aw, kw, and Tw are the cross section area, thermal conductivity, and +temperature of the copper wire; Prad and Pfin are the thermal radiation +and natural convection power of wire; a = nDea and b = nDhen; +a = 56.7 n W m -2 K -4 is the Stefan-Boltzmann constant; hen and Tair are +the natural heat convection coefficient, and temperature of air next to the +wire. +Collisions keep the plasma flowing with the gas flow. The temperature +Tair of air outside the plasma is expected to drop quickly to the ambient +temperature Ta ~ 300 K. Thus, an average value of86Wm-2 K- 1 is assumed +for the natural heat convection coefficient hen' which is much smaller than he. +Equation (6.7.1) can be integrated to be +dTw/dx = -{(2aJ5)[Tw(T! - Ti) - 4Ti(Tw - Ta)] +(6.7.2) +subjected to the boundary conditions Tw(O) = Two and Tw(lo) = Ta, where +a = a/Awkw = 1.324 x 1O-6 m-2 K-3, (3 = b/Awkw = 2.51 x 103 m-2, and +Pholder is the conduction power from wire to the holder. +To +match +the +boundary +condition +Tw(lo) = Ta +at +x = 10 , +Pholder = 1.12 W is determined self-consistently. The conduction loss of the +segment of wire inside of torch can now be evaluated to be +PeondO ~ 3.33 W. Therefore, the total power loss for the 16mil wire is +qoutO = PeondO + PradO = 7.16W. Set qino(T) = qoutO, the time averaged +torch temperature T is found (Kuo et al 1999) to be about 1760 K. +The electron density of the torch plasma can be deduced, with the aid of +temperature information, from the microwave absorption measurements. +The experiment (Koretzky and Kuo 1998) was conducted by streaming +torch plasma through aligned holes on the bottom and top walls of a rectan- +gular X-band waveguide. This plasma post has a complex dielectric constant +, +." +h +' +1 +2/( 2 +2) +d" +2/ (2 +2) +e = e - Je , were e = - Wp +W + 1/ +an e = I/Wp W W + 1/ +; W, wp' +and 1/ are the wave, plasma, and electron-neutral collision, frequencies, +respectively, and e" is determined from the absorption measurement. +Since w~ ex ne and 1/ ex TN e:! T, the time-dependent electron density was +found to have a spatially averaged maximum value nemax of about 1013 +electrons/cm3. + +--- Page 374 --- +Characteristics of a Low Temperature AC Plasma Torch +359 +6.7.3 Power consumption calculation +Plasma growth and decay are governed by the rate equations of plasma +species (Zhang and Kuo 1991) in each torch +dne +dt = -Vane + Vdn_ - omen+ + Vjne +dn+ +dt = -anen+ - (3n+n_ + Vjne +(6.7.3) +dn_ +dt = Vane - Vdn_ - (3n+n_ +where ne, n+, and n_ are the densities of electrons, positive ions, and negative +ions, respectively, in cm-3; Va is the attachment rate and Vd is the detachment +rate; and a and (3 are the electron-ion recombination coefficient and ion-ion +recombination coefficient, respectively, in cm3 S-I. The ionization frequency +Vi representing the external driver of the discharge is given by (Lupan 1976, +Kuo and Zhang 1990) +(6.7.4) +where € = E / Ecr is the discharge field E normalized to the breakdown +threshold field Ecr. +By solving (6.7.3), the net electron loss during a number of discharge +periods can be evaluated. It turns out that the rate terms on the left hand +side of (6.7.3) can be neglected in calculating the electron density decay. It +is understandable because the temporal variation of the discharge voltage +is, in general, much slower than the transient variations of (6.7.3). The +steady state solution of (6.7.3) is given by +Vd((3va + aVd - (3Vj -",) +ne = - ----:--:--'----,-----:--':,,--------,----'-'-----:- +a((3va - (a - 2(3)Vd - (3Vj +",) +(3va - aVd - (3Vj - ", +n+ = - +2a(3 +(6.7.5) +Vd((3va + aVd - (3Vj -",) +n = ~~~~-~,,___~~~----:- +- +(3((3va - (a - 2(3)Vd - (3Vj +",) +where", = J +4a(3vdVj + ((3va + aVd - (3Vj)2 is used to simplify the presenta- +tion of (6.7.5). The average power consumption is given by the average +electron loss per second times the average ionization energy (~1O e V) of air +(Brown 1967). Shown in figure 6.7.4 is a parametric dependence of the +power consumption (W/cm3) on the average electron density (cm-3) +maintained in the plasma, where the electron-ion recombination coefficient +a (cm3 s-l) is used as a variable parameter. It provides a very useful reference +for choosing the density regime for the most efficient operation of the plasma +torch. The results for two situations are shown. The first is for a completely + +--- Page 375 --- +360 +DC and Low Frequency Air Plasma Sources +J;'" 1 0 ., +E +~ 10' +3: +- +10' +~ +'0 10" +c: +~ 10:t +... ., +• 10' +&. 10 +10 +11 +10" +lOu +10'· +10's +Averoge Electron Density (em-') +Figure 6.7.4. Dependence of the average power consumption per cubic meter on the +average electron density per cubic centimeter with the electron-ion recombination +coefficient Q (cm3 S-I) as a variable parameter. Solid lines are for transient plasma +generation case and the dashed lines are for steady state plasma maintenance case. Q is +given as (0) 10-6, (D) 10-7, and (1I) 10-8. (Va = 4.56 X 107 S-I, vd = 1.52 X 107 s-I, and +(3 = 1.2 X 10-9 cm3 s -I). (Copyright 2001 by IEEE.) +transient plasma generation system using equation (6.7.3), where an initial +electron density is created and then allowed to recombine. The electron +density is averaged over ~T = 1 ms, which is shorter than the discharge +duration of presently reported experiments, but yet very long to demonstrate +a significantly different result from that of the second case. The second is for a +steady state plasma generation system using equation (6.7.5). The large +difference in the average power consumption between the two situations +for each 0: shows the importance of plasma maintenance, which can reduce +the power budget considerably. In other words, an increase of the repetition +rate of the discharge (i.e. reducing ~T) works to reduce the power consump- +tion in the transient case. However, the engineering problem of the power +supply becomes an issue. The simulation results also show that the power +budget is reduced by decreasing the value of 0:, which can be achieved by +increasing the temperature of the plasma (Christophorou 1984, Rowe 1993). +Since the power consumption for plasma maintenance is much less than +that for pulse generation, it suggests that a proper trigger mechanism for the +start of plasma production may work to reduce the power requirement. + +--- Page 376 --- +References +361 +U sing the fitting curves of the simulation results, a function giving a parametric +dependence of the consumed average power density (P) on the normalized +average electron density (1Je) maintained in the plasma is derived (Koretzky +and Kuo 2001) to be (P) ~ 48(1Je)1.9g 0.4 (W/cm3), where (1Je) is normalized +to 1013 cm -3 and where g, the electron-ion recombination coefficient, nor- +malized to 10-7 cm3 s-l, is used as a variable parameter in the simulation. +This relationship provides a useful guide for the choice of the plasma density +and temperature to achieve an efficient operation of the plasma torch. +References +Boulos M, Fauhais P and Pfender E 1994 Thermal Plasmas Fundamentals and Applications +voll (New York: Plenum Press) pp 33-47 and 403-418 +Brown S C 1967 Basic Data of Plasma Physics (Cambridge, MA: MIT Press) +Christophorou L G 1984 Electron-Molecule Interactions and Their Applications vol 2 +(Orlando: Academic Press) +Gage R M 1961 Arc Torch and Process (United States Patent No. US 2858411) +Incropera F P and DeWitt D P 1996 Fundamentals of Heat and Mass Transfer 4th edition +(John Wiley) +Koretzky E and Kuo S P 1998 'Characterization of an atmospheric pressure plasma gener- +ated by a plasma torch array' Phys. Plasmas 5(10) 3774 +Koretzky E and Kuo S P 2001 'Simulation study of a capacitively coupled plasma torch +array' IEEE Trans. Plasma Sci. 29(1) 51 +Kuo S P and Zhang Y S 1990 'Bragg scattering of electromagnetic waves by microwave +produced plasma layers' Phys. Fluids B 2(3) 667 +Kuo S P, Bivolaru D and Orlick L 2002 'A magnetized torch module for plasma genera- +tion' Rev. Sci. Instruments 73(8) 3119 +Kuo, S P, Bivolaru D, Carter C D, Jacobsen L and Williams S 2003 'Operational charac- +teristics of a plasma torch in a supersonic cross flow' AIAA Paper 2003-1190 +(Washington, DC: American Institute of Aeronautics and Astronautics) +Kuo S P, Koretzky E and Orlick L 1999 'Design and electrical characteristics ofa modular +plasma torch' IEEE Trans. Plasma Sci. 27(3) 752 +Kuo S P, Koretzky E and Vidmar R J 1999 'Temperature measurement of an atmospheric- +pressure plasma torch' Rev. Sci. Instruments 70(7) 3032 +Kuo S P, Koretzky E and Orlick L 2001 Methods and Apparatus for Generating a Plasma +Torch (United States Patent No. US 6329628 Bl) +Lupan Y A 1976 'Refined theory for an RF discharge in air' Sov. Phys. Tech. Phys. 21(11) +1367 +Rowe B R 1993 Recent Flowing Afterglow Measurements, in Dissociative Recombination: +Theory, Experiment and Applications (New York: Plenum Press) +Siegel R and Howell J R 1992 Thermal Radiation Heat Transfer (Hemisphere Publishing) +Zhang Y Sand Kuo S P 1991 'Bragg scattering measurement of atmospheric plasma decay' +Int. J. IR & Millimeter Waves 12(4) 335 +Zhukov M 1994 'Linear direct current plasma torches' in Solonenko 0 and Zhukov M +(eds) Thermal Plasma and New Material Technology vol I: Investigations of Thermal +Plasma Generators (Cambridge Interscience Publishing) pp 9-43 + +--- Page 377 --- +Chapter 7 +High Frequency Air Plasmas +J Scharer, W Rich, I Adamovich, W Lempert, K Akhtar, C Laux, +S Kuo, C Kruger, R Vidmar and R J Barker +7.1 +Introduction +The use of high-frequency power to produce plasmas in air and high-pressure +gases is a relatively new development. These methods span the regimes of +seed gas ionization via carbon monoxide (CO) and ultraviolet flash tubes +and lasers, seed gas ionization and optical pumping via carbon monoxide +lasers and ionization sustainment by rf plasma torches and microwave +plasma sources. Their advantage is that power can be spatially focused +away from electrodes or wall materials by means of antennas or optical +lenses. In addition, since the focus is adjustable, large, three-dimensional +volumes of plasma can be created in space without the need for electrodes +that can degrade. Historically, rf air plasma torches in air were the first to +be investigated. Then microwave and later flash-tube and laser sources +became of interest. Recently, electron beams propagated through a +vacuum window to protect the cathode and short-pulse high-voltage +plasma sources in air have been investigated. Much of the recent research +presented in this chapter was supported by a Defense Department Research +and Engineering multi-university research initiative (MURI) entitled 'Air +Plasma Ramparts' and AFOSR grants administered by Dr Robert Barker. +This chapter is organized as follows. First, laser and flash-tube ioniza- +tion and the excitation of gas seeds in air are discussed by Professors William +Rich, Igor V Adamovich and Walter Lempert of Ohio State University in +section 7.2.2. Then laser-formed, seeded, high-pressure gas and air plasma +research is presented by Professor John Scharer and Dr Kamran Akhtar of +the University of Wisconsin in section 7.2.3. This is followed by a presenta- +tion on the rf torch in Section 7.3 by Professors Christophe Laux of Ecole +Centrale Paris and Stanford University and Dr Kamran Akhtar and +Professor John Scharer from the University of Wisconsin. Then microwave +362 + +--- Page 378 --- +Introduction +363 +air plasma sources are presented in section 7.3.4 by Professor Spencer Kuo of +Polytechnic. Thereafter, more complex short-pulse, high-voltage experi- +ments involving rf gas preheating and electrode discharges and laser +excitation of electron beam heated air plasmas is presented. This research +is described in sections 7.4 and 7.5 by Professors Christophe Laux of the +University of Paris and Stanford University, and by Professors William +Rich, Igor Adamovich and Walter Lempert of Ohio State University. +Finally, section 7.6 presents challenges and new opportunities for research +and applications in this field. +Section 7.2 presents an investigation of optically pumped excitation of +carbon monoxide (CO) and laser excitation and ionization of organic gas +tetrakis-dimethyl-amino-ethelyene (TMAE) seed gases under high pressure +and atmospheric air conditions. This is done to create non-equilibrium +high-density plasma conditions and maintain low gas kinetic temperatures +with a lower power budget. The low power optically pumped CO experiment +is augmented with an rf capacitive source and produces air component and +air plasma densities in the 1010-10 11 /cm3 density range. In addition, detailed +optical spectra illustrating the vibrationally excited states are presented. This +optically pumped plasma is used together with an electron-beam-produced +plasma that is discussed in section 7.5. The ionization of a low ionization +energy (6.1 e V) organic seed gas in high-pressure gases and atmospheric air +by a short-wavelength (193 nm) high-power excimer laser is then discussed +in section 7.2.3. High density (1013/cm\ +large volume (SOOcm\ low +temperature plasmas are obtained and millimeter wave interferometry and +optical spectra measurements are presented to determine the two- and +three-body recombination rates for different cases. Both direct and delayed +ionization processes are found to influence the plasma decay process. The +high-density and large volume plasma formed in this case provides an excel- +lent load for reduced power rf inductive sustainment that is discussed in +section 7.3.3. +Section 7.3.2 presents a review of rf plasma torch experiments that are +the most developed of the high-frequency high-pressure plasma sources. +They have applications in materials processing and biological decontamina- +tion. High density (> 1013 /cm\ large volume (1000 cm3) air plasmas in near +thermal equilibrium are obtained and electron temperatures and densities in +air plasmas as well as the wall plug power density required to sustain the +plasma are discussed. This technique is used to increase the neutral air +temperature in order to reduce electron attachment to oxygen for the +short-pulse high-density experiments discussed in section 7.4. Next, the use +of the laser initiated seed gas discussed in section 7.2.3 as a seed plasma +load for high-power inductive rf sustainment is presented. It is found that +much lower rf power densities for sustainment compared to initiation can +be obtained and enhanced rf penetration well away from antenna is +observed. Section 7.3.4 discusses the use of higher frequency microwave + +--- Page 379 --- +364 +High Frequency Air Plasmas +discharges in air to obtain spatially localized high-density plasmas and can be +compared with rf methods. +Section 7.4 discusses a short repetitive pulse, low-duty cycle, high- +voltage discharge in air that is used to produce non-equilibrium plasmas +with time-averaged densities in the (1012 jcm3) range and greatly reduced +power consumption and lower neutral temperatures relative to thermal +equilibrium. Section 7.S discusses the reduction in electron attachment to +oxygen, one of the major loss processes for air plasmas, for a 60-80 kV +electron beam-formed, 1011 jcm3 density plasma resulting from CO laser +pumping of the seed gas that can couple to and detach the electron from +the oxygen. Recombination rates and power density estimates are also +presented. Section 7.6 concludes with challenges and opportunities for +future research. +7.2 +Laser Initiated or Sustained, Seeded High-Pressure Plasmas +7.2.1 +Introduction +Laser pumping of seed gas and laser ionization of low ionization potential +seed organic gas in high-pressure gases and atmospheric air to obtain +non-equilibrium, high-density plasmas is presented in this section. These +techniques are relatively new and have an objective of high-density, remote +plasma creation with substantial reduction in power compared to plasma +production in high-pressure gas alone. These experiments are grouped +together since they both utilize lower concentration seed gas for which +laser power can be efficiently coupled or used for ionization than is the +case for the high-pressure gas into which they are injected. They also +create non-equilibrium, large volume plasmas that can be sustained remotely +from the source region. A key scientific property that is examined is the seed +gas and plasma interaction with the background high-pressure gas. The +carbon monoxide (CO) laser (A ~ Sllm) pumping technique is used to +efficiently pump vibrational states of the seed CO gas in the high-pressure +background gas. Efficient coupling and transfer to metastable states of +high-pressure seed gas and capacitive rf coupling of power to associative +ionization of the CO-laser-pumped plasma is discussed. Optical spectra +and the associated plasma density are presented. +The use of a low ionization potential seed gas that is ionized and excited +by a 193 nm wavelength excimer laser is discussed in section 7.2.3. Both direct +ionization and delayed ionization of the seed gas produces a high-density +large-volume plasma in high-pressure gases and atmospheric air. This +plasma can be produced in space well away from the laser source and can + +--- Page 380 --- +Laser Initiated or Sustained, Seeded High-Pressure Plasmas +365 +be used as a large volume seed plasma that can be sustained by lower +power inductive rf coupling that can be pulsed or continuous. This topic is +discussed in section 7.3 on rf and microwave plasmas. Fast Langmuir +probe measurements, optical spectroscopy and millimeter wave inter- +ferometry are used to determine the plasma density, super-excited neutral +states and recombination rates for seed plasma and the properties in +high-pressure background gas. +7.2.2 Laser-sustained plasmas with CO seedant +Creating considerable levels of ionization, uniformly distributed in a large- +volume high-pressure molecular gas mandates a non-thermal, or non- +equilibrium, plasma approach, if relatively low gas kinetic temperatures +must be maintained. The first point to be clarified is what is meant by a +non-equilibrium, as opposed to an equilibrium, plasma. Figure 7.2.2.1 +shows a simple schematic indicating the various modes of motion of diatomic +molecules, the dominant species making up the air plasmas which are a prin- +cipal focus of this book. The plasma can store energy in each of the indicated +modes, and each therefore can contribute to the specific heat of the plasma. +Note that in addition to the modes shown, the translational motion of the +plasma atoms and free electrons are also participating modes. Polyatomic +species, if present, would also contribute additional modes. The total +energy of each atom, molecule, ion, or free electron in the gas may be written +in the form +E = Etrans + E rot + EVib + Eelectron + Einteraction +TRANSLATIONAL MOTION: +~ ~ +%~ +fho~ +ROTATIONAL MOTION: +VIBRATIONAL MOTION: +- +O'V\I\IO - +-~- +ELECTRONIC: ~.~ GAS RADIATES IN +VISIBLE, UV +( +0 fe·\ +(7.2.2.1) +Figure 7.2.2.1. Schematic of the various modes of motion for diatomic molecular species in +a plasma. + +--- Page 381 --- +366 +High Frequency Air Plasmas +where each of the energies shown corresponds to one of the modes of motion +shown in figure 7.2.2.1. Various other possible energy storage modes +(chemical, nuclear) are omitted, both for simplicity and because they are +not primarily participating in the processes being described here. Einteraction +represents energies associated with the coupling of various modes within a +single molecule (vibration with rotation, or vibration with electronic +motion, etc.). The 'internal' energy modes (rotation, vibration, electronic) +are quantized into discrete energy levels. For engineering systems of macro- +scopic dimensions, the translational modes of the plasma species are not +quantized, and translational motion is described by classical mechanics. +It is convenient to designate the total energy of an atom or molecule +corresponding to a particular array of specific quantum energy states as +E;, where the subscript i refers to the collection of quantum numbers for +each mode designating the specific energy level. When the plasma is in +thermal equilibrium, the distribution of populations of plasma species (elec- +trons, ions, atoms, molecules) among the various energy states E; is typically +governed by Maxwell-Boltzmann statistics. In this equilibrium case, the +fractional number of plasma species in the ith energy state, E;, is +n; +g; exp( - Ed kT) +N +Q +(7.2.2.2) +where the partition function, Q, is given by: +Q = L g;exp(-EdkT) +(7.2.2.3) +where N = ~; n; is the total number of species, g; is the statistical weight of +the ith internal energy state, k is Boltzmann's constant and T is the tempera- +ture of the plasma. For this equilibrium case, specification (or measurement) +of the single plasma temperature, T, allows the distribution of energy and +populations of states to be determined. +In the molecular plasmas of primary interest in this book, one or more +modes of motion are not in thermal equilibrium, and some states are not +populated according to the simple expressions above. It must be recognized +that producing large degrees of such non-equilibrium requires input of +considerable work to the plasma, to maintain the non-equilibrium. Thermo- +dynamic laws dictate that this work input must exceed the heat input neces- +sary to maintain a thermal, equilibrium plasma having the same ionization +fraction. Non-equilibrium, cool molecular plasmas are easily created in +lower pressure gases, usually in small volumes. These are the familiar glow +discharge plasmas, that can have near-room gas kinetic (translational +mode) temperatures, and which can be readily struck in a gas with electrodes +biased with dc or rf electrical potentials. The specific non-equilibrium modes +in such glow-type discharges in molecular gases are (1) the free electron +gas, whose mean energy or effective temperature is much higher than the + +--- Page 382 --- +Laser Initiated or Sustained, Seeded High-Pressure Plasmas +367 +translational mode temperature of the molecular and atomic species, (2) at +least some of the vibrational modes, whose mean energy is, again, much +higher than the mean translational mode energy of atoms and molecules, +and, often, (3) some of the electronic modes of the atomic and molecular +species, which again may have much higher mean energies than their mean +translational mode temperatures. It is this third non-equilibrium that creates +the defining 'glow' of the ordinary glow discharge. This often-visible glow +arises from radiative decay of the highly energetic electronic states. While +such intense radiation is only achieved by heating thermal equilibrium +plasmas to thousands of degrees, in radiating glow plasmas, the gas tempera- +ture may be only slightly above room temperature. We cite the common +examples of 'neon' sign plasmas, or normal fluorescent lighting tubes, +which are cool to the touch. In all these glow discharges, it is electrical +power that supplies the requisite work for maintaining non-equilibrium. +Creating such a cool, non-thermal plasma in any atmospheric pressure gas, +and especially in air, is, however, beset with many difficulties, and is +exacerbated when a uniform, diffuse ionization is required in a large +volume. Chief among these difficulties is the instability that causes the +plasma to condense into a thermal arc. +Stability control of large-volume high-pressure non-equilibrium +molecular plasmas has long been one of the most challenging problems of +gas discharge physics and engineering. At high pressures, the most critical +instability, which produces the transition of a diffuse, non-equilibrium, +self-sustained discharge into a higher temperature, higher ionization fraction, +near-thermal equilibrium arc, is the ionization heating instability. Basically, +the transition to an arc develops due to a positive feedback between gas +heating and the electron impact ionization rate (Raizer 1991, Velikhov et al +1987). In the transition, small electron density perturbations, producing +excess Joule heating, result in a more rapid electron generation and even- +tually lead to runaway ionization. Since the advent of very high-power gas +lasers, which require production of extreme disequilibrium in internal +molecular energy modes, coupled with low gas kinetic temperature, various +approaches to this stabilization problem have been developed. Among a +few well known high-pressure plasma stabilization methods are the use +of separately ballasted multiple cathodes (Raizer 1991), aerodynamic +stabilization (Rich et aI1979), rf frequency high-voltage pulse stabilization +(Generalov et al 1975), and external ionization by a high-energy electron +beam (Basov et aI1979). +The use of these techniques is tantamount to introducing an additional +damping factor into a conditionally stable system, which raises the instability +growth threshold and allows the sustainment of a diffuse discharge at higher +pressures and/or electron densities. However, they do not affect the original +source of the ionization heating instability. For this reason, raising the gas +pressure or discharge current eventually results in a glow-to-arc transition. + +--- Page 383 --- +368 +High Frequency Air Plasmas +Even the non-self-sustained dc discharge with external ionization produced +by an e-beam is in fact self-sustained in the unstable cathode layer, where +ionization is primarily produced by secondary electron emission from the +cathode (Velikhov et al 1987). Therefore instability growth in the cathode +layer of high-power discharges sustained by an e-beam results in the develop- +ment of high-current density cathode spots extending into the positive +column and eventually causing its breakdown. +The cathode layer instability of the e-beam-sustained discharge can be +avoided by using an rf instead of a dc electrical field to draw the discharge +current between dielectric-covered electrodes. In this case, secondary emis- +sion from the electrodes is precluded, the cathode regions do not form, +and the current loop is closed by the displacement current in the near- +electrode sheaths. This type of discharge remains non-self-sustained in the +entire region between the electrodes and is therefore not susceptible to the +cathode layer instability (Velikhov et al 1987). Indeed, experiments show +that an rf beam-driven discharge remains stable at higher E / N and current +densities than a dc discharge (Kovalev et al 1985). However, at high +e-beam currents this type of discharge also becomes unstable since the rate +of ionization by the beam is inversely proportional to the gas density, so +that gas heating by the beam would eventually produce an ionization +instability. +The above discussion shows that even the use of external ionization does +not always allow unconditionally stable discharge operation at high currents +and pressures. On the other hand, it suggests that a discharge system +sustained by an external source with a negative feedback between gas heating +and ionization rate, and, if necessary to provide work input to internal +modes, using sub-breakdown electric fields to draw the discharge current, +might be unconditionally stable (Plonjes et al 2000). An ionization process +that satisfies this condition is the associative ionization in collisions of two +highly vibrationally excited molecules (Plonjes et al 2000, Polak et aI1977, +Adamovich et a11993, 1997,2000, and Palm et aI2000), +AB(v) + AB(w) - +(AB)i + e-, +Ev + EM' > Eion . +(7.2.2.4) +In equation (7.2.2.4), AB represents a diatomic molecule, and v and ware +vibrational quantum numbers. Basically, ionization is produced in collisions +of two highly vibrationally-excited molecules when the sum of their vibra- +tional energies exceeds the ionization energy. This volume ionization +method was first detected in nitrogen plasmas, and is the key ion-producing +process in many of the well-known CO2/N2 high-power gas lasers (Polak et al +1977). Of direct relevance for application to air plasmas, ionization by this +mechanism has been previously observed in CO-Ar and CO-N2 gas mixtures +optically pumped by resonance absorption of CO laser radiation at pressures +of P = 0.1-1.0atm and temperatures of T = 30o-700K (Plonjes et a12000, +Adamovich et a11993, 1997, 2000, and Palm et aI2000). In these optically + +--- Page 384 --- +Laser Initiated or Sustained, Seeded High-Pressure Plasmas +369 +pumped non-equilibrium plasmas, where high vibrational levels of CO are +populated by near-resonance vibration-vibration (V-V) exchange (Treanor +et a11968, Rich 1982), a gas temperature rise results in rapid relaxation of +the upper vibrational level populations because of the exponential rise of +the vibration-translation (V-T) relaxation rates with temperature (Billing +1986). In other words, ionization by mechanism (1) can be limited and +even terminated by the heating of the gas. +The present section reviews the work in exciting high-pressure molecular +plasmas by such 'optical pumping' of CO. While such plasmas can be created +in high-pressure mixtures of pure CO, or CO in an inert (Ar, He) diluent, CO +can also be used as a seed ant to create other diatomic gas plasmas (N2' O2, +air). This unconditionally stable high-pressure molecular plasma concept will +be reviewed here. To accomplish this, carbon-monoxide-containing gas +mixtures are vibrationally excited at high pressures using a combination of +a CO laser and a sub-breakdown rf field. More extensive presentations of +work with plasmas of this type are given in (Lee et al 2000, Plonjes et al +2001), from which most of the data given below are obtained. +A schematic ofa typical experimental set-up is shown in figure 7.2.2.2. A +continuous wave (c.w.) carbon monoxide laser is used to irradiate a high- +pressure gas mixture, which is slowly flowing through an optical absorption +cell. For purposes of the present discussion consider that gas mixture to be +nitrogen containing 1 % of carbon monoxide and trace amounts ("-'10- +100 ppm) of nitric oxide or oxygen, at pressures of P = 0.4--1.2 atm. The +residence time of the gases in the cell is about 1 s. The CO pump laser is +electrically excited, producing continuous wave output on approximately +20 vibrational-rotational lines of the CO fundamental infrared bands, +vibrational quantum transitions ~v = 1. It produces a substantial fraction +of its power output on the v = 1 - +0 fundamental band component +in the infrared. (Note that 50% efficiencies have been demonstrated for +these lasers at very high powers.) A typical small-scale laser operates at +10-15 W continuous wave broadband power on the lowest ten fundamental +bands. The output on the lowest bands (l - +0 and 2 - +1) is necessary to +start the absorption process in cold CO (initially at 300 K) in the cell. The +laser is mildly focused to increase the power loading per CO molecule, +providing an excitation region of, typically, ,,",1-2 mm diameter and up to +10 cmlong. The absorbed laser power is of the order of 1 W/cm over +the absorption length of about 10cm, which gives an absorbed power +density of ""' 100 W /cm3. It is important to note that this technique is not +the laser-induced 'breakdown', familiar from the many focused pulsed +laser experiments, which create an intense arc-like plasma. In the present +technique, up to at least 70% of the laser power is absorbed, but by +resonance transitions, initially, into the vibrational mode of the CO seedant +only. This use of the CO laser to excite high-pressure gas mixtures is an +extension of a technique described numerous times in the literature + +--- Page 385 --- +370 +High Frequency Air Plasmas +ToFTIR +ToOMA +Emission Spectroscopy: +Linc-of·Sight Inrograti<.lfl +impact +applied +lOmzatJ7 n.t ~eld +k;.,n-exp(-N/E)t +jt +f +J Joule +\ +heat +ElNt~ Tt +Self-sustained discharge +Ruman ~'pcctrOSCQPY: +Point M~'t\lrum"''11t +stabilizing link +n +associative +n..l. n.t +applied +ionization I' +kjonn(v)n(w),j, +'\ field +jt +J +Joule +heat +n(v),n(w),l, +~ +V-T +Tt +relaxation +CO laser I RF pumped plasma +Figure 7.2.2.2. Schematic of the CO Jaser/rf field pumping experiment. +(Rich et a11979, DeLeon and Rich 1986, Flament et a11992, Wallaart et al +1995, Diinnwald et al 1985, Saupe et al 1993, Plonjes et al 2000, Lee et al +2000). +The low vibrational states of CO, v ~ 10, are populated by direct +resonance absorption of CO pump laser radiation in combination with +rapid redistribution of the population by vibration-vibration (V-V) +exchange processes [14], +CO(v) + CO(w) - +CO(v - 1) + CO(w + 1). +(7.2.2.5) +The V-V processes then continue to populate higher vibrational levels of +CO as well as vibrational levels of N2, which are not coupled to the laser +radiation (Diinnwald et a11985, Saupe et a11993, Plonjes et aI2000), +CO(v) + N2(w) - +CO(v - 1) + N2(w + 1). +(7.2.2.6) +The large heat capacity of the gases, as well as conductive and convective +cooling of the gas flow, allow the translational/rotational mode temperature + +--- Page 386 --- +Laser Initiated or Sustained, Seeded High-Pressure Plasmas +371 +in the cell to be controlled. Under steady-state conditions, when the average +vibrational mode energy of the CO would correspond to several thousand +Kelvin, the temperature never rises above a few hundred degrees (Dunnwald +et al 1985, Saupe et al 1993, Plonjes et al 2000). Thus a strong non- +equilibrium distribution of mode energies can be maintained in the cell, +characterized by a very high energy of the vibrational modes and a low +translational-rotational mode temperature. The populations of the +vibrational states of N2 and CO in the cell are monitored by infrared +emission and Raman spectroscopy (Plonjes et al 2000, Lee et al 2000). +Under these highly non-equilibrium conditions, the optically pumped +gas mixture becomes ionized by the associative ionization mechanism of +equation (7.2.2.4). The ionization of carbon monoxide by this mechanism +has been previously observed in CO-Ar and CO-N2 gas mixtures optically +pumped by resonance absorption of CO laser radiation (Plonjes et al 2000, +Adamovich et al 1993, 1997, 2000, and Palm et al 2000). The calculated +(Adamovich et al 1993, 1997, 2000) and measured (Plonjes et al 2000, +Palm et al 2000) steady-state electron density sustained by a lOW CO laser +in these optically pumped plasmas is in the range ne ~ 1010_1011 cm -3. +Such ionization levels are maintained in CO-Ar and CO-N2 mixtures by +the mechanism of equation (7.2.2.4) with the laser pump only. It is not +necessary to do additional work on the plasma. However, an rf field can +be imposed, and further energy inputed to the vibrational modes without +gas breakdown. For this purpose, two 3 cm diameter brass plate electrodes +were placed in the cell as shown in figure 7.2.2.2, so that the laser beam +creates a roughly cylindrical excited region between the electrodes, 1-2mm +in diameter. The probe electrodes, 13.S mm apart, are connected to a +13.S6 MHz rfpower supply via a tuner used for plasma impedance matching. +Typically, the reflected rf power does not exceed S-lO% of the forward +power. The applied rf voltage amplitude, measured by a high-voltage +probe, is varied in the range of 2-3 kV at P = 0.8-1.2 atm, so that the peak +reduced electric field does not exceed E / N ~ 1 X 10-16 V cm2. It should be +emphasized that this low value of E / N precludes electron impact ionization +by the applied field, so that the associative ionization of equation (7.2.2.6) +remains the only mechanism for electron production in the plasma. The +applied rffield is used to heat free electrons created by the associative ioniza- +tion mechanism and to couple additional power to the vibrational modes of +the gas mixture molecules by electron impact processes, +CO(v) + e-(hot) - +CO(v + ~v) + e-(cold) +N2(v) + e-(hot) - +N2(v + ~v) + e-(cold). +(7.2.2.7) +(7.2.2.8) +It is well known that over a wide range of reduced electric field values +(E/ N = (O.S-S.O) X 10-16 V cm2) more than 90% of the input electrical +power in nitrogen plasmas goes to vibrational excitation of N2 by electron + +--- Page 387 --- +372 +High Frequency Air Plasmas +CO laser Vibrational Mode +.... +of CO +'- +(CO)t +RFfirld ++ +.... +Vibrational Mode +N/ +ofN2 +Electron Impact +(up to 90% of the total power) +Figure 7.2.2.3. Schematic of the dominant kinetic processes in a CO---N2 plasma pumped +by a CO laser and a sub-breakdown rf field. +impact (Raizer 1991). Combined with the high efficiency of the CO laser, this +provides a very efficient method of sustaining extreme vibrational +disequilibrium in high-pressure molecular gases. In this approach, the laser +need only be powerful enough to load one of the molecular vibrational +modes to vibrational levels producing significant ionization, in accordance +with equation (7.2.2.4). It is not necessary to use a high-power pump laser. +However, as shall be seen subsequently, considerably greater laser powers +are needed to achieve the same states in air mixtures. +The strong vibrational disequilibrium enhanced by the electron impact +processes of equations (7.2.2.7) and (7.2.2.8) results in a faster electron +production by the associative ionization mechanism of equation (7.2.2.6). +The resultant electron density increase in turn further accelerates the rate +of energy addition to the vibrational modes of the molecules. However, +this self-accelerating process does not produce an ionization instability +such as occurs in other types of high-pressure non-equilibrium plasmas. +The reason for this is a built-in self-stabilization mechanism existing in +plasmas sustained by associative ionization. In high-pressure self-sustained +discharge plasmas, excess Joule heating produced by a local electron density +rise accelerates the rate of impact ionization and therefore results in a further +increase of electron density (see figure 7.2.2.3). This is the well-known +mechanism of ionization-heating instability development (Raizer 1991, +Velikhov et al 1987). In a plasma sustained by associative ionization, +excess Joule heating due to a local electron density rise sharply increases +the vibration-translation (V-T) relaxation rates, which results in a rapid +depopulation of high vibrational energy levels, slows down the ionization +rate, and reduces the electron density (see figure 7.2.2.2). This provides +negative feedback between gas heating and the ionization rate and enables +the unconditional stability of the plasma at arbitrarily high pressures, for + +--- Page 388 --- +Laser Initiated or Sustained, Seeded High-Pressure Plasmas +373 +as long as the applied rf field does not produce any impact ionization. +Obviously, optically pumped plasmas sustained by the CO laser alone (without +the externally applied field) are always unconditionally stable. Indeed, stable +and diffuse plasmas of this type have been sustained in CO-Ar mixtures at +pressures up to 10 atm (Rich et aI1982). Figure 7.2.2.3 shows a schematic of +the dominant kinetic processes in the CO laser/rf field sustained CO-N2 +plasma. +Triggering the rf power coupling to the vibrational modes of the cell +gases requires the initial electron density, ne, to exceed a certain threshold +value. Recent studies of associative ionization in CO laser pumped plasmas +(Plonjes et al 2000, Adamovich et al 2000, Palm et al 2000) showed that the +electron density in these plasmas can be significantly increased (from +ne < 1010 cm-3 to ne = (1.5-3.0) x 1011 cm-3) by adding trace amounts of +species such as O2 and NO to the baseline CO-Ar or CO-N2 gas mixtures; +as discussed in (Lee et aI2000), this has the net effect of significantly altering +the dissociative recombination rate in the plasma. +Figures 7.2.2.4-7.2.2.7 show the levels of non-equilibrium mode +excitation and plasma production with this method. Figure 7.2.2.4 shows +the spectrally-resolved emission from the first overtone infrared bands of +CO in the CO-N2 plasma, displayed against the frequency (in wavenumbers) +for two plasma pressures, 600 and 720 torr. In this spectrum, each of the +peaks displayed is roughly indicative of the population of a CO vibrational +quantum level. The large peaks on the left correspond to the lower quantum +levels (v = 2, 3, and so on) with the highest populated levels (near v ~ 38) at +the right of the spectrum. The greatly increased populations when the +subcritical rf field is turned on are also displayed. Figure 7.2.2.5 shows the +corresponding N2 vibrational populations for one of the same CO-N2 +plasmas, namely for the 600 torr case, from a Raman spectrum. In this +figure, each peak is indicative of the vibrational population, starting with +v = 0 on the right, and increasing to v = 4 on the left. Again, the much +greater population of the upper states with the rf field on is evident. The +Raman measurements are also used to infer the gas kinetic temperature +(i.e. the rotational/translational mode temperature) of these plasmas. This +temperature is 360 K for excitation with the CO laser alone, not greatly +above room temperature, and rises to 540 K when the rf is on for the +conditions of the figures. The photograph of figure 7.2.2.6 shows the visual +appearance of the plasma, again, with and without the rffield on. The visible +emission is from the small amounts of C2 and CN radicals formed from the +reaction of the vibrationally excited CO and N2. Chemical reaction is not a +significant energy absorption channel in the plasmas under these conditions, +but the visible electronic emission provides an easy qualitative diagnostic of +the plasma size. The substantial increase in volume with the rf is apparent. +Again, the electron densities, measured both by probes and microwave +attenuation techniques, are in the range 1.5-3.0 x 1011 cm -3. + +--- Page 389 --- +374 +High Frequency Air Plasmas +Intensity (arbitrary units) +P=600 torr, 1 % CO in N2 +RFfieldoff +RFfieldon +4500 +4000 +3500 +3000 +2500 +Wavenumbers +P=720 torr, 1% CO in N2 +RF field off +RFfieldon +~I +#l +I I +I +4500 +4000 +3500 +3000 +2500 +Wavenumbers +Figure 7.2.2.4. CO first overtone infrared emission spectra in the CO laserjrffield pumped +I %CO-99%N2-ISO ppm NO gas mixture at P = 600 torr (laser power 10 W) and +P = 720 torr (laser power 15 W). +Figure 7.2.2.7 shows the levels of excitation achieved when pumping +atmospheric air, inferred from the Raman spectra of a dry air mixture at +one atmosphere, with CO seedant, pumped by the CO laser. Figure 7.2.2.7 +is a semilog plot of these experimentally determined relative populations of + +--- Page 390 --- +Laser Initiated or Sustained, Seeded High-Pressure Plasmas +375 +6E+4 +4E+4 +Intensity (arbitrary units) +602 +RF field off (T=380 K, Tv = 1900 K) +RF field on (T=530 K, Tv =2500 K) +604 +606 +Wavelength, run +v=o +608 +Figure 7.2.2.5. Raman spectra of nitrogen in the CO laser/rf field pumped I %CO- +99%N2-150ppm NO gas mixture at P = 600 torr. The spectra are normalized on the +v = 0 peak intensity. +each vibrational level for the three species, N2, CO, and °2, plotted against +the vibrational quantum level number. The vibrational quantum level +number is roughly proportional to the energy of the level. Accordingly, a +Boltzmann distribution of populations in such a plot would approximate +Figure 7.2.2.6. Photographs of the CO laser/rf field pumped 1 %CO-99%N2-10 ppm NO +gas mixture at P = I atm. Top, rf field turned off; bottom, rf field turned on. + +--- Page 391 --- +376 +High Frequency Air Plasmas +Relative population +1.0E+000 +• +N2 , experiment (Tv ~2480 K) +• +CO,experiment(Tv~3410K) +'" +O2 , experiment (Tv ~3660 K) +l.OE-OOI +--- N2 , calculation (Tv~2470 K) +l.OE-002 +l.OE-003 +l.OE-004 -+--r----T-~-r__...,..-_r_--r-""T'"-~__, +o +4 +8 +12 +16 +20 +Vibrational quantum number +Figure 7.2.2.7. Experimental (symbols) and calculated (lines) vibrational population +distribution functions on centerline of optically pumped atmospheric pressure air, for a +580/120/40 torr mixture of N2/02/CO. +a straight line; the obvious departure from Boltzmann equilibrium, +even within a single species vibrational mode, is evident. The higher level +populations are overpopulated in comparison to a Boltzmann plot. Since +an equilibrium (Boltzmann) distribution cannot be fitted to these data, a +unique 'vibrational mode temperature' cannot be assigned to each species. +We can, however, use the populations of only the lowest two vibrational +levels in each species to define an approximate vibrational mode temperature. +These approximate vibrational temperatures are given on the figure. It can be +seen that even these temperatures, which ignore the higher level overpopula- +tions, still are far above the translational mode, or gas kinetic temperature, of +the plasma, T = 540 K. It can be seen that approximately five vibrational +levels of the N2, eight vibrational levels of the CO, and 12 vibrational +levels of the O2 have significant non-equilibrium populations. The kinetics +of such vibrationally excited systems are now well understood, and dictate +that in mixtures of species such as in figure 7.2.2.7, the greatest energy +loading accumulates in the vibrational mode of the lowest frequency +oscillator, in this case, 02' The figure shows this, and also displays a kinetic +modeling calculation confirming this basic result. +The advantages of producing high-pressure low-temperature molecular +gas plasmas by the above method are apparent. There are two principal + +--- Page 392 --- +References +377 +limitations to using the CO seed ant optical pumping method as the sole +source of volume ionization. One is that associative ionization of the type +given by equation (7.2.2.4) is not a particularly efficient volume ionization +process, although it is a common ionizing process in conventional glow +discharges. It requires that a great deal of the work applied to the plasma +must go into vibrational mode excitation; the actual ionization energy +supplied to the plasma is only perhaps 0.1 % of the total power input. A +second limitation is that the laser power requirements rise substantially +with more fast-relaxing vibrationally-excited species present. To maintain +very high vibrational mode power loadings, the input laser power must +be increased. In the dry air case of figure 7.2.2.7, the oxygen is a faster +relaxing species than either the N2 or the CO seed ant. With the power +density of "-' 1-10 W /cm2 available from the laser used for these +experiments, no molecular species of the 1 atm air case were pumped to +levels high enough to give substantial associative ionization. With higher +powers, it is possible to achieve this in air mixtures. However, given the rela- +tively inefficient volume ionization obtainable by these means alone, the +optical pumping method should be supplemented by more efficient +ionization methods if large volume, high electron density plasmas are +wanted with minimum work input. When combined with an efficient ioniza- +tion technique, the vibrationally excited air produced by the optical pumping +exhibits striking increases in plasma lifetimes. The means of accomplishing +very high levels of ionization in relatively cold air by a combination of optical +pumping and an efficient ionizer are presented in a subsequent section +(section 7.5). +References +Adamovich I V, 2001 J. Phys. D: Appl. Phys. 34 319 +Adamovich I V and Rich J W 1997 J. Phys. D: Appl. Phys. 30 1741 +Adamovich I, Saupe S, Grassi M J, Schulz 0, Macheret S and Rich J W 1993 Chern. Phys. +173491 +Basov, N G, Babaev, I K and Danilychev, V A et al1979 Sov. J. Quanturn Electronics 6 +772 +Billing, G D 1986 'Vibration-vibration and vibration-translation energy transfer, induding +multiquantum transitions in atom-diatom and diatom-diatom collisions' in None- +quilibriurn Vibrational Kinetics (Berlin: Springer) ch 4, pp 85-111 +DeLeon R L and Rich J W 1986 Chern. Phys. 107283 +Diinnwald H, Siegel E, Urban W, Rich J W, Homicz G F and Williams M J 1985 Chern. +Phys. 94 195 +Flament C, George T, Meister K A, Tufts J C, Rich J W, Subramaniam V V, Martin J P, +Piar B and Perrin M Y 1992 Chern. Phys. 163241 +Generalov, N A, Zimakov V P, Kosynkin V D, Raizer Yu P and Roitenburg D I 1975 +Tech. Phys. Lett. 1431 + +--- Page 393 --- +378 +High Frequency Air Plasmas +Kovalev AS, Muratov E A, Ozerenko A A, Rakhimov A T and Suetin N V 1985 Sov. +J. Plasma Phys. 11 515 +Lee W, Adamovich I V and Lempert W R 2000 J. Chern. Phys. 114 117 +Palm P, Plonjes E, Buoni M, Subramaniam V V and Adamovich I V 2000 'Electron density +and recombination measurements in co-seeded optically pumped plasmas', +submitted to J. Appl. Phys., December +Plonjes E, Palm P, Chernukho A P, Adamovich I V and Rich J W 2000a Chern. Phys. 256 +315 +Plonjes E, Palm P, Lee W, Chidley M D, Adamovich I V, Lempert W R and Rich J W +2000b Chern. Phys. 260 353 +Plonjes E, Palm P, Adamovich I V and Rich J W 2000c J. Phys. D: Appl. Phys. 33(16) 2049 +Plonjes E, Palm P, Lee W, Lempert W Rand Adamovich I V 2001 J. Appl. Phys. 89 5911 +Polak L S, Sergeev P A and Slovetskii D I 1977 Sov. High Temp. Phys. 15 15 +Raizer, Y P 1991 Gas Discharge Physics (Berlin: Springer) +Rich, J W 1982 'Relaxation of molecules exchanging vibrational energy,' in Massy H S W, +McDaniel E, Bederson Band Nighan W (eds) Applied Atomic Collision Physics, vol +3, Gas Lasers, ch 4, pp 99-140 (New York: Academic Press) +Rich J W, Bergman R C and Williams M J 1979 'Measurement of kinetic rates for carbon +monoxide laser systems', Final Contract Report AFOSR F49620-77-C-0020 +(November) +Rich W, Bergman R C and Lordi J A 1975 AIAA J. 13 95 +Saupe S, Adamovich I, Grassi M J and Rich J W 1993 Chern. Phys. 174219 +Treanor, C E, Rich, J Wand Rehm, R G 1968 J. Chern. Phys. 48 1798 +Velikhov E P, Kovalev A Sand Rakhimov A T 1987 Physical Phenomena in Gas Discharge +Plasmas (Nauka: Moscow) +Wallaart H L, Piar B, Perrin M Y and Martin J P 1995 Chern. Phys. 196 149 + +--- Page 394 --- +Ultraviolet Laser Produced TMAE Seed Plasma +379 +7.2.3 Ultraviolet Laser Produced TMAE Seed Plasma +Experiments were performed to explore the possibility of creating an initial +seed plasma that can be sustained efficiently by the inductive coupling of +radiofrequency (rf) power. A large volume (500 cm\ axially long (100 cm) +tetrakis (dimethyl-amino) ethylene (TMAE) seeded plasma in a high- +pressure background gas is created by a uniform intensity ultraviolet beam +of 193 nm wavelength produced by a Lumonics Pulsemaster (PM-842) +excimer laser. The laser runs in the ArF mode (6.4eV). The long axial +extent of the electrodeless laser seed plasma is attractive since it can allow +enhanced rf penetration and ionization well away from the 20 cm axial +extent of the antenna. A schematic illustrating the initial University of +Wisconsin-Madison laser-initiated plasma experiment is shown in figure +7.2.3.1 (Ding et aI2001). +The efficiency of the subsequent rf sustainment of the plasma was +determined by the plasma density and lifetime that depends on the two- +and three-body recombination loss processes in the presence of background +gases and electron attachment to oxygen. In this section the laser-produced +TMAE plasma is characterized. The first measurement of temporal density +and temperature decay of the laser-produced TMAE plasma was carried +out using a special fast (7 ~ 10 ns) Langmuir probe whose structure is +Beam Splitter +Laser Light +Photodiode +Lens5ystem +Boxcar +Trigger +TMAE +Chamber +Voltage +1------1 Scanning +Figure 7.2.3.1. Laser seed plasma experiment. (Ding et aI200!.) + +--- Page 395 --- +380 +High Frequency Air Plasmas +Figure 7.2.3.2. Fast Langmuir probe structure. (Ding et aI200l.) +illustrated in figure 7.2.3.2 (Ding et al 2001). The instantaneous Langmuir +probe (LP) current-voltage characteristic curve is measured by a sampling +technique using a boxcar averager triggered by the laser pulse. A heated tung- +sten wire was used to keep the probe surface very clean and a dummy probe +was used differentially to reduce the noise from the laser, the electromagnetic +pulse and transient plasma oscillations. The LP current-voltage traces for +this plasma were extremely sharp. Very accurate temporal density and +temperature data was obtained for the plasma. +The LP temporal plots of electron density and temperature at 20 cm +from the Suprasil laser window are shown in figures 7.2.3.3 and 7.2.3.4 +(Ding et al 2001). The high-density, cold plasma (1012_1013 cm-3, ,,-,0.2- +O.4eV) decay was accurately measured lOOns after the initial 20ns laser +pulse of 4-8 mJ/cm2 that created the plasma. The electron densities were +higher for higher TMAE pressure whereas the electron temperature was +higher for lower TMAE pressures. It was also observed that the electron +temperature decays sharply for earlier times as compared to the electron +density. +Consider the temporal decay of the plasma density. In the absence of an +ionizing source, the plasma decay can be described as (Akhtar et al 2004, +Ding et a12001, Kelly et a12002, Stalder et aI1992), +(7.2.3.1) +Here, Da is the ambipolar diffusion term, Ctr (cm3/s) is the two-body +(electron-ion) recombination coefficient and (3j=e,g (cm6/s) is the three- +body (electron-ion) recombination coefficient involving either a neutral + +--- Page 396 --- +10" +0.0 +Ultraviolet Laser Produced TMAE Seed Plasma +381 +500.0 +'9--1i3 2ntTarr TMAE +G-E> B. The line-average plasma density reached its maximum value of +4 x 1013 cm-3 at z = 20 em from the Suprasil window. The temporal decay +of TMAE plasma was along the path B ----> C ----> A. A plane wave model +and software were utilized to obtain the plasma density in this collisional +regime. +In figure 7.2.3.7, the temporal plot of the TMAE plasma density for 4, +16, and 50mtorr TMAE vapor pressures is shown. It should be noted that +the peak plasma density occurred fairly late in time (t = 140 ± IOns) after +the application of the laser pulse. Optical emission data also showed the +presence of a small (two orders of magnitude lower) direct ionization process +during the laser pulse. However, the initial (T::; 20ns) low density plasma +(rv 1011 em -3) produced by direct ionization could not be accurately + +--- Page 401 --- +386 +High Frequency Air Plasmas +1.0E+14 +'?; +~ 1.0E+13 +1 +a 1.0£+12 + 1012 cm -3) plasma is maintained in the presence of noble background +gases for over 2 JlS. Since the background gas was at atmospheric pressure +with neutral particle densities ,.,.,2.5 x 1019 cm-3, the effect of three-body +recombination involving a neutral as the third particle became an important +factor. In the experiment with room temperature air constituents as the back- +ground gas, the effect of electron attachment was evident. The peak TMAE +plasma densities obtained in the presence of 760 torr of nitrogen, oxygen and +air were 1.8 x 1013,5.8 X 1012 and 9.8 x 1012 cm-3, respectively. In addition, +a TMAE plasma density :::::5 x lOll cm-3 was maintained in atmospheric air +for t ::::: 0.3 JlS. This was long enough so that rfpower could be coupled to the +seed plasma efficiently (Kelly et al 2002). It was also observed that the seed +TMAE vapor remained viable for large-volume (,.,.,500 cm3) and high-density +(1013 cm-3) laser ionization in air for t :-:; 10 minutes. + +--- Page 403 --- +388 +High Frequency Air Plasmas +7.2.3.1 +TMAE density decay in the presence of Noble Gases +In the presence of noble gases at 760 torr, three-body recombination +involving neutrals as the third particle becomes significant. Neglecting +electron attachment, equation (7.2.3.1) can be expressed as +(7.2.3.7) +Here 0: represents the recombination losses for the pure TMAE plasma +described in equation (7.2.3.3) and f3g is the loss due to three-body recombi- +nation where the third body is a neutral atom. In order to determine f3g for +TMAE in the presence of helium and argon, a numerical derivative of the +TMAE plasma density temporal plot in figure 7.2.3.9 is obtained. Using +the recombination coefficients, 0:, already obtained for pure TMAE (figure +7.2.3.5) along with the neutral particle gas density, ng , equation (7.2.3.7) +was numerically solved in time to determine f3g• A plot of the resultant +three-body recombination coefficient, f3g, is presented in figure 7.2.3.10. +Since the three-body recombination process depends on the neutral gas +density (maintained at 760 torr during this experiment) only a very small +temporal variation in f3g was observed. The small variation (,,-,5%) is +within statistical error. In this experiment, the three-body recombination +rate coefficients for TMAE in the presence of helium and argon were +determined to be f3 (He) = (4.35±0.7) x 10-26 cm6 S-I and f3g(Ar) = +(9.5 ± 0.8) x 10-26 cme +S-I, respectively. The values obtained were compar- +able to the published collisional three-body recombination rates for singly +ionized plasmas (Zel'dovich and Raizer 1966). +l.5E-25 +~~ 1.0E-25 +.., +"'s +~ +e.o +c:c.. 5.0E-26 +O.OE+OO +o +~ +200 ++ Helium +400 +Time (ns) +600 +800 +Figure 7.2.3.10. Three-body recombination rate coefficients for a TMAE plasma in the +presence of helium and argon at 760 torr. (Akhtar et at 2004 (© 2004 IEEE).) + +--- Page 404 --- +Ultraviolet Laser Produced TMAE Seed Plasma +389 +7.2.3.2 +TMAE density decay in the presence of air constituent gases +In atmospheric pressure air at room temperature, the dominant density loss +mechanism in a TMAE plasma in air is electron attachment with oxygen +through the process e + O2 + M - +O2 + M (M = O2, N2). Negative +oxygen ions are rapidly removed by ionic recombination and this results in +a significant reduction in the plasma density and life-time. The density +decay equation (equation (7.2.3.1)) for this case is written as +(7.2.3.8) +Here {3g is the three-body recombination rate coefficient with either oxygen or +nitrogen as the third species and /'l,a is the electron attachment rate coefficient +for oxygen and nitrogen. Based on the classical diffusion model that includes +the elastic scattering of electrons by diatomic molecules, the {3g values at room +temperature are assumed to be ~1O-26 cm6 s-l (Bates 1980, Biberman et al +1987) for the present calculation. The differences in {3g values for diatomic +molecules with mirror symmetry like oxygen, nitrogen and hydrogen are +small due to the absence of permanent dipole moments (Bates 1980). +A numerical solution of equation (7.2.3.8) is obtained for the electron +attachment coefficient, /'l,a' by using numerical differentiation of the temporal +decay of the TMAE plasma density in the presence of air constituents (figure +7.2.3.9) along with the known effective two-body recombination coefficient, +0:, for TMAE (figure 7.2.3.5). A temporal plot of the electron attachment rate +coefficient, /'l,a, for nitrogen, oxygen and air when they are individually added +to TMAE is shown in figure 7.2.3.11 (Akhtar et al 2004). As shown in that +1.0E-30 +,:,_1.0£-31 +.. .. 8 +'-' • +~ 1.0£-32 +1.0£-33 +o +200 +400 +600 +Time (os) +Figure 7.2.3.11. Electron attachment rate coefficients for a TMAE plasma in the presence +of nitrogen, oxygen and air at 760tOff. (Akhtar et al2004 «(0 2004 IEEE).) + +--- Page 405 --- +390 +High Frequency Air Plasmas +figure, the electron attachment rate decreases temporally with the TMAE +plasma density. This illustrates that the probability of electron capture for +attachment decreases with a decrease in the plasma density. In the presence +of nitrogen, the peak value at the peak plasma density (t = 140 ns) for K;a(N2) +is S.6 X 10-32 cm6 s-l. As a result, the subsequent nitrogen contribution to +the TMAE plasma loss for air is small. This is to be expected since nitrogen +does not readily form a negative ion and the dominant plasma loss can be +attributed to the presence of the oxygen (Capitelli et al 2000). However, +for oxygen, the peak electron attachment rate coefficient K;a(02) at +t= 140ns, when the TMAE density is maximum, is 3.2x 1O-31 cm6 s-1. +This is almost an order of magnitude higher than that for nitrogen. In the +presence of atmospheric air, the TMAE plasma electron attachment rate +to oxygen is 1.1 x 10-31 cm6 S-I. These electron attachment rate coefficients +for TMAE plasmas in nitrogen, oxygen and air are lower by almost an +order of magnitude than the values obtained for the process, +e + O2 + M - +O2 + M (M = O2, N2, H20) in room temperature air +(Raizer 1991). This indicates that the process of delayed ionization of +TMAE that has a much longer lifetime (T = 140 ns) than the direct ionization +gradually populates the emissive state and plays an important role in +increasing the lifetime of the TMAE plasma for rf sustainment at lower +power. +7.2.3.3 +Plasma emission spectroscopy +The optical emission spectra of a 193 nm laser-produced TMAE plasma was +obtained using a high-resolution spectrometer (Akhtar et al 2004). Plasma +emission passed through a high-quality ultraviolet (200-800 nm) fiber-optic +bundle into a spectrometer, and was then detected by a photomultiplier +tube (PMT). An ultraviolet cutoff filter «300 nm) is used in front of the +fiber-optic bundle to eliminate the scattered 193 nm high-power source +laser pulse that can saturate the PMT. It utilizes a SOO mm focal length +monochromator (Acton Research SpectraPro-SOOi, Model SP-SS8) with a +1200 g/mm grating and a high-resolution of O.OS nm at 43S.8 nm. The +entrance and exit slit widths were set at 2000 11m to obtain a statistically +large number of photon counts per acquisition. A schematic is shown in +figure 7.2.3.12. +A wavelength scan of the emission spectrum from 300 to 6S0 nm, with a +step size of 4 nm and averaged over 200 laser pulses was obtained. A user- +defined program written in Lab View provided the flexibility of arbitrary +integration window size, accurate referencing of the integration window +with respect to the laser pulse, and better statistics by averaging over a +large number of laser pulses. The emission spectrum of 16mtorr TMAE +plasma alone and in the presence of air constituents, measured for the time +window 100 ns < t < 11 00 ns referenced to the laser pulse turn on with the + +--- Page 406 --- +Ultraviolet Laser Produced TMAE Seed Plasma +391 +Figure 7.2.3.12. Schematic of the experimental arrangement of the laser-initiated and rf +sustained plasma. The lens system is used to modify the laser footprint cross-section to +2.8 cm x 2.8 cm. In this experiment the rf coil has not been energized. (Akhtar et al 2004 +(© 2004 IEEE).) +laser flux held constant at 6mJ/cm2 is shown in figure 7.2.3.13. The spectrum +has maxima at 448 and 480 nm. The 480 nm maximum was reported as a +peak emission and corresponds to the first Rydberg state TMAE* (Rl) +with a 20ns lifetime (Hori et a11968, Nakato et aI1972). +The emission spectrum increased in the presence of nitrogen as +compared to the pure TMAE spectrum, whereas the peak emission dropped +significantly in the presence of pure oxygen and it was only slightly higher +than the noise level. The decrease in plasma emission in the presence of +oxygen could be explained in terms of the rapid quenching of TMAE +plasma through the process of electron attachment to oxygen. This result +is in agreement with the interferometric measurements of lower density +and a shorter lifetime of the TMAE plasma in the presence of room tempera- +ture oxygen. A decrease was observed in the plasma emission with atmos- +pheric pressure air compared to TMAE alone. However, the plasma +emission as well as the peak plasma density measurement (ne i'::j 1013 cm-3) +indicates that a high-density (>5 x lOll cm-3) TMAE plasma in air can be +maintained for t :S 0.3 IlS such that efficient coupling at lower rf power for +sustainment can occur (Kelly et al 2002). +In order to obtain the temporal evolution of the 480 nm line corre- +sponding to the TMAE*(Rl) state over t :S 800 ns, a narrow integration +window of IOns was used. Figure 7.2.3.14 clearly shows that the peak of + +--- Page 407 --- +392 +High Frequency Air Plasmas +6.0 ~------------...., +5.0 +·i 4.0 +5 +.E +Q.) > 3.0 +] +~ 2.0 +1.0 +0.0 +(\N2 +, \ +\ +\ +\ +I +\ +250.0 +350.0 +450.0 +550.0 +650.0 +750.0 +Wavelength (run) +Figure 7.2.3.13. Effect of 760 torr background gases nitrogen, oxygen and air on the +emission spectra of a 16mtorr TMAE plasma measured during the time window +lOOns < t < 1l00ns. (Akhtar et al2004 (© 2004 IEEE).) +480nm emISSIOn for 16mtorr TMAE occurred fairly late in time +(T= 140± IOns) after the application of the 20ns laser pulse. Small (two +orders of magnitude lower) 480 nm emission was also observed due to +the direct ionization process during the laser pulse. In order to reference +1.40 +1.20 +1.00 +0.40 +~ +O:z +0.20 +0.0 +" +. +:"' '\ +1 Air' +, , +200.0 +400.0 +TIme (ns) +600.0 +Figure 7.2.3.14. The temporal evolution of the 480nm line corresponding to TMAE +Rydberg states (Rl) for 16mtorr TMAE plasma in the presence of air constituent gases +nitrogen, oxygen and air at 760 torr. (Akhtar et al 2004 (© 2004 IEEE).) + +--- Page 408 --- +Ultraviolet Laser Produced TMAE Seed Plasma +393 +the plasma temporal emission to the turn-on of the laser pulse, the +laser temporal profile was accurately measured by a fast ultraviolet +photodiode (Hamamatsu S 1226-18BQ with less than 10 ns rise-time) using +a 2 GSa/s Lecroy sampling oscilloscope. This late emission of the 480 nm +peak was interpreted in terms of the phenomenon of delayed ionization of +TMAE. +The absence of direct ionization in TMAE is contrary to the traditional +interpretation of the ionization process associated with small molecules. The +process of ionization of small molecules is very direct and once the ionization +energy is exceeded, free electrons depart on a femtosecond time scale +(Platzman 1967). However, for larger molecules such as C60 and metal +oxide clusters, the ionization is no longer prompt and there is a measurable +time delay in the appearance of the electrons (Platzman 1967, Campbell +et at 1991, Wurz et al 1991, Remacle and Levin 1993). Research on +photo-ionization of C60 (Schlag et at 1992, Levin 1997) proposed that +even though the photons provide the energy necessary to initiate electron +removal, the actual departure of electrons and, hence, ionization is +delayed. +Most of the photons absorbed by the TMAE molecules do not +contribute to the direct ionization process. Even though the laser photon +energy of 6.4eV was above the TMAE vertical ionization potential +(6.1 eV) (Nakato et al 1971, 1972), the experiment indicated that the +additional energy of 0.3 eV above the ionization potential was not sufficient +to produce substantial direct ionization of the large TMAE molecule +(molecular weight = 200.3). Instead, these photons excited the neutrals to a +super-excited state. These super-excited TMAE neutrals (TMAE**) stored +energy in the many degrees of freedom of the molecule and then transfered +energy to the departing free electrons on a slower time scale (7 = 140ns). +The delay in the peak 480 nm emission after the application of the laser +pulse corresponded to the relaxation time of the super-excited state. From +the temporal plot of the 480nm emission, the relaxation time (the lifetime) +of the super-excited state was found to be 7 ~ 140 ± 10 ns. The lifetime of +the first Rydberg state of TMAE given by the observed emission spectrum +full width at half maximum (FWHM) was 30 ns. +The increase in plasma emission, as shown in figure 7.2.3.13, due to the +presence of nitrogen is on the higher wavelength side close to the 480 nm +Rydberg line. In addition, figure 7.2.3.13 shows that the peak of the +480 nm line occurs 200 ns after the laser pulse and that the full-width at +half-maximum of the Rydberg emission process increased to 170 ns. Since +nitrogen does not react with TMAE and also does not absorb 193 nm +photons, the enhancement of the emission intensity implies that the nitrogen +molecules enhanced the excitation of the TMAE** state, where energy was +stored, during the application of the laser pulse (Ding et al 2001). These +highly excited TMAE** states gradually decayed by electron emission and + +--- Page 409 --- +394 +High Frequency Air Plasmas +populated the first Rydberg state through the process, TMAE** + +N2 ---+ TMAE*(Rl) + N2. This gradual population of the TMAE*(RI) +state and subsequent emission resulted in a broad temporal profile of +480 nm emission. +The experiment showed that it is possible to create a large-volume +(",SOOcm\ high-density (",1013 cm-3) TMAE plasma in 760 torr air. The +density decay was such that ne ::::: S x 1011 cm-3 for t::::: 0.3 J.ls. In addition, +the long axial extent (l00 cm) of the laser seed plasma allowed enhanced rf +penetration and ionization well away from the 20 cm antenna axial extent. +This suggests an optimum electrodeless scenario where TMAE is pulse- +injected into heated air at 2000 K, thus reducing the electron attachment +and enhancing plasma lifetime in air. The plasma could be fonned by +ultraviolet flash tube optical means that facilitates the efficient coupling of +high-power pulsed rf power to the plasma and substantially reduces rf +power requirements for high-density (1013 cm-3), large volume air plasma +for a variety of applications. +References +Akhtar K, Scharer J, Tysk S and Denning C M 2004 IEEE Trans. Plasma Sci. 32(2) 813 +Akhtar K, Scharer J, Tysk Sand Kho E 2003 Rev. Sci. Instrum. 74996 +Bates D R 1980 J. Phys. B 13 2587 +Biberman L M, Vorob'ev V Sand Yakubov I T 1987 Kinetics of Nonequilibrium Low- +Temperature Plasmas (New York: Consultants Bureau) p 412 +Campbell GEE B, Ulmer G and Hertel I V 1991 Phys. Rev. Lett. 67 1986 +Capitelli M, Ferreira C M, Gordiets B F and Osipove A I 2000 Plasma Kinetics in Atmos- +pheric Gases (Berlin: Springer) p 140 +Ding G, Scharer J E and Kelly K 2001 Phys. Plasmas 8 334 +Holroyd R A, Preses J M, Woody C L and Johnson R A 1987 Nuc!. Instr. and Meth. Phys. +Res. A 261 440 +Hori M, Kimura K and Tsubomura H 1968 Spectrochimica Acta A 24 1397 +Kelly K L, Scharer J E, Paller E S and Ding G 2002 J. Appl. Phys. 92 698 +Levin R D 1997 Adv. Chern. Phys. 101 625 +Nakato Y, Ozaki M, Egawa A and Tsubomura H 1971 Chern. Phys. Lett. 9(6), 615 +Nakato Y, Ozaki M and Tsubomura H 1972 J. Phys. Chern. 76 2105 +NRL Plasma Formulary, revised edition 2002 +Platzman R L 1967 in Silini G (ed) Radiation Research (Amsterdam: North-Holland) +Raizer Y P 1991 Gas Discharge Physics (Berlin Heidelberg: Springer) p 62 +Remade F and Levin R D 1993 Phys. Lett. A 173284 +Schlag E Wand Levin R D 1992 J. Phys. Chern. 96 10608 +Stalder K R and Eckstrom D J 1992 J. Appl. Phys. 72 3917 +Stalder K R, Vidmar R J and Eckstrom D J 1992 J. Appl. Phys. 72 5098 +Wurz P, Lykke K R, Pellin M J and Gruen D M 1991 J. App. Phys. 706647 +Zel'dovich Y Band Raizer Y P 1966 Physics of Shock Waves and High-Temperature +Hydrodynamic Phenomena (New York: Academic Press) vol 1, p 407 + +--- Page 410 --- +Radiofrequency and Microwave Sustained High-Pressure Plasmas +395 +7.3 Radiofrequency and Microwave Sustained High-Pressure +Plasmas +7.3.1 +Introduction +Radiofrequency and microwave sources for plasma production at low +pressures in the milli-torr range are highly developed and used in applications +for materials processing and surface modification. In this section, we describe +their characteristics for high density plasma production at high pressure and +in atmospheric air. The properties of near thermal equilibrium air plasmas +produced by a rf inductive source or plasma torch are discussed in section +7.3.2. Optical spectroscopy is used to measure the plasma density and elec- +tron temperature. Radiofrequency plate power is used to determine power +balance and efficiency characteristics for the air plasma in steady-state. +These results serve as a benchmark for air plasmas and illustrate the power +densities required to sustain air plasmas near thermal equilibrium at high +density. +Section 7.3.3 discusses rf sustainment of a flashtube or laser initiated +plasma. This can be accomplished at much lower power levels than is +required for breakdown and ionization in high-pressure air or other gas. It +should be noted that power levels for initial ionization of atmospheric air +are substantially higher that those discussed for steady-state in section +7.3.2. The laser-formed, large volume, high density plasma provides an +ideal plasma load that can be efficiently sustained at lower power levels by +short pulse or steady-state rf power. Detailed characteristics of the temporal +density characteristics of these plasmas are discussed using millimeter +wave interferometry, optical spectroscopy and detailed rf coupled power +measurements. +Section 7.3.4 discusses the use of microwaves to produce breakdown and +high density in air. Intersecting microwave beams can produce spatial +localization and microwaves can be used in a microwave cavity for highly +localized plasmas. They can also be beamed to space for plasma ionization +for use as a microwave mirror reflector in the atmosphere. +7.3.2 Review of rf plasma torch experiments +7.3.2.1 +Introduction +Thermal plasma devices, such as rf or microwave torches, represent a con- +venient way to produce relatively large volumes of atmospheric pressure +air plasma with electron number densities up to 1015 cm -3. However, the +plasmas generated with such devices are generally near local thermodynamic +equilibrium (LTE), which implies that the gas temperature increases with the +electron number density as shown in figure 7.3.2.1. From that plot, one can + +--- Page 411 --- +396 +High Frequency Air Plasmas +1015 +'?~ +~ 1013 +~ +.~ 1011 +CD +0 +Gi 109 +.0 +E +:::l 107 +Z +c +0 ts 105 +CD +iIi +1rOOO +2000 +LTE Air +P = 1 atm +3000 +4000 +5000 +6000 +Temperature (K) +Figure 7.3.2.1. Electron number density in atmospheric pressure air under LTE +conditions. +see that the equilibrium electron density in atmospheric pressure aIr IS +approximately 3.3 x 106 cm-3 at 2000 K, 6.5 X 1010 cm-3 at 3000 K, +6.1 x 1012 cm-3 at 4000K, and 6.2 x 1013 cm-3 at 5000K. Once produced, +the thermal plasma can be sustained for an indefinite duration if placed in +a perfectly insulated container. In this ideal situation, no power would be +needed to sustain the plasma and therefore the power budget could be infini- +tesimally small. In practice, however, the thermal plasma is flowing into a +non-perfectly insulated container or into ambient air, where it undergoes +recombination by conductive and radiative cooling and by mixing with +entrained air. The power required to sustain the plasma depends on the +geometry of the device, the environment into which the plasma flows, and +the flow velocity. In this section, the goal is to determine the minimum +power required to produce and sustain an open-air plasma volume by +means of a typical, industrial-scale rf, inductively coupled plasma torch. +First, a baseline experiment was performed to determine the 'brute force' +un optimized power necessary to produce a plasma with an electron +number density greater than 1013 em -3, and with dimensions greater than +5 em in all directions. Section 7.3.2.2 describes the rf torch facility that was +used and the set-up for the optical diagnostics. Section 7.3.2.3 presents +measurements of the gas and electron density profiles produced by the +torch for various gas injection modes. Finally section 7.3.2.4 presents +measurements of the power required to sustain the plasma. +7.3.2.2 +Radiofrequency plasma torch facility +The measurements presented here were obtained in the rf torch facility of the +High Temperature Gas dynamics Laboratory at Stanford University. This +facility is centered around a 50 k W inductively coupled plasma torch (T AF A + +--- Page 412 --- +Radiofrequency and Microwave Sustained High-Pressure Plasmas +397 +Nozzle +(7 em diameter) -~-- +Quartz +Thbe +Power and +< +Cooling Water +Coil +Plasma Exit Velocity: -10 mls +'t'flow (S em) = -S ms +'t'chemistry < 1 ms +Gas Injectors: +• Radial +• Swirl +• Axial +Figure 7.3.2.2. Schematic cross-section of torch head with 7 cm diameter nozzle. +Model 66) powered by an rfLEPEL Model T-50-3 power supply operating at +4 MHz. The power supply delivers up to 120 k V A of line power to the oscillator +plates with a maximum of 12kV dc and 7.5A. The oscillator plates have a +maximum rf power output of 50 kW. The basic design for inductively coupled +plasma torches has not changed much since their introduction by Reed (1961). +A schematic drawing of the plasma torch head is shown in figure 7.3.2.2. The +feed gas is injected at the bottom ofa quartz tube (inner diameter 7.6cm, thick- +ness 3 mm) surrounded by a coaxial five-turn copper induction coil (mean +diameter 8.6 cm) traversed by an rf current. The outer Teflon body acts as an +electrical insulator and electromagnetic screen. The coil is cooled with de- +ionized water to prevent arcing between its turns. The rf current produces an +oscillating axial magnetic field that forces the free electrons to spin in a radial +plane and thereby generates eddy currents. The energetic free electrons +produced by rf excitation can then ionize and dissociate heavy particles through +collisions. Further details on inductively coupled plasma torches can be found +in Eckert et al (1968), Dresvin et al (1972), Davies and Simpson (1979), and +Boulos (1985), and advanced numerical models in Mostaghirni et al (1987, +1989) and van den Abeele et al (1999). +The plasma torch can operate with a variety of gases (air, hydrogen, +nitrogen, oxygen, methane, argon, or mixtures thereof). For the baseline +experiments described here, the feed gas was primarily air with a small +amount of hydrogen (less than 2% mole fraction) added for purposes of elec- +tron number density measurements from the Stark-broadened H,aline shape. +The feed gas can be injected in axial, radial or swirl modes through a +manifold located at the bottom of the torch. Axial injection provides bulk +movement to the gas during the start-up phase. In normal operation, only +swirl and radial injectors are used. As will be seen below, the swirl-to- +radial feed ratio has a large impact on the temperature and concentration +profiles of the plasmas produced by the torch. + +--- Page 413 --- +398 +High Frequency Air Plasmas +Collecting Lens +Axial and Latera14-Mirror +(f = 50 em) +Translational System +with Iris (F/60) +Long Pass Filter +A>4oonm '\ +SPEX Model 750 M +0.75 m Monochromator +Grating: 1200 glmm, +blazed at 500 nm +\1·Llt:: +. ::: ... ::: . ~ . :.:.,,:c:c:;;,,»= +" +Imaging Lens +(f=20cm) +L...------'T " +Data Acquisition +Computer +TE Cooled CCD Camera +__ --' SPEX Model TE2000 +2000x8oo pixels +15x15 ~ +TAFA Model 66 +Plasma Torch +LEPEL Model T-50 +RF Generator +4MHz,50kW +Figure 7.3.2.3. Experimental set-up for emission diagnostics. (Laux et at 2003.) +The plasma generated in the coil region expands into ambient air through +a converging copper nozzle, 7 cm in diameter. At the nozzle exit plane, the +maximum axial velocity is estimated to be 10m/s, the maximum temperature +is measured at about 7000 K, the density p ~ 5.04 X 10-2 kg m -3 and the +dynamic viscosity JL ~ 1.6 x 1O-4 kgm- 1 S-I. Based on the nozzle diameter +of 7 em, the Reynolds number at the nozzle exit is about 220. The plasma +jet is therefore laminar at locations of 1 and 5 cm downstream of the nozzle +exit where our measurements were made. A few nozzle diameters downstream +of the nozzle exit, the plasma plume becomes turbulent as a result of mixing +with ambient air. +The radial profiles of temperature and electron number density were +measured by optical emission spectroscopy. The experimental set-up, shown +in figure 7.3.2.3, includes a 0.75m monochromator (SPEX model 750M) +fitted with a 1200lines/mm grating blazed at 500 nm and a backthinned, +ultraviolet-coated SPEX Model TE-2000 Spectrum One thermoelectrically +cooled CCD camera. The CCD chip measures 30 x l2mm and contains +2000 x 800 square pixels of dimension 15 x 151lm. Absolute intensity cali- +brations were obtained with an Optronics model OL550 radiance standard +traceable to NIST standards. +7.3.2.3 +Plasma characterization +Figure 7.3.2.4 shows photographs of the plasma plume for three different +swirl/radial injection ratios. In the 'low swirl case', the flow rates were +67 slpm (standard liter per minute) in the radial mode and 33 slpm in the + +--- Page 414 --- +Radiofrequency and Microwave Sustained High-Pressure Plasmas +399 +Figure 7.3.2.4. Air plasma plume for three conditions of the radial/swirl flowrates. +swirl mode. The 'medium' and 'high' swirl cases correspond to radial/swirl +flow rates of 67/50 and 67/67, respectively. In all three cases, the plate +power was kept constant at approximately 41.2kW, and a small quantity +of hydrogen (2.3 slpm) was premixed prior to injection into the torch. To a +good approximation the flow injected into the torch was thermodynamically +equivalent to humid air with 2.3 slpm of water vapor. +As can be seen from figure 7.3.2.4, the swirl/radial injection ratio had a +noticeable influence on the physical aspect of the plasma. The length of the +plume was approximately 35, 20, and 10 cm for the low (67/33), medium +(67/50) and high (67/67) swirl cases, respectively. In the low swirl case the +plasma luminosity exhibited a strong radial gradient, but in contrast it was +almost radially uniform in the high swirl case (it is not possible to observe +radial variations of the luminosity in figure 7.3.2.4 because the photographs +are intensity-saturated). Thus the plasma properties (temperature, electron +number density) were more uniform radially in the case with highest swirl +injection. +Measurements were made of temperature and electron number density +radial profiles at locations I and 5 cm downstream of the nozzle exit. +Temperature profiles were determined from the absolute intensity of the +atomic line of oxygen at 777.3 nm, using an Abel-inversion technique. The +temperature profiles measured at I and 5 cm downstream of the nozzle exit +for a plate power of 41.2 kW are shown in figures 7.3.2.5 and 7.3.2.6 for +both the low and high swirl cases. The radial profiles were found to be flatter +in the high swirl case (67/67) than in the low swirl case (67/33), in accordance +with the visual aspect of the plume. + +--- Page 415 --- +400 +High Frequency Air Plasmas +';m) +(00) +g (ill) +e +~ +5~ + was therefore about 31 %. +Thus, the minimum power required to sustain the thermal plasma volume +was lO5W/cm3. +The schematic plasma torch diagram presented in figure 7.3.2.14 shows +the power inputs and losses measured with the techniques described in the +Wall Power +48 kW +.. --...... " . +. +Electrical Circuit +_ +_ +_ +_ +I +Cooling Circuit +.. .. .. +Cooling water +• .... 33kW +J += 105 W/cm' +Figure 7.3.2.14. Typical power flow diagram of the Stanford 50 kW rf torch. + +--- Page 421 --- +406 +High Frequency Air Plasmas +foregoing paragraphs. Approximately 15% of the total wall power was +dissipated as heat by the pumps and the filament, and about 54% by the +transformer/rectifier, oscillator, and torch head. +The total volume of plasma generated in the low swirl case (67/33) +depicted in figure 7.3.2.4 was actually larger than the probed volume of +140 cm3• The total volume with electron number densities greater than +1013 cm -3 was estimated to be on the order of 1000 cm3. This estimate +included the volume of plasma generated inside the torch head and the +volume extending 10cm downstream of the nozzle exit. Basing the power +requirements on this larger volume, the wall-plug power was about +48 W /cm3, and the minimum volumetric power for an ideal (100% efficient) +generator would be 15W/cm3• +7.3.3 Conclusions +Steady-state air plasmas with electron number densities greater than +1013 cm -3 and volumes with dimensions greater than 5 cm in all directions +were generated in both dry and humid air. The ratio of radial-to-swirl +injection controlled the shape of the electron number density profile, and +the power injected controlled the magnitude of the electron density profile. +The wall-plug power required to sustain an open volume of thermal air +plasma with electron density greater than 1013 cm -3 with a typical rf torch +was measured to be about 340W/cm3, or 105/rJW/cm3, where TJ represents +the efficiency of the specific device used to produce the plasma. Additional +experiments were conducted in the Stanford University High Temperature +Gas Dynamics Laboratory with an atmospheric pressure microwave torch +(model Litmas Red). This torch operated at a frequency of 2.45 GHz and +nominal power 5 kW, with up to 3.5 kW of microwave power deposited +Figure 7.3.2.15. Atmospheric pressure air plasma produced with a Litmas Red 5 kW +microwave torch. The nozzle exit diameter is 1 cm. + +--- Page 422 --- +References +407 +into the plasma. The torch could produce thermal air plasmas with tempera- +tures up to 5000 K, with a volume in open air of about 10 cm3• A photograph +of the plasma plume is shown in figure 7.3.2.15. The wall-plug power +required to produce electron densities greater than 1013 em -3 with the +microwave torch was about 200W/cm3, which is comparable to the power +requirements of the rf torch. It is important to emphasize again that the rf +and microwave torches produce plasmas that are thermal (i.e. in a state of +LTE) and accordingly that the gas temperature tends to be relatively high +(e.g. 4200 K for 1013 electrons/cm3). Reducing the plasma temperature +while maintaining a high electron number density requires the use of non- +equilibrium plasmas. This motivates the work presented later on de and +repetitively pulsed plasma discharges in section 7.4. +References +Boulos M I 1985 Pure Appl. Chem. 57(9) 1321 +Davies J and Simpson P 1979 Induction Heating Handbook (London, New York: +McGraw-Hill) +Dresvin S V et a11972 in Dresvin S V (ed) Physics and Technology of Low-Temperature +Plasmas (Moscow: Atomizdat) +Eckert H U, Kelly F L and Olsen H N 1968 J. Appl. Phys. 39(3) 1846 +Laux C 0 1993 'Optical diagnostics and radiative emission of air plasmas' PhD Thesis in +Mechanical Engineering, Stanford University, Stanford, CA +Laux C 0, Spence T G, Kruger CHand Zare R N 2003 PSST 12 I +Mostaghimi J and Boulos M I 1989 Plasma Chem. Plasma Proc. 9(1) 25 +Mostaghimi J, Proulx P and Boulos M 11987 J. Appl. Phys. 61(5) 1753 +Reed T B 1961 J. Appl. Phys. 32 821 +van den Abeele D et al1999 Heat and Mass Transfer under Plasma Conditions 891340 +7.3.3 Laser initiated and rf sustained experiments +7.3.3.1 +Introduction +Near atmospheric pressure plasmas of higher densities (1013 cm-3) and larger +volumes (rv2000cm3) have a variety of applications. At higher pressures, +however, there is a decrease in the mean electron temperature at constant +rf power and fewer high-energy electrons are present. This effect, in addition +to the increasing collision frequency due to high gas pressures, makes the +energy cost per electron-ion pair created prohibitively high. A model +based on electron-beam delta function excitation and electric field sustain- +ment estimates a power density of 9 kW/cm3 for an air plasma density of +rv 1 013 / cm3 at sea level (Vidmar and Stalder 2003). In a classic experiment, +Eckert et al (1968) created an atmospheric pressure plasma in both argon +and air to study the emission spectrum given off by a high-pressure +plasma. Following the work of Babat (1947), he created a plasma using an + +--- Page 423 --- +408 +High Frequency Air Plasmas +inductive coil at a lower pressure of ",1 torr, and slowly increased the neutral +pressure and rf power until he could open the plasma chamber to the atmos- +phere. To protect the quartz chamber from heat damage and to help stabilize +the discharge, the gas was injected in a vortex, essentially forming a thermal +gas barrier between the hot plasma and the chamber wall. The coupled power +required to maintain the discharge was 18-S0kW at 4MHz to create the +plasma at lower pressure and sustain it up to atmospheric pressure with a +volume of about 2S00cm3 (7-IOW/cm3). Moreover, the time scale for +creating high-pressure plasma from the low pressure discharge is several +minutes and there is a great interest in the instantaneous creation of large +volume (> 1000 cm\ high density (1012_10 13 /cm3) discharges at atmospheric +pressures with minimum power. +In addition, the inductively coupled rf power required to ionize high- +pressure air is much higher than the rf power level (",9 kW /cm3) needed to +sustain the plasma at sea level. In an atmospheric pressure plasma torch, a +300 kV potential was required to initiate a discharge, whereas only 100 V +was needed to maintain the discharge with operating currents of 200- +600 A (Ramakrishnan and Rogozinski 1986, Schutze et alI998). Therefore, +there is a need for an alternative scheme to reduce the power budget required +to initiate and sustain the discharge at higher gas pressures. We envisioned +that if we could ionize a low ionization energy seed gas such as tetrakis +(dimethyl-amino) ethylene (TMAE) by (193 nm) ultraviolet laser or flash tube +photon absorption, then we could efficiently couple rf power to the plasma at +higher gas pressures and sustain the plasma at a much reduced rf power level. +A seed plasma can also be created by placing electrodes inside the chamber +where a small plasma formed by the spark is localized between the electrodes. +If the electrode is located close to the rf antenna so as to provide the required +plasma load, arcing from the rf source to the electrode can occur. In addition, +plasma bombardment of the electrode will result in deterioration and plasma +impurities over time. +Therefore, an electrodeless method for creating a large volume (SOO cm3) +seed plasma using ultraviolet photo-ionization is sought that will provide a +good plasma load for efficient rf coupling at lower power level via pulsed +inductively coupled sources. Previous experiments (Akhtar et al 2004, +Kelly et at 2002, Ding et at 2001) described in section 7.2.3, have shown +that a high initial density (",1013 cm-\ long axial extent (",100cm) +TMAE plasma can be efficiently created by a 193 nm laser in 760 torr of +nitrogen, air or argon. In addition, the long axial extent (100 cm) of the +laser seed plasma can allow enhanced rf penetration and ionization well +away from the IS-20 cm axial extent of the antenna. The possibility of +initiating a discharge by 193 nm laser photo-ionization of TMAE seeded in +high-pressure background argon gas that was later sustained by inductive +coupling of an rf wave has been demonstrated by Kelly et at (2002). This +section describes the experiments where laser-initiated seed discharge in + +--- Page 424 --- +References +409 +high-pressure background gas is sustained by the efficient coupling of rf +power with a reduced power budget. +7.3.3.2 +Experimental set-up +A schematic of the experimental set-up is shown in figure 7.2.3.12. A uniform +intensity ultraviolet beam of 193 nm wavelength is produced using an +excimer laser (Lumonics Pulsemaster PM-842) that runs in the ArF (6.4eV +per photon) mode. The half-width of the laser pulse is 20 ± 2 ns with a 2 ns +rise/fall time and a maximum laser energy of 300 mJ. The laser output +cross-section of 2.8 cm x 1.2 cm is increased to 12.8 cm x 2.8 cm using a +lens system of fused silica cylindrical plano-convex and plano-concave +lenses in order to increase the plasma filling fraction of the vacuum chamber. +The laser beam enters a 5.4cm diameter by 80cm long alumina plasma +chamber through a 2.8 cm diameter Suprasil quartz window (98% transpar- +ency at 193 nm) at one end. Laser energy passing through the ultraviolet +window is measured using an energy meter Scientech (Astral AD30). In +order to account for the laser attenuation by the ultraviolet window, the +ultraviolet window is placed in front of the energy meter. A laser fluence +of 6 mJ /cm2 is maintained. Gas mass flow controllers along with a swirl +gas injection system are also located at the laser window end as shown in +figure 7.2.3.12. The plasma chamber is pumped down to a base pressure of +10-6 torr using a turbo-molecular pump. In the evacuated chamber, the +TMAE is either introduced by slowly raising the pressure to the optimum +values of 4--50 mtorr or by raising the chamber pressure to 5 torr with +argon pressurized TMAE admixture and then the air or noble gas is added +slowly over a minute to a pressure of760 torr while ensuring a laser-produced +TMAE plasma density> 1012 cm -3. The gas flow condition here is similar to +the static case and is used as a reference to measure the comparable efficiency +of the scheme. +The rfsource is a l3.56MHz single frequency generator and a maximum +output power of 10kW (Comdel CX-10000S) with variable duty cycle (90- +10%) and variable pulse repetition frequency (l00 Hz-l kHz) and very fast +(microsecond) turn-on/off time. Power is transmitted through a 500 cable +to an efficient capacitive matching network and to the antenna which +surrounds the plasma chamber. The rf power is coupled to the plasma +using a five-turn water-cooled helical antenna in conjunction with a capaci- +tive matching network. The equivalent series resistance of the antenna and +the capacitive match box are 1.50 and 300-400mO, respectively. We have +experimentally determined that a five-turn helical coil is the most effective +antenna for initiating and maintaining the plasma which excites the m = 0 +TE mode field distribution. One interesting aspect that this antenna has +over the other antennas studied is that the dominant electric field lines, +which accelerate the electrons, have primarily an azimuthal component, + +--- Page 425 --- +410 +High Frequency Air Plasmas +and close on themselves. This eliminates the radial component of the current +density thought to be a major loss mechanism in the type-III antennas which +also excites m = 1 modes (Kelly et al 2002). The chamber and antenna are +enclosed in a screen shield at a 10 cm radius. The capacitive network consists +of two high-voltage vacuum variable capacitors and is shielded from the +plasma chamber by enclosing it in a conducting box. The lower plasma +radiation resistance (1-50) mandates special care required to reduce +ohmic losses in the impedance matching network and connections. +7.3.3.3 +Experimental results +The hypotheses was confirmed in an earlier experiment (Kelly et al 2002) +where a laser-initiated seed discharge of 2-5 mtorr of TMAE in 150 torr of +argon is sustained by an rf coupling power of 2.8 kW, whereas with rf +power alone the maximum pressure at which plasma could be created was +80 torr. The line average plasma density scan versus pressure with different +rf sustaining power level is shown in figure 7.3.3.1. +We have recently improved the rf system by redesigning the capacitive +matching network and reduced the ohmic losses in the rf connections. A +very accurate, computer-controlled timing circuit sequences the seed gas +injection, laser firing, the rf turn-on and data acquisition. This exact timing +5 +3.0 +A +to .. +f::. +: ................. +4 +Argon: +••••••••• +2.5 +: +.6. +••• +... ; +f +~ +u +: +Argon+ TMAE +.. +§" +-0 +3 +· +A +2.0 +• +.¥ +:!:. +· +l:' +• +~ +• +; +• • +.. +. +\ +0 +c: +• +IL +• +at +• +:; +0 +2 +. +f::. +1.5 +• +Q. +II +. +Power +..5 +E +• • +.. +• +..!! +• • +A +D- +• • +•• +•• • +f::. +1.0 +• • +f::. +f::. +.. +0 +t~·5 +tO~ +10° +to' +t~ +Pressure (Torr) +Figure 7.3.3.1. Collisionally corrected plasma density versus pressure for the five-turn +helical antenna in argon and a TMAEjargon mixture (Kelly et at 2002). + +--- Page 426 --- +References +411 +1.0E+14 r--------------------, +" +E +1.0E+13 +.2- +~ +Ui +~ +\IS +E +~ +1.0E+12 +Q. +1.0E+11 +10 +20 +30 +40 +60 +60 +70 +80 +Axial Distance (em) +Figure 7.3.3.2 Axial plot of the laser-initiated plasma density of 5 torr of argon-pressurized +TMAE with the addition of 760 torr of background gas. +sequence is very critical since the rf pulse must be enabled during the TMAE +plasma lifetime (T ~ I j.ts) where the seed plasma density is sufficiently large +(n > 1012/cm3) to provide sufficient plasma radiation resistance load +(Rpl > 10) for efficient rf coupling. Figure 7.3.3.2 shows the axial plot of +laser-initiated line-average plasma density of 5 torr argon pressurized +TMAE admixture to which 760 torr of background gas is slowly added. +The line-average plasma density is measured by the collisional plasma inter- +ferometry technique (Akhtar et at 2003). The long axial extent ('" 100 cm) of +high-density seed plasma acts as a good plasma load for efficient rf coupling. +Figure 7.3.3.3 shows photographs of argon plasmas at 760 torr. Part (a) +shows the plasma created by inductive coupling of 3.0 kW of rf power in a +Pyrex plasma chamber where the chamber pressure was raised to 760 torr. +In this case plasma is localized under the antenna. In contrast, as shown +in part (b), an axially uniform (",80 cm), high-density argon plasma +(1013 /cm3) is produced using rf sustainment of laser initiated discharge at +a substantially reduced rf power level of 700 W. A large volume plasma of +about 2000 cm3 is maintained at a density of '" 1 013 /cm3. The photograph +illustrates that the long axial extent of the seed plasma allows increased +axial penetration of inductive waves and helps maintain a plasma away +from the source region. + +--- Page 427 --- +412 +High Frequency Air Plasmas +(a) +(b) +Figure 7.3.3.3. 760 torr argon plasmas produced by (a) 3.0 kW ofrfpower alone and (b) by +rf sustainment of a laser initiated-discharge at 700 W. +Figure 7.3.3.4 shows a photograph of a laser-initiated and rf sustained +300 torr nitrogen plasma at a power level of 4.0 kW. The pressure variation +of the time-averaged plasma density and effective collision frequency of the +nitrogen plasma at a constant power of 4.0 kW is shown in figure 7.3.3.5. +A very bright plasma of high density (>1012 cm-3) fills the entire plasma +chamber. As can be seen from the photograph, the laser preionization has +a noticeable influence on the final rf sustained plasma density. It was also +observed that in the absence of a seed plasma or a low density seed +plasma, the background plasma could not be sustained even at higher rf +power levels. These results show that the laser initiation substantially +enhances the rf penetration and reduces the sustainment rf power levels. +Future research will examine air plasmas and higher rf power short pulses +for reduction of power densities for large-volumes high-density air plasmas. +Figure 7.3.3.4. Laser-initiated and rf sustained 300 torr nitrogen plasma at a coupled +power level of 4.0 kW. + +--- Page 428 --- +References +413 +5.0E+12 +1.0E+12 +-_. +r +- +4.0E+12 +, +B.OE+11 ~ +, +c? +I +(; +, +E +" +c +3.0E+12 +6.0E+11 +G) +.2- +:s +, +~ +~ +, +III +2.0E+12 +4.0E+11 +LL. +c +C +G) +0 +c +:!!! +1.0E+12 +2.0E+11 '0 +0 +O.OE+OO +O.OE+OO +50 +150 +170 +220 +300 +Nitrogen Pressure (Torr) +Figure 7.3.3.5 Line average (d = 5 cm) plasma density and effective collision frequency for +a laser-initiated and rf sustained nitrogen plasma measured 10 cm from the antenna. +References +Akhtar K, Scharer J, Tysk S and Denning eM 2004 IEEE Trans. Plasma Sci. 32(2) 813 +Akhtar K, Scharer J, Tysk Sand Kho E 2003 Rev. Sci. Insfrum. 74 996 +Babat G 1947 J. Insf. Elec. Engineers (London) 94 27 +Ding G, Scharer J E and Kelly K 2001 Phys. Plasmas 8 334 +Eckert H U, Kelly F L and Olsen H N 1968 J. Appl. Phys. 3 1846 +Kelly K L, Scharer J E, Paller E S and Ding G 2002 J. Appl. Phys. 92 698 +Ramakrishnan S and Rogozinski, M W 1986 J. Appl. Phys. D 60 2771 +Schutze A, Young J Y, Babayan S E, Park J, Selwyn G S and Hicks R F 1998 IEEE Trans. +Plasma Sci. 26 1685 +Vidmar R J and Stalder K R 2003 'Air chemistry and power to generate and sustain +plasmas: plasma lifetime calculations', in Proc. AIAA 2003, pp. 1-8 +7.3.4 Methods for spatial localization of a microwave discharge +7.3.4.1 +Characteristics of microwave discharge +As discussed in section 1.2, at sea level, the molecular composition of air is +roughly 80% nitrogen (N2) and 20% oxygen (02), The ionization energies +Cj of O2 and N2 are 12.1 and l5.6eV, respectively. These molecules can be +ionized by ultraviolet radiation, for example, the earth's ionospheric +plasma is principally generated by solar ultraviolet radiation (see also section +1.3). Photon ionization requires that the wavelength AO of the radiation be +less than Ac = hc/cj. Thus the wavelengths of the ultraviolet radiation for + +--- Page 429 --- +414 +High Frequency Air Plasmas +ionizing O2 and N2 must be less than 102.6 and 79.6 nm, respectively. There- +fore, microwave wavelengths are too long to cause photon ionization. On the +other hand, the microwave electric field can accelerate background charge +particles. When the electric field intensity, E, of a high-power microwave +beam propagating in air exceeds the breakdown threshold field, Ecn of the +background air, avalanche ionization can occur through the impact process +(i.e. some of charge particles' (mainly electrons') kinetic energies can exceed +the ionization energies of O2 and N2). In each elastic collision with a neutral +molecule, an electron loses only a very small fraction of its total kinetic +energy, thus electrons can easily build up the thermal energy through +multiple collisions in the microwave field. However, as the electron energy +increases, the cross sections of inelastic collisions also increase. For electron +energies between 2 and 4 eV, the cross section for the excitation of vibrational +levels experiences a very large nearly step-like leap. This vibrational +excitation process hinders the continuous acceleration of electrons by the +microwave field toward the ionization energy level. It increases the required +field intensity for the microwave discharge, which occurs when the quiver +speed Vq of 'seed' electrons exceeds a critical value, Vqc = eEcr/mvc, where +Vc is the electron-neutral particle collision frequency. Then a significant +fraction of seed electrons can bypass the vibrational excitation loss band +and are accelerated continuously by the microwave field to the ionization +energy level. The breakdown threshold field, Ecn for a continuous wave or +long pulse microwave beam is given by (Lupan 1976) +Ecr = 3.684p(1 +w2/v~)1/2kV/m +(7.3.4.1) +where p is the background air pressure measured in torr; and wand Vc are the +microwave frequency and electron-neutral particle collision frequency, +respectively. +The density, n, of the microwave plasma is normally limited by the +microwave frequency. In the density range of n ~ 1017 m -3, the dominant +loss mechanism of free electrons in air is through their attachment with +neutral molecules. Avalanche breakdown occurs when the ionization rate, +Vi, is larger than the attachment rate, Va. The ionization frequency, Vi, is +given by (Yu 1976, Kuo and Zhang 1991) +Vi = 2.5 X 107p[8.8c:1/ 2 + 2.236c:3/ 2] exp( -7.546/c:) +S-I +(7.3.4.2) +where c: = E/Ecr . Equation (7.3.4.2) can be reduced to vi/va ~ c:5.3 for +1.3 < c: < 3.5 (Gurevich 1980). +This microwave-generated plasma attenuates the microwave beam +spatially, which in turn affects the volume and uniformity of plasma generation. +If the background is uniform, ionization tends to occur near the source, which +hinders the propagation of the microwave beam. Therefore, the electric field +intensity of a high-power microwave beam cannot be increased indefinitely. +Its power density has an upper bound set by the avalanche breakdown of air. + +--- Page 430 --- +E +u +-.. +!1 +C +> +li:i +References +415 +104 ..-----.---.--.--.-1 "-1 rll,nl"T1 '-1 --'--'-rrnl I"I""II..---.-"-.-TI TllnlTj '-1 --,--r-T""'rl 1 nr.1 +102 +4 +3.3,us +o +1.1J4S +f -3.33Hz +:: +Figure 7.3.4.1. Dependence of air breakdown threshold fields on the pressure for micro- +wave pulse lengths of 1.1 and 3.3I-1s. (Kuo et aI1990.) +It is noted that the breakdown process requires an initiation time +interval that depends on the number of seed electrons pre-existing in the +background. Normally, the breakdown threshold field increases as the +pulse length, T, of the microwave radiation decreases. This tendency is +demonstrated (Kuo and Zhang 1990) by the two Paschen breakdown +curves shown in figure 7.3.4.1, which show the dependence of the air break- +down threshold field on the air pressure for the cases of 1.1 and 3.3 ~s pulses. +In both cases, the minimum of the breakdown threshold appears at about the +same pressure, where Vc ~ w consistent with equation (7.3.4.1). In the +pressure region having vc» w, the breakdown threshold field, Ecn is +essentially independent of the pulse length and microwave frequency. Thus +Ecr = 3.684pkVjm, the same as in the de discharge case. In this pressure +region, it should be noted that the thermal ionization instability (Gildenburg +and Kim 1978) might become dominant in the discharge. This instability +arises due to mutual enhancements of the electron density and gas tempera- +ture. It evolves the discharge into filaments parallel to the wave electric field, +which form a fishbone structure (Vikharev et a11988) as can be seen from the +luminescence of the discharge. +To use microwaves to produce atmospheric pressure air plasma in +a designated region away from the source, it is necessary to avoid the + +--- Page 431 --- +416 +High Frequency Air Plasmas +undesirable ionization along the propagation path before reaching the +preferred ionization region. Such undesirable ionization causes attenuation +of the microwave radiation, which could then be left with insufficient +power density to cause air breakdown in the designated region. The +maximum power density of microwave radiation that propagates in the air +at atmospheric pressure without causing air breakdown is about 10GW/ +m2. This thus determines an upper bound of the microwave power for the +application of air plasma generation at atmospheric pressure. Therefore, +additional arrangements are needed to achieve spatial localization of the +discharge. Several prominent approaches are discussed in the following. +1. Use a microwave resonant cavity to enhance the electric field intensity at +localized resonant peak-field regions. The plasma thus generated is +confined inside the cavity. An air jet can be introduced to blow the +plasma out of the cavity through a nozzle such as a microwave torch; +however, the volume of the plasma is usually small, and the generation +efficiency is low because most of the plasma is lost inside the cavity. +2. Add a lens to focus the microwave beam so that the electric field intensity +of the microwave beam in the region around the focal point can exceed the +air breakdown threshold. Again, the volume of the plasma is limited by +the size of the focal spot. +3. Add a seeding source to produce preliminary plasma, which can lower the +breakdown threshold field considerably in the region of space containing +the seed. The possible seeding sources include ultraviolet and x-ray radia- +tion, laser and electron beams, and dc and low frequency discharges (e.g. +plasma torches). +4. Use two intersecting microwave beams with parallel polarization. The +field intensity of each beam is below the breakdown threshold (Vikharev +et a11984, Kuo and Zhang 1990). However, in the intersection region of +the two beams, the field intensity can be doubled and can exceed the +breakdown threshold. This approach makes it possible to achieve better +spatial localization of the discharge and yet to produce plasma in a +large region (determined by the size of the intersection region). In fact, +this approach was first (Gurevich 1980) suggested to generate an artificial +ionospheric mirror in the lower ionosphere by ground-transmitted high- +power microwave beams for over-the-horizon (OTH) radar applications +(Kuo et at 1992). This is the approach to be described in detail in the +next subsection. +7.3.4.2 Plasma generated by two intersecting microwave beams +In the experiments discussed here, microwave power at a frequency of +3.27 GHz was generated by a single magnetron driven by a pulse forming +network, which had a pulse length of 1.I11s and a repetition rate of 60 Hz. + +--- Page 432 --- +References +417 +The peak output power of the tube was 1 MW. Since the power density of the +microwave radiation was too low to cause air breakdown at atmospheric +pressure, the experiment was conducted in a Plexiglas cube chamber, 2 ft +(61 cm) on a side, which was pumped down to a pressure of about 1 torr. +First, it was found that using a single pulse it was possible to generate a loca- +lized plasma only near the chamber walls. Therefore, a second pulse provided +by the same magnetron was fed into the cube through a second S-band +microwave horn placed at a right angle to the first. With such an arrange- +ment, the power of each pulse was reduced to below the breakdown threshold +for the low-pressure air inside the chamber. Hence, air breakdown could only +occur in the central region of the chamber, where the two pulses intersected. +The wave fields added to form a standing-wave pattern in the intersecting +region in a direction perpendicular to the bisecting line of the angle between +the two intersecting pulses. Thus parallel plasma layers with a separation +d = AI J2 were generated, where A was the wavelength of the wave. This is +shown in figure 7.3.4.2(a), in which seven such layers can be seen. The spatial +distribution of the plasma layers was measured with a Langmuir double +probe. This was accomplished by using a microwave phase shifter to move +the plasma layers across the probe. The peak density distribution for one +half of a spatial period was thus obtained and is presented in figure +7.3.4.2(b). It is shown that the plasma layers produced are well confined +with very good spatial periodicity. +Using the same approach but with much higher microwave power, a +plasma having similar characteristics to those presented in figure 7.3.4.2 +can be generated in the open air. The volume of plasma generated by this +approach would depend on the dimensions, a and b, of the cross section of +the (rectangular) waveguide used (i.e. on the frequency band of the +microwave). Because the maximum field intensity has to be lower than the +breakdown threshold field inside the waveguide and slightly higher than +half of the breakdown threshold field in the intersecting region, the volume +of the resulting intersecting region could be estimated to be Sa2b and the +volume of the region containing plasma would be about 4a2b. Using S- +band microwave radiation and a standard rectangular waveguide having a +cross section of 7.2 cm x 3.4 cm, the cross section of the horn should not +exceed 14.4 cm x 6.S cm. Therefore, the volume of microwave plasma +layers is estimated to be about 2a2b = 350cm3• +Air plasma is very collisional and thus quite different from the more +widely investigated plasmas having low background gas pressures. The +collision frequency is much larger than the plasma frequency for plasma densi- +ties less than 5 x 1013 cm -3. In this density regime, the real part of the index of +refraction is positive for all wave frequencies, and there is no cutoff to the wave +propagation. Thus the applicable microwave field, rather than the microwave +frequency, limits the plasma density, which is estimated to have a maximum at +about 1013 cm -3. Inelastic collision processes dominate the microwave plasma + +--- Page 433 --- +418 +High Frequency Air Plasmas +(a) +. +I +10 +"' +i +I +. +, +i +• +I +I +I +i +! I +lo.+-r--r-lo o.+----l ,~f---,--.-I ..!~. +It--.--.--t. +i J.t. +! +t I +x (eM) +(b) +Figure 7.3.4.2. (a) Plasma layers generated by two crossed microwave pulses having +parallel polarization, (Kuo et al 1990) and (b) the plasma peak density distribution +across the plasma layers, from the central point at x = 0 of one layer to the midpoint at +x = 3.24cm of the next layer. (Kuo et aI1990.) +produced. Thus the electron temperature is usually limited to about 2 eV by +the vibrational excitation loss. +The power required to maintain such a microwave discharge depends on +the electron-ion recombination rate and on the heating rate of the neutral gas +by the plasma (mainly through electron-neutral inelastic collisions). The elec- +tron-ion recombination rate decreases with the temperature of the plasma +(Christophorou 1984, Rowe 1993). The electron-neutral inelastic collision +rate can be significantly reduced either by elevating the electron temperature +to exceed 4eV or by limiting it to be well below 2eV. An auxiliary plasma + +--- Page 434 --- +Repetitively Pulsed Discharges in Air +419 +heating mechanism, such as could be provided by an auxiliary dc or low +frequency field, may be used to maintain a non-equilibrium microwave +plasma and to reduce the microwave power budget. However, it is not clear +if the overall power budget can be thus reduced. +References +Christophorou L G 1984 Electron-Molecule Interactions and Their Applications, vol 2 +(Orlando: Academic Press) +Gildenburg V B and Kim A V 1978 Sov. Phys. JETP 4772 +Gurevich A V 1980 Sov. Phys. Usp. (Eng!. Trans!.) 23 862 +Kuo S P 1990 Phys. Rev. Lett. 65(8) 1000 +Kuo S P and Zhang Y S 1990 Phys. Fluids 2(3) 667 +Kuo S P and Zhang Y S 1991 Phys. Fluids B 3(10) 2906 +Kuo S P, Zhang Y S, Lee M C, Kossey P A and Barker R J 1992 Radio Sci. 27(6) 851 +Lupan Y A 1976 Sov. Phys. Tech. Phys. 21(11) 1367 +Rowe B R 1993 Recent Flowing Afterglow Measurements, in Dissociative Recombination: +Theory, Experiment and Applications (New York: Plenum Press) +Vikharev A L, Gildenburg V B, Golubev S V et al1988 Sov. Phys. JETP 67724 +Vikharev A L, Gildenburg V B, Ivanov 0 A and Stepanov AN 1984 Sov. J. Plasma Phys. +1096 +7.4 Repetitively Pulsed Discharges in Air +7.4.1 +Introduction +As we have seen in chapter 5, the power required to sustain elevated electron +densities with dc discharges is extremely large. Therefore, we have explored a +power reduction strategy based on pulsed electron heating. This strategy is +illustrated in figure 7.4.1. Short voltage pulses are applied to increase the +electron number density. After each pulse, ne decreases according to electron +recombination processes. When ne reaches the minimum desired value, a +second pulse is applied. The average electron density obtained with this +method depends on the pulse duration, pulse voltage, and the interval +between pulses. +As seen in chapter 5, dc discharges can maintain ne ~ 1012 cm -3 in +atmospheric pressure air with electric fields producing an electron tempera- +ture on the order of 1 eV. To produce the same average electron density +with short (1-10 ns) pulsed discharges, a higher electron temperature of +about 3-5 eV is required. Although the corresponding field is higher than +for a dc discharge, the ionization efficiency is much larger in the pulsed + +--- Page 435 --- +420 +High Frequency Air Plasmas +'t Pulse +~. +time +Figure 7.4.1. Repetitively pulsed strategy. (Kruger et at 2002.) +case than in the dc case because the energy lost to nitrogen molecules, per +electron created, is several orders of magnitude smaller at Te = 3-5 eV +than at 1 eV. This increase in efficiency allows the power budget to be drama- +tically reduced with pulsed discharges. It may be shown (Nagulapally et al +2000) that the power reduction afforded by the repetitively pulsed approach +relative to dc is given by +R '" kion(Te,pulse)N +2 Q( Q 1)-2 +(Te,dC )3/2 += +xo:e e- +x --- +kDRn~ +Te,pulse +where 0: == kionN7J, and where kion is the species-weighed rate coefficient for +electron impact ionization of °2, N2, and 0, kDR is the rate coefficient for +dissociative recombination of NO+, N is the total number density of species, +71 is the pulse length, n; is the average electron number density produced by +the repetitively pulsed discharge, and Te,dc and Te,pulse represent the electron +temperatures produced by the dc and pulsed discharges, respectively. +Figure 7.4.2 shows the predicted inelastic energy losses of electrons by +collisions with N2, per unit number density of N2 and electrons. The losses +to nitrogen represent the main fraction of the losses in air. This is because +at electron temperatures below ",20000 K the resonant e-V transfer in +ground state N2 is by far the dominant loss channel (there is no such resonant +channel for O2 or NO). At electron temperatures above 20000 K, the +inelastic losses are dominated by electron-impact electronic excitation, +dissociation, and ionization, and the total losses per unit number density +of N2 and electrons are about the same as the total losses per unit number +density of O2 and electrons. Nitrogen losses dominate at Te > 20000 K +because the density of N2 is much higher than the density of 02. Figure +7.4.2 shows that the (useful) power into ionization represents an increasingly +large fraction of the total power as the electron temperature is increased. This +explains why pulsed discharges with electron temperatures of several eV are + +--- Page 436 --- +Repetitively Pulsed Discharges in Air +421 +-- Total Inelastic Losses +-- N2 Vibrational Excitation +--.t.- N2 Electronic Excitation +--- N2 Dissociation +N2 Ionization +10.29 l...-__ +.L....J~....L..I..-__ +.l..-__ +.l..-__ +-'--__ +J.....J +o +10,000 20,000 30,000 40,000 50,000 60,000 +Te (K) +Figure 7.4.2. Inelastic power losses by electron-impact vibrational excitation, electronic +excitation, dissociation, and ionization of N2• In these calculations, the vibrational +temperature is fixed equal to the gas temperature (Tv = Tg = 2000 K), and the electronic +temperature of internal energy levels is fixed equal to the electron temperature. +more efficient in terms of ionization than the dc discharges which operate at +about 1 eV. +7.4.2 Experiments with a single pulse +To test the pulsing scheme, experiments were conducted (Nagulapally et al +2000) in atmospheric pressure 2000 K air using a pulse forming line capable +of generating a lOns rectangular pulse with peak voltage up to 16kV. To +experimentally simulate the conditions of a repetitively pulsed discharge, +the initial elevated electron number density generated by the 'previous' +pulse is created by means of a dc discharge in parallel with the pulser. The +circuit schematic is shown in figure 7.4.3. With a dc voltage of 2 kV and +current of IS0mA, the initial electron density is 6.S x lOll cm-3. A lOkV, +10 ns pulse is superimposed to further increase the electron density. The +measured discharge diameter of about 3 mm is comparable with the diameter +of the dc discharge (figure 7.4.4). The temporal variation of plasma conduc- +tivity was measured from the voltage across the electrodes and the current +density through the plasma. The electron density increases from 6.S x lO" +to 9 x 1012 cm-3 during the pulse, then decays to 1012cm-3 in about 121-1s +(figure 7.4.5). The average measured electron density over the 121-1s duration +is 2.8 x 1012cm-3. + +--- Page 437 --- +422 +High Frequency Air Plasmas +DC +2kV - +150mA +Figure 7.4.3. Schematic of the combined pulsed and dc discharge experiments. (Kruger +et a12002.) +Figure 7.4.5 shows a comparison of the measured electron number +density with the predictions of our two-temperature model. The predictions +agree well with the measured electron decay time of l211S. This decay time is +consistent with the dissociative recombination time of NO+ predicted to be +1.0 +-:- O.B +:::l +~0.6 +?;o +.~ 0.4 +2 +E 0.2 +-4 +-2 +0 +2 +4 +Radius (mm) +Figure 7.4.4. Spatial extent of the plasma produced with pulsed and dc discharges. (Kruger +et a12002.) +1x1013 +Air, P=1atm, T,,2300K +Electrode gap = 1.2 cm +rf' +\\ +DC current = 150 mA +E +~ +., +c: +1 x1 012 +\\ +Pulse vo~age = 10 kV +" +~--MOdel +--Measured +---- +----- +------ +--- +f--- +--- - +-- +o +10 +20 +30 +Time (l1s) +Figure 7.4.5. Temporal electron density profile in the 10 ns pulsed discharge. (Kruger et al +2002.) + +--- Page 438 --- +Repetitively Pulsed Discharges in Air +423 +8.71ls without the dc background. Thus these results provide validation of +our chemical kinetic model of the recombination phase. +7.4.3 Experiments with 100 kHz repetitive discharge +The success of the proof-of-concept experiments conducted with the single +pulse discharge led us to investigate the generation of air plasmas with a repe- +titively pulsed discharge. A repetitive pulser capable of generating IOns +pulses, with peak voltages of 3-12 kV and pulse repetition frequencies up +to lOO kHz, was acquired from Moose-Hill/FID Technologies. This pulser +operates with a solid-state opening switch or drift-step recovery diode +(DSRD). The experimental set-up is shown in figure 7.4.6 and the electrical +circuit in figure 7.4.7. The discharge is applied to preheated, LTE air at +atmospheric pressure and about 2000 K. The dc circuit in parallel with the +pulser was used only to determine the electron number density from the +plasma conductivity. In regular operation, the dc circuit is disconnected +and the discharge operated with the pulser only. +Cooling +Watt-'T +Inlet +Nozzle +(7 em exit +diameter) +- . +/ +LTE2000Kair +~~pmfuMo¢m +Cooling +......... ~---- Water +( )utlet +Mixing +Test Section +Mixing Ring +..IIIII!lJIIIIIIIIIPID"'''''' Injectors: +95 slpm +Gas Injectors: +71 slpm radial +34 slpm swirl +Figure. 7.4.6. Set-up for repetitive pulse discharge in air at 2000 K, 1 atm. (Kruger et at +2002.) + +--- Page 439 --- +424 +High Frequency Air Plasmas +DC + +Supply_ +300Vmax +400Q +Generator +~fo()se-Ilill +Figure. 7.4.7. Repetitive pulse discharge circuit schematic (dc circuit applied only for +conductivity measurements). (Kruger et aI2002.) +A photograph of the repetitively pulsed discharge in operation in +atmospheric pressure preheated (2000 K) air is shown in figure 7.4.8. The +diffuse character of the discharge was confirmed with time-resolved (1.5 ns +frames every 2 ns) measurements of plasma emission during the pulse (see +figure 7.4.9). These measurements were made with a high-speed intensified +camera, Roper Scientific PI-MAX 1024. The diameter of the discharge is +approximately 3.3 mm. Additional time- and spectrally-resolved measure- +ments of emission during the pulse and the recombination phase show that +the pulse excites the C state of N2 and the A state of NO. After the pulse, +emission from the C state of N2 decays to a constant value within 30 ns, +and emission from the A state of NO shows a two-step decay, with first an +abrupt decrease by over four orders of magnitude from the end of the +pulse until 320 ns after the pulse, and then a slower decrease by one order +of magnitude until the next pulse. +Figure 7.4.8. Photograph of IOns, 100kHz repetitive pulse discharge in air at 2000K, +1 atm. (Kruger et aI2002.) + +--- Page 440 --- +Repetitively Pulsed Discharges in Air +425 +t==O +2m; +4ns +6ns +8ns +IOns +12ns +140s +16n5 +18ns +Figure 7.4.9. Time-resolved images of 10 ns pulsed discharge in air at 2000 K, I atm. +(Dulen et al2002 (© 2002 IEEE).) +Figure 7.4.10 shows the measured temporal variations of the electron +density during three cycles of the pulsed discharge. The electron number +density varies from 7 x 1011 to 1.7 X 1012 cm-3, with an average value of +about 1012 cm -3. The power deposited into the plasma by the repetitive +discharge was determined from the pulse current (measured with a Rogowski +coil), the voltage between the electrodes (6 kV peak) minus the cathode fall +3x1012.......,....--------------...------. +% +~ +1012 +c.'" 9x1011 +8x1011 +7x1011 +6x1011 +5x1011 +0 +5 +10 +15 +20 +25 +t Uts] +Figure 7.4.10. Electron number density measurements in the repetitive pulse discharge in +air at I atm, 2000 K. + +--- Page 441 --- +426 +High Frequency Air Plasmas +voltage (measured to be 1525 V by varying the gap distance), and the meas- +ured discharge diameter. The peak pulse current was 240 rnA. The power +deposited is found to be 12 W/cm3, consistent with the theoretical value of +9 W/cm3 for an optimized pulsed discharge producing 1012 electrons/cm3. +It is lower, by a factor of 250, than the power of 3000 W/cm3 required to +sustain 1012 electrons/cm3 with a de discharge. +More details about these experiments and modeling can be found in +(Packan 2003). In this reference, a study was made of the effect of the +pulse repetition frequency. Experiments were conducted with repetition +frequencies of 30 and 100 kHz. In both cases the power requirements were +close to lOW /cm3 for about 1012 electrons/cm3 . The main difference between +the plasmas produced is the amplitude of electron density variations. In the +30 kHz discharge, the amplitude varies by about a factor of 10, whereas in the +100 kHz the amplitude varies by a factor of two only. +The results of our research on de and pulsed electrical discharges are +summarized in figure 7.4.11, which shows the power required to generate +elevated electron number density in 2000 K, atmospheric pressure air, with +de and pulsed discharges. The experimental point represents the measured +power requirement of our repetitively pulsed discharge experiment. Power +budget reductions by an additional factor of about 5 are possible with +repetitive pulses of 1 ns duration. Such repetitive pulsers are already com- +mercially available. Therefore, power budget reductions by a factor of +1000 relative to the de case at 1012 electrons/cm3 can be readily obtained +with a repetitively pulsed technique. +10kVV/am3~------+--------r--~--~--~~ +1VV/am3r-~~~~~~~~~~~~--~-rl +1010 +Figure 7.4.11. Power budget requirements versus electron number density for dc and +pulsed discharges in air at I atm, 2000 K. + +--- Page 442 --- +Electron-Beam Experiment with Laser Excitation +427 +7.4.4 Conclusions +We have described a plasma generation technique using a repetitively pulsed +discharge in which electron number densities of more than 1012 cm -3 in air +are produced with approximately 12Wjcm3, more than two orders of +magnitude lower than the power required for a dc discharge. The basis of +the technique is to apply short (IOns), high voltage (rvlOkV) electric +pulses with a repetition frequency tailored to match the recombination +time of electrons. Both single-shot and repetitively pulsed diffuse discharges +at 100kHz have been demonstrated, with power reductions of over two +orders of magnitude for average electron densities greater than 1012 cm-3. +Power reductions of approximately three orders of magnitude are possible +with a 1 ns repetitive pulsing technique. +References +Duten X, Packan D, Yu L, Laux C 0 and Kruge C H 2002 IEEE Trans. Plasma Sci. 30(1) +178 +Kruger C H, Laux C 0, Yu L, Packan D and Pierrot L 2002 Pure and Applied Chemistry +74(3) 337 +Nagulapally M, Candler G V, Laux C 0, Yu L, Packan D, Kruger C H, Stark Rand +Schoenbach K H 2000 'Experiments and simulations of dc and pulsed discharges +in air plasmas' in 31st AIAA Plasmadynamics and Lasers Conference, Denver, CO +Packan D M 2003 'Repetitively pulsed glow discharge in atmospheric pressure air' PhD +Thesis in Mechanical Engineering, Stanford University, Stanford, CA +7.5 Electron-Beam Experiment with Laser Excitation +7.5.1 +Introduction +In this section, we present a method of sustaining large-volume plasmas in +cold, atmospheric pressure air, using the optical pumping technique reviewed +in section 7.2.2.1 above, combined with an electron beam ionizer. The combi- +nation of these techniques was adopted in an effort to mitigate the most +critical problems of creating such plasmas: reducing the required power +budget and insuring stability. The techniques described in this section are +examples of 'non-self-sustained' electric discharges, in contrast to 'self- +sustained' discharges, in which ionization is provided by applying high +voltage to the electrodes maintaining the plasma. Typically, self-sustained +discharges, lacking an external ionization source, are usually only struck at +low gas pressures, well below even 0.1 atm, if a low temperature, diffuse, +glow-type plasma is required. As gas pressure is increased, higher voltages + +--- Page 443 --- +428 +High Frequency Air Plasmas +are required to strike. Operation at such higher voltages and pressures +usually leads to a marked transition, in which the plasma changes from a +diffuse, cool column of weakly ionized gas, a 'glow discharge', to a much +higher-temperature higher-conductivity plasma between the electrodes. +This transition is sometimes termed the 'glow-to-arc transition', and is +described in standard plasma references, e.g. [Rai9l]. After transition, very +high temperatures are reached, with a large fraction of the gas becoming +ionized, the resistivity of the plasma greatly decreasing, and the electron +temperature coming into near thermal equilibrium with the gas temperature. +Such discharges do not normally provide the relatively cold, large-volume +diffuse plasmas desired here. To circumvent this problem, various methods +have been used to extend the range of self-sustained glow-type discharges +to near atmospheric pressures, such as the use of individually ballasted +multiple cathodes, short duration rf high-voltage pulse stabilization, or +aerodynamic stabilization [Rai9l, Vel87, Gen75, Ric75, Zhd90]. The +energy efficiency of such discharges is, however, much lower than desirable +for large-volume plasmas, since the fraction of the input electrical power +going into ionization is often quite small. +An alternative approach is the use of non-self-sustained glow +discharges, in which some or all of the required volume ionization is provided +by an external source, such as an electron beam [Bas79, Kov 85]. Electron +beams are identified as having by far the lowest power budget among all +non-equilibrium ionization methods [AdaOO, MacOO, Mac99]. Further, +reliance on an external ionization source mitigates the glow-to-arc break- +down problem. The glow-to-arc transition, with subsequent plasma +thermalization, can be significantly delayed or avoided altogether. Even +when using this efficient ionization source, however, the power budget +required to sustain a relatively cold, large-volume air plasma remains +huge, greater than 1 GW 1m3. This is predominantly due to the rapid attach- +ment of electrons to oxygen molecules. Consequently, reduction of the air +plasma power budget mandates mitigation of electron attachment, and, for +further power reduction, lowering of the electron-ion recombination rate. +The method of the present section uses an electron beam to produce electrons +efficiently, and uses the optical pumping technique reviewed previously to +mitigate electron loss. In brief, we use the approach of section 7.2.2.1, i.e. +optical pumping by a CO laser, to modify the electron removal rates in an +electron beam sustained, CO-seeded high-pressure air plasma. +7.5.2 Electron loss reduction +There is recent experimental evidence that vibrational excitation of diatomic +species produced by a CO laser may reduce the rates of electron removal +(dissociative recombination and attachment to oxygen) in non-equilibrium +plasmas [PaIOla]. We give a brief discussion of this effect. + +--- Page 444 --- +Electron-Beam Experiment with Laser Excitation +429 +First, electron impact ionization of vibrationally excited molecules +produced by a CO laser can create vibrationally excited molecular ions +such as N! and O!, +N2(v) + ebeam -- N!(v) + ebeam + e;condary' +(7.5.1) +Vibrationally excited ions can also be created by a rapid resonance charge +transfer from vibrationally excited parent molecules, such as +(7.5.2) +Recent experimental data [Mos99] show that vibrational excitation of +molecular ions such as NO+ or O! can considerably reduce the rate of +their dissociative recombination, such as +(7.5.3) +Secondly, three-body attachment of secondary electrons produced by the +electron beam to vibrationally-excited oxygen molecules created by a CO +laser, +(7.5.4) +will produce vibrationally excited ions O2 (v). Since the electron affinity of +this ion is only about O.4eV [Rai91], vibrational excitation of oxygen +molecules to vibrational levels v ~ 2 can provide enough energy for auto- +detachment of an electron, +(7.5.5) +Since the three-body electron attachment to oxygen molecules is by far the +most rapid mechanism of electron removal in cold, high-pressure air +plasmas, reduction of the attachment rate greatly reduces the plasma +power budget. We now proceed to the details of an experimental demon- +stration of the use of this vibrational excitation technique, together with +an electron-beam ionizer, which produces cool, atmospheric pressure air +plasma with markedly improved efficiency. +7.5.3 +Experimental discharge; electron beam ionizer +Figures 7.5.1 and 7.5.2 show schematics of the experimental set-up. An +electron gun (Kimball Physics EGH-8101) generates an electron beam with +energy of up to 80keV and a beam current of up to 20mA. The electron +gun can be operated continuously or pulsed. From the vacuum inside the +electron gun the electron beam passes through an aluminum foil window +into a plasma cell that can be pressurized up to atmospheric pressure. The +foil window with a thickness of 0.018 mm is glued onto a vacuum flange +with an aperture of 6.4mm. About 30keV of the electron beam energy is +lost in the window, which results in heating of the window. Pulsed operation + +--- Page 445 --- +430 +High Frequency Air Plasmas +electron gun +b",,;,W~_-Ie-beam sustained plasma +co laser +Figure 7.5.1. Schematic of the electron beam and laser set-up [PalOlb]. +of the electron gun at a low duty cycle prevents overheating and failure of the +window. In the electron gun the electron beam has a relatively small diver- +gence that increases significantly (",90 0 full angle) due to scattering in the +foil window. A 12.7mm diameter brass electrode faces the window at a +distance of 10 mm. This defines a volume of the e-beam excited plasma of +'" I cm3 between the beam window and the electrode. The beam window +together with the entire chamber is grounded. For the current experiments +the electrode was usually also grounded. The electron gun was typically oper- +ated at beam energies between 60 and 80 keY and different beam currents +measured using an unbiased Faraday cup placed behind the beam window. +The plasma cell is pressurized with air at pressures between 100 torr and +I atm. A slow gas flow is maintained in the cell to provide flow convective +cooling and to remove chemical products. The residence time of the gas +mixture in the cell is of the order of a few seconds. +Perpendicular to the e-beam axis a CO laser beam is directed into the +e-beam excited plasma. The laser is used to vibrationally excite the diatomic +&-beam sumnecj plasma +Figure 7.5.2. Schematic of the plasma cell [PalO I b]. + +--- Page 446 --- +Electron-Beam Experiment with Laser Excitation +431 +plasma constituents. The liquid nitrogen-cooled continuous wave CO laser +[PloOOa] produces a substantial fraction of its power output on the v = 1-0 +fundamental band component in the infrared. In the present experiment, +the laser is typically operated at "-' 10 W continuous wave broadband +power on the lowest ten vibrational bands. The output on the lowest +bands (1-0 and 2-1) is necessary to start the optical absorption process in +cold CO at 300 K, 1-5% of which is seeded into the cell gases. The laser +beam is focused (f = 250 mm) to a focal area of ,,-,0.5 mm diameter to +increase the power loading per CO molecule, producing an excited region +,,-,5 cm long. As indicated in figures 7.5.1 and 7.5.2, the vibrationally excited +region is only a part of the total e-beam ionized plasma. Typically, the laser +pump maintains the gas molecules in this region with high energies in the CO, +O2 , and N2 vibrational modes. The energies in each mode would correspond +to a few thousand Kelvin if the gas were in equilibrium. These mode energies +are maintained in steady state in the plasma by the laser. The external gas +kinetic modes of translational and rotation molecular motion remain rela- +tively cold in this steady state. This gas kinetic temperature is easily measured +by monitoring the spontaneous infrared emission from the fundamental +vibrational bands of the vibrationally excited CO. From the relative intensity +of the spectrally-resolved vibrational-rotational lines, the rotational +temperature can be inferred from a Boltzmann plot. The rotational tempera- +ture is equal to the translational mode temperature in these high-pressure +collision-dominated plasmas. Since the emission arises only from the laser- +excited region of the plasma, this temperature inference is not compromised +by the surrounding e-beam-only excited region, and only reflects the +temperature of the laser-excited part of the plasma. Figure 7.5.3 shows +such an emission spectrum, from which a gas kinetic temperature of +T = 560 K is inferred. +The electron density in the e-beam/optically sustained plasma is +measured by microwave attenuation. The microwave experimental appa- +ratus consists of a v = 40 GHz oscillator, a transmitting and receiving +antenna/waveguide system, oriented perpendicular to the e-beam axis and +to the laser axis (figure 7.5.2), and a transmitted microwave power detector. +The receiving waveguide is positioned directly opposite the transmitting +waveguide, with the plasma located between them (figure 7.5.2). The micro- +wave detector produces a dc voltage proportional to the received microwave +power. From the relative difference of the transmitted power with and +without a plasma the attenuation of the microwave signal across the +plasma was determined. +7.5.4 Results and analysis of discharge operation +A reduction of the electron removal rates (i.e. the electron-ion recombina- +tion rate and/or the electron attachment rate) in the vibrationally excited + +--- Page 447 --- +432 +High Frequency Air Plasmas +2270 +CO 1->0 R-Branch Emission +T=560 K +-1 +wavenumber [em ] +Figure 7.5.3. Translational temperature in vibrationally-excited air at I atm measured by +Fourier transfonn emission spectroscopy. +region should manifest itself in two experimental observations: (i) the steady- +state electron density reached after an electron beam pulse is turned on +should rise, and (ii) the electron density decay after the beam is turned off +should become slower. In the present experiment, the average electron +density in the e-beam sustained plasma, n~aseline, is inferred from microwave +attenuation measurements using the relationship [PalOla] +nbaseline = (m cc li)v (8V) 2. +e +e +0 +eoll +V +D +(7.5.6) +where +Veol! +is +the +electron-neutral +collision +frequency, 8V IV = +(Vtrans - +Vine) I Vine is the relative attenuation factor in terms of the forward +power detector voltage proportional to the incident and the transmitted +microwave power, and D ~ 0.8 cm is the size of the ionized region along +the microwave signal propagation (see figure 7.5.2). Note that equation +(7.5.6) assumes a uniform ionization across the plasma. +A CO laser beam propagating across the electron beam sustained +plasma creates a cylindrically shaped vibrationally excited region of +d ~ 2mm diameter (see figure 7.5.2). The analysis of the microwave +absorption measurements in electron beam sustained plasmas enhanced by +laser excitation is somewhat complicated by the fact that the plasma +volume affected by a focused CO laser is considerably smaller than the + +--- Page 448 --- +Electron-Beam Experiment with Laser Excitation +433 +volume ionized by the electron beam. For this reason, equation (7.5.6) should +be modified to take this effect into account. If one assumes that the electron +removal rate modification due to vibrational excitation is significant, and +that consequently the electron density in the optically pumped region, +n~odified, is much higher than in the e-beam ionized region, n~aseline, equation +(7.5.6) becomes +modified +( +1 2) +(8V) W +ne += mecco e lIeon V +1fd2/4 +(7.5.7) +where W ~ 0.33 cm is the width of the waveguide perpendicular to the laser +beam axis. In addition, inference of the electron density should account for +the change of the electron-neutral collision frequency, lIeol!> in the vibration- +ally excited plasma, which primarily depends on the electron temperature. In +the present paper, the dependence of the collision frequency on the average +electron energy is calculated by solving the coupled master equation for +the vibrational level populations of CO, N2, and O2, and Boltzmann +equation for the secondary (low-energy) plasma electrons [Ada98]. In the +laser-excited plasma, the electron temperature is strongly coupled to the +vibrational temperatures of the diatomic species due to rapid energy transfer +from vibrationally excited molecules to electrons in superelastic collisions +[Ale78, Ale79, Ada97]. The average electron energy in the optically +pumped plasma is about 5000 K, as determined by the modeling calculations +and recent Langmuir probe measurement in these laser pumped plasmas +[Plo02]. This gives a collision frequency of lIeon = 6.1 x 1011 S -I in air at +p = 1 atm and T = 560 K. In the purely e-beam sustained plasma, the +average electron energy is ",300 K, and the collision frequency is +lIeon = 1.1 X 1011 s-I at p = 1 atm and T = 300 K. Summarizing, the electron +densities in the electron beam sustained plasma and in the laser-enhanced +region are evaluated from equations (7.5.6) and (7.5.7), respectively. +The experimental results are compared with a kinetic model of the +electron production, electron removal, and charge transfer processes in the +investigated air plasmas. The model takes into account rates for electron +production by the e-beam, S, electron-ion recombination, /3, three-body +ion-ion recombination kR' electron attachment in three-body collisions to +02, k~2, and to N2, k~2, electron detachment from Oz in collisions with O2, +k~2, and in collisions with N2, k~2. Electron densities, ne, positive ion densities, +n+, and Oz densities are calculated integrating the differential equations +dne/dt = S - +k~2ne[02f - +k~2ne[02][N2]- /3nen+ ++k~2ne[Oz][02] + k~2ne[Oz][N2] +(7.5.8) +d[Ozl/dt = k~2ne[02]2 + k~2ne[02][N2] - kR[Oz]n+N +(7.5.9) + +--- Page 449 --- +434 +High Frequency Air Plasmas +6c+11 +- +Nt. T=300 K. c:x.pc.rimcnt +- +Nt' T=300 K. calculation +50+-11 +40+-11 +~ +'? ! 30+-11 +~ +=> +~.cc9xl0-7 cm3/s +17 +.J +k-_c2.7xlO +cm Is +1 += +2e+11 +le+11 +t[5] +Figure 7.5.4. Measured and calculated electron densities during and after a 20 IlS e-beam +pulse in I atm N2 . In the calculation the electron production rate ki and recombination +rate f3 were chosen to best fit the measurement. +(7.5.10) +In a first step, modeling results are fitted to the time resolved electron density +in I atm of pure N2 after a 20 j..ls e-beam pulse. Figure 7.5.4 shows the electron +density measurement and the calculated electron density that best agrees in +peak electron density and electron density decay. From the fit we obtain +an electron production rate of S = 2.7 X 1012 cm-3 s-I and, since the decay +in N2 is dominated by electron-ion recombination, the effective dissociative +electron-ion recombination rate for our e-beam ionized N2 plasma. The +determined recombination rate (3 = 0.9 X 10-6 cm3 S-I lies between the +known recombination rates for the expected dominant ions Nt +((3 = 2 X 10-7 cm3 S-I) and Nt ((3 = 2 X 10-6 cm3 s-I). Consequently, the +measurement suggests that about 50% of the positive ions in the plasma +are the faster recombining Nt that is produced in a conversion reaction. +Electron density measurements in the laser excited part of the e-beam +plasma are somewhat more uncertain than measurements in purely e-beam +sustained plasmas. This is due to (i) the uncertainty in the diameter d of +the laser excited region (see equation 7.5.7), (ii) the uncertainty in the trans- +lational temperature in the laser excited region, and (iii) the uncertainty in the +electron temperature Te in the laser excited region. From the size of the +visible glow of a laser-excited N2/CO plasma at p = I atm and, critically, +from Raman spectroscopic measurements [LemOO] the diameter of the + +--- Page 450 --- +Electron-Beam Experiment with Laser Excitation +435 +Se+l\ +- +Air/CO + Laser. T=560 K. experiment (uncaJib.) +7e+1I +- +Nr T=560 K. calcuhllion +- +Air/CO + J.a!ler. T ... 16O K. experiment +~" .. """""""","""',"""'--,-""'-- +6e+1I +51.>+11 +.,.. +! 4&:+11 +r::" +3e+11 +1e+11 +tls1 +Figure 7.5.5. Measured electron densities in I atm of laser-excited CO-seeded air before +and after calibration by comparison with N2. Assuming identical electron production +rates in I atm of air and I atm of N2 the slope of the initial electron density rise should +be identical for air and N2 . Very good agreement is achieved by changing the diameter +of the laser-excited region from d = O.2cm to d = O.185cm (equation 7.5.6). +laser excited region was estimated to be d = 0.2 cm. As noted previously +translational temperature in the laser region was measured spectroscopically +from a Boltzmann plot of the infrared emission intensities of CO 1 ----> 0 +R-branch lines (figure 7.5.3). For 1 atm of air seeded with 5% CO and opti- +cally excited by a 10 W CO laser, the temperature was found to be 560 K. +Figure 7.5.5 shows the measured electron density assuming d = 0.2cm +and Te = 5000 K and a calculated electron density pulse in N2 at +T = 560 K. Assuming identical electron production rates in 1 atm of air +and 1 atm of Nz, the slope of the initial electron density rise in laser excited +air should be identical to the slope in Nz. Very good agreement is achieved by +changing the diameter of the laser excited region in equation 7.5.6 from +d = 0.2cm to d = 0.185cm, also shown in figure 7.5.5. The signal-to-noise +ratios for electron density measurements in the laser excited region are +much lower than purely e-beam excited plasmas. This is caused by the +much smaller size of the laser excited region and the consequently lower +MW attenuation. In fact, a microwave attenuation measurement in the +laser excited region is always accompanied by a measurement in the +surrounding, purely e-beam excited region. The illustrations of figure 7.5.6 +show how the net signal is combined. + +--- Page 451 --- +436 +High Frequency Air Plasmas +Overall plasma +E-beam plasma +without laser +excitation +Laser excited +region of +e-beam plasma +n. +Figure 7.5.6. Illustration of how the e-beam-ionized region and the e-beam-ionized(laser +excited region contribute to the overall electron density signal recorded by the microwave +system. Note the different scales on the ne-axes [PalO I b]. +Figure 7.5.7 shows the electron density pulse in the vibrationally excited +air plasma (the same data as figure 7.5.5, now calibrated), together with a +calculated pulse in N2 at T = 560 K and the assumed Te = 5000 K. Both +traces appear to be in very good agreement. Most notably, the decay of +the electron density in laser excited air is equally slow as in N2, i.e. +attachment of electrons to O2 does not seem to be a relevant process in +vibrationally excited air. The importance of attachment to oxygen in cold +equilibrium air can be seen in the dashed trace in figure 7.5.7 showing the +corresponding electron density measurement without laser excitation. This +experiment shows the markedly low level of ionization maintained by the +e-beam only. Note the 200-fold higher peak electron density in laser excited +air [(7.9 x 1011 cm-3)/(4.4 x 109 cm-3)]. +As mentioned before, the CO laser excited air plasma is in a very strong +vibrational non-equilibrium. The vibrational temperature of the diatomic +species exceeds the translational temperature by at least a factor of 4. + +--- Page 452 --- +Electron-Beam Experiment with Laser Excitation +437 +8c}+JJ +--_. Air/CO, T::300 K. experiment +7e+ll +- +Air/CO + Laser, T=560 K. experiment +- +Nz' T=560 K. T.=5000 K. calc. +6e+11 +3e+1I +2e+11 +1e+11 +o +t [s1 +Figure 7.5.7. Measured electron density pulse in I atm of vibrationally excited air +compared with calculated electron density in N2 . In strong contrast to a plasma in cold +equilibrium air (dashed line) vibrationally-excited air does not seem to exhibit any electron +attachment to 02, i.e. peak electron density and plasma decay in vibrationally-excited air +seem to be purely caused by electron-ion recombination. +Nevertheless, the fraction of molecules in excited vibrational states is still +small compared to the population of the vibrational ground state. Therefore, +the apparent complete mitigation of electron attachment to oxygen in vibra- +tionally excited air cannot be caused by a vibrationally induced modification +of the attachment rate itself. This is because the ground-state O2 molecules +(>50%) would still be exhibiting the full attachment rate, i.e. the total +attachment rate could only be reduced by less than 50%. Consequently, +the vibrational excitation has to be acting on the electron detachment side. +On the other hand, the detachment rate shows a strong temperature +dependence that raises the question of whether the observed effect might +be due to the temperature rise (from 300 to 560 K) associated with the optical +excitation of our air plasma. +Figure 7.5.8 shows calculated and experimental electron densities in +a 3011S e-beam pulse in p = I atm air at slightly higher beam current +than in figure 7.5.7, there is no laser excitation of vibration in this +experiment. The modeling calculation, assuming S = 0.5 X 1018 cm-3 S-I, +(3 = 2 X 10-6 cm3 S-I, k?2 = 2.5 X 10-30 cm6 S-I, k~2 = 0.16 X 10-30 cm6 S-I, +k~2 = 2.2 X 10-18 cm3 S-I, +k~2 = 1.8 X 10-20 cm3 S-I, +kR = 1.55 X +10-25 cm3 S-I [Rai91] and T = 300 K shown in figure 7.5.8 agrees well with + +--- Page 453 --- +438 +High Frequency Air Plasmas +4c+10 - +I +I +3c+1O I- +..... +";l +§ 2c+l0 I- +....... ... = +lc+l0 I- +0""""-.......... +1 +I +-4e-OS +-2e-OS +I +I +o +I +I +T = 560 K, T. = 3000 K +T=560K,T.=560K +expennMKrt,mseroft +I +I +:!c-05 +4e-05 +t [s] +I +I +I +_ +- +- +- +- +I +I +I +6e-05 +8e-05 +0.0001 +Figure 7.5.8. Comparison of experimental data and kinetic modeling for different +translational and electron temperatures. +the experimental data. The two other traces in figure 7.5.8 show the calcu- +lated electron densities taking into account modified electron detachment +and electron-ion recombination rates due to increased electron and trans- +lational temperatures. The modified rates for increased translational +temperature only and increased translational and electron temperature +used are f3 = 1.5 X 10-6 cm3 S-I, +k~2 = 2.2 X 10-14 cm3 s-l, kN2 = 1.8 X +10-16 cm3 S-I, +and +f3 = 6.3 X 10-7 cm3 S-I, +k~2 = 2.2 X 1O-~4 cm3 S-I, +k~2 = 1.8 X 10-16 cm3 S-I, respectively [Rai9l]. It can be seen that the +change of electron and translational temperatures associated with the laser +excitation would not produce a very strong effect on the electron density +(x2) and the plasma decay time. Therefore, the strong effect observed in +the experimental data with laser excitation can be attributed to the +vibrational excitation, not temperature effects. +Figure 7.5.9 shows the measured electron densities for the conditions of +figures 7.5.4, 7.5.5, 7.5.7, and calculations for these conditions, using hugely +increased electron detachment rates. The experimental electron density +shown in this figure represents the best performance achieved in the 1 atm +air plasma, reaching high electron density with greatly increased plasma +lifetime. Increase of the detachment rates by five orders of magnitude fully +mitigates the effect of attachment and the calculated trace for laser excited +air practically coincides with the calculated trace for N2. The change of the + +--- Page 454 --- +Electron-Beam Experiment with Laser Excitation +439 +8.:+11 +- +Air, T=S60 K. T.=5000 K. k..=k45bl:M. x. 10'. calc. +7e+11 +Air/CO + i..aser. 1'z:..160 K. experiment +60+11 +N;r j=$60 K, T.=SOOO K.!S=2.2x.IO·7 cm)/s. calc. +'?~ +! 4e+11 +3e+11 +2.:+11 +Figure 7.5.9. Experimental and calculated electron densities for the conditions of figures +7.5.4, 7.5.5 and 7.5.7 using hugely increased electron detachment rates. Increase of the +detachment rates by five orders of magnitude mitigates the effect of attachment and the +calculated trace for laser excited air practically coincides with the calculated trace for N2. +electron-ion +recombination +rate +from +(3 = 0.9 X 10-6 cm3 S-I +to +(3 = 2.2 x 10-7 is due to the increase of the electron temperature from +Te = 300 K in cold gas to Te = 5000 K in the vibrationally excited gas. +Finally, figure 7.5.10 shows the number densities for the negatively +charged species e- and O2, calculated from the rates determined from the +experiment using the analysis reviewed above. Due to attachment, the domi- +nant negative species in cold air is O2, whereas in vibrationally excited air the +O2 population is insignificant «2 x 109 cm -3) and the dominant negative +species is e-. Note the higher total number density of charged species in +vibrationally-excited air that is due to the reduced ion-ion recombination +channeL The experimental results and modeling calculations are consistent +with the hypothesis given in section 7.5.2, equations (7.5.1)-(7.5.5) for the +effect of vibrational excitation on electron attachment to oxygen and elec- +tron-ion recombination in electron beam sustained atmospheric pressure +air plasmas: (i) since the electron affinity of O2 is only about 0.4 e V +[Rai9l], vibrational excitation of O2 to vibrational levels v 2: 2 can provide +sufficient energy for the detachment of the attached electron +02(V 2: 2)[+M] - +O2 + e-[+M] +(7.5.11) +while charge transfer from O2 to vibrationally excited oxygen is sufficiently +rapid to make this process very efficient and (ii) superelastic collisions of + +--- Page 455 --- +440 +High Frequency Air Plasmas +8e+1I +- +e' (Air. T=560 K. 1'.=5000 K. kd=k..1IIJr. ll IO~) +- °2" (Air. 1'=300 K) +c" (Air 1'=300 K) +6e+11 +- +0; (Air. 1'=560 K. Te=SOOO K. kd=k/flJK A 10') +Figure 7.5.10. Calculated number densities for the negatively charged species e- and +O2, Due to attachment, the dominant negative species in cold air is O2, whereas in +vibrationally excited air the O2 population is insignificant «2 x 109 cm-3) and the +dominant negative species is e-. Note the higher total number density. +the initially cold secondary electrons produced by the electron beam with +highly vibrationally excited molecules increase the electron temperature +significantly to Te ~ 5000 K, which reduces the electron-ion recombination +rate. +7.5.5 Summary; appraisal of the technique +These time-resolved electron density measurements in electron beam +sustained cold atmospheric pressure air plasmas demonstrate the effect of +vibrational excitation of the diatomic air species on electron removal +processes, notably dissociative recombination and attachment to O2, +Vibrational excitation of the diatomics is produced by laser excitation of +CO seeded into the air and subsequent vibration-vibration energy transfer +within the CO vibrational mode and from the CO to O2 and N 2 . The experi- +mental results are consistent with a model that assumes rapid vibrationally +induced detachment of electrons from O2 and vibrationally induced heating +of the free electrons to temperatures on the order of Te ~ 5000 K, thus +effectively mitigating the effect of electron attachment and electron-ion +recombination, respectively. + +--- Page 456 --- +Electron-Beam Experiment with Laser Excitation +441 +What is the overall influence of these electron loss mitigation effects on +the overall plasma power budget? This can be estimated as follows: In cold +air plasmas the dominant electron removal process is attachment to +oxygen. The minimum power budget (assuming 100% ionization efficiency) +to sustain a cold air plasma with an electron density of ne = 1013 cm-3 is +therefore given by Pa = Eionk a[02f For an average ionization energy in +air of Eion ::::::: l4eV this gives Pa = 1.4kW/cm3 = 1.4 GW/m3. In the case +of vibration ally-excited air, the electron loss by attachment is replenished +by detachment of electrons from O2 instead of O2 in the case of cold air. +With an electron affinity of Edel ::::::: 0.4 eV the minimum power budget to +overcome attachment decreases +to +Pa = Ede1ka[02l2 = 40 W /cm3 at +T = 300 K or Pa = 10 W /cm3 at the reduced gas density at T = 560 K. In +the case of mitigated attachment the main electron removal process in an +electron-beam-sustained air plasma is dissociative electron-ion recom- +bination. The minimum power budget to overcome recombination is +given by Pree = Eionf3n~. With an electron-ion recombination rate of +f3::::::: 1 X 10-6 cm3 s-1 we obtain Pree = 225 W /cm3. With the measured +recombination rate in vibrationally excited air, f3::::::: 2 X 10-7 cm3 s-l, the +mInimum power budget to overcome recombination decreases to +Pree = 45 W /cm3 . +In summary, the theoretical mlmmum power budget to overcome +attachment and recombination in our vibration ally excited air plasmas is +approximately 50 W /cm3, which represents a significant reduction compared +to almost 2000 W /cm3 in cold equilibrium air. +The 45 W/cm3 power budget estimate does not, however, include the +efficiency of the laser excitation process and the efficiency of the electron +beam ionization process. The laser power required is approximately +1 W /cm3. The laser used in the experimental demonstration is a continuous +wave, electrically-excited CO laser, which is the most efficient laser known +with demonstrated very high continuous wave powers. Several hundred +kW lasers of this type have been built, with 50% conversion of the input elec- +tric power into the beam. It is possible to project other means of achieving the +required vibrational mode excitation. For example, use of other lasers with +molecular seed ants other than CO could be possible. Auxiliary electrodes, +producing reduced electric fields operating at values to optimize vibrational +mode power loading are conceivable. These alternatives all have their own +problems. At the time of writing, the vibrational mode loading method +used here seems the most effective. +The electron beam as an ionization source is efficient, with perhaps 50% +of the beam energy going into ionization of the air. There are not major losses +in producing the beam. We estimate that perhaps total beam power require- +ments increase the power budget by another 1-2 W/cm3. +A feature of this method of plasma generation is its exclusive reliance on +beamed energy (laser, electron beam) to produce the plasma. This feature + +--- Page 457 --- +442 +High Frequency Air Plasmas +would be useful in applications in which it electrodeless plasma, or one +created at a distance from the power source, is desirable. +The principal limitations of the method should be noted, however: +1. The performance achieved here is only achieved in dry air. Moisture or the +presence of hydrocarbons in the air rapidly increases the rate of energy +loss from the excited vibrational modes, mandating higher laser powers, +and increasing plasma heating. +2. The system complexity and the attendant costs accompanying the electron +beam. The foil window is fragile, and vulnerable to heating from the high +pressure plasma; window failure leads to the air plasma contaminating the +electron gun. Improvement in window materials, window cooling, and, +even, electrodeless window development are subjects of on-going +research, but this remains a key problem in the use of large electron +beams for high pressure plasmas. +3. The systems complexity and the attendant costs accompanying the laser. +The CO laser achieves its high efficiencies when cooled to near cryogenic +temperatures. Large CO lasers have elaborate circulating gas systems with +heat exchangers, or use fast, even supersonic flows for convective cooling. +Research and development is also on-going in these laser systems. +References +[Ada97] Adamovich I V and Rich J W 1997 J. Phys. D: Appl. Phys. 30(12) 1741 +[Ada98] Adamovich I V, Rich J Wand Nelson G L 1998 AIAA J. 36(4) 590 +[AdaOO] Adamovich I V, Rich J W, Chernukho A P and Zhdanok S A 2000 'Analysis of +the power budget and stability of high-pressure non-equilibrium air plasmas' +Paper 00-2418, 31st Plasmadynamics and Lasers Conference, Denver, CO, 19- +22 June +[Ale78] Aleksandrov N L, Konchakov A M and Son E E 1978 Sov. J. Plasma Phys. 4 169 +[Ale79] Aleksandrov N L, Konchakov A M and Son E E 1979 Sov. Phys. Tech. Phys. 49 +661 +[Bas79] Basov N G, Babaev I K, Danilychev V A et al1979 Sov. J. Quantum Electronics 6 +772 +[Gen75] Generalov N A, Zimakov V P, Kosynkin V D, Raizer Yu P and Roitenburg D I +1975 Technical Phys. Lett. 1431 +[Kov85] Kovalev A S, Muratov E A, Ozerenko A A, Rakhimov A T and Suetin N V 1985 +Sov. J. Plasma Phys. 11 515 +[LeeOI] Lee W, Adamovich I V and Lempert W R 2001 J. Chemical Phys. 114(3) 1178 +[LemOO] Lempert W R, Lee W, Leiweke Rand Adamovich I V 2000 'Spectroscopic +measurements of temperature and vibrational distribution function in weakly +ionized gases', Paper 00-2451, 21st AIAA Aerodynamic Measurement Technology +and Ground Testing Conference, Denver, CO, 19-22 June +[Mac99] Macheret S 0, Shneider M N and Miles R B 1999 AIAA Paper 99-3721, 30th +AIAA Plasmadynamics and Lasers Conference, Norfolk, VA, 28 June--l July + +--- Page 458 --- +Research Challenges and Opportunities +443 +[MacOO] Macheret S 0, Shneider M N and Miles R B 2000 'Modeling of air plasma +generation by electron beams and high-voltage pulses', AIAA Paper 2000- +2569, 31st AlA A Plasmadynamics and Lasers Conference, Denver, CO, 19-22 +June +[Mae91] Maetzing H 1991 Adv. Chern. Phys. 80 315 +[Mos99] Mostefaoui T, Laube S, Gautier G, Ebrion-Rowe C, Rowe BRand Mitchell J B +A 1999 J. Phys. B: At. Mol. Opt. Phys. 32 5247 +[palO 1 a] Palm P, P16njes E, Buoni M, Subramaniam V V and Adamovich I V 2001 J. Appl. +Phys. 89 5903 +[PalO 1 b] Palm P, Plonjes E, Adamovich I V, Subramaniam V V, Lempert W R and Rich J +W 2001 'High pressure air plasmas sustained by an electron beam and enhanced +by optical pumping', AIAA-Paper 2001-2937, 32nd AlAA Plasmadynamics and +Lasers Conference, 11-14 June, Anaheim, CA +[PloOOa] Plonjes E, Palm P, Chernukho A P, Adamovich I V and Rich J W 2000 Chern. +Phys. 256 315 +[PloOOb] Ploenjes E, Palm P, Lee W, Chidley M D, Adamovich I V, Lempert W Rand +Rich J W 2000 Chern. Phys. 260 353 +[PloOI] +Ploenjes E, Palm P, Lee W, Lempert W Rand Adamovich I V 2001 J. Appl. Phys. +89(11) 5911 +[Plo02] +Plonjes E, Palm P, Adamovich I V and Rich J W 2002 'Characterization of elec- +tron-mediated vibration-electronic (V-E) energy transfer in optically pumped +plasmas using Langmuir probe measurements', AIAA-Paper 2002-2243, 33rd +AlAA Plasmadynamics and Lasers Conference 20-23 May, Maui, Hawaii +[Rai91] Raizer Y P 1991 Gas Discharge Physics (Berlin: Springer) +[Ric75] Rich W, Bergman R C and Lordi J A 1975 AlAA J. 13 95 +[VeI87] +Velikhov E P, Kovalev A Sand Rakhimov A T 1987 Physical Phenomena in Gas +Discharge Plasmas (Moscow: Nauka) +[Zhd90] Zhdanok, SA, Vasilieva, EM and Sergeeva, LA 1990 Sov. J. Engineering Phys. +58(1) 101 +7.6 Research Challenges and Opportunities +The air plasma research techniques discussed in this chapter have yielded +several important results and concepts that need further development. The +use of lasers producing optically pumped or low ionization energy seed +gases in atmospheric air to provide seed plasmas of high density (1012- +1013 fcm3) of small size (20 cm3) to larger (500 cm3) volume should be pursued +further. These techniques can overcome the high power densities required to +ionize atmospheric air and provide an initial condition for lower power +plasma sustainment by inductive rf waves or other techniques. The use of +a laser allows plasma production well away from material surfaces which +can be attractive for certain applications. Although some of these techniques +were examined utilizing lasers to concentrate on the air plasma chemistry + +--- Page 459 --- +444 +High Frequency Air Plasmas +issues, less expensive focused flash tubes with reflectors could also be +considered for these techniques. +An important issue in sustaining high density air plasmas is the +formation of negative oxygen ions, °2, at room temperature. By preheating +the air to provide a higher neutral temperature of 2000 K by means such as rf +heating, this process can be greatly reduced and plasma lifetimes and power +sustainment densities required to provide average plasma densities in the +1013 /cm3 range and larger volumes substantially reduced. Another important +experimental technique is to carry out individual air component experiments +where the nitrogen, oxygen and other components of air including residual +water vapor concentrations, H20, are isolated. Due to the complexity of +air plasma chemistry, the role of the individual and collective processes +can be examined in a more systematic way. Important optical spectroscopy +and millimeter wave interferometery techniques and associated analytic +codes that have been developed by the researchers in this area will make +important contributions to this field. +The use of inductive rf waves to provide a plasma torch in near local +thermodynamic equilibrium provides an analysis of baseline condition for +steady-state, high density (> 1013 /cm\ large volume (1000 cm\ atmospheric +air plasma wall plug power density that is quite high (P = 48 W/cm\ The +use of gas flow enhances these discharges, cools the source region and +allows plasma production remote from the material source region. Micro- +wave plasma torch power densities for smaller plasmas require power densi- +ties in region of 200 W /cm3. In both cases the gas temperature is fairly high, +at 4200 K with electron plasma temperatures of 5000 K. These parameters +are deleterious for materials in the plasma region and illustrate the need +for pulsed, non-equilibrium plasma that can reduce the plasma temperature, +yet maintain high plasma densities and large volumes (lOOOcm\ In +addition, further research on pulsed plasmas should be carried out in the +microwave range to obtain high plasma density remote from the microwave +source region. The use of short, repetitive pulsed power, high voltage plasmas +in preheated (2000 K) air has been demonstrated to produce high average +density, non-equilibrium plasmas with a higher ionization efficiency, with +100 times lower time-average power densities than in the steady-state case. +The decaying plasma provides a seed for the next pulse when the repetition +rate matches the electron recombination rate. The volumes of initial +experiments were quite small (0.3 cm3) and arrays and methods for creation +of these lower time averaged power density air plasmas and creating plasmas +remotely from electrodes should be pursued further. +The use of pulsed, moderate energy (60-80keV) electron beams can also +be used to provide plasmas with lower power density and optical pumping to +reduce electron attachment to oxygen is an interesting technique. Initial +experiments show that due to the increased electron and gas temperatures +of 5000 K, electron attachment to oxygen could be reduced so that minimum + +--- Page 460 --- +Research Challenges and Opportunities +445 +power densities of 50 W/cm3 could be obtained to offset electron recombina- +tion processes. Scaling of this technique to larger volumes and improvement +of electron beam window are areas that need to be developed further. The use +of pulsed dc, rf, microwave and electron beam power with seed gas and tech- +niques used to reduce electron recombination with oxygen as well as more +advanced aspects of air plasma chemistry are areas that need to be explored +further to obtain non-equilibrium plasmas with lower power density in the +atmospheric air for a variety of applications. + +--- Page 461 --- +Chapter 8 +Plasma Diagnostics +B N Ganguly, W R Lempert, K Akhtar, J E Scharer, F Leipold, +CO Laux, R N Zare and A P Yalin +8.1 +Introduction +Measurements of plasma parameters in high-pressure plasma environment +offer challenges and opportunities which usually have to satisfy requirements +that are different compared to both partially ionized and highly ionized low- +pressure plasmas. The highly collisional nature of atmospheric pressure +plasma, compared to lower «lOtorr) pressure plasmas, can significantly +modify the data analysis procedure and, more importantly, sometimes +even the applicability of methods used to measure plasma characteristics in +diffusion-dominated lower pressure plasmas. Also, the scaling laws of +collision ally dominated self-sustained plasmas are usually bounded by ioniza- +tion and thermal instabilities, which impose different operating requirements +for maintaining self-sustained non-equilibrium plasmas at atmospheric +pressure compared to low-pressure plasmas. Well developed low-pressure +plasma diagnostics methods for both partially ionized (Auciello and +Flamm 1989, Herman 1996) and highly ionized plasmas (Fonck and den +Hartog 2002, Hutchinson 2002) can be adopted for collisionally dominated +plasmas. The examples of applicability of electron density measurement by +millimeter wave and mid infrared interferometric methods, with appropriate +modifications for collisionally dominated plasmas, are discussed in this +chapter in sections 8.3 and 8.4, respectively. Also, elastic and inelastic laser +light diagnostic methods which are better suited for characterizing plasmas +at elevated gas density are described in section 8.2. In section 8.2, both +theoretical and experimental descriptions of Rayleigh scattering, pure +rotational and ro-vibrational Raman scattering and Thomson scattering +measurements in air plasma are described. +In this section filtered (by resonance absorption of atomic optical +transition) laser light scattering techniques are discussed in detail which +446 + +--- Page 462 --- +Introduction +447 +permit measurement of gas temperature from Doppler broadening of Rayleigh +scattering under conditions where stray light scattering is significantly greater +than the Rayleigh scattering intensity. Similarly, examples of filtered pure rota- +tional Raman and Thomson scattering in plasmas at elevated pressure are also +described in this section. Some of the Thomson scattering results discussed in +section 8.2 are more applicable to the conditions for near equilibrium plasmas +than highly non-equilibrium plasmas. The incoherent Thomson scattering data +are fitted to a Gaussian-shape intensity distribution (Hutchinson 2002), which +is appropriate if the EEDF is Maxwellian. The EEDF in many molecular gas +non-equilibrium plasmas are not Maxwellian (see chapter 3). The procedure +for obtaining non-Maxwellian EEDF measurement by incoherent Thomson +scattering in atmospheric pressure plasmas has been discussed in a recent +publication by Huang et al (2000). +Pure rotational Raman scattering of N2 can permit gas temperatures +measurement with high accuracy (±lOK). Such a measurement technique +can be very useful to quantify the operating conditions of a short pulse +excited, low average power DBD where the gas temperature rise may be +only be 100-200 K above the ambient gas temperature. +Electron density measurement by millimeter wave interferometry is +described in section 8.3. In atmospheric pressure plasmas, the 105 GHz +probe frequency is smaller than the electron-neutral collision frequency. +Under such a measurement condition both probe beam intensity attenuation +and phase shift need to be measured to estimate electron density. The details +of such measurement and data analysis procedures are described in section +8.3. The choice of microwave or millimeter wave probe frequency is +determined by the required resolution of the electron density measurement. +For most non-equilibrium atmospheric pressure plasmas the electron density +is ne :::; 1013 cm -3. The 105 GHz probe frequency permits electron line density +measurement with resolution net:::; 1014 cm -2, where I is the linear plasma +dimension. +The spatially resolved electron density measurement using mid-infrared +CO2 laser interferometry is described in section 8.4. This interferometric +approach is ideally suited for electron density measurement in micro hollow- +cathode and other atmospheric pressure boundary dominated discharges +with P D :::; 10 torr cm, where P is the gas pressure and D is the inter-electrode +gap (Stark and Schoenbach 1999). +In low-pressure plasmas, Langmuir probes are used to measure electron +density and EEDF (Auciello and Flamm 1989). Probes always perturb the +local plasma surrounding. The extent of such perturbation depends on +some characteristic lengths in plasma, namely, electron Debye length AD, +ionization mean free path Ae, and charge exchange mean free path Aex. If +the probe dimension is larger than these characteristic lengths, the probe +perturbs the local plasma properties and the validity of probe measurement +becomes questionable (Auciello and Flamm 1989). + +--- Page 463 --- +448 +Plasma Diagnostics +Plasma emission based measurements of rotational temperatures from +electronically excited states are widely used to infer gas temperature in +plasmas (Auciello and Flamm 1989, Herman 1996, Ochkin 2002). Measure- +ments of rotational temperatures in atmospheric pressure air plasmas are +described in chapter 8.5. It should be noted that such measurements would +be a valid indicator of gas temperature only if the excited states are produced +by direct electron impact excitation from the ground state. Since the electron +collision with molecules cannot impart any significant amount of angular +momentum, the rotational population distribution of the excited state +should replicate the ground state rotational population distribution. Other +factors which can impact such measurements include self-absorption of +radiation and rotational quantum number dependent collisional quenching. +If the excited states are formed through dissociative excitation or other +processes where a significant amount of internal energy can be deposited, +plasma emission from those excited molecular states cannot be used for +estimating the rotational temperature of the ground state. Even when these +conditions are met, in discharges where the EEDF is time modulated, such +as in rf discharge, additional complications can arise where time modulated +radiative cascade can modify the population distribution of the electronically +excited rotational states. A comparison of time resolved rotational tempera- +ture measurements from H2 Fulcher-a band and Nt B-X (0,0) plasma +emission showed a radiative cascade can influence the estimate of 'rotational +temperature' measurement from the H2 Fulcher-a band (Gans et aI200l). +The accuracy of this relatively simple measurement technique can be +compromised if all the necessary conditions are not met. In view of this, +the plasma emission based rotational temperature measurement should be +calibrated with rotational Raman or Doppler broadening of diode laser +absorption measurements (Penache et al 2002). Although Doppler broad- +ening measurement permits measurement of gas temperature with high accu- +racy in low-pressure plasmas, it may have limited accuracy in high-pressure +plasmas, since the Doppler broadening scale is tl.D = 7.16 x 1O-7YoVT/M, +where Yo is the line-center transition frequency and M is the mass of the +absorbing species in atomic mass units, whereas pressure broadening +increases linearly with gas pressure (Demtroder 1981). For atmospheric +pressure plasmas with a gas temperature rise ::;200 K from ambient, pressure +broadening may dominate over Doppler broadening. Under this condition, +the diode laser absorption line shape becomes a Voigt profile, which is a +convolution of Gaussian (Doppler broadened) and a Lorentzian (pressure +broadened) line shape (Demtroder 1981). The Voigt, Gaussian, and Lorent- +zian linewidths (FWHM) are approximately given by (Penache et aI2002): +tl.>.b = tl.>.~ - tl.>'v . tl.>'L +(1) +where tl.>'G is the Gaussian component width, tl.>'v is the Voigt linewidth, +and tl.>'L is the Lorenztian component width. The Lorentzian component + +--- Page 464 --- +Introduction +449 +width can be de-convolved from the total Voigt linewidth in the wings of +the absorption line, since the Lorentzian predominates in the wing, and the +Gaussian component width is then determined from equation (1). If the +pressure broadening becomes the dominating contributor to the Voigt +profile, the accuracy of the Doppler broadening estimate from equation (1) +becomes limited. +Plasma emission based measurement of electron density in air plasma +from Stark broadening H~ is described in section 8.5. More details of the +electron temperature and the electron density dependent H~ line shape fitting +information can also be found in a recent review of spectroscopic measure- +ments at or near atmospheric pressure plasma (Ochkin 2002). +The Nt and NO+ ion density measurements in atmospheric pressure air +plasmas by ring-down spectroscopy are described in section 8.6. +The diagnostics methods presented in this chapter allows quantification +of the fundamental plasma characteristics, which can be used to either +validate model calculations and/or experimentally demonstrate scaling +properties of high-pressure plasmas. Application specific diagnostics, such +as measurements of 0, H, or N atom or other radical densities in plasmas, +have not been included in this chapter since the end use of atmospheric +pressure non-equilibrium plasmas covers a wide scope, such as high flux radi- +cals for materials processing, surface properties modification, detoxification, +plasma display panel, and VUV /UV photon source. Some of the optical +spectroscopic based measurements of process control and optimization are +described in a recently published proceeding of the International Society +for Optical Engineering (Ochkin 2002). It should be noted that commonly +used one- +or two-photon allowed laser-induced fluorescence (LIF) +measurement of absolute radical densities in low pressure plasmas (Dreyfus +et a11985) may not be readily applicable to similar absolute density measure- +ment of radical species, at atmospheric pressure, which have high collisional +quenching rates, e.g. the H atom (Preppernau et aI1995). The LIF measure- +ment can still be used to measure radical production efficiency in atmospheric +pressure discharges, using methods similar to the combustion diagnostics of +reactive species (Eckbreth 1996). Under some conditions, where spatial +resolution is not required, ring-down spectroscopic measurement is very +well suited for sensitive laser spectroscopic measurement of line integrated +absolute density of radical (McIlroy 1998, Staicu et a12002) and ionic species +(see section 8.6) formed in an atmospheric pressure plasma. +References +Aucillo 0 and Flamm D L (eds) 1989 Plasma Diagnostics vo1s 1 and 2 (New York: Academic) +Demtroder W 1981 Laser Spectroscopy (Berlin: Springer) +Dreyfus R W, Jasinski J M, Walkup R E and Selwyn G S 1985 Pure and Appl. Chern. 57 +1265 + +--- Page 465 --- +450 +Plasma Diagnostics +Eckbreth A C 1996 Laser Diagnostics for Combustion Temperature and Species +(Amsterdam: Gordon and Breach) +Fonck R J and Den Hartog D J (eds) 2003 Proceedings of the 14th Topical Conference on +High Temperature Plasma Diagnostics, Rev. Sci. Instrum. 74(3). And other +previous conference proceedings published in Rev. Sci. Instrum. +Gans T, Schulz-von der Gathen V and Dobe1e H F 2001 Plasma Sources Sci. Technol. 10 17 +Herman I P 1996 Optical Diagnostics for Thin Film Processing (New York: Academic) +Huang M, Warner K, Lehn Sand Hieftje G M 2000 Spectrochimica Acta B 55 1397 +Hutchinson I H 2002 Principles of Plasma Diagnostics (Cambridge: Cambridge University +Press) +McIlroy A 1998 Chern. Phys. Lett. 296 151 +Ochkin V N (ed) 2002 'Spectroscopy of nonequilibrium plasma at elevated pressure', +Proceedings of SPIE, vol 4460 +Penache C, Micelea M, Brauning-Demian A, Hohn 0, Schossler S, Jahnke T, Niemax K +and Schmidt-Bocking H 2002 Plasma Sources Sci. Technol. 11 476 +Preppernau B L, Pearce K, Tserpi A, Wurzburg E and Miller T A 1995 Chern. Phys. 196 +371 +Staicu A, Stolk R Land ter Meulen J J 2002 J. Appl. Phys. 91 969 +Stark R Hand Schoenbach K H 1999 Appl. Phys. Lett. 74 3770 +8.2 Elastic and Inelastic Laser Scattering in Air Plasmas +8.2.1 +Background and basic theory +8.2 .1.1 +Scattering intensities +Laser scattering is a relatively simple yet powerful optical diagnostic tool for +high pressure molecular plasmas, capable of quantitative determination of +heavy species rotational/translational temperature, vibrational distribution +function of all major species, and electron number density and electron +temperature. We begin this section by providing a brief overview of sponta- +neous scattering theory, emphasizing the essential elements relevant to +measurements in molecular, non-equilibrium plasmas. More detail can be +found in Long (2002), Eckbreth (1996), and Weber (1979). The discussion +assumes knowledge of the fundamentals of diatomic spectroscopy such as +Dunham expansions for calculating individual rotational and vibrational +transition frequencies, nuclear spin degeneracy, and the Boltzmann distribu- +tion for equilibrium partitioning of internal energy, from which rotational +temperature can be determined. If necessary a compact summary can be +found in chapter 6 of Long (2002). +Scattering can be explained, classically, as the result of an incident +electromagnetic wave inducing an oscillating electric dipole moment p(t) + +--- Page 466 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +451 +which is given by the product of the polarizability, a, of the medium and the +time-varying incident electric field, E(t). +p(t) = a· E(t). +(1) +The polarizability, which has units of volume, is a measure of the distortion +of the electron charge cloud in response to the applied electric field and is a +function of the relative coordinates of the nuclei. It is customarily expanded +with respect to the vibrational normal coordinates (or 'normal modes') (Q) of +the molecule as +a=ao+ (oa) Q+ ... +oQ 0 +(2) +where ao and (oa/oQ)o are evaluated at the equilibrium internuclear dis- +placement. Note that for diatomic molecules, which dominate air plasmas, +there is only a single vibrational normal mode, corresponding to relative +motion parallel to the axis connecting the nuclei. Assuming harmonic oscil- +lation with natural frequency Wk> so that Q = Qo COS(Wkt), and sinusoidal +applied electric field, E, with frequency WI and amplitude Eo, the induced +electric dipole moment is given by +p(t) = [ao+ (;~)oQOCOS(Wkt)]EoCOS(Wlt) += aoEocos(wlt) + (;~\ Q;Eo [COS(WI -Wk)t + cos (WI +Wk)t]. (3) +The first term in equation (3) contributes to two well known scattering +phenomena. The first is the quasi-elastic scattering from bound electrons, +commonly referred to as Rayleigh scattering, which can be used to extract +heavy species translational temperature and number density. As will be +discussed in section 8.2.4, the analogous quasi-elastic scattering from free +electrons is termed Thomson scattering, which can be used for determination +of electron density and temperature. The first term is also responsible for +pure rotational Raman scattering, an inelastic scattering process corre- +sponding to quantized molecular rotation which, as will be shown, can be +used to extract extremely accurate values of rotational temperature. The +second term represents vibrational Raman scattering, which can be used to +measure the vibrational distribution functions of all major species. +Raman scattering requires a change in the polarizability with respect to +motion of internal degrees-of-freedom. For pure rotational Raman scattering, +this requires the polarizability to vary with molecular orientation, so that there +must exist an anisotropic component to the molecular polarizability, generally +expressed as all - +a~. A spherically symmetric molecule, such as CH4, yields +no pure rotational Raman effect. For a vibrational Raman transition to occur, +the polarizability must change as the molecule oscillates or as part of it bends. + +--- Page 467 --- +452 +Plasma Diagnostics +Since Raman scattering does not require a permanent dipole moment, it is an +excellent diagnostic for air plasmas, which are dominated by the homonuclear +diatomic molecules N2 and 02. In general, the polarizability increases as the +number of electrons increases so that heavier molecules tend to have inherently +larger Rayleigh scattering intensities. +For quantized transitions between rotational-vibrational quantum +states, the quantum mechanical expression for the polarizability matrix +element, analogous to the classical expression given by equation (2), is +al"v",l''; = (]"v" I a +I J'v') = (]"v" I ao I J'v') + (;~)o (]"v" I Q I J'v') +(4) +where J" v" and J'v' are rotational-vibrational quantum numbers labeling +the initial and final states, respectively, and the brackets indicate integration. +In equation (4), the first term represents Rayleigh and pure rotational Raman +scattering, which vanish unless v' = v" due to the orthogonality of the +vibrational wave functions, and the second term is responsible for vibrational +Raman scattering. Assuming separation of the rotational and vibrational +parts of the wave functions, evaluation of the matrix elements in equation +(4) leads to the well known selection rules, which for linear molecules are +/j.] = 0, ±2 +(5) +for pure rotational Raman scattering (where /j.] = ° corresponds to +Rayleigh scattering) and +/j.v = ±l, +/j.] = 0, ±2 +(6) +for vibrational transitions between harmonic oscillators. Transitions with +/j.] = -2,0, +2 are called 0, Q and S branches, respectively. Overtone tran- +sitions (/j.v = ±2, ±3, ... ) are allowed for anharmonic oscillators, but their +intensities are very weak. +Figure 8.2.1 shows the basic geometry employed in most scattering +measurements. The incident laser beam is linearly polarized with the polari- +zation vector orthogonal to the plane defined by the propagation directions +of the incident and detected scattered radiation, commonly referred to as the +z axis. For such a geometry the detector, by definition, is located in the +scattering plane so that the angle {)z (see equation (49» is equal to 90 0 • +Sample +~ +Incident +Scattered +Figure 8.2.1. Basic scattering geometry for polarized light. + +--- Page 468 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +453 +For this case the scattering intensity, I, or power (P) per unit solid +angle (!l), from an ensemble of scatterers in rotational level J, is given by +(Long 2002) +7[2 -4 [()2 +4boo)2] +III = Eij Vs +aoo + bJ,J 45 NJh, +D.J = 0 +(7) +7[2 -4 [ +bOO)2] +h = Eij Vs bJ,J ~ +NJh, +D.J = 0 +(8) +for Rayleigh scattering +7[2 -4 [ +4boo)2] +III = Eij Vs bJ±2,J 45 NJh, +D.J = ±2 +(9) +7[2 -4 [ +bOO)2] +h = Eij Vs bJ±2,J ~ +NJh, +D.J = ±2 +(10) +for pure rotational Raman scattering and, assuming harmonic oscillator +wave functions, +7[2 -4 [2 +4blO)2] +III = Eij Vs (alO) + bJ,J 45 NJh, +D.v= 1, D.J=O +(11 ) +7[2 -4 [ +blO)2] +I~ = Eij Vs bJ,J ~ +NJh, +D.v= 1, D.J=O +(12) +7[2 -4 [ +4blO)2] +III = Eij Vs bJ±2,J 45 NJh, +D.v = 1, D.J = ±2 +(13) +7[2 -4 [ +blO)2] +I~ = Eij Vs bJ±2,J ~ +NJh, +D.v = 1, D.J = ±2 +(14) +for vibrational Raman scattering. In equations (7)--(13) the symbols II and ..1 +correspond to scattering polarized parallel and perpendicular, respectively, +to the incident laser polarization direction, NJ is the number density of +scatterers in the level J, h the irradiance (power/area) of the incident laser +beam, and aoo and 1'00 represent the matrix elements for the mean and +anisotropic parts of the polarizability, respectively, given by +aoo=i(axx+ayy+azz) +(15) +1'00 = 4 [(a:ex - ayy )2 + (ayy - azz)2 + (azz - axx )2 + 6(a;y + a;z + a;x)]1/2. +(16) +Similarly, alOhlO represent the corresponding polarizability derivative +components. +In equations (7)-(14) the symbols bJ"J, known as the Plazeck-Teller +factors (or rotational line strengths), represent the part of the polarizability + +--- Page 469 --- +454 +Plasma Diagnostics +matrix elements in equation (4) which arise from summation over the +magnetic sublevels, mJ. For linear molecules which behave as rigid rotors +(or more precisely, for symmetric top wave functions with the 'K' quantum +number equal to 0), bJ',J" have the following form (Long 2002). +8.2.1.2 +Cross sections +3(J + l)(J + 2) +bJ+2,J = 2(21 + 1)(2J + 3) +3J(J - 1) +bJ - 2,J = 2(2J + 1)(21 -1) +J(J + 1) +bJ,J = (21 -1)(2J + 3) +(17) +(18) +(19) +Scattering intensities are most commonly tabulated by combining the +constants and molecule dependent matrix elements that occur in equations +(7}-(l4) to form what is known as the differential scattering cross section, +(do/dO), which is defined as +( dO') +111/1- +dO 1111- = Nh +(20) +where II and ..L again refer to polarization of scattered light which is parallel +or perpendicular, respectively, to the incident z axis polarization. Note that +the cross sections scale as the scattering frequency, 1/, to the fourth power +(with the exception of Thomson scattering) and are independent of both +the incident laser intensity and the scatterer number density. Some selected +Rayleigh and Raman cross sections are given in table 8.2.1. More extensive +tables can be found in (Eckbreth 1996, Shardanand and Rao 1977, Weber +1979). +While not essential to the primary purpose of this chapter, it is worth +pointing out that the differential Rayleigh cross section is typically cast in +a form different than equations (7) and (8). First, since the scattering +originating from particles with different values of J spectrally overlaps, NJ +can be replaced by N, the total number density, and the bJJ sector can be +set to 1. More significantly, it is traditional to express a and 'Y in terms of +n, the index of refraction, and Po, the natural light depolarization ratio, so +that the cross sections become (Miles et a12001) +( dO' ) +( 30') (2 - Po ) +dO +II = +87r +2 + Po +(21 ) +( :~ ) 1- = (~:) (2 ~o Po ) +(22) + +--- Page 470 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +455 +Table 8.2.1. Selected Rayleigh, rotational and vibrational Raman differential cross +sections are listed. Excitation wavelength is 532nm. Values for Rayleigh and +vibrational Raman correspond to the sum of 11+ ~ contributions. Values for +rotational Raman correspond to the II contribution from specified values of +1" and 1'. +Molecule +Rayleigh differential +Rotational Raman +Vibrational Raman +cross section +differential cross section +differential cross +(x 1028 cm2 sr- I ) +(1" ---> 1') at 488 nm +section, Q-branch +(from Shardanand +(x 1030 cm2 sr- I ) +(x103I cm2sr-l) +1977) +(from Eckbreth 1996, +(from Weber 1979) +Penney 1974) +N2 +3.9 +5.4 (6 -> 8) +3.7 +O2 +3.4 +14 (7 -> 9) +4.4 +CO +0.61 (6 -> 8) +3.5 +He +0.080 +H2 +0.81 +2.2 (I -> 3) +8.0 +CO2 +12 +53 (16 -> 18) +5.3 (VI mode) +CH4 +8.6 +29 (VI mode) +where (J' is the integrated cross section given by +(J'=327f3(n-1)2 (6+3PO). +3).4N2 +6-7po +(23) +Note that Po is equal to zero for isotropic molecules and is of the order 0.01- +0.05 for typical diatomic gases. The relatively small term in parentheses in +equation (23) is known as the 'King correction factor' (Miles et aI2001). +8.2.1.3 Anharmonicityeffects +In the previous sections we have ignored the vibrational level dependence of +the Raman scattering cross sections. However, since non-equilibrium +plasmas are characterized by very substantial vibrational mode dis- +equilibrium it is important to assess the influence of anharmonicity and +rotation/vibration coupling on the matrix elements, defined by equation +(4). In particular, it is important to note that for harmonic oscillator wave- +functions, the polarizability derivative matrix elements scale as (v + 1) 1/2 +for ~v = + 1 and vl / 2 for ~v = -1 so that the vibrational scattering cross +sections are predicted to scale as v" + 1 for Stokes scattering and v" for +anti-Stokes (Eckbreth 1996). Real molecules, however, exhibit anharmoni- +city which needs to be taken into consideration, particularly at high v. One +approach is to substitute Morse potential wave functions in equation (4). +Assuming vibrational transitions originating in level v with ~v = ±1, the + +--- Page 471 --- +456 +Plasma Diagnostics +result is (Gallas 1980) +1 +[ +(k-2V-1)(k-2V-3)]1/2 +(w 1r1v)=aM(k_2v_2) (v+1) +(k-v-1) +, +~v=+1 +(24) +(wlrlv) = +1 +[v (k-2v-1)(k-2v+ 1)]1/2, +aM(k - 2v) +(k - v) +~v= -1 +(25) +where +_ (2JLWeXe) 1/2 +aM - +Ii +' +and v and ware vibrational quantum numbers, and We and WeXe are the first +two terms in standard Dunham expansions for vibrational frequency. If it is +assumed that (8a/8Q)o is constant with respect to vibrational quantum +number, then the vibrational Raman scattering cross sections will scale as +(k - 2v -l)(k - 2v - 3) +Iv ()( (v + 1) +2 +(k - 2v - 2) (k - v - I) +(Stokes) +(26) +(k-2v-I)(k-2v+ 1) +Iv ()( v +2 +(k - 2v) (k - v) +(anti-Stokes). +(27) +The influence of anharmonicity can be seen in figure 8.2.2 which plots the +relative scattering cross section as a function of vibrational quantum +number assuming harmonic oscillators (filled circles), and equation (26) for +carbon monoxide (squares) and hydrogen (triangles). It can be seen that +60 +~ +1/1 50 +c +S +c +~ 40 +c +.;: +! " +30 +u +U) +i +20 +~ 10 +0 . - +0 +• Hannonlc Oscillator +• Morse Potential (CO) +•• +•• +•• +A Morse Potential (H2) +•• +•• +• •• +.- +.. - +.- .. - +••••••• +.- .. - +& +•• : ••• +& +•••• +& ,I·· +A +, +AA,,' +•••• +••• +10 +20 +30 +40 +Vibrational Quantum number (v) +Figure 8.2.2. Relative scattering cross section as a function of v for harmonic oscillator +(e), co (_), and H2 (A). + +--- Page 472 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +457 +for v less than ",5, the anharmonicity correction is quite small, even for +hydrogen which has the largest anharmonicity of any diatomic molecule. +For carbon monoxide, which is representative of other common diatomic +species, such as nitrogen and oxygen, the correction becomes appreciable +(",7%) for vibrational levels exceeding ",10, and reaches ",33% at level +v ~ 40. As will be seen below, such high levels of CO have been observed +in optically pumped as well as certain electric discharge plasmas. In such +cases, the anharmonicity correction to the vibrational cross sections cannot +be ignored. +In addition to anharmonicity effects, it is important to consider the effect +of rotation-vibration interaction, particularly for pure rotational Raman +scattering (Drake 1982). As stated previously, the Plazeck-Teller factors +given in equations (17)-(19) assume rigid rotor wave functions, which +while an excellent approximation at low J, can introduce significant uncer- +tainty at high J, even in v = O. The effect becomes even larger at high v, +due to the increase in the average internuclear separation and corresponding +increase in the polarizability anisotropy. Following the notation of Drake +(1982) and Asawaroengchai and Rosenblatt (1980), the matrix element for +the polarizability anisotropy can be expressed by +(28) +where C is a constant, S(J) are the rigid rotor Plazeck-Teller factors,f(J) is +a centrifugal distortion correction, and (3v is the change in the polarizability +accompanying rotation, which is a function of v and can be expressed as +(29) +where (3e' = (fJ(3/fJr)e' (3e" = (fJ2(3/fJr2)e, and the average value of inter- +nuclear displacement, from first-order perturbation theory (Wolniewicz +1966), is given by +(30) +In equation (30) Be is the first term in the standard Dunham expansion for +rotational frequency and D!e is the rotation-vibration spectroscopic coupling +constant. The significance of equations (28)-(30) is that they provide a +method for correcting pure rotational Raman cross sections, which are tabu- +lated for v = 0, for use in vibrationally non-equilibrium environments. +Figure 8.2.3, which is a plot of the square of (3v/ (30 (which is proportional +to the cross section) for H2, CO, and NO, illustrates the magnitude of the +effect. This can also be important for high resolution measurements in +high temperature equilibrium systems, such as flames, in which temperature +is determined by the ratio of intensities for fixed J and different v. + +--- Page 473 --- +458 +Plasma Diagnostics +(13./130) 2 +H2 +6.0 +• +5.5 +5.0 +• +4.5 +• +4.0 +• +3.5 +• +3.0 +2.5 +• +2.0 +• +CO +• +1.5 +• +~ +~ +~ +~ +~N +1.0 +0 +2 +4 +6 +8 +10 +v +Figure 8.2.3. Vibrational level dependence of the square of the polarizability anisotropy +for H2, CO, and NO. +Finally, for highly non-rigid rotors, such as hydrogen, the j(J) factor, +while less significant than (3v needs to be considered, since it can impact +spectra of molecules in the v = 0 level. Again, from Asawaroengchai and +Rosenblatt (1980),1(1) for pure rotational Stokes scattering is given by +j(J)oo = [1 + (4/X) (Be/we)2(J2 + 3J + 3)]2 +(31) +where X is defined as (3e/re(3~. (Note that for anti-Stokes scattering, J is +replaced by J - 2). Similarly, for Stokes rotation-vibration scattering j(J) +is given by +(D.J = +2) +(32) +(D.J = -2). +(33) +Figure 8.2.4 plotsj(J)oo for H2 and N2 pure rotational Stokes transitions. It +can be seen that for N2 the correction is essentially negligible, where as for H2 +the correction factor is approximately 15% for J = 4, which corresponds to a +rotational energy of 1200cm- 1 (or characteristic temperature of ",1750K). +8.2.1.4 +Spectral line shapes +For most, albeit not for all, diagnostic measurements extraction of quanti- +tative information requires accurate knowledge of the appropriate spectral +line shape function. We provide here a brief introduction to the subject +which will serve as a basic foundation. Additional details can be found in +the cited references. + +--- Page 474 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +459 +f(O)~1.7 +H2 +1.6 +• +1.5 +• +1.4 +• +1.3 +• +1.2 +• +• +1.1 +• • +1.0 +N2 +0 +2 +4 +6 +8 +10 +J +Figure 8.2.4. Centrifugal distortion correction to the pure rotational Raman cross section +as a function of J for H2 and N2. +We begin with a slight digression, pointing out an important distinction +between Raman and Rayleigh/Thomson scattering. For Raman scattering +from an ensemble of gas phase scatterers what is known as the 'random +phase approximation' is generally assumed valid since it is reasonable that +the relative phases of internal oscillation or rotation of individual 'particles' +are randomly distributed. The result is that the total scattering intensity seen +at the detector is the simple incoherent sum of the intensity from each scat- +tering particle. This leads directly to a total intensity which is proportional to +N, the particle number density, as per equations (7)-(14). However, Rayleigh +and Thomson scattering are inherently coherent so that the relative phases +seen at the detector are dictated by the differences in the total propagation +path, which depends upon the positions of the individual particles within +the scattering sample volume, as well as the scattering geometry. For the +idealized case of a perfectly ordered array of stationary scattering particles +the vector sum of the Rayleigh scattered electric fields at the detector is +identically zero, except for the trivial case of zero degree scattering angle +(or 'forward' scattering). In the gas phase, however, the random motion of +particles gives rise to instantaneous fluctuations in the local scattering +number density such that phase cancellation at the detector is not perfect. +This 'dynamic' light scattering mechanism was first described by Einstein +and is discussed in more detail in many standard textbooks on the subject +(Chu 1991, Berne and Pecora 1976). Without going through the details we +simply state that for almost all cases the total Rayleigh scattering intensity +is also proportional to the number density of scatterers. Exceptions occur +at very small scattering angle and/or long wavelength light (Gresillon et al +1990) or in the vicinity of critical points (Ornstein and Zernike 1926). +For Raman scattering in gases, therefore, we can ignore collective +motion and focus our discussion of spectral line shapes on mechanisms +which affect individual molecules. A central consideration, for both +Raman and Rayleigh/Thomson scattering, is the scattering wave-vector, k, + +--- Page 475 --- +460 +Plasma Diagnostics +Figure 8.2.5. Scattering diagram illustrating magnitude and direction of wave-vector. +defined as +(34) +where the subscripts i and s refer to the incident and scattered propagation +directions, respectively (see figure 8.2.5). It can be seen that the direction +of k is perpendicular to the bisector of the angle formed by the incident +and scattering directions, referred to a common origin. From simple +geometry (the law of cosines) it is easy to show that the magnitude of the +vector k, !:lk, is given, in general, by +(35) +where ks and kj are equal to 27f / ,\g and 27f / .\, respectively, A is the radiation +wavelength and B is the scattering angle. +Note that for Rayleigh and Thomson scattering it is easy to show (using +2 sin2 [B /2] = I - cos[B]), that equation (35) reduces to +!:lk ~ 21kol sin (~) = ~ +sin (~). +(36) +From the perspective of spectral line shapes, the k vector dictates the +contribution to the phase of the detected scattering due to the position, r, +of individual scatterers, through the expression +Ectet(t) = Eo exp[-i(wst + k· r(t)] +(37) +where Ws represents the central scattering frequency and the k· r(t) term has +units of phase angle. Ifr(t) = vt, where v is the vector velocity, then equation +(37) becomes +Ectet(t) = Eo exp[-i(ws + k· v)t] = Eo exp[-i(ws + WDop)] +(38) +where the k . v term is the well known Doppler shift due to the vector velocity v. +We now introduce the parameter often given the symbol Y, defined as +(39) + +--- Page 476 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +461 +where I is the collision mean free path (Miles 2001). If Y « 1, then the +scattering particles, on average, traverse a distance such that the k . v term +in equation (38) oscillates through many cycles of 27r in the time interval +between collisions. This condition, which typically corresponds to low +density, results in the well known 'Doppler' spectral profile, is representative +of scattering from an ensemble of particles with Maxwellian velocity distri- +bution. The spectral profile, S(w), is given by +S(w) = _1_ [In(2)] 1/2 exp [-In(2);w - Ws)2] +1'nop +7r +1'Dop +(40) +where 1'Dop' the half width at half maximum (HWHM), is given by += [~k] [2In(2)kBT] 1/2 +1'Dop +27r +m +(41 ) +and kB is Boltzmann's constant. Note that equation (40) is valid for Raman, +Rayleigh, and Thomson scattering so long as Y« 1. As we shall see in +section 8.2.4, however, the definition of Y is different than equation (39) +for Thomson scattering. Equation (41), in combination with equation (35), +represents the general expression for the Doppler scattering line width, +taking into account scattering geometry as well as, in the case of Raman +scattering, Stokes or anti-Stokes frequency shifts. +For Y» 1, the k· v(t) term in equation (38) evolves by much less than +27r in the time interval between collisions. In this limit, a spectral phenomena +known as Dicke narrowing (Dicke 1953) occurs, in which the Doppler +contribution to the line width goes to zero and is replaced by a Lorentzian +component due to mass diffusion given by +Sdw) =_1 [ +1'2 +] +7r1'Diff (ws - w)2 + 1'2 +(42) +where 1'Diff IX Dm, Dm being the coefficient of mass diffusion which scales as +the inverse of pressure. In the case of Raman scattering an additional +'Lorentzian' contribution to the spectral line width also develops due to col- +lisions which limit the 'lifetime' of the oscillation at Ws. This phenomenon, +known as 'pressure broadening', has HWHM given by +1'P = a(T)P +(43) +where a(T) is the temperature dependent pressure broadening coefficient, +which is most commonly given in units of cm-I bar-I. A full conceptual +treatment of the determination of a(T) is beyond the scope of this chapter, +but we will simply state that it is typically of order 0.1 cm-I bar-I at room +temperature and is generally determined experimentally (Bonamy et al +1988, Rosasco et aI1983). + +--- Page 477 --- +462 +Plasma Diagnostics +In the intermediate Y regime, the most commonly employed approach +for Raman scattering is to utilize the Voigt profile, Sv(w), given by +with +( In2)1/2 +1 (B) J [ +e-'/ +] +Sv(w) = --;:- +i'DoP;: +dy (D _ y)2 + B2 +B = (In2)1/2 (~), +i'Dop +D = (In2)1/2 (w - ws) +i'Dop +(44) +which treats the simultaneous Doppler and Lorentz components as a +convolution integral (Demtroder 1998). In some cases, where very high +resolution data are available, more complex treatments employing line +shape functions such as the Galatry profile are employed (Galatry 1961). +For Rayleigh and/or Thomson scattering, collective motion begins to +influence the line shape as Y approaches'" 1. As will be described in some +detail in section 8.2.4, in this regime acoustic modes begin to propagate in +the fluid, inducing correlated density fluctuations scattering from which results +in the development of frequency shifted side bands, symmetrically displaced +from the 'narrowed' central component. For molecular scattering this +phenomenon is known as Rayleigh-Brillouin (or Mandelstem) scattering. +For completeness we note briefly one additional spectral effect that +occurs at elevated pressures. In the previous discussion we have assumed +that the intensities from a set of individual spectral transitions, for example +O/S branch Raman transitions, are independent of one another. However, +in cases where lines begin to spectrally overlap it is often the case that this +so-called 'isolated line' hypothesis fails so that the total intensity at any wave- +length is not equal to the simple sum of contributions from adjacent lines. In +particular, individual Q-branch Raman transitions overlap significantly for +pressures of order 1 bar or greater and it is well known that 'line-mixing' +techniques must be used to accurately fit experimental spectra. While the +details are beyond the scope of this chapter, the basic approach requires +incorporation of state-to-state J-dependent rotational energy exchange, +which constitutes the primary mechanism of pressure broadening in most +diatomic systems. As molecules begin to experience J changing collisions +with a frequency exceeding the difference frequency between adjacent transi- +tions, the individual lines begin to merge together. This 'rotational +narrowing' is analogous to the Dicke narrowing of the Doppler profile +described previously, and is well recognized in spectral models of coherent +anti-Stokes Raman spectroscopy (CARS) (Hall et aI1979). +8.2.2 Practical considerations +Figure 8.2.6 illustrates a somewhat generic scattering apparatus, typical of that +which would be employed for single spatial point scattering measurements. + +--- Page 478 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +463 +Nd:YAG Laser +Pulser +, , +;,.. , , , +, , +IceD +~ +Monochromator +, , , , , , , +~ +Power Meter +co Laser +, , , , , +_______ ..1 +Trigger +Figure 8.2.6. Schematic diagram of typical spontaneous scattering apparatus, in this case +used for CO laser optical pumping studies described in section 7.2. +The most common laser source for application to luminous environments is +the 'Q-switched' Nd:YAG laser, which is readily available from several +commercial vendors. Typical single pulse output energy at the second +harmonic wavelength of 532 nm ranges from ",0.3 to 1.0 J with pulse dura- +tion and repetition rate equal to '" 10 ns and 10-30 Hz, respectively. While +532 nm systems are most common, it can be useful, in some cases, to +employ the third (355 nm) or fourth (266 nm) harmonic or to use KrF +(248 nm) or ArF (193 nm) excimer lasers. Such systems take advantage of +the fourth power of frequency dependence of the cross section (equations +(7)-(14)), but require more expensive, and somewhat less robust, optics. +For non-equilibrium air plasmas, strong interferences from O2 laser induced +fluorescence must also be considered, particularly at 193 and 248 nm. This +generally requires the use of line-narrowed, tunable sources, which are +readily available but considerably more expensive. Nonetheless, if ultimate +sensitivity is essential, for example to capture instantaneous 'single laser +shot' data, shorter wavelength systems are often a necessity. It should +always be recalled, however, that in photon units the scattering cross section +scales as frequency to the third power, since the photon energy is propor- +tional to frequency. +Laser focusing into the scattering medium is straightforward but subject +to the dual constraints of dielectric breakdown, which limits the intensity at +the 'waist' of the focused laser beam, and damage to the scattering medium +access windows. For what are known as 'Gaussian' laser beams, these two + +--- Page 479 --- +464 +Plasma Diagnostics +constraints are coupled by the following expressions for the 'beam waist', wo, +and the beam confocal parameter, zo, given by +Wo = (2~) (~) +2 +1fWo +zO=T· +(45) +(46) +The confocal parameter is the distance from the waist location, along the +laser beam propagation axis, after which the beam diameter grows to +V2wo (Yariv 1975). For ",IOns duration pulses, typical BK7 or fused silica +windows experience thermal damage at beam pulse fluences of order 1- +10 J /cm2 at 532 nm, depending upon cleanliness. Dielectric breakdown +occurs at ",5 x 103 J / cm2 at 1 bar pressure, corresponding to ",0.20 J per +pulse, for a typical", 1 cm beam focused with a 300 mm focal length lens. +Note that this value is based on experience and assumes a focal spot which +is substantially greater (",50 )lm) than that calculated from equation (45). +None the less, as can be seen from equations (45) and (46), if Wo is increased +in order to avoid breakdown, the accompanying increase in the confocal +beam parameter can lead to window damage. +For Raman scattering, signal is typically collected at 90° with respect to +the laser beam propagation direction. The 'etendue' of the resolving +instrument (in this case a spectrometer), which, for fixed resolution, is the +maximum product of the collection solid angle and 'source' (which in this +case is the scattering volume) cross sectional area, places some additional +constraints on the collection optics (Vaughan 1989). For moderate resolution +Raman spectra, the sampling volume is typically 1: 1 imaged onto the +entrance slit of an ",0.25--0.3 m focal length grating spectrometer with slits +set to 100 )lm, or ",2-4 Wo of the focused laser beam. The solid collection +angle is matched to that of the spectrometer optics, typically "'1/4, +where I is the ratio of the collection lens focal length to clear aperture, +and the cylindrical scattering volume is aligned with its long axis parallel +to the entrance slit. Faster collection can be performed, but only with +accompanying loss of spectral resolution. For example if ani /2 collection +lens is used with an 1/4 imaging lens the accompanying magnification +would require an increased slit size to pass all the collected light into the +spectrometer. +In general, the detector of choice for Raman measurements in air +plasmas is the microchannel plate intensified CCD (lCCD) camera, which +combines high quantum efficiency with fast gating capability. This is essential +in highly luminous environments, typical of such plasmas, where interference +due to spontaneous emission can be far larger than the desired scattering +signal, often by eight orders of magnitude or more. + +--- Page 480 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +465 +Anticipated scattering signal levels can be estimated by considering the +following simple expression +(47) +where ELi hvA is the fluence of a single laser pulse (in photons/cm2), N is the +number density of scatterers, da/dD is the scattering differential cross- +section, dD is the collection solid angle, V is the object plane measurement +volume, 'T] is the detector quantum efficiency, and ¢ is an optical collection +efficiency which accounts for window losses, spectrometer grating efficiency, +filters, etc. +As an example, we consider the vibrational Q-branch spectrum to be +given in the next section (figure 8.2.7). For N2, da/dD = ",5 X 10-31 cm2/sr +for v = O. If we assume that all of the molecules are in level v = 0 then +N = '" 1.6 X 1019 cm -3, corresponding to 1 bar pressure and 500 K tem- +perature. If we further assume E = 0.20J/pulse, the V, the object plane +cylindrical volume, is 0.5 cm in length x the focused beam cross sectional +area, dD = 0.049 sr(f /4), 'T] = 0.06, and ¢ = 0.1, then substitution into +equation (11) yields S :::::l 600 photoelectrons/laser pulse, or 3.6 x 105 photo- +electrons/min (at 10 Hz laser repetition rate). The actual N2 data in figure +8.2.7 was obtained by integrating for ",30 s, whereas the CO data, for +which the number density is lower, was integrated for 5 min. +8.2.3 Measurements of vibrational distribution function +As alluded to in the previous section, figure 8.2.7 shows a Q-branch vibra- +tional Raman spectrum obtained in a weakly ionized CO seeded N2 +plasma, which has been created using the CO laser optical pumping tech- +nique discussed in section 7.2. The total pressure is 410 torr and the seed +fraction is 4%. Each peak represents an unresolved Q-branch Stokes +Raman shift from a vibrational level with different vibrational quantum +number. The left part of the spectrum shows vibrational levels of CO up to +v = 37 while the right part shows nitrogen vibrational levels 0-5. The +spectrum is obtained using a standard spontaneous Raman scattering +instrument, similar to that shown in figure 8.2.6, with Nd:YAG pulse +energy of ",0.20 J at 532 nm and a 0.25 m grating spectrometer equipped +with an ICCD detector. The cylindrical measurement volume had +dimensions of ",0.5 cm length and 0.01 cm diameter. Since at the employed +spectrometer resolution the ICCD detector can capture '" 10 nm, the +spectrum displayed is actually a composite of multiple spectra which were +obtained in immediate succession. As mentioned in the previous section, +the N2 signal was averaged for approximately 30 s at a laser repetition rate +of 10 Hz whereas the CO spectra were averaged for 5 min. More experimental +details can be found in (Lee et aI2001). + +--- Page 481 --- +466 +Plasma Diagnostics +8 +v=O +6 +v=O +/ +v=20 +v= 37 +2 +O+-------~--------~------~~~~~~--~ +565 +575 +585 +Wavelength (nm) +595 +605 +Figure 8.2.7. Q-branch vibrational Raman spectrum from optically pumped (see section +7.2) 4% CO seeded N2 plasma at 410 torr total pressure. +Figure 8.2.8 shows the corresponding vibrational distribution functions +(VDFs) of CO and N2, which are obtained by dividing the integrated indivi- +dual Q-branch intensities by the relative v-dependent cross sections given by +equation (26). Also included in figure 8.2.8 is the result of master equation +modeling, as discussed in section 7.2. In this regard it is important to point +out that Raman scattering, unlike infrared emission spectroscopy, provides +absolute population fractions for all observed levels, including v = o. +When comparing VDFs of multi-component mixtures, it is sometimes +useful to define a 'first level' vibrational temperature by +1.44(vl - vo) +Tv = ----,-:-"--,..----=..:... +In(Pol PI) +(48) +where Vo and VI are the vibrational energies of vibrational levels v = 0 and +v = 1 (in wavenumber units), and Po and PI are their fractional populations. +Predicted and measured first level vibrational temperatures, defined by +equation (48), are shown in figure 8.2.8. +As a second example, figure 8.2.9 shows a Q-branch Raman spectrum +obtained from an optically pumped mixture similar to that of figure 8.2.7 +except that 15 torr of oxygen has been added and the total pressure increased +to 755 torr. The CO seed fraction is also increased somewhat, to ",5%. It can +be seen that the energy previously accumulated in the vibrational mode of +CO has been substantially transferred to O2, due, as discussed in section + +--- Page 482 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +467 +1.0E+0 +l.OE·l +1.OE·2 +l.OE·3 +Relative population +• +o +CO, experiment (Tv =3500 K) +N2, experiment (Tv=2200 K) +CO, calculation (Tv=5300 K) +N2, calculation (Tv =2700 K) +•••••• •••••••• • +• • ••• +I.OE·4 -+--,---r--.----.--,---.--,----. +o +10 +20 +30 +40 +Vibrational quantum number +Figure 8.2.8. VDFs extracted from data of figure 8.2.7, along with master equation +modeling predictions (see section 7.2). +7.2, to the lower vibrational mode spacing of O2, relative to CO. The top +spectrum shows six vibrational levels (v = 0-5) of nitrogen with corre· +sponding first level vibrational temperature Tv = 2500 ± 100 K. The +middle spectrum shows nine vibrational levels (v = 0-8) of CO with +Tv = 3400 ± 250 K. The bottom spectrum contains 13 vibrational levels +(v = 0-12) of O2 with Tv = 3660 ± 400 K. The vibrational distributions +are, again, non-Boltzmann. +As a final example, figure 8.2.10 shows a pair of pure H2 rotational +Raman spectra obtained from a recent pump/probe study of V-V transfer +rates (Ahn 2004). The system was initially prepared, via stimulated Raman +pumping, to a state in which about one third of the H2 molecules in the +v = 0, J =1 rotation-vibration level were excited to the v = 1, J = 1 level. +The displayed spectrum was obtained IllS after application of the pump +pulse, and shows that detectable population has been V-V transferred to +vibrational levels, in J = 1, as high as v = 6. As can be seen in figure 8.2.3, +ignoring rotation-vibration coupling effects on the value of {3v would +result in an overestimate of the v = 3, J = 1 level population by a factor of +approximately two and the v = 6 level population by a factor of approxi- +mately three. +We end this section by noting that vibrational Q-branch spectra have +also been widely utilized for temperature measurements, particularly in +combustion environments. In particular, N2 CARS thermometry is a well +established temperature diagnostic which can yield rotational and/or + +--- Page 483 --- +468 +Plasma Diagnostics +14 +12 +10 +598 +598 +800 +802 +604 +808 +608 +810 +Wavelength(nm) +8 +7 +co +6 +2 +O+------r-----,------.------.-----,,-----,-----~ +588 +590 +592 +1194 +598 +598 +800 +602 +Wavelength(nm) +10 +8 +2 +568 +570 +572 +574 +576 +578 +580 +582 +Wavelength(nm) +Figure 8.2.9. Q-branch Raman spectrum from optically pumped synthetic air mixture with +2% °2 - Total pressure is I bar. + +--- Page 484 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +469 +3 +~2 +1/1 +C +.2! +.E +r +a_up by 10 +Of-----~--~--~~~~~--=--- +545 +546 +547 +548 +549 +Wavelength (nm) +550 +551 +Figure 8.2.10. H2 pure rotational Raman spectra from pump/probe v-v transfer study. +The spectrum corresponds to vibrational distribution IllS after initial excitation of +~33% of molecules to v = 1. Pressure/temperature is I bar/300 K, respectively. +vibrational temperature (Regnier and Taran 1973). As stated previously, +rotational temperature determination at pressures of order 1 bar or higher +requires incorporation of rotational narrowing phenomena into the spectral +model. In principal, high resolution nonlinear Raman 'gain/loss' techniques +can be used to obtain complete rotationally resolved spectra (Rahn and +Palmer 1986, Lempert et a11984) but the approach is, in general, somewhat +impractical as a diagnostic method due to the required slow spectral tuning +of a very narrow spectral line width single longitudinal mode (SLM) laser. +8.2.4 Filtered scattering +8.2.4.1 +Basic concept +Small wave-number shift scattering diagnostics, such as Rayleigh/Thomson +or pure rotational Raman, have traditionally suffered from large inter- +ferences due to elastic scattering from window and/or wall surfaces, or, in +the case of Thomson scattering in weakly ionized plasmas, from molecular +Rayleigh scattering. Such interferences, which are typically orders of +magnitude more intense than the desired signal, can completely overwhelm +the measurement when performed with traditional instrumentation such as +grating spectrometers. In recent years, however, several optical diagnostic +techniques based on the use of atomic/molecular vapor filters as narrow +bandwidth filters and/or as spectral discriminators have been developed. +The basic idea, illustrated in figure 8.2.11, is to utilize a narrow spectral +line width laser which is tuned to a strong absorption resonance of the + +--- Page 485 --- +470 +Plasma Diagnostics +Particle, Window +..- and Wall Scattering +Molecular/Electron +Scattering +~ Light +~ +Figure 8.2.11. Basic filtered Rayleigh scattering concept, specifically illustrating ther- +mometry diagnostic. +vapor. If a cell filled with the vapor is then inserted into the path between the +scattering volume and the detector, elastic scattering can be attenuated while +Doppler shifted and/or broadened scattering can be transmitted. In fact, the +use of such vapor filters for Raman scattering dates to near the discovery of +the Raman effect itself (Rasetti 1930), although it is only with recent +advances in laser technology that their true utility has been realized. In +addition to continuous wave (cw) Raman instruments incorporating mercury +vapor (Pelletier 1992) and rubidium vapor (Indralingan et a11991, Clops et al +2000), the availability of high power, narrow spectral line width pulsed laser +sources as common laboratory tools has enabled a wide range of new vapor +filter-based scattering techniques. Most of these have utilized iodine vapor, +which is particularly convenient because of strong absorption resonances +within the tuning range of injection-seeded, pulsed Nd:YAG lasers, as well +as the relative ease of filter construction, and availability of high quantum +efficiency detectors, both for point measurements and for imaging. A +recent special issue of the journal Measurement Science and Technology +(2001) contains a variety of molecular filter-based diagnostics, including +velocity imaging, in which Doppler-shifted Rayleigh or Mie scattering is +converted to velocity by determination of the fractional transmission +through a vapor filter, and temperature imaging, which is similar to velocity + +--- Page 486 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +471 +imaging but is based on Doppler broadening of molecular Rayleigh scat- +tering, as opposed to Doppler shift. Other examples include: high spectral +resolution light detection and ranging (HSRL) (Shimizu et al 1983) and, +most recently, Thomson and pure rotational Raman scattering. +A comprehensive discussion of filtered scattering-based diagnostics is +beyond the scope of this book. Instead, we will focus on three techniques, +ultraviolet filtered Rayleigh scattering, which has been used for temperature +field mapping in a glow discharge plasma, filtered rotational Raman +scattering, which can give extremely accurate rotational temperature, and +filtered Thomson scattering, for which electron density sensitivity as low as +order 5 x 1011 cm-3 and electron temperature sensitivity of '"'-'0.10 eV has +been demonstrated (Bakker and Kroesen 2000). +8.2.4.2 Filtered Rayleigh scattering temperature diagnostic +As can be seen from consideration of equations (7), (9), and (11), Rayleigh +scattering has the advantage that the signal depends, principally, upon the +isotropic part of the polarizability, aoo, as opposed to the anisotropic part +1'00 (rotational Raman scattering), or the polarizability derivatives, alO +and/or 1'10 (vibrational Raman scattering). Since the anisotropic part of +the polarizability is typically of order a few percent of the isotropic, and +the polarizability derivatives are only '"'-'0.1 % of the static polarizability, +Rayleigh scattering is inherently more intense, by two to three orders of +magnitude, than Raman scattering. +The traditional difficulty with Rayleigh scattering as a general quantitative +diagnostic technique has been, as stated above, the interference due to stray +scattered light. This has now been largely overcome through the use of vapor +filters, which enables the high inherent sensitivity of Rayleigh scattering to be +utilized in a variety of traditionally harsh environments. For example, iodine +vapor based filtered Rayleigh scattering has recently been utilized for two- +dimensional temperature field imaging in hydrogen-air and methane-air +flames (Elliott et aI200l). Sensitivity was sufficiently high that instantaneous +'single laser shot' images were obtained, in addition to mean field data. The +H2-air data were found to agree with coherent anti-Stokes Raman (CARS) +profiles to within '"'-'2%. +A particularly novel ultraviolet filtered Rayleigh temperature instrument +utilizes the third harmonic output of a single frequency, injection-seeded tita- +nium:sapphire laser at 253.7nm in combination with an atomic mercury +vapor filter (Miles et al 2001). This system, while somewhat more complex +than Nd:YAG-iodine systems, takes advantage of the sensitivity enhancement +realizable by shifting the measurement to shorter wavelengths. In addition to +the 4th power of frequency scaling of the scattering cross section, this system +takes advantage of the nearly ideal behavior of filters constructed from +atomic mercury vapor. In particular, exceedingly high extinction can be + +--- Page 487 --- +472 +Plasma Diagnostics +UVFRS Temperature Profile ofArP"sma, p=50 torr, i=20 mA +-0.3 +o +0.3 +0.6 +0.9 +1.2 +1.5 +1.8 +radius (em) +Figure 8.2.12. Radial temperature profile from 50 torr argon glow discharge plasma +obtained by ultraviolet filtered Rayleigh scattering (UV FRS). + +--- Page 488 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +473 +plasmas. However, the temperature accuracy is somewhat limited by the +resulting relatively weak dependence of the filter transmission on tempera- +ture due to the inherent JT scaling of the Doppler line width (see equation +(41)). An alternative approach is based on rotational Raman scattering, +which has the advantage that the complete rotational distribution function +is determined so that the inherent temperature sensitivity is higher. The +disadvantage, as seen in table 8.2.1, is that the cross section for pure +rotational Raman scattering is a factor of rv 100 weaker than that for +Rayleigh scattering, and this lower integrated signal is also distributed +amongst the individual populated rotational levels. Fortunately laser and +CCD-based detector technology has developed substantially over the past +ten years so that high signal-to-noise spectra can be readily obtained. For +most practical purposes, however, the measurement is constrained to single +spatial points. +Figure 8.2.13 illustrates the enabling capability provided by filtered +scattering. Figure 8.2.13(a) is a scattering spectrum from a static cell of +500 torr of nitrogen at room temperature. The spectrum was obtained in +an apparatus similar to that illustrated in figure 8.2.6 except that an +injection-seeded, single frequency titantium: sapphire laser was employed, +in place of the Nd:YAG laser. The output energy was rv50mJ per pulse at +780 nm and the signal was integrated on a near-infrared sensitive ICCD +detector for 1 min. The cylindrical scattering volume has dimensions of +rvO.5cm (length) x 50 Il (diameter). The spectrum appears as a single central +component with apparent spectral line width of 0.20 nm FWHM, completely +determined by the resolution of the grating spectrometer, since the line width +of the laser is rv30MHz (or rv6 x 1O-5 nm). Figure 8.2.13(b) shows the +spectrum obtained under identical conditions except that a 5 cm path +length rubidium vapor filter, heated to 320 DC, has been inserted into the +detection path. Note that the intensity axis for the filtered spectrum is the +same as that for the unfiltered, so that the relative intensities are directly +comparable. It can be seen that the peak rotational Raman intensity is a +factor of rv800 weaker than the original elastic and Rayleigh scattering. +While difficult to determine directly from the figure, it has been shown that +the peak residual fractional intensity of the central components is +rv6 x 10-6 so that the peak rotational Raman intensity is now rv200 times +greater (rather than rv800 times weaker) than the peak central component +(Lee and Lempert 2002). +Figure 8.2.14 shows a spectrum (Stokes side only) similar to that of +figure 8.2.13(b) except that it was obtained in a CO laser optically pumped +N2/CO mixture at rv 1 bar total pressure, as described in section 7.2. Also +shown is a least squares fit to a simple sum of pressure broadened transitions +spectral model, including convolution with the instrumental spectral +response function. The inferred rotational temperature is 355 K with 20- +statistical uncertainty of ±7 K (Lee 2003). + +--- Page 489 --- +474 +Plasma Diagnostics +0.8 +! 0.6 +f +c +.!l +-= 0.4 +0.2 +O·~----~-------+----~~~----~------~----~ +768 +(a) +";' +~ +1.6E-03 +12E-03 +t 8.0E-04 +c i +4.01:-04 +772 +776 +780 +Wavelength (nm) +784 +788 +792 +O.OEt-OO .,--=:o:::.:..c~r-----+----'1'L----r---~-'-'-'~ +768 +772 +776 +780 +784 +788 +792 +(b) +Wilvel8ngth (nm) +Figure 8.2.13. Illustration of rubidium vapor filtered pure rotational Raman spectra. (a) +From the static cell of pure N2 at 500 torr and 300 K, obtained without filtering; (b) is +identical except that a vapor filter was employed. +8.2.4.4 Filtered Thomson scattering +Thomson scattering is a well known technique for determination of spatially +resolved electron density and electron temperature (Hutchinson 1990, Evans +and Katzenstein 1969). Similar to Rayleigh scattering, Thomson scattering +results from laser-induced polarization of charged species, principally, at + +--- Page 490 --- +25000 +20000 +I 15000 +l:- +in +c +~ 10000 +5000 +Elastic and Inelastic Laser Scattering in Air Plasmas +475 +-- Experimental +- - - - - Fit +O+----,----~----.---_.----,_--_,r_--_.----._--_, +781 +782 +783 +784 +785 +786 +787 +788 +789 +790 +Wavelength (nm) +Figure 8.2.14. Filtered pure rotational Raman spectrum of optically pumped N2/CO +mixture at I bar pressure and least squares spectral fit. Inferred temperature is 355 ± 7 K. +least in weakly ionized plasmas, from free electrons. While the cross section +for free electron scattering is approximately one hundred times greater than +that for Rayleigh scattering of common air species, the typically low free +electron number density in weakly ionized plasmas (rv 1 010_1013 cm -3) results +in extremely low scattering signals. Further aggravating this problem is the +fact that the electron temperature of molecular plasmas is typically quite +low (a few eV). The corresponding relatively low Doppler broadened line- +width complicates the use of grating-based instruments for spectral rejection +of stray scattering, although the reader is referred to a recently reported triple +grating instrument incorporating a physical central component blocking +mask in place of the normal slit separating the first two gratings (Noguchi +et aI2001). +Recently vapor filter-based Thomson scattering instruments, similar to +the filtered Rayleigh and Raman instruments discussed above, have been +developed and demonstrated in weakly ionized plasmas. The first reported +system utilized a commercial Nd:YAG pumped dye laser in combination +with a sodium vapor filter at rv580 nm (Bakker et a12000) and, shortly there- +after, independently developed rubidium vapor systems were also reported +(Miles et al 2001, Lee 2003). Compared to rubidium-based systems, +sodium systems have the advantage that the laser is relatively simple and is +readily available commercially. The sodium vapor filter, however, is some- +what more complex to fabricate. + +--- Page 491 --- +476 +Plasma Diagnostics +The theory of Thomson scattering is well known and will only be +summarized here. More detail can be found in Hutchinson (2000) and +Evans and Katzenstein (1969). We begin with the expression for the +Thomson scattering differential cross section for linearly polarized photons +given by +(49) +where ()z, again, is the angle between the incident light polarization vector +and the detection direction, and re is the classical electron radius equal to +2.818 x 1O-15 m. For +()::. = 90°, da/d!1 = r~ = 7.94 x 1O-26 cm2/sr and, +unlike the Rayleigh or Raman scattering cross section, is independent of +scattering frequency. +As discussed in section 8.2.2, the total scattering intensity is, in general, +the coherent sum of the individual contributions from each electron. +However, at low electron density, when the incident laser wavelength is +short compared to the average distance between electrons, the photon +'sees' the moving electrons as individual particles, randomly distributed in +the plasma. In this case, the phase from each scattering 'particle', as seen +at the detector, is completely uncorrelated from that of all other particles +and the total scattering intensity is just the summation of intensities from +each electron. This is called incoherent Thomson scattering. However, +if the average distance is short compared to the laser wavelength, the +phase differences are no longer random and individual scattering intensities +add in a coherent manner. Analogous to equation (39) we define a parameter +a as +1 +a = tlkAD +(50) +where tlk, again, is the magnitude of the scattering wave vector (see equation +(36)), and An is the Debye length given by +An = (EokB Te)I/2 ~ 743( T(eV} )1/2 (cm) +e2ne +ne(cm 3) +(51 ) +where ne and Te are the electron number density and temperature, respec- +tively. When a « 1, the effects of Coulomb interactions on the scattering +spectrum are negligible since the scattering length scale, 1/ tlk, is much +smaller than the Debye length, which is the characteristic length scale over +which significant net charge separation can exist. In this case, the scattering +is completely incoherent, provided that the electrons are randomly distrib- +uted in space. In the limit of a --+ 0, the scattering line shape is Gaussian, +corresponding to a Maxwellian velocity distribution of electrons, with ,,(, + +--- Page 492 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +477 +the half width at half maximum, for A = 780 nm, given by +A +')'(nm) = +780 +C +2In(2)kTe . +() _ 2 57 ;-;p . () +me +SIn"2-. +y Te sIn "2 +where Te is in eV units and () is the scattering angle. +(52) +For 0: > 1, the incident wave interacts with the Debye-shielded charges +and the scattered spectrum depends on the collective behavior of groups of +charges. The Gaussian shape becomes distorted and a distinct symmetric +side-band peaks arise. Physically this coherent Thomson scattering is +analogous to Rayleigh/Brillouin scattering, mentioned in section 8.2.1, +except that the scattering originates from correlated fluctuations in charge +density due to what are known as 'ion-acoustic' waves. When the correlation +length for these fluctuations exceeds the reciprocal of the scattering wave +vector, the side-bands begin to appear. +A full treatment of coherent scattering is beyond the scope of this book. +However, a common approximation to the scattering spectrum is that given +by Salpeter (1960), which, strictly speaking, applies when Te/Ti, the ratio +of electron to ion temperatures, is approximately 1. In this case the total +scattering is the sum of components originating from correlated electron +motion and that from correlated ion motion, given by +2n1/ 2 +2n1/ 2 +( +0:2 +)2 +S(k, w) = ~ +r a(xe) + ~ +Z +1 + 0:2 +r ,a(Xi) +(53) +where Xe = w/ka, a = (2kTe/me)I/2, Xi = w/kb, b = (2kTdmi)I/2, and +r a (Xe), r ,a(Xi) are identical line shape functions which are plotted in +figure 8.2.15 as a function of the non-dimensional parameter x. Note, +however, that for Te/Tj ~ 1 the ion average velocity b is much smaller +than a. This implies that, in frequency units, the ion scattering contribution +is located much closer to the un shifted laser frequency than the electron +contribution. +The significance of figure 8.2.15 is that, for 0: of order 1 or greater, +electron density can be determined from the shape of the Thomson scattering +spectrum, without the need for absolute scattering intensity calibration. +Figure 8.2.16 illustrates an example filtered Thomson spectrum of an atmos- +pheric pressure argon lamp, obtained with a rubidium vapor-titanium: +sapphire system very similar to that used to obtain the filtered rotational +Raman spectra in the previous section, except that a scanning mono- +chrometer and photomultiplier tube detector were used rather than an +ICCD (Miles 2001). This measurement is complicated by the limited optical +access, which was solved by employing a 1800 backscattering geometry. As +can be seen by comparison of the shape of the experimental and fit spectra +with those given in figure 8.2.15, the measurement clearly corresponds to +the onset of the incoherent scattering regime. The inferred electron density + +--- Page 493 --- +478 +Plasma Diagnostics +o +2 +3 +4 +x +Figure 8.2.15. Saltpeter approximation to Thomson scattering profile as a function of the +non-dimensional parameter a. +600 +'@' +10 +400 +:8- +(ij +c: +.gI +(J) +c: o +00 E +o +.s::: +I- +200 +-200 +Electron Number Density. 1.6*10 +16/c.c +Electron temperature: 0.82 eV +2 +3 +4 +• +Thomson Signal (data) +--ASE Sign .. ; +-------- Emission +5 +6 +Wavelength From CenterWavelength(nm) +7 +Figure 8.2.16. Rubidium vapor filtered Thomson scattering spectrum from atmospheric +pressure argon lamp. + +--- Page 494 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +479 +0.006 +~ 0.004 +- +~ +U) +c: +~ 0.002 +Discharge Emission +/ +Thomson Scattering Signal +I ! +0+---~----4-----~---+----~--~ +774 +(a) +16000 +12000 +4000 +776 +778 +780 +782 +Wavelength (nm) +784 +786 +o+-------~-------+------~------~ +778 +780 +782 +784 +786 +(b) +Wavelength (nm) +Figure 8.2.17. Rubidium vapor FTS spectrum from argon constricted glow discharge. (a) +Spectrum illustrates scattering signal relative to spontaneous emission detected despite +utilization of gated ICCD detector. (b) Least squares fit to incoherent scattering model. +and temperature are 1.61 x 1016 cm-3 and 0.82eV, respectfully, which from +equations (36), (50), and (51) corresponds to a value of a ~ 1.2. +As an example of filtered Thomson scattering at lower electron density +(Lee 2002), figure 8.2.17 shows a spectrum from a dc argon 'constricted' glow +discharge, obtained using the same instrument employed for the filtered +rotational Raman spectra in figures 8.2.13 and 8.2.14. The argon pressure +is 30 torr and the discharge current is 100 rnA. The constricted glow is rv 1- +2 mm in diameter and is stabilized by incorporation of a 500 n current +limiting ballast resistor in series with the dc discharge. Figure 8.2.l7(a) +shows the Thomson scattering signal superimposed upon the relatively +large argon spontaneous emission, which is many orders of magnitude + +--- Page 495 --- +480 +Plasma Diagnostics +more intense despite employing a gated ICCD camera. Figure 8.2.17(b) is a +least squares fit of the experimental spectrum in figure 8.2.17(b) to a simple +incoherent Thomson scattering model. The absolute intensity is calibrated +using a N2 pure rotational Raman spectrum similar to that of figure +8.2.13, taking advantage of the accurately known differential rotational +Raman cross section of 5.4 x 10-30 cm2/sr for the J = 6 ----; 8 transition +of nitrogen at 488.0nm (Penney et al 1974) (see table 8.2.1). From this +procedure the inferred values of electron number density and temperature +are (2.0 x 1013 ) ± (6 x 1011) cm-3 and 0.67 ± 0.03 eV, respectfully, corre- +sponding to a equal to ,,-,0.06. We note, however, that the inferred value of +electron temperature seems somewhat low for this plasma and may reflect +systematic error associated with spatial non-uniformity and/or temporal +unsteadiness, which was observed by the authors. +As noted previously, sensitivity of "-'lOll cm-3 has been reported for +the conceptually similar sodium vapor filter system (Bakker and Kroesen +2000). +8.2.5 Conclusions +Recent years have seen very significant advances in laser and detector +technology which has allowed spontaneous scattering-based methods to +evolve into routine diagnostic tools for molecular, non-equilibrium plasmas. +The emergence of novel diagnostic approaches, such as those based on +narrow pass band atomic and molecular vapor filters, has enabled several +orders of magnitude improvement in sensitivity, so that the techniques can +now be applied to weakly ionized plasmas, a feat which was previously +considered all but impossible. Clearly the future looks bright for the use of +elastic and inelastic laser light scattering techniques for plasma diagnostics. +References +Ahn T and Lempert W 2004 to be published +Asawaroengchai C and Rosenblatt G M 1980 J. Chern. Phys. 72 2664 +Bakker L P and Kroesen G M 2000 J. Appl. Phys. 88 3899 +Bakker L P, Freriks J M, deGroog F J and Kroesen G M W 2000 Rev. Sci. Instrurn. 71 +2007 +Berne B J and Pecora R 1976 Dynamic Light Scattering (New York: Wiley) +Bonamy L, Bonamy J, Robert D, Lavorel B, Saint-Loup R, Chaux J, Santos J and Berger +H 1988 J. Chern. Phys. 89 5568 +Chu B 1991 Laser Light Scattering-Basic Principles and Practice 2nd edition (Boston: +Academic Press) +Clops R, Fink M, Varghese P L and Young D 2000 Appl. Spectroscopy 54 1391 +Demtroder W 1998 Laser Spectroscopy 2nd edition (Berlin: Springer) +Dicke R H 1953 Phys. Rev. 89472 + +--- Page 496 --- +Elastic and Inelastic Laser Scattering in Air Plasmas +481 +Drake M 1982 Optics Lett. 7440 +Eckbreth, A C 1996 Laser Diagnosticsfor Combustion Temperature and Species 2nd edition +(Amsterdam: Gordon and Breach) +Elliott G S, Glumac N and Carter C D 2001 Measurement Science and Technology 12 +452 +Evans D K and Katzenstein J 1969 Rep. Progress in Phys. 32207 +Galatry L 1961 Phys. Rev. 122 1281 +Gallas J A 1980 Phys. Rev. A 21 1829 +Gresillon D, Gemaux G, Cabrit B and Bonnet J P 1990 European J. Mechanics B 9 +415 +Hall R J, Verdieck J F and Eckbreth A C 1979 Optics Commun. 35 69 +Hutchinson I H 1990 Principles of Plasma Diagnostics (Cambridge: Cambridge University +Press) +Indralingan R, Simeonsson J B, Petrucci G A, Smith B Wand Winefordner J D W 1991 +Analytical Chern. 64 964 +Lee W 2003 'Development of Raman and Thomson scattering diagnostics for study of +energy transfer in nonequilibrium molecular plasmas' PhD thesis, Ohio State +University, June +Lee Wand Lempert W R 2002 AIAA J. 40 2504 +Lee W, Adamovich I V and Lempert W R 2001 J. Chern. Phys. 114 1178 +Lempert W R, Rosasco G J and Hurst W S 1984 J. Chern. Phys. 81 4241 +Long D A 2002 The Raman Effect (London: Wiley) +Macheret S 0, Ionikh Y Z, Chernysheva N V, Yalin A P, Martinelli L and Miles R B 2001 +Phys. of Fluids 13 2693 +Measurement Science and Technology 2001 12(4) +Miles R B, Lempert W R and Forkey J N 200la Measurement Science and Technology 12 +Miles R B, Valin A P, Tang Zhen, Zaidi SHand Forkey J N 2001b Measurement Science +and Technology 12 442 +Noguchi Y, Matsuoka A, Bowden M D, Uchino K and Muraoka K 2001 Japanese J. Appl. +Phys. 40 326 +Ornstein L Sand Zernike F 1926 Phys. Z. 27 761 +Pelletier M J 1992 Appl. Spectroscopy 46 395 +Penney C M, St Peters R L and Lapp M 1974 J. Opt. Soc. America 64 712 +Rahn L A and Palmer R E 1986 J. Opt. Soc. America B 3 1165 +Rasetti F 1930 Nuovo Cimento 7 261 +Regnier P Rand Taran J P E 1973 Appl. Phys. Letters 23 240 +Rosasco G J, Lempert W, Hurst W S and Fein A 1983 in Spectral Line Shapes, vol 2 +(Berlin: Walter de Gruyter) p 635 +Salpeter E E 1960 Phys. Rev. 120 1528 +Shardanand and Rao A D P 1977 'Absolute Rayleigh scattering cross sections of gases and +freons of stratospheric interest in the visible and ultraviolet regions', NASA Tech- +nical Note, TN D-8442 +Shimizu, H, Lee, S A and She, C Y 1983 Appl. Optics 221373 +Vaughan, J M 1989 The Fabry-Perot Interferometer [Adam Hilger Series on Optics] +(Bristol: Institute of Physics Publishing) +Weber A 1979 Raman Spectroscopy of Gases and Liquids (Berlin: Springer) +Wolniewicz L 1966 J. Chern. Phys. 45 515 +Yariv A 1975 Quantum Electrodynamics 2nd edition (New York: Wiley) + +--- Page 497 --- +482 +Plasma Diagnostics +8.3 Electron Density Measurements by Millimeter Wave +Interferometry +8.3.1 Introduction +Interferometry is primarily a non-perturbing plasma density diagnostic +technique through the interaction of electromagnetic waves with plasma. It +measures the refractive and dissipative properties of the plasma which in +turn depend on the plasma properties including the plasma density and the +collision frequency. The interferometer works on the Mach-Zehnder +principle (Hutchinson 2002) in which the plasma is in one arm of the two- +beam interferometer. Phase and amplitude differences between the two +arms are the measures of the electron plasma density and the effective +collision frequency. However, the specific interferometric measurement tech- +nique depends on the choice of the wave frequency (w), relative to the plasma +(wp) and the effective collision (Veff) frequencies. If the probing wave +frequency is much greater than the plasma frequency and collision frequen- +cies (w» wp » Veff), the electromagnetic wave suffers almost little or no +attenuation as it travels through the plasma. Therefore, only phase change +data are needed for a density measurement. In this case a linear relationship +exists between the line-average plasma density and the phase shift for a +radially uniform plasma column (Wharton 1965). Also, if wp ;::;: w, in low +collisionality plasmas the ordinary wave mode (O-mode, EIIBo) is in cutoff +(Wharton 1965, Stix 1992) and interferometry data cannot be obtained. +On the other hand, for high-pressure discharges, where the collision +frequency can be higher than both the plasma and the millimeter wave +frequency (Veff;::;: w >=:::! wp), an electromagnetic wave propagating through +the plasma arm undergoes phase change as well as strong attenuation. The +wave attenuation is caused by the presence of high collisionality. In this +situation the plasma density has a complex dependence on phase change as +well as on amplitude change and, therefore, the correct evaluation of +plasma density can only be obtained if both phase-change and amplitude- +change data are used (Akhtar et al 2003). In addition, we experimentally +observe O-mode transmission for wp;::;: w as predicted by the theory +(Wharton 1965). +For atmospheric pressure air pressure discharges, the diagnostic tech- +nique will depend on the choice of the probing wave frequency. Choice of +a higher wave frequency such as a CO2 laser (w = 1.78 X 1014 Hz) satisfies +the condition (w » wp » Veff), where plasma density is linearly related to +phase change. However, the contribution of neutral particle density to the +refractive index and to the phase change which can be neglected for +microwave diagnostics becomes very important for infrared diagnostics +(Podgornyi 1971). A technique to infer phase contributions of the electrons +and those of heavy particles is described in detail in the section 8.4. + +--- Page 498 --- +Electron Density Measurements +483 +In this section we present a measurement and analysis technique where +both amplitude and phase change data are used simultaneously to uniquely +determine both plasma density and effective collision frequency. This treat- +ment does not limit the application of interferometry to the relative values +of collision frequency and hence can be used for measurements at both +low gas pressure (w » wp » Vefa and high gas pressure (Veff ;::: w, wp). The +analysis does not assume, ab initio, a particular value of the collision +frequency; rather, it calculates the collision frequency along with density +using the phase and amplitude change data. +8.3.2 Electromagnetic wave propagation in plasma +In order to calculate the refractive and dissipative properties of a collisional +plasma, we consider an electromagnetic wave propagating in an infinite, +uniform, collisional plasma. In this model, electron motion is induced by +the electromagnetic wave and the ions are assumed to form a stationary +background. The equation of motion for plasma electrons in the absence +of a magnetic field is written as (Wharton 1965) +mr = -eE - +veff mr +(1) +where r is the electron displacement vector, E is the electromagnetic field and +Veff is the effective collision frequency for momentum transfer. If the electric +field varies as exp(jwt), the displacement vector r is given as +eE +r - ---,-----,- +- mw(w - jVeff) . +(2) +Using the current density equation J = -enev = (J. E, the complex conduc- +tivity (J is given as +• +2 ( +• ) +_ +. +neer +nee +Veff - JW +(J = (Jr + J(Jj = - -E = - +(2 +2 ). +m +w + Veff +(3) +The complex relative dielectric constant for a linear medium is given by +(Wharton 1965) +(4) +where wp is the plasma frequency and co is the free space permittivity. The +complex refractive index (n) and the complex propagation b) constants are +c +. +1/2 +n = - = f1r - JX = K, +, +v +'Y = a + j(3 = ::: (jf1) = ::: VK +c +c +(5) +where w/c is the phase velocity, a = xw/c is the attenuation constant in +Np/m and (3 = f1rw/ c is the phase constant in rad/m. The solution for the + +--- Page 499 --- +484 +Plasma Diagnostics +plane wave phase and attenuation constants in the plasma yields +W +1 +wp +{ ( +2) +f3p=c 21-w2+z1ff ++! [(1 _ +W~ +)2 + ( +W~ +Veff)2] 1/2}1/2 +2 +w2+v2 +w2+v2 +W +eff +eff +(6) +w{ l( +W~) +ap=c -2 l-w2+v~ff ++~ [(1 - w +2 ~ +V~ffY + (w2 ~ +V~ff V:ff Yf/2f/2 +(7) +Assuming a plasma slab of uniform average density profile, the total change +in phase and amplitude for interferometric signal are given as +(8) +Here f30 and ao are the free space values and f3p and a p are the plasma +values. Simultaneous solution of plasma density and Veff are obtained from +experimentally measured 6.¢ and 6.A values. +The relative frequency condition w » wp » Veff is usually satisfied in +low pressure discharges (p :::; 10 mtorr), where most interferometry operates. +In this limiting case the phase constant and attenuation constant are given as +( +2 )1/2 +( +2 ) +W +wp +w +wp +f3p=c l-w2 +~c 1-2w2 +' +2 ( +2 )-1/2 +a = veffWp +1 _ wp +P +2w2c +w2 +(9) +Therefore, in such low pressure discharges the electromagnetic wave suffers +almost little or no attenuation as it travels through the plasma and the +phase difference between the two arms with the plasma present to that +without the plasma is a measure of the plasma density. The plasma density +can be expressed in this limit for a uniform density profile using equation +(7) as += ( 47rCEome) f 6.¢ = 2 073 f 6.¢ +-3 +ne +e2 +d· +d +cm +. +(10) +Here the phase change is in degrees, the diameter in centimeters and wave +frequency is in S-I. It can be seen that a linear relationship exists between +the line-average plasma density and the phase shift for a radially uniform +plasma column. Also if wp ::::: wand w » Veff' the ordinary wave mode (0- +mode) is cut off and interferometry data cannot be obtained as shown in +the normalized plot (figure 8.3.1) of f3pc/w and apc/w versus wp/w using +equations (6) and (7). Also shown is the propagation of wave even when +wp > w, when the collision frequency is equal to the wave frequency. It + +--- Page 500 --- +Electron Density Measurements +485 +.... +CCI. +] +II ! +0.5 +o +Z +0.2 +0.6 +0.8 +1 +1.2 +1A +1.8 +1.8 +2 +m /m +p +Figure 8.3.1. Plot of normalized propagation and attenuation constant for collision +frequency relative to the wave frequency. +should be noted here that this approximation depends on the values of wave +frequency relative to the collision and plasma frequencies. As described in +section 8.4, this approximation for highly collisional atmospheric pressure +air plasmas is obtained by choosing a CO2 laser wave frequency of +W = 1.78 X 1014 Hz. +For highly collisional plasmas at high gas pressures where the condition +Veff » W :::: wp is satisfied, the effect of collisions can be accounted for through +the phase function (Laroussi 1999). However, these approximations are +valid only for limiting cases. The propagation phase constant and the +corresponding density terms in this limiting case for a uniform plasma profile +are +W { 1 +1 [ +W~] 1/2}1 /2 W [ +W~] +(3 =- -+- 1 +-- +:::::- 1 +-- +p +c +2 +2 +w2v~ff +C +8w2v~ff +(11 ) +(f ~¢ )1/2 +-5 (f ~¢ )1/2 +-3 +ne = 38.6veff ~ = 5.09 x 10 +Veff -d- +cm. +(12) +However, for moderately to highly collisional plasma where relative frequency +condition Veff » W :::: wp is satisfied, wave undergoes a phase change as well as +amplitude change. Therefore, it is instructive to use both phase and amplitude +change data from equations (8) and (9) simultaneously to solve for both + +--- Page 501 --- +486 +Plasma Diagnostics +plasma density and effective collision frequency accurately. This treatment +does not limit the application of interferometry to the relative values of the +collision frequency and, hence, can be used for both low pressure discharges +(w » wp » Veff) and high pressure discharges (Veff » W, w p). +8.3.3 Plasma density determination +A 105 GHz quadrature mm wave interferometry system (QBY-lAlOUW, +Quinstar Technology) is used to measure the plasma density and the effective +collision frequency of an rf produced plasma. The rf source is a 10 kW solid- +state unit (Comdel Inc.) with variable duty cycle (90-10%), variable pulse +repetition frequency (lOOHz-lkHz) and very fast (IlS) turn-on/off time +and a 25 kW unit (Comdel Inc.). The rf power is coupled through a helical +antenna that excites the m = 0 TE (transverse electric) mode very efficiently +using a capacitive matching network. The helical antenna is a five-turn coil of +~ inch (6.35 mm) copper tube wound tightly over the 5 cm diameter Pyrex +plasma chamber. The coil is 10.0 cm long axially and has a 6 cm internal +diameter. Figure 8.3.2 shows the schematic of the experimental system. +The interferometer works by using an I-Q (in-phase and quadrature +phase) mixer to determine the phase and amplitude change of the 105 GHz +mm wave signal going through the plasma. The two outputs are transferred +to the computer through an oscilloscope with a GPIB interface and stored +Oscillosoope +Figure 8.3.2. Schematic of the laser-initiated and rf sustained plasma experiment. + +--- Page 502 --- +Figure 8.3.3. Interferometer trace showing a nearly cut-off density of 9 x 1013 cm-3 in +10 torr argon plasma at 1.0 kW using a five turn helical antenna. The vacuum circle is +represented by the dotted line. +using a Labview program. In order to shield rf-sensitive Gunn and detector +diodes, the interferometer assembly is housed in a Faraday shielded +conducting box. In addition, cables with very high shielding (:2:90 dB, +Times Microwave Systems) have been used to reduce the noise level on the +interferometer signal. The interferometric trace shown in figure 8.3.3 illus- +trates that electromagnetic wave attenuates significantly for high-density +plasma even at low neutral pressures. +The results for the plasma density computation using equations (9), (10) +and (12) are presented in table 8.3.1, for typical phase change and collision +frequency data in an rf-produced air plasma at 10, 100, and 760 torr +maintained at different rf power. From the experimentally determined +phase and attenuation data, the plasma density and effective collision +Table 8.3.1. Air plasma density using a 105 GHz (w = 6.59 X 1011 S-I) interferometer for +5 cm diameter tube. +Air +,6.¢ +Attenu- +Verr +ne (cm-3) +ne (cm-3) +ne (cm-3) +pressure (degrees) ation +(S-I) +Using phase +Collisionless Highly +(torr) +(dB) +and amplitude limit, +collisional +data, +equation +plasma, +equation (8) +(10) +equation (12) +10 +200 +0.94 +2.1 x 1010 +8.5 X 1012 +8.7 X 1012 +2.1 X 1012 +100 +239.2 +16.31 +2.91 x 1011 +1.2 X 1013 +1.03 X 1013 +3.3 X 1013 +760 +16.7 +5.8 +1.6 x 1012 +4.5 X 1012 +7.25 X 1011 +4.5 X 1013 +760 +25.1 +14.79 +2.5 x 1012 +1.7 X 1013 +1.1 X 1012 +9.25 X 1013 +760 +50.4 +35.3 +2.8 x 1012 +4.5 X 1013 +2.2 X 1012 +1.46 X 1014 + +--- Page 503 --- +488 +Plasma Diagnostics +frequency are determined using the analysis presented above. The collision +frequency and phase change data are then used to calculate the limiting +plasma density using equations (10) and (12). The result clearly shows that +plasma density has a complex dependence on phase change and attenuation +data and, therefore, an accurate measurement of plasma density must involve +measurement of both phase change and amplitude change of the probing +electromagnetic wave. +At high gas pressure and collisionality, where optical diagnostics +including the Stark effect are used for plasma density and temperature, +characterizations require a minimum plasma density (ne ~ 1014_1015 jcm3) +(Griem 1997, Lochte-Holtgreven 1968). This simple diagnostic is particularly +valuable for collisional air plasmas of moderate densities (ne < 1014 cm -3) at +higher gas pressures where probe and optical emission diagnostics are not +suitable for density measurements. +References +Akhtar K, Scharer J, Tysk Sand Kho E 2003 'Plasma interferometry at high pressures' +Rev. Sci. Instrum. 74 996 +Griem H R 1997 in Principles of Plasma Spectroscopy (Cambridge: Cambridge University +Press) p 258 +Hutchinson I H 2002 Principles of Plasma Diagnostics (Cambridge: Cambridge University +Press) p 114 +Laroussi M 1999 Int. J. Infrared and Millimeter Waves 201501 +Lochte-Ho1tgreven W 1968 in Plasma Diagnostics ed. Lochte-Holtgreven W (Amsterdam: +North-Holland) p 186 +Podgornyi I M 1971 in Topics in Plasma Diagnostics (New York: Plenum Press) p 141 +Stix T H 1992 in Waves in Plasmas (New York: AlP Press, Springer) +Wharton C B 1965 in Plasma Diagnostic Techniques ed. Huddlestone R H and Leonard S L +(Academic Press, New York) p 477 +8.4 Electron Density Measurement by Infrared Heterodyne +Interferometry +8.4.1 +Introduction +The electron density, ne, determines to a large extent the refractive index of a +plasma. The complex refractive index in turn determines the phase shift and +the attenuation of electromagnetic waves of frequency w passing through the +plasma. Phase shift and attenuation can be measured by using inter- +ferometric techniques, and consequently allow us to obtain information on +the electron density. + +--- Page 504 --- +Electron Density Measurement +489 +10" +1017 +Microwave +(105 GHz) + (rad) of a laser beam with a wavelength), passing +through a non-homogeneous plasma of length L caused by changes in the +electron density and heavy particle density is +Ail> = 27r JL AN(l) dl +). +0 +(9a) + +--- Page 507 --- +492 +Plasma Diagnostics +8.4.3 The infrared heterodyne interferometer +In order to measure the phase shift and consequently the refractive index, a +Mach-Zehnder heterodyne interferometer operating at a wavelength of +A = 10.6 11m (C02 laser) has been used (figure 8.4.2). The laser beam is sepa- +rated into two equal intensity beams by means of a beam splitter (ZnSe). One +beam passes through the plasma. In order to provide the required spatial +resolution it has been focused into the plasma, with a waist width of less +than 50 11m. The plasma can be shifted transverse to the beam direction, +allowing us to scan the plasma column. The second beam bypasses the +plasma and is frequency shifted by means of a 40 MHz acousto-optic +modulator. The beat frequency of 40 MHz, obtained by superimposing +both beams, is recorded by an infrared detector, which operates at room +temperature, and the signal is compared to the driver signal of the +acousto-optic modulator. The phase shift of the laser beam is transferred +to the high-frequency signal and is recorded by a phase detector, which +converts the phase shift into a voltage signal. The resolution of the inter- +ferometer is about 0.01°. +The characteristic of the phase detector is sinusoidal. In order to +calibrate the phase detector, the interferometer is tuned (manually) to a +phase of q> = 7r/2. The corresponding voltage V7r/ 2 at the phase detector is +recorded. For measurements, the interferometer is tuned to a phase of +q> = O. This is the preferred operation point q>o of the interferometer. The +relation between measured phase detector signal V( q» and the phase shift +~q> (rad) is given by the equation +. V(q» +~q> = q> - +q>o = arcsm -- - q>o. +(10) +V7r/ 2 +Beamsplitter +Plasma +Beamsplitter +Driver +AOM +Amplifier +40 MHz t---+-I ....... _-,-_ .... +Figure 8.4.2. Schematics of the infrared heterodyne interferometer. + +--- Page 508 --- +Electron Density Measurement +493 +The correlation between phase detector signal and particle densities is +obtained by substituting the phase shift ~ in equation (9). +8.4.4 Application to atmospheric pressure air micro plasmas +The conditions for the validity of equation (10) are that (a) the electron +collision frequency is small compared to the probing wave frequency and +(b) the plasma frequency is small compared to the probing wave frequency. +The electron collision frequency for air, which is the gas of choice in our +experiments, at atmospheric pressure and 2000 K is 4.4 X 1011 Hz (Raizer +1991). For a probing frequency of w = 1.78 X 1014 Hz (C02 laser), the +expression for N (equation (8)) can be used to get information on the electron +density in air plasmas with heavy particle densities up to 1.4 X 1020 cm-3 +(Vc/W < 0.1). The plasma frequency is determined by the electron density. +Assuming that wp / w needs to be less than 0.1 allows us to use equation (9) +to determine the index of refraction in ionized gases with electron densities +up to 1017 cm -3. +Since interferometry provides the total phase shift (~e1) and heavy particles (~heavy) need to be +separated. In general, separation of electron and heavy particle contribution +can be achieved by using a second wavelength, since the contribution of +electrons and heavy particles to the phase shift are frequency dependent +(equation (8)). This technique provides information on both the electron +density and the heavy particle density. However, under certain conditions +it is possible to separate the contribution due to electrons (in which we are +interested) using a single-wavelength interferometer. By using light sources +which provide long-wavelength radiation, the contribution of the heavy +particles to the refractive index can be disregarded compared to the contribu- +tion of electrons. These requirements are met for conditions of gas pressure +of several tens of torr (condition (a)) and an electron density corresponding +to a plasma frequency exceeding the probing frequency by a factor of 10 +(condition (b)), using microwave interferometry. In this case, the measured +phase shift provides the electron density without the need to use a separate +diagnostic technique. +However, in order to probe micro plasmas with characteristic dimen- +sions in the lOO!lm range, light sources with wavelengths on the order of, +or less than, the characteristic dimensions need to be used, in order to provide +sufficient spatial resolution. This condition requires, for micro plasma studies, +the use of infrared light sources. For infrared illumination and with electron +densities on the order of 1013cm-3 in an atmospheric pressure gas, the contri- +bution to the phase shift caused by changes of the heavy particles may exceed +the one for electrons by more than one order of magnitude. In this case, the +different response time for electrons and heavy particles, when a pulsed voltage +is applied to the plasma, can be used to separate the phase shift signals ~e1 + +--- Page 509 --- +494 +Plasma Diagnostics +and ~heavy. As discussed in the following, using a microplasma in atmos- +pheric air as an example, this method, which is based on the difference in +time constants, can be used in diagnosing dc plasmas (Leipold et al 2000) +and pulsed plasmas (Leipold et aI2002). +8.4.5 Measurement of the electron density in dc plasmas +The plasma that was studied is a cylindrically symmetric atmospheric +pressure air glow discharge column with a diameter of less than 1 mm and +a column length of 2mm (figure 8.4.3) (Stark and Schoenbach 1999). The +spatial resolution requires a wavelength in the infrared range. For this appli- +cation a CO2 laser with an operation wavelength of A = 10.6 J..lm has been +chosen. According to Raizer (1991), the collision frequency of an atmos- +pheric pressure air plasma for a heavy particle density of 3.6 x 1018 cm-3 is +v = 4.4 X 1011 Hz. Since this frequency is small compared to the laser +frequency of w = 1.78 X 1014 Hz, the simplified equation (4) can be used +for the evaluation of the refractive index. An electron density of 1017 cm-3 +corresponds to a plasma frequency of 1.78 x 1013 Hz. Consequently, the +ratio w~/w2 is approximately 1 %. +The electrode system consists of a microhollow cathode electrode system +(MHCD) and an additional (third) electrode with a variable distance from +the MHCD. The electrode configuration and the plasma are shown in +figure 8.4.3. The MHCD geometry consists of two plane-parallel electrodes +with a centered hole in each electrode. The electrodes are made of 100 J..lm +thick molybdenum foils, and the cathode and anode hole size of the +plasma cathode is also 100 J..lm. The dielectric between the electrodes is +Figure 8.4.3. Atmospheric pressure air discharge. + +--- Page 510 --- +Electron Density Measurement +495 +alumina (A120 3, 96% purity) of 250 J..lm thickness. The anode of the micro- +hollow cathode geometry is connected to ground. The third electrode, +placed at a distance of 2 mm in front of the plasma cathode, is also made +of molybdenum and biased positively. The MHdc sustained glow discharge +(MCS) is operated in dc mode, optional with a superimposed high voltage +pulse (1600 V) of 10 ns duration. The time between pulses was on the order +of 100 ms. The discharge dc current was limited by means of a ballast resistor +of 300 kO to 16 rnA. The measurements were performed in air at a pressure +of 1000 mbar and a humidity of 30%. +For a wavelength of A = 10.6 J..lm and in air plasma (A = 2.871 x 10-4, +B = 1.63 X 10-18 m2 (Duschin and Pawlitschenko 1973), the ratio of the +contributions to the phase shift due to electrons and heavy particles is +given by +D.el += 4.5 x 103 +D.ne +D. heavy +D.nheavy +(11 ) +The change of the heavy particle density D.nheavy after switching the discharge +on is estimated using the ideal gas law. The gas temperature varies between +room temperature when the plasma is off and a temperature of 2000 K when +the plasma is on (Leipold et al 2000). For a pressure of 1 atm, +D.nheavy = 2.3 x 1019 cm-3 at room temperature. With electron densities at +ignition of 1013 to 1015 cm -3, the ratio D.el/ D.heavy varies between 0.002 +and 0.2. This means that the major phase shift during the switching transient +is still determined by the change of the heavy particle density. In spite of this +difficulty, the phase signal can be separated due to the different response +times for electrons and heavy particles to rapid changes in voltage (ignition +of the plasma) (Leipold et al 2000). Figure 8.4.3 shows the phase shift +signal through the center of the discharge. The fast rising part of the phase +shift signal is assumed to be due to the change of the electron density; the +slowly rising part is assumed to be due to the change of the heavy particle +density caused by gas heating. +The electron density decays to the dc value after breakdown, while the +gas heats up causing a change in the heavy particle density. At ignition, +the electron density provides a significant fraction of the total phase shift +ded (del + dheavy) (at t = 5 ms in figure 8.4.4). When the plasma +approaches steady state conditions, the fraction decreases to approximately +0.2% (at t> lOms in figure 8.4.4). Therefore, the total amplitude of the +phase shift for t> 10ms after ignition can be considered the change in the +heavy particle density with an error of less than 1 %. In order to obtain +information on the electron density during this steady-state phase, where +the electron density is identical to that for a dc plasma, the plasma was +operated in a pulsed mode with time intervals between pulses continuously +decreasing. The electron density can be measured during the re-ignition +phase of each pulse. By reducing the time between pulses towards zero, the + +--- Page 511 --- +496 +Plasma Diagnostics +0.02 +3 +-- Phase Shift +--- Voltage +0.00 +2 +-:i +.!!!. -0.02 +b.cJ>hooYy +~ +!E +Q) +~ +Cl +(J) +J!! +Sl -0.04 +~ +til +~ +--..-- +a.. +------- +0 +-0.06 +b.cJ> .. +Off-Time +-0.08 +--L........J...~..---J.-.-..J..~~~-'-...l- +-1 +0 +2 +4 +6 +8 +10 +Time [ms] +Figure 8.4.4. Phase shift signal through the center of the discharge for an off-time of 4 ms. +electron densities measured for the re-ignition transients approach that of the +dc plasma. +This method has been applied to the discharge in atmospheric pressure +air. The discharge was operated in the dc mode and was switched off for a +specific time (off-time) (figure 8.4.4). The electron density in the center of +the discharge at ignition calculated from the phase shift ~lI>el and the +change of the heavy particle density in the center of the discharge calculated +from the phase shift ~lI>heavy were recorded and plotted versus various off- +times (figure 8.4.5). Shortening the off-time allowed us to approach the dc +mode (off-time=O). The extrapolation of the curve in figure 8.4.5 towards +zero change in heavy particle density provides the electron density in the +dc case. +In order to obtain absolute electron densities, the radial profile of the +electron density needs to be known. In side-on measurements the plasma +was shifted in the z direction (insert, figure 8.4.6) through the laser beam, +providing the spatial phase shift distribution. In order to obtain the radial +phase shift distribution, a parabolic radial profile was assumed and the +corresponding spatial profile was calculated. The parameters for the para- +bolic profile were varied for best fit of measured and calculated relative +spatial profiles. The results are shown in figure 8.4.6. This relative radial +profile was used for calculating the electron density from the spatially +resolved phase shift. The same procedure was applied for the relative +radial heavy particle density profile. The gas temperature was obtained by + +--- Page 512 --- +Electron Density Measurement +497 +<1 5 1.8 +CD -0 1.6 +~ +• +Experimental Results +-- Best Fit +~ +1.4 +o Extrapolation +c::: +1.2 +0 +B 1.0 +c::: +~ +~ 0.8 +is +~ +0.6 +c::: +~ 0.4 +Q) +0.2 +1:5 +1:: +m 0.0 +a.. +~ +m -0.2 +Q) +1012 +:::c +1013 +1014 +1015 +1016 +Electron Density on Axis [cm-1 +Figure 8.4.5. Electron density in the center of the plasma column after breakdown +versus the change in heavy particle density. The numbers along the curve indicate the +corresponding off-times. +1.1 +1.0 +;' 0.9 +.!!. 0.8 +!E: +J:: 0.7 +en +Q) 0.6 +III +m +J:: 0.5 +a.. +"C +.~ 0.4 +iii E 0.3 +0 +Z 0.2 +0.1 +0.0 +0.0 +• +Calculation -- +(parabolic profile -.med) +Experimental Results +• +• +0.1 +0.2 +0.3 +0.4 +Distance from Center z [mm] +Figure 8.4.6. Spatial distribution of the measured and computed relative phase shift t.el' + +--- Page 513 --- +498 +Plasma Diagnostics +1.2 +1.2 +-- Electron Density +1.0 +- +- Gas Temperature +1.0 +07 +/{\\ +'""':" +5 +/ +\ +:::J +... +0.8 +0.8 .!!. +~o +/ +\ +~ +~ +:::J +~ 0.6 +/ +\ +- +0.6 +~ +CD +c: +/ +'\. +a. +CD +E +c +c: +/ +" +{!!. +e 0.4 ;,.--/ +........ +0.4 +fd +~ +(!) +W +0.2 +0.2 +0.0 +0.0 +2 +1 +0 +1 +2 +Distance from Center [mm] +Figure 8.4.7. Radial distribution of electron density and relative gas temperature +distribution. +using the information on the heavy particle density and assuming that the +ideal gas law holds. The electron density distribution and the relative +radial temperature profile are shown in figure 8.4.7. +8.4.5 Measurement of the electron density in pulsed operation +A strong increase in electron density can be obtained by applying a voltage +pulse with a duration on the order of, or less than, the dielectric relaxation +time of the electrons to a dc plasma. The application of such a pulsed voltage +causes a shift in the electron energy distribution function to higher energies, +with negligible gas heating, thus reducing the probability for glow-to-arc +transition. The shift in electron energy causes a temporary increase of the +ionization rate and consequently an increase in electron density (Stark and +Schoenbach 2001). +The same atmospheric pressure air plasma, which was studied in the +dc mode, was pulsed with a 10 ns pulse of 1.6 kV amplitude (superimposed +to the dc voltage), and the electron density was measured by means of +infrared heterodyne interferometry. The change of the electron density +caused by the high voltage pulse can, in this case, be obtained directly +from the phase shift signal. The spatially resolved relative phase shift +~<[>(z) for various times after pulse application is shown in figure 8.4.8. +The spatial profiles could be fit to a Gaussian profile with a width of + +--- Page 514 --- +Electron Density Measurement +499 +• +22ns +-::i +.!. 2 +~ +~ +.&: +en +II) +(I) +CII +.&: +a... +-0.1 +0.0 +0.1 +Distance z from Center [mm] +Figure 8.4.8. Spatially resolved relative phase shift ~(z) for various times after pulse +application. +a = 0.056 mm. This means that the radial profile is also Gaussian with +the same width. Figure 8.4.8 shows the temporally resolved electron density +in the center of the discharge obtained from the measured phase shift signal. +The voltage pulse causes an increase in electron density to at least +2.8 x 1015 cm-3. The electron density decays hyperbolically to its dc value. +The temporal resolution of this diagnostic method, with the currently used +experimental set-up, is 20 ns. +..-o +~2 +(I) +c: +CD o +c: +~ +iIi +o +- +Measuntment +............ Hyperbolic Approxlmallon +50 +100 +150 +200 +Time [ns] +Figure 8.4.9. Temporally resolved electron density in the center (z = 0) of the discharge. + +--- Page 515 --- +500 +Plasma Diagnostics +8.4.6 Conclusions +Interferometry is widely used for measurements of the electron density in +partially ionized plasmas (Hutchinson 1991). The choice of the probing +frequency is determined by the range of electron density, by the gas pressure, +and the desired spatial resolution. Increasing the probing frequency allows us +to increase the range of electron densities and gas pressures, utilizing only the +measured phase shift of the probe radiation passing through the plasma. +Also, the spatial resolution, which is limited to dimensions on the order of +the probe radiation wavelength, is improved by increasing the probing +frequency, The drawback of moving from e.g. the microwave into the +infrared or even visible frequency range is the increasing effect of heavy +particles, atom, molecules, and ions on the index of refraction, which +determines the phase shift. For instance, for electron densities of 1013 cm-3 +in an atmospheric pressure air plasma the contribution of the heavy particles +to the measured phase shift is four orders of magnitude higher than that of +the electrons. Extracting information on the electron component therefore +requires phase shift measurements at two wavelengths. +A method which does not require a second probing radiation source but +still allows us to obtain electron density distributions and gas temperature +distributions in atmospheric pressure air plasmas with a spatial resolution +of better than 100)lm (using a CO2 laser) makes use of the different time +constant for ionizing and for heating of the weakly ionized plasma (Leipold +et aI2000). This concept is not only applicable to pulsed plasmas, but also to +dc plasmas. In the second case, the dc electron density is obtained by a +process where the dc discharge is turned on and off with increasingly smaller +intervals between the on-state. Extrapolating the electron densities to the +case of diminishing time between off- and on-states allows us to obtain the +steady-state (dc) value of the electron density and the gas temperature. +Although the diagnostic procedure for obtaining electron densities with +this method in weakly ionized atmospheric pressure air or other high- +pressure plasmas is rather complex, the high spatial resolution makes this +diagnostic technique attractive for the study of microdischarges or micro- +structures in large-volume high-pressure discharges. +References +Duschin L A and Pawlitschenko 0 S 1973 Plasmadiagnostik mit Lasern (Berlin: Akademie- +Verlag) p 8 +Greiner W 1986 Theoretische Physik (Frankfurt am Main: Verlag Harri Deutsch) +Hutchinson I H 1991 Principles of plasma diagnostics (Cambridge: Cambridge University +Press) +Leipold F, Mohamed A-A and Schoenbach K H 2001 'Electron temperature measure- +ments in pulsed atmospheric pressure plasmas' Bull. APS GEe 46(6) 22 + +--- Page 516 --- +Plasma Emission Spectroscopy +501 +Leipold F, Mohamed A-A Hand Schoenbach K H 2002 'High electron density, atmos- +pheric pressure air glow discharges' Conf. Record, 25th lnt. Power Modulator +Symp. and 2002 High Voltage Workshop, Hollywood, CA, June, p 130 +Leipold F, Stark R H, EI-Habachi A and Schoenbach K H 2000 'Electron density +measurements in an atmospheric pressure air plasma by means of lR heterodyne +interferometry' J. Phys. D: Appl. Phys. 33 2268 +Raizer Y P 1991 Gas Discharge Physics 2nd edition (Berlin: Springer) +Stark R Hand Schoenbach K H 1999 'Direct current glow discharges in atmospheric air' +Appl. Phys. Lett. 74 3770 +Stark R Hand Schoenbach K H 2001 'Electron heating in atmospheric pressure glow +discharges' J. Appl. Phys. 89 3568 +8.5 Plasma Emission Spectroscopy in Atmospheric Pressure Air +Plasmas +8.5.1 +Temperature measurement +Atmospheric pressure air plasmas are often thought to be in local thermody- +namic equilibrium (L TE) owing to fast interspecies collisional exchange at +high pressure. This assumption cannot be relied upon, particularly with +respect to optical diagnostics. Velocity gradients in flowing plasmas, or +elevated electron temperatures created by electrical discharges, or both can +result in significant departures from chemical and thermal equilibrium. +This section reviews diagnostic techniques based on optical emission spectro- +scopy (OES) that we have found useful for making temperature measure- +ments in atmospheric pressure air plasmas, under conditions ranging from +thermal and chemical equilibrium to thermochemical non-equilibrium. +8.5.1.1 +Temperature measurements in LTE air plasmas +For plasmas in LTE, a single temperature characterizes all internal energy +modes (vibrational, rotational, and electronic). This temperature can be +determined from the absolute intensity of any atomic or molecular feature, +or from Boltzmann plots of vibrational or rotational population distri- +butions. Such measurements were made (Laux 1993) at 1 cm downstream +of the exit of a 50kW, rf (4 MHz), inductively coupled plasma torch +operating with atmospheric pressure air (Figure 8.5.1). Because the plasma +flows at relatively low velocity (10 m/s) in the field-free region between the +induction coil and the nozzle exit where the measurements are made, all +chemical reactions equilibrate well before reaching the nozzle exit and there- +fore the plasma is close to LTE. The experimental set-up for OES measure- +ments, shown in Figure 8.5.2, comprises a 0.75 m monochromator fitted with + +--- Page 517 --- +502 +Plasma Diagnostics +Nozzle +(5 em diameter) +Quartz Tube +RF Coil +Gas Injectors +(a) +(b) +Figure 8.5.1. (a) Schematic of 50 kW plasma torch head. The distance from the top of the +induction coil to the nozzle exit is about 10 cm. (b) Torch head and L TE air plasma plume. +either a 2000 x 800 pixel CCD camera (SPEX TE2000) or a photomultiplier +tube (Hamamatsu Rl104). Absolute calibrations of the spectral intensities +between 200 and 800 nm are made with radiance standards including a +calibrated tungsten strip lamp for the range 350-800 nm and a I kW dc +argon arc-jet in the range 200-400 nm. The optical train is constructed +with spherical mirrors or MgF2 lenses to minimize chromatic aberrations +in the ultraviolet. Long-pass filters inserted in the optical train eliminate +second- and higher-order light. Figure 8.5.3 shows the radial temperature +profiles obtained after the emission measurements are inverted with the +Axial and Lateral4-Mirror +Collecting Lens +1ational +(f= 50 em) +Trans +System +with Iris (F/60) +\ +If@t:: +.•• ::.:::::::;:~:,:." ... : +.. +SPEX Model 750 M +0.75 m Monochromator +Grating: 1200 glmm, +blazed at 500 nm +TE Cooled CCD Camera +___ -' SPEX Model TE2000 +Data Acquisition +Computer +2oo0x8oo pixels +15x15 J.tlTl +Figure 8.5.2. Experimental set-up for emission diagnostics. +TAFA Model 66 +Plasma Torch +LEPEL Model T -50 +RF Generator +4MHz,50kW + +--- Page 518 --- +8000 +7000 +g +1 +6000 +~5000 +4000 +0 +Plasma Emission Spectroscopy +503 +r·· ......... . +I ... ·. +...• , T_ +",T_, +--.- T"TE (0 line at TI7.3 run) +-o-Tm( 0 lioeat615.7 om) +--.-T, ........ (from 0 lines) +-+- T LTE ( N line at 746.8 run) +Air Flow Rate: 95 l/min +Plate Power. 69 kW +0.5 +1.0 +1.5 +2.0 +Radius(cm) +Figure 8.5.3. Measured electronic, vibrational, and rotational temperature profiles in L TE +alr. +help of the Abel transform. The 'L TE' and Boltzmann temperatures shown +in figure 8.5.3 are based on the absolute and relative intensities, respectively, +of various atomic lines of oxygen and nitrogen. The rotational temperature +profiles are obtained from measurements of the NO,!, (0,1) band shape, +using the technique proposed by Gomes et al (1992). The vibrational +temperature profile is measured from the relative intensities of the (0,0) +and (2,1) bandheads of Nt B-X (first negative band system) at 391.4nm +and 356.4 nm, respectively. As can be seen from figure 8.5.3, the measured +vibrational, rotational, and electronic temperature profiles are to within +experimental uncertainty in good agreement with one another, as expected +because the plasma is close to L TE. +8.5.1.2 +Temperature measurements in non-equilibrium air plasmas +In non-equilibrium plasmas, the techniques described in the foregoing para- +graph may not provide reliable information about the gas temperature +because the population distribution of internal energy states tends to +depart from Boltzmann distributions at the gas temperature. This behavior +is especially the case for the electronic and vibrational population distribu- +tions, but the rotational populations tend to follow a Boltzmann distribution +at the gas temperature owing to fast rotational relaxation at atmospheric +pressure. Thus, the gas temperature can often be inferred from the intensity +distribution of rotational lines. Various transitions of O2, N2, Nt, and NO +(dry air) and OR (humid air) can be used, depending on the level of +plasma excitation. To illustrate the variety of emission bands available for +OES in air plasmas, figure 8.5.4 shows the ultraviolet emission spectra of +equilibrium, atmospheric pressure air with a water vapor mole fraction of +1.3%, for temperatures in the range 3000-8000K. Below about 5000K, +bands of NO, OR, and O2 dominate the spectrum. The second positive + +--- Page 519 --- +504 +Plasma Diagnostics +9000K +"Stark +.6.>"resonance +.6.>"van der Waals +.6.>"natural +.6.>"Doppler +30.2XH (P/T) +1.8P/To.7 +3.1 X 10-5 + +--- Page 525 --- +510 +Plasma Diagnostics +8.5.4.3 Reonance broadening +Resonance broadening is caused by collisions between 'like' particles (e.g. +two hydrogen atoms) where the perturber's initial state is connected by an +allowed transition to the upper or lower state of the radiative transition +under consideration. Typically, the three perturbing transitions that must +be considered are g ---+ I, g ---+ U, and I ---+ U, where g stands for the ground +electronic state, and I and U for the lower and upper states of the radiative +transition. Using the expression given by Griem (1964, p 97), we obtain +3e2 +.6.·\esonance = 16 2 +2 +7r comec +'-v--" +6.72 x 1O-16 m-2 +Using +the +constants +of Wiese +et +al (1966) +(Aul = 486.132nm, +Alg = 121.567 nm, Aug = 97.2537 nm, gu = 32, gg = 2, gl = 8, fgl = 0.4162, +fgu = 0.02899, fiu = 0.1193), we obtain the resonance HWHM listed in +table 8.5.1. +8.5.4.4 +Van der Waals broadening +Van der Waals broadening is caused by collisions with neutral perturbers +that do not share a resonant transition with the radiating particle. Griem +(1964, p 99) gives the following expression for a radiating species r colliding +with a perturber p: +~ ul +a +3/5 +A2 (97r1i5 R2 )2/5_ +.6.Avan derWaals ~ 2c +16m~E] +Vrp Np +(2) +where vrp is the relative speed of the radiating atom and the perturber, Ep is +the energy of the first excited state of the perturber connected with its ground +state by an allowed transition, Np is the number density of the perturber, and +the matrix element R~ is equal to +2" ~ 1 +EH +[ +z2 EH +] +Ra ~ 2. E _ E +5 E +_ E + 1 - 31a (ta + 1) . +00 +a +00 +a +(3) +In equation (3), EH and Eoo are the ionization energies of the hydrogen atom +and of the radiating atom, respectively, Ea is the term energy of the upper +state of the line, la its orbital quantum number, and z is the number of +effective charges (z = 1 for a neutral emitter, z = 2 for a singly ionized +emitter, ... ). For H(3, we have EH = Eoo = 13.6eV, Ea = 12.75eV, and +z = 1. The H(3 transition is a multiplet of seven lines (see table 8.5.2) + +--- Page 526 --- +Plasma Emission Spectroscopy +511 +Table 8.5.2. Components of the H(J transition multiplet and their properties. +Wavelength +Aul +Upper level +Lower level +gu +gl +Relative +air (nm) +(S-I) +configuration +configuration +intensity +(% of total +H(J emission) +486.12785 +1.718 x 107 +4d2D3/2 +2p 2 P?/2 +4 +2 +25.5 +486.12869 +9.668 x 106 +4p211/2 +2s2 SI/2 +4 +2 +14.4 +486.12883 +8.593 x 105 +4s 2 SI/2 +2 20 +p PI /2 +2 +2 +0.6 +486.12977 +9.668 x 106 +4p 2 P?/2 +2S2 SI/2 +2 +2 +7.2 +486.13614 +2.062 x 107 +4d2D5/2 +2p211/2 +6 +4 +45.9 +486.13650 +3.437 x 106 +4d2D3/2 +2p211/2 +4 +4 +5.1 +486.13748 +1.719 x 106 +4s 2 SI/2 +2p211/2 +2 +4 +1.3 +originating from upper states 4s, 4p, and 4d of orbital angular momenta +la = 0, 1, and 2. For la = 0, 1, and 2, (R~)2/5 takes the values 13.3, 12.9, +and 12.0, respectively. As listed in table 8.5.2, the components issued from +the 4s, 4p, and 4d states represent 1.9, 21.6, and 76.5% of the total H{3 +emission, respectively. We use ~ese percentages as weighting factors to +determine an average value of (R;)2/5 = 12.2. +The relative velocity term v;P of equation can be related to the mean +speed as follows: +v;j,5 = (4/1f)2/1Or(9/5)(vrp)3/5 9:! 0.98(vrp )3/5 = 0.98(8kT /1fm;p)3/1O +(4) +where m;p is the reduced mass of the radiating species and its perturber. +Summing over all perturbers present in the plasma, and introducing the +mole fraction Xp of perturber p, equation becomes +,2 (9 1052 )2/5 +[ +X +] +~ +Aut +1fn Ra +3/10 P +p +.6.Avan derWaals ~ 0.98 2c +16m3 E2 +(8kT /1f) +kT L +4/5(. )3/10 . +e p +p +Ep +mrp +(5) +In air plasmas, 0, N, N2, °2, and NO represent 98% of the chemical +equilibrium composition for temperatures up to 10 000 K. We computed +the equilibrium mole fractions of these five species up to 10 000 K and +combined them with the Ep and m;p values listed in table 8.5.3 in order to +evaluate the summation term in equation (5). The value of this term is +found to be approximately constant over the entire temperature range and +equal to 0.151 ± 0.007. The final expression for the van der Waals HWHM +of H{3 in air plasmas with a small amount of hydrogen added is given in +table 8.5.1. + +--- Page 527 --- +512 +Plasma Diagnostics +Table 8.5.3. Constants needed in equation (5) when the radiating species is a hydrogen atom. +Perturber +M;p +Transition issued from the first +Ep +M;p -0.3 E;;0.8 +(g/mole) +excited state optically connected to +(eY) +(g/mol)-0.3 ey-O.8 +the ground state +0 +0.94 +3sO _ +3p +9.5 +0.17 +N +0.93 +4p _ +4sO +10.3 +0.16 +O2 +0.97 +B3z:,;; - +X 3z:,i (Schumann-Runge) +6.2 +0.23 +N2 +0.97 +bIng _ +X lz:,; (Birge-Hopfield I) +12.6 +0.13 +NO +0.97 +A 2z:,+ _ +X 2n (gamma) +5.5 +0.26 +8.5.4.5 Doppler broadening +For a collection of emitters with a Maxwellian velocity distribution +(characterized by a temperature Th ), Doppler broadening results in a +Gaussian lineshape with HWHM given by Griem (1964, p. 101): +1 +D.ADoppler = "2 AUl +The Doppler HWHM of H(3 is given in table 8.5.1. +8.5.4.6 Natural broadening +Natural broadening gives a Lorentzian line profile of HWHM: +D.Anatural = :;~ (L Aun + LAin) +n +E +- +-8 +iii +C +C) +en +-6 +en c +-4 +a:: o +-2 +10 +15 +20 +25 +30 +Time (J.IS) +Figure 8.6.7. Experimental ring-down traces with the laser tuned to the Nt absorption +bandhead (inset) with the high-voltage pulse (solid line) and without the high-voltage +pulse (dashed line). +uncertainty in the electrical measurement (10%) is primarily from uncer- +tainties in the momentum transfer cross-section (5 %), the discharge area +(4%), and the average gas temperature (8%). Column 4 of table 8.6.l +shows that the electron number densities found from optical and electrical +measurements overlap within their error bars. This excellent agreement +gives us confidence in our results for the electron number density. +8.6.3.6 +Temporal profiles of Nj concentration and electron number density +Figure 8.6.7 shows ring-down traces obtained with and without firing the +high voltage pulse, and with the laser tuned to the Nt B-X (0,0) bandhead. +In the absence of the high-voltage pulse (dashed line) the absorption losses +are constant in time, and the signal decays as a single-exponential. In the +trace with the pulse (solid line), the light decays more steeply after the +pulse, reflecting an increased concentration of Nt. The spike in the latter +trace coincides with the firing of the pulse, and is caused by rf interference +generated by the pulser. To verify that we are observing changes in the Nt +concentration, we examine the analogous traces but with the laser de tuned +from the absorption band (see figure 8.6.8). These traces confirm that the +only effect of the high voltage pulse on the ring-down system is to generate +the interference spike. We analyze these traces to determine over what +region the interference spike affects the data. We vary the delay of the +high-voltage pulse relative to the laser shot so that we can obtain ion concen- +trations at different times. + +--- Page 544 --- +Ion Concentration Measurements +529 +-12 +- +-10 +> +E - +-8 +C; c +CJ +-6 +en +tn +C +-4 +a:: +0 +-2 +IHV +-.......... - +- -, Pulse +o +5 +10 +15 +20 +25 +30 +Time (JJS) +Figure 8.6.8. Experimental ring-down traces with the laser tuned away from the Nt +absorption (inset). We slightly scale «5%) the amplitude of the traces for visual clarity. +The detuned trace (dashed line) is offset by 0.2 m V to make it more visible. +We quantify the time-varying Nt concentration using equation (4) with +a 1 ~s window. This time interval represents a good compromise in making +the window short compared to the timescale of the process studied yet +affording an acceptable signal-to-noise level. The empty-cavity losses +(mirror reflectivity) are found from the ring-down signals with the laser +detuned, and these losses are subtracted in the analysis. Using tabulated +line strengths and the discharge dimensions, we find the absolute Nt center- +line concentrations as a function of time. Figure 8.6.9 presents the time- +varying concentrations (symbols). The error bars reflect uncertainties in +the population fractions, as well as uncertainty associated with a possible +change in shape of the concentration profile. The latter uncertainty is +estimated by chemical kinetic considerations (see Yalin et aI2002). One micro- +second after the pulse, the Nt concentration is '" 1.5 x 1013 cm -3, and then Nt +recombines to the dc level in about 1 0 ~s. The dc level is found by analyzing the +pulsed data at sufficiently long time delays after the pulse, and its value is +consistent with that found in the dc plasma without the pulser. +For the pulsed discharge, we also determine the electron concentration +by measuring the electrical conductivity. The temporally resolved electron +concentrations are shown with a swath in figure 8.6.9. The uncertainty in +the dc electron concentration reflects uncertainties in the profile shape, the +momentum transfer cross-section, and the gas temperature. The colli- +sional-radiative model predicts that Nt is the dominant ion produced by +the pulse. Thus, the agreement between the time-dependent electron and +Nt concentrations during plasma recombination verifies the temporally + +--- Page 545 --- +530 +Plasma Diagnostics +16 - +'1 +E +(,) 12 +... ... o +"I:"" +- +8 +.... ++ +~ 4 +S' -4,,.----------, +til +'-" -5 +00-6 +o +0::: +~ -7 +------------"_._---- +5 -8h10-.."...I!--~=--.,..4.-,8,-1 +O+-~~_r~~~~_y~~~~~ +o +2 +4 +6 +8 +10 +12 +14 +Time after Pulse (~) +16 - +'1 +12 E +(,) +... +"'0 +8 ~ +CD +C +Figure 8.6.9. CRDS measurements of Nt concentrations (circles) and conductivity +measurements of electron densities (swath) versus time following the firing of a high- +voltage pulse in an atmospheric pressure nitrogen dc plasma. The dc level of Nt concen- +tration found by CRDS is shown with a hatched bar. The inset shows the ring-down signals +(plotted on a semi-log scale) with the HV pulse (solid), and without the HV pulse (dotted). +resolved CRDS measurement. The measured recombination time is consis- +tent with reported (Park 1989) dissociative recombination rate coefficients +for Nt (approximately 5 x 10-8 cm3/s). +8.6.3.7 Non-equilibrium discharge +To have a measure of the degree of non-equilibrium in the dc discharges, we +examine the ratio of the measured electron number density (at the radial half- +maximum) to the LTE electron number density at the corresponding +gas temperature. These ratios are given in column 3 of table 8.6.2 for +the four conditions studied in the dc discharge. The measured ion and +electron concentrations in the discharge are significantly higher than those +Table 8.6.2. Ratio of the measured dc electron number density +to the concentration corresponding to a L TE +plasma at the same gas temperature. +i (rnA) +Tg (K) +ne-CRDS/ne-LTE +52 +3100 +2.8 x 104 +97 +3600 +980 +142 +4200 +48 +187 +4700 +5.6 + +--- Page 546 --- +Ion Concentration Measurements +531 +corresponding to LTE conditions at the same gas temperature. The results +quantify the degree of ionization non-equilibrium in the discharges. At +higher values of discharge current the LTE concentration of charged species +rises steeply, so that the ratio of measured concentration to LTE concentra- +tion reduces. Related work in our laboratory has shown that by more rapidly +flowing the gas, comparable electron densities may be achieved with lower +gas temperatures. Clearly, additional non-equilibrium is generated in the +pulsed discharge. The high voltage pulse has a negligible effect on the gas +temperature (and hence corresponding LTE number density) yet the +measured electron number density in the discharge increases by a factor of +at least 4 immediately following the high voltage pulse. +8.6.4 NO+ measuremeuts +8.6.4.1 +RF air plasma +The experimental set-up is shown schematically in figure 8.6.10. Atmospheric +pressure air plasmas are generated with a 50 kW rf inductively coupled +plasma torch operating at a frequency of 4 MHz. The torch is operated +with a voltage of 8.9 kV and a current of 4.6 A. The torch has been +extensively characterized at similar conditions, and the plasma is known to +be near LTE with a temperature of about 7000 K (Laux 1993). +8.6.4.2 CRDS measurements +Unlike the Nt ion, the NO+ ion does not have optically accessible electronic +transitions. To perform CRDS measurements, the ion must be probed by +accessing its infrared vibrational transitions. The strongest vibrational tran- +sitions are the fundamental bands, and for these transitions one finds that the +Nozzle +(7 em diameter) +Quartz +Tube +Power and +___ +Cooling Water ......... +Coil +Plasma Exit Velocity: -10 mls +'t:tlow (5 em) = -5 ms +'t:cllemistry < I ms +Gas Injectors: +• Radial +• Swirl +• Axial +Figure 8.6.lO. Schematic cross-section of torch head with 7 cm diameter nozzle. + +--- Page 547 --- +532 +Plasma Diagnostics +9.0><10.5 +8.0><10.5 +70x10·5 +6. 0x10 5 +fl 5. 0x10 5 +r::: +til -e 4.0><10.5 +0 +UI +.c « 3.0><10.5 +2.0x10·5 +1.0><10.5 +0 +3.8 +4.0 +4.2 +4.4 +4.6 +4.8 +A. (Il-m) +Figure 8.6.11. Modeled absorbance of the air plasma at LTE temperature of 7000K over +pathlength of 5 cm. Absorption by NO, OH, and NO+ are included. Rotationally resolved +lines of the vibrational transitions are shown. +absorbance per NO+ ion is about 20000 times less than that of the electronic +transitions of the Nt ion. Figure 8.6.11 shows the modeled absorbance, as a +function of wavelength, for the air plasma at the conditions used. The simu- +lation is performed with SPECAIR and assumes a pathlength of 5 cm, and +LTE conditions at a temperature of 7000 K (Tg = Tr = Tv = Telectronic = +7000 K). The simulation includes the infrared absorption features of NO, +OH, and NO+. The absorption by NO and OH is relatively weak, while +the various fundamental bands ofNO+ have stronger predicted absorbances. +It is evident that the NO+ absorption begins at a wavelength of about +3950 nm, and is a maximum at about 4lO0nm. Accessing these infrared +wavelengths is challenging in terms of available laser sources. The current +measurements have been performed using a Continuum-Mirage OPO +system. The Mirage laser is designed to operate at a maximum wavelength +of 4000 nm; however, we optimized the alignment in a manner that enabled +operation in the vicinity of 4lO0 nm, in order to be nearer to the peak NO+ +absorption. Ring-down cavity alignment at these wavelengths is challenging, +since the beam (and its back-reflections) are not readily observable. The ring- +down cavity was aligned using a combination of LCD (liquid crystal display) +paper to locate the beam, and a helium-neon laser to act as a reference. With +the plasma off, ring-down times of about 1.2 jlS were obtained, corresponding +to mirror reflectivities of about 0.998 (approximately an order of magnitude +worse than the mirrors used for the Nt experiments). + +--- Page 548 --- +Ion Concentration Measurements +533 +Our initial attempts to perform CRDS measurements in the plasma +torch used the same cavity-geometry as was used in the Nt experiments- +a g-parameter of 0.5. With the plasma off, this geometry yielded excellent +stability in the ring-down times: 1 % standard deviation in ring-down time +for single shot ring-down signals. However, with the plasma on, the beam +steering reduced the stability significantly. In the rf plasma, as compared +to the smaller nitrogen plasma, the cavity-geometry considerations are +different. In the smaller nitrogen plasma, we wanted to minimize simulta- +neously the cavity beam-waist and the beam-walk, leading to a g-parameter +of -0.5 (see discussion above). On the other hand in the rf plasma, the +plasma dimension (about 5 cm) is significantly larger than the beam dimen- +sion (about 1 mm). Therefore, the exact beam dimension is not critical, +and the cavity-geometry may be selected solely to minimize beam-walk. +The numerical modeling of Spuler and Linne (2002) indicates that mini- +mizing the beam-walk may be accomplished with a g-parameter of about +0.25, which we implemented by using a cavity of length 75 cm, and mirrors +of radius-of-curvature of 1 m. This geometry did indeed reduce the beam- +walk and enabled improved stability (about 2% standard deviation in +empty cavity ring-down times). +As will be discussed, the identification of spectral lines in the analysis of +the air plasma spectra is challenging. In order to assist in identifying NO+ +spectral features, we also collected CRDS spectra with the plasma running +with argon and nitrogen (as opposed to air), conditions that are not expected +to have any significant NO+ concentration. +8.6.4.3 +Results and discussion +Figure 8.6.12 shows a measured absorbance spectrum along the centerline of +the air plasma. The experimental data were obtained by averaging 16 laser +shots at each spectral position. The plotted CRDS data have been converted +to absorbance, and fitted with a peak-fitting program. (Fitted peaks are +shown in black, while raw data are shown with blue symbols.) Also shown +is the modeled NO absorbance assuming the expected plasma conditions +of path length 5 cm, and L TE at 7000 K. The modeled contributions from +OH and NO absorption are negligible on this scale. Comparing the CRD +spectrum in the air plasma to the CRD spectrum in the argon/nitrogen +plasma provides information as to line identities. The largest spectral feature +(at "-'4127.7nm) is present in both spectra, and therefore is presumed not to +be NO+. Comparing the other observed spectral features with the model does +not yield good agreement. To the best of our knowledge, the spectroscopic +constants used in our modeling are the most recent and accurate ones +available (Jarvis et aI1999). The exact locations of the rotationally resolved +lines are largely determined by the rotational constants B, which have a +quoted uncertainty of ±0.005 cm- 1 (or about 0.25%). Based on the quoted + +--- Page 549 --- +534 +Plasma Diagnostics +0.0004 .,------------"11""""-----------, +~ 0.0002 +Data~ +s::: as +. +.0 +. +... +0 +I/) +.0 « +0.0000 +-0.0002 -I--r---.--..,.--..----,---T""-,---.---,--.--,-----.---i +41220 +41240 +41260 +41280 +41300 +41320 +41340 +~(A) +Figure 8.6.12. Experimental and modeled absorbance spectrum from the air plasma near +4100 nm. Raw data (blue symbols) as well as fitted peaks (top black line) are shown, as well +as the modeled NO+ lines (plotted negative for visual clarity). The precision of the spectro- +scopic constants used in the model is insufficient to predict accurately the locations of the +rotational lines. +uncertainty we performed an uncertainty analysis, and found that with this +level of precision it is not possible to accurately predict the locations of +the rotational lines. Therefore, any match between the experimental data +and model would be fortuitous. Our experimental features are repeatable +(to within experimental uncertainty) and have approximately the correct +integrated area, so we do believe they belong to NO+. +8.6.5 Conclusions +Spatial and temporal profiles of Nt concentration have been measured in dc +and pulsed atmospheric pressure nitrogen glow discharges by cavity ring- +down spectroscopy. Special care in the selection of cavity geometry is +needed in the atmospheric pressure plasma environment. Sub-millimeter +spatial resolution, microsecond temporal resolution, and sub-ppm concen- +tration sensitivity have been achieved. The signal-to-noise ratio suggests a +dc detection limit of about 7 x 1010 cm-3 for Nt ions at our experimental +conditions (corresponding to an uncertainty in column density of about +1.4 x 1010 cm -2). Using a collisional-radiative model we infer electron +number densities from the measured ion profiles. The values of electron +number density found in this way are consistent with those found from + +--- Page 550 --- +Ion Concentration Measurements +535 +spatially integrated electrical conductivity measurements. The spectroscopic +technique is clearly favorable, because it offers spatial resolution and does +not require knowledge of other discharge parameters. Furthermore, the +spectroscopic technique enables measurements of the speciation of the ion +density, information not available from direct electrical measurements. +Measurements of the NO+ ion in air plasmas have also been demon- +strated. The accessible spectral features of NO+ are vibrational transitions, +considerably weaker than the ultraviolet electronic transitions used to +probe Nt. Nevertheless, CRDS data from air plasmas were obtained, and +spectral features attributed to NO+ were observed. This technique shows +promise for the measurement of NO+ concentrations once more accurate +spectroscopic constants of NO+ become available. +References +Aldener M, Lindgren B, Pettersson A and Sassenberg U 2000 'Cavity ringdown laser +absorption spectroscopy: nitrogen cation' Physica Scripta 61(1) 62-65 +Berden G, Peeters R and Meijer G 2000 'Cavity ring-down spectroscopy: experimental +schemes and applications' Int. Rev. Phys. Chern. 19(4) 565-607 +Booth J P, Cunge G, Biennier L, Romanini D and Kachanov A 2000 'Ultraviolet cavity +ring-down spectroscopy of free radicals in etching plasmas' Chern. Phys. Lett. +317(6) 631-636 +Brown S S, Ravishankra A R and Stark H 2000 'Simultaneous kinetics and ring-down: +rate coefficients from single cavity loss temporal profiles' J. Chern. Phys. A 104 +7044-7052 +Busch K Wand Busch A M (eds) 1999 Cavity-Ringdown Spectroscopy (acS Symposium +Series) (Oxford: Oxford University Press) +Grangeon F, Monard C, Dorier J-L, Howling A A, HoUenstein C, Romanini D and +Sadeghi N 1999 'Applications of the cavity ring-down technique to a large-area +RF-plasma reactor' Plasrna Sources Sci. Technol. 8448-456 +Jarvis G K, Evans M, Ng C Y and Mitsuke K 1999 'Rotational-resolved pulsed field +ionization photoelectron study of NO+ X lI;+, v+ = 0-32) in the energy range of +9.24-16.80eV' JCP 111(7) 3058-3069 +Kessels W M M, Leroux A, Boogaarts M G H, Hoefnagels J P M, van de Sanden M C M +and Schram D C 2001 'Cavity ring down detection ofSiH3 in a remote SiH4 plasma +and comparison with model calculations and mass spectrometry' 1. Vac. Sci. +Technol. A 19(2) 467-476 +Kotterer M, Conceicao J and Maier J P 1996 'Cavity ringdown spectroscopy of molecular +ions: A 2rrux 2I;; (6-0) transition of Nt Chern. Phys. Lett. 259(1-2) 233-236 +Laux C 0 1993 'Optical diagnostics and radiative emission of air plasmas' Mechanical +Engineering. Stanford University, Stanford, CA, p 232 +Laux C 0, Gessman R J, Kruger C H, Roux F, Michaud F and Davis S P 2001 'Rotational +temperature measurements in air and nitrogen plasmas using the first negative +system of Nt JQSRT 68(4) 473-482 +Michaud F, Roux F, Davis S P, Nguyen A-D and Laux C 0 2000 'High resolution Fourier +spectrometry of the 14Nt ion' J. Molec. Spectrosc. 203 1-8 + +--- Page 551 --- +536 +Plasma Diagnostics +Park C 1989 Nonequilibrium Hypersonic Aerothermodynamics (New York: Wiley) +Pierrot L, Yu L, Gessman R J, Laux C 0 and Kruger C H 1999 'Collisional-radiative +modeling of non-equilibrium effects in nitrogen plasmas' in 30th AIAA Plasma- +dynamics and Lasers Conference, Norfolk, VA +Quandt E, Kraemer I and Dobele H F 1999 'Measurements of Negative-Ion Densities by +Cavity Ringdown Spectroscopy' Europhysics Lett. 45 32-37 +Schwabedissen A, Brockhaus A, Georg A and Engemann J 2001 'Determination of the +gas-phase Si atom density in radio frequency discharges by means of cavity ring- +down spectroscopy' J. Phys. D: Appl. Phys. 34(7) 1116-1121 +Shkarofsky I P, Johnston T Wand Bachynski M P 1966 The Particle Kinetics of Plasmas +(Addison-Wesley) +Siegman A E 1986 Lasers (Mill Valley: University Science Books) +Spuler S and Linne M 2002 'Numerical analysis of beam propagation in pulsed cavity ring- +down spectroscopy' Appl. Optics 41(15) 2858-2868 +Yalin, A P and Zare R N 2002 'Effect of laser lineshape on the quantitative analysis of +cavity ring-down signals' Laser Physics 12(8) 1065-1072 +Yalin A P, Zare R N, Laux C 0 and Kruger C H 2002 'Temporally resolved cavity ring- +down spectroscopy in a pulsed nitrogen plasma' Appl. Phys. Lett. 81(8) 1408-1410 +Zalicki P and Zare R N 1995 'Cavity ring-down spectroscopy for quantitative absorption +measurements' J. Chem. Phys. 102(7) 2708-2717 + +--- Page 552 --- +Chapter 9 +Current Applications of Atmospheric +Pressure Air Plasmas +M Laroussi, K H Schoenbach, U Kogelschatz, R J Vidmar, S Kuo, +M Schmidt, J F Behnke, K Yukimura and E Stoffels +9.1 +Introduction +High-pressure non-equilibrium plasmas possess unique features and charac- +teristics which have provided the basis for a host of applications. Being +non-equilibrium, these plasmas exhibit electron energies much higher than +that of the ions and the neutral species. The energetic electrons enter into +collision with the background gas causing enhanced level of dissociation, +excitation and ionization. Unlike the case of thermal plasmas, these reactions +occur without an increase in the gas enthalpy. Because the ions and the +neutrals remain relatively cold, the plasma does not cause any thermal +damage to articles they may come in contact with. This characteristic +opens up the possibility of using these plasmas for the treatment of heat- +sensitive materials including biological tissues. In addition, operation in +the high-pressure regime lends itself to the utilization of three-body processes +to generate useful species such as ozone and excimers (excited dimers and +trimers). +Low-temperature high-pressure non-equilibrium plasmas are already +routinely used in material processing applications. Etching and deposition, +where low-pressure plasmas have historically been dominant, are examples +of such applications. In the past two decades, non-equilibrium high-pressure +plasmas have also played an enabling role in the development of excimer +VUV and ultraviolet sources (Elias son and Kogelschatz 1991, EI-Habachi +and Schoenbach 1998), plasma-based surface treatment devices (Dorai and +Kushner 2003), and in environmental technology such as air pollution +control (Smulders et at 1998). More recently, research on the biological +and medical applications of these types of plasmas have witnessed a great +537 + +--- Page 553 --- +538 +Current Applications of Atmospheric Pressure Air Plasmas +interest from the plasma and medical research communities. This is due to +newly found applications in promising medical research such as electro- +surgery (Stoffels et al 2003, Stalder 2003), tissue engineering (Blakely et al +2002), surface modification of bio-compatible materials (Sanchez-Estrada +et al 2002), and the sterilization of heat-sensitive medical instruments +(Laroussi 2002). These exciting applications would not have been possible +were it not for the extensive basic research on the generation and sustainment +of relatively large volumes of 'cold' plasmas at high pressures and with rela- +tively small input power. However, as seen in the previous chapters of this +book, in the case of air several challenges still remain to be overcome to +arrive at an optimal generation scheme that is capable of producing large +volume of air plasmas without a prohibitive level of applied power. Nonethe- +less, as will be shown in this chapter, success in this research endeavor will +potentially bring with it substantial economical and societal benefits. In +particular, the semiconductor industry, chemical industry, food industry, +and health and environmental industries, as well as the military stand to +be great beneficiaries from the novel applications of 'cold' air plasmas. +In this chapter, several applications of non-equilibrium air plasma are +covered in details by experts who have extensively contributed to this +research. The selected applications are of the kind that have had or poten- +tially will have a significant impact on industrial, health, environmental, or +military sectors. The first two sections (9.2 and 9.3) discuss electrostatic pre- +cipitation and ozone generation. This choice is motivated by the fact that +historically these two applications of electrical discharges were the first to +have been applied on a large industrial scale: electrostatic precipitation for +the cleaning of air from fumes and particulates, and ozone generation for +the disinfection of water supplies. Section 9.4 discusses the reflection and +absorption of electromagnetic waves by air plasmas. This has direct applica- +tions in military radar communications, and opens the possibility of using +plasmas as a protective shield from radar and high power microwave +weapons. Section 9.5 introduces the concept of using air plasmas to mitigate +the effects of shock waves in supersonic/hypersonic flights. Plasma has been +shown to reduce drag, which leads to lower thermal loading and higher fuel +efficiency. Section 9.6 discusses the use of air plasma to enhance combustion. +Ignition delays can be reduced and the combustion of hydrocarbon fuels can +be increased by the presence of radicals generated by the plasma. Section 9.7 +gives an extensive coverage of material processing by high-pressure non- +equilibrium plasmas. The cleaning of surfaces, functionalization (such as +for better adhesion), etching, and deposition of films are discussed and prac- +tical examples are presented. Section 9.8 explores on the use of plasma +discharges for the decomposition of NOx and VOCs. All practical aspects +of the decomposition processes are discussed in detail. Sections 9.9 and +9.10 introduce the reader to the biological and medical applications of +'cold' plasmas. The emphasis of section 9.9 is on the use of air plasma to + +--- Page 554 --- +Electrostatic Precipitation +539 +inactivate bacteria efficiently and rapidly. The sterilization of heat-sensitive +medical tools and food packaging and the decontamination of biologically +contaminated surfaces are particularly attractive applications. The emphasis +of section 9.10 is the use of 'bio-compatible' plasmas for in vivo treatment +such as in electrosurgery. Cell detachment without damage using the +'plasma needle' is discussed. Wound healing is one example where 'bio- +compatible' plasma sources can be used. +Research on non-equilibrium air plasmas has been to a large extent +application-driven. Inter-disciplinary and cross-disciplinary efforts are +necessary to drive plasma-based technology forward and into new fields +and applications where air plasma has not been traditionally a component, +but its use can substantially improve the established conventional processes. +References +Blakely E A, Bjornstad K A, Galvin J E, Montero 0 R and Brown I G 2002 'Selective +neutron growth on ion implanted and plasma deposited surfaces' in Proc. IEEE +Int. Conf. Plasma Sci., Banff, Canada, p 253 +Dorai R and Kushner M 2003 'A model for plasma modification of polypropylene using +atmospheric pressure discharges', J. Phys. D: Appl. Phys. 36 666 +EI-Habachi A and Schoenbach K H 1998 'Emission of excimer radiation from direct +current, high pressure hollow cathode discharges' Appl. Phys. Lett. 72 22 +Eliasson Band Kogelschatz U 1991 'Non-equilibrium volume plasma processing' IEEE +Trans. Plasma Sci. 19(6) 1063 +Laroussi M 2002 'Non-thermal decontamination of biological media by atmospheric +pressure plasmas: Review, analysis and prospects', IEEE Trans. Plasma Sci. 30(4) +1409, 1415 +Sanchez-Estrada F S, Qiu H and Timmons R B 2002 'Molecular tailoring of surfaces via rf +pulsed plasma polymerizations: Biochemical and other applications' in Proc. IEEE +Int. Conf Plasma Sci., Banff, Canada, p 254, +Smulders E H W M, Van Heesch B E J M and Van Paasen B S V B 1998 'Pulsed power +corona discharges for air pollution control' IEEE Trans. Plasma Sci. 26(5) 1476 +Stadler K 2003 'Plasma characteristics of electro surgical discharges' in Proc. Gaseous Elec- +tronics Conf, San Fransisco, CA, p 16 +Stoffels E, Kieft I E and Sladek R E J 2003 'Superficial treatment of mammalian cells using +plasma needle' J. Phys. D: Appl. Phys. 36 1908 +9.2 Electrostatic Precipitation +9.2.1 +Historical development and current applications +The influence of electric discharges on smoke, fumes and suspended particles +was described by William Gilbert as early as 1600. Gilbert acted as the + +--- Page 555 --- +540 +Current Applications of Atmospheric Pressure Air Plasmas +president of the British Royal College of Physicians and also as physician to +Queen Elizabeth I of England. His famous work De M agnete (on the magnet) +was a comprehensive review of what was then known about electrical and +magnetic phenomena. In 1824 Hohlfeld in Leipzig reported an experiment +of clearing smoke in a jar by applying a high voltage to a corona wire +electrode. Similar experiments were later repeated in Britain by Guitard in +1850 and by Lodge in 1884. Sir Oliver Lodge was the first to systematically +investigate this effect and to put it to test on large scale in lead smelters at +Bagillt in Flintshire, UK, to suppress the white lead fume escaping from +the chimney (Hutchings 1885, Lodge 1886). To supply the corona current +special electrostatic induction machines of the Wimshurst type were +designed, with rotating glass plates of 1.5 m diameter. This can be considered +the first, although not totally successful, commercial application of electro- +static precipitation for pollution control. The importance of this new +'electrical process of condensation for a possible purification of the atmos- +phere' was clearly recognized, and international patent coverage was +obtained (Walker 1884). Practically simultaneously and independently a +German patent was issued for a cylindrical precipitator (Moller 1884). +A number of important industrial applications followed the pioneering +work of Frederick Gardner Cottrell, a professor of physical chemistry at the +University of California-Berkeley. Starting in 1906 he conducted research on +air pollution control, responding to growing nuisance caused by factories in +his native San Francisco. The result was an improved precipitator, an elec- +trical device, which could collect dusts and fumes as well as acid mists and +fogs. Cottrell was the first to realize that for precipitation the negative +corona discharge was superior to the positive corona, and who took advan- +tage of the newly developed synchronous mechanical rectifier (Lemp 1904) +and better high voltage step-up transformers. Within a few years commercial +applications evolved for collecting sulfuric acid mists, for zinc and lead +fumes, for cement kiln dust, for gold and silver recovery from electrolytic +copper slimes, and for alkali salt recovery from waste liquors in paper- +pulp plants (Cottrell 1911). In 1923 the first use of electrostatic precipitators +(ESPs) collecting fly ash from a pulverized coal-fired power plant was +reported. This process became by far the largest single application of +ESPs. The fine wire corona discharge electrode, as it is used in many precipi- +tators today, one of the most important advances in precipitator technology, +was introduced and patented W A Schmidt (1920), a former student of +Cottrell. In the following years investigations by Deutsch (1922, 1925a,b) +and Seeliger (1926) brought new insight in the physical processes involved +in electrostatic precipitation and a first quantitative formulation of precipi- +tator performance. The Deutsch equation has been used ever since for +sizing precipitators. For further details the reader is referred to the classical +comprehensive treatment of industrial electrostatic precipitation by H J +White (1963), to some more recent books (Oglesby and Nicholls 1978, + +--- Page 556 --- +Electrostatic Precipitation +541 +Cross 1987, Parker 1997) and to well written review articles (White 1957, +1977/781984, McLean 1988, Lawless et a11995, Lawless and Altman 1999). +The main advantages of electrostatic precipitators are that various +types of dust, mist, droplets etc. can be collected under both dry and wet +conditions, and also that submicron size particles can be collected with +high efficiency. ESPs can handle very large air or flue gas streams, typically +at atmospheric pressure, with low power consumption and low pressure +drop. +These properties have led to a number of large-scale commercial appli- +cations in the following industries: steel mills, non-ferrous metal processing, +cement kilns, pulp/paper plants, power plants and waste incinerators, +sulfuric acid plants, and in petroleum refineries for powder catalyst recovery. +Much smaller ESPs of different design are used for indoor air cleaning in +homes and offices. +9.2.2 +Main physical processes involved in electrostatic precipitation +Electrostatic precipitation is a physical process in which particles suspended +in a gas flow are charged electrically by ions produced in a corona discharge, +are separated from the gas stream under the influence of an electric field, and +are driven to collecting plates, from which they can be removed periodically +by mechanical rapping (dry ESP) or continuously by washing (wet ESP). +Typical configurations are corona wires centered in cylinders or wires +mounted at the center plane between parallel plates forming ducts (figure +9.2.1). +The discharge electrodes can be simple weighted wires, barbed wires, +helical wires, or rods, serrated strips and many other kinds. They all have +in common that they have parts with a small radius of curvature or sharp +edges to facilitate corona formation (see also chapters 2 and 6). The particle +laden gas flow is channeled to pass through many cylinders or ducts either in +___ Negative High Voltage +~~ +~ +Discharge +Electrodes +--- Weights---- +~~jIff'JI¥,I'- +Collecting +Plates +at Ground +Potential +Figure 9.2.1. Cylindrical and planar precipitator configurations with weighted wire corona +discharge electrodes. + +--- Page 557 --- +542 +Current Applications of Atmospheric Pressure Air Plasmas +the vertical (cylinders) or horizontal direction (ducts). In large precipitators +negative coronas are used almost exclusively because they have a larger +stability range and can be operated at higher voltages. For these devices +electrode plate distances of O.2-O.4m and voltages in the range 50-110kV +are common. Small ESPs for indoor air cleaning normally use positive +coronas, because they produce less ozone, a matter of great concern for +indoor applications. +9.2.2.1 +Generation of electrons and ions +The active corona region in which electrons as well as positive and negative +ions are generated is restricted to a very thin layer around the corona elec- +trodes. Typically ionization occurs only in a layer extending a fraction of +1 mm into the gas volume. Positive ions travel only a short distance to the +negative electrode, while electrons and negative ions start moving towards +the collecting surface at ground potential. In air or flue gas mixtures at +atmospheric pressure electrons rapidly attach to 02> CO2 or H20 molecules, +thus forming negative ions. As a consequence, most of the space in the duct is +filled with negative ions. They are utilized to charge dust particles so that +these can be subjected to electrical forces in order to separate the dust +from the gas stream. With modern computational tools it is possible to calcu- +late the ion charge density distribution for complicated electrode structures. +An example is given in figure 9.2.2 for one helical electrode (left part) and for +three helical electrodes in a duct formed by specially shaped collecting plates +(right part). +It is interesting to note that practically no ions are produced on the inner +side of the helical discharge electrode ( dark zone) because of shielding effects. +The shape and orientation of the ion clouds in the duct depends very much on +Figure 9.2.2. Ion charge density on a helical corona electrode and in three different hori- +zontal planes of an ESP duct formed by specially shaped collecting plates (maximum +charge density: 10-4 As m -3). + +--- Page 558 --- +Electrostatic Precipitation +543 +0.5 +1 +1.5 +(mAIm:) +Figure 9.2.3. Current density on collecting plates and ion-induced secondary flow in an +ESP duct with helical corona electrodes and specially formed collecting plates. +where the horizontal plane used in the visualization cuts the helix as well as +on the location and shape of the closest collecting plane and on the distance +to the neighboring electrodes. The complicated ion flow leads to a very +inhomogeneous current density distribution on the collecting plates +including zones of zero current density (figure 9.2.3). Such inhomogeneous +current distributions were measured as well. They also show up in the +deposited dust patterns. +9.2.2.2 Space charge limitations and saturation current +For practical purposes the active corona layer where ionization takes place +can be regarded as very thin and as a copious source of charge carriers, in +this case negative ions. The amount of current that is drawn depends on +the characteristics of the ion drift region, which again depends on the applied +voltage. The maximum current scales linearly with the ion mobility p, and +with U2, when U is the applied voltage. The current is limited by the space +charge accumulated in the duct. A unipolar ion drift region can be described +by the following set of equations: +E = - V = -grad +V2 = divgrad = -pleo +j = pp,E +V . j = div j = o. +(9.2.1 ) +(9.2.2) +(9.2.3) +(9.2.4) +In these equations E stands for the electric field, for the potential, p for the +ion space charge density, eo for the vacuum permittivity (8.85 x 10-12 As/ +V m), and j for the current density. Poisson's equation (9.2.2) enforces a +strong coupling between the ion space charge and the electric field. Adequate + +--- Page 559 --- +544 +Current Applications of Atmospheric Pressure Air Plasmas +boundary conditions have to be formulated at the rim of the active corona +region and at the collecting plane. +Because of this strong dependence on the voltage, ESPs operate at the +maximum possible voltage stable corona discharge operation will allow. +Since the highest possible voltage is beneficial both for charging and precipi- +tation, ESPs are automatically controlled to run close to the sparking limit by +allowing a certain number of sparks per unit of time to occur (up to 60 sparks +per minute). Modern ESPs utilize all-solid-state high voltage rectifiers and +microcomputer controls. +9.2.2.3 +Main gas flow and electric wind +Ions, traveling in the duct at a speed of the order 100 mis, move perpendicu- +larly to the gas stream flowing at a speed of about 1 m/s. Since they have +practically the same mass as the neutral components of the gas flow there +is an efficient collisional momentum transfer. As a result strong secondary +flows are induced. This phenomenon, referred to as the ion wind or electric +wind, has been known for a long time and has been reviewed by Robinson +(1962). At high applied voltages the magnitude of the ion-induced secondary +flow component in an ESP becomes comparable to the main flow velocity. In +a complicated electrode duct geometry like the helical discharge electrodes +discussed earlier, this leads to stationary or oscillating vortex structures +(Egli et al 1997), as demonstrated in the right-hand part of figure 9.2.3. +The computed cross flow velocity distribution is shown in a vertical plane +perpendicular to the main flow, located between the second and third helical +discharge electrode. +As already suspected by Ladenburg and Tietze (1930) the electric wind +can have a major adverse influence on particle collection. Recent 3D compu- +tations of corona charging, particle transport in the flow field and particle +collection show that this is indeed the dominating effect at certain operating +conditions (Egli et a11997, Lowke et aI1998). +9.2.2.4 Particle charging +The physical processes involved in corona charging of powders and droplets +have been studied in great detail. Apart from precipitators these phenomena +are utilized in electrophotography (Crowley 1998), copying machines, +printers, liquid spray guns, and in powder coating (Mazumder 1998). Solid +particles or droplets entering a precipitator pass many corona zones, undergo +collisions with ions resulting in charge accumulating, and are subjected to +Coulomb forces in the electric field and to drag forces in the viscous flow. +The charging process of solid particles or droplets has two main contri- +butions, the relative importance of which depends on particle size. Field +charging is the dominating process for particles of diameter of about 2 Ilm + +--- Page 560 --- +Electrostatic Precipitation +545 +or more. It is described by the following differential equation: +dqf = p7rr2 ILpE (1 _ qf)2 +dt +P +qs +(9.2.5) +in which qf is the accumulated particle charge due to field charging, +p = 3cr/(2 + cr ), rp is the particle radius, and qs is the saturation charge. +The parameter p depends on the relative dielectric constant Cr of the particle +and varies only moderately between the value p = 1 for Cr = 1 and p = 3 for a +metallic particle (cr = (0). Charging stops when the saturation charge qs is +reached. At this point additional approaching ions will be deflected in the +electric field of the previously accumulated charges on the particle and will +no longer be able to impact. +(9.2.6) +At the ion densities and electric fields encountered in ESPs, field charging is a +fast process. Its rate is proportional to the ion density, the cross section of the +particle and to the electric field strength. Also the maximum attainable +charge is proportional to the particle cross section and the electric field. +Under typical precipitator conditions a 5)lm particle may accumulate several +thousand elementary charges. +For very small particles with r p :::; 1 )lm, field charging gets very slow and +another charging process depending on the Brownian motion of ions takes +over (Fuchs 1964). This process is referred to as diffusion charging and +follows a different law: +ILP +qd +co exp ( +qd· e +) _ 1 +47rcorpkT +(9.2.7) +where qd is the particle charge accumulated due to diffusion charging, e is the +elementary charge, k is the Boltzmann constant (1.38 x 10-23 J/K), and Tis +the gas temperature. +Diffusion charging is a much slower process than field charging. It +does not depend on the electric field and does not reach a saturation +charge. At the exit of a precipitator, after 10-15 s transit time, a 0.3)lm +particle has accumulated about 100 elementary charges. The theoretical +limit is reached (if ever) when the field at the particle surface has reached a +value where gas breakdown is initiated. In the intermediate particle size +rage O.I)lm < r p < lO)lm both charging mechanisms are of comparable +speed and occur simultaneously. The charging equations (9.2.5) and (9.2.7) +have to be integrated along the particle trajectories, simultaneously with +solving the coupled codes describing the corona discharge and the fluid +phenomena (Choi and Fletcher 1997, Egli et a11997, Meroth 1997, Gallim- +berti 1998, Medlin et aI1998). Instead of integrating (9.2.7) often a useful + +--- Page 561 --- +546 +Current Applications of Atmospheric Pressure Air Plasmas +approximate relation for the charge qd reached at time t is used: +3r kT +qd(t) = _P - +In(AIl,pt). +e +(9.2.8) +In this relation, suggested by Kirsch and Zagnit'ko (1990), A is a constant. It +shows that the charge obtained by diffusion charging is proportional to the +gas temperature and that it grows with the logarithm of the time t. +9.2.3 Large industrial electrostatic precipitators +Industrial precipitators can be very large installations. As an example the +precipitator at the exit of a pulverized-coal fired utility boiler of a 500 MW +power plant is described. Coal consumption is about 200 tons per hour +resulting in fly ash quantities of 20-80 tons per hour, depending on the +origin and quality of coal. Fly ash particles range from 0.1 to 10/lm size. +At the exit of the boiler they are dispersed in a flue gas stream of about 2.5 +million m3 per hour with a mass concentration of about 20 g/m3. To meet +tolerable output concentrations of 20 mg/m3 the precipitator has to reach a +weight collection efficiency of 99.9%. With modern technology this can be +achieved. In extreme cases even 99.99% efficiency has been obtained. It is +one of the major achievements of modern precipitator technology that +these goals can be reached with an almost negligible power consumption +of 0.1 % of the generated power and a pressure drop of only 1 mbar. +9.2.3.1 +Structural design +To handle such a large gas flow the flue gas is slowed down to about 1 m/s, +channeled into many parallel ducts of 15 m height, up to 15 m length, and +0.3-0.4 m width. Such large ESPs are subdivided into fields of about 5 m +length. About 11 0-150 such ducts add up to a total width of 45 m, being +typically sectionalized into 3 x 15 m. In total 60000 m2 of collecting area +are provided. At the center plane of each duct the discharge electrodes are +mounted. (See figure 9.2.4.) The helical electrodes shown in figures 9.2.2 +and 9.2.3 have the advantage that, mounted under tension in metal frames +at the center plane of each duct, they are always self centered. In addition, +rapping of the metal frames induces vibration of the discharge electrodes, +thus efficiently cleaning them of deposited fly ash. The charged particles +impinging on the collecting plates, usually made of mild steel, and kept at +ground potential, form a dust cake, which is held in position by electric +forces. It is removed periodically by mechanical rapping using either side- +or top-mounted hammers. Upon rapping the collected material is dislodged +and slides down into hoppers at the bottom from where it is removed by +conveyor belts. The special shape of the collecting plates indicated in figures +9.2.2 and 9.2.3 is chosen to give them mechanical strength and to reduce +rapping-induced re-entrainment of already collected material. + +--- Page 562 --- +Electrostatic Precipitation +547 +High Voltage Supplies ~~:::::::~ ......... +Screens for Gas Deceleration +and Distribution +Flue Gas with Fly Ash +coming from Boiler +Hoppeffif~ ~ +Dust Collection +Figure 9.2.4. Structure of a large precipitator behind a coal-fired utility boiler (Flakt +design). +9.2.3.2 Numerical modeling +For many years ESPs have been sized according to the Deutsch equation +which was derived in 1922 and which, for the first time, established a quan- +titative relation between the collection efficiency TJ of a precipitator and some +operational and geometry parameters: +TJ= 1- (Cexit/CO) = 1-exp(-wA/Q). +(9.2.9) +The quantities Cexit and Co are the dust concentrations at the exit and entrance +of the precipitator, respectively, A is the total collection area and Q is +the volumetric gas flow. The parameter w has the dimension of a velocity +and is called the migration velocity. For ESP sizing this parameter was +determined empirically and contained all the pertinent information about +precipitator design, dust properties and corona operation. +With a better understanding of all the physical processes involved, and +taking advantage of fast computers and advanced computational tools, +individual particle paths can now be followed through a large industrial +precipitator. This approach requires that sufficiently accurate computational +models are available for the field distribution and ion production, the +charging process, the flow field and the particle motion. Since there is a +strong interaction between the different processes involved the differential +equations describing the different processes have to be solved simultaneously +with appropriate boundary conditions. As an example some results are given +of numerical studies in which individual particle paths where followed +through a 12 m long ESP duct in which they passed 45 helical corona + +--- Page 563 --- +548 +Current Applications of Atmospheric Pressure Air Plasmas +a i +0.1 +~ +0.1 +0.1 +l. +lIkII:1ricwlnd +) +~ +0.01 +0.01 +~ +(lOOl,._u.' +0.001 +0.001 +0.01 +0.1 +10 +001 +0.1 +10 +0.01 +0.1 +10 +Particle Diameter (fJITl) +Figure 9.2.5. Fractional particle penetration curves demonstrating the influence of +different parameters. +electrodes (Kogelschatz et al 1999). For each size class 2000 particles with +different initial positions at the entrance were traced. +The plots, referred to as penetration curves, show the fraction of particles +that are able to pass the whole precipitator without getting collected, as a +function of particle size. The left-hand part of figure 9.2.5 demonstrates the +overwhelming influence of the electric wind. If it were not present, collection +would improve by more than 2 orders of magnitude. In the model computa- +tion this was simulated by switching off the electric volume forces on the +flow. These computations were performed for the specially formed collecting +plates (figures 9.2.2, 9.2.3), a O.4m duct, an initial flow velocity of 1 mls and +a corona voltage of 56kV. The middle graph of figure 9.2.5 shows results +for different flow velocities at a fixed voltage of 56kV in a O.4m duct with +planar walls. Clearly, slower transport velocity, and consequently longer resi- +dence time, results in better particle collection. The right-hand part shows the +influence of the applied voltage for a fixed initial flow velocity of 1 m/s. All +computations show that there is a particle size range between 0.1 and lllm +diameter that is difficult to collect. Larger particles are more efficiently +collected because they accumulate sufficient charge in the corona zones and +are subjected to strong electric forces. Very small particles are also easily +collected despite the reduced electric forces. The reason is that they experience +less flow resistance when particle diameters approach the mean free path of the +gas molecules (Cunningham slip). Measurements of particle size distributions +at the entrance and exit oflarge industrial precipitators yield the same form of +the penetration curves. Such numerical simulations, based on the fundamental +physical processes and validated in real situations, have become a powerful +tool for optimizing ESP performance. +9.2.3.4 Limitations by corona quenching and dust cake resistivity +The practical performance of electrostatic precipitators can be limited by +additional effects not mentioned so far. If large amounts of fine dust enter + +--- Page 564 --- +Electrostatic Precipitation +549 +the precipitator, the corona current in the entrance sections can drop to a +small fraction of what it had been without dust. This very pronounced +effect is called corona quenching. The reason is that the properties of the +corona discharge that were originally determined by ion mobility and ion +space charge are now determined by the much smaller dust mobility and +the dust space charge. Fortunately, after collecting most of this fine dust, +the corona recovers to its original current density, typically after a few +meters in the duct. +The collected material on the collecting plates can also pose limitations +on electrostatic precipitation. If particles have a very low electrical resistivity, +for example metal particles, they do not adhere to the collecting plates, thus +preventing collection. On the other hand, if dust resistivity is very high, one +might expect that the deposited dust layer would finally limit the current flow +and stop the corona. Normally a different phenomenon, called back corona, +occurs instead. Since the deposited dust forms a porous layer of growing +thickness and voltage drop, gas breakdown in interstices and on particle +surfaces can occur. When this happens, the corona current suddenly +increases and collection is severely effected. Now positive ions, generated +by back corona inside the dust cake, travel towards the center electrodes +and counteract the charging process with negative ions. This results in +what is called a bipolar corona. Obviously, for optimum charging conditions +we depend on a unipolar ion flow. +Back corona is observed in precipitators serving boilers using low sulfur +coal and also in powder coating, where high resistivity polymer particles and +pigments are deposited. It was first observed by Eschholz in 1919. The +described effects limit the useful range of electrostatic precipitators to +material with resistivity in the range of about 108 n·cm to less than +1013 n·cm. The resistivity range for optimum ESP performance is 108 to +1010 n·cm. In many cases high dust resistivity can be reduced by raising the +temperature or by conditioning, which means by using additives like H20 +or S03. The cohesive properties of the dust cake can be influenced by +adding NH3 to the gas stream. It is also possible to detect malfunctioning +of a precipitator section as a consequence of corona quenching or back +corona and counteract by modifying the electrical feeding of the corona. +9.2.4 Intermittent and pulsed energization +In many cases pronounced improvement of ESP performance has been +obtained by abandoning the classical dc high voltage on the discharge elec- +trodes. Microprocessor control of the supply voltage allows simple variations +in the way the corona discharge in ESPs is fed. Intermittent energization can +be achieved by suppressing voltage half cycles or even several cycles in the +rectifier circuit. This way, peak voltages higher than those achievable with +dc energization, and lower average voltages and average currents are + +--- Page 565 --- +550 +Current Applications of Atmospheric Pressure Air Plasmas +obtained. In addition to energy savings this can result in improved perfor- +mance if back corona is a problem. +Even better results can be obtained if pulsed energization is used. This +technique originated about 1950 following pioneering research and develop- +ment by Hall and White (Hall 1990). We speak of a pulsed corona if the +duration of the applied voltage pulse is shorter than the ion transit time +from the discharge electrode to the collecting plate. In a large ESP this is +typically of the order 1 ms. Using this technique, periodic short high-voltage +pulses are superimposed on a dc high voltage. Typical pulse widths of < IllS +to about 300 IlS and repetition rates of about 30 to 300 per second are used. +Pulsed energization introduces a number of new parameters that can be +optimized: pulse duration, pulse repetition frequency, base dc voltage. It +increases the uniformity of the corona along the discharge electrodes and +on the collecting plates. It helps to suppress back corona in the collection +of high resistivity dust. Experience shows that application of short HV +pulses to high resistivity dusts of 1010_10 13 O'cm results in significant perfor- +mance improvement over that achievable with dc energization. +In conclusion it can be stated that electrostatic precipitation is the +leading and most versatile procedure for high-efficiency collection of solid +particles, fumes and mists escaping from industrial processes. It presents +by far the most important application of industrial air pollution control. +About one hundred years of practical experience with various kinds of +dust, a growing understanding of the physical processes involved, and +more recently, the use of advanced computational tools simulating the +whole particle charging, particle motion and collection process have led to +its present supremacy. +References +Choi B S and Fletcher C A J 1997 J. Electrost. 40/41 413--418 +Cottrell F C 1911 J. Ind. Eng. Chern. 3 542-550 +Cross J A 1987 Electrostatics: Principles, Problems and Applications (Bristol: Adam Hilger) +Crowley J M 1998 'Electrophotography' in Wiley Encyclopedia of Electrical and +Electronic Engineering Webster J G (ed) (New York: Wiley-Interscience) vol 6, +pp 719-734 +Deutsch W 1922 Ann. Phys. 68335-344 +Deutsch W 1925a Z. Techn. Phys. 6423--437 +Deutsch W 1925b Ann. Phys. 76 729-736 +EgJi W, Kogelschatz U, Gerteisen E A and Gruber R 1997 J. Electrostat. 40/41 425--439 +Eschholz 0 H 1919 Trans. Am. Inst. Mining Metall. Eng. LX 243-279 +Fuchs N A 1964 The Mechanics of Aerosols (Oxford: Pergamon) +Gallimberti I 1998 J. Electrostat. 43 219-247 +Gilbert W 1600 Tractatus, sive Physiologia de Magnete, Magnetisque corporibus magno +Magnete tellure, sex libris comprehensus (London: Excudebat Petrus Short) +Guitard C F 1850 Mech. Mag. (London) 53346 + +--- Page 566 --- +Ozone Generation +551 +Hall H J 1990 J. Electrostat. 25 1-22 +Hohlfeld M 1824 Arch.f d. ges. Naturl. 2205-206 +Hutchings W M 1885 Berg- u Hiittenmiinn Zeitschr. 44 253-254 +Kirsch A A and Zagnit'ko A V 1990 Aerosol Sci. Technol. 12465--470 +Kogelschatz U, Egli Wand Gerteisen E A 1999 ABB Rev. 4/1999 33--42 +Ladenburg R and Tietze W 1930 Ann. Phys. 6 581-621 +Lawless P A and Altman R F 1999 'Electrostatic precipitators' in Wiley Encyclopedia of +Electrical and Electronic Engineering, Webster J G (ed) (New York: Wiley- +Interscience) vol 7 pp 1-15 +Lawless P A, Yamamoto T and Oshani 1995 'Modeling of electrostatic precipitators and +filters' in Handbook of Electrostatic Processes, Chang J S, Kelly A J and Crowley +J M (eds) (New York: Marcel Dekker) pp 481-507 +Lemp H 1904 Alternating current selector, US Pat No. 774,090 +Lodge 0 J 1886 J. Soc. Chem. Ind. 5 572-576 +Lowke J J, Morrow R and Medlin A J 1998 Proc. 7th Int. Con! on Electrostatic Precipita- +tion (ICESP VII), Kyonju, Korea 1998, pp 69-75 +Mazumder M K 1999 'Electrostatic processes' in Wiley Encyclopedia of Electrical and +Electronic Engineering, Webster J G (ed) (New York: Wiley-Interscience) vol 7 +pp 15-39 +McLean K J 1988 lEE Proc. 135347-361 +Medlin A J, Fletcher C A J and Morrow R 1998 J. Electrostat. 43 39--60 +Meroth A M 1997 Numerical Electrohydrodynamics in Electrostatic Precipitators (Berlin: +Logos-Verlag) +Moller K 1884 Rohrenformiges Gas und DampjJilter, German Pat. No. 31911 +Oglesby S and Nichols G 1978 Electrostatic Precipitation (New York: Decker) +Parker K R (ed) 1997 Applied Electrostatic Precipitation (London: Blackie) +Robinson M 1962 Am. J. Phys. 30 366--372 +Schmidt W A 1920 Means for separating suspended matter from gases, US Pat. No. +1,343,285 +Seeliger R 1926 Z. Techn. Phys. 7 49-71 +Walker A 0 1884 A process for separating and collecting particles of metals or metallic +compounds applicable for condensing fumes from smelting furnaces and for other +purposes, Brit Pat No. 11,120 +White H J 1957 J. Air Poll. Contr. Ass. 7167-177 +White H J 1963 Industrial Electrostatic Precipitation (Reading: Addison-Wesley) +White H J 1977/78 J. Electrostat. 4 1-34 +White H J 1984 J. Air Poll. Contr. Ass. 34 1163-1167 +9.3 Ozone Generation +9.3.1 +Introduction: Historical development +In 1785 the natural scientist Martinus van Marum described a characteristic +odor forming close to an electrostatic machine, and in 1801 Cruikshank, + +--- Page 567 --- +552 +Current Applications of Atmospheric Pressure Air Plasmas +performing water electrolysis, noticed the same odor at the anode. Only in +1839 Schonbein, professor at the University of Basel, also working on elec- +trolysis, established that this very pronounced smell was due to a new +chemical compound which he named ozone after the Greek word OSElV for +to reek or smell. It took another 25 years of scientific vehement dispute +before J L Soret could establish in 1865 that this new compound was made +up of three oxygen atoms. +Industrial ozone generation is the classical application of non-equilibrium +air plasmas at atmospheric pressure. Low temperature is mandatory because +ozone molecules decay fast at elevated temperature. At the same time a +relatively high pressure is required because ozone formation is a three- +body reaction involving an oxygen atom, an O2 molecule and a third collision +partner, O2 or N2 • The dielectric barrier discharge (silent discharge) origin- +ally proposed by Siemens (1857) for 'ozonizing air' is ideally suited for this +purpose. Siemens' invention came at the right time. The foundations of +bacteriology had been laid through the work of the French microbiologist +Louis Pasteur and the German district surgeon Robert Koch. It had been +established that infectious diseases like cholera and typhoid fever were +caused by living micro-organisms, which were dispersed by contaminated +drinking water, food and clothing. Cholera epidemics like the ones reported +in Hamburg (1892) and in St Petersburg (1908) caused hundreds of casualties +per day. Occasional typhoid fever epidemics were common in many cities. +Ozone is an extremely effective oxidant, surpassed in its oxidizing power +only by fluorine or radicals like OH or 0 atoms. Siemens succeeded in +persuading Ohlmiiller, professor at the Imperial Prussian Department of +Health, to test the effect of ozone exposure on cholera, typhus and coli +bacteria. The result was complete sterility after ozone treatment. Soon after +the first official documentation of these bactericidal properties (Ohlmiiller +1891), industrial ozone production started for applications in small water +treatment plants in Oudshoorn, Holland (1893) and in Wiesbaden and Pader- +born, Germany (1901/2). Within the following years major drinking water +plants using ozone disinfection were built in Russia (St Petersburg 1905), in +France (Nice 1907, Chartres 1908, Paris 1909) and in Spain (Madrid 1910). +The water works at St Petersburg already treated 50000 m3 of drinking +water per day with ozone, those of Paris 90000 m3. Thus, historically speaking, +ozonation was the first successful attempt of disinfecting drinking water on a +large scale. Ever since, ozone generating technology has been closely linked to +the development of water purification processes. In many countries ozonation +in water treatment was later replaced by more cost-effective processes using +chlorine or chlorine compounds, which are not only cheaper but also more +soluble in water than ozone. Recent concerns about potentially harmful disin- +fection by-products have reversed this, tending towards the use of ozone again. +Many European cities and some Canadian cities have abandoned chlorination +in favor of ozone technology to disinfect water. Water works in the US as well + +--- Page 568 --- +Ozone Generation +553 +as in Japan are increasingly turning to ozone, in order to be able to meet more +stringent legislation about disinfection by-products like trihalomethanes +(THMs) and haloacetic acids. These compounds can be formed when chlorine +is added to the raw water containing organic water pollutants or humic +materials. Some THMs are suspected to cause cancer. For this reason many +experts consider ozone treatment the technology of choice for potable water +treatment. In the United States more than 250 operating plants use ozone. +For many years the Los Angeles Aqueduct Filtration Plant treating two +million m3 jday (600mgd) of drinking water with ozone generating capacity +of close to 10000kg per day, was the largest US plant. Very recently larger +ozone generating facilities have been installed at the Alfred Merrit Water +Treatment Plant in Las Vegas, the East Side Water Treatment Plant in +Dallas, Texas, and the Metropolitan Water District in Southern California. +In Europe, more than 3000 cities use ozone to disinfect their municipal +water supplies. +9.3.2 Ozone properties and ozone applications +0 3 is a triangle shaped molecule with a bond angle of 117° and equal bond +lengths of 0.128 nm. Ozone is a practically colorless gas with a characteristic +pungent odor (Horvath et a11985, Wojtowicz 1996). At -112°C it condenses +to an indigo blue liquid which is highly explosive. Below -193°C ozone +forms a deep blue-violet solid. Because of explosion hazards ozone is used +only in diluted form in gas or water streams. Its solubility is about 1 kg per +m3 of water. Due to its oxidizing power it finds applications as a potent +germicide and viricide as well as a bleaching agent. In many applications +ozone is increasingly used to replace other oxidants such as chlorine that +present more environmental problems and safety hazards. Strong oxidants +are chemically active species. Their storage, handling and transportation +involve substantial hazards. An important issue is also the question of +residues and side reactions. In all respects ozone represents a superior +choice due to its innocuous side product, oxygen. As a consequence of its +inherent instability ozone is neither stored nor shipped. It is always generated +on the site at a rate controlled by its consumption in the process. +The most important application of ozone is still for the treatment of +water. It is capable of oxidizing many organic and inorganic compounds in +water. Ozone chemistry in water involves the generation of hydroxyl free +radicals, very reactive species approaching diffusion controlled reaction +rates for many solutes such as aromatic hydrocarbons, unsaturated +compounds, aliphatic alcohols, and formic acid (Glaze and Kang 1988, +Hoigne 1998). Besides applications in drinking water, ultra-pure process +water, swimming pools, and cooling towers, ozone also finds applications +in municipal waste water treatment plants and in industrial processes. Very +large amounts of ozone are also used for pulp bleaching. + +--- Page 569 --- +554 +Current Applications of Atmospheric Pressure Air Plasmas +9.3.3 Ozone formation in electrical discharges +Ozone can be generated in different types of gas discharges in which the +electron energy is high enough to dissociate O2 molecules and in which the +gas temperature can be kept low enough for the 0 3 molecules to survive +without undergoing thermal decomposition. Mainly non-equilibrium +discharges can meet these requirements, above all corona discharges and +dielectric barrier discharges. +9.3.3.1 +Ozone formation in corona discharges +Ozone formation in both positive and negative corona discharges has been +extensively investigated and is reasonably well understood. Ozone formation +is restricted to the thin active corona region where ionization takes place. +Since it is rarely used on an industrial scale it will not be treated in detail. +The reader is referred to the following references: Peyrous (1986, 1990), +Peyrous et al (1989), Boelter and Davidsen (1997), Held and Peyrous +(1999), Yehia et al (2000), Chen (2002), and Chen and Davidson (2002, +2003a,b). +9.3.3.2 +Ozone formation in dielectric barrier discharges +The preferred discharge type for technical ozone generators has always been +the dielectric barrier discharge (silent discharge) as originally proposed by +Siemens. In recent years industrial ozone generation profited substantially +from a better understanding of the discharge properties and of the ozone +formation process (Filippov et a11987, Kogelschatz 1988, 1999, Samoilovich +et al 1989, Braun et al 1991, Kogelschatz and Eliasson 1995, Pietsch and +Gibalov 1998). Operating in air or oxygen at pressures between 1 and 3 +bar, at frequencies between 0.5 kHz and 5 kHz, and using gap spacings in +the mm range the discharge is always of the filamentary type. Major improve- +ments were obtained by tailoring microdischarge properties in air or in +oxygen in such a way that recombination of oxygen atoms is mimimized +and ozone formation is optimized. This can be achieved by adjusting the +width of the discharge space, the operating pressure, the properties of the +dielectric barrier, and the temperature of the cooling medium. Changing +the operating frequency has little influence on individual microdischarge +properties. The power dissipated in the discharge is determined by the ampli- +tude and frequency of the operating voltage. In connection with the cooling +circuit, it determines the average temperature in the discharge gap. Cylind- +rical as well as planar electrode configurations have been used. The majority +of commercial ozone generators use cylindrical electrodes forming narrow +annular discharge spaces of 0.5-1 mm radial width. The outer electrode is +normally a stainless steel tube, which is at ground potential and which is + +--- Page 570 --- +Ozone Generation +555 +Discharge Gap +Outer Steel +Cooling Water Flow +Fuses +Wiring +Figure 9.3.1. Configuration of water-cooled discharge tubes in an ozone generator. +water-cooled. These tubes have a length of 1--4 m. The coaxial inner electrode +is a glass or ceramic tube, closed at one side, and having an inner metal +coating as a high voltage electrode (figure 9.3.1), or a closed steel cylinder +which is covered by a dielectric layer (ceramic, enamel). The feed gas is +streaming in the axial direction through the annular discharge region +between the inner and outer tube. Each volume element of the flowing gas +is subjected to the action of many microdischarges and leaves enriched +with ozone. +9.3.4 Kinetics of ozone and nitrogen oxide formation +Any electric discharge in air or oxygen causes chemical changes induced by +reactions electrons or ions with N2, O2 or trace elements like H20 and +CO2 and subsequent free radical reactions. Extensive lists of possible reac- +tions have been collected, and reliable sets of rate coefficients have been +established (Krivosonova et a11991, Kossyi et a11992, Herron 1999, 2001, +Herron and Green 2001, Sieck et al 2001). As far as ozone formation is +concerned, extensive reaction schemes also exist (Yagi and Tanaka 1979, +Samoilovich and Gibalov 1986, Eliasson and Kogelschatz 1986a,b, Eliasson +et a11987, Braun et a11988, Peyrous 1990, Kitayama and Kuzumoto 1997, +1999). It turns out that ion reactions play only a minor role and that the +main trends can be described by tracing the reactions of the atoms generated +by electron impact dissociation of O2 and N2 and those of a few excited +molecular states. +9.3.4.1 +Ozone/ormation in oxygen +In pure oxygen, which is actually used in many large ozone generation +facilities, ozone formation is a fairly straightforward process. Ozone +always originates from a three body reaction of oxygen atoms reacting + +--- Page 571 --- +556 +Current Applications of Atmospheric Pressure Air Plasmas +with 202 molecules: +0+ O2 + O2 - +0 3 + O2 - +0 3 + O2 +(9.3.1) +where 0 3 stands for a transient excited state in which the ozone molecule is +initially formed after the reaction of an 0 atom with an O2 molecule. The +time scale for ozone formation in atmospheric pressure oxygen is a few +microseconds. +o is formed in reaction of electrons with O2 after excitation to the A 3~~ +state with an energy threshold of about 6 eV and via excitation of the B 3~~ +state starting at 8.4eV. +Fast side reactions, also using 0 atoms or destroying 0 3 molecules, +compete with ozone formation. +0+0+02 - +202 +o + 0 3 + O2 - +302 +OeD) + 0 3 - +202 +o + 0 3 + O2 - +302 . +(9.3.2) +(9.3.3) +(9.3.4) +(9.3.5) +The undesired side reactions (9.3.2)-(9.3.5) pose an upper limit on the atom +concentration, or the degree of dissociation, tolerable in the microdischarges. +Since equation (9.3.2) is quadratic in atom concentration while the ozone +formation equation (9.3.1) is linear one would expect that extremely low +atom concentrations are preferable. Computations with large reactions +schemes show that complete conversion of 0 to 0 3 can only be expected if +the relative atom concentration [0]/[02] stays below 10-4 . There are other +considerations, however, that exclude the use of extremely weak micro- +discharges. If the energy density in a micro discharge and consequently also +the degree of dissociation is too low, a considerable fraction of the deposited +energy is dissipated by ions (up to 50%). Since ions do not appreciably +contribute to ozone formation this situation has to be avoided. A reasonable +compromise between excessive energy losses due to ions and best use of 0 +atoms for ozone formation is found when the relative oxygen atom concen- +tration in a microdischarge reaches about 2 x 10-3 in the micro discharge +channel. This concentration can be obtained at an energy density of about +20mJ/cm-3 (Eliasson and Kogelschatz 1987). In this case energy losses to +ions are negligible and 80% of the oxygen atoms are utilized for ozone +formation. At zero ozone background concentration this leads to a +maximum energy efficiency of ozone formation corresponding to roughly +25%. The efficiency of ozone formation is normally related to the enthalpy +of formation, which is 1.48 eV /03 molecule or 0.82 kWh/kg. Thus 100% +efficiency corresponds to the formation of 0.6803 molecules per eV or +1.22 kg ozone per kWh. The indicated reaction paths requiring dissociation +of O2 first (dissociation energy: 5.16eV) puts an upper limit at 0.7 kg/kWh. + +--- Page 572 --- +Ozone Generation +557 +,:) .. ~----..... ---------, +to" +10-' +T_lsl +Figure 9.3.2. Evolution of particle species after a short current pulse: with zero ozone +background concentration (left) and at the saturation limit (right) (p = 1 bar, T = 300 K). +If the electron energy distribution in oxygen is considered, and the combined +actual dissociation processes at 6 and 8.4eV, this value is further reduced to +0.4 kg/kWh. The best experimental laboratory values obtained at vanishing +0 3 background concentration are in the range 0.25-0.3 kg/kWh. +The ozone concentration in the gas stream passing through the ozone +generator is built up due to the accumulated action of a large number of +microdischarges. With increasing ozone concentration back reactions gain +importance. In addition to the already mentioned reactions equations +(9.3.2)-(9.3.5), 0 3 reactions with electrons and excited O2 molecules have +to be considered. This finally leads to a situation where each additional +microdischarge destroys as much ozone as it generates (figure 9.3.2, right- +hand section). The attainable saturation concentration defined by this +equilibrium depends strongly on pressure and on gas temperature. +9.3.4.2 +Ozone formation in dry air +In air the situation is more complicated. The presence of nitrogen atoms and +excited atomic and molecular species as well as the nitrogen ions N+, Nt, Nt +add to the complexity of the reaction system. Again, ions are of minor +importance for ozone formation. Excitation and dissociation of nitrogen +molecules, however, lead to a number of additional reaction paths involving +nitrogen atoms and the excited molecular states N 2(A 3~~) and N 2(B 3IIg), +that can produce additional oxygen atoms for ozone generation. +N +02 - +NO+O +N+NO----N2+O +N +N02 - +N20+O +N 2(A,B) +02 ---- N2 +20 +N2(A) + O2 - +N 20 + O. +(9.3.6) +(9.3.7) +(9.3.8) +(9.3.9) +(9.3.10) + +--- Page 573 --- +558 +Current Applications of Atmospheric Pressure Air Plasmas +lime (s) +Figure 9.3.3. Evolution of particle species after a short current pulse in a mixture of 80% +N2 and 20% O2 simulating dry air (p = I bar, T = 300 K). +These oxygen atoms, generated in addition to those obtained from direct +electron impact dissociation of 02, contribute about 50% of the ozone +formed in air, which now takes longer, roughly about 1001lS. The result is +that a substantial fraction of the electron energy initially lost in collisions +with nitrogen molecules can be recovered and utilized for ozone generation +through reactions (9.3.6)-(9.3.10). In addition to ozone a variety of nitrogen +oxide species are generated: NO, N 20, N02, N03, and N 20 5. All these +species have been measured at realistic ozone generating conditions (Elias son +and Kogelschatz 1987, Kogelschatz and Baessler 1987). In the presence of +ozone only the highest oxidation stage N20 5 is detected in addition to the +rather stable molecule N20 (nitrous oxide, laughing gas). Figure 9.3.3 +shows results of a numerical simulation using a fairly extended reaction +scheme in dry air (20% 02, 80% N2). The formation of ozone and different +NOx species due to a single short discharge pulse is followed for a reasonably +long time. +A few results demonstrating special characteristics of ozone generation +in air are added. The maximum attainable energy efficiency is reduced to +about to 0.2 kg/kWh and it shifted to higher reduced electric field values +(200-300 Td). This has to be expected because dissociation of N2 requires +higher electron energies. +The maximum attainable ozone concentration is lower and, surprisingly +enough, no saturation concentration exists. When the power is increased or +the air flow is reduced, the ozone concentration passes through a maximum + +--- Page 574 --- +Ozone Generation +559 +and then decreases again until it drops to zero. This effect, referred to as +discharge poisoning, was reported by Andrews and Tait (1860), only a few +years after Siemens had presented his ozone discharge tube. The poisoning +effect was correctly associated with the presence of nitrogen oxides. Today +we know that catalytic processes involving the presence of NO and N02 +can use up 0 atoms at a fast rate thus preventing 03 formation and can +also destroy already formed ozone. This is a phenomenon that involves +only fast chemical reactions between neutral particles and has little influence +on electrical discharge parameters. Addition of 0.1 % NO or N02 to the feed +gas of an ozone generator can completely suppress ozone formation. In the +absence of ozone only NO, N02 and N20 can be detected at the exit. In +dry air the catalytic reactions leading to enhanced removal of 0 and 03 +are as follows: +0+ NO + M - +N02 + M +(9.3.11) +0+N02 +-NO+02 +(9.3.12) +0+0 +-02 +(9.3.13) +and +0+ N03 - +N02 + O2 +(9.3.14) +0+N02 - +NO+02 +(9.3.15) +0+03 -202 +(9.3.16) +These NOy reactions also playa dominant role in atmospheric chemistry +(Crutzen 1970, Johnston 1992). +9.3.4.3 Ozone formation in humid oxygen and air +The situation is further complicated if water vapor is present in the feed gas. +Even traces of humidity drastically change the surface conductivity of the +dielectric. At the same electrical operating conditions fewer and more intense +microdischarges result. In addition, a strong influence on major reaction +paths results from the presence of OH and H02 • The hydroxyl radical OH +is formed by electron impact dissociation of H20 and, in most cases more +importantly, by fast reactions of electronically excited oxygen atoms and +nitrogen molecules: +e + H20 - +e + OH + H +OeD) + H20 - +20H +N2(A 3~~) + H20 - +N2 + OH + H. +H02 is then formed in a reaction of OH radicals with ozone: +OH+03 - +H02 +02· +(9.3.17) +(9.3.18) +(9.3.19) +(9.3.20) + +--- Page 575 --- +560 +Current Applications of Atmospheric Pressure Air Plasmas +The presence of OH and H02 can limit ozone production in oxygen by intro- +ducing a further catalytic ozone destruction cycle: +OH +03 -- H02 +02 +H02 + 0 3 -- OH + 202 +In air an additional fast NO oxidation reaction occurs: +NO + H02 -- N02 + OH. +(9.3.21) +(9.3.22) +(9.3.23) +(9.3.24) +The main paths for NO removal in wet air are oxidation to N02 and fast +conversion to HN02 and HN03. +NO + OH + M -- HN02 + M +N02 +OH+M -- HN03 +M. +9.3.5 Technical aspects of large ozone generators +(9.3.25) +(9.3.26) +Large ozone generators use several hundred discharge tubes and now +produce up to 100 kg ozone per hour. In most water works several ozone +generators are installed. Figure 9.3.4 shows a photograph of the entrance +section of a large ozone generator. One can see the glass tubes mounted in +slightly wider steel tubes, the high voltage fuses at the center of each tube +Figure 9.3.4. Large ozone generator at the Los Angeles Aqueduct Filtration Plant. + +--- Page 576 --- +Ozone Generation +561 +and the electric wires connecting them. Depending on the feed gas, ozone +concentration up 5wt% (from air) or up to 18wt% (from oxygen) can be +obtained. Advanced water treatment processes utilize ozone at concentra- +tions up to 12 wt%. Depending on the desired ozone concentration the +energy required to produce 1 kg of 03 ranges from 7.5 to 10 kWh in +oxygen and from about 15 to 20 kWh in air. Information on the technical +aspects of ozone generation and ozone applications can be found in Rice +and Netzer (1982, 1984) or in Wojtowicz (1996). +9.3.5.1 +Design aspects and tolerances +To obtain such performance several design criteria and operating conditions +have to be met. The desired small width of the discharge gap in the range 0.5- +1 mm puts severe tolerance limits on the diameters and on the straightness of +the cylindrical dielectric and steel tubes. It is essential that the inner dielectric +tube is perfectly centered inside the outer steel tube. Even a small displace- +ment results in a drastic drop of performance. Microdischarge efficiency, +heat removal and axial flow velocity depend strongly on the width of the +discharge gap, which must be kept in tight tolerances. Also the pressure +has to be kept close to the design value, about 2 bar in O2 and closer to +3 bar in air. For a given dielectric tube its optimum value depends on the +desired ozone concentration, the gap width, the temperature of the cooling +fluid, and the power density the ozone generator is operated at. +9.3.5.2 +Feed gas preparation +The feed gas for most ozone generators is air or oxygen. In large installations +operating at high ozone concentrations and power density also O2 with a +small admixture of N2 is used. It is essential that the feed gas contains +only a few ppm H20 (dew point below -60 QC). As mentioned above, +humidity has a strong influence on the surface conductivity of the dielectric +and on the properties of the microdischarges. In addition, we observe the +changes in the chemical reaction scheme as described in section 9.3.4.3. +Also traces of other impurities like Hb NOx and hydrocarbons have an +adverse influence on ozone formation. Some of them lead to a catalytically +enhanced recombination of 0 atoms, others to catalytic ozone destruction +cycles. +These requirements necessitate a feed gas preparation unit to remove +humidity even if air is used. For this reason many large ozone installations +use oxygen as a feed gas. If cryogenic oxygen is used one has to be aware +of the fact that in polluted areas hydrocarbons may accumulate in the +liquid oxygen. Oxygen prepared by pressure swing or vacuum swing +adsortion-desorption techniques, on the other hand, is practically free of +hydrocarbons « 1 ppm). + +--- Page 577 --- +562 +Current Applications of Atmospheric Pressure Air Plasmas +9.3.5.3 +Heat balance and cooling circuit +The ozone formation efficiency and the stability of the 0 3 molecule deterio- +rate at elevated temperature. As a consequence only non-equilibrium +discharges are suited for ozone generation and efficient cooling of the +discharge gap is mandatory. This is the reason why ozone generators are +essentially built like heat exchangers. The average temperature increase +due to discharge heating in the narrow annular discharge gap can be approxi- +mated by a simple formula. After a few cm of entrance length stationary +radial profiles of velocity and temperature are established. The radial +temperature profile is a half parabola with its maximum at the inner +uncooled dielectric tube if a uniform power deposition in the discharge is +assumed. The average temperature increase in the gap /~.Tg is then deter- +mined by the power dissipated in the discharge and the heat removed through +the cooled steel electrode and kept at the wall temperature Tw. Unfor- +tunately, only a minor fraction of the energy is used for ozone formation +(efficiency: 'f)). +(9.3.26) +In this formula d is the gap width, ). is the heat conductivity of the feed gas +(discharge plasma) and P / F is the power density referred to the electrode +area F. For efficient ozone generation, especially at higher 0 3 concentrations, +the temperature has to kept as low as possible, definitely below 100 oe. If a +second cooling circuit is used to additionally cool the inner tube, the average +temperature increase t::..Tg is reduced by a factor of four. This allows for a +considerable increase of power density. However, it is rarely done in +commercial ozone generators, because it requires cooling of the high voltage +electrodes and introduces additional sealing problems. +9.3.5.4 +Power supply units +Originally ozone generators were run at line frequency or were fed by motor +generators operating at rather low frequencies. Step-up transformers are +required to reach the desired voltage level. To achieve reasonable power +densities, high voltages (up to 50 kV) had to be used. Dielectric failure was +a common problem. Since all tubes are connected in parallel, high voltage +fuses were used to disconnect faulty elements. Modern high-power ozone +generators take advantage of solid state power semiconductors. They utilize +thyristor or transistor controlled frequency converters to impress square- +wave currents or special pulse trains in the frequency range 500 Hz to +5 kHz. Using this technology, applied voltages can be reduced to the range +of about 5 kV. Dielectric failure is no longer a problem. With large ozone +generators power factor compensation has become an important issue. + +--- Page 578 --- +Ozone Generation +563 +Typical power densities now reach 1-lOkW/m2 of electrode area. Using +semiconductors at higher frequencies brought several advantages: increased +power at lower voltage, fast shut off and improved process control. +9.3.6 Future prospects of industrial ozone generation +A better understanding of microdischarge properties in non-equilibrium +dielectric barrier discharges and advances in power semiconductors resulted +in improved performance and reliability of industrial ozone generation in +recent years. Raised ozone generating efficiency and drastically reduced +size of the ozone generators helped to lower the cost. Today, ozone can be +produced at a total cost of about 2 US$/kg. Further progress can be +expected. Engineering efforts for superior dielectric properties, better flow +control and improved thermal management will continue. Rapid advances +in power semiconductor design resulting in improved GTOs (gate turnoff +thyristors) and IGBTs (insulated gate bipolar transistors) will have a +major impact. Encapsulated IGBT modules now switch 1000 A at 5 kV. It +is foreseeable that soon bulky step-up transformers will be no longer required +and that almost arbitrary wave forms can be generated. Investigations into +homogeneous self-sustained volume discharges may even lead to more +favorable plasma condition for ozone formation (Zakharov et al 1988, +Kogoma and Okazaki 1994, Nilsson and Eninger 1997). +References +Andrews T and Tait P G 1860 Phi. Trans. Roy. Soc. (London) 150 113 +Boelter K and Davidsen J H 1997 Aerosol Sci. Techno!. 27689-708 +Braun D, Kuchler U and Pietsch G 1988 Pure Appl. Chem. 60741-746 +Braun D, Kuchler U and Pietsch G 1991 J. Phys. D: Appl. Phys. 24 564-572 +Chen J 2002 Direct current corona-enhanced chemical reactions PhD thesis, Minneapolis, +University of Minnesota +Chen J and Davidson J H 2002 Plasma Chem. Plasma Process 22 199-224 +Chen J and Davidson J H 2003a Plasma Chem. Plasma Process 2383-102 +Chen J and Davidson J H 2003b Plasma Chem. Plasma Process 23501-518 +Crutzen P J 1970 Quart. J. Roy. Meteor. Soc. 96 320-325 +Eliasson Band Kogelschatz U 1986a J. Chim. Phys. 83279-282 +Eliasson Band Kogelschatz U 1986b J. Phys. B: At. Mol. Phys. 19 1241-1247 +Eliasson Band Kogelschatz U 1987 Proc 8th Int Symp on Plasma Chemistry (ISPC-8), +Tokyo 1987, vol 2, pp 736-741 +Eliasson B, Hirth M and Kogelschatz U 1987 J. Phys. D: Appl. Phys. 20 1421-1437 +Filippov Yu V, Boblikova V A and Panteleev V I 1987 Electrosynthesis of Ozone (in +Russian), (Moscow: Moscow State University Press). +Glaze W Hand Kang J W 1988 J. A WWA 88 57-63 +Held Band Peyrous R 1999 Eur. Phys. J AP 7 151-166 +Herron J T 1999 J. Phys. Chem. Ref Data 281453-1483 + +--- Page 579 --- +564 +Current Applications of Atmospheric Pressure Air Plasmas +Herron J T 2001 Plasma Chern. Plasma Proc. 21 581-609 +Herron J T and Green D S 2001 Plasma Chern. Plasma Process 21459-481 +Hoigne J 1998 'Chemistry of aqueous ozone and transformation of pollutants by ozona- +tion and advanced oxidation processes' in Handbook of Environmental Chemistry, +Vol 5, Part C: Quality and Treatment of Drinking Water II, Hrubec J (ed) +(Berlin: Springer) pp 83-141 +Horvath M, Bilitzky L and Huttner J 1985 Ozone (New York: Elsevier Science Publishing) +Johnston H S 1992 Ann. Rev. Phys. Chern. 43 1-32 +Kitayama J and Kuzumoto M 1997 J. Phys. D: Appl. Phys. 302453-2461 +Kitayama J and Kuzumoto M 1999 J. Phys. D: Appl. Phys. 323032-3040 +Kogelschatz U 1988 'Advanced ozone generation' in Process Technologiesfor Water Treat- +ment Stucki S ed (New York: Plenum Press) pp 87-120 +Kogelschatz U and Baessler P 1987 Ozone Sc. Eng. 9 195-206 +Kogelschatz U 1999 Proc. Int. Ozone Symp., Basel, pp 253-265 +Kogelschatz U 2000 'Ozone generation and dust collection' in Electrical Discharges for +Environmental Purposes: Fundamentals and Applications van Veldhuizen E M (ed) +(Huntington, NY: Nova Science Publishers) pp 315-344 +Kogelschatz U and Eliasson B 1995 'Ozone generation and applications' in Handbook of +Electrostatic Processes, Chang J S, Kelly A J and Crowley J M (eds) (New York: +Marcel Dekker) pp 581-605 +Kogoma M and Okazaki S 1994 J. Phys. D: Appl. Phys. 27 1985-1987 +Kossyi I A, Kostinsky A Yu, Matveyev A A and Silakov V P 1992 Plasma Sources Sci. +Technol. 1 207-220 +Krivosonova 0 E, Losev S A, Nalivaiko V P, Mukoseev Yu K and Shatolov 0 P 1991 +'Recommended data on the rate constants of chemical reactions among molecules +consisting of Nand 0 atoms' in Reviews of Plasma Chemistry, Smirnov B M Ed +(New York: Consultants Bureau) vol I, 1-29 +Nilsson J 0 and Eninger J E 1997 IEEE Trans. Plasma Sci. 25 73-82 +Ohlmuller W 1891 Ueber die Einwirkung des Ozons auf Bakterien (Berlin: Springer) +Peyrous R 1986 Simulation de ['evolution temporelle de diverses especes gazeuses creees par +['impact d'une impulsion etectronique dans ['oxygene ou de ['air, sec ou humide PhD +Thesis, Universite de Pau +Peyrous R 1990 Ozone Sci. Eng. 12 19-64 +Peyrous R, Pignolet P and Held B 1989 J. Phys. D: Appl. Phys. 22 1658-1667 +Pietsch G and Gibalov V 11998 Pure Appl. Chern. 70 1169-1174. +Rice R G and Netzer A 1982 and 1984 (eds) Handbook of Ozone Technology and Applica- +tions volland 2 (Ann Arbor: Ann Arbor Science Publishers) +Samoilovich V G and Gibalov V I 1986 Russ. J. Phys. Chern. 60 1107-1116 +Samoilovich V G, Gibalov V I and Kozlov K V 1989 Physical Chemistry of the Barrier +Discharge (in Russian) (Moscow: Moscow State University Press) (English transla- +tion: Dusseldorf: DVS-Verlag 1997, Conrads J P F and Leipold F (eds» +Sch6nbein C F 1840 Compt. Rend. Hebd. Seances Acad. Sci. 10706-710 +Sieck L W, Herron J T and Green D S 2001 Plasma Chern. Plasma Process 20 235-258 +Siemens W 1857 Poggendorfs Ann. Phys. Chern. 10266-122 +Soret J L 1865 Ann. Chim. Phys. (Paris) 7 113-118 +Wojtowicz J A 1996 'Ozone' in Kirk-Othmer Encyclopedia of Chemical Technology, (John +Wiley) 4th edition, vol 17, pp 953-994 +Yagi S and Tanaka M 1979 J. Phys. D: Appl. Phys. 12 1509-1520 + +--- Page 580 --- +Electromagnetic Reflection, Absorption, and Phase Shift +565 +Yehia A, Abdel-Salam M and Mizuno A 2000 1. Phys. D: Appl. Phys. 33 831-835 +Zakharov A I, Klopovskii K S, Opsipov A P, Popov A M, Popovicheva 0 B, Rakhimova +TV, Samarodov V A and Sokolov A P 1988 Sov. J. Plasma Phy.\'. 14 191-195 +9.4 Electromagnetic Reflection, Absorption, and Phase Shift +9.4.1 +Introduction +The effect of plasma on electromagnetic (EM), wave propagation in the +ionosphere is well known and documented by Budden (1985) and Gurevich +(1978). A particularly striking example of plasma in air is the EM black out +and fluctuation of radar cross section (ReS), associated with re-entry +vehicles reported by Gunar and Mennella (1965) and discussed by Ruck +et al (1970, pp 874--875). A shock wave and resulting plasma develop +around a vehicle because of the increasing gas pressure and friction as it +descends from space. At an altitude of 200000 ft (60.9 km) and higher, a +5 GHz radar frequency is greater than the plasma frequency and the +momentum-transfer collision rate between electrons and the bulk gas, the +ReS corresponds to the bare skin value. At ",180000ft (55km), however, +the plasma frequency increases to approximately the radar frequency and +the ReS decreases up to 10 dB because of refraction from the plasma +enclosing the re-entry vehicle. At 150000ft (45.7km) the plasma frequency +is significantly greater than the radar frequency and an enhanced reflection +produces a net increase in ReS of 5-10 dB. At 60000 ft (18.3 km) the +atmosphere is significantly thicker, and the momentum-transfer collision +rate is ",9 x 109 s-1, which is roughly equal to the plasma frequency with +both exceeding the radar frequency. In this collision dominated plasma, +absorption dominates and the Res decreases approximately 15 dB. At +lower altitudes the re-entry vehicle slows, the plasma dissipates, and the +ReS returns to its bare skin value. +Another example is an artificial ionospheric mirror. Borisov and Gure- +vich (1980) and Gurevich (1980) suggest that a reflective plasma layer below +the D-layer could be generated at the intersection of two high-power EM +pulses. The utility of such a mirror is the ability to reflect radio waves at +frequencies above those supported by the ionosphere to great distances. +This would permit long range high-frequency point-to-point communication +and may even permit some radar to extend their range by bouncing their +signals off such mirrors. +In this section, EM effects based on a cold collisional plasma with a +spatially varying plasma density are discussed. The dispersion relation and +density profile theory is quantified, summary formulas for reflection, trans- +mission, absorption, and phase shift provided, air-plasma characteristics + +--- Page 581 --- +566 +Current Applications of Atmospheric Pressure Air Plasmas +quantified, electron-beam produced plasmas discussed, and typical applica- +tions described. +9.4.2 Electromagnetic theory +The theory of an EM wave propagating in air plasma is that of a wave propa- +gation in a cold collisional plasma. In this approximation ions are assumed to +be at rest compared to electrons. In the presence of a strong electric field it is +possible for a non-equilibrium system to develop with an electron, ion, and +bulk gas temperatures that are all different. The following material describes +a cold system where the contribution to electrical conductivity by ions is +small and has been neglected. +9.4.2.1 +Cold collisional dispersion relationship +For wave propagation in an air plasma the effect of collisions between +electrons and the bulk gas is important. The Langevin equation of motion +for electrons includes the damping of electron motion due to momentum- +transfer collisions (Tanenbaum 1967), +du +me dt = -e(E + u X B) - mevu +(9.4.1) +where me is electron mass, u is electron velocity, e is electron charge, E is +electric field strength, B is magnetic field density, v is momentum-transfer +collision rate, and MKS units are used throughout. For propagation of +a transverse EM wave at frequency f through a collisional plasma, the +dispersion relation provides a succinct relation between angular frequency +w = 21Tf and a complex wavenumber k, +w +k(w) =-c +w2 +1 - +p +w(w - iv) +(9.4.2) +where c is the speed of light, wp = (nei /come)1/2 is the plasma frequency, +i = +(_1)1/2, ne is electron density, e is electron charge, and co is the free- +space permittivity. Wave propagation is proportional to exp[+i(wt - kz)]' +where t is time and z is distance. For v = 0 in (9.4.2) the dispersion relation +reduces to a cold lossless dispersion relation with a cutoff frequency at w = wp. +For a lightly ionized collisional plasma with +Iw~/w(w - iv)1 « 1 +equation (9.4.2) can be expanded and factored into real and complex parts, +W +wp +[ +2] +kr(w) = C 1 - 2(J + v 2) , +(9.4.3) +The value of kr is directly proportional to frequency. The leading term of kr +can be interpreted as ko = w/ c, which is the free-space wavenumber, but the + +--- Page 582 --- +Electromagnetic Reflection, Absorption, and Phase Shift +567 +first-order plasma term is proportional to both wand ne. Consequently, an +EM wave will encounter an impedance that depends on ne. If ne exhibits a +step-like change in number density there will be a coherent reflection. If +the change in ne is smooth and extends over several free-space wavelengths, +reflections along the smooth profile add incoherently and can be quite small. +The value of ki for w < v is effectively independent of frequency and so +implies that a collisional plasma is a broadband EM wave absorber. These +two processes of reflection and absorption are present in collisional plasmas +with the dominant effect depending on the profile for ne and the frequency of +observation. +9.4.2.3 +Electron density profiles +The exact profile for ne depends on the plasma source and the intended +application. Large changes in ne over a distance of less than one free-space +wavelength generally result in a strong coherent reflection (often modeled +as a slab discontinuity), whereas the same change in ne over several wave- +lengths produces an incoherent reflection. Ruck et al (1970, pp 473--484) +describe a layered-media matrix approach that takes internal reflections +into account and can be applied to an arbitrary plasma distribution. The +values of ne and the momentum-transfer collision rate can change for each +layer and equation (9.4.2) is used to generate a complex wavenumber for +each frequency of interest. A few distribution functions for ne yield analytic +results. Budden (1985) provides analytic expressions for the reflection and +transmission coefficients for linear, piecewise linear, parabolic, Epstein, +and sech2 electron distributions. The Epstein distribution is used to model +a variety of plasma sources that generates a high electron density near the +source, which diminishes with distance from the source. The Epstein distribu- +tion is particularly useful in modeling the plasmas generated by a high-energy +electron beam or beta rays and photo processes that adhere to the Beer- +Lambert law such as photo-ionization. +10.3.2.3 Epstein distributions +Epstein (1930) discussed a general electron density distribution with three +arbitrary constants and wave propagation in absorbing media. Specific +wave solutions are discussed by Budden (1985). Vidmar (1990) adapt the +Epstein distribution to one suitable for modeling ionization sources. The +electron number density utilized is +no +n (z) - ----'------:--:- +- 1 + exp( -z/zo) +(9.4.4) +where Zo is a dimensional scale factor and no is the maximum electron +concentration for z ----* +00. Equation (9.4.4) varies from n(z = -(0) = no + +--- Page 583 --- +568 +Current Applications of Atmospheric Pressure Air Plasmas +to n(z = +00) = O. For a source that deposits energy over a finite distance, +it is possible to match n(z) at the 95% (z/zo = +2.944), 50% (z/zo = 0), +and 5% (z/zo = -2.944) values and so determine an approximate value +for zoo +9.4.2.3 +Epstein's power reflection and transmission coefficients +Using the Epstein distribution in (9.4.4) for a wave incident at an angle e, +where e = 0 implies backscatter and e = 90° implies grazing incidence. The +power reflection, R, and transmission, T, coefficients are +R = IC - q121r[1 + ikozo(q + C)]1 4 +C + q r[l + ikozo(q - C)] +4C2 I +r2[1 + ikozo(q + C)] +12 +T = IC + ql2 r[l + 2ikozoq]r[1 + 2ikozoCJ exp[+2Im(koq)z] +2 +2 +2 +wp +q = C - +---,----.!:.----:- +w(w - iv) +(9.4.5) +(9.4.6) +(9.4.7) +where C = cos e and q is a solution of the Booker quartic. For some atmos- +pheric plasma the arguments of the gamma functions become large, complex, +and produce an overflow condition. Lanczos (1964) provides an asymptotic +expansion for r and evaluation of In r avoids overflow. +9.4.2.4 +Attenuation and phase-shift coefficients for an Epstein profile +In some applications, such as those relating to radar, the effects on signal +attenuation and phase path-length for round trip propagation through +plasma with reflection from a good conductor are of interest. Analytic +expressions are evaluated using the approximate values for k in (9.4.3) and +evaluating exp( +2i f kdz), where the integral is from z = -00 to the +reflective surface. For reference the integration of w~ is proportional to ne, +(9.4.4), and the integral of ne from z = -x to z = +x is nox. By noting +that the ionization source plasma was modeled by (9.4.4) from the 95-5% +values, the integration of f kdz is from free space for z = -2.944zo to +the conductive body and ionization source at z = +2.944zo. For +Iw~/w(w - iv) « 11 the round trip attenuation, A in dB, and the net phase +change, ~

on no, h,f, and //. +9.4.3 Air plasma characteristics +The air chemistry for a plasma depends on many factors such as air density +determined from altitude, moisture content, electron density, present +populations of excited states, electron temperature, bulk gas temperature, +magnitude of electric field, and method of ionization. For production of +plasma without any external wire electrodes, a high-energy electron-beam +source is proposed. A 250 kV electron beam source, for example, is capable +of producing a plasma cloud that extends 1.5 m from its source at 30000 ft +(",9.l4km) altitude. Macheret et al (2001) investigated electron beam +produced air plasmas and quantified a return current from free space to +the source, due to charge transport by fast electrons. Their electric field +varies spatially, being most intense near the source. Consequently, the +plasma generated by an electron beam varies spatially in electron concentra- +tion, electric field, and electron temperature. The air chemistry production- +deionization solution must also treat these variations. Analytic air-chemistry +approaches are tedious due to the complexity and nonlinear aspects of the air +chemistry. Numerical approaches can easily involve hundreds of reactions to +model the air chemistry but provide useful estimates of plasma lifetime for +pulsed systems and estimates of power expenditure with curves of species +as a function of time for a variety of excitation waveforms. +9.4.3.1 +Momentum-transfer collision rate +For an electron beam source an electric field may be present with sufficient +magnitude to elevate the electron temperature above thermal. Lowke +(1992) has investigated free electrons in air as a function of water-vapor +content and the reduced electric field E/N, where N is the bulk gas density. +The curves Lowke generated explicitly treat the effects of N2, O2, CO2, and +H20 as a gas mixture on the electron energy as a function of E / N. The +momentum-transfer collision rates in table 9.4.1 were deduced from Lowke +and appear as a function of altitude from sea level to 300000 ft +(",91.4 km). Atmospheric parameters of pressure, bulk gas density, and +temperature appear below each altitude. +9.4.3.2 Major attachment mechanisms +Electrons attach primarily to oxygen molecules in a three-body process, +Bortner and Baurer (1979) and Vidmar and Stalder (2003) for E/N + +--- Page 585 --- +Table 9.4.1. Momentum transfer collision rate and atmospheric parameters.t +E/N +Momentum transfer collision rate (S-l) +Sea level +30 000 ft +60 000 ft +(9.14km) +(18.3 km) +764 torr +228 torr +54.8 torr +2.55 x 1019cm-3 +9.58 x 1018 +2.43 X 1018 +V -cm-2 +288.1 K +228.8K +216.6K +0.0 +9.53 X IO lD S-l +3.58 X IO lD +9.09 X 109 +1.0 X 10-19 +9.53 +3.58 +9.09 +5.0 x 10-19 +1.31 X lOll +4.92 +1.25 x IO lD +1.0 X 10-18 +1.75 +6.60 +1.67 +1.5 X 10-18 +6.75 +1.91 x 1011 +4.90 +1.0 X 10-17 +7.25 +2.63 +6.72 +1.5 X 10-17 +1.11 X 1012 +5.60 +1.42 x 1011 +1.0 X 10-16 +1.94 +8.41 +2.13 +1.5 X 10-16 +3.31 +1.24 x 1012 +3.16 +1.0 x 10-15 +3.92 +1.47 +3.74 +t 1962 US standard atmosphere +100 000 ft +200 000 ft +(30.5km) +(60.9km) +8.45 torr +149 x 10-3 torr +3.58 X 1017 +5.86 X 1015 +226.9K +244.6K +1.34 X 109 +2.19x107 +1.34 +2.19 +1.84 +3.01 +2.47 +4.04 +7.18 +1.11 X 108 +9.86 +1.54 +2.09 X IO lD +3.41 +3.14 +5.14 +4.66 +7.62 +5.52 +9.03 +300000 ft +(91.4 km) +1.31 x 10-3 torr +5.91 X 1013 +214.2K +2.21 X lOS +2.21 +3.03 +4.07 +1.19 x 106 +1.63 +3.45 +5.18 +7.68 +9.10 x 107 +VI +-.l +o +() +;::: +.... +.... +~ +;:: - +:.t.. +~ +:::-: +'"' +!:) +5· +;:: +c., +~ +:.t.. +§' +<::> +~ +;::.. +~ +.... +;::;. +"tI +.... +~ +c., +c., +;::: +.... +~ +:.t.. +::;;. +"tI +is"' +~ +!:) +c., + +--- Page 586 --- +Electromagnetic Reflection, Absorption, and Phase Shift +571 +dependencies. The resulting O2 ion undergoes numerous charge-transfer +reactions, hydration, and eventually becomes N03 and N03·H20 prior to +negative-ion/positive-ion recombination. The rate for three-body attachment +of electrons to O2 depends on the altitude-dependent O2 concentration and +the E/N-dependent electron temperature. The extent to which O2 or N03 +is the dominant ion depends on how long the plasma is generated. A typical +time scale for generation and deionization for an aircraft flying near the +speed of sound that generates then flies through a plasma cloud"", 1.5 m in +extent is "",5 ms. A time scale of several hundred microseconds to several +milliseconds typifies many plasma applications for aircraft. +9.4.3.3 +lie plasma lifetime +The 1/ e plasma lifetime is the time for plasma that has been suddenly ionized +to an electron density of no to deionize to a value of no/ e. A set of curves that +quantifies plasma lifetime as a function of altitude and electron density +appears in Vidmar (1990) and quantifies electron densities, where the +dominant process for electron loss is three-body attachment to O2 with an +electron as the third body, three-body attachment with O2 as the third +body, and electron-positive ion recombination. These curves have been +extended to include an E / N dependency in Vidmar and Stalder (2003). +Plasma lifetime is shown to increase by approximately an order of magnitude +for 10-17 V cm -2 < E / N < 10-16 V cm -2. The increase in lifetime corresponds +to a decrease in the rate of three-body attachment for E / N > 10-17 V cm-2 +predicted by Aleksandrov (1993). This trend towards longer lifetime reverses +for E / N ~ 10-16 V cm -2, when the reaction rate for dissociative attachment +to oxygen increases significantly and dominates the attachment process. +9.4.4 Plasma power +The energy deposited by an electron beam to generate an electron-ion pair in +dry air, Ej , is 33.7 eV. For a pulsed source a lower estimate of the power per +unit volume, P / V, is approximated by using Ej , the electron number density, +and the plasma lifetime: +P +nOEj +V +T +(9.4.10) +where no is the peak electron concentration and T is plasma lifetime. The +value of T as a function of altitude is quantified in Vidmar (1990) and +Vidmar and Stalder (2003). For example, an electron density of 1010 cm-3 +at 30000ft (9.l4km) with E/N = 0 has a plasma lifetime of l57ns with +P / V = 343 m W Icm3 or 343 kW 1m3• Plasma lifetime is effectively indepen- +dent of electron number density below 1010 cm -3, because the dominant +electron loss mechanism is three-body attachment to O2, which is linear + +--- Page 587 --- +572 +Current Applications of Atmospheric Pressure Air Plasmas +with respect to electron concentration. Consequently, power is proportional to +no, and the total power is the integral of P / V over the electron distribution. +For plasma generated by an electron beam and sustained by an electric +field, the expression for power includes a term to account for louIe heating, +P = noEj +J.E +V +T +(9.4.11) +where J = aE is current density and (J is the plasma conductivity. Vidmar +and Stalder (2003) calculated plasma lifetime as a function of E / N for a +continuous electric field and quantified total power at 30000 ft (9.14 km). +Although louIe heating increases as the square of electric field strength, +the increase in plasma lifetime for 1O-17 Vcm-2 < E/N < 1O-l6 Vcm-2 +results in a net decrease in total power from 343 to 230 m W jcm3 for a +plasma density of 1010 cm -3. This decrease in net power is also accompanied +by an increase in excited states with Oil ~g) reaching 8 x 109 cm-3 . +Additional research on power in air plasma involves continuous and +pulsed ionization to quantify the concentrations and effect of excited states +as a function of time. Because the energy deposited in plasma eventually +heats the bulk gas, the concentration of all species will decrease due to volu- +metric expansion. Over short intervals such as those for an aircraft in flight, +the generation of excited states under some conditions can significantly +reduce the concentration of ground state species. These two effects slow +the attachment process. The reaction rates for all the excited states on the +major attachment, detachment, and deionization processes are not well +known. Consequently, additional research, both theoretical and experi- +mental, is necessary to quantify total power deposition in air plasma as a +function of electron concentration, E / N, and altitude. +9.4.5 Applications +The application of collisional plasma for reflection, absorption, and phase +shift has been motivated by early investigations of the ionosphere (Epstein +1930). Reflection from plasma slabs with sharp discontinuities is well +understood and application to a surface radar for beam steering has been +investigated (Manheimer 1991). Reflections from an ionospheric mirror +have been advanced by Borisov and Gurevich (1980) and Gurevich (1980). +A set of curves that apply to an ionospheric mirror at 230000 ft (70.1 km) +appears in Vidmar (1990) based on the Epstein distribution and the profile +for n(z) in equation (9.4.4). These curves quantify the power reflection +coefficient at a shallow angle of 75° off broadside for an electron density of +107 cm-3 and v = 7.4 X 107 s-l. It was found that the power reflection +coefficient was 0.80 or greater for frequencies below 100 MHz and +Zo < 10 m. At higher frequencies or for Zo > 10 m the power reflection +coefficient decreased substantially. In terms of the profile in (9.4.4) the + +--- Page 588 --- +Electromagnetic Reflection, Absorption, and Phase Shift +573 +value of Zo = 10m implies the means of ionization must transition the air at +230000ft (70.1 km) from 5-95% of the maximum electron concentration +over a distance of h = 5.888zo = 58.88 m. +The use of microwave absorption as a diagnostic technique to determine +electron concentration is well known. Spencer et al (1987) experimentally +measured the amplitude and phase in a microwave cavity to quantify the +plasma lifetime, complex conductivity, and momentum-transfer collision +rate of an electron-beam generated plasma. +The application of the Epstein distribution to model collisional plasma +as a broadband absorber by Vidmar (1990) has curves of absorption versus +frequency and zoo These curves quantify total reduction, which refers to the +sum of the reflected power, R in equation (9.4.5), the round-trip absorption, +A in equation (9.4.9), and points out the power advantage of generating +plasma in a noble gas rather than air. The total reduction curves that +appear in Vidmar (1990) imply 10-40 dB signal reduction at frequencies +that extend from how> c/(4zo) and extends to fhigh < v/5. Physically, the +broadband reduction requires approximately five collisions per cycle and +the 5-95% gradient of the Epstein distribution, h = 5.888zo must be one to +two wavelengths at the lowest frequency. The total reduction noted transfers +of EM energy from a wave to heat via momentum-transfer collisions with the +bulk gas. This reduction in reflected power reduces the RCS for the surface +directly behind the plasma. The results of Santoru and Gregoire (1993) +provide an experimental link between the Epstein theory for reflection and +absorption with laboratory measurements. +Some radar systems utilize coherent integration over many cycles to +improve their signal-to-noise ratio. For such radars a sudden change in +phase interferes with the coherent integration and so degrades radar perfor- +mance. The phase change ~ in (9.4.9) can be used to quantify such effects in +terms of radar frequency, electron number density, collision rate, and Epstein +gradient. +For all of these applications the EM effects of plasma on reflectivity and +RCS are approximated by the Epstein distribution and the derived expressions +for reflectivity, transmission, absorption, and phase shift. The means to +achieve a man-made Epstein distribution in air all require power. The +means of plasma generation for a particular application that minimizes net +power required is not known at this time. Electron-beam generated air +plasma is a candidate system for some applications because it has a unique +excited-state air chemistry, the advantage that no wires are necessary in +the plasma, and that the beam energy controls the Epstein gradient. A +detractor on the use of electron beams is the problem of window heating +that limits beam current and duty cycle. This problem is addressed by +liquid cooling around the window or within the window (Vidmar and +Barker 1998), or by propagation from vacuum to air through a small +opening. Additional research on power required as a function of a + +--- Page 589 --- +574 +Current Applications of Atmospheric Pressure Air Plasmas +continuous or pulsed source, altitude, and electron concentration is neces- +sary to prove the utility of the electron beam approach. +References +Aleksandrov N L 1993 Chern. Phys. Lett. 212 409--412 +Borisov N D and Gurevich A V 1980 Geomagn. Aeronomy 20587-591 +Bortner M Hand Baurer T 1979 Defense Nuclear Agency Reaction Rate Handbook, 2nd +edition, NTIS AD-763699 ch 22 +Budden K G 1985 The Propagation of Radio Waves, The Theory of Radio Waves of Low +Power in the Ionosphere and Magnetosphere (New York: Cambridge University +Press) 438--479 +Epstein P S 1930 Proc. Nat. A cad. Sci. 16627-637 +Gunar M and Mennella R 1965 Proceedings of the 2nd Space Congress-New Dimensions +in Space Technology, Canaveral Council of Technical Societies 515-548 +Gurevich A V 1978 Nonlinear Phenomena in the Ionosphere, Physics and Chemistry in Space +vol 10 (New York: Springer) p 370 +Gurevich A V 1980 Sov. Phy. Usp. 23862-865 +Lanczos C 1964 J. SIAM Numer. Anal. Ser. B 1 86-96 +Lowke J J 1992 J. Phys D: Appl. Phys. 25202-210 +Macheret S 0, Shneider M N and Miles R B 2001 Physics of Plasmas 81518-1528 +Manheimer W M 1991 IEEE Trans. Plasma Sci. PS-19 1228-1234 +Ruck G T, Barrick D E, Stuart W D and Krichbaum C K 1970 Radar Cross Section Hand- +book vol 2 (New York: Plenum) 473--484 and 874-875 +Santoru J and Gregoire D J 1993 J. Appl. Phys. 74 3736-3743 +Spencer M N, Dickinson J S and Eckstrom D J 1987 J. Phys D: Appl. Phys. 20923-932 +Tanenbaum B S 1967 Plasma Physics (New York: McGraw-Hill) 62-86 +Vidmar R J 1990 IEEE Trans. Plasma Sci. PS-18 733-741 +Vidmar R J and Barker R J 1998 IEEE Trans. Plasma Sci. PS-26 1031-1043 +Vidmar R J and Stalder K R 2003 AIAA 2003-1189 +9.5 +Plasma Torch for Enhancing Hydrocarbon-Air Combustion +in the Scramjet Engine +9.5.1 Introduction +The development of the scramjet propulsion system [1-3] is an essential part +of the development of hypersonic aircraft and long-range (greater than 750 +miles (1207 km)) scram jet-powered air-to-surface missiles with Mach-8 +cruise capability [4]. This propulsion system has a simple structure as +required by the hypersonic aerodynamics. Basically, the combustor has the +shape of a flat rectangular box with both sides open. Air taken in through +the frontal opening mixes with fuel for combustion and the heated exhaust + +--- Page 590 --- +Plasma Torchfor Enhancing Hydrocarbon-Air Combustion +575 +gas at the open end is ejected through a MGD accelerator and a nozzle to +produce the engine thrust. +For the hydrocarbon-fueled scramjet in a typical startup scenario, cold +liquid JP-7 is injected into a Mach-2 air crossflow (having a static tem- +perature of ",500 K); under these conditions, the fuel-air mixture will not +auto-ignite. Instead, some ignition aid-for example a cavity flameholder +in conjunction with some mechanism to achieve a downstream pressure +rise--is necessary to initiate main-duct combustion. With sufficient down- +stream pressure rise, a shock front will propagate upstream of the region +for heat release. The heat release from combustion will maintain the pre- +combustion shock front, while subsonic conditions in the mixing and +combustion region favor stable combustion and flameholding. +Of course, even though the device operates as a ramjet under startup +conditions (i.e. subsonic flow downstream of the pre-combustion shock) +the residence time through the combustion region is short, of order 1 ms. +Within scramjet test facilities, the typical mechanisms for achieving the +required downstream pressure rise (and stable combustion) are the so- +called aero-throttle, where a 'slug' of gas is injected in the downstream +region, and the heat is released from the pyrophoric gas silane (SiH4). +Indeed, silane injection into the combustor is the current mechanism by +which the X43A scramjet vehicle is started. Both of these approaches, +however, have their disadvantages: for example, the aero-throttle approach +may not allow re-lighting attempts and silane poses obvious safety risks. +Thus, an alternative approach is desired. +For the purpose of developing techniques to reduce the ignition delay +time and increase the rate of combustion of hydrocarbon fuels, Williams +et al [5] have carried out kinetics computations to study the effect of +ionization on hydrocarbon-air combustion chemistry. The models being +developed-which include both the normal neutral-neutral reactions and +ion-neutral reactions-focus primarily on the development of plasma- +based ignition and combustion enhancement techniques for scramjet +combustors. The results computed over the 900-1500 K temperature range +show that the ignition delay time can be reduced significantly (three order +of magnitude over the 900-1500 K temperature range) by increasing the +initial temperature of fuel-air mixture. +Moreover, detailed kinetics modeling also shows a significant decrease +in ignition delay in the presence of initial ionization-in the form of a +H30+ INO+ Ie ~ plasma-at levels of ionization mole fractions greater than +1O~6. The ignition delay time is decreased most significantly at low tempera- +tures. Indeed, the computational results suggest that even larger effects may +be observed at the low temperatures encountered under engine startup. +Plasma torches can deliver enough heat to replace silane for ignition +purpose. Moreover, use of a torch as a fuel injector also introduces an initial +ionization in the fuel. The significant decrease in the ignition delay time and + +--- Page 591 --- +576 +Current Applications of Atmospheric Pressure Air Plasmas +Figure 9.5.1. A photo of the plasma torch module. (Copyright 2004 by IEEE.) +the initial energy carried by plasma may elevate the heat release from +combustion to exceed a threshold level for flameholding. These are the +primary reasons that plasma torches [6-8] are being developed for the appli- +cation. +Nevertheless, to make use of the high-temperature torch effluent, which +may include quantities of radicals, ions, and electrons, it is necessary to +project this gas into the engine in such a way that it readily mixes with a +fuel-air stream. Poor penetration of the torch plume into the combustor, +and/or improper placement of each torch-that is, more than one torch +may be required-will limit its effectiveness. Shown in figure 9.5.1 is a +photo of a plasma torch module, which is developed [9-10] in the present +effort for the generation of torch plasma. The unique features of this +plasma torch make it well suited for the purpose of ignition in a scramjet +engine. These features include the following. +1. The compact size. It can be easily mounted to the combustor wall and +requires no water cooling. +2. Flexible design. It can deliver high peak powers (and pulse/cycle energy) +in 60 Hz or pulsed modes. Furthermore, it can deliver high mass flow rates +due to the large annular flow area. +3. High mass flow operation. It can be configured to deliver 10 g offeedstock +(which can be the fuel) per second. +4. Durability. It can be run for long periods with an air feedstock. +5. High-voltage operation. Rather than running at high current, the torch +runs at high voltage, which allows greater penetration of the arc into +the combustor and reduces the power loss to the electrodes (leading to + +--- Page 592 --- +Plasma Torch for Enhancing Hydrocarbon-Air Combustion +577 +longer electrode life); higher E / N also enhances dissociations in fuel and +air by direct electron impact. +9.5.2 +Plasma for combustion enhancement +In the combustion, fuel-air mixing is critical. Without oxygen, fuel will not +burn by itself. The hydrocarbon fuel provides hydrogen and carbon to +react with oxygen in the combustion process. The reaction rate increases +with the temperature of the mixture, which changes the ratios of the compo- +nents in the composition of the mixture. In low temperature, the gas mixture +contains mainly neutral molecules, and neutral-neutral reactions are often +immeasurably slow. For example, the rate coefficient for the reaction +between H2 and O2 is 6 X 10-23 cm3 S-I. As temperature increases, some radi- +cals such as atomic species are produced. Neutral-radical reactions have +rates in the range of 10-16_10- 11 cm3 S-I. For example, the reaction between +Hand O2 has a rate coefficient equal to 1 x 10-13 cm3 S-I. Reactions also +occur between radicals, which in fact have higher rates in the range 10-13_ +10-10 cm3 S-I. Hence, the combustion rate is increased as the percentage of +radicals in the mixture becomes significant by the temperature increase. If +the temperature of the mixture is high enough to cause significant ioniza- +tions, the combustion rate is further enhanced. This is because ion-neutral +and ion-electron reactions have rates larger than 10-9 and 10-7 cm3 S-I, +respectively. For instance, the reaction Hi + O2 has a rate coefficient of +8 x 10-9 cm3 S-I. It turns out only long-range ion-electron and ion-dipole +reactions are fast enough to react on hypersonic flow time scales in the micro- +second range. Therefore, it is desirable to use energy to heat the mixture and +also to introduce ionized species to the mixture. Usually, thermal plasma is +not very energy efficient to introduce ionized species to the mixture. Non- +equilibrium plasmas produced by corona, streamer, pulsed glow and micro- +wave discharges have been suggested, as alternatives to the torch plasma, for +aiding the ignition. These discharges run at high E / N can potentially +enhance dissociations in fuel and air by direct electron impact [11], where +E is the electric field and N is the gas density. However, the practical issue +of the research efforts is the combustion efficiency, rather than the energy +efficiency of the igniter. The combustion efficiency depends not only on the +chemical processes but also on the spatial distribution of the plasma +energy, in particular, in a supersonic combustor. If the igniter can only +start the ignition locally, for instance, near the wall, a considerable percen- +tage of injected fuel will not be ignited before exiting the combustor. The +plasma torch presented in the following demonstrates that it can produce +high enthalpy supersonic plasma jet to penetrate the supersonic cross flow, +as required to be a practical igniter of a supersonic combustor. +Two types of power supply are applied to operate the torch module +shown in figure 9.5.1. One is a 60 Hz source, which sustains the discharge + +--- Page 593 --- +578 +Current Applications of Atmospheric Pressure Air Plasmas +periodically. Such produced plasma will be termed '60 Hz torch plasma' in +the following. This power source [12] includes (1) a power transformer +with a turn ratio of 1: 25 to step up the line voltage of 120 V from a wall +outlet to 3 kV, (2) capacitors of C = 3 IlF in series with the electrodes, and +(3) a serially connected diode (made of four diodes, connected in parallel +and each having 15kV and 750 rnA rating) and resistor (R = 4kO) placed +in parallel to the electrodes to further step up the peak voltage. The series +resistor is used to protect the diode by preventing the charging current of +the capacitor from exceeding the specification (750 rnA) of each diode and +to regulate the time constant of discharge. In one half cycle when the +diode is forward biased, the capacitor is charging, which reduces the avail- +able voltage for the discharge in the torch module. However, since the time +constant RC = 12 ms is longer than the half period 8.5 ms of the ac input, +the discharge can still be initiated during this half cycle (even though the +discharge has lower current and voltage than the corresponding ones in +the other half cycle). During this other half period, the diode is reversed +biased and the charged capacitor increases considerably the available voltage +and current for the discharge in the torch module. The torch energy (i.e. the +thermal energy carried by torch plasma) in each cycle varies with the gas +supply pressure Po. The dependence measured in the pressure range from +1.36 to 7.82 atm is presented in figure 9.5.2(a). +As shown, the dependence has a maximum at the gas supply pressure +Po = 6.12 atm, where the plasma energy is 25.6J. The increasing dependence +of the plasma energy on the flow rate in the region of low gas supply pressure +(i.e. Po < 6.12 atm) is realizable because the supplied gas flow works to +increase the transit time of charge particles by keeping the discharge away +from the shortest (direct) path between two electrodes. As the flow rate +increases, the transit time loss of charge particles is reduced and thus the +plasma energy increases. However, when the flow rate becomes too high +(i.e. Po > 6.12 atm), the mobilities of charge particles crossing the flow +becomes significantly affected by the flow. In such a way that the torch +energy decreases with increasing pressure. It is noted in figure 9.5.2(a) that +there is a significant plasma energy drop at Po = 4.08 atm. This unexpected +result may be explained as follows. Schlieren images indicate that a transition +from subsonic to supersonic flow at the exit of the module occurs near +Po = 3.4 atm, which was identified by the sudden appearance of the shock +structure at the exit of the torch nozzle in the schlieren image of the flowfield. +After the transition, the flow becomes underexpanded. At Po = 4.08 atm, the +low pressure region in the flow that favors gas breakdown is narrow in the +flow direction and close to the exit of the module. Thus the discharge channel +is narrow and the transit times of charge particles are small. Consequently, +the plasma energy is reduced. As the pressure is further increased, this low- +pressure region extends rapidly outward from the exit of the module so +that the discharge can again appear in a larger region. + +--- Page 594 --- +Plasma Torchfor Enhancing Hydrocarbon-Air Combustion +579 +30 +f-O-i +....... +20 +....... +~ +..... +>+l +W +10 +0 +(a) +pO(atrr$ +20 +E +E +15 +10 +5 +5 +(b) +mm +Figure 9.5.2. (a) Dependence of the plasma energy in one cycle on the gas supply pressure +and (b) a planar image of torch plasma taken by an ultra-fast CCD camera with lOns +exposure to laser-induced fluorescence from NO molecules. (Copyright 2004 by IEEE.) +As a consequence of the high-voltage nature of the discharge, the arc +loop can be many times the distance between the anode and cathode. The +arc loop structure is illustrated in the image (typical of those recorded) +shown in figure 9.5.2(b), which was recorded through a 239nm interference +filter, 10 nm FWHM, with an intensified CCD camera (Roper Scientific +PIMAX) set for an 80 ns exposure time. The current loop is coincident +with the thin, intense emission loop shown in the figure. For this measure- +ment, pure nitrogen with a pressure of 1.7 atm was supplied to the torch +module. The horizontal extent of the arc loop is ca. 3.2 mm, whereas the +vertical extent is about 2.5 cm. Such an extended arc loop increases the +path length of the charged particles in the discharge by more than 15 times +the direct path length from the cathode to the anode. Also shown in figure + +--- Page 595 --- +580 +Current Applications of Atmospheric Pressure Air Plasmas +9.5.2(b) is laser-induced fluorescence (LIF) from nitric oxide, NO, obtained +using a Nd:YAG-pumped dye laser system to generate laser radiation at +226 nm probing the overlapped QI (12.5) and Q2(l9.5) transitions in the +8(0,0) band of NO. The LIF image appears as the diffuse, less intense +background and is best seen on the left-hand side of the figure towards the +outer portion of the arc loop. NO is produced within the torch plume in +the region where the hot torch gas (pure N2), i.e. the gas near the arc, +mixes with quiescent laboratory air. Thus, NO is formed primarily near +the outer portion of the arc loop. +The extended arc loop structure produced with this torch module has +several distinct advantages. For instance, such images indicate that high +temperature, dissociated, and ionized air extends well above the surface of +the torch module, which is important for ignition applications. The long +electrode lifetime may in part be due to extended arc length since the charged +particles' kinetic energy is reduced before hitting electrodes. Furthermore, +the conversion of electrical energy to plasma energy may be enhanced due +to the longer interaction region. Images such as that shown in figure 9.5.2(b) +indicate that the length of the arc loop is not strongly sensitive to the flow +rate, but the width of the loop becomes narrower as the flow rate increases, +which is consistent with the change in the flowfield structure as the jet becomes +underexpanded and supersonic with increased supply pressure. +The other power supply applied is a dc pulsed discharge source, which +uses a RC circuit for charging and discharging, where a 281lF capacitor is +used. A very energetic torch plasma, albeit one with a low repetition rate, +can be generated. In the circuit, a ballasting resistor R2 is connected in +series with the torch to regulate the discharging current and adjust the +pulse duration. Shown in figure 9.5.3(a) is a power function obtained by +connecting a resistor of R2 = 26 n in series with the torch. This power func- +tion has a peak of about 300 kW and a pulse length of about 800 IlS, which is +very close to the time constant R2C = 728Ils. The difference is accountable +from the effective resistance of the discharge. As R2 is increased to 250 n, +now the power function shown in figure 9.5.3(b) consists of two parts: an +initial part with a large peak of about 20 kW for the ignition of the discharge +and a subsequent near-constant low-power part keeping at about 2.5 kW for +10 ms, which maintains the discharge. The energy contained in the pulse is +about 50J. +Because torch plasma delivers adequate energy, it can be an ignition aid +and combustion enhancer within a scramjet engine. +9.5.3 Plasma torch for the application +The performances of plasmas produced by the torch module in a Mach-2.5 +supersonic crossflow are discussed in the following. Measurements consist +of video images of the torch emission and of the flowfield schlieren. We + +--- Page 596 --- +Plasma Torch/or Enhancing Hydrocarbon-Air Combustion +581 +400 +! 200 +~ +Go +01-_"""",1 '---__________ _ +(a) +25 +20 +_ 15 +1,0 +5 +-0.5 +o +0.5 +1 +t(ms) +1.5 +2 +o +~-~5--~~~0~~~~5~~~~~,0~~~~,5 +(b) +t(ms) +2.5 +Figure 9.5.3. Power functions of pulsed dc discharges with no flow in the background; gas +supply pressure of the torch module is 2.72 atm. (a) R2 = 26 r! and (b) R2 = 250 r!. +note that due to the limited framing rate, 30 frames per second, these images +represent a temporal average during the frame time. Thus, one does not +freeze the arc-loop structure as was done with the intensified CCD (figure +9.5.2(b)). This is true regardless of whether one is viewing the 60 Hz or +pulsed discharge. +Experiments [13, 14] were conducted in the test section, measuring +38 cm x 38 cm, of a supersonic blow-down wind tunnel. The upstream flow +had a flow speed of 570 mis, a static temperature TI = 135 K, and a pressure +PI = 1.8 X 104 N/m2 (about 0.20 atm). These conditions approximate the +scramjet startup conditions listed earlier, though the temperature and +pressure are somewhat low (e.g. the static temperature for engine startup is +about 500 K). The torch plume is injected normally into the supersonic +flow, and the performance of torch plasma in terms of its height and shape +in the supersonic flow is studied. In experiments, the air supply pressure is +varied from 1.7 to 9.2 atm. +We first investigate the 60 Hz torch plasma in the wind tunnel. Presented +in figure 9.5.4(a) is an airglow image of the plasma torch produced in the +Mach-2.5 crossflow with 4.1 atm of air pressure supplied to the gas +chamber of the torch module. This image shows the typical shape of the +plasma torch in each half cycle; clearly, the supersonic flow causes significant +deformation in the shape of the plasma torch. The penetration height of + +--- Page 597 --- +582 +Current Applications of Atmospheric Pressure Air Plasmas +E +E +o +20 +90 +(a) +mm +(b) +Figure 9.5.4. (a) Sideview of the airglow image of ac torch plasma in each half cycle in the +Mach-2.5 crossflow. The gas supply pressure of the torch module is 4.1 atm. In the insert, +d, = d)' = 11.4 mm define the horizontal and vertical scales of the image. (b) Shadow image +of the flow; an oblique shock wave is generated in front of the torch. (c) Airglow image of +pulsed dc torch plasma in a supersonic crossflow (about 10° off the sideview line); the field +of view is estimated to be 9.5 cm x 6 cm; the gas supply pressure of the torch module is +2.72 atm. (d) Schlieren image of pulsed dc torch plasma; the backpressure of the torch is +9.2 atm. (Copyright 2004 by IEEE.) + +--- Page 598 --- +Plasma Torch lor Enhancing Hydrocarbon-Air Combustion +583 +e e +o +10 +20 +30 +Figure 9.5.4. (Continued) +(c) +(d) +the torch is reduced significantly as the plume is swept downstream by the +high-speed flow; nevertheless, the torch plume can still penetrate into the +supersonic crossflow by more than I cm and also extends downstream +about 1 cm, based on these emission images. A bow shock wave is also +generated in front of the torch (since the torch acts as an obstruction to + +--- Page 599 --- +584 +Current Applications of Atmospheric Pressure Air Plasmas +the oncoming flow), as observed by the image presented in figure 9.5.4(b). +This, of course, is typical behavior for a jet injected normally in a supersonic +crossflow. +We next study the torch operation in the supersonic flow using the high- +power pulsed power supply. Shown in figure 9.5.4(c) is an airglow image of +the torch plasma in the supersonic crossflow; the supply pressure was 2.7 atm. +As shown in the figure, the (penetration) height of the torch is again reduced +considerably by the wind tunnel crossflow. Comparing with that shown in +figure 9.5.4(a), obtained in the case of higher gas supply pressure but lower +power, the one shown in figure 9.5.4(c) extends about five times as far in +the downstream direction and has a slightly larger penetration depth into +the crossflow. +Clearly, the increased discharge power produces larger volume plasma, +which is evident in comparing figures 9.5.4(a) and 9.5.4(c). To increase torch +penetration height in the wind tunnel, the air supply pressure was increased +to 9.2 atm. The resulting schlieren image is shown in figure 9.5.4(d). An +oblique shock wave is also generated in front of the torch as shown in this +schlieren image. The voltage and current of the discharge as well as the +shape and dimension of torch plasma vary with the torch flow rate and +the crossflow condition. The results show that in addition to increasing the +flow rate, one can increase the torch power to improve the penetration of +the plasma into the crossflow. +Initial evaluation of plasma-assisted ignition of hydrocarbon fuel was +conducted in a supersonic, Mach-2 flow facility, at Wright-Patterson Air +Force Research Laboratory, with heated air at a total temperature and +pressure of 590 K and 5.4 atm, respectively. The resulting static temperature +was thus ",330 K, still a relatively low value insofar as ignition is concerned. +This facility allows testing of an individual concept with both gaseous and +liquid hydrocarbon fuels without a cavity based flame-holder. In the tested +configuration, a 15.2 cm x 30.5 cm test section floor plate fits into a simulated +scram jet combustor duct with an initial duct height of 5.1 cm. At the +upstream edge of the test section insert, the simulated combustor section +diverges on the injector side by 2S. This particular hardware was intention- +ally designed not to study main-duct combustion (ignition of the entire duct), +but to reduce the chance of causing main-duct combustion by limiting the +equivalence ratio of the tunnel below 0.1. In particular, this was accom- +plished by placing the fuel injector at the centerline of the tunnel and not +adding any flame-holding mechanisms such as a cavity or backwards- +facing step. This approach allows the interactions of the fuel plume with +the plasma torch to be studied by itself, and any flame produced is strictly +created by this interaction, hence decoupling the ignition and flameholding +problems as much as possible from the combustor geometry. Tests have +been conducted using gaseous ethylene fuel, with the 15° downstream- +angled single hole. + +--- Page 600 --- +Plasma Torchfor Enhancing Hydrocarbon-Air Combustion +585 +Figure 9.5.5. Flame plume ignited by 60 Hz torch plasma with fuel injected by a single-hole +injector. (Copyright 2004 by IEEE.) +The 60 Hz plasma torch module was evaluated and was found to +produce a substantial flame plume as observed both from flame chemi- +luminescence and OH planar laser-induced fluorescence [14]. The flame +chemiluminescence (blue emission in the tail of the plume) is illustrated in +figure 9.5.5, which shows a single frame taken from video recordings of a +flame plume ignited by the 60 Hz plasma torch in operation 5 cm downstream +of the ethylene-fueled single-hole injector. Several feedstock flowrates +were tried over the torch module operational range and a flowrate of +",500 SLPM was determined to produce the largest visible flame for the +current electrode configuration. Air produced a larger flame when compared +to nitrogen as the torch feedstock. This difference in flame size indicates that +this type of flame is very sensitive to the local equivalence ratio and coupling +of the ignition source with the mixture. +Shown in figure 9.5.6 is a schematic of a conceptual Ajax vehicle and its +engine. The engine is located at the bottom of the vehicle. Plasma torch +modules are installed on the top wall of the box-shaped combustor right +Power Demanding ...... Excess energy +Payload +- +Power Conditioning +Plasma Generation and...---- +Systems +Control Systems +Aerodynamic heat +Masnetoplasmochemlcal engine +~ +Thrust +Figure 9.5.6. Schematic of a conceptual Ajax vehicle and the engine. + +--- Page 601 --- +586 +Current Applications of Atmospheric Pressure Air Plasmas +behind the fuel injectors to work as igniters. The torch modules can also be +used as injectors to directly introduce ionizations and heat in the fuel for +reducing ignition delay. It is worth pointing out that shock waves generated +in front of torch plasma can help for holding flame and increasing its spread +to achieve thorough combustion. +References +[I] Gruber M, Jackson, K Mathur T, Jackson T and Billig F 1998 'A cavity-based fuel +injector/flameholder for scramjet applications' 35th JANNAF Airbreathing +Propulsion Subcommittee and Combustion Subcommittee Meeting, Tucson, AZ, +p 383 +[2] Mathur T, Streby G, Gruber M, Jackson K, Donbar J, Donaldson W, Jackson T, +Smith C and Billig F 1999 'Supersonic combustion experiments with a cavity- +based fuel injector' AIAA Paper 99-2102, American Institute of Aeronautics and +Astronautics, Washington, DC, June 1999 +[3] Gruber M, Jackson K, Mathur T and Billig F 1999 'Experiments with a cavity-based +fuel injector for scramjet application' ISABE Paper IS-7154 +[4] Mercier R A and Weber J W 1998 'Status of the US Air Force Hypersonic +Technology Program' 35th JANNAF Airbreathing Propulsion subcommittee and +Combustion Subcommittee Meeting, Tucson, AZ, p 17 +[5] Williams S, Bench P M, Midey A J, Arnold S T, Viggiano A A, Morris R A, Maurice +L Q and Carter C D 2000 Detailed Ion Kinetic Mechanisms For Hydrocarbon/Air +Combustion Chemistry, AFRL report 2000, Hanscom AFB, MA 01731-3010, pi +[6] Wagner T, O'Brien W, Northam G and Eggers J 1989 'Plasma torch igniter for +scramjets' J. Propulsion and Power 5(5) +[7] Masuya G, Kudou K, Komuro T, Tani K, Kanda T, Wakamatsu Y, Chinzei N, +Sayama M, Ohwaki K and Kimura I 1993 'Some governing parameters of +plasma torch igniter/flameholder in a scramjet combustor' J. Propulsion and +Power 9(2) 176-181 +[8] Jacobsen L S, Carter C D and Jackson T A 2003 'Toward plasma-assisted ignition in +scramjets' AIAA Paper 2003--0871, American Institute of Aeronautics and +Astronautics, Washington, DC +[9] Kuo S P, Koretzky E and Orlick L 1999 'Design and electrical characteristics of a +modular plasma torch' IEEE Trans. Plasma Sci. 27(3) 752 +[10] Kuo S P, Koretzky E and Orlick L 2001 Methods and Apparatus for Generating a +Plasma Torch (United States Patent No. US 6329628 BI) +[II] Parish J and Ganguly B 2004 'Absolute H atom density measurement in short pulse +methane discharge' AIAA Paper 2004--0182, American Institute of Aeronautics and +Astronautics, Washington, DC +[12] Koretzky E and Kuo S P 1998 'Characterization of an atmospheric pressure plasma +generated by a plasma torch array' Phys. Plasmas 5(10) 3774 +[13] Kuo S P, Bivolaru D, Carter C D, Jacobsen L S and Williams S 2003 'Operational +Characteristics of a Plasma Torch in a Supersonic Cross Flow', AIAA Paper +2003-1190, American Institute of Aeronautics and Astronautics, Washington, DC +[14] Kuo S P, Bivolaru D, Carter C D, Jacobsen L S and Williams S 2004 'Operational +characteristics of a periodic plasma torch', IEEE Trans. Plasma Sci., February issue + +--- Page 602 --- +Plasma Mitigation of the Shock Waves +587 +9.6 The Plasma Mitigation of the Shock Waves in +Supersonic /Hypersonic Flights +9.6.1 +Introduction +A flying object agitates the background air; the produced disturbances +propagate, through molecule collisions, at the speed of sound. When the +object flight approaches the speed of sound (roughly 760mph in level +flight), those disturbances deflected forward from the object move too +slowly to get away from the object and form a sound barrier in front of +the flying object. Ever since Chuck Yeager and his Bell X-I first broke the +sound barrier in 1947, aircraft designers have dreamed of building a +passenger airplane that is supersonic, fuel efficient and economical. However, +the agitated flow disturbances by the flying object at supersonic/hypersonic +speed coalesce into a shock appearing in front of the object. The shock +wave appears in the form of a steep pressure gradient. It introduces a +discontinuity in the flow properties at the shock front location, at the +reachable edge of the flow perturbations made by the object. The back- +ground pressure behind the shock front increases considerably, leading to +significant enhancement of the flow drag and friction on the object. +Shock waves have been a detriment to the development of supersonic/ +hypersonic aircraft, which have to overcome high wave drag and surface +heating from the additional friction. The design of high-speed aircraft +tends to choose slender shapes to reduce the drag and cooling requirements. +While that profile is fine for fighter planes and missiles, it has long dampened +dreams to build a wide-bodied airplane capable of carrying hundreds of +people at speeds exceeding 760 mph. This is an engineering tradeoff between +volumetric and fuel consumption efficiencies and this tradeoff significantly +increases the operating cost of commercial supersonic aircraft. Moreover, +shock wave produces a sonic boom on the ground. This occurs when flight +conditions change, making the shock wave unstable. The faster the aircraft +flies, the louder the boom. The noise issue raises environmental concerns, +which have precluded for, example, the Concorde supersonic jetliner from +flying overland at supersonic speeds. +A physical spike [1] is currently used in the supersonic/hypersonic object +to move the original bow shock upstream from the blunt-body nose location +to its tip location in the new form of a conical oblique shock. It improves the +body aspect ratio of a blunt-body and significantly reduces the wave drag. +However, the additional frictional drag occurring on the spike structure +and related cooling requirements limit the performance of a physical spike. +Also another drawback of a physical spike is its sensitivity to off-design +operation of the vehicle, i.e. flight Mach number and vehicle angle of +attack. A failure regime at aspect ratios less than one also prohibits the +practical uses of these physical spikes alone for shock wave modification. + +--- Page 603 --- +588 +Current Applications of Atmospheric Pressure Air Plasmas +Therefore, the development of new technologies for the attenuation or +ideal elimination of shock wave formation around a supersonic/hypersonic +vehicle has attracted considerable attention. The anticipated results of +reduced fuel consumption and having smaller propulsion system require- +ments, for the same cruise speed, will lead to the obvious commercial gains +that include larger payloads at smaller take-off gross weights and broadband +shock noise suppression during supersonic/hypersonic flight. These gains can +make commercial supersonic flight a reality for the average traveler. +9.6.2 Methods for flow control +Considerable theoretical and experimental efforts have been devoted to the +understanding of shock waves in supersonic/hypersonic flows. Various +approaches to develop wave drag-reduction technologies have been explored +since the beginning of high-speed aerodynamics. In the following, a few of +these are discussed. +Buseman [2] suggested that geometrical destructive interference of shock +waves and expansion waves from two different bodies could work to reduce +the wave drag. However, the interference approach is effective only for one +Mach number and one angle of attack, which makes the design for practical +implementation difficult. +Using electromagnetic forces for the boundary layer flow control have +been suggested as possible means to ease the negative effect of shock wave +formation upon flight [3]. However, an ionized component in the flow has +to be generated so that the fluid motion can be controlled by, for instance, +an introduced j x B force density, where j and B are the applied current +density and magnetic field in the flow. +Thermal energy deposition in front of the flying body to perturb the +incoming flow and shock wave formation has been studied numerically [4, 5]. +Heating of the supersonic incoming flow results in a local reduction of the +Mach number. This in turn causes the shock front to move upstream and +thus in this process the stronger bow shock is modified to a weaker oblique +shock with significantly lower wave drag to the object and much less shock +noise. Although this heating effect is an effectual means of reducing the +wave drag and shock noise in supersonic and hypersonic flows, it requires a +large power density to significantly elevate the gas temperature [5]. It is +known that using the thermal effect to achieve drag reduction in supersonic +and hypersonic flight does not, in general, lead to energy gain in the overall +process. Thus this is not an efficient approach for drag reduction purposes, +but it can be a relatively easy approach for sonic boom attenuation. +Direct energy approaches have also been applied to explore the non- +thermal/non-local effect on shock waves. Katzen and Kaattari [6] investi- +gated aerodynamic effects arising from gas injection from the subsonic +region of the shock layer around a blunt body in a hypersonic flow. In one + +--- Page 604 --- +Plasma Mitigation of the Shock Waves +589 +particular case, when helium was injected at supersonic speed, the injected +flow penetrated the central area of the bow shock front, modifying the +shock front in that area to a conical shape with the vertex much farther +from the body (at about one body diameter). Laser pulses [7, 8] could +easily deposit energy in front of a flying object. However, plasma generated +at a focal point in front of the model had a bow radius much smaller than the +size of the shock layer around the model, and its non-local effect on the flow +was found to be insignificant. +Plasma can effectively convert electrical energy to thermal energy for gas +heating. Moreover, it has the potential to possibly offer a non-thermal +modification effect on the structure of shock waves. The results from early +and recent experiments conducted in shock tubes exhibited an increased +velocity and dispersion on shock waves propagating in the glow discharge +region [9, 10]. Measurements using laser beam photo deflection concluded +that the dispersion and velocity increase of shock wave were attributed to +the inhomogeneous plasma heating by the local electric field [11]. Plasma +experiments were also conducted in wind tunnels. When plasma was gener- +ated ahead of a model either by the off-board or on-board electrical discharge +[12-15] or microwave pulses [16, 17] the experimental results showed that the +shock front had increased dispersion in its structure as well as increased +standoff distance from the model. One of the non-thermal plasma effects +was evidenced by an experiment [18] investigating the relaxation time of +the shock structure modification in decaying discharge plasma. The observed +long-lasting effect on the shock structure was attributed to the existence of +long-lived excited states of atoms and molecules in the gas. +The study of the plasma effect on shock waves was further inspired by a +wind tunnel experiment conducted by Gordeev et al [19]. High-pressure +metal vapor (high Z) plasma, produced inside the chamber of a cone- +cylinder model by exploding wire by electrical short circuit, is injected into +the supersonic flow through a nozzle. A significant drag reduction was +measured [19]. A brief history of the development in this subject area was +reported in an article published in lane's Defence Weekly [20]. +The research in plasma mitigation of the shock waves has two primary +goals: +1. to improve the effective aerodynamic shape of an aircraft, but without the +cooling requirements of a physical spike, and +2. to reduce the shock noise and possibly make net energy savings. +9.6.3 Plasma spikes for the mitigation of shock waves: experiments +and results +To further study plasma effects on shock waves, Kuo et al [21] have carried +out experiments in a Mach-2.5 wind tunnel. A cone-shaped model having a + +--- Page 605 --- +590 +Current Applications of Atmospheric Pressure Air Plasmas +Figure 9.6.1. Plasma produced in front of the model, which is moving around the tip in +spray-like forms. (Copyright 2000 by AlP.) +60° cone angle was placed in the test section of the wind tunnel. The tip and +the body of the model were designed as two electrodes with the tip of the +model designated as the cathode for gaseous discharge. A 60 Hz power +supply was used in the discharge for plasma generation. The peak and +average powers of the discharge during the wind tunnel runs were measured +to be about 1.2kW and lOOW, respectively. Shown in figure 9.6.1 is the +airglow image of a spray-like plasma generated by the 60 Hz self-sustained +diffused arc discharge, at the nose region of the model, where the usual +attached conical shock is formed in the supersonic flow. The plasma density +and temperature of the discharge were not measured. However, the electrode +arrangement and the power supply were similar to those used in producing a +60 Hz torch plasma, which was measured [22] to have peak electron density +and temperature exceeding 1013 electrons/cm3 and 5000 K (time averaged +temperature [23] is less than 2000 K), respectively. During the run, the back- +ground pressure drops, thus the plasma density is expected to increase +slightly. On the other hand, the electron plasma is cooled considerably by +the supersonic flow. The produced spray-like plasma acted as a spatially +distributed spike, which could deflect the incoming flow before the flow +reached the original shock front location. The effect of this plasma spike +on the shock wave formation was explored by examining a sequence of +shadowgraphs taken during typical wind tunnel runs. +The shadowgraph technique is briefly described as follows. A uniform +collimated light beam is introduced to illuminate the flow. The second deriva- +tive of the flow density deflects the light rays to a direction perpendicular to +the light beam, which results in light intensity variation on a projection + +--- Page 606 --- +Plasma Mitigation of the Shock Waves +591 +(a) +(c) +(b) +(d) +Figure 9.6.2. A sequence of shadowgraphs taken during a wind tunnel run at Mach-2.S in +the presence of plasma. (a) At the instant close to initiating plasma, (b) at a later time +during the run, (c) at a later time during the same run, and (d) at the time when the +discharge is around the peak and the shock wave is eliminated. (Copyright 2000 by AlP.) +screen showing the shadow image of the flow field. Thus the location of a +stationary shock front in the flow, where the second derivative of the +density distribution is very large, is revealed in the shadowgraph as a dark +curve because the light transmitted through that region is reduced to a +mInImum. +In the shadowgraphs shown in figure 9.6.2 the flow is from left to right. +The upstream flow has a flow speed v = 570m/s, temperature T J = 135K, +and a pressure PI = 0.175 atm. Figure 9.6.2(a) is a snapshot of the flow at +the instant close to initiating the plasma. As shown, an undisturbed conical +shock is formed in front of the plasma-producing model. To further examine +the flow structure, a Pitot tube was installed in the tunnel, which can be seen +on the top portion of the shadowgraph with its usual detached shock front. +Figure 9 .6.2(b) taken at a later time during the run, on the other hand, clearly +demonstrates the pronounced influence of plasma on the shock structure. +Comparison of figures 9.6.2(a) and (b) clearly indicates an upstream +displacement of the shock front along with a larger shock angle, indicating + +--- Page 607 --- +592 +Current Applications of Atmospheric Pressure Air Plasmas +a transformation of the shock from a well defined attached shock into a +classic highly curved bow shock structure. It is also interesting to note that +the shock in front of the Pitot probe, which is placed at a distance above +the plasma-producing model, has been noticeably altered as is evident +from the larger shock angle. A highly diffused detached shock front is +observed in figure 9.6.2(c) taken at a later time during the same run. The +diffused form of the shock front could be the result of less spatial coherency +in the flow perturbations introduced by the spatially distributed plasma; it +could also be ascribed to a visual effect from an asymmetric shock front +caused by the non-uniformity of the generated plasma, a well-known +integration effect inherent in the shadowgraph technique when visualizing +a three-dimensional flow field. This phenomenon is commonly observed +when the spatial extent of the region leading to the shock is small compared +to the test section dimensions. +Closer examination of figure 9.6.2(c) demonstrates a further upstream +propagation of the bow shock, having an even more dispersed shape and a +larger shock angle. It is also interesting to note that the shock wave in +front of the Pitot probe has also moved upstream and some evidence of +flow expansion may be seen near the tip of the probe. This is an interesting +result indicating that the effect of plasma is not confined to the vicinity of +the plasma-generating model but rather influences a large region of the +flow field. As a final example, figure 9.6.2(d) demonstrates the effectiveness +of the plasma in eliminating the shock near the model, an encouraging +result, which may have significant consequences in the effectiveness of this +scheme in minimizing wave drag and shock noise at supersonic speeds. +In summary, the experimental results represented by the shadowgraphs +(figures 9.6.2(b)-(d)) of the flowfield show that the spray-like plasma has +strong effect on the structure of the shock wave. It causes the shock front +to move upstream toward the plasma front and to become more and more +dispersed in the process (figures 9.6.2(b) and (c)). A shock-free state (figure +9.6.2(d)) is observed as the discharge is intensified. +A follow up experiment by Bivolaru and Kuo [24] further demonstrated +the plasma effect on shock wave mitigation. The experiment used a similar +truncated cone model except that the nose of the model has a 9 mm +protruding central spike, which also served as the discharge cathode. More- +over, the power supply was a dc pulse discharge source using RC circuits for +charging (Re = 10 kO) and discharging (Rd = 1500 to ballast the dischar- +ging current) and a 5 kV/400mA dc power supply to charge the capacitor +(C = 150IlF). It produced very energetic plasma with a low repetition rate. +The peak power exceeded 40 kW and the energy in each discharge pulse +was about 150J. Again, the plasma density and temperature were not +measured during the runs. However, from the current measurement, the +peak electron density is estimated to exceed 1014 electrons/cm3 . Without +the spike, a detached curved shock would be generated in front of the + +--- Page 608 --- +Plasma Mitigation of the Shock Waves +593 +(a) +Figure 9.6.3. (a) A baseline schlieren image of a Mach-2.5 flow over 60° truncated cone +(pin hole knife-edge of 0.2mm in diameter); the aspect ratio of the spike length I to the +spike diameter d, lid = 6, (b) video graph of the plasma airglow showing a cone-shaped +plasma around the spike of the model; and (c) schlieren image of the flowfield modified +by the cone-shaped plasma shown in (b). (Copyright 2002 by AlP.) +truncated cone model. The added spike with the selected length modified the +structure of the curved shock (which is the one intended to be modified by the +plasma) only in the central region around the spike, where the shock front +becomes conical and attached to the tip. This is seen in figure 9.6.3(a), a base- +line schlieren image of the flow field around the spike and the nose of the +cone; the flow is from left to right. The use of this design facilitates the +discharge (starting at the base of the truncated cone model) to move +upstream through the subsonic region of the boundary layer, along the +spike/electrode surface, so that plasma can always be generated in the +region upstream of the curved shock front (but it will appear behind the +oblique part of the shock front as shown later). +In the schlieren method, again, a uniform collimated light beam is +introduced to illuminate the flow. In addition, an obstruction (i.e. a light +ray selecting device) is introduced in the light path (e.g. a knife-edge placed +at the focal point of the image-forming lens). It uniformly decreases the +image illumination in the absence of any disturbance; however, when a +density gradient exists in the flow, only some rays will pass the obstruction +with a specific variation in the image illumination. The contrast of the +image will be proportional to the density gradient in the flow. When rays + +--- Page 609 --- +594 +Current Applications of Atmospheric Pressure Air Plasmas +are deflected toward the knife-edge, the image field becomes darker (negative +contrast) and vice-versa. The images can be recorded directly by a CCD +camera, without going through an image projection screen. It is noted that +if too many rays are stopped, the image quality will deteriorate. Therefore, +the knife-edge must be adjusted with a compromise between image quality +and contrast. +Much more energetic plasma was generated by this pulsed dc discharge +than that generated by 60 Hz discharge in the other experiment. This spike +also guided the pulsed electrical discharge to move upstream such that +plasma was easily generated in the region upstream of the curved shock +front. As plasma was generated, it was found that the schlieren image of +the flowfield became quite different from that shown in figure 9.6.3(a). The +discharge was symmetric; it produced a cone-shaped plasma around the +spike of the model, as shown by the video graph in figure 9.6.3(b). +Comparing the corresponding schlieren image of the flowfield presented in +figure 9.6.3(c), again the flow is from left to right, with the baseline schlieren +image shown in figure 9.6.3(a), it is found that the original curved shock +structure in front of the truncated cone is not there any more. The +complicated shock structure in figure 9.6.3(a) is now modified to a simple +one displaying a single attached conical (oblique) shock similar to the one +generated by a perfect cone in the absence of plasma. In other words, it +seems that plasma has reinstated the model to a perfect cone configuration. +The wave drag to the model caused by oblique shock is much smaller than +that caused by the original bow shock. +This experiment has demonstrated that the performance of a small +physical spike on the body aerodynamics can be greatly improved by +generating plasma around it to form a plasma aero-spike, without increasing +the cooling requirement to that for a large physical spike. A change of the +shock wave pattern from bow shock dominated structure to oblique shock +structure is equivalent to an effective increase in the body aspect ratio +(fineness), from L/ D = 0.5 (blunt conical body) to L/ D = 0.85 (conical +body), by 1.7 times (70%). Although the modification on the shock wave +structure by this plasma aero-spike is characteristically different from that +by a spread-shaped plasma that causes the shock front to have increased +dispersion in its structure as well as standoff distance from the model, both +are effective in the mitigation of shock waves. Moreover, it was found, in +both experiments, that significant plasma effect on the shock wave was +observed only when two criteria were met: (1) plasma is generated in the +region upstream of the baseline shock front and (2) plasma has a symmetrical +spatial distribution with respect to the axis of the model. +Although experiments have clearly demonstrated that plasmas can +significantly modify the shock structure and reduce the wave drag to the +object, neither the physical mechanism nor a net energy saving from the +drag reduction were confirmed. More experiments are needed to resolve + +--- Page 610 --- +Plasma Mitigation of the Shock Waves +595 +these issues. Some of the facts deduced from the experimental results, +however, suggest that deflection of the incoming flow by a symmetrically +distributed plasma spike in front of the shock may prove to be a useful +process against shock formation. +The effect of plasma aerodynamics on the shock wave observed in +experiments may be understood physically. A shock wave is formed by +coherent aggregation of flow perturbations from an object. In the steady +state, a sharp shock front signified by a step pressure jump is formed to +separate the flow into regions of distinct entropies. The shock wave angle +(3 depends on the Mach number M and the deflection angle () of the flow +through a ()-~M relation, where (3 increases with (). Since the shock front +is at the far reachable edge of the flow perturbations deflected forward +from an object, flow is unperturbed before reaching the shock front. In +order to move the shock wave upstream, the flow perturbations have to +move upstream beyond the original shock front. An easy way is to start +the flow perturbation in front of the location of the original one by, for +instance, introducing a longer physical spike. The added plasma spike +serves the same purpose; it encounters the flow in the region upstream of +the location of the original shock front. It increases the deflection angle () +of the incoming flow as well as the oblique angle (3 of the tip-attached +shock. As the discharge is intensified, the induced flow perturbations from +the plasma spike can be large enough to coalesce into a new shock front, +which replaces the original one located behind it. This is also realized by +the ()-(3-M relation. When the deflection angle of the flow exceeds the +maximum deflection angle in the ()-(3-M relation, then the oblique shock +in this region does not exist any more. Instead, the shock structure in this +region becomes curved and detached (figure 9.6.2(c)). The deflection +mechanism is also applicable for explaining the plasma effect shown in +figure 9.6.3(c). As shown in figure 9.6.3(b), on-board generated plasma +filled the truncated part of the model. It deflected the incoming flow as +effectively as a perfect cone. Because much less flow could reach and be +deflected by the frontal surface of the truncated cone, the original bow +shock was replaced by an oblique shock attached to the tip of this 'virtually +perfect cone'. +The shock front is also expected to appear in a dispersed form because +the effective plasma spike is distributed spatially and is not as rigid as the +tip of the model or a physical spike. In other words, the flow perturbations +by the plasma spike are less coherent as they coalesce into a shock and +consequently form a weaker new shock. +References +[I] Chang P K 1970 Separation of Flow (Pergamon Press) +[2] Buseman A 1935 'Atti del V Convegna "Volta'" Reale Accademia d'italia, Rome + +--- Page 611 --- +596 +Current Applications of Atmospheric Pressure Air Plasmas +[3] Kantrowitz A 1960 Flight Magnetohydrodynamics (Addison-Wesley) pp 221-232 +[4] Levin V A and Taranteva LV 1993 'Supersonic flow over cone with heat release in the +neighborhood of the apex' Fluid Dynamics 28(2) 244-247 +[5] Riggins D, Nelson H F and Johnson E 1999 'Blunt-body wave drag reduction using +focused energy deposition' AIAA J. 37(4) +[6] Katzen E D and Kaattari G E 1965 'Inviscid hypersonic flow around blunt bodies' +AIAA J. 3(7) 1230-1237 +[7] Myrabo L Nand Raizer Yu P 1994 'Laser induced air-spike for advanced trans- +atmospheric vehicles' AIAA Paper 94-2451, 25th AIAA Plasmadynamics and +Laser Conference, Colorado Springs, CO, June +[8] Manucci MAS, Toro P G P, Chanes Jr J B, Ramos A G, Pereira A L, Nagamatsu +H T and Myrabo L N 2000 'Experimental investigation of a laser-supported +directed-energy air spike in hypersonic flow' 7th International Workshop on +Shock Tube Technology, hosted by GASL, Inc., Port Jefferson, New York, +September +[9] Klimov A N, Koblov A N, Mishin G I, Serov Yu L, Khodataev K V and Yavov I P +1982 'Shock wave propagation in a decaying plasma' Sov. Tech. Phys. Lett. 8 +240 +[10] Voinovich P A, Ershov A P, Ponomareva S E and Shibkov V M 1990 'Propagation of +weak shock waves in plasma oflongitudinal flow discharge in air' High Temp. 29(3) +468-475 +[11] Bletzinger P, Ganguly B Nand Garscadden A 2000 'Electric field and plasma +emission responses in a low pressure positive column discharge exposed to a low +Mach number shock wave' Phys. Plasmas 7(7) 4341-4346 +[12] Mishin G I, Serov Yu. Land Yavor I P 1991 Sov. Tech. Phys. Lett. 17413 +[13] Bedin A P and Mishin,G I 1995 Sov. Tech. Phys. Lett. 21 14 +[14] Serov Yu Land Yavor I P 1995 Sov. Tech. Phys. 40248 +[15] Kuo S P and Bivolaru D 2001 'Plasma effect on shock waves in a supersonic flow' +Phys. Plasmas 8(7) 3258-3264 +[16] Beaulieu W, Brovkin V, Goldberg I et al 1998 'Microwave plasma influence on +aerodynamic characteristics of body in airflow' in Proceedings of the 2nd +Workshop on Weakly Ionized Gases, American Institute of Aeronautics and +Astronautics, Washington, DC, p 193 +[17] Exton R J 1997 'On-board generation of a "precursor" microwave plasma at Mach 6: +experiment design' in Proceedings of the 1st Workshop on Weakly Ionized Gases, vol +2, pp EE3-12, Wright Lab. Aero Propulsion and Power Directorate, Wright- +Patterson AFB, OH +[18] Baryshnikov A S, Basargin I V, Dubinina E V and Fedotov D A 1997 +'Rearrangement of the shock wave structure in a decaying discharge plasma' +Tech. Phys. Lett. 23(4) 259-260 +[19] Gordeev V P, Krasilnikov A V, Lagutin V I and Otmennikov V N 1996 'Plasma +technology for reduction of flying vehicle drag' Fluid Dynamics 31(2) 313 +[20] 'Drag Factor' 1998 Jane's Defence Weekly (ISSN 0265-3818) 29(24) 23-26 +[21] Kuo S P, Kalkhoran I M, Bivolaru D and Orlick L 2000 'Observation of shock wave +elimination by a plasma in a Mach 2.5 flow' Phys. Plasmas 7(5) 1345 +[22] Kuo S P, Bivolaru D and Orlick L 2003 'A magnetized torch module for plasma +generation and plasma diagnostic with microwave', AIAA Paper 2003-135, +American Institute of Aeronautics and Astronautics, Washington, DC + +--- Page 612 --- +Surface Treatment +597 +[23] Kuo S P, Koretzky E and Vidmar R J 1999 'Temperature measurement of an +atmospheric-pressure plasma torch' Rev. Sci. Instruments 70(7) 3032-3034 +[24] Bivolaru D and Kuo S P 2002 'Observation of supersonic shock wave mitigation by a +plasma aero-spike' Phys. Plasmas 9(2) 721-723 +9.7 Surface Treatment +9.7.1 +Introduction +Low-temperature non-equilibrium plasmas are effective tools for the surface +treatment of various materials in micro-electronics, manufacturing and other +industrial applications. The application of atmospheric pressure discharges +presents advantages such as plasma treatment with cheap gas mixtures, +low specific energy consumption and short processing time. Plasma pro- +cedures in chemically reactive gases are easy to control and, as dry processes +with low material insert, they are environmentally friendly. +The interaction of plasmas with surfaces can be systematized according +to the following definitions: +1. Etching means the removal of bulk material. The process includes +chemical reactions which produce volatile compounds containing atoms +of the bulk material. Sputtering is a physical process which removes +bulk atoms by collisions of energetic ions with the surface. Applications +are, for example, structuring in micro-electronics and micro-mechanics. +These processes are connected with a loss of a weighable amount of the +bulk substance. +2. Cleaning is the removal of material located on the surface which is not +necessarily connected with the removal of bulk material. This process is +applied, for example, in assembly lines as a preparation step for sub- +sequent procedures. +3. Functionalization leads to the formation of functional groups and/or of +cross links on the surface by chemical reactions between gas-phase species +and surface species/reactive sites and/or surface species (Chan 1994). +Grafting is a surface reaction between gas phase and polymer material. +The mass yield or loss in these processes is very small. Functionalization +changes, but mostly improves the wettability, the adhesion, lamination to +other films, the printability, and other coating applications. Biological +properties may be influenced too, for example, the probability of settle- +ments of cells or bacteria. +4. Interstitial modifications occur, for example, by ion implantation for the +hardening of metal surfaces. +5. Deposition of films of non-substrate material change the mechanical +(tribology), chemical (corrosion protection), and optical (reflecting and + +--- Page 613 --- +598 +Current Applications of Atmospheric Pressure Air Plasmas +Table 9.7.1. Plasma components and their efficiency in surface treatment (Meichsner +2001). +Plasma +Kinetic +component +energy +Ions, neutrals +~lOeV +Electrons +5-10eV +Reactive neutrals +Thermal +O.OSeV +Photons +>SeV (VUV) +<5eV (UV) +Processes and effects in the +material +Adsorbate sputtering, chemical +reactions +Inelastic collisions, surface +dissociation, surface ionization +Adsorption, chemical surface +reactions, formation of functional +groups, low molecular (volatile) +products +Diffusion and chemical reactions +Photochemical processes +Secondary processes +Depth of +interaction +Monolayer +~lnm +Monolayer +Bulk +100SOnm +11m range +decorative) properties of materials. For films that are not too thin the +mass yield is weighable. Systems of thin films with different electrical +properties are the basic essentials of micro electronics. +6. The depth scale of the different processes are as follows: etching 10- +100nm, functionalization 1 nm, coating 1O-1000nm (Behnisch 1994). +In reality these different processes are not strongly separated, e.g. cleaning may +include sputtering or functionalization. The efficiency of the various plasma +components in surface treatment is presented in table 9.7.1 (Meichsner 2001). +The dielectric barrier discharge (DBD) seems to be the most promising +plasma source for a plasma-assisted treatment of both large-area metallic +and polymer surfaces at atmospheric pressure. Investigations of the homoge- +neous DBD commonly known as 'atmospheric pressure glow discharge' +(APGD) (Kogoma et al 1998), and of the filamentary or disperse DBD +(Behnke 1996, Schmidt-Szalowski et a12000, Massines et a12000, Sonnenfeld +2001b) proved the applicability ofDBD for surface treatment techniques. +Special applications of DBD under atmospheric pressure exist in the +modification of large-area surfaces for the purpose of the corrosion +protection of metals and of an improvement of e.g. the wetting behavior of +polymers. +This modification of surfaces usually consists of three steps: +1. the cleaning of the bulk material of hydrocarbon containing lubricants +and other fatty contaminants, +2. especially for metals, the deposition of a stable oxide layer of a thickness +of some 10 nm as a diffusion barrier of the metallic bulk material, and + +--- Page 614 --- +Surface Treatment +599 +3. the deposition of a surface protecting thin layer (thickness of some +hundreds of nm) with a good adhesive characteristics of a primer coating. +The surface functionalization of polymers takes place after the cleaning +procedure. +The advantage of the surface treatment of metals by means of the DBD +plasma consists in the fact that all three sub-processes can run off successively +in the same plasma equipment (Behnke et al 2002). +The effect of plasma treatment depends on the energy input into the +process. For the energy flow on the mostly moving substrate, the dosage D +is used (Softal Report 151 E Part 2/3) +D = :v [~2] +where P is the power introduced into the discharge [W], s is the electrode +width [m], and v is the substrate velocity [m/s]. +The power density L in the discharge volume is given by +P +L=Ej=- +[W/m3] +Aa +where E is the averaged voltage gradient inside the plasma [VIm], j is the +current density [A/m2], A is the electrode surface [m2] , and a is the gap +distance of the discharge [m]. +The power density 0 on the electrode surface is defined by +O=~ +[W/m2]. +A +D is an important parameter to achieve desired surface properties, L charac- +terizes the plasma properties, 0 is a measure of the electrode strain. For a +resting substrate the dosage is given by the product of 0 and the treatment +time. +This section is organized as follows: it first deals with experimental +questions mainly oriented to the dielectric barrier discharge. The next part +is devoted to cleaning by atmospheric pressure discharges. Then oxidation +and functionalization are discussed, followed by plasma etching. The final +topic deals with coating of substrates by deposition of a thin film. Closing +remarks outline the advantages and limits of surface treatment by atmos- +pheric pressure discharges in air. +9.7.2 Experimental +Here are presented special investigations with typical parameters which are +used for surface cleaning, oxidation and thin film deposition (Behnke +2002). The DBD apparatus consists of two dielectric high-voltage electrodes +of rectangular cross section. The ceramic shell (AI20 3) of this hollow block is + +--- Page 615 --- +600 +Current Applications of Atmospheric Pressure Air Plasmas +gas flow +: +: +U {O ... 20kV)' +b +PTFEblock +.~.p . +(gas flow and electrode support) +banier profile +substrate +1,111'1 II :UI! .rrl;I}llllllllltI mill III [Ill II :Iilll !111, 11111; Ill: II r:IIIIIHIIIIIlIIllllldll] III 1:1 +movable substrate electrode +c +Figure 9.7.1. Scheme of the DBD equipment for surface treatment with a dynamic +electrode arrangement. +about 0.1 cm thick, 2cm wide and l5-50cm long, and coated inside with a +silver layer for the electrical contacts. +The DBD operates within the region between the electrodes and the +substrate (grounded electrode) with a gap of 0.05-0.1 cm. The electrodes +are moved periodically along the substrate by a step motor. The effective +treatment time tp depends on the relative speed between the substrate and +dielectric electrodes vs, the length b and the number n of the electrodes and +the number of the moving periods p during the plasma process +tp = pnb/vs• The slit between the rectangular profiles is used to introduce a +laminar flow of the process gas mixture (air, vapors of silicon organic +compounds as hexamethyldisiloxane (HMDSO, (CH3hSiOSi(CH3h) and +tetraethoxysilane (TEOS, (CH3CH20)4Si)) into the discharge zone. To +reduce excess heating the electrode system as well as the substrate holder +are cooled by a flowing liquid. The DBD is driven by a sinusoidal voltage +of some 10 kV in a continuous or pulsed mode of frequencies between 5 +and 50 kHz. For characterization of the experimental conditions the elec- +trical power absorbed in the discharge is measured. +A schematic view of the experimental set-up is given in figure 9.7.1. The +typical operating conditions during plasma treatment are represented in table +9.7.2. The cleaning and coating experiments are carried out with aluminum +plates (80 mm x 150 mm) and Si wafers for ellipsometric measurements of +the layer properties. +For the investigation of the cleaning process the substrates were covered +with defined quantities of oil (80-300 nm). For the deposition experiments +the substrates are chemically pre-cleaned and cleaned in the DBD in air +under atmospheric pressure with effective treatment times of about 100 s. + +--- Page 616 --- +Surface Treatment +601 +Table 9.7.2. Typical operation conditions during DBD-plasma treatment. +Cleaning +Oxidation +Deposition +Functionalization +Frequency (kHz) +10-25 +10-25 +6.6 +0.050-125 +Voltage (kV) +<15 +<15 +<15 +3-50 +Power (yV) +60-80 +80 +45 +Power density (W cm-2) +2.2-3.0 +3 +1-1.6 +Volume power density +20-60 +30-60 +10-30 +(yVcm-3) +Dosage (Jjcm2) +5-10 +5-10 +50-80 +1-300 +Discharge gap (mm) +0.5-1.0 +0.5-1.0 +0.5-1.0 +1-5 +Process gas +dry air +dry air +N2 or dry air +Air +Reactive gas +0 220% +0 220% +TEOS 0.1 % +HMDSOO.l% +Gasfiow (slm) +1.6 +1.6 +1 +1-10 +Effect. treatment time (s) +<120 +<600 +<90 +10-100 +Mean residence time (s) +0.06 +0.06 +0.1 +The time dependence of the oil removal and of the mass increase during the +oxidation phase as well as the deposition of SiOxCyHz coatings are measured +gravimetrically by weighing the samples with a micro-scale. The contami- +nated and cleaned substrates are quasi in-situ characterized ellipsometrically +by a spectroscopic polarization modulation ellipsometer (633 nm). The +thickness of the deposited Si organic layer is also measured gravimetrically. +The chemical composition of the substrate surface before and after +plasma treatment is studied by x-ray photoelectron spectroscopy (XPS) +and Fourier transform infrared (FTIR) spectroscopy. The surface morpho- +logical properties are investigated by scanning electron microscopy (SEM) +and contact angle measurements. +9.7.3 Cleaning +Metal surfaces are frequently covered with fats and oils in order to protect +them temporarily against corrosion and to improve their manufacturing +properties. For the following surface treatments this contamination must +be removed by wet-chemical cleaning procedures or by vapor cleaning tech- +niques using chlorinated and chloro-fluoro compounds. These processes are +critically estimated to be environmentally undesirable. A plasma-assisted +treatment operating at atmospheric pressure without greenhouse gases +represents an environmentally friendly economical alternative. Since for +such procedures no vacuum equipment is needed, they can be easily +integrated in process lines (Klages 2002). +Non-thermal atmospheric pressure air plasmas generate reactive oxygen +atoms and ozone, which easily react with organic compounds and produce + +--- Page 617 --- +602 +Current Applications of Atmospheric Pressure Air Plasmas +40 ~~ +____ r-__ ~ +____ ~ +____ ~ +____ r-__ ~ +____ -r __ +~1BO +D +35 +30 +25 +2D +15 +10 +.oaOD--.o~ +P / +----0---...0 +/ +o;;;;owing +-0- A +, +cilln Ilmple +\ I +y~""m;" ... " +-A-Y +~.A6A +____ AA-__ ~6~ ___ 6a----6----A +t[s] +160 +140 +120 +100 +BD +flO +I> +Figure 9.7.2. \IT and Ll during a whole cleaning process (633nm, PDBD = 80W) in +dependence on the effective treatment time in seconds. +volatile reaction products like CO, CO2 and H20. Air plasmas have been +tested for surface cleaning, especially of contaminated metal. +In order to understand the cleaning procedure in a DBD in air, the +erosion of oil contamination on silicon surfaces was investigated by ellipso- +metry and fluorescence microscopy (Behnke et aI1996a,b, Thyen et a12000, +Behnke et al 2002). +Figure 9.7.2 shows a typical plot of the ellipsometric angles \II and Do +versus treatment time, which was monitored during the whole cleaning +procedure (A = 633nm, DBD power 80W) of a contaminated Si wafer. +The ellipsometric angles were measured before and after the oil contamina- +tion (Wisura Akamin) (Behnke et al 2002). +The angles \II (decreases) and Do (increases) change considerably during +the surface treatment. In a short time they approach the values of pure +silicon. That means the purification process runs very fast « 10 s). However, +the initial values before the contamination are not reached, because the Si +surface properties were changed by oxidation. +More information about cleaning and the following oxidation process +is elucidated by spectroscopic ellipsometrical investigations. The layer +thickness d(t) and therefore the etching rate ret) are also evaluated from +the ellipsometrical data of the wavelengths between 1.5 and 4.5 eV by +means of the dispersion formula of Cauchy using model approximations. +The contamination thickness and etching rate decrease nearly exponentially. + +--- Page 618 --- +100 +80 +~ +60 +&:: tj +:2 - +40 +'0 +20 +0 +o +Surface Treatment +603 +• +oil thickness +0 +etching rate +--model +d(t) = do *exp(-tlt) +r(t) = d d(t)/d t .. dJ't*exp(-tlt) +do = 105 nm +T = 2.64 5 +5 +treatment time [s] +• +10 +40 +30 +CD g: +:j" +20 CQ +ii1 it +'S' +10~ +o +Figure 9.7.3. Contamination thickness d and etching rate r versus treatment time for the +discharge power of SOW. Substrate: Si wafer. +The etching rate reaches values up to 40 nm s ~ 1• It decreases linearly with the +contamination thickness. An example for the exponential decay of thickness +and etching rate is given in figure 9.7.3. The following relations are valid: +d(t) = doe~t/T +r(t) = ladtl = dt +at +T +d(t) =! = const +r(t) +T +where T is a time constant which characterizes the cleaning process in +dependence on the discharge power and of the initial contamination do. +The same functional correlation is described by (Thyen et al 2000) for the +cleaning of contaminated Si wafers. A similar exponential temporal behavior +of the erosion of the contamination was determined from gravimetric +measurements on aluminum substrates (Behnke et al 2002) as well as from +fluorescence microscopic measurements on steel substrates (Thyen et al +2000). +In contrast to these results, cleaning investigations in rf oxygen low- +pressure discharges show a linear reduction of the contamination thickness + +--- Page 619 --- +604 +Current Applications of Atmospheric Pressure Air Plasmas +and thus a constant etching rate during the entire plasma process. Hence it +follows that in low-pressure discharges each sub-layer of the contamination +is removed with a constant rate. +One reason for the exponential behavior may be the statistical character +of the cleaning process. A single filament removes nearly all the contami- +nation from the sample within the relevant area. The temporal sequence of +the filaments is statistically distributed on the substrate. That means that +removed mass dm in the time interval dt is proportional to the mass m of +the contamination. +dt +dm=-m-. +T +The second reason is the polymerization of the lubricant for higher initial +thickness. That is clearly seen from the increase of the optical constants n +and k of the layer which is related to higher layer density. Also Thyen et al +(2000) explained the exponential decline of d(t) by initiation of polymeriza- +tion reactions of the oil. +An improved understanding will be achieved by studying the etching +process in the remote plasma outside the DBD. There the contaminated +metallic plate is not touched by filaments. Etching takes place only due to +active species which are produced by the discharge. Under these conditions +the etching rates are much lower and the process stops if the contamination +reaches about 20% of the initial thickness. That means the filaments are +essential for the cleaning process. Without filaments the polymerization of +the lubricant becomes the most preferred mechanism. In case of small +contamination thickness (l00-150nm) substrates can be completely cleaned +using any tested values of power. The time constants for the removal of the +contamination decrease approximately linearly with discharge power. +Contamination above 6 g m -2 could not be removed by a barrier discharge. +The cleaning rate r depends strongly on the oxygen content in the +process gas. Thyen et al (2000) found that in pure nitrogen the rate is over +ten times lower than in the air mixture. An admixture of 0.5% oxygen to +the process gas raises the rate in relation to that in pure nitrogen by a +factor around 3, but in pure oxygen this factor again decreases to 1.3. On +the other hand the removal rate increases in dependence on the gas flow. A +saturation is reached at a gas throughput of around 5 slm (Thyen et al +2000). With increasing flow rate more dismantling products of the hydro- +carbons in the exhaust gas stream are removed, because a higher flow +counteracts a reassembly of these products on the surface. The saturation +of the rate is achieved if the flux of broken hydrocarbon chains equals the +products removed by the gas flow (Behnke 1996b). Concerning the chemical +reactions of an air plasma with hydrocarbons the reader will be referred to +the discussion of the plasma-functionalization of polypropylene as an +example of hydrocarbons in section 9.7.5. + +--- Page 620 --- +Surface Treatment +605 +Becker and coworkers (Korfiatis et a12002, Moskwinski et a12002) have +been using a non-thermal atmospheric-pressure plasma generated in a +capillary plasma electrode configuration (Kunhardt 2000; see also chapter +2 of this book) to clean Al surfaces contaminated with hydrocarbons. +Efficient hydrocarbon removal of essentially 100% of the contaminants in +this discharge type was reported for plasma exposure times of only a few +seconds and contaminant films of up to 300 nm. Specifically, these +researchers have studied the utility of a plasma-based cleaning process in +removing oils and grease from Al surfaces both during manufacturing and +prior to the use of the Al in a specific application. +All these experimental investigations show that hydrocarbons can be +removed completely from metallic substrates by using an atmospheric +plasma in air. From the ellipsometric measurements on a silicon wafer it +was found that the residual contamination is in the order of one atomic +layer. +One important parameter for the characterization of the surface +cleanness is the specific surface energy, which is determined by means of +contact angle measurements of several liquids (Owen plot). After the +plasma cleaning procedure the total surface tension (67 mN/m) is very +high. For further treatment procedures the time behavior of the surface +tension is important. While the dispersive fraction does not change +(27 mN/m) the polar fraction decreases exponentially in time (time constant: +166 h). A high wettability of the cleaned surface remains stable for 24 h if the +energy dosage of the DBD plasma process is between 50 and 100Jcm-2 • +9.7.4 Oxidation +Metallic substrates (e.g. AI, Si, eu) are usually covered with a native, mostly +fragile oxide coating with a thickness of some nm during long storage in air. +This layer must be conventionally chemically eliminated in order to treat the +surface for corrosion protection. Afterwards the deposition of a stable +thicker oxide coating follows (e.g. Al20 3 on aluminum surfaces) which is +produced conventionally by a galvanic anodization. The plasma-supported +treatment will also win extra relevance in the future because of the polluting +disposal of galvanic baths. +In the example given in figure 9.7.2 the values of the initial ellipsometric +angles IT! and ~ of a silicon wafer without contamination cannot be reached +completely after the air plasma cleaning in a DBD. Moreover ~ decreases +again after reaching a maximum. The main reason for this is the oxide +growth on the substrate. This result is also confirmed by the XPS measure- +ments. The XPS spectra of an Al layer were measured before and after the +plasma treatment. Before treatment the intensity of the Al 2p peak reaches +20% of the oxide peak. After the treatment the oxide peak remarkably increases +and the Al 2p peak almost disappears (figure 9.7.4). An increase of the oxide + +--- Page 621 --- +606 +Current Applications of Atmospheric Pressure Air Plasmas +1170 +1175 +1180 +1185 +1500 +before plasma +treatment +!'~\ +aluminium +'3' +/ \l· +1000 +\/ +.!. 500 +aluminium --... lr +... : +lit +oxyde +.. +. +F +/ +...... +h- +~ 0 f-.L."'_"'f,,-~_ +•• 1,,-J;4_· 'oIM +........ "..-'-~ ....... I._ +......... _ +......... ---1---' +.. _ ............ +~-'-fr_ +... L-t +1500 +1000 +500 +o +after plasma +treatment +1170 +1175 +1180 +~n(eV) +1185 +Figure 9.7.4. XPS spectra of an aluminum layer deposited on a silicon wafer before and +after the air plasma treatment. +thickness from 3.2 to 8.6 nm is shown by angle resolved measurements. Figure +9.7.5 shows the increase of the weight of an AI-substrate in dependence on the +plasma treatment time (Behnke et aI2002). In both cases the thickness of the +oxide increases approximately proportional to 0. +Therefore oxide growth of the oxide is diffusion determined. Diffusion +coefficients of about 2-7 x 10-16 cm2 S-1 are estimated. These are typical +0.8 +~mox' •• t. = mo(t - to)o .• +plasma treatment time t.,., +C> +E 0.6 +- +~ +I/) +I/) +m +0.4 +E 0.2 +0.0 +2 +4 +6 +8 +10 +12 +time I min +0 +t •• ,:84s +• t.,., : 42 s +6 +t.,., : 10 s +14 +16 +18 +20 +Figure 9.7.5. Increase of the weight after treatment of an aluminum surface with a DBD +(P = 80 W), parameter: plasma treatment time. + +--- Page 622 --- +Surface Treatment +607 +values for grain boundary diffusion (Wulff and Steffen 2001). The quality of +this oxide depends on the treatment time. If the samples are treated con- +tinuously for some minutes the oxide layer is rough. If the samples are treated +intermittently only for some seconds with breaks, no roughness can be +observed. For aluminum samples the thickness of the oxide reaches about +10 nm after some minutes. +The formation of an oxide layer (AI20 3, Si02) starts if the DBD is +filamented. The high local energy input by the individual filaments leads to +a restructuring of the natural oxide coating and to a local evaporation of +the bulk material (AI, Si). +The evaporated aluminum or silicon atoms are oxidized by the oxygen +atoms inside the DBD plasma and deposited as oxide on the surface. The +high current densities between 102 and 103 Acm-2 of an individual micro- +discharge causes a compaction of the deposited oxide coating. The local +evaporation of the bulk atoms is prevented by increasing oxide thickness +and the layer growth is finished. The oxide coating in filamentary air +discharge reaches a layer thickness of up to 10-20 nm. This process was +monitored by the time-dependent measurement of the aluminum resonance +line in a ferro-electrical barrier discharge. The relative line intensity +decreased exponentially with the treatment time (Behnke et at 1996b). In +summary it can be asserted that the DBD supported oxide coating is of a +high quality. It has a high density with small roughness. +9.7.5 Functionalization +One important task of functionalization is the improvement of adhesion +properties, e.g. for better printing and easier coating. Plastic foils, fibers +and other polymer materials are mostly characterized by non-polar +chemically inert surfaces with surface energies in the 20-40 mN/m range +(polyamide 43.0 mN/m, polyethylene 31.0 mN/m, polytetrafluorethylene +18.5mN/m). In general polymers are wetted by liquids when the surface +energy of the polymer exceeds the surface energy of the liquid. The surface +energy of common organic solvents is lower (toluene 28.4mN/m, carbon +tetrachloride 27mN/m, ethanol 22.1 mN/m) than that of the polymers, +therefore paint and inks based on organic solvents are successfully applied +to polymers. Environmental requirements call for a replacement by water- +based paints, inks, or bonding agents. Because of the high surface strength +of water (72.1 mN/m) a treatment of polymer surfaces is necessary to +improve their surface energy (Softal Report 102 E). +On the one hand low surface energy impedes surface contamination and +allows easy cleaning, but on the other hand it complicates printing, coating, +sticking, etc. The surface properties are determined by a thin layer of +molecular dimensions and can be changed without influencing the bulk +properties of the polymer. Various processes have been developed for surface + +--- Page 623 --- +608 +Current Applications of Atmospheric Pressure Air Plasmas +treatment to enhance adhesion, such as mechanical treatment, wet-chemical +treatments, exposure to flames, and plasma treatments in corona and glow +discharge plasmas. What is meant by corona discharge is explained in +chapter 6. In most cases the corona discharge for the polymer treatment is +a dielectric barrier discharge because the non-conductive, dielectric plastic +film inside the discharge gap is the barrier. Corona treatment is a well estab- +lished method. High-capacity systems have been developed and offered by +various manufacturers, and are applied to various synthetics. The principles +of the action of an air plasma on a polymeric material will be exemplified by +the case of polypropylene (PP). After this some characteristic examples for +recent activities in surface functionalization will be presented. +Dorai and Kushner (2002a,b, 2003) investigated in detail the processes +associated with surface functionalization of an isotactic polypropylene film +(0.05 mm thick) in an atmospheric pressure discharge in humid air. Industrial +equipment (Pillar Technologies, Hartland, WI) was used for the corona +treatment. The discharge is operated at a frequency of 9.6 kHz between a +ceramic coated steel ground roll and stainless steel 'shoes' as the powered +electrode, separated by a gap of 1.5 mm. The corona energy varied from +0.1 to 17 W s/cm2 . The relative humidity of the air flow in the discharge +region was either 2-5% or 95-100% at 25°C. The treated surface was +analyzed to determine its chemical composition by ESCA, its surface +energy by contact-angle measurements and its topology by AFM. Addition- +ally the molecular weight of water-soluble low-molecular-weight oxidized +material (LMWOM) was investigated. These materials can be separated by +washing of the surface in polar solvents like water and alcohols. +The untreated polypropylene surface is free of oxygen. The oxygen +content grows with increasing discharge energy. A significant decrease of +oxygen is observed after washing. A careful investigation of the LMWOM +shows an averaged molecular weight of 400 amu. These oligomers originate +from cleavage of the PP chain and contain oxidized groups such as COOH, +CHO, or CH20H. The molecular weight is independent on the discharge +energy and the humidity of air. Agglomerates of LMWOM are visible by +AFM. +The increase of the discharge energy is associated with a decrease as well +as of the advancing and receding water contact angle, that means increasing +wettability. The decrease of the advanced contact angle is much smaller for +washed samples than for unwashed. +For the treatment of PP in humid air plasma a model was developed +(Dorai and Kushner 2003). It includes gas phase chemistry with the forma- +tion of 0, H, OH radicals and 0 3 as important active species. Excited O2 +molecules, N atoms and H02 need not to be taken into account because of +their lower reactivity towards PP. The reactivity of radicals with the PP is +different for the position of the C atom where the reaction occurs. Primary +C atoms are bound with only one C atom, secondary with two and tertiary + +--- Page 624 --- +Surface Treatment +609 +with three C atoms inside the polymer. The reaction probability is maximum +for the primary C atoms, decreases for secondary and is minimum for tertiary +C atoms. The surface reactions can be classified in analogy to polymerization +processes in initiation, propagation, and termination. +The initiation reaction is the abstraction of an H atom from the +polypropylene surface by an 0 radical +O(g) + +H +I +- CH2 C-CH2 - +I +CH3 +or by an OH radical +H +I +OH(g) + - CH2- y-CH2 - +CH3 +- +-CH-C-CH - +2 +I +2 ++ +OH(g) +CH3 +-CH-C-CH - +2 +I +2 +CH3 +associated with the generation of an alkyl radical. +The propagation leads to peroxy radicals on the PP surface in a reaction +of the alkyl radical with O2: +O2 + -CH-C-CH - +2 +I +2 +CH3 +Alkoxy radicals are formed by the reaction of 0 atoms with the PP alkyl +radicals: +Also reaction with ozone results in alkoxy radical formation: +o· +I +-CH-C-CH - +2 +I +2 +- CH2y-CH2 - ++ +02(g) +CH3 +CH3 +The abstraction of a neighboring H atom of the PP surface by a peroxy +radical produces hydroperoxide: +O· +0' +I +-CH-C-CH - +2 +I +2 +CH3 +H +I ++ -CH-C-CH- +2 +I +2 +CH3 +O-H +0' +I +-CH-C-CH - + +2 +I +2 +CH3 +The reaction of the alkyl radical with O2 may generate, as shown, new peroxy +radicals. + +--- Page 625 --- +610 +Current Applications of Atmospheric Pressure Air Plasmas +A scission of the carbon chain occurs via alkoxy radicals and leads to the +formation of ketones +-{ +O· +I +- CH:zC-CH2- +I +CH3 +or aldehydes: +H +o· H +I +I +I +-CH-C-C-C-CH - +- +2 +I +I +I +2 +CH3 H CH3 +-CH-C-CH - +2 II +2 +0 +/CH3 +-CH-C +2 +~ +0 +H +I +-CH-C· ++ +2 +I +CH3 ++ ++ +CH3 +• CH2- +o H +II +I +C-C-CH - +I +I +2 +H CH3 +Alcohol groups are formed m reactions of alkoxy radicals with the +polypropylene: +O· +I +-CH-C-CH - +2 +I +2 +CH3 +H +I ++ -CH-C-CH- +2 +I +2 +CH3 +OH +I +-CH-C-CH - +2 +I +2 +CH3 ++ -CH2"y-CH2- +CH3 +Alkoxy radicals are generated by reactions of 0 and OH radicals: +OH +I +o{g) + - CH:zy-CH2- +CH3 +OH +I +OH{g) + - CH:zy-CH2- +CH3 +Termination reactions are +H{g) + +- CH:zC-CH2- +I +CH3 +OH{g) + - CH:zC-CH2- +I +CH3 +H I +OH{g) + +-CH-C-C=O +2 I +CH3 +0- +I +- CH:zy-CH2- ++ OH{g) +CH3 +O· +I +- CH:zC-CH2- +I +CH3 +H I +-CH2-C-CH2- +I +CH3 +OH +I +- CH:zC-CH2- +I +CH3 +H OH +I +I +- +-CH-C-C=O +2 I +CH3 + +--- Page 626 --- +Surface Treatment +611 +The reactions with OH result in the formation of alcohols and acids, +respectively. +These reactions illustrate some possibilities of radical production by +plasma reactions with a polypropylene surface. Reactions leading to cross +linking of the polypropylene matrix must also be taken into account in a +detailed description of the plasma-polymer interaction. The probabilities +of surface reactions of ultraviolet radiation and ions are supposed to be +small. +The surface reaction processes together with the reaction probabilities +or reaction rate coefficients are listed in table 9.7.3 (Dorai and Kushner +2003). The calculated values for the percentage coverage of the polypropy- +lene surface by alcohol (-C-OH), peroxy (-C-OO) and acid (-COOH) +groups accord well with experimental results (O'Hare et at 2002). This +successful approach indicates that in spite of the complexity the essential +processes of this plasma-surface interaction were comprehensible. +Table 9.7.3. Surface reaction mechanism for polypropylene (Dorai and Kushner 2003). +Reaction" +Probabilities or reaction rate +coefficientsb +Initiation +Og + PP-H - +PP* + OHg +10-3, 10-4, 10-5 +OHg + PP-H - +PP* + H20 g +0.25, 0.05, 0.0025 +Propagation +PP* + Og - +PP-O* +10-1, 10-2, 10-2 +pp* + 02,g - +PP-OO* +1.0 X 10-3, 2.3 X 10-4, 5.0 X 10-4 +PP* + 03.g - +PP-O* + 02,g +1.0, 0.5, 0.5 +PP-OO* + PP-H - +PP-OOH + PP* 5.5 X 10- 16 cm2 S-1 +PP-O* - +aldehydes + PP* +10 S-1 +PP-O* - +ketones + PP* +500 S-1 +Og + PP=O - +OHg + * PP=O +0.04 +OHg + PP=O - +H20 g +* PP=O +0.4 +Og +* PP=O - +CO2,g + PP-H +0.4 +OHg +* PP=O - +(OH)PP=O +0.12 +PP-O* + PP-H - +PP-OH + PP* +8.0 X 10-14 cm2 S-1 +Og + PP-OH - +PP-O + OHg +7.5 x 10-4 +OHg + PP-OH - +PP-O + H20 g +9.2 X 10-3 +Termination +Hg + pp* - +PP-H +0.2, 0.2, 0.2 +OHg + PP* - +PP-OH +0.2, 0.2, 0.2 +"Subscript g denotes gas phase species, PP-H denotes PP. +b Those coefficients without units are reaction probabilities. +CommentC +C +C +C +C +C +C +C +c C = reaction probabilities for tertiary, secondary, and primary radicals, respectively. + +--- Page 627 --- +612 +Current Applications of Atmospheric Pressure Air Plasmas +The atmospheric plasma surface treatment of polypropylene was a +subject of various studies. +A comparison of the action of a homogenous N 2 barrier discharge and a +filamentary air discharge (Guimond et al 2002) shows that the maximum +surface energy 'Y is higher in the first than in the second one (N2: +'Y = 57 mN/m, E: 2.8 W s/cm2, air: 'Y = 39 mN/m, E: 0.6 W s/cm2), but +requires a higher specific energy input E. A rapid decrease of the surface +energy is observed during the first week of storage, but then the surface +energy is fairly stable for more than three months (N2: 'Y = 49 mN/m, +untreated film: 'Y = 27 mN/m). +The action of homogenous and filamentary DBD in various gases, +including air, on polypropylene was studied by (Mas sines et al 2001). Cui +and Brown (2002) studied the chemical composition of a polypropylene +surface during the air plasma treatment. Changes appear to terminate after +about 25% of the surface carbon is oxidized. Oxidation produces polar +groups like acetals, ketones and carboxyl groups which enhance the surface +energy. +A comparison of the treatment of several hydrocarbon polymers (poly- +ethylene PE, polypropylene PP, polystyrene PS and polyisobutylene PIB) +by air plasmas at atmospheric pressure of a silent or dielectric barrier +discharge and at low pressure (0.2 torr) of an inductively coupled +13.56 MHz discharge was presented by Greenwood et al (1995). The dielec- +tric barrier discharge between two plane Al electrodes with a gap of 3 mm +was driven by an operating voltage of 11 kV at 3 kHz. The samples on the +lower grounded electrode were treated for 30 s and investigated by x-ray +photoelectron spectroscopy and atomic force microscopy. Carbon singly +bonded to oxygen was found to be the predominant oxidized carbon func- +tionality for all polymers and discharges. The maximum amount of oxygen +is incorporated into polystyrene with its 7r bonds. DBD modification +increases the surface roughness of PP, PIB, and PS more than the low +pressure discharge. For PE a smoothing is observed. Atmospheric pressure +plasma treatment of polyethylene was studied also by Lynch et al (1998) +and Akishev et al (2002). The latter compare the results with polypropylene +and polyethylene terephthalate. The surface properties of polypropylene and +tetrafluoroethylene perfluorovinyl ether copolymer were investigated after +treatment in an atmospheric plasma pretreatment system with a discharge +distance of up to 40 cm, which is suitable for a large plastic molding, e.g. +an automobile bumper (Tsuchiya et al 1998). The increase of the water +contact angle with storage time after plasma treatment is explained by a +migration of oxygen from a very thin surface area into the inner layer. +Polyimide is an interesting material in the electronics industry for +flexible chip carriers. It is characterized by low costs, outstanding properties +such as flame resistance, high upper working temperature (250-320 0q, high +tensile strength (70-150 MPa), and high dielectric strength (22 kV /cm). The + +--- Page 628 --- +Surface Treatment +613 +application as a chip carrier demands a metallization with copper. The low +surface energy must be enhanced to improve the adhesion of copper. The +modification of po1yimide surface in a DBD in air is studied by Seeb6ck +et al (2000, 2001) and Charbonnier et al (2001). The DBD operates at +125 kHz between two plane copper or stainless steel electrodes which have +diameters between 0.6 and 2 cm and are separated by a gap of 0.1 mm. +There, the dielectric barrier is the polyimide film (thickness 50 or 38/lm). +The dielectric barrier discharge with a specific energy input of 3 x 103 W sf +cm2 leads to an increase of the surface roughness. For a polyimide foil +filled with small alumina grains (to improve thermal conductivity) a rough- +ness between 50 and 100 nm is measured. Microscopic inspection shows an +increasing number of alumina grains visible at the surface as a consequence +of the etching of the polymer. On the surface of the plasma-treated pure poly- +imide foil, crater-like structures are observed. The DBD in air at atmospheric +pressure is filamentary with ignition of the filaments at random spatial pos- +itions. The crater formation is assumed as a consequence of repeated ignition +of a filament at the same site. This surface roughness enables a metallization +with good adhesion (SeebOck et al 2001). An obvious enhancement of the +surface energy is observed after air plasma treatment. This is caused by the +formation of oxygen containing polar groups at the polyimide surface +(Seeb6ck et al 2000). XPS investigations demonstrate the increase of +oxygen concentration at the surface and show the opening of the aromatic +ring under the action of the plasma (Charbonnier et al 2001). This bond +scission in the imide rings is an important step in the plasma surface reaction +with aromatic polymers. For aliphatic polymers H atom abstraction is an +essential reaction step, as has been discussed for polypropylene above. +An example for air plasma treatment of a natural material refers to the +felt-resistant finishing of wool. By means of an atmospheric pressure barrier +discharge in air the content of carboxyl-, hydroxyl- and primary amino- +groups on the wool surface is increased. The resulting improved adhesion +to special resins enables a uniform and complete coating that leads to a +felt-resistance comparable with the results of the environmentally polluting +traditional procedures (VDI-TZ 2001, Rott et al 1999, Jansen et al 1999, +Softal Report 152 E). +Non-woven fabrics of synthetic material were successfully treated to +increase the surface energy by an air plasma at atmospheric pressure (Roth +et al 2001a). The treatment of metals was also reported. The removal of +mono-layers of contaminants is supposed to be the dominant process of +surface energy improvement (Roth et al2001 b). +9.7.6 Etching +Concerning the chemical processes, etching is closely related to cleaning, +especially if the removal of hydrocarbons or similar materials is studied. + +--- Page 629 --- +614 +Current Applications of Atmospheric Pressure Air Plasmas +Here examples will be presented of the plasma etching of photo-resists +supplemented by one example of plasma etching of Si-based materials and +the decomposition of soot in the diesel engine exhaust. +The etch rate of photo-resist on a silicon wafer in a He/02 mixture +placed on the powered electrode is investigated in an atmospheric pressure +dielectric barrier discharge (20-100 kHz, air gap 5-l5mm) (Lee et aI2001). +Both electrodes are coated with 50 11m polyimide. The grounded electrode +is additionally covered with a dielectric plate (thickness 8 mm) furnished +with capillaries to induce glow discharges. For a He/02 mixture (2.5 or +0.2 slm) 20.7 kHz, 10 mm air gap, and an aspect ratio of 10 average etch +rates up to 200 nm/min were obtained. In front of the capillaries an etch +rate >3 11m/min was observed. +The photo-resist etching in a dielectric barrier discharge in pure oxygen +is studied in dependence on the specific energy input (J/cm2 and J/cm3) with +the result that the DBD at atmospheric pressure is an alternative to low- +pressure plasma processing (Falkenstein and Coogan 1997). +To overcome the difficulties in surface treatment of thick samples or +samples with a complicated shape, spray-type reactors were developed +(Tanaka et aI1999). In a reaction gas Ar/02 (100: 1) ashing rates of organic +photo-resist of up to 111m/min were achieved. +The application of a barrier discharge in air (5-7 kHz, 8.5-11 kV, gap +width up to 1.5 cm) leads to etching rates of 270 nm/min (Roth et al +2001b). The appearance of vertical etching structures under such conditions +is observed. +The remote and active plasma generated in a pulsed corona (400 Hz +20 ns rise time, 30 kV) is tested for etching of a photo-resist coating on a +silicon wafer (air plasma, remote, 9 nm/min) and the removal of organic +films. Etching of the latter is more effective in the active plasma than +under remote conditions (Yamamoto et aI1995). +An increase of the etch rate of Si-based materials (Si02: 111m/min; +SiN: 211m/min; poly Si: 211m/min) by more than one order of magnitude +in relation to low-pressure plasma etching is observed in an atmospheric +pressure of 40.68 MHz discharge in an 02/CF4 (up to 1: 1) mixture (Kataoka +et aI2000). +An interesting application of plasma etching in an air discharge +concerns the soot decomposition in diesel engine exhaust (Muller et al +2000). The reactor operates with a dielectric barrier discharge (lOkVpp , +'" 10 kHz, power on/power off: 3: 7, 1: 1, 3: 7) with an outer tube like +porous SiC ceramics electrode (width of the honeycomb channel 5.6 mm) +and an inner dielectric barrier electrode (4.2 mm diameter). The flue gas +from the diesel engine flows across the discharge gap and is afterwards +filtered by the porous outer electrode, leaving the soot particles on its surface. +They were decomposed either in the continuous mode or by a regeneration +procedure from time to time. More than 95% of the soot particles are + +--- Page 630 --- +Surface Treatment +615 +removed by the reactor and due to the soot decomposition on the surface a +continuous gas flow is achieved across the reactor. +9.7.7 +Deposition +Investigations about plasma deposition with DBD have been performed on a +broad variety of films in the past ten years. The spectrum ranges from coat- +ings on plastic materials (e.g. polypropylene) for the improvement of the +long-term behavior of the wetting ability (Meiners et at 1998, Massines et at +2000) and hard carbon-based films (Klages et at 2003) up to layer systems for +the corrosion protection on metal surfaces (Behnke et at 2002, 2003, 2004, +Foest et at 2003, 2004). The kind of precursor used determines the function- +ality of the deposited layer. The precursors hexamethyldisiloxane (HMDSO, +(CH3)3SiOSi(CH3h) and tetraethoxysilane (TEOS, (CH3CH20)4Si) are +frequently studied in atmospheric plasmas concerning their applicability +for plasma-supported chemical vapor deposition of silicon-organic thin +films (Sonnenfeld et at 2001 b, Schmidt-Szalowski et at 2000, Behnke et at +2002, Klages et at 2003). +The decomposition of HMDSO and TEOS in the plasma of DBD is +controlled by electron impacts (Sonnenfeld et at 2001a,b, Basner et at +2000). The electron impact induced scission of Si-CH3 and/or the Si-O +bond of the HMDSO monomer is important for the layer deposition via +this precursor. The cleavage of the Si-O bond is the main reaction path of +the plasma chemical conversion of TEOS with the separation of +CH3-CH2-O- radicals. In further reaction sequences ethanol and water +are produced. +The silicon-organic polymer film is mostly deposited from nitrogen or +air DBD with an admixture of the silicon-organic precursor in the order +of 0.1% (see table 9.7.2). +The deposition occurs on the basis of small fragments of the silicon- +organic precursor. These radicals are adsorbed on the substrate surface. +For high energy dosage the gas phase reactions of the precursor and the inter- +action of the plasma with the surface leads to highly cross-linked films. The +films have good adhesion to the substrate surface, they are visually uniform, +and transparent. The films are chemically resistant and protect the substrate +against corrosive liquids (e.g. NaOH, NaCl, water). SEM images show that +damages of the substrate surface «350 m) are uniformly covered by the +films. +The thickness of the deposited silicon-organic polymer films are esti- +mated by gravimetric measurements under the assumption of a film mass +density of 1 g cm -3, also by XPS, SEM and interferometric measurements. +The average deposition rate strongly depends on the discharge power density +and on the structure of the DBD plasma. One example is presented in +figure 9.7.6. Up to the maximum of the deposition rate the DBD appears + +--- Page 631 --- +616 +Current Applications of Atmospheric Pressure Air Plasmas +Power density, W/cm2 +340 +1.0 +1.2 +1.4 +1.6 +1.8 +3.6 +320 L~ +• i3.4 ~ +300 +13.2 ~ +~ 280 +iii +• +3.0 ~ +:II 260 +7~' +1"" +c: +~ 240 +film strudure +2.6~ +:E +0 +I- 220 +2.4 5r +200 +-.- deposition for 92 sec. +'2.2° +• +at speed of O.037cmlsec +~2.0 +180 +25 +30 +35 +40 +45 +50 +Power, W +Figure 9.7.6. Thickness and deposition rate ofSiO, polymer films versus discharge power, +effective deposition time 92 s, N2 DBD with admixture of 0.1 % TEOS. +quasi-homogeneous: in this discharge range the deposition is quasi- +homogeneously dispersed across the substrate. As long as the discharge +changes to the mode of stronger filamentation with higher power densities +the deposition rate describes a minimum. The film morphology alters to a +stripe-shaped structure on the substrate, possibly due to some turbulent +convection processes connected with the non-homogeneity of the discharge. +FTIR measurements were carried out on the substrate after plasma +treatment. Figure 9.7.7 shows spectra of films produced by an air plasma, +S +I:: +~ +'E +II) +I:: g +!E +C +1,1 +1,0 +0,9 +0.8 +0,7 +0,6 +----.. --.-.. --............. ---•...... -..... ~-----............ -.... . +.... .. _.' ........... _4 ... --_ ...... -....... - ........... -....... ... _... +. +.. ~ .... , : .......... +...... 0.1 % TEeS air +---'0.1 %TEeSAr +--0.1 % TEeS N2 +, +I +~~¢ +G" +Q ii5 .- +0,5 .h--~..;~~;;;:;:::::::::;::==~~cn~-~cnu +3500 +3000 +2500 +2000 +1500 +1000 +wave number I cm'1 +Figure 9.7.7. FTIR spectra of SiO, polymer films deposited in air, N2 and Ar DBD with +precursor admixture of 0.1 % TEOS (P = 50 W). + +--- Page 632 --- +Surface Treatment +617 +a N2 plasma and an Ar plasma with 0.1 % TEOS admixture. The spectra are +dominated by a broad peak in the region of 1000-1250cm-1 which denotes a +macromolecular structure of the form (Si-Ox)n- The feature is more +broadened for the films produced with air- and Nz-containing plasmas, +indicating a slightly enhanced cross linking as compared to the Ar-based +film. The specific energy per precursor molecule is comparable in all three +cases, hence the effect is presumably caused by increased oxidation of the +film. +The (Si-OJn structure is overlapped by the prominent SiOx peak at +l240cm- l . Both features along with the very low carbon content (e.g. CH3 +at 2950 cm -I) reveal the pronounced inorganic chemical nature of the film +indicative for rather high specific energies per precursor molecule. With +increasing specific energy the inorganic character of the film increases-a +common effect proven for several silicon-organic precursors, such as +HMDSO (Behnke et at 2002). +Different technical test procedures for the estimation of the adhesion of +a primer on the polymer layer and the determination of the corrosion protec- +tion properties of the coating show a sufficient effect only for substrate +temperatures above 40°C. With the dissociation of TEOS in the DBD, +ethanol and water are formed, which are linked into the layer without a +chemical bonding. The stoichiometric relationship of SiOx (x >::;j 2) thereby +is never reached and the layer does not become leak-proof. The water +stored in the layer withdraws with time and the residual hole-like laminated +structure decreases both the adhesion and the anti-corrosion properties of +the coating. The water entering the layer is avoided if the coating process +is performed at higher substrate temperatures. Layers, which are deposited +in a filamentary air DBD plasma, show a better adhesion and corrosion +protection effect in contrast to those which are coated by quasi-homogeneous +nitrogen DBDs. There will be also an improvement of these layer character- +istics, if the layer is deposited only by a one-cycle procedure as a 'mono' layer +in relation to a deposition in a multi-cycles procedure (Behnke et at 2003). +9.7.8 Conclusions +Atmospheric pressure plasmas are successfully implemented for various +surface treatment tasks. When comparing atmospheric-pressure plasma +processing with the well established low-pressure plasma processes, one +has to consider that the latter methods have been continuously developed +for more than 50 years. In contrast, the study of plasma processing at +atmospheric pressure on a broader scale has just begun. +The main advantage of atmospheric pressure plasma processing is that it +requires much lower investment costs, because no vacuum devices are +needed-in the case of ambient air, not even a housing. Hence, the implemen- +tation of devices into assembly lines with renouncement of batch procedures + +--- Page 633 --- +618 +Current Applications of Atmospheric Pressure Air Plasmas +is greatly facilitated. The majority of atmospheric plasmas such as DBD and +corona discharges are easily scaled up. +The low level of maturity is one of the disadvantages of atmospheric +pressure plasma processing in our day. Tailored plasma diagnostic tech- +niques have to be developed for an effective process control. +The state of the art atmospheric pressure plasma technology is holding +promising prospects from the economical and environmental point of view. +Therefore it is encouraging further research and development activities. +Acknowledgments +The financial support of our activities in the field of atmospheric pressure +discharges by the BMBF of Germany Project no. 13N7350/0 and +l3N7351/0 is gratefully acknowledged. +References +Akishev Y, Grushin M, Narpatovich A and Trushkin N 2002 'Novel ac and dc non- +thermal plasma sources for cold surface treatment of polymer films and fabrics at +atmospheric pressure' Plasma and Polymers 7 261-289 +Basner R, Schmidt M, Becker K and Deutsch H 2000 'Electron impact ionization of +organic silicon compounds' Adv. Atomic, Molecular and Optical Phys. 43 147-185 +Behnisch J 1994 'P1asmachemische Modifizierung von Cellulose-Moglichkeiten und +Grenzen', Das Papier no. 12780--783 +Behnke J F, Lange H, Michel P, Opalinski T, Steffen H and Wagner H-E 1996b 'The +cleaning process of metallic surfaces in barrier discharges' Proc. 5th Int. Symp. +on High Pressure Low Temperature Plasma Chemistry (HAKONE V) Janca J +et al (eds) Milovy/Czech Rep. pp 138-142 +Behnke J F, Sonnenfeld A, Ivanova 0, Hippler R, To R T X H, Pham G V, Vu K 0 and +Nguyen T D 2003 'Study of corrosion protection of aluminium by siliconoxide- +polymer coatings deposited by a dielectric barrier discharge under atmospheric +pressure' 56th Gaseous Electronics Conference, 21-24 October 2003, San Francisco, +CA. Poster GTP.015 http://www.aps.org/meet/GEC03/baps/abs/Sll0015.html +Behnke J F, Sonnenfeld A, Ivanova 0, To T X H, Pham G V, Vu K 0, Nguyen T D, Foest R, +Schmidt M and Hippler R 2004 'Study of corrosion protection of aluminium by sili- +conoxide-polymer coatings deposited by a dielectric barrier discharge at atmospheric +pressure' Proc. 9th Int. Symp. on High Pressure Low Temperature Plasma Chemistry +(HAKONE IX) M. Rea et al (eds) 23-26 August 2004, Padova (Italy) in print +Behnke J F, Steffen H and Lange H 1996a 'Elipsometric investigations during plasma +cleaning: Comparison between low pressure rf-plasma and barrier discharge at +atmospheric pressure' Proc. 5th Int. Symp. on High Pressure Low Temperature +Plasma Chemistry (HAKONE V) Janca J et al (eds) Milovy/Czech Rep. pp 133-137 +Behnke J F, Steffen H, Sonnenfeld A, Foest R, Lebedev V and Hippler R 2002 'Surface +modification of aluminium by dielectric barrier discharges under atmospheric pres- +sure' Proc. 8th Int. 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Christophorou L G (New York: Kluwer Academic/Plenum Publisher) in print +Greenwood 0 D, Boyd R D, Hopkins J and Badyal J P S 1995 'Atmospheric silent +discharge versus low pressure plasma treatment of polyethylene, polypropylene, +polyisobutylene, and polystyrene' J. Adhesion Sci. Technol. 9 311-326 +Guimond S, Radu I, Czeremuszkin G, Carlsson D J and Wertheimer M R 2002 'Biaxially +orientated polypropylene (BOPP) surface modification by nitrogen atmospheric +pressure glow discharge (APGD) and by air corona' Plasma and Polymers 7 71-88 +Jansen B, Kummeler F, Muller H B and Thomas H 1999 'EinfluB der Plasma- und +Harzbehandlung auf die Eigenschaften der Wolle' Proc. Workshop Plasmaanwen- +dungen in der Textilindustrie Stuttgart, Germany, 17-23 +Kataoka Y, Kanoh M, Makino N, Suzuki K, Saitoh S, Miyajima Hand Mori Y 2000 'Dry +etching characteristics of Si-based materials used CF4/02 atmospheric-pressure +glow discharge plasmas' Jpn. J. Appl. Phys. 39 294-298 +Kersten H, Behnke J F and Eggs C 1994 'Investigations on plasma-assisted surface +cleaning of aluminium in an oxygen glow-discharge' Contr. Plasma Phys. 34 563 +Klages C P and Eichler M 2002 'Coating and cleaning of surfaces with atmospheric +pressure plasmas' (in German) Vakuum in Forschung und Praxis 14149-155 +Klages C P, Eichler M and Thyen R 2003 'Atmospheric pressure PA-CVD of silicon- and +carbon-based coatings using dielectric barrier discharges' New Diamond Front C +Tee 13175-189 +Kogoma M, Okazaki S, Tanaka K and Inomata T 1998 'Surface treatment of powder in +atmospheric pressure glow plasma using ultra-sonic dispersal technique' Proc. 6th +Int. Symp. on High Pressure Low Temperature Plasma Chemistry (HAKONE VI), +Cork, Ireland, 83-87 +Korfiatis G, Moskwinski L, Abramzon N, Becker K, Christodoulatos C, Kunhardt E, +Crowe Rand Wieserman L 2002 'Investigation of Al surface cleaning using a +novel capillary non-thermal ambient-pressure plasma' in Atomic and Surface +Processes eds Scheier P and Mark T D, University of Innsbruck Press (2002) + +--- Page 635 --- +620 +Current Applications of Atmospheric Pressure Air Plasmas +Kunhardt E E 2000 'Generation of large-volume atmospheric-pressure, non-equilibrium +plasmas' IEEE Trans. Plasma Sci. 28 189-200 +Lee Y-H, Yi C-H, Chung M-J and Yeom G-Y 2001 'Characteristics of He/02 atmospheric +pressure glow discharge and its dry etching properties of organic materials' Surface +and Coatings Technology 146/147 474-479 +Lynch J B, Spence P D, Baker D E and Postlethwaite T A 1999 'Atmospheric pressure +plasma treatment of polyethylene via a pulse dielectric barrier discharge: Com- +parison using various gas composition versus corona discharge in air' J. Appl. +Polym. Sci. 71319-331 +Massines F, Gherardi N and Sommer F 2000 'Silane based coatings on propylene. Depos- +ited by atmospheric pressure glow discharge' Plasmas and Polymers 5151-172 +Massines F, Gouda G, Gherardi N, Duran M and Croquesel E 2001 'The role of dielectric +barrier discharge atmosphere and physics on polypropylene surface treatment' +Plasma and Polymers 6 35-49 +Meichsner J 2001 'Low-temperature plasmas for polymer surface modification' in Low +Temperature Plasma Physics Hippler R, Pfau S, Schmidt M and Schonbach K +(eds) (Berlin: Wiley-VCH) 453-472 +Meiners S, Salge J G H, Prinz E and Foerster F 1998 'Surface modifications of polymer +materials by transient gas discharges at atmospheric pressure' Surf Coat. Technol. +98 1112-1127 +Moskwinski L, Ricatto P J, Babko-Malyi S, Crowe R, Abramzon N, Christodoulatos C +and Becker K 2002 'AI surface cleaning using a novel capillary plasma electrode +discharge' GEC 2002, Minneapolis, MN (USA), Bull. APS 47(7) 67 +Muller S, Conrads J and Best W 2000 'Reactor for decomposing soot and other harmful +substances contained in flue gas' International Symposium on High Pressure +Low Temperature Plasma Chemistry, (Hakone VII), Greifswald, Germany, +Contr. Papers 2 340-344 +O'Hare L A, Leadley Sand Parbhoo B 2002 'Surface physicochemistry of corona- +discharge-treated polypropylene film' Surface and Interface Analysis 33335-342 +Roth J R, Chen Z, Sherman D M, Karakaya F, Tsai P P-Y, Kelly-Wintenberg K and Montie +T C 200la 'Increasing the surface energy and sterilization of nonwoven fabrics by +exposure to a one atmosphere uniform glow discharge plasma (OAUGDP), Int. +Nonwoven J. 1034-47 +Roth J R, Chen Z Y and Tsai P P-Y 200 I b 'Treatment of metals, polymer films, and fabrics +with a one atmosphere uniform glow discharge plasma (OAUGDP) for increased +surface energy and directional etching' Acta Metallurgica Sinica (English Letters) +14391-407 +Rott U, Muller-Reich C, Prinz E, Salge J, WolfM and Zahn R-J 1999 'Plasmagestutzte +Antifilzausrustung von Wolle-Auf der Suche nach einer umweltfreundlichen' +Alternative Proc. Workshop Plasmaanwendungen in der Textilindustrie Stuttgart, +Germany, 7-16 +Schmidt-Szalowski K, Rzanek-Boroch Z, Sentek J, Rymuza Z, Kusznierewicz Z and +Misiak M 2000 'Thin film deposition from hexamethyldisiloxane and hexamethyl- +disilazane under dielectric barrier discharge (DB D) conditions' Plasmas and +Polymers 5 173 +Seebock R, Esrom H, Char bonnier M and Romand M 2000 'Modification of polyimide in +barrier discharge air-plasma: Chemical and morphological effects' Plasma and +Polymers 5 103-118 + +--- Page 636 --- +Chemical Decontamination +621 +Seebi:ick R, Esrom H, Charbonnier M, Romand M and Kogelschatz U 2001 'Modification +of polyimide using dielectric barrier discharge treatment' Surf Coating Technol. +142/144455-459 +Softal Report 102 E 'Corona pretreatment to obtain wettability and adhesion' Softal +Electronic GmbH, D21107 Hamburg, Germany +Softal Report 151 E Part 2/3 'New trends in corona technology for stable adhesion' Softal +Electronic GmbH, D21107 Hamburg, Germany +Softal Report 152 E Part 3/3 'New trends in corona technology for stable adhesion' Softal +Electronic GmbH, D21107 Hamburg, Germany +Sonnenfeld A, Kozlov KV and Behnke J F 2001a 'Influence of noble gas on the reaction of +plasma chemical decomposition of silicon organic compounds in the dielectric +barrier discharge' Proc. 15th Int. Symp. on Plasma Chern. Contr. Orleans/France +9-13 July 2001 Bouchoule A et al (eds) vol 5, pp 1829-1834 +Sonnenfeld A, Tun T M, Zajickova L, Wagner H-E, Behnke J F and Hippler R 2001 The +deposition process based on silicon organic compounds in two different types of an +atmospheric barrier discharge' in Proc.15th Int. Symp. on Plasma Chern. Contr. +Orleans/France 9-13 July 2001, Bouchoule A et al (eds) vol 5, pp 1835-1840 +Sonnenfeld A, Tun T M, Zajickova M, Kozlov K V, Wagner H E, Behnke J F and Hippler +R 2001b 'Deposition process based organosilicon precursors in dielectric barrier +discharges at atmospheric pressure' Plasma and Polymers 6 237 +Steffen H, SchwarzJ, Kersten H, Behnke J F and Eggs C 1996 'Process control ofrfplasma +assisted surface cleaning' Thin Solid Films 283 158 +Tanaka K, Inomata T and Kogoma M 1999 'Ashing of organic compounds with spray- +type plasma reactor at atmospheric pressure' Plasma and Polymers 4 269-281 +Thyen R, Hi:ipfner K, Kliike N, and Klages C-P 2000 'Cleaning of silicon and steel surfaces +using dielectric barrier discharges' Plasma and Polymers 5 91-102 +Tsuchiya Y, Akutu K and Iwata A 1998 'Surface modification of polymeric materials by +atmospheric plasma treatment' Progress in Organic Coatings 34 100-107 +VDI-TZ Physikalische Technologien, Dusseldorf, Germany (Ed.) 2001 Plasmagestutzte +Filzausrustung von Wolle Info. Phys. Tech. No. 32 +Wulff H and Steffen H 2001 'Characterization of thin solid films' in Low Temperature +Plasma Physics Hippler R, Pfau S, Schmidt M and Schoenbach K H (eds) +(Wiley-VCH) +Yamamoto T, Newsome J R and Ensor D S 1995 'Modification of surface energy, dry +etching, and organic film removal using atmospheric-pressure pulsed-corona +plasma' IEEE Transactions Ind. Applications 31 494-495 +9.8 Chemical Decontamination +9.8.1 Introduction +NOx gases are emitted from coal burning electric power plant, boilers in +factories, co-generation system and diesel vehicles. Some liquids and gases +such as trichloroethylene, acetone and fluorocarbon are useful for clean-up +of materials used in the semiconductor industry, for refrigerants, and so + +--- Page 637 --- +622 +Current Applications of Atmospheric Pressure Air Plasmas +on. However, recently, it has been noticed that these are harmful to human +health. These must be processed for global environmental problems. +Concerning NOx processing, selective catalytic reductions (SCRs) +have been used. Soot and S02 exhausted from diesel engines prevent the +conventional SCR from removing NOr Non-thermal plasmas (NTP) are +attractive for decomposing these gases because the majority of the electrical +energy goes into the production of energetic electrons with kinetic energies +much higher than those of the ions or molecules. Energetic electron impact +brings about the decomposition of the harmful gases or induced radicals +facilitate the decompositions. +In this section, removal of the harmful gases by NTPs is discussed. In +sections 9.8.2-9.8.4, mainly de-NOx processes and kinetics, instrumentation +and influencing parameters for de-NOy will be treated. In section 9.8.5, +processing of environmentally harmful gases such as halogen gases, hydro- +carbons, and chlorofluorocarbon removed by NTPs will be presented. +9.8.2 de-NO x process +Decomposition of NOx to their molecular elements (N2 and O2) is the most +attractive method. However, it is seen that the major mechanism of NOx +removal is oxidation to convert NO into N02 as shown in figure 9.8.1 for +NO/N2/02 without water vapor. First, N2 and O2 collide with energetic +electrons in the NTP to generate ions, excited species and radicals, in +which oxygen related species such as 0, O2 and 0 3 mainly contribute to +convert NO into N02. In the case of exhaust gases, including air with +water vapor, not only oxygen related radicals but also hydroxyl radicals +(OH radicals) are produced and contribute to oxidize NO to N02. However, +in these systems, NO is only oxidized to N02, directly or indirectly, by these +radicals. As a result, the net reduction of NOx (NO + N02) remains +unchanged. Gases such as ammonia, H20 2, hydrocarbon, N2H4, hydrogen +and catalyst as additives are used to dissolve N02. The case that ammonia +is added into the NO stream field is shown in figure 9.8.2. NO is converted +into N02 by hydroxyl and peroxy radicals as well as oxygen radicals. N02 +Figure 9.S.1. NO/N2/02 system without H20. + +--- Page 638 --- +Chemical Decontamination +623 +I RNO I +NO +oa~~tHj +Figure 9.8.2. NOjN2j02 system with H20 and NH3 as an additive. +reacts with OR to form RN03 and, further, NR4N03 is produced by the +reaction between RN03 and ammonia. When ammonia is subjected to elec- +tron impact in NTP, ammonia radicals are generated. This reaction scheme is +shown in figure 9.S.3. NO reacts with ammonia radicals (NR3, NR2 and NR) +Figure 9.8.3. NOjNH3 system. + +--- Page 639 --- +624 +Current Applications of Atmospheric Pressure Air Plasmas +I CH41 +e +0 +NO +O2 +~ +NO +NO +Figure 9.8.4. Hydrocarbon system. +produced by electron impact. NH2 radicals are a major contributor to +oxidize NO to N02, through which NH4N03 that is used for fertilizer is +produced. +NO decomposition by hydrocarbons is shown schematically in figure +9.8.4. When hydrocarbons are added, the reaction by peroxy radicals +(R-OO) is a major pathway to decompose NO [1-4], although the reactions +are complicated. CHi (i = 1-3) radicals (CH3, CH2, CH etc.) are also +produced by electron impact in NTPs to decompose NO through HCN, +NCO and HCO radicals [5]. +There are many kinds of hydrocarbons such as CH4, C2H2, C2H4, C3H6 +and C3HS' However, reactions generated are commonly used to produce +peroxy radicals R-OO. H02 is an example of a peroxy radical [3], i.e. +R+O+O+M - +R-OO+M. +(9.8.2.1) +R-OO strongly oxidizes NO into N02 as shown in equation (9.8.2.2) [6]. +R-OO + NO - +R-O + N02 • +(9.8.2.2) +The detailed R -00 species of C3H6 is described in references [2] and [6] and +C3Hs in reference [6]. +N02 reacts with OH radicals to make HN03. A part ofN02 is changed +into CO2, where N02 is reacted with deposited soot at the proper tempera- +ture. Oxygen radicals preferably react with hydrocarbon molecules thereby +initiating a reaction chain forming several oxidizing radicals [7]. + +--- Page 640 --- +Chemical Decontamination +625 +Carbon dioxide, CO2, is also included in exhaust gases [8]. CO2 hardly +contributes to the decomposition of NO, because the majority of the energy +deposited from the non-thermal plasma may be lost to the vibrational and +rotational excitations of CO2 • Although it is thought that electrons impact +CO2 to make CO, NO can be reduced only at very high temperatures as +shown in equations (9.8.2.3) and (9.8.2.4) [9]. +e+C02 - +CO+O+e +CO + NO - +CO2 +!N2 • +(9.8.2.3) +(9.8.2.4) +NO is reproduced by the reaction between CO2 and nitrogen radicals as +shown in equation (9.8.2.5) [10]. +N + CO2 - +NO + CO. +(9.8.2.5) +NOs are reproduced by N02 reduction by oxygen and hydrogen radicals, +and reactions between nitrogen and OH radicals as shown in equations +(9.8.2.6}-(9.8.2.8). +N02 +0 - +NO+02 +N02 + H - +NO + OH +N +OH - +NO+H. +(9.8.2.6) +(9.8.2.7) +(9.8.2.8) +In summary, NO is converted into final products through the production of +N02 by additives in a NO stream field. The energetic electron impact is the +origin of these reactions. Electrons directly impact to NO or produce radicals +to convert NO into N02. N02 further changes to NH4N03 when ammonia is +added. NO is also reproduced by oxygen and hydroxyl radicals. +9.S.3 Non-thermal plasmas for de-NOx +Plasma reactors that have been utilized for NOx remediation are: (1) di- +electric barrier discharge, (2) corona discharge, (3) surface discharge, (4) +glow discharge and (5) microwave discharge. Reactor groups are subdivided +according to their power source: dc and pulsed. Electrode configurations in +corona discharge and dielectric barrier discharge are (1) plate, (2) needle or +multi-needle, (3) thin wire and (4) nozzle. A grounded electrode is placed +in parallel or coaxial form near these electrodes. +Hybrid systems combining plasma with electron beam [11, 12] or catalysts +were also developed [13-15]. As indirect decomposition systems, radical shower +systems were developed using ammonia gases [16,17] and methane gases [18]. +9.8.3.1 +Efficiency +The efficiency of NOx reduction using pulsed or stationary NTPs is a +complex function of parameters that include pulse width, pulse polarity, + +--- Page 641 --- +626 +Current Applications of Atmospheric Pressure Air Plasmas +current density, repetition rate and reactor size. For de-NOx , removal +efficiency TlNO, and energy efficiency TIE are often used to evaluate the decom- +position system. These are defined as equations (9.8.3.1) and (9.8.3.2). +TlNo, = [NO]before - [NO]after x 100 +(%) +(9.8.3.1) +. +[NO] before +- L +[NO] before +TlNo, x ~ +x ~ +TIE - +X +106 +X 100 +22.4 +P +(gjkWh) +(9.8.3.2) +where [NO]before and [NO]after are NO concentrations before and after the +process in units of ppm. L is NO flow rate in units of l/min, the molecular +weight of NO is 30 g, and P is consumed energy in units of kWh. The elec- +trical conversion efficiency that refers to the efficiency for converting wall +plug electrical power into the plasma is important in the evaluation of the +total efficiency for the decomposition of NO". +9.8.3.2 +Plasma reactors +Figures 9.8.S(a)-(f) show schematics offundamental plasma reactors for NO +decomposition. Figure 9.8.S(a) shows a DBD reactor. The electrode is coated +with dielectric materials. To prevent charging-up of the dielectric materials, +the power source is ac or burst ac signals with a frequency of 50 Hz to several +tens to hundreds of kHz. For the electrode arrangement, parallel plate, multi- +point [19] and coaxial types [16] are used. A series of filamentary discharges +are produced at the gap. Figure 9.8.S(b) shows a coaxial electrode configura- +tion [20] for generating corona discharge. The central electrode consists of a +thin wire. By applying a high voltage, corona discharges are produced +around the wire by stationary (ac and dc) and pulsed discharges [21-24]. +For dc corona discharge, a polar effect appears (positive and negative +corona discharges). The electrode configurations are a wire [20], pipe and +Electrode +Dielectric +Figure 9.8.5. (a) Dielectric barrier discharge reactor. + +--- Page 642 --- +Gas flow +t +Electrode +Discharge +Wire +Figure 9.8.5. (b) Corona discharge reactor. +Chemical Decontamination +627 +r~ +Gas flow +nozzle electrodes [17]. For generating pulsed corona discharges, there are +several types of electrode arrangement, i.e. point-to-plate [25], wire-to- +plate [26, 27], wire-to-cylinder [28, 29], nozzle-to-plate [30] and pin-to-plate +[31, 32]. For power sources, dc/ac superimposed source [33] and bi-polar +polarity of pulsed source [28, 34] are also used. Streamer corona discharge, +which is generated with a voltage rise time of 10-50 ns and a duration of +50-500ns FWHM (full-width at half-maximum), can decompose pollutant +gases. +The catalyst coated-electrode configuration to facilitate de-NOx is +shown in figure 9.8.5(c). NOx gases flow in the plasma and the catalyst to +undergo decomposition. +Figure 9.8.5(d) shows a tubular packed-bed corona reactor. The pellets +of dielectric materials are coated with or without catalyst. The catalyst is +activated by energetic particles, i.e. electrons, photons, excited molecules, +ions etc. [14]. By applying a high ac voltage to pellets filled in a chamber, +Gas flow +Catalyst +Discharge +Wire +Figure 9.8.5. (c) Corona discharge--catalyst reactor. +Gas flow + +--- Page 643 --- +628 +Current Applications of Atmospheric Pressure Air Plasmas +Gas flow +Discharge +Wire +Figure 9.S.S. (d) Packed-bed corona discharge reactor. +micro-discharges in the gap and/or on the surface are generated. This is +called a packed bed discharge, which is also expected to have a catalytic +effect at the surface of pellets [35]. +Figure 9.8.5(e) shows a radical injection NTP system: a pipe electrode +with nozzle pipes from which gas additives flow, that are spouted to generate +Gas now +Electrode +, +(ACIDC) +R~ +NOx +Figure 9.S.S. (e) Radical injection reactor. + +--- Page 644 --- +Induction +Electrode +Outer +Figure 9.S.5. (f) Surface discharge reactor. +Chemical Decontamination +629 +Discharge +Electrode +(grounded) +streamer corona discharges in the NOx stream field. Thus, the NOx is directly +exposed to the corona discharge [30]. On the other hand, radicals are +supplied to the NOx stream field by DBD generated in a separate chamber +from the NOx stream field. In this case, NOx is not exposed to the plasma. +DBD is generated by an intermittent power source so as to control the +discharge power. Ammonia radicals are injected into the NO stream field +[16]. Remediation by radical shower systems is achieved using dielectric +barrier discharges and corona discharges. Plasma-induced radicals from +ammonia [16, 17, 36, 37], methane [18, 36] and hydrogen [36], are injected +into the NOx stream region or via the corona zone. +Figure 9.8.5(f) shows a reactor of surface discharge. One of the elec- +trodes is inside the ceramics. By applying a high ac voltage, surface discharge +(a kind of dielectric barrier discharge) is generated at a surface of the inner +ceramics [38]. +Microwave discharges at atmospheric pressure are also used for NOx +removal [39, 40] and are effective to decompose N2/NO and N2/02/NO +mixtures [40]. Because the gas temperature becomes high when operating +stationary discharges, a pulsed mode operation is employed [39]. NO is +also decomposed into N2 and O2 by a microwave discharge in a NO/He +mixture [41]. Micro-structured electrode arrays allow generation of a large- +area glow discharge, which removes two nitrogen oxides (NO and N20). +DC or rf power is applied to the arrays [42]. +A hybrid system using NTP and an electron beam is effective in simul- +taneous removal of NO and S02 [12]. An electron beam is used together with +a corona discharge ammonia radical injection system. + +--- Page 645 --- +630 +Current Applications of Atmospheric Pressure Air Plasmas +9.8.4 Parametric investigation for de-NOx +In the de-NOx process by NTPs, optimization of the following parameters is +desired: (1) energy efficiency, (2) removal efficiency, (3) process cost, (4) +controllability, (5) by-products and (6) lifetime of the system and maintenance. +These parameters are directly influenced by: (1) power source (output voltage, +pulse width and polarity etc.), (2) electrode configuration, (3) catalyst, (4) +radical species, (5) additives, (6) reactor size etc. +In addition to the conventional electrode configurations mentioned +above, pyramid [19, 43] and multi-needle geometry [44] have been employed +to lower the operating voltage. In the pyramid type, tip angle and height were +varied [19]. In the multi-needle type, gap length was varied [44]. These +parameters of gap length and height have a close relationship to the +plasma initiation voltage leading to the reduced electric field strength and +the consumed energy in the plasma. When the angle of the tip point becomes +small, energy efficiency decreases due to larger energy consumption. The +lower reduced electric field strength was obtained for a shorter gap length +to lead to a lower rate of ozone production for the multi-needle type. As a +result, the de-NOx rate becomes low. +The influence of height of the pyramid-shaped electrode was also inves- +tigated [43]. It was shown that NO removal rate increases with decreasing +heights, in other words, depth of the groove, at the same gas residence +time. This change of the removal rate may be related to the change of the +discharge modes in DBD and surface discharge. +A heated wire is used for corona discharge generation and energetic +electrons are emitted [20]. A heated corona wire is able to produce energetic +electrons and activate the oxidation by the generated ozone. It was shown +that the average corona currents increased and the corona starting voltages +decreased with an increase in the wire temperature. The relation between de- +NOx rate and wire temperature was investigated. For generating corona +discharge, metallic wires are often used to make a high electric field. The +dependence of de-NOx rate on the wire materials, tungsten and copper, +was examined by a pulsed corona discharge with a wire-to-plate electrode +system. A higher de-NOx rate is obtained by tungsten wire covered with +W03 because a streamer corona discharge is easily generated, while a dc +stationary corona is only generated in the case of copper wire [26]. +A pair of reticulated vitreous carbon (10 pores per inch) is used for +generating streamer corona discharge to convert NO into N02. This elec- +trode configuration is advantageous in scaling-up the system and gives rise +to large total NOx removal. At the surface of the carbon electrodes, N02 +oxidizes carbon surfaces and finally nitrous acid is formed [9]. +Reactor size and power sources are also parameters that influence the +de-NOy characteristics. Instead of the conventional ac and dc power sources +to generate corona discharges, a high voltage (60 kV) and large current + +--- Page 646 --- +Chemical Decontamination +631 +(approximately 200 A) pulsed power unit was used to generate a lOO ns- +duration streamer corona discharge. The output voltage is from a Blumlein +line generator. The short-duration pulsed power produces high-energy elec- +trons while the temperature of the ions and the neutrals remains unchanged, +and thus the energy consumed is reduced. The maximum energy efficiency +was 62.4 g/kWh [45]. A similar test is carried out using the Blumlein line +system with an output voltage of 40 kV and a current of 170 A [23]. Actual +flue gas from a thermal power plant was used. It was shown that about +90% of the NO was removed at a flow rate of 0.8 liters/min and a repetition +rate of 7 pps [23]. Using a traveling wave transmission in a coaxial cable, a +series of alternative discharge pulses generate pulsed corona discharge. Fila- +ment streamer discharges were generated at an applied reciprocal voltage +with an output of 40 kV. The NO gas with a concentration of 170 ppm was +reduced to one fourth of the original concentration in a time of 0.6 s [46]. +The influence of the reactor diameter for pulsed positive corona discharges +on the de-NOx rate is discussed for a concentric coaxial cylindrical configura- +tion of the electrode. As a result, the increase of inner diameter of the reactor +from 10 to 22 mm could be a way to minimize energy losses in the process of +NOx removal from flue gas [47]. Generally, the current through the plasma +increases with increasing an applied voltage. In an ammonia radical injection +system, the corona current shows a hysteresis characteristic against the +applied voltage. This might be based on the NH4N03 aerosol production. +The deposition of aerosol particles also affects the NOx removal rate [30]. +The main pathway for NOx removal in catalyst-based technology is +reduction. Selective catalytic reduction (SCR) has been studied using either +ammonia (NH3) or hydrocarbons (HCs) as additional reducing agents. +The combination of NTP, catalyst and the additives are effective to signifi- +cantly reduce nitric oxides (NO and N02) synergistically to molecular +nitrogen. For example, NOx is converted into N2 and H20 through electron +impact in NTP, gas-phase oxidation and catalytic reduction as shown in +equations (9.8.4.1}-(9.8.4.3). This is called plasma-enhanced NHrSCR +[48]. When HCs are used, this is called HC-SCR. +NTP: +e + O2 - +e + 20 +(9.8.4.1) +Gas phase oxidation: +0 + NO + M - +N02 + M +(9.8.4.2) +Catalytic reduction: +NO + N02 + 2NH3 - +2N2 + 3H20. +(9.8.4.3) +As catalysts, Pd-AI20 3, Ti02, aluminosilicate, Ag/mordenite, ')'-A1203 and +Zr02 were examined for plasma-enhanced HC-SCR [48, 49]. +The pulsed corona plasma reactor was followed by a Co-ZSM5 catalyst +bed of honeycomb type [14]. NO is converted into N02 in the plasma reactor +and then N02 is reduced in the Co-ZSM5 catalyst bed. No formation of +NH4N03 occurs. In the plasma-enhaced SCR system, plasma-treated N02 +was reduced effectively with NH3 over the Co-ZSM catalyst at a relatively + +--- Page 647 --- +632 +Current Applications of Atmospheric Pressure Air Plasmas +low temperature of 150°C [14]. Ti02 [50] as catalyst is also effective to de- +NO". NTP improves the de-NO" rate with an appropriate content of water +vapor and Na-ZSM-5 catalyst at any temperature [13]. +9.8.5 Pilot plant and on-site tests +The de-NOx exhausted from pilot plants and diesel engines can be directly +processed by NTP. A diesel engine exhaust of a vehicle with a 3 liter exhaust +output is used as a stationary NOx source with the engine speed set at 1200 +rpm, where the plasma reactor consisting of a coaxial DBD with a screw-type +electrodes is mounted on the vehicle [51]. The DBD deNOx system is applied +to an actual vehicle with an exhaust output of 2.5 liters and the oxidation of +hydrocarbon is recognized, where geometric and electric parameters such as +dielectric surface roughness and gap width of the coaxial reactor are investi- +gated [52]. A pulsed corona discharge process is applied to simultaneously +remove S02 and NOx from industrial flue gas of an iron-ore sintering +plant. The corona reactor is connected to the power source consisting of a +magnetic pulse compression modulator with a system supplying chemical +additives such as ammonia and propylene. The problem regarding the life- +time of the closing switch can be solved by using magnetic pulse compression +technology [53]. Propylene used as the chemical additive was very effective in +the enhancement of NOx removal. The increase in C3H6 concentration gives +rise to an enhancement of NOx [53]. +NOx and S02 from coal burning boiler flue gases are simultaneously +removed by dc corona discharge ammonia radical shower systems in pilot +scale tests, where multiple-nozzle electrodes are utilized for generating a +corona discharge. Tests were conducted for the flue gas rate from 1000 to +1500Nm3/h, the gas temperature from 62 to 80°C, the ammonia-to-total +acid gas molecule ratio from 0.88 to 1.3, applied voltage from 0 to 25 kV +and NO initial concentration from 53 to 93 ppm for a fixed S02 of +800 ppm. As a result, approximately 125 g of NOx was removed by 1 kWh +of energy input with 75% of removal efficiency [54]. A plasma/catalyst +continuously regenerative hybrid system is introduced to reduce diesel parti- +culate matter (DPM), NOx , Co etc., contained in diesel exhaust gas from a +passenger diesel car (2500 cm\ A corona discharge is generated in front 'of +a nozzle-type hollow electrode, where ammonia, hydrocarbon, steam, +oxygen, nitrogen etc. are injected. The hybrid system test shows thatIiJPM +and CO were almost removed and NOx reduced to 30% simultaneously by +the system [25]. +9.8.6 Effects of gas mixtures +It is known that, in addition to NOx, exhaust systems also release varying +concentrations of N2, O2, CO2, H20 etc. In coal burning electric plant, + +--- Page 648 --- +Chemical Decontamination +633 +sulfur oxide (S02) and fly ash are also contained. In diesel exhaust gas, soot is +included. One must consider the effect of these mixtures with NOx . These are +molecules and therefore, when present together with NOx in a plasma, the +plasma energy is partly consumed in these mixtures and is expended as +vibrational and rotational energies. This energy expense may not contribute +to the reaction. Thus, de-NOx efficiency can be enhanced using chemicals like +H20, H20 2, 0 3, NH3, or hydrocarbons that are introduced into NTPs as an +additive. As a result, NO and S02 are finally converted into NH3N04 and +(NH4hS04, respectively, where ammonia is used as an additive. +9.8.6.1 +Particulate matter, soot, andfly ash +Fly ash is contained in the exhaust gas from coal-burning thermal electrical +power plants. Diesel particulate matter, NOx , CO2, etc., contained in diesel +exhaust gas emitted from a passenger car, were reduced using a dc corona +discharge plasma/catalyst regenerative hybrid system. The effects of +repetitive pulses and soot chemistry on the plasma remediation of NOx are +computationally investigated [55]. It was pointed out that N02 reacts with +deposited soot in the plasma reactor at the proper temperature [25]. An +outer porous electrode made of SiC ceramics is used for decomposition of +soot-containing exhaust gas and acts as both electrode for dielectric barrier +discharge and particulate filter. Toxic and soot containing harmful +substances from exhaust gas are subjected to plasma processing. The flue +gas is let out through the porous electrode which is gas-permeable but filters +hold back the soot particles. Reaction products were CO and CO2. The soot +decomposition was achieved by a cold oxidation process. Thus, the soot is +constantly oxidized during all engine operating conditions [56]. +Fly ash including NOx gas was removed using pulsed streamer +discharges, generated by the configuration of wire and cylinder electrodes. +Fly ash with particle sizes from 0.08 to 3000ilm was injected into the +discharge region. The removal rate of NO and NOx including the fly ash +was increased in the presence of moisture. It was explained that the presence +of H20 generates the OH radicals by dissociation [57]. +9.8.6.2 S02 +S02 is often processed using ammonia as an additional gas. The reaction is +shown as +2S02 + 40H - +2H2S04 +H2S04 + 2NH3 - +(NH4hS04· +(9.8.6.1 ) +(9.8.6.2) +When S02 reacts with oxygen atoms to form S03, S03 is converted into +H2S04 as +(9.8.6.3) + +--- Page 649 --- +634 +Current Applications of Atmospheric Pressure Air Plasmas +S02 was simultaneously removed with NOx using dc corona discharge +ammonia radical shower systems as pilot plant tests. Both removal and +energy efficiencies for S02 decomposition increase with increasing +ammonia-to-acid gas ratio and decrease with increasing flue gas temperature. +The maximum removal efficiency exists at an applied power of about 300 W. +Approximately 9 kg of S02 were removed by an energy input of 1 kWh with +99% of S02 removal [54]. +S02 and NOx from industrial flue gas of iron-ore sintering plant were +processed using pilot-scale pulsed streamer corona discharges generated by +magnetic pulse compression technology. The sulfuric acid was neutralized +by ammonia in the discharges to finally obtain ammonia sulfate. The +removal of S02 was greatly enhanced when ammonia was added to the +flue gas. The high removal efficiency may be caused by chemical reaction +between S02 and NH3 in the presence of water vapor as well as the hetero- +geneous chemical reaction among S02, NH3 and H20 [53]. +Flue gas from a heavy oil-fired boiler contains 200-1000 ppm of S02 and +about 50-200 ppm ofNOx . When processed at a hybrid gas cleaning test plant +using a corona discharge-electron beam hybrid system, up to 5-22% of NOx +and 90-99% of S02 could be removed by operating the corona discharge with +an ammonia radical injection system. It was found that total NOy and S02 +reduction rates increase non-monotonically with increasing applied voltage, +hence, corona current or discharge input power [12]. +9.8.6.3 +O2 +When oxygen molecules are mixed with a mixture of N2 and NO, oxygen +atoms are generated by electron impact, followed by formation of ozone +by a reaction with oxygen molecules as shown in equations (9.8.6.4) and +(9.8.6.5), +e+02 - +O+O+e +0+02 +M - +0 3 +M. +Qzone oxidizes NO to form N02 as shown in equation (9.8.6.6), +NO+03 - +N02 +02. +(9.8.6.4) +(9.8.6.5) +(9.8.6.6) +When the N02 with ammonia as additive is used, NH4N03 is formed as +shown in figure 9.8.3. However, because of the excessive concentration of +oxygen molecules, N02 is reduced to NO. In this case, oxygen atoms do +not contribute to remove NOn but reproduce NO as shown in equation +(9.8.6.7), +(9.8.6.7) +Using dielectric barrier discharge with multipoint electrodes [44], NO +removal was carried out. NO removal rate and NO conversion into N02 + +--- Page 650 --- +Chemical Decontamination +635 +were discussed in NO/N2/02 mixed gas, where the oxygen concentration was +varied from I to 4%. Removal rates of NO and NOx increase with increasing +concentration of O2 in gas mixture, but conversion into N03 via N02 from +NO is limited in low NO concentration. +9.8.6.6 H20 +Water vapor H20 leads to production of OH and H02 radicals. As H20 +vapor concentration increases, more OH and H02 radicals can be generated +to oxide NO to form N02 and further HN03 [7]. Therefore, NO and NOx +(NO + N02) are removed with increasing H20 vapor concentration being +in a range of 1100-32000 ppm [5]. Increase in the de-NO" rate was also +seen in humid (10% H20) gas mixture [58], and in dc corona discharge +over a water surface [59]. +9.8.6.5 +Hydrocarbon radical injection +Hydrocarbons were used as an additive. NO/NOx is removed with acetylene +(C2H2) as an additive using a coaxial wire-tube reactor with dielectric barrier +discharge, where the feeding gases include N2, O2, NO and C2H2. The effect +of oxygen with concentrations of 0-10% is discussed for de-NOr The rate of +NO converted into N02 increases with increasing oxygen concentration. +Thus, NO to N02 oxidation is largely enhanced as the amount of hydro- +carbon increases. The hydrocarbon acts as a getter of 0 and OH radicals, +with the products reacting with O2 to yield peroxy radicals (H02) which +efficiently convert NO to N02. The conversion of NO into N2 by NH and +N radicals produced via HCN, NCO and HCO radicals is shown in figure +9.8.4. The de-NOx rate decreases with increasing the oxygen concentration +from 2.5-10%. This is due to the oxidation to CO or C03 by the reaction +between CHx and oxygen radicals. In low oxygen concentration, acetylene +C2H2 reacts with oxygen radicals to form hydrocarbon radicals that facilitate +to form HCN, NCO and HCO radicals. Thus, oxygen strongly influences the +de-NOx process [5]. +9.8.6.6 Ammonia radical injection +An ammonia radical injection system for converting NO into harmless +products was developed [60], where the radicals are generated in a separate +chamber from the NO stream chamber. NO gas is not in the plasma. In +order to confirm the energy efficiency of de-NOx using an intermittent one- +cycle sinusoidal source for generating DBDs, the NO concentration is +increased to 3000 ppm by varying the oxygen concentration from 2-5.6%. +For containing oxygen gas in the NO stream field, lower NO temperature +operation is possible to obtain a higher de-NOx rate. At an applied voltage + +--- Page 651 --- +636 +Current Applications of Atmospheric Pressure Air Plasmas +slightly higher than the threshold voltage for plasma initiation, the removal +amount of NO reaches maximum, presenting maximum energy efficiency. In +particular, for an oxygen concentration of 5.6% and a duty cycle of 5-10%, +a high energy efficiency is obtained to be 98 g/kWh. This means that the +appropriate electrical power is deposited in the DBD plasma at this duty +cycle. In the system, NO is mainly reduced by NH2 radicals for NO to +convert into NH4N03 through H02 radicals as shown in figure 9.8.3. +9.8.7 Environmentally harmful gas treatments +Volatile organic compounds (VOCs) are converted into CO2 and H20 and +other by-products (e.g. HCl and H2) in the desired reaction stoichiometry +by oxygen and hydroxyl radicals. This stoichiometry is difficult to achieve +by NTPs, because other intermediate products are produced. According to +the process conditions, not only CO and nitric oxide such as N20 but also +phosgene (COC12) may be produced, which may require a second-stage +treatment. The end products include poisonous materials such as phosgene +which must be separated from the gas stream and/or be processed in a +second-stage treatment [61]. +The mechanism of decomposition is based on the electron impact on the +harmful gases [62, 63]. Therefore, the simulation model includes a solution of +Boltzmann's equation for the electron energy distribution [61]. It was +reported that more N20 was generated for higher concentration of water +vapor and decomposition energy efficiency. Power sources with frequencies +such as 50 and 60 Hz are often used. In this case, the metal catalyst is +contained in the dielectric barrier discharge to remove the by-product by +facilitating the decomposition of the harmful gases. NTPs are effective to +decompose VOCs and the increase of the decomposition rate is desirable +for a practical flue gas process system. +The parameters influencing their decompositions are (1) electrical char- +acteristics of plasmas (power, energy, applied voltage, frequency, repetition +rates and rise time), (2) water, (3) carrier gases and flow rate, (4) ionization +potential of the target gases, and (5) gas temperatures. These parameters +are closely related to bring high selectivity of the target products [64]. +A parametric study for decomposing VOC will be introduced below. +9.8.7.1 +Plasma sources +Plasma chemical processes have been known to be highly effective in +promoting oxidation, enhancing molecular dissociation, and producing +free radicals to enhance chemical reactions [65]. VOCs are also processed +using NTPs, in the same way as NO is used. Four types of plasma reactor +have been mainly used for the application of VOC destruction: surface +discharge [66], dielectric barrier discharge [67], ferroelectric packed-bed + +--- Page 652 --- +Chemical Decontamination +637 +discharge [68], and pulsed corona discharge. Most of the power source +frequency is 50-60 Hz [62, 68, 69]. The destruction is also carried out by dc +discharge [65], capillary tube discharge [65] and microwave discharge +processes as well as electron beam. In order to improve energy efficiency +and control of undesirable by-products, hybrid systems in which NTPs are +combined with catalysts are used [67]. Synergetic effects are expected. +Deposition of by-products is not desirable during the process. Pevovskite +oxides such as barium titanate (BaTi03) act as a highly dielectric compound +[68]. The perovskite oxides can be catalytically activated by free radicals of +ultraviolet irradiation from the plasma [68]. +Uniform generation of the corona discharge contribute to reduce +toluene. The higher destruction efficiency of toluene is attributed to more +uniform corona-induced plasma activities throughout the reactor volume. +The size of the pellets contributes to the plasma uniformity [62]. +9.8.7.2 Processes +Halogen gases such as chlorine and fluorine are finally converted into CO2 +and halogenated hydrogen, respectively. It was found that the destruction +efficiency decreases in the order of toluene, methylene chloride and tri- +chlorotrifluoroethane (CFC-1l3: CF2CICFCI2). CFCl13 has the strongest +bonding and is stable [62]. Toluene (C6HSCH3) is reduced by a dielectric +barrier discharge, where the reactor consists of a coaxial cylindrical electrode +system. Packed Ti02 pellets or coated Ti02 on the inner electrode surface are +used. Ti02 as catalyst is activated using plasma with coaxial electrodes. The +energy efficiency is improved due to synergetic effects between plasma and +activated catalyst [67]. The mechanism of toluene destruction involves not +only plasma-induced destruction in the gas phase but also the adsorption/ +desorption of toluene on the Ti02 as well as catalytic reaction [67]. +Abatement of CFC-l13 (which is one of the fluorocarbons) was first +reported using ferroelectric packed bed discharge [62] and surface discharge +[66]. In the surface discharge case [66], CFC-1l3 with a concentration of +1000 ppm was processed at a destruction rate of 98 % for a discharge +power of 70W. Recently, CHF3 gas was reduced in H20/He plasma +(13.56 MHz) and disappeared at 700W. The by-products were CHF3, CF4, +H20, CO2 and SiF4 [70]. In CF4 destruction under identical experimental +conditions as in the CH3 case, the maximum destruction efficiency using +Hr 0 2/He as a carrier gas is higher by a factor of approximately 2 than +that using 02/He gas. Hydrogen atoms contribute to the CF4 destruction. +The by-products were CO2, HF and H20 [70]. Ar diluted CF4 as per fluor- +ocarbon was abated using atmospheric pressure microwave plasma (2.45 +GHz) with TMolO mode. 10 sccm CF4 with 100 sccm Ar in 2 lpm O2 and +10 lpm N2 flow was treated. CO2, COF2, H20 and NO were identified as +the by-products [71]. + +--- Page 653 --- +638 +Current Applications of Atmospheric Pressure Air Plasmas +The principal processes of the destruction of toluene are electron and +radical dissociation in the discharges, although charge transfer of toluene +with ions and recombination of toluene ions may also be responsible. Ti02 +activated by plasma may induce various reactions on the surface of the +Ti02, resulting in an enhanced toluene destruction. Ti02 plays a role to +enhance the destruction efficiency based on the following reactions: (1) +photocatalyst process by ultraviolet light emission from plasma [67], (2) +direct activation by fast energetic electrons and active species, (3) oxidation +by oxygen radicals produced by the destruction of 0 3 on Ti02 catalyst [72] +and (4) chemical reactions by OH and H02 radicals [72]. Toluene was +mostly reduced to CO, COb H20 by OH radicals, 0 3 and ° [62, 65, 67, +73]. Ozone generation is dependent on the heat by the gas discharge. In the +presence of air or nitrogen, nitrogen atoms are produced in the direct and/ +or sensitized cleavage of nitrogen molecules and produce N20, NO and +N02 [68]. N20 concentration is significant [68]. In air, triplet oxygen mole- +cules are the most reactive oxygen source in the presence or absence of +water, and carbon balance can be improved with suppression of by-products +due to promoted autoxidation processes [68]. +The principal processes of the VOC destruction are electron and radical +impact dissociation of molecules. For toluene, the reaction of toluene with +OH radicals is effective to make H20 as a final product [65] and water can +be reduced in NTP to give OH radicals and hydrogen atoms. The effect of +water was discussed in the destruction of butane. In low voltage application, +higher destruction efficiencies were obtained under wet conditions compared +with dry conditions. However, at higher voltages, water had almost no or +some negative effect on butane destruction efficiency [68]. This is much +different from NO destruction. Benzene was reduced using alumina-hybrid +and catalyst-hybrid plasma reactors. It was found that Ag-, Cu-, Mo-, Ni- +supported Al20 3 can suppress the N20 formation [74]. +Carbon tetrachloride (CCI4) was reduced using catalysis-assisted plasma +technology. Catalysts such as Co, Cu, Cr, Ni and V were coated on 1 mm +diameter BaTi03 pellets. For high frequency operation at 18 kHz, the best +CCl4 destruction was achieved with the Ni catalyst although the destruction +ofCCl4 is based on the direct electron impact and short-lived reactive species +[63, 75]. That is, +e + CCl4 ---- Cl- + CCI3 . +(9.8.7.1) +CCl4 is reproduced by three-body reaction through CCI3, +CI + CCl3 + M ---- CCl4 + M. +(9.8.7.2) +On the other hand, O2 scavenges the CCl3 through the reaction +CCl3 + O2 ---- CCI30 2 . +(9.8.7.3) +Methylene chloride (CH2CI2) was destroyed by a packed bed plasma rector. +Because the chlorine in methylene chloride is strongly bonded with carbon, it + +--- Page 654 --- +Chemical Decontamination +639 +is much more stable chemically than toluene, and it is expected that higher +electron energies are necessary to reduce methylene chloride [62]. Tri- +chloroethylene (C2HCI3, or TCE) was reduced in DBD [61] and in a capillary +discharge [65]. The majority of the CI from TCE was converted into HCl, C12, +and COC12 [61] and CO2, CO, N02 are also identified [65]. The destruction +efficiency of TCE is smaller in humid mixtures compared to dry mixtures due +to interception of reactive intermediates by OH radicals [61]. The reaction to +form COCl2 is as follows: +C2HC13 + OH - +C2Cl3 + H20 +(9.8.7.4) +C2HCl3 + CI - +C2Cl3 + HCI +(9.8.7.5) +(9.8.7.6) +TCE reacts with hydroxyl radicals, but the rate coefficient is no larger than +that with 0 atoms. There are intermediates such as CHOCl, CCl2 and CIO +due to 0 and OH radicals produced by electron impact dissociation of O2 +and H20. The ClO radical is attributed with an important role in oxidizing +TCE [61, 76]. TCE can be dissociated or ionized by a direct electron +impact to form C2C13, C2HCI2, C2HClj etc. It was pointed out that negative +ions such as Cl- and C-might play an important role in the destruction +process [65]. These form terminal species such as CO, CO2, HCI and +COCl2 [61]. N02 is also produced after the process [65]. +9.8.8 Conclusion +Processing of exhaust gases emitted from motor vehicle and different +factories and harmful gases emitted from various industries is increasingly +necessary to preserve our earth environment, thus improving our living +conditions. For practical use of the NTP system, we must make greater +effort to increase the process efficiency and reduce unit cost. In order to +realize an easy handling unit, not only modification of the conventional +process is needed but also development of new systems, in particular new +plasma sources, is very important. Combinations of different systems are +effective in bringing fruitful processing results. +References +[1] Filmonova E A, Amirov R H, Hong S H, Kim Y H and Song Y H 2002 Proc. +HAKONE VIII, International Symposium on High Pressure Low Temperature +Plasma Chemistry, 337-341 +[2] Filmonova E A, Kim Y H, Hong SHand Song Y H 2002 J. Phys. D: Appl. 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HAKONE VII, International Symposium on +High Pressure Low Temperature Plasma Chemistry, 375-378 +[48] Miessner H, Francke K-P, Rudolph R and Hammer Th 2002 Catalysis Today 75 325- +330 +[49] Miessner H, Francke K P and Rudolph R 2002 Appl. Catalysis B: Environmental 36 +53-62 +[50] Ogawa S, Nomura T, Ehara Y, Kishida H and Ito T 2000 Proc. HAKONE VII, +International Symposium on High Pressure +Low Temperature Plasma +Chemistry, 365-369 +[51] Higashi M and Fujii K 1997 Electrical Engineering in Japan 120 1-7 [1996 Trans. +IEEJ 116-A 868-872] +[52] LepperhoffG, Hentschel K, Wolters P, NeffW, Pochner K and Trompeter F-J 1998 +Proc. 1998 SAE International Fall Fuels and Lubricants Meeting, Plasma Exhaust +Aftertreatment SP-1395, 79-86 +[53] Mok Y Sand Nam I-S 1999 IEEE Trans Plasma Science 27 1188-1196 +[54] ChangJ S, Urashima K, TongYX, Liu WP, Wei H Y, Yang FM and LiuXJ 2003 J. +Electrostatics 57 313-323 + +--- Page 657 --- +642 +Current Applications of Atmospheric Pressure Air Plasmas +[55] Dorai R, Hassouni K and Kushner M J 2000 J. Appl. Phys. 886060-6071 +[56] MUller S, Conrads J and Best W 2000 Proc. 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HAKONE +VIII, International Symposium on High Pressure Low Temperature Plasma +Chemistry, 342-346 + +--- Page 658 --- +Biological Decontamination +643 +9.9 Biological Decontamination by Non-equilibrium +Atmospheric Pressure Plasmas +In this section, a review of various works on the germicidal effects of atmos- +pheric pressure non-equilibrium plasmas is presented. First, a few of the +variety of plasma sources, which have been used by various research +groups, will be briefly presented. In-depth discussion of these sources and +others can be found in chapter 6. Analysis of the inactivation kinetics for +various bacteria seeded in (or on) various media and exposed to the +plasma generated by these devices is then outlined. Three basic types of +survivor curves have been shown to exist, depending on the type of microor- +ganism, the type of medium, and the type of exposure (direct versus remote) +(Laroussi 2002). Lastly, insights into the roles of ultraviolet radiation, active +species, heat, and charged particles are presented. The most recent results +show that it is the chemically reactive species, such as free radicals, that +play the most important role in the inactivation process by atmospheric +pressure air plasmas. +It is important to stress to the reader that only experiments carried out at +pressures around 1 atm are the subjects of this presentation. For comprehen- +sive studies conducted at low pressures, the reader is referred to Moreau et al +(2000) and Moisan et al (2001). In addition, works that used etching-type gas +mixtures, such as 02/eF 4, or which used plasmas only as a secondary +mechanism to assist a chemical-based sterilization method will not be +covered. To learn about these, the reader is referred to Lerouge et al +(2000), Boucher (1980) and Jacobs and Lin (1987). +9.9.1 +Non-equilibrium, high pressure plasma generators +Here, a few methods that have been used to generate relatively large volumes +of non-equilibrium plasmas, at or near atmospheric pressure (sometimes +referred to as 'high' pressure) are briefly presented. This is far from being +a comprehensive list of all existing methods. The devices presented here +were chosen mainly because they have been used extensively to study the +germicidal effects of low-temperature high-pressure plasmas. More detailed +analysis of the physics of these devices can be found in chapter 6 of this book. +9.9.1.1 +DBD-based diffuse plasma source +One of the early developments of diffuse glow discharge plasma at atmos- +pheric pressure was reported by Donohoe (1976). Donohoe used a large +gap (cm) pulsed barrier discharge in a mixture of helium and ethylene to +polymerize ethylene (Donohoe and Wydeven 1979). Later, Kanazawa et al +(1988) reported their development of a stable glow discharge at atmospheric +pressure by using a dielectric barrier discharge (DBD). The most common + +--- Page 659 --- +644 +Current Applications of Atmospheric Pressure Air Plasmas +configuration of the DBD uses two parallel plate electrodes separated by a +variable gap. The experimental set-up of a DBD is shown in chapter 6 +(section 6.6, figure 6.4.1). At least one of the two electrodes has to be covered +by a dielectric material. After the ignition of the discharge, charged particles +are collected on the surface of the dielectric. This charge build-up creates a +voltage drop, which counteracts the applied voltage, and greatly decreases +the voltage across the gap. The discharge subsequently extinguishes. As the +applied voltage increases again (at the second half cycle of the applied +voltage) the discharge re-ignites. +Laroussi (1995, 1996) reported the use of the DBD-based glow discharge +at atmospheric pressure to destroy cells of Pseudomonasfluorecens. He used +suspensions of the bacteria in Petri dishes placed on a dielectric-covered +lower electrode. The electrodes were placed within a chamber containing +helium with an admixture of air. He obtained full destruction of concentra- +tions of 4 x 106 jml in less than 10 min. Subsequently, gram-negative bacteria +such as Escherichia coli, and gram-positive bacteria such as Bacillus subtilis +were inactivated successfully by many researchers using various types of +high pressure glow discharges (Kelly-Wintenberg et a11998, Herrmann et al +1999, Laroussi et a11999, Kuzmichev et aI2001). +9.9.1.2 +The atmospheric pressure plasma jet +The atmospheric pressure plasma jet (APPJ) (Scutze et a11998) is a capaci- +tively coupled device consisting of two co-axial electrodes between which a +gas flows at high rates. Figure 9.9.1 is a schematic of the APPJ. The outer +electrode is grounded while the central electrode is excited by rf power at +13.56 MHz. The free electrons are accelerated by the rf field and enter into +collisions with the molecules of the background gas. These inelastic collisions +produce various reactive species (excited atoms and molecules, free radicals, +etc.) which exit the nozzle at high velocity. The reactive species can therefore +react with a contaminated surface placed in the proximity (cm) of the nozzle +1 +Feed gas inlet +Effluent +RF electrode +Ground Electrode +Figure 9.9.1. The atmospheric pressure plasma jet (Scutze et aI1998). + +--- Page 660 --- +Biological Decontamination +645 +(Herrmann et aI1999). As in the case of the diffuse DBD, the stability of the +APPJ plasma (as well as its non-thermal characteristic) depends on using +helium as a carrier gas. Herrmann used the APPJ to inactivate spores of +Bacillus globigii, a simulant to anthrax (Bacillus anthracis) (Herrmann et al +1999). They reported the reduction of seven orders of magnitude of the +original concentration of B. globigii in about 30 s. +9.9.1.3 +The resistive barrier discharge +The concept of the resistive barrier discharge (RBD) is based on the DBD +configuration. However, instead of a dielectric material, a high resistivity +sheet is used to cover at least one of the electrodes (see section 6.4, figure +6.4.7). The high resistivity layer plays the role of a distributed ballast +which limits the discharge current and therefore prevents arcing. The advan- +tage of the RBD over the DBD is the possibility to use dc power (or low +frequency ac, 60 Hz) to drive the discharge. Using helium, large volume +diffuse cold plasma at atmospheric pressure can be generated (Laroussi +et aI2002a). +Using the RBD, up to four orders of magnitude reduction in the original +concentration of vegetative B. subtilis cells in about 10 min was reported +(Richardson et al 2000). Endospores of B. subtilis were also inactivated, +but not as effectively as the vegetative cells. In these experiments, a gas +mixture of helium: oxygen 97: 3 % was used. +9.9.2 Inactivation kinetics +The concept of inactivation or destruction of a population of microorgan- +isms is not an absolute one. This is because it is impossible to determine if +and when all microorganisms in a treated sample are destroyed (Block +1992). It is also impossible to provide the ideal conditions, which inactivate +all microorganisms: some cells can always survive under otherwise lethal +conditions. Therefore, experimental investigation of the kinetics of cell +inactivation is paramount in providing a reliable temporal measure of +microbial destruction. +9.9.2.1 +Survivor curves and D-value +Survivor curves are plots of the number of colony forming units (CFU s) per +unit volume versus treatment time. They are plotted on a semi-logarithmic +scale with the CFUs on the logarithmic vertical scale and time on the +linear horizontal scale. Figure 9.9.2 shows an example of a survivor curve +obtained by exposing a culture of E. coli to an atmospheric pressure glow +discharge in a helium/air mixture (Laroussi and Alexeff 1999). A line, +such as shown in figure 9.9.2, indicates that the relationship between the + +--- Page 661 --- +646 +Current Applications of Atmospheric Pressure Air Plasmas +1e+7 +1ei6 +1e+5 +1e+4 +E +en 1e+3 +::::> +u. +0 +1e+2 +1e+1 +1e+O +1e-1 +0.0 +0.5 +1.0 +1.5 +2.0 +2.5 +Treatrrent TirTe (mnutes) +Figure 9.9.2. Survivor curve of E. coli exposed to DBD plasma. +concentration of survivors and time is given by +10g[N(t)/Nol = -kt +3.0 +3.5 +4.0 +where No is the initial concentration and k is the 'death rate' constant. +One kinetics measurement parameter, which has been used extensively +by researchers studying sterilization by plasma, is what is referred to as the +'D' (decimal) value. This parameter was borrowed from studies on heat +sterilization. The D-value is the time required to reduce an original concen- +tration of microorganisms by 90%. Since survivor curves are plotted on +semi-logarithmic scales, the D-value is determined as the time for a 10gIO +reduction. Sometimes the D-value is referred to as the 'log reduction time' +(Block 1992) and expressed as follows: +Dv = t/(logNo -logNs) +where t is the time to destroy 90% of the initial population, No is the initial +population, and Ns is the surviving population (Block 1992). +Another parameter, which is of great importance for practical systems, +is the inactivation factor (IF). The IF is the percentage kill of a microbial +population by a particular treatment (Block 1992). The IF is generally deter- +mined for spores (highly resistant microorganisms), by taking the ratio of the +initial count to the final extrapolated count (Block 1992). Since the IF +depends on the initial count (before treatment, what is referred to as the + +--- Page 662 --- +Biological Decontamination +647 +'bioburden'), its value reveals the expected number of viable microorganisms +after the treatment. Therefore, the IF of a treatment method directly reflects +its sterilizing effectiveness, given a certain bioburden. +9.9.2.2 +Survivor curves of plasma-based inactivation processes +To date, the experimental work on the germicidal effects of cold, atmospheric +pressure plasmas has shown that survivor curves take different shapes +depending on the type of microorganism, the type of the medium supporting +the microorganisms, and the method of exposure (direct exposure: samples +are placed in direct contact with the plasma; remote exposure: samples are +placed away from the discharge volume or in a second chamber. The reactive +species from the plasma, but not the plasma itself, are allowed to diffuse and +come in contact with the samples) (Laroussi 2002). +Herrmann (APPJ, remote exposure), Laroussi (diffuse DBD-type +discharge, direct exposure), and Yamamoto (corona discharge with H20 2, +remote exposure) reported a 'single slope' survivor curve (one-line curve) +for B. globigii on glass coupons (dry samples), for E. coli in suspension, +and for E. coli on glass, respectively (Herrmann et al 1999, Laroussi et al +2000, Yamamoto et al 2001). The D-values ranged from 4.5 s for the B. +globigii on glass (APPJ), to 15 s for E. coli on glass (Corona with H20 2 +plasma), to 5 min for E. coli in liquid suspensions (DBD-type plasma). +Two-slope survivor curves (two consecutive lines with different +slopes) were reported by Kelly-Wintenberg (DBD-type, direct exposure) +for S. aureus and E. coli on polypropylene samples, and by Laroussi for +Pseudomonas aeruginosa in liquid suspension (Kelly-Wintenberg et a11998, +Laroussi et al 2000). The curves show that the D-value of the second line +(D2) was smaller (shorter time) than the D-value of the first line (Dd. +Montie also reported the same type of survivor curve for E. coli and B. +subtilis on glass, agar, and polypropelene (all under direct exposure to a +DBD-type discharge) (Montie et al 2000). Montie claimed that D J was +dependent on the species being treated and that D2 was dependent on the +type of surface (or medium) supporting the microorganisms (Montie et al +2000). A given explanation of the 'bi-phasic' nature of the survivor curve +was the following. During the first phase, the active species in the plasma +react with the outer membrane of the cells, inducing damaging alterations. +After this process is advanced enough, the reactive species can then quickly +cause cell death, resulting in a rapid second phase (Kelly-Win ten berg et al +1998). +Multi-slope survivor curves were also reported for E. coli and P. aerugi- +nosa on nitrocellulose filter (diffuse DBD-type, direct exposure) and for B. +stearothermophilus on stainless steel strips (pulsed barrier discharge, +remote exposure) (Laroussi et al 2000, Kuzmichev et al 2001). Each line +has a different D-value. Similar survivor curves (three phases) were reported + +--- Page 663 --- +648 +Current Applications of Atmospheric Pressure Air Plasmas +in low pressure studies (Moreau et al 2000, Moisan et al 2001). Moisan +explains that the first phase, which exhibits the shortest D-value, is mainly +due to the action of ultraviolet radiation on isolated spores or on the first +layer of stacked spores. The second phase, which has the slowest kinetics, +is attributed to a slow erosion process by active species. Finally the third +phase comes into action after spores and debris have been cleared by +phase 2, hence allowing ultraviolet to hit the genetic material of the still +living spores. The D-value of this phase was observed to be close to the D- +value of the first phase. It is important to note that the explanation given +above would not apply to the case of atmospheric pressure air plasmas, +which generate a negligible ultraviolet power output at the germicidal wave- +lengths (200-300 nm). +9.9.3 Analysis of the inactivation factors +This section presents a discussion on the contributions of the various agents +emanating from non-equilibrium air plasmas to the killing process. These are +the heat, ultraviolet radiation, reactive species, and charged particles. Note +that in general various gas mixtures can be used to optimize the generation +of one inactivation agent or another and ultimately to optimize the killing +efficiency. The following results and discussions, however, are limited to +the case of atmospheric pressure air (containing some degree of humidity). +As a plasma generation device, a DBD is used. +9.9.3.1 +Heat and its potential effect +High temperatures can have deleterious effects on the cells of microorgan- +isms. A substantial increase in the temperature of a biological sample can +lead to the inactivation of bacterial cells. Therefore, heat-based sterilization +techniques were developed and commercially used for applications that do +not require medium preservation. In heat-based conventional sterilization +methods, both moist heat and dry heat are used. In the case of moist heat, +such as in an autoclave, a temperature of 121°C at a pressure of 15 psi is +used. Dry heat sterilization requires temperatures close to 170 °C and treat- +ment times of about 1 h. +To assess if heat plays a role in the case of decontamination by an air +plasma, a thermocouple probe was used to measure the temperature increase +in a biological sample under plasma exposure. In addition, the gas tempera- +ture in the discharge can be measured by evaluating the rotational band of +the 0-0 transition of the second positive system of nitrogen. Figure 9.9.3 +shows that the gas temperature and the sample temperatures in a DBD air +plasma undergo only a small increase above room temperature (Laroussi +and Leipold 2003). Based on these measurements no substantial thermal +effects are expected. + +--- Page 664 --- +Biological Decontamination +649 +350 +340 +0 +0 +Gas Temperature +~ +.II. +Sample Temperatura +!!! 330 +.II. +0 +.II. +:::l - +.II. +.II. +I!! 2t 320 +0 +E +~ 310 +0 +rn +to +(!) +300 +0 +290 +0 +2 +4 +6 +8 +10 +12 +Flow Rate [I/min] +Figure 9.9.3. Gas and sample temperature versus air flow rate at a power of 10 w. +9.9.3.2 +Ultraviolet radiation and its potential effect +Among ultraviolet effects on cells of bacteria is the dimerization of thymine +bases in their DNA strands. This inhibits the bacteria's ability to replicate +properly. Wavelengths in the 220-280 nm range and doses of several +mW s/cm2 are known to have the optimum effect. Figure 9.9.4 shows the +emission spectrum between 200 and 300 nm from a DBD air plasma +0.25 +I +I +I +I +- +0.20 I- +::i +.!!!. +iii +c: 0.15 I- +0) +U5 ... +. ~ 0.10 - +0. +:2 +:::l +E +0 +0.05 - +15 +.s::. +a.. +J +0.00 +.II +I +I +I +200 +220 +240 +260 +280 +300 +Wavelength [nm] +Figure 9.9.4. Emission spectrum of an air plasma in the ultraviolet region. + +--- Page 665 --- +650 +Current Applications of Atmospheric Pressure Air Plasmas +(Laroussi and Leipold 2003). ultraviolet emission at wavelengths greater +than 300 nm was also detected. The spectrum is dominated by N2 rotational +bands 0-0 transition (337nm) and NO,6 transition around 304nm. Measure- +ments of the ultraviolet power density by a calibrated ultraviolet detector, in +the 200-31Onm band, showed that less than 1 mW/cm2 was emitted, under +various plasma operating conditions. Therefore, according to these measure- +ments, the ultraviolet radiation has no significant direct influence on the +decontamination process of low temperature air plasmas. This is consistent +with the results of several investigators (Laroussi 1996, Herrmann et al +1999, Kuzmichev et aI2001). +9.9.3.3 +Charged particles and their potential effects +Mendis suggested that charged particles may playa very significant role in +the rupture of the outer membrane of bacterial cells. By using a simplified +model of a cell, they showed that the electrostatic force caused by charge +accumulation on the outer surface of the cell membrane could overcome +the tensile strength of the membrane and cause its rupture (Mendis et al +2000, Laroussi et al 2003). They claim that this scenario is more likely to +occur for gram-negative bacteria, the membrane of which possesses an +irregular surface. Experimental work by Laroussi and others has indeed +shown that cell lysis is one outcome of the exposure of gram-negative +bacteria to plasma under direct exposure (Laroussi et al 2002b). However, +it is not clear if the rupture of the outer membrane is the result of the charging +mechanism or a purely chemical effect. Figure 9.9.5 shows SEM micrographs +of controls and plasma-treated E coli cells (Laroussi et aI2002b). The micro- +graph of the plasma-treated cells shows gross morphological damage. +9.9.3.4 +Reactive species and their inactivation role +In high-pressure non-equilibrium discharges, reactive species are generated +through electron impact excitation and dissociation. They play an important +(a) +(b) +Figure 9.9.5. SEM micrographs of controls (a) and plasma-treated bacteria (b) E. coli cells. +The plasma-treated cells show gross morphological damage. + +--- Page 666 --- +Biological Decontamination +651 +role in all plasma-surface interactions. Among the radicals generated in air +plasmas, oxygen-based and nitrogen-based species such as atomic oxygen, +ozone (03), NO, N02, and the hydroxyl radical (OR) have direct impact +on the cells of microorganisms, especially when they come in contact with +their outer structures such as the outer membrane. Membranes are made of +lipid bilayers, an important component of which is unsaturated fatty acids. +The unsaturated fatty acids give the membrane a gel-like nature. This allows +the transport of the biochemical by-products across the membrane. Since +unsaturated fatty acids are susceptible to attacks by hydroxyl radical (OR) +(Montie et al 2000), the presence of this radical can therefore compromise +the function of the membrane lipids. This will ultimately affect their vital +role as a barrier against the transport of ions and polar compounds in and +out of the cells (Bettelheim and March 1995). Imbedded in the lipid bilayer +are protein molecules, which also control the passage of various compounds. +Proteins are basically linear chains of aminoacids. Aminoacids are also +susceptible to oxidation when placed in the radical-rich environment of the +plasma. Therefore, oxygen-based and nitrogen-based species are expected to +playa crucial role in the inactivation process. +The following are measurements of nitrogen dioxide (N02), hydroxyl +(OR), and ozone (03) obtained from a DBD operated in atmospheric +pressure air (Laroussi and Leipold 2003). Figure 9.9.6 shows the concentra- +tion of N02 in the DBD, as measured by a calibrated gas detection system. +The presence of OR was measured by means of emission spectroscopy, +looking for the rotational spectrum of OR A-X (0--0) transition. This +molecular band has a branch at about 306.6 nm (R branch) and another +one at 309.2nm (P branch). Figure 9.9.7 shows the emission spectrum in +900 +I +800 +.. +E 700 +Co +.. +.3, +N +600 +0 +• +z +500 +c:: +• +.. +.. +.. +0 +• +:;::: +400 +!!! +• +• +.. +..... +c: +300 +.. +lOW +Q) +• +0 +• 5W +c: +200 +0 +1.5W +0 +• +U +0 +100 +0 +0 +0 +0 +0 +0 +0 +8 +10 +12 +14 +Gas Flow [11m in] +Figure 9.9.6. Concentration of nitrogen dioxide versus air flow rate, for different powers. + +--- Page 667 --- +652 +Current Applications of Atmospheric Pressure Air Plasmas +8 +OH R-Branch +307 +308 +Wavelength [nm] +OH P-Branch +309 +Figure 9.9.7. Emission spectra from a humid air discharge showing OH lines. +the range between 306 and 310 nm and it indicates the OR band heads. +Figure 9.9.8 shows the relative concentration of OR in the discharge as a +function of power and air flow rate. Ozone concentration produced by the +DBD in atmospheric air was measured for varying flow rate and at various +Figure 9.9.8. Relative concentration of OH versus power and air flow rate. + +--- Page 668 --- +Biological Decontamination +653 +power levels by ultraviolet absorption spectroscopy and by a chemical titra- +tion method. Concentrations up to 2000 ppm could be obtained. Ozone +germicidal effects are caused by its interference with cellular respiration. +9.9.4 Conclusions +Research on the interaction of both low-pressure and high-pressure non- +equilibrium plasmas with biological media has reached a stage of maturity, +which indicates that this emerging field promises to yield valuable technolo- +gical novelty. In the medical field, the use of plasma to sterilize heat-sensitive +re-usable tools in a rapid, safe, and effective way is bound to replace the +present method which relies on the use of ethylene oxide, a toxic gas. In +the food industry, the use of plasmas to sterilize packaging will lead to +safer food with a longer shelf life. In space applications, plasma is considered +as a potential method to decontaminate spacecraft on planetary missions. +The goal in this application is to avoid transporting microorganisms from +Earth to the destination planet (or moon). Air plasma is also a potential tech- +nology that can be used for the destruction of biological warfare agents. +Extensive research on the use of high-pressure low-temperature plasmas +to inactivate microorganisms is a relatively recent event. There are still a lot +of basic issues that need more in depth investigations. Among these are the +effects of plasma on the biochemical pathways of bacteria. A clear under- +standing of these will lead to new applications other than sterilization/decon- +tamination. However, for practical devices intended for the destruction of +pathogens, all the available results indicate that non-equilibrium plasmas +generated in atmospheric pressure air offer a very efficient decontamination +method. This is mainly due to the efficient production of oxygen-based and +nitrogen-based reactive species, which interact directly with the cells and +can cause them irreversible damage. +References +Bettleheim F A and March J. 1995 Introduction to General, Organic, and Biochemistry 4th +edition (Saunders College Pub.) +Block S S 1992 'Sterilization' in Encyclopedia of Microbiology, vol4, pp 87-103 (Academic +Press) +Boucher (Gut) R M 1980 'Seeded gas plasma sterilization method' US Patent 4,207,286 +Donohoe K G 1976 'The development and characterization of an atmospheric pressure +non-equilibrium plasma chemical reactor' PhD Thesis, California Institute of Tech- +nology, Pasadena, CA +Donohoe K G and Wydeven T 1979 'Plasma polymerization of ethylene in an atmospheric +pressure discharge' J. Appl. Polymer Sci. 232591-2601 +Herrmann H W, Henins I, Park J and Selwyn G S 1999 'Decontamination of chemical and +biological warfare (CBW) agents using an atmospheric pressure plasma jet' Phys. +Plasmas. 6(5) 2284-2289 + +--- Page 669 --- +654 +Current Applications of Atmospheric Pressure Air Plasmas +Jacobs P T and Lin S M 1987 'Hydrogen peroxide plasma sterilization system' US Patent +4,643,876 +Kanazawa S, Kogoma M, Moriwaki T and Okazaki S 1988 'Stable glow plasma at atmos- +pheric pressure' J. Appl. Phys. D: Appl. Phys. 21 838-840 +Kelly-Wintenberg K, Montie T C, Brickman C, Roth J R, Carr A K, Sorge K, Wadworth +L C and Tsai P P Y 1998 'Room temperature sterilization of surfaces and fabrics +with a one atmosphere uniform glow discharge plasma' J. Industrial Microbiology +and Biotechnology 2 69-74 +Kuzmichev A I, Soloshenko I A, Tsiolko V V, Kryzhanovsky V I, Bazhenov V Yu, +Mikhno I Land Khomich V A 2001 'Feature of sterilization by different type of +atmospheric pressure discharges' in Proc. Int. Symp. High Pressure Low Tempera- +ture Plasma Chem. (HAKONE VII), pp. 402-406, Greifswald, Germany +Laroussi M 1995 'Sterilization of tools and infectious waste by plasmas' Bull. Amer. Phys. +Soc. Div. Plasma Phys. 40(11) 1685-1686 +Laroussi M 1996 'Sterilization of contaminated matter with an atmospheric pressure +plasma' IEEE Trans. Plasma Sci. 24(3) 1188-1191 +Laroussi M 2002 'Non-thermal decontamination of biological media by atmospheric pressure +plasmas: review, analysis and prospects' IEEE Trans. Plasma Sci. 30(4) 1409-1415 +Laroussi M and AlexeffI 1999 'Decontamination by non-equilibrium plasmas' in Proc. Int. +Symp. Plasma Chem., pp 2697-2702, Prague, Czech Rep., August +Laroussi M and Leipold F 2003 'Mechanisms of inactivation of bacteria by an air plasma' +in Proc. Int. Colloq. Plasma Processing, Juan les Pins, France, June +Laroussi M, Alexeff I and Kang W 2000 'Biological decontamination by non-thermal +plasmas' IEEE Trans. Plasma Sci. 28(1) pp. 184-188 +Laroussi M, AlexeffI, Richardson J P and Dyer F F 2002a 'The resistive barrier discharge' +IEEE Trans. Plasma Sci. 30(1) 158-159 +Laroussi M, Mendis D A and Rosenberg M 2003 'Plasma interaction with microbes' New +Journal of Physics 5 41.1-41.10 +Laroussi M, Richardson J P and Dobbs F C 2002b 'Effects of non-equilibrium atmos- +pheric pressure plasmas on the heterotrophic pathways of bacteria and on their +cell morphology' Appl. Phys. Lett. 81(4) 772-774 +Laroussi M, Sayler G S, Galscock B B, McCurdy B, Pearce M, Bright N and Malott C +1999 'Images of biological samples undergoing sterilization by a glow discharge +at atmospheric pressure' IEEE Trans. Plasma Sci. 27(1) 34-35 +Lerouge S, Werthheimer M R, Marchand R, Tabrizian M and Yahia L'H 2000 'Effects of +gas composition on spore mortality and etching during low-pressure plasma steri- +lization' J. Biomed. Mater. Res. 51 128-135 +Mendis D A, Rosenberg M and Azam F 2000 'A note on the possible electrostatic disrup- +tion of bacteria' IEEE Trans. Plasma Sci. 28(4) 1304-1306 +Moisan M, Barbeau J, Moreau S, Pelletier J, Tabrizian M and Yahia L'H 2001 'Low +temperature sterilization using gas plasmas: a review of the experiments, and an +analysis of the inactivation mechanisms' Int. J. Pharmaceutics 226 1-21 +Montie T C, Kelly-Wintenberg K and Roth J R 2000 'An overview of research using the +one atmosphere uniform glow discharge plasma (OAUGDP) for sterilization of +surfaces and materials' IEEE Trans. Plasma Sci. 28(1) 41-50 +Moreau S, Moisan M, Barbeau J, Pelletier J, Ricard A 2000 'Using the flowing afterglow of +a plasma to inactivate Bacillus subtilis spores: influence of the operating conditions' +J. Appl. Phys. 881166-1174 + +--- Page 670 --- +Medical Applications of Atmospheric Plasmas +655 +Richardson J P, Dyer F F, Dobbs F C, Alexeff I and Laroussi M 2000 'On the use of the +resistive barrier discharge to kill bacteria: recent results' in Proc. IEEE Int. Can! +Plasma Science, New Orleans, LA, p 109 +Scutze A, Jeong J Y, Babyan S E, Park J, Selwyn G S and Hicks R F 1998 The +atmospheric pressure plasma jet: a review and comparison to other plasma sources' +IEEE Trans. Plasma Sci. 26(6) 1685-1694 +Yamamoto M, Nishioka M and Sadakata M 2001 'Sterilization using a corona discharge +with H20 2 droplets and examination of effective species' in Proc. 15th Int. Symp. +Plasma Chem., Orleans, France, vol II, pp 743-751 +9.10 Medical Applications of Atmospheric Plasmas +This section concludes the chapter devoted to practical aspects of atmospheric +plasmas. At this point, the reader is provided with state of the art information +on available plasma sources and their applications in inorganic/material +technology, gas cleaning, combustion, etc. The remaining issue is the role of +plasma in health care. +Several biomedical applications of plasmas have been already identified, +including surface functionalization of scaffolds, deposition of bio-compatible +coatings, and bacterial decontamination. For in vivo treatment, plasma- +based devices have been successfully used in wound sealing and non-specific +tissue removal. Since the modern plasma sources have become quite friendly +and 'bio-compatible', the area of applications is expanding rapidly and many +novel medical techniques are under preparation. The most recent develop- +ment is in vivo bacterial sterilization and tissue modification at the cellular +level. All these techniques will be described in this section. +9.10.1 +A bio-compatible plasma source +A plasma can be considered 'bio-compatible' when it combines therapeutic +action with minimum damage to the living tissue. In non-specific tissue +removal, the penetration depth and the degree of devitalization must be +controllable. In refined/selective tissue modification there are more restrictions +on the thermal, electrical and chemical properties of the plasma. In this +paragraph the necessary safety requirements will be briefly discussed. +9.10.1.1 +Thermal properties of a non-equilibrium plasma +Surface processing of materials usually involves non-thermal plasmas. 'Non- +thermal' does not imply that such plasmas cannot inflict thermal damage; it +means that they are non-equilibrium systems with electron temperature 100 +to 1000 times higher than neutral gas temperature. In table 9.10.1.1 typical + +--- Page 671 --- +656 +Current Applications of Atmospheric Pressure Air Plasmas +Table 9.10.1.1. +Plasma source +Type +Gas +T(K) +Ref. +Atmospheric +RF capacitively +Helium, argon +400 +Park et at (2002) +pressure plasma +coupled +jet (APPJ) +Atmospheric +AC/DC glow +Air +800-1500 Lu and Laroussi +glow +above water +(2003) +Cold arc-plasma +AC 10-40kHz +Air, N2, O2 +520 +Toshifuji et at +jet +(2003) +Microwave torch 2.45GHz +Argon + O2 +2200 +Moon and Choe +(2003) +AC plasma +AC +Helium+02 +800-900 +Moon and Choe +(2003) +DBD +Dielectric barrier N2 +02 +NO +300 +Baeva et at (1999) +Pulsed DBD +Dielectric barrier Argon+H20 +350-450 +Motret et at (2000) +Atmospheric +DC glow with +Air +2000 +Mohamed et at +glow +micro-hollow +(2002) +cathode electrode +Plasma needle +RF capacitively +Helium+N2 +350-700 +Stoffels et at (2002) +coupled, mm size +RF micro-plasma Helium (+H2O) +300 +Stoffels et at (2003) +gas temperatures in several types of non-thermal plasmas are given. Most of +these results have been obtained using spectroscopic methods: optical emis- +sion and CARS (Baeva et aI1999). Moon and Choe (2003) have calibrated +optical emission spectroscopy against thermocouples. Stoffels et al (2002, +2003) has also used both methods; some details are given in section 9.10.3 +where the plasma needle is characterized. +Most of these sources can be used for non-specific treatment, like burning +and coagulation (see section 9.10.2). For this purpose the temperature may be +quite high as long as there is no carbonization or deep damage. In other appli- +cations, like specific treatment without tissue devitalization, temperature is an +essential issue. The tissue may be warmed up to at most a few degrees above +the ambient temperature, and exposure time must be limited to several +minutes. Discharges suitable for this kind of treatment are the micro-plasmas +(plasma needle) and possibly some kinds of DBDs. +9.10.1.2 +The influence of electricity +The influence of electric fields on living cells and tissues has been elaborately +studied in relation to electrosurgery and related techniques. High electric + +--- Page 672 --- +Medical Applications of Atmospheric Plasmas +657 +fields are surely a matter of concern for the health of the patient, because they +may interact with the nervous system, disturb the heartbeat, and cause +damage to the individual cells. +Much attention has been given to alternating (high-frequency) currents +passing through the body. For detailed data the reader should refer to works +like Gabriel et al (1996) (dielectric properties and conductivity of tissues), +Reilly (1992) (nerve and muscle stimulation) and Polk and Postow (1995) +(electroporation and other field-induced effects). These studies have revealed +that the sensitivity of nerves and muscles decreases with increasing ac +frequency. The threshold current that causes irritation is as high as 0.1 A +at 100 kHz. It implies that for medical applications high-frequency sources +should be employed. At present, most of the electro surgical equipment +operates at 300 kHz or higher; the plasma needle is sustained by rf excitation. +Under these conditions no undesired effects are induced. +9.10.1.3 +Toxicity +Plasma is a rich source of radicals and other active species. Reactive oxygen +species (ROS) (0, OH and H02, peroxide anions O2 and H02, ozone and +hydrogen peroxide) may cause severe cell and tissue damage, known under +a common name of oxidative stress. On the cellular level, several effects +leading to cell injury have been identified: lipid peroxidation (damage to +the membrane), DNA damage, and protein oxidation (decrease in the +enzyme activity). On the other hand, free radicals have various important +functions, so they are also produced by the body. For example, macrophages +generate ROS to destroy the invading bacteria, and endothelial cells (inner +artery wall) produce nitric oxide (NO) to regulate the artery dilation. The +natural level of radical concentration lies in the J.lM range (Coolen 2000). +The density of radical species in the plasma can be determined using +a variety of plasma diagnostics. However, for applications in biology/ +medicine, standard gas-phase plasma characterization is not very relevant. +Instead, one has to identify radical species that penetrate the solution and +enter the cell. Biochemists have some standard methods for radical detection, +e.g. laser-induced fluorescence in combination with confocal microscopy. +Special organic probes are used, which become fluorescent after reaction +with free radicals. This yields detection limits below 0.01 J.lM in a solution, +and allows three-dimensional profiling with a resolution of about 0.2 J.lm. +9.10.2 +In vivo treatment using electric and plasma methods +9.10.2.1 +Electrosurgery +From very early times it was believed that electricity might have some healing +properties. In the 17th century some cases of improving the heart function, + +--- Page 673 --- +658 +Current Applications of Atmospheric Pressure Air Plasmas +waking up from swoon, etc. were reported. About 200 years later the +technology of artificial generation of electricity was ready for advanced +medical applications. In 1893, d'Arsonval discovered that high-frequency +current passing through the body does not cause nerve and muscle stimula- +tion (d'Arsonval1893). Soon after, high-frequency devices were introduced +for cutting of tissues. +At present, electrosurgery has a solid, established name in medicine: the +electrical cutting device replaces the scalpel in virtually all kinds of surgery. A +detailed list of applications can be found in the database of ERBE (http:// +www.erbe-med.de). a leading company producing equipment for electric, +cryogenic and plasma surgery. The electrosurgical tools manufactured by +ERBE are powered by high-frequency generators, either at 330 kHz or at +1 MHz. The reason for using these frequencies has been already discussed +in the previous section: they are well above 100 kHz, the lower limit for +electric safety. The devices can supply reasonably high powers-up to 200 +or 450 W, dependent on the type and application. The power can be (auto- +matically) regulated during the operation, to obtain the desired depth of +the incision. Various electrode designs and configurations are used: a +monopolar high-frequency powered pin (in this case the current is flowing +through the patient's body), a bipolar coaxial head, and a tweezers-like +design (see figure 9.10.1). In the latter case the arms of the tweezers have +opposite polarities, and the distance between their tips can be varied. The +quality of cuts for all these configurations is about the same. +The features that have made electric devices so successful and desired +are: good cutting reproducibility, high precision, good control of depth, +A +c +B ~ +c +D +Figure 9.10.1. Electrosurgery devices and techniques developed by ERBE (http:// +www.erbe-med.de/): (a) a monopolar cutting device, (b) bipolar cutting/coagulation +tweezers, (c) tissue cutting using coaxial bipolar device, (d) tissue coagulation using bipolar +tweezers. + +--- Page 674 --- +Medical Applications of Atmospheric Plasmas +659 +and the possibility of local coagulation. The latter is especially important in +achieving hemostasis and thus preventing blood loss, formation of thrombus, +and contamination of tissues during surgery. Electrical coagulation is also +used on its own, when no incision is necessary-for this purpose a bipolar +tweezers-like device is used (see figures 9.1O.1b,d). The current flowing +through the tissue induces ohmic heating that allows for fast and superficial +coagulation. This method is often used to seal small blood vessels. +9.10.2.2 Argon plasma coagulation +The step from electric to plasma surgery is readily made. The electric +methods discussed above are based on local tissue heating. Devitalization +by heat is a rather unsophisticated effect, which can be achieved by exposure +to any heat source. Atmospheric plasma generated by a high-power electric +discharge is one of the options. Needless to say, for these applications it is not +required that the gas temperature in the plasma be low. On the contrary, +controlled burning of the diseased tissue is an essential part of the therapy. +The aim of the treatment is coagulation and stopping the bleeding, and some- +times even total desiccation and devitalization of the tissue. +An adequate discharge has been developed by ERBE, and the corre- +sponding surgical technique is called argon plasma coagulation (APC). The +design of the APC source resembles somewhat the APPJ (Park et al 2002), +because the latter is also a plasma generated in a tube with flowing argon. +The APC source has not been characterized, but considering the parameters +(frequency of 350 kHz, operating voltage of several kV and power input of +50 W) it seems to be a classical ac atmospheric jet. The gas temperature +within the plasma can easily reach several hundreds of degrees Celsius. +A schematic view of an APC device (figure 9.10.2) shows a tube through +which argon is supplied. The flow rate is adjustable between 0.1 and 0.91/min. +The powered electrode is placed coaxially inside the tube (monopolar +Figure 9.10.2. An argon plasma coagulation device, developed by ERBE. Argon flow is +blown through the tube, in which the high frequency electrode is placed. The plasma +flame stretches out of the tube. + +--- Page 675 --- +660 +Current Applications of Atmospheric Pressure Air Plasmas +configuration). Like in monopolar electrosurgery, the patient is placed on a +conducting sheet and the high-frequency current flows through the body. The +APe electrode generates argon plasma, which stretches about 2-10 mm from +the tip. Since the plasma is conductive, the current can flow to the tissue, but +the electrode does not touch it. This is one of the most important advantages +of APe: the energy is transferred in a non-contact way, so the problems with +tissue sticking to the metal device, heavy burning and tearing can be avoided. +Another unique feature of APe is its self-limiting character. Since the +desiccated tissues have a lower electrical conductivity than the bleeding +ones, the plasma beam will turn away from already coagulated spots +toward bleeding or still inadequately coagulated tissue in the area receiving +treatment. The argon plasma beam acts not only in a straight line (axially) +along the axis of the electrode, but also laterally and radially and 'around +the corner' as it seeks conductive bleeding surfaces. This automatically +results in evenly applied, uniform surface coagulation. The tissues are not +subjected to surface carbonization and deep damage, and the penetration +depth is at most 3-4 mm. It should be mentioned that the action 'around +the corner' is typical for all plasmas, but it cannot be achieved in e.g. laser +surgery. Superficial scanning of irregular surfaces, small penetration +depths, and low equipment costs, make plasma devices competitive with +lasers. +It is not entirely clear what causes the coagulation of the treated tissue. It +may be the heat transferred directly from the hot gas as well as the heat gener- +ated within the tissue by ohmic heating. It is also plausible that argon ions +bombarding the tissue contribute to desiccation. +Although the exact physical mechanism of coagulation is not yet +completely understood, the APe device has been successfully applied in +many kinds of surgery. The most obvious application is open surgery- +promoting hemostasis in wounds and bleeding ulcers. Treatment of various +skin diseases has been discussed by Brand et al (1998). Devitalization of +mucosal lesions in the oral cavity (e.g. leucoplakia) has been also performed. +However, the most obvious techniques are not necessarily the most +frequently applied ones. Since ERBE has developed a flexible endoscopic +probe, the way to minimally invasive internal surgery has been opened. +The area of interest is enormous, and most of the APe applications involve +endoscopy. In gastroenterology there are many situations where large +bleeding areas must be devitalized. APe treatment has been used to destroy +gastric and colon carcinoma or to remove their remains after conventional +surgery, to reduce tissue ingrowth into supporting metal stents (e.g. stents +placed in the esophagus), to treat watermelon stomach and colitis. APe +techniques are also frequently used for various operations in the tracheo- +bronchial system-removal of tumors, opening of various blockages +(stenoses) in the respiratory tract (e.g. scar stenoses), etc. In the nasal +cavity, APe can reduce hyperplasia of nasal concha (which causes + +--- Page 676 --- +Medical Applications of Atmospheric Plasmas +661 +respiratory problems) and hemorrhaging. More examples and detailed +information about the medical procedures can be found on the website of +ERBE. In all mentioned cases, the physicians are positive about the +immediate body reaction and post-treatment behavior. Of course, during +the operation the surgeon has to be careful not to cause membrane/tissue +perforation by applying high powers and/or prolonging the treatment too +much. When the treatment is performed correctly, the devitalized (necrotic) +tissue dissolves and the healing proceeds without complications. +9.10.2.3 +Spark erosion and related techniques +Spark erosion is a special and unconventional application of plasma in +surgery. It is remarkable for two reasons: first, as an attempt to treat athero- +sclerosis, a complex cardiovascular disease that plagues most of the Western +world, and second, as an example to show that a quite powerful discharge +can be induced in vulnerable places, like blood vessels. In the following +passage a brief description of atherosclerosis, its pathogenesis and current +treatment methods will be given, followed by a discussion of the spark +erosion technique. +Atherosclerosis is a chronic inflammatory disease, where lipid-rich +plaque accumulates in arteries. The consequences are plaque rupture and/ +or obstruction of the arteries. The occluded artery cannot supply blood to +a tissue. This results in ischemic damage and infarct (necrosis). For example, +direct obstruction of a coronary artery causes irreversible damage to a part of +the heart muscle, and a myocardial infarct (heart attack). Plaque rupture +produces thrombus that can cause vascular embolization and infarct far +away from the actual site of plaque. Complications include stroke and +gangrene of extremities. At present it is the principal cause of death in the +Western world (Ross 1999). +Atherosclerotic obstructions are usually removed surgically (Guyton +and Hall 2000), by inflating and stretching the artery (balloon angioplasty). +In severe cases an additional blood vessel must be inserted (bypass +operation). However, there is no universal cure, because restenosis after +balloon angioplasty occurs within six months in 30-40% of treated cases, +and the bypasses are less stable than original arteries. +In surgical treatment the plaque must be removed, but in a way that +causes least damage to the artery, so as to minimize restenosis. Recently, +laser methods have been applied with reasonable success. However, as +mentioned earlier, lasers cannot act 'around the corner', which in this case +is essential. In 1985 Slager presented a new concept, which lies between +electrosurgery and plasma treatment (Slager et al 1985). This technique, +called spark erosion, is based on plaque vaporization by electric heating. +The tool developed by Slager is similar to the monopolar device used in +APC, but no feed gas is used. Instead, the electrode is immersed directly in + +--- Page 677 --- +662 +Current Applications of Atmospheric Pressure Air Plasmas +Figure 9.10.3. A crater in the atherosclerotic plaque, produced by tissue ablation using the +spark erosion technique (Slager et aI1985). +the blood stream and directed towards the diseased area. Alternating current +(250 kHz) is applied to the electrode tip in a pulsed way, with a pulse duration +of lOms. The voltages are up to 1.2kV. Under these conditions, the tissue is +rapidly heated and vaporized. The produced vapor isolates the electrode +from the tissue, so that further treatment is performed in a non-contact +way. After vaporization, electric breakdown in the vapor occurs and a +small « Imm) spark is formed. Spark erosion allows removing substantial +amounts of plaque--craters produced can have dimensions of up to +1.7mm. The crater edges are smooth and the coagulation layer does not +exceed 0.I-O.2mm (see figure 9.10.3). +It is not yet clear whether spark erosion will become competitive with +lasers and mechanical methods in treatment of atherosclerosis. One possible +problem is formation of vapor bubbles, which may lead to vascular +embolization. Nevertheless, the spark-producing electrode can be used in +open-heart operations, e.g. in surgical treatment of hypertrophic obstructive +cardiomyopathy (Maat et al 1994). The cutting performance is similar to +electrosurgery but, as in plasma techniques, the treatment is essentially +non-contact. +Compared to argon plasma coagulation, thermal effects in spark surgery +are minor. The spark plasma is much smaller than the argon plasma, so that +heating is more local. Since there is no gas flow, no heat is transferred by +convection, and pulsed operation suppresses the thermal load. The physical +characterization of spark-like discharges was performed by Stalder et al +(2001) and Woloszko et al (2002). The spark generated by these authors +was similar to the discharge employed by Slager, but they focused on the +plasma interactions with electrolyte solution. The electron density in such + +--- Page 678 --- +Medical Applications of Atmospheric Plasmas +663 +plasmas is in the order of 1018 m -3, and the electron temperature is about +4eV. The gas temperature is about 100°C above the ambient. +9.10.3 Plasma needle and its properties +In the medical techniques described above the action of plasma is not +refined-it is based on local burning/vaporization of the tissue. Using the +analogy to material science, APC and spark erosion can be compared to +cutting and welding. However, plasmas are capable of much more sophisti- +cated surface treatment than mere thermal processing. If the analogy to +material science holds, it is expected that fine tissue modification can be +achieved using advanced plasma techniques. +However, the construction of non-thermal and atmospheric plasma +sources suitable for fine tissue treatment is not trivial. Moreover, most +plasmas must be confined in reactors, so they cannot be applied directly +and with high precision to a diseased area. In the following section another +approach will be presented: a flexible and non-destructive micro-plasma for +direct and specific treatment of living tissues. +9.10.3.1 +Plasma needle +Small-sized atmospheric plasmas are usually non-thermal. This is simply a +consequence of their low volume to surface ratio. Energy transfer from +electrons to gas atoms/molecules occurs in the volume, and the resulting +heat is lost by conduction through the plasma boundary surface. A simple +balance between electron-impact heating and thermal losses can be made +for a spherical glow with a radius L: +me +4 +3 +b.T +2 +ma VeanekBTe 3' 7fL = '" L 47fL +where me a is the electron/atomic mass, Vea is the electron-atom collision +frequency and '" is the thermal conductivity of the gas. This allows estimation +of a typical plasma size: +L= +ma +3",b.T +me VeanekBTe' +Dependent on the plasma conditions, the typical length scales of non-thermal +plasmas with b.T < 10° C are of the order of 1 mm. +A plasma needle (Stoffels et al 2002) fulfills the requirements of being +small, precise in operation, flexible and absolutely non-thermal. This is a +capacitively coupled rf (13.56 MHz) discharge created at the tip of a sharp +needle. The experimental scheme, including a photograph of the flexible +hand-held plasma torch, is shown in figure 9.10.4. Like most atmospheric + +--- Page 679 --- +664 +Current Applications of Atmospheric Pressure Air Plasmas +waveform +RF amplifier +power +meter +Figure 9.10.4. A schematic view of the plasma needle set-up. In the photograph of the +flexible torch: rf voltage (right throughput) is supplied to the electrode (needle), confined +in a plastic tube, through which helium is blown (bottom throughput). +discharges, the needle operates most readily in helium: the voltage needed for +ignition is only 200 V peak-to-peak. In fact, using helium as a carrier gas has +other advantages. The thermal conductivity (144 W/m/K) is very high, and +consequently the plasma temperature can be maintained low. Moreover, +helium is light and inert, and possible tissue damage due to ion bombardment +and toxic chemicals can be thus excluded. The therapeutic working of the +plasma depends on the additives. As said in section 9.10.1, small doses of +active species may be beneficial, while large doses inflict damage. In case of +a plasma needle, the amount of active species is easy to regulate. The right +dose can be administered by adjusting the plasma power, distance to the +tissue, treatment time and gas composition. So far, helium plasmas with +about 1 % of air have been used. +The glow can be applied directly to the tissues. In figure 9.10.5 one can +see how the plasma interacts with human skin: it spreads over the surface +without causing any damage or discomfort. +Prior to tests with living cells and tissues the needle has been character- +ized in terms of electrical properties, temperature and thermal fluxes. In +figure 9.1O.6(a) the temperature versus plasma power is shown for a needle +with 1 mm diameter: the power lies in the range of several watts and the +temperatures rise far above the tolerance limits for biological materials. +For a thinner needle (0.3mm) the power dissipation is only 10-100mW +and the temperature increase is at most a couple of degrees (figure +9.1O.6(b). Thus, the needle geometry is important for its operation. +The flux of radicals emanated by the plasma into a liquid sample has been +determined using a fluorescent probe (see section 9.10.1). In figure 9.10.7 the + +--- Page 680 --- +Medical Applications of Atmospheric Plasmas +665 +Figure 9.10.5. Plasma generated in the flexible torch stretches out to reach the skin. +550 +Q' 500 +...-' +.... - +';' 450 ~ +~ 400 +., +~ 350 +., +... 300 +250 +0 +2 +4 +6 +8 +10 +(a) +power(W) +30 +g 28 +!:! +~ 26 +!:i +0.. B 24 +0.15 W +• +22 +3 +5 +7 +9 +(b) +distance to needle (mm) +Figure 9.10.6. (a) Temperature of the plasma determined using a spectroscopic method for +a 1 mm thick needle. (b) Temperature of the surface (thermocouple) as a function of the +distance between the needle and the thermocouple for a 0.3 mm thick needle. + +--- Page 681 --- +666 +Current Applications of Atmospheric Pressure Air Plasmas +9 +8 +7 +:i 6 +'::5 +.!! +. ~ 4 +"g +I! 3 +2 +o • +o +• +.- +• +2 +3 +• +• +• +• +• +4 +5 +6 +7 +8 +time (min) +9 +Figure 9.10.7. Active radical concentration in a 400 ~l water sample treated with the +plasma needle, as a function of exposure time. The plasma power is about 50mW, the +needle-to-surface distance is 1.5 mm. +concentration of ROS as a function of exposure time is shown for a helium +plasma with 1 % air. The estimated radical density in the gas phase is +1019 m -3. The ROS concentration in the liquid lies in the 11M range. This +amount can trigger cell reactions, but it is too low to cause tissue damage. +9.10.4 Plasma interactions with living objects +Interactions of non-thermal plasmas with living objects are an entirely new +area of research. Of course, the ultimate goal of this research is introducing +plasma treatment as a novel medical therapy. However, living organisms are +so complicated that one has to begin with a relatively simple and predictable +model system, like a culture of cells. In the following section it will be shown +that even the simplest biological models can exhibit complex reactions when +exposed to an unknown medium. +9.10.4.1 +Apoptosis versus necrosis +The essential difference between the non-thermal plasma needle and APC or +spark erosion lies in the manner in which the cells are affected. In fine surgery +cell damage should be minimal. Cell death should be induced only when +necessary, and then it should fit in the natural pathway, in which the body +renews and repairs its tissues. +Cell death is the consequence of irreversible cell injury. It can be +classified in two types described below. +• Necrosis, or accidental cell death. Necrosis is defined as the consequence of +a catastrophic injury to the mechanisms that maintain the integrity of the + +--- Page 682 --- +Medical Applications of Atmospheric Plasmas +667 +cell. There are many factors that cause necrosis: cell swelling and rupture +due to electrolyte imbalance, mechanical stress, heating or freezing, and +contact with aggressive chemicals (e.g. acids, formaldehyde, alcohols). In +necrotic cells the membrane is damaged, and the cytoplasm leaks to the +outside. Since the content of the cell is harmful to the tissue, the organism +uses its immune reaction to dispose of the dangerous matter, and an +inflammatory reaction is induced. In surgery, mechanical, thermal or +laser methods always cause severe injury and necrosis. The necrotic +tissue is eventually removed by the organism, but the inflammation slows +down the healing and may cause complications, the most common being +restenosis and scar formation. +• Apoptosis, or programmed cell death. Apoptosis is an internal mechanism +of self-destruction, which is activated under various circumstances. This +kind of 'cell suicide' is committed by cells which are damaged, dangerous +to the tissue, or simply no longer functional. Thus, apoptosis takes place +in developmental morphogenesis, in natural renewal of tissues, in DNA- +damaged, virus-infected or cancer cells, etc. Presumably, any moderate +yet irreversible cell damage can also activate apoptosis. Known factors +are ultraviolet exposure, oxidative stress (section 9.10.1) and specific +chemicals. The role of radicals and ultraviolet has given rise to the +hypothesis, that plasma treatment may also induce apoptosis. +Since the intracellular mechanism of apoptosis is rather complex, no +details will be given here. The reader may refer to textbooks on cell biology +(Alberts 1994) or more specific articles (Cohen 1997). The morphological +changes in the cell during apoptosis are easy to recognize. In early apoptosis, +the DNA in the nucleus undergoes condensation and fragmentation and the +cell membrane displays blebs. Later, the cell is fragmented in membrane- +bound elements (apoptotic bodies). Note that the membrane retains its integ- +rity, so no cytoplasm leakage and no inflammatory reaction occur. The apop- +totic bodies are engulfed by macrophages or neighboring cells and the cell +vanishes in a neat manner. +It is clear that apoptosis is preferred to necrosis. Selective induction of +apoptosis can make a pathological tissue disappear virtually without a +trace. Such refined surgery is the least destructive therapeutic intervention. +No inflammation, no complications in healing and no scar formation/ +stenosis is expected. In the next paragraph plasma induction of apoptosis +and other cell reactions (without necrosis) will be discussed. +9.10.4.2 Plasma needle and cell reactions +A fundamental study on a model system is necessary to identify and classify +the possible ways in which the plasma can affect mammalian cells. Stoffels + +--- Page 683 --- +668 +Current Applications of Atmospheric Pressure Air Plasmas +et al (2003) used two model systems: the Chinese hamster ovarian cells +(CHO-KI) and the human cells MR65. CHO-KI cells are fibroblasts, a +basal cell type that can differentiate in other cells, like muscle cells, chondro- +cytes, adipocytes, etc. Fibroblasts are sturdy and easy to culture, which +makes them a good model at the beginning of a new study. They are also +actively involved in wound repair, so their reactions to plasma treatment +may be of interest in plasma-aided wound healing. The MR65 cells are +human epithelial cells, originating from non-small cell lung carcinoma +(NSCLC). The NSCLC is one of the most chemically resistant tumors. +The usage of MR65 has a twofold advantage: (a) information on epithelial +cells brings one closer to medical applications, like healing of skin ailments, +and (b) induction of apoptosis in tumor cells is anyway one of the major +objectives of plasma treatment. Cells were treated using the plasma needle +under various conditions and observed using phase contrast microscopy or +fluorescent staining in combination with confocal microscopy. Initially, +basic viability staining was used: propidium iodide (PI) and cell tracker +green (CTG). Propidium iodide stains the DNA of necrotic cells red, while +cell tracker green stains the cytoplasm of viable cells green. Apoptosis in +tumor cells was assayed using the M30 antibody. Antibody assays are very +specific. M30 recognizes a molecule, which is a product of enzymatic reaction +that occurs solely in apoptosis-a caspase-cleaved cytoskeletal protein. +When M30 binds to this product, a fluorescent complex is formed. The diag- +nosis is unambiguous. Next to specific antibody assays, cells were observed to +detect morphological changes characteristic for apoptosis. Various cell reac- +tions are briefly described below. +Plasma treatment ofliving cells can have many consequences. Naturally, +a high dose leads to accidental cell death (necrosis). Typically, necrosis +occurs when the plasma power is higher than 0.2 Wand the exposure time +is longer than 10 s (per treated spot). In terms of energy dose, this +corresponds to 20J/cm2, which is very high. However, even upon such +harsh treatment the cells are not disintegrated, but they retain their shape +and internal structure. A typical necrotic spot in a CHO-Kl sample is +shown in figure 9.10.8. Note that the dead cells (red stained) are separated +from the living cells (green) by a characteristic void. This void is ascribed +to local loss of cell adhesion. +A moderate cell damage can activate the apoptotic pathway. In MR65 +apoptosis occurs under the threshold dose for necrosis. Simultaneously, cell +adhesion is disturbed. Typical images of plasma-treated cells are shown in +figure 9.10.9. The whole cytoplasm of the cell is stained using the M30 +antibody, which detects the enzymatic activity that is displayed during +apoptosis. The percentage of apoptosis after treatment is up to 10%; the +plasma conditions still have to be optimized. +When the power and treatment time is substantially reduced (to 50mW +and I s per spot), neither necrosis nor apoptosis occur. Instead, the + +--- Page 684 --- +Medical Applications of Atmospheric Plasmas +669 +Figure 9.10.8. A sample of CHO-KI cells after plasma treatment: a necrotic zone (red +stained with PI), an empty space and the viable zone (green stained with CTG). +cells round up and (partly) detach from the sample surface: voids like in +figure 9.10.8 (but without necrotic zone) are created in the sheet of cells. +The cells remain unharmed and after 2-4 h the attachment is restored. It +seems that plasma treatment induces a temporary disturbance in the cell +(a) +(b) +Figure 9.10.9. Apoptosis induced in MR65 cells by plasma treatment, assayed by the M30 +antibody method: (a) early apoptosis (caspase activity in the cytoplasma, first changes in +the cell shape), (b) late apoptosis (formation of apoptotic bodies). + +--- Page 685 --- +670 +Current Applications of Atmospheric Pressure Air Plasmas +metabolism, which is expressed (among others) by loss of adhesion. Further +discussion of possible causes is given elsewhere (Stoffels et al 2003). +Cell detachment without severe damage is a refined way of cell manip- +ulation. The loosened cells can be removed (peeled) from a tissue but, as +they are still alive, no inflammatory response can be induced. The area of +plasma action is always well defined: the influenced cells are strictly localized +and the borders between affected and unaffected zones are very sharp. Thus, +plasma treatment can be performed locally and with high precision. +The last but very important feature of plasma treatment is related to +plasma sterilization. The latter is a well-known effect, demonstrated by +many authors (Moisan et a1200l, Laroussi 2002) and even implemented in +practice. Parallel to plasma-cell interactions, bacterial decontamination +using a plasma needle was studied. It appeared that bacteria are much +more vulnerable to plasma exposure than eukaryotic cells. Bacterial inactiva- +tion to 10-4 of the original population can be achieved in 1-2 min at plasma +power lower than lOmW, while under the same conditions the mammalian +cells remain uninfluenced. This demonstrates the ability of a non-thermal +plasma to selectively sterilize infected tissues. +9.10.4.3 +Motivationfor the future +Minimal destructive surgery using non-thermal plasmas is still in its infancy. +So far several potentially useful cell reactions have been identified, but the +way to clinical implementation will probably be long and painstaking. +However, one thing can be stated for sure-non-thermal plasma can be +used for controlled, high-precision cell removal without necrosis, be it by +apoptosis, inhibiting proliferation or cell detachment. There are strong +indications that no inflammatory reaction will be induced. After the +necessary tests are completed, an enormous area of applications will open. +Removal of cancer and other pathological tissues, cosmetic surgery, aiding +wound healing, in vivo sterilization and preparation of dental cavities without +drilling are just a few examples. The plasma needle can be also operated in a +catheter (like in APC) and used endoscopically. An enormous effort must be +invested in developing all these therapies, but considering the benefit for +human health, it is certainly rewarding. +References +Alberts B 1994 Molecular Biology o/the Cell (New York: Garlands Publishing) +Baeva M, Dogan A, Ehlbeck J, Pott A and Uhlenbusch J 1999 'CARS diagnostic +and modeling of a dielectric barrier discharge' Plasma Chern. Plasma Proc. 19(4) +445-466 +Brand C U, Blum A, Schlegel A, Farin G and Garbe C 1998 'Application of argon plasma +coagulation in skin surgery' Dermatology 197 152-157 + +--- Page 686 --- +References +671 +Cohen G M 1997 'Caspases: the executioners of apoptosis' Biochem. J. 326 1-16 +Coolen S 2000 'Antipirine hydroxylates as indicators for oxidative damage' PhD Thesis, +Eindhoven University of Technology +D'Arsonval A 1893 'Action physiologique des courants altematifs a grand frequence' +Archives Physiol. Norm. Path. 5401-408 +Gabriel S, Lau R Wand Gabriel C 1996 'The dielectric properties of biological tissues. 2. +Measurements in the frequency range 10 Hz to 20 GHz' Phys. Med. Bioi. 41(11) +2251-2269 +Guyton A C and Hall J E 2000 Textbook of Medical Physiology (W B Saunders Company) +Laroussi M 2002 'Non-thermal decontamination of biological media by atmospheric +pressure plasmas: review, analysis, and prospects' IEEE Trans. Plasma Sci. 30(4) +1409-1415 +Lu X P and Laroussi M 2003 'Ignition phase and steady-state structures of a non-thermal +air plasma' J. Phys. D: Appl. Phys. 36(6) 661-665 +Maat L P W M, Slager C J, Van Herwerden L A, Schuurbiers J C H, Van Suylen +R J, Koffiard MJM, Ten Cate FJ and Bos E 1994 'Spark erosion myectomy +in hypertrophic obstructive cardiomyopathy' Annals Thoracic Surgery 58(2) +536-540 +Mohamed A A H, Block Rand Schoen bach K H 2002 'Direct current glow discharges in +atmospheric air' IEEE Trans. Plasma Sci. 30(1) 182-183 +Moisan M, Barbeau J, Moreau S, Pelletier J, Tabrizian M and Yahia L'H 2001 'Low +temperature sterilization using gas plasmas: a review of the experiments, and an +analysis of the inactivation mechanisms' Int. J. Pharmaceutics 226 1-21 +Moon S Y and Choe W 2003 'A comparative study of rotational temperatures using +diatomic OH, O2 and Ni molecular spectra emitted from atmospheric plasmas' +Spectrochimica Acta B: Atomic Spectroscopy 58(2/3) 249-257 +Motret 0, Hibert C, Pellerin Sand Pouvesle J M 2000 'Rotational temperature measure- +ments in atmospheric pulsed dielectric barrier discharge-gas temperature and +molecular fraction effects' J. Phys. D: Appl. Phys. 33(12) 1493-1498 +Park J, Henins I, Herrmann H W, Selwyn G S and Hicks R F 2001 'Discharge phenomena +of an atmospheric pressure radio-frequency capacitive plasma source' J. Appl. +Phys. 89(1) 20-28 +Polk C and Postow E (eds) 1995 Handbook of Biological Effects of Electromagnetic Fields +(Boca Raton: CRC Press) +Reilly J P 1992 Electrical Stimulation and Electropathology (Cambridge: Cambridge +University Press) +Ross R 1999 'Atherosclerosis-an inflammatory disease' New England J. Med. 340(2) 115- +126 +Slager C J, Essed C E, Schuurbiers J C H, Born N, Serruys P Wand Meester G T 1985 +'Vaporization of atherosclerotic plaques by spark erosion' J. American College of +Cardiology 5(6) 1382-1386 +Stalder K R, Woloszko J, Brown I G and Smith C D 2001 'Repetitive plasma discharges in +saline solutions' Appl. Phys. Lett. 79 4503-4505 +Stoffels E, Flikweert A J, Stoffels W Wand Kroesen G M W 2002 'Plasma needle: a non- +destructive atmospheric plasma source for fine surface treatment of (bio )materials' +Plasma Sources Sci. Technol. 11 383-388 +Stoffels E, Kieft I E and Sladek R E J 2003 'Superficial treatment of mammalian cells using +plasma needle' J. Phys. D: Appl. Phys. 36 2908-2913 + +--- Page 687 --- +672 +Current Applications of Atmospheric Pressure Air Plasmas +Toshifuji J, Katsumata T, Takikawa H, Sakakibara T and Shimizu I 2003 'Cold arc- +plasma jet under atmospheric pressure for surface modification' Surface and +Coatings Technology 171(1-3) 302-306 +Woloszko J, Stalder K R and Brown I G 2002 'Plasma characteristics of repetitively-pulsed +electrical discharges in saline solutions used for surgical procedures' IEEE Trans. +Plasma Sci. 30 1376-1383 + +--- Page 688 --- +Appendix +This Appendix contains three sections with results pertaining to section 5.3.3 +which were inadvertently omitted from the manuscript. They have been +added in the proof stage as an Appendix. +( C) +Vibrational distribution of N2 ground state +The V-T, V-V and V-V' rates of the foregoing section were implemented +in the model and the vibrational distribution of the N2 ground and +excited electronic states was determined by solving a system of kinetic +equations at steady state in which the vibrational levels of the N2 ground +and excited electronic states are the unknowns. The total concentration of +N2 was determined with the two-temperature kinetic [12] model and fixed +by replacing the vibrational level v = 0 of the ground electronic state by +the mass conservation equation. The total populations of the other species +were fixed and determined with the two-temperature kinetic model, and +their internal distribution was calculated according to a Boltzmann distri- +bution at the vibrational temperature Tv = Tg and at the electronic +temperature Tel = Te. We now present our calculations of the vibrational +distribution of the N2 ground state at Tg = 2000 K and for different electron +temperatures. +For electron temperatures Te lower than 6000 K, the vibrational distri- +bution is very close to a Boltzmann distribution at the gas temperature +Tg = 2000 K. Figures A.l and A.2 show the calculated vibrational distribu- +tions for a gas temperature of 2000 K and an electron temperature of 9000 K +and 16000K respectively. The Boltzmann distributions at Tv = Tg and +Tv = Te are also shown on these figures. +For Te = 9000 K, the vibrational excitation introduced by VE transfer is +mainly redistributed via V-T relaxation of N2 by collision with N2, and via +Nr N 2 V-V exchange. The N 2-02 and NrNO V-V' processes do not signif- +icantly affect the populations of N2 levels. We checked that this conclusion +remains valid if we assume a different internal distribution for the O2 and +NO molecules. +673 + +--- Page 689 --- +674 +Appendix +1019 +-- calculated distribution +1017 +1015 +1013 +? +\,--___ +---- Boltzmann at Tv=T; +, +--__ --- Boltzmann at Ty=T. +, +-- +, +-- +, +-- +, +-- +, +-- +, +-------- +~ +, +, +5 1011 +, , , +.!: +c: +109 +.2 +1U +107 +"S +C. +0 C. 105 +103 +101 +10-1 +0 +, , , , , , , , , , , , , , , , , , , , , , , , , , +., •••• ~ •••• ~ •••• ~ ••• t ••• 1 ..•.... , .... ~ ....•...... ~ ....•... I. ~ ... .l ..... ,. A .. ~ ••• ~ •••• ~ •••••••• A •••• A L ., .... ~.~.,.., .. A ••••••••• ~ ••• ,. , • •• L..A ••• ~ •• L.~ .... l .... t +10 +20 +30 +40 +vibrational level v +Figure A.I. N2(X,V) vibrational distribution function at Tg = 2000K and Te = 9000K, +p= I atm. +h +1017 +f· \ +---- +, +\ +\ +\ +\ +\ +\ +\ +\ +\ +\ +\ +\ +\ +\ +\ +\ , +\ +-- +, +109 +\ +I +\\ +. , I +• +, +! , . +-- calculated distribution +---- Boltzmann at Tv=Tg +--- Boltzmann at Tv=T. +.j +-----.... ----------- ..... . j +" +~ +107 L +\ +i +\, +! +105 L, .... , +... , +.... , +........ , +.... , ....... , .. , +... , .. , +........ , +.... , +.... , +... , ....... , +.. ~~ •...... , ............ , +.... , +.... , . , ... 1...., •.• , .•.• , ...••... , .•.••.•.••... , .... , 1..., .... , ... , ... , .... , .... , ... 1 +o +10 +20 +30 +40 +vibrational level v +Figure A.2. N2(X, v) vibrational distribution function at Tg = 2000K and Te = 16 OOOK, +p= I atm. + +--- Page 690 --- +Appendix +675 +Indeed, the rates of NrNO exchange are faster than those of N2-N2 +exchange above v = 3 (see figure 5.3.11 in section 5.3.3), but the total concen- +tration of NO is two orders of magnitude lower than the concentration ofN2 +and the rates for Nr 0 2 v-v exchange are fast for v> 20 but the population +of those levels is mainly governed by V - T transfer processes. The vibrational +distribution at Te = 9000 K lies between the Boltzmann distributions at +Tv = Tg and Tv = Te, but remains closer to a distribution at Tv = Tg. +For Te = 16 000 K, almost 25% of the O2 molecules are dissociated and +the vibrational excitation is mainly redistributed by V-T relaxation ofN2 by +collision with 0 atoms and by Nr N2 v-v exchange. At this electron +temperature, the vibrational distribution of the first 15 levels is close to the +Boltzmann distribution at Tv = Te. +( D ) +Inelastic electron energy losses in air plasmas +Electron inelastic energy losses can now be calculated by summing the contri- +butions of all electron impact collisional processes +Qinel= L +[LL~{(Ej-Ei)] +processes +I +j +(A.l) +where Ej - Ei represents the internal energy gained by heavy species during +the collision (Ej must be greater than Ei) and dnj/dt is the net volumetric +rate of production of heavy species in the final energy level f. In an atmos- +pheric pressure air plasma characterized by a gas temperature between +1000 and 3000 K and electron temperatures up to 17 000 K, the dominant +contribution to electron inelastic energy losses is the electron-impact +vibrational excitation of N2 ground state. The electron impact vibrational +excitation cross-sections of O2 and NO ground states are two orders of +magnitude lower than those of N2, and therefore the contribution of these +molecules is negligible. +The total rate of energy loss can be expressed as +(A.2) +where VI and V2 are the initial and final vibrational levels of the transition, +and where the elementary rate QVIV2 is written as +QVIV2 = (kVIV2 [N2(X, vdl- kV2V1 [N2(X, v2)])ne~Ev2Vl· +(A.3) +In equation (A.3), ne is the concentration of electrons, kV1V2 and kV2V1 are the +excitation and de-excitation rate coefficients and ~EV2Vl stands ~or the differ- +ence of energy between the two vibrational levels V2 and VI· QVIV2 depends +strongly on the N2 ground state internal distribution. Vibrational population +distributions calculated with the method presented in the foregoing section +are used in equation (A.3) to determine the electron inelastic energy losses. + +--- Page 691 --- +676 +Appendix +106 +105 +.. ~ +E +104 +0 +~ 103 +E--K Tg=1800K +*"-* Tg=2000K +-Tg=2900K +... +1000 +~ +VI +VI +..Q +>. +!? +Ql +I: +Ql +500 +9000 +14000 +electron temperature T. (K) +Figure A.4. Energy loss factor De at Tg = 1800,2000 and 2900 K, as a function of Te. +heavy species (equal to Tg), and Deh represents the average frequency of +collisions between the electrons and heavy particle h. Deh can be expressed +in terms of the number density of neutral species nh, the electron velocity +ge = J8kTe/7fme and the average elastic collision cross-section Q~h: +(A.6) +Figure A.4 shows the calculated electron energy loss factor as a function +of the electron temperature for two values of the gas temperature, Tg = 1800 +and 2900 K. As can be seen from this figure, the inelastic loss factor is a rela- +tively weak function of the gas temperature. It increases up to Te = 8000 K as +the net rate of production of N2 molecules in vibrational level V2 > VI +increases with Te, and then decreases due to the transition Tv ~ Tg to +Tv ~ Te. When Tv becomes close to Te, the forward and reverse rates are +practically balanced and the net rate of energy lost by VE transfer +approaches zero. +(E) +Predicted DC discharge characteristics in atmospheric pressure air +The results of the previous subsections enable us to convert the 'S-shaped' +curve of ne vs. Te into electric field vs. current density discharge characteristics. +This result is obtained by combining Ohm's law and the electron energy equa- +tion. The latter incorporates the results of the collisional-radiative model to +account for non-elastic energy losses from the free electrons to the molecular +species. The predicted discharge characteristics for atmospheric pressure air at + +--- Page 693 --- +678 +Appendix +2000 +1800 +1012 +-1 +13 +~ 1 +1600 +nj'10 em +- 1400 +.. +l +E +0 +~ 1200 +w +1 +,; 1000 +1 +Q) +u::: +800 +I +~g +i +~ 600 +400 +1 +200 +j +~0-4 +10~ +10-2 +10-1 +10° +101 +102 +Current Density. j (A.em-2) +Figure A.S. Predicted discharge characteristics for atmospheric pressure air at 2000 K, +2000 K are shown in figure A,S, These discharge characteristics exhibit +variations that reflect both the S-shaped dependence of electron number +density versus Te, and the dependence of the inelastic energy loss factor on +the electron temperature and number density, We have used these predicted +characteristics as a starting point to design the DC glow discharge experi- +ments presented in section 5.2, If these predictions are correct, the produc- +tion of 1013 electron/cm3 requires an electric field of rv 1.35 kV/cm, and a +current density of rvl0.4A/cm2. Thus the power required to produce +1013 electrons/cc in air at 2000 K is approximately 14 kW /cm3 . + +--- Page 694 --- +Index +AC corona 60, 61, 62 +AC torch 276, 350 +Active zone 48,49,50,51 +Aerodynamics 3 +Afterglow 137 +Air chemistry 5, 6, 124-182 +Anharmonicity effects 455-458 +Anode layer 51, 52, 53, 54 +Anti-Stokes scattering 455 +Arc discharge 17, 18, 35 +Arrhenius plot, 125 +Atmospheric layers 4, 5 +Atmospheric-pressure glow discharge +(APGD) 255-257 +Attachment (dissociative) 99, 127, +201 +Attachment coefficient 32, 33 +Ball lightning 8, 9 +Barrier corona 61, 62, 63 +Barrier discharge 276-278, 280, 283, 286, +287, 291, 293, 294, 299, 300, 307, +316,321 +Bio-compatibility 655 +Biological decontamination 643-653 +Boltzmann (Maxwell-Boltzmann) +distribution 86-88, 128, 139, 184, +200,376,450 +Breakdown 17,26,29,30,31,32,33,35, +36,37, 38, 39, 63, 68, 69, 71, 185, +247,262-274,279,281,298,300, +303, 304, 307, 348, 354, 359 +Brillouin scattering 477 +Burst corona 42, 54 +Capture 100 +Cathode boundary layer (CBL) +discharge 319 +CARS (coherent anti-Stokes Raman +spectroscopy) 462, 471 +Cathode fall 34, 279, 281,304,307-310, +316-319,324 +Cathode layer 34, 38, 48, 49, 50, 51, 54, +282, 308, 329, 336 +Cavity ring down spectroscopy (CRDS) +517-535 +CBL discharge (cathode boundary layer) +307, 319, 320 +Cell reaction 667-670 +Charge transfer, 127, 144 +Chemical decontamination 621-639 +CHEMKIN 205,210 +Cleaning 597, 601-605 +Cold plasma 19, 21 +Collision 13 +cross section 190 +energy 138 +frequency 212 +inelastic 199 +one-body 94, 95 +two-body 96-103, 130 +term 106 +three-body 130 +Collisional-radiative model, 201 +Combustion enhancement 577-580 +Computer modeling, 183 +Corona discharge 12,14,17,41,47,54, +60, 63, 64, 329, 338 +Corona-to-spark transition 52, 53 +679 + +--- Page 695 --- +680 +Index +CPE discharge (capillary plasma +electrode) 306, 307, 321-324 +Cross section 97-100, 125, 127 +Current density (electrons) 192,211,225, +243 +Current-voltage characteristic 295-297, +300 ,308,311-313 +D-value 645, 647 +DC corona 42, 47, 54, 61 +DC glow discharge (see glow discharge) +Debye length 89, 213 +Decay rate 96 +Decontamination 3, 14 +De-NOx process 622-633 +Deposition 597, 615-617 +Detachment 55,59, 148 +Detailed balance 203 +Diagnostics 10, 14 +Dicke narrowing 461 +Dielectric-barrier discharge (DBD) 12, +14, 17, 68, 184, 277, 260, 245-260 +Diffuse discharge 284,297, 301 +Diffusion 192 +Dispersion relation 566 +Dissociation (electron impact) 99, 126, +201,207 +Dissociation (heavy particle) 100 +Distribution function 79-85 +Doppler broadening 447, 448, 461, 469, +512 +Drift tube 140 +Efficiency (of plasma generation) 6, 7 +Electric field 227, 239 +Electric potential 241 +Electrical conductivity 191, 240 +Electromagnetic absorption 565-574 +Electromagnetic reflection 565-574 +Electromagnetic theory 566-569 +Electron 77, 124 +Electron-beam sustained plasma 427 +Electron density 488-500, 517, +525-528 +Electron-driven reactions 99, 100, +127-129 +Electron energy distribution function +(EEDF) 125, 184,447,448 +Electron impact excitation 99 +Electron impact ionization 99 +Electron-ion recombination 13,418 +Electron lifetime 7 +Electron loss reduction 428 +Electron temperature (see temperature, +electrons) +Electrosurgery 657-663 +Electrostatic precipitation 539-551 +Emission bands 447 +H2 (Fu1chur band) 447,501-509 +N2 (second positive band) 212, +505-509 +Nt (first negative band) 447, 501-509 +NO 506-508 +OH 221 +0 2 505 +Emission spectroscopy 390, 501- 516 +Epstein distribution 567 +Equilibrium 124, 139 +Equivalent circuit 72 +Etching 597, 613-615 +Excitation 99, 100, 125, 126 +electronic 125 +vibrational 127, 148-152, 161 +rotational 139 +Fine structure effects 512 +Flow control 588-589 +Functionalization (surface) 597, 607-613 +Glow corona 42, 43, 44, 54, 55, 56, 57 +Glow discharge 2, 18, 22, 23, 34, 38, 45, +50,59, 184, 199,218,229,245-269, +277,279,245,282-284,286-288, +290,291,298,299,304,307,308,318 +319, 324, 328, 329, 334-344, 346 +Glow-to-arc transition 295, 318, 319 +Guided ion beam 159 +Heavy particles 76 +Heavy particle reactions 100-102 +Heavy particle ionization 201 +Heterodyne interferometry 488-500 +High temperature flowing afterglow +(HTFA) 138-140, 145-148 +Hollow cathode discharge 276, 307, +309-311, 313-315, 31~ 318 + +--- Page 696 --- +Homogeneous barrier discharge 277, +286,293-305 +Humidity 4, 6 +Hydrocarbon-air combustion 574-586 +Hydrogen Balmer lines 403 +Inactivation factors 648-652 +Inactivation kinetics 645-648 +Instabilities 446 +Interferometry 482-488 +In-vivo treatment 657-662 +Ion 124 +Ion concentration 517-535 +Ionization 99, 100, 124, 126 +direct 124 +step-wise 124 +Ionization coefficient 30, 32, 33, 38, 46, +48,49 +Ionization instability 57, 58 +Ion-molecule reactions 136, 140-178 +Ion-pair production 99 +Ionosphere 7, 138 +I - V characteristic 290, 307, 314, 342-345 +Kinetic equation 105-117 +Kinetic theory 78 +Laser ionization 364 +Laser pumping 364 +Laser scattering 450-481 +Laser-sustained plasma 365 +Life time 127 +Line width 448-450 +Gaussian 448-450 +Lorentzian 448-450 +Natural 509 +Resonance 509, 510 +Van der Waals 509, 510 +Voigt 448-450 +Lightning 3, 8 +Liquid crystal display (LCD, active +matrix LCD) 262-263 +Local thermodynamic equilibrium 221, +400, 501 +MATLAB 210 +Maxwell's equations 90 +Medical application 655-670 +Index +681 +MHC discharge (microhollow cathode) +230,276,307,309-311,313-315, +317,318,321 +Microdischarge 69, 70, 71,72, 184, +258-259,276-279,281,297, +280-283,307,309-318,324,493 +Microstructured electrode arrays 309 +Microwave absorption 3, 14 +Microwave plasma 395 +Millimeter wave interferometry 482-488 +Modeling 1, 10 +Monte Carlo simulation 185, 255, +266-268 +Multidimensional modeling 233 +Navier-Stokes equations 186 +Neutral particle (neutrals) 137 +Nonequilibrium air plasma chemistry +154-167 +Number density, +electrons 195, 196, 199 +ions 241 +Ohm's law 211 +Ozone 128,276,277,278,280,282,287, +289,290,291,297,316,551-563 +Oxidation 605-607 +Particle-in-a cell model 185,255, +266-268 +Paschen curve 30, 32, 34 +Penning ionization 100 +Phase shift 565-574 +Photo-excitation 102 +Photo-detachment 102 +Photo-dissociation 102 +Photo-ionization 14, 102 +Photon 78 +Pin-to-plane corona 233 +Plasma combustion 3, 14 +Plasma display panels 253-255, 263, +265 +Plasma needle 663-666,667-670 +Plasma mitigation 587-597 +Plasma parameters 446 +Plasma processing 2, 3, 14 +Plasma spikes 589-594 +Plasma torch 350-361,395,574-586 + +--- Page 697 --- +682 +Index +Poisson equation 189, 236, 238 +Pollution control 3, 14 +Power factor 73, 74 +Proton transfer reaction 164 +Pulsed breakdown 38 +Pulsed streamer corona 63 +Radiation-driven processes 102-103 +Raman scattering 451-455, 459, 469 +Raman spectroscopy 374 +Rate coefficient 125, 130-135, 200, 214 +Rayleigh scattering 459, 469 +Recombination 99,127,168-175 +Refractive index (index of refraction) +488, 490 +Replenishment criterion 45, 48 +Replenishment integral 56 +Resistive barrier discharge 276, 293, 299, +300 +RF discharge 14, 19,21,22 +RF plasma torch 362 +Runaway electrons 38, 39 +Saturation current 543 +Scramjet propulsion 574-586 +Shock waves 587-597 +Space charge 543 +Spark formation 51, 59, 60, 64, 329, 341 +Spark transition 47,52,53,58 +SPECAIR 222 +Sputtering 598 +Stark broadening 401, 509 +Stefan-Boltzmann law 88 +Sterilization 3, 14 +Stokes scattering 455 +Streamer 26,35,42, 54, 56, 63, 281, 297, +298, 304, 324, 348 +Streamer breakdown 35, 44, 63, +247-248,276,287,290,291,338 +Streamer corona 42, 44, 56, 63 +Streamer-to-spark transition 58 +Sub-breakdown 386 +Supersonic flight 587-597 +Surface dissociation 598 +Surface ionization 598 +Surface treatment 276,287,290,291, +338, 597-618 +Temperature, +electron 124, 183, 200 +gas 203, 217, 221 +ion 124 +neutral 124 +rotational 124, 200, 221 +translational 196 +vibrational 124, 136-144, 200 +Thermal conductivity 190 +Thermal plasma 19,21, 35,42, 124 +Thomson scattering 451-455, 459, 469 +Torch plasma 351, 354-358 +Townsend breakdown 29, 33, 35, +247-248 +Townsend criterion 32 +Townsend discharge 30, 34, 44, 45, 46, +283,284 +Townsend mechanism 35, 36, 281, 348 +Trichel pulse 43, 47, 48,50,51, 184,233, +239,243,329,330-335,340 +Two-temperature model 200 +Ultraviolet radiation 279, 316, 650 +UV flash tube 362 +Velocity distribution 125, 200 +Vibrational distribution functions +465-469 +Vibrational enhancement 149 +Viscosity 190 +Volt -ampere characteristic 44, 46 +Voltage-charge Lissajous figure 71 +Voltage-current characteristic 313, 320, +321, 333, 335, 337, 338 + +--- Page 701 --- +11111111111111111111111111 +9 780750 309622 diff --git a/reference/sources/plasma-nature-lightning-channels.pdf b/reference/sources/plasma-nature-lightning-channels.pdf new file mode 100644 index 0000000..acfc3be Binary files /dev/null and b/reference/sources/plasma-nature-lightning-channels.pdf differ diff --git a/reference/sources/plasma-nature-lightning-channels.txt b/reference/sources/plasma-nature-lightning-channels.txt new file mode 100644 index 0000000..30a92ff --- /dev/null +++ b/reference/sources/plasma-nature-lightning-channels.txt @@ -0,0 +1,1160 @@ +=== PAGE 2 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +collision rates between charged and neutral particles, and low degree of ionization (see, e.g., Becker et al., +2004). Streamers, for instance, only partially meet the three standard conditions that traditionally define a +plasma (Bittencourt, 2004; pp. 6–11). These criteria define the plasma's ability to shield short-range electro- +static interactions between individual particles, remain quasi-neutral, and respond collectively to long-range +electromagnetic forces. The three conditions can be estimated for typical streamer properties at atmospheric +pressure, that is, electron temperature of 23,000 K, or ∼2 eV, and electron density of 1018–1020 m−3 (Raizer, +1991; section 12.3). First, the Debye length is ∼1–10 μm, which is relatively smaller than the streamer radius, +∼0.1–1 mm (Naidis, 2009). Second, there are many electrons in a Debye sphere, ∼500–5,000. Third, the +electron-neutral collision frequency is ∼1012 s−1, which is higher than the frequency of relevant processes, +including the plasma frequency. Therefore, it can be said that the first two conditions are approximately +met, but not the third one. On the other hand, it is easy to show that all three conditions are met in the +return stroke channel. Therefore, even though the formal definition of a plasma is not always met within the +many elements of a lightning flash, we refer to its constituting ionized gas as a “plasma,” because it remains +quasi-neutral and responds collectively to applied electric fields. +The aforementioned collective behavior in lightning is evidenced in the many types of ionization waves +(e.g., streamer front, leader front, dart leaders, and return strokes), its ability to shield itself from exter- +nally applied electric fields, and its negative differential resistance, which in its turn map into several +phenomenological features, including its fractal structure, the contrasting behavior of positively and neg- +atively charged extremities, and the fact that leader channels are enveloped by streamer zones and corona +sheaths. This manuscript focus on perhaps the most important feature attributed to the plasma nature of +lightning—its nonlinear resistance. A correct description of the channel resistance is required to better +characterize lightning electromagnetic emissions, to correctly predict its deleterious effects in man-made +structures, to quantify the impacts of lightning in atmospheric chemistry, and to address fundamental open +questions regarding lightning initiation, propagation, and polarity asymmetries. The nonlinear plasma resis- +tance is in its turn dependent on the history of energy deposition and losses in the channel and cannot be +accurately determined without properly tracking the evolution of all other channel properties, including +electric field, electron density, temperature, and radius. +Efforts to characterize the nonlinear resistance and overall plasma properties of the lightning channel can +be classified into three categories: (1) LTE gas-dynamic models (Aleksandrov et al., 2000; Chemartin et al., +2009; Hill, 1971; Paxton et al., 1986; Plooster, 1971; Ripoll et al., 2014a), (2) streamer-to-leader transition +models (Aleksandrov et al., 2001; Bazelyan et al., 2007; da Silva & Pasko, 2013; da Silva, 2015; Gallimberti, +1979; Gallimberti et al., 2002; Popov, 2003; 2009), and (3) semiempirical resistance models (Baker, 1990; +De Conti et al., 2008; Koshak et al., 2015; Mattos & Christopoulos, 1990; Theethayi & Cooray, 2005). The +three categories are described in the upcoming paragraphs. Instructive discussions and additional references +regarding each of the three categories can also be found in sections 2.5, 2.3, and 4.4, respectively, of Bazelyan +and Raizer's (2000) textbook. On a separate note, the literature concerning the resistance of short spark +discharges in the laboratory is very rich and has provided many insights into building the models cited above +(see, e.g., Engel et al., 1989; Kushner et al., 1985; Marode et al., 1979; Naidis, 1999; Riousset et al., 2010; +Takaki & Akiyama, 2001). It is outside of our scope to provide a detailed review of these investigations, but +it can easily be found elsewhere (da Silva & Pasko, 2013; Engel et al., 1989; Montano et al., 2006). +The first group of investigations evaluates the resistance of a lightning channel under the assumption that +the plasma is in LTE. In this framework, the electrical conductivity is only a function of temperature, that +is, 𝜎= 𝜎(T), which is valid for atmospheric-pressure arcs at temperatures higher than ∼10,000 K, where T +or simply the word “temperature” here and in the remainder of this manuscript corresponds to the tem- +perature of the neutral gas. (The 10,000-K threshold is a rough estimate; see section 2.2 for justifications.) +Following the return stroke simulations performed by Plooster (1971), these models describe how Joule +heating deposition in the channel core heats the air and causes rapid hydrodynamic expansion. They solve +a system of three equations accounting for conservation of mass, momentum, and energy (or enthalpy) of +the neutral gas (air). They are often solved in a 1-D radial domain, with the exception being the work of +Chemartin et al. (2009) where efforts are made to capture the 3-D tortuosity of a plasma arc. A few of these +models also present a detailed description of the plasma radiative transfer (see, e.g., Paxton et al., 1986; +Ripoll et al., 2014a). +DA SILVA ET AL. +9443 + +=== PAGE 3 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +The second class is dedicated to a detailed description of the streamer-to-leader transition process, which +takes place during the discharge onset or at the tip of a growing channel. Streamer-to-leader transition is the +name given to the sequence of processes converting cold and low-conductivity plasma channels (streamers) +into hot and highly conducting ones (leaders), a condition required to allow lightning channels to propagate +for several kilometers in the atmosphere before decaying (Bazelyan & Raizer, 2000, p. 59). These models +account for the hydrodynamic expansion of the neutral gas, such as the ones described in the first category. +However, following in the footsteps of the seminal monograph by Gallimberti (1979), they also account for +a non-LTE plasma conductivity arising from the detailed kinetic balance of an air plasma. The more recent +models describe in detail the energy exchange between charged and neutral particles accounting for the +partitioning of electronic power between elastic collisions, and excitation of vibrational and electronic states, +and also delayed vibrational energy relaxation of nitrogen molecules (see, e.g., da Silva & Pasko, 2013). The +non-LTE conductivity regime encompasses temperatures lower than ∼10,000 K. The models in this category +(cited in this paragraph) do not account for photoionization, which is important at the high temperatures +present in the return stroke channel. +The third category groups investigations where a semiempirical expression for the channel resistance (per +unit length) as a function of time, R(t), has been employed in return stroke simulations. The reasoning +behind such approach is that it is impractical to use the self-consistent gas-dynamic simulations to calculate +the resistance of a channel that is 5 (or more) orders of magnitude longer than wider. Therefore, a paramet- +ric dependence for R(t) facilitates the implementation of a height-dependent, transmission-line-like return +stroke model. These investigations use expressions for R(t) derived by Barannik et al. (1975), Kushner et al. +(1985), and others, as reviewed by De Conti et al. (2008). To the best of our knowledge, only Liang et al. +(2014) present an effort to couple a self-consistent resistance calculation with a transmission-line-like return +stroke model. These authors use a two-temperature plasma model to infer the electronic conductivity. The +model does not account for channel expansion or plasma chemistry, and it is unclear how well it compares +to the conventional gas-dynamic return stroke simulations. Nonetheless, investigations such as done by De +Conti et al. (2008) and Liang et al. (2014) raise the need for accurate and computationally efficient models +for R(t). +The objective of this work is to fill a gap in the peer-reviewed literature by introducing a comprehensive—yet +simple—model that can exemplify the plasma nature of lightning channels (section 2.1). We describe +a series of parameterizations that allow us to capture both the low-temperature/non-LTE and the +high-temperature/LTE regimes, account for radial expansion, and include negative-ion chemistry, at little +computational cost (section 2.2). The model is first tested by calculating the time scale for streamer-to-leader +transition (section 3.1), it is then validated against experimental data on the steady-state negative differential +resistance of plasma arcs (section 3.2), and finally, compared to well-established gas-dynamic return stroke +simulations (section 3.3). As an application of the model, we simulate optical emissions of rocket-triggered +lightning and compare to the experimental findings of Quick and Krider (2017) (section 3.4). +2. Model Formulation +2.1. Basic Equations +In this work we describe the minimal model to qualitatively capture the consequences of the plasma nature +of lightning channels. The key simplification here is to solve a set of zero-dimensional equations (i.e., with +zero spatial dimensions) that describe the temporal dynamics of the plasma in a given cross section of the +channel. Starting from a general 3-D problem, we can progressively reduce the dimensionality of the system. +A schematical representation of the model is given in Figure 1a. It can be assumed that the lightning channel +is a long cylinder. The axial symmetry indicates that the plasma conditions do not depend on the polar +coordinate. Furthermore, the 2-D long cylinder geometry can be reduced to a 1-D radial one, by noting that +variations along the channel have significantly larger length scales than along the radial direction. Thus, +the change in plasma properties are driven by the conduction current created by the overall lightning tree +dynamics and merely imposed in that channel section. Finally, the 1-D radial dynamics can be averaged +over to produce self-similar solutions of average channel properties. The minimal set of equations can be +written as follows: +E = RI = +I +𝜎𝜋r2 +c += +I +e𝜇ene𝜋r2 +c +(1) +DA SILVA ET AL. +9444 + +=== PAGE 4 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Figure 1. (a) Schematical representation of how the model simulates a cross sectional area of the lightning channel, +provided only the current passing through that region I(t) and the channel initial conditions. (b) Current waveforms +adopted in this study: constant current versus four-parameter pulsed profile. (c) Radial temperature profile and +corresponding channel expansion. Lightning leader channels are surrounded by streamer zones and corona sheaths, +which are not depicted in panel (a). +𝜌mcp +dT +dt = 𝜂T𝜎E2 −4𝜅T +r2 +g +(T −Tamb +) −4𝜋𝜖 +(2) +dne +dt = (𝜈i −𝜈a2 −𝜈a3 +) ne + 𝜈dnn + kepn2 +LTE −kepne +(ne + nn +) +(3) +dnn +dt = +( +𝜈a2 + 𝜈a3 +) +ne −𝜈dnn −knpnn +( +ne + nn +) +(4) +dr2 +c +dt = 4Da +(5) +dr2 +g +dt = 4𝜅T +𝜌mcp +(6) +Equation (1) is the Ohm's law applied to the channel's cross section, which relates the axial electric field E +to the electrical current I, via the resistance per unit channel length R = 1∕𝜎𝜋r2 +c, where 𝜎is the electrical +conductivity and rc is the plasma channel or current-carrying radius. (For the remainder of this manuscript, +we refer to the resistance per unit channel length R as simply the resistance.) The electrical conductivity +is given by 𝜎= e𝜇ene under the assumption that only the electron contribution is important, where e is the +electronic charge, 𝜇e is the electron mobility, and ne is the electron density. This is a reasonable approxima- +tion because the ion mobility is of the order of 10−4 m2·V−1·s−1 (at 1 atm), while the electron mobility is 2–4 +orders of magnitude larger in the range of typical electric fields present in electrical discharges (see, e.g., +Figure 3a). +Equation (2) describes the rate of change of air temperature T, where 𝜌m is the air mass density and cp is +the specific heat at constant pressure. The first term on the right-hand side is the rate of Joule heating of air, +where 𝜂T ≃10% is the fraction of electron Joule heating power contributing to air heating. The second term +represents cooling due to heat conduction, where rg is the thermal radius (delimiting the hot air region), 𝜅T +is the thermal conductivity, and Tamb = 300 K is the ambient air temperature. The third term corresponds to +DA SILVA ET AL. +9445 + +=== PAGE 5 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Figure 2. The solid lines show the local-thermodynamic equilibrium (LTE) properties of air as a function of temperature used in the present paper. (a) Mass +density 𝜌m, (b) specific heat at constant pressure cp, (c) the product 𝜌mcp, (d) thermal conductivity 𝜅T, (e) electrical conductivity 𝜎LTE, and (f) net emission +coefficient 𝜖for an optically thin plasma. The red dashed line in panels (a) and (c) show the ideal gas law trend 𝜌m ∝1∕T. In the original references, data are +only available for temperatures to the left of the vertical dash-dotted line. For higher temperatures, we perform an analytical extrapolation using the data in the +range highlighted in green. The air-plasma properties shown in the figure are taken from Boulos et al. (1994, pp. 413–417), unless otherwise noted. +energy loss due to radiative emission, where 𝜖is the net radiation emission coefficient. Equation (2) assumes +isobaric air heating and neglects cooling by convection. +Equation (3) describes the change in electron density ne. The first term on the right-hand side describes +the rate of change due to field-induced, electron-impact processes, where 𝜈i, 𝜈a2, and 𝜈a3 are the ionization, +two-, and three-body attachment frequencies, respectively. The second term describes electron detachment +from negative ions, where 𝜈d is the detachment frequency and nn is the negative-ion density. The third term +describes the effective rate of thermal ionization, where kep is the rate coefficient for electron-positive ion +recombination, and nLTE is the electron density in local thermodynamical equilibrium (LTE), defined as +nLTE = 𝜎LTE∕e𝜇e. The LTE conductivity 𝜎LTE is only a function of temperature (see, e.g., Figure 2e). The fourth +DA SILVA ET AL. +9446 + +=== PAGE 6 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +term represents plasma decay due to electron-positive ion recombination. Charge neutrality is assumed; +thus, the positive-ion density is equal to ne + nn. +Equation (4) describes the evolution of an effective or generic negative-ion density nn. This quantity rep- +resents O−and O− +2 , the dominant negative ions in atmospheric discharges. These species are created by +two- (𝜈a2) three-body attachment (𝜈a3), respectively. The last term in equation (4) represents a sink of +negative ions due to negative-positive ion recombination, where knp is the corresponding rate coefficient. +Equations (5) and (6) describe the rate of expansion of the current-carrying radius rc and of the thermal +radius rg, respectively, where Da is the ambipolar diffusion coefficient. For all purposes, rc represents the dis- +charge channel radius, because it enters in the calculation of Joule heating power deposited in the channel +via equation (1). The parameter rg is best interpreted as a measure of the curvature of the radial temper- +ature profile, and its only contribution in the system of equations is in the thermal conduction cooling in +equation (2). +The set of six equations (1)–(6) is solved to obtain the temporal dynamics of six unknowns E, T, ne, nn, rg, +and rc, respectively. The input parameters are the source current dynamics I(t) and the initial conditions for +the five state variables (T, ne, nn, rg, and rc), as shown in Figure 1a. The initial value of the electric field is +given directly from equation (1). +In order to solve equations (1)–(6), several coefficients are required. These coefficients are a function of E∕𝛿, +T, or both. The quantity E∕𝛿is the so-called reduced electric field, where 𝛿is the reduction of air density +in comparison to the sea level, room temperature value, defined precisely as 𝛿= 𝜌m(h, T)∕𝜌m(h = 0km, T = +300 K); h here corresponds to the altitude above mean sea level. Figure 2 shows all LTE plasma coefficients +used: (a) 𝜌m, (b) cp, (c) 𝜌mcp, (d) 𝜅T, (e) 𝜎LTE, and (f) 𝜖. The LTE parameters are, by definition, only function +of temperature. Note that the assumption of isobaric heating combined with the ideal gas law would lead to +a dependence 𝜌m ∝1∕T between mass density and temperature. This trend is shown in Figures 2a and 2c +as a red dashed line. However, in the present work, we use the full equilibrium calculations given by Boulos +et al. (1994), shown as blue solid lines in the figure. +Figure 3 shows the field-dependent coefficients: (a) 𝜇e, (b) effective frequencies of electron production and +loss processes, (c, d) recombination coefficients, and (e, f) Da. The conventional breakdown threshold is +defined by the equality between electron-impact ionization (𝜈i) and two-body attachment (𝜈a2) in Figure 3b. +For the coefficients used here its numerical value is Ek∕𝛿= 28.4 kV/cm. Figures 3c and 3d show both +the electron-positive ion (kep) and negative-positive ion (knp) recombination coefficients, as a function of +the reduced electric field and temperature, respectively. Similarly, Figures 3e and 3f show the ambipolar +diffusion as a function of electric field and temperature, respectively. +The coefficients have been obtained from the following references: 𝜌m, cp, and 𝜅T (Boulos et al., 1994); 𝜎LTE +(Boulos et al., 1994; Yos, 1963); 𝜖(Naghizadeh-Kashani et al., 2002); 𝜇e (Cho & Rycroft, 1998); 𝜈i and 𝜈a2 +(Benilov & Naidis, 2003); 𝜈a3 (Morrow & Lowke, 1997); 𝜈d (Luque & Gordillo-Vázquez, 2012); kep and knp +(Kossyi et al., 1992); and Da is defined by the Einstein relation (Raizer, 1991, p. 20). Both kep and Da effectively +depend on the electron temperature Te. The expression for Te(E∕𝛿, T) is taken from Vidal et al. (2002). The +rate coefficients are given for an air composition of 80% N2 and 20% O2. All rate coefficients used in this +manuscript have been summarized in the form of two Matlab functions and made publicly available online +(da Silva, 2019a). +2.2. Key Assumptions +1. Externally driven electrical current. A key assumption of the model is that the electrical current is gener- +ated by the overall lightning discharge electrodynamics and merely imposed to the channel cross section +of interest. This allows one to calculate the channel properties for a given constant or pulsed current +waveform. Here we use two types of waveforms: a constant current (in sections 3.1 and 3.2) and a +four-parameter pulsed current waveform (in sections 3.3 and 3.4). The pulsed current waveform quali- +tatively captures most impulsive processes taking place in the lightning channel, and it is given by the +following mathematical expression: +I(t) = +{ Ip t∕𝜏r +if +t ≤𝜏r +(Ip −Icc) exp(−t∕𝜏f) + Icc if +t > 𝜏r +(7) +DA SILVA ET AL. +9447 + +=== PAGE 7 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Figure 3. Electric-field-dependent coefficients used in this investigation. (a) Electron mobility 𝜇e. (b) Effective frequencies of electron production and loss +processes 𝜈i, 𝜈a2, 𝜈a3, and 𝜈d, from equation (3). (c, d) Recombination coefficients kep and knp. (e, f) Ambipolar diffusion coefficient Da. Panel (c) shows the +recombination coefficients as a function of E∕𝛿for two different temperature values. Contrastingly, panel (d) shows the same coefficients as a function of T for +two values of E∕𝛿. The same strategy is used to display Da in panels (e) and (f). Panel (d) also shows the rate coefficient for three-body electron-positive-ion +recombination (electrons are the third body), or more precisely kep3ne, with ne = 1020 m−3. This process is not included in the model, and the coefficient is just +shown for comparison with the two-body rate. Expressions for the rate coefficients shown in this figure are given by da Silva and Pasko (2013); see text for +references. +The four parameters in the waveform are peak current Ip, rise time 𝜏r, fall time 𝜏f, and continuing current +Icc. These four parameters can be adjusted to represent a first or subsequent return stroke with or without +continuing current. They can also be adjusted to allow the model to simulate the surge current injected +in the leader channel following the stepping process (see, e.g., Winn et al., 2011), a dart leader reioniza- +tion wave, or ICC pulses happening during the initial continuous current (ICC) stage of a rocket-triggered +lightning flash. A schematical representation of this waveform is given in Figure 1b. It should be noted +that several different analytical functions have been used to simulate the current waveform propagating +through the lightning channel, such as the Heidler function (Heidler, 1985; Rakov & Uman, 1998), the dou- +ble exponential (Bruce & Golde, 1941), or the asymmetric Gaussian (e.g., da Silva et al., 2016). The model +DA SILVA ET AL. +9448 + +=== PAGE 8 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +can handle any of them as input; equation (7) is chosen for its simplicity and to facilitate the comparison +with the work of Plooster (1971) and Paxton et al. (1986) in section 3.3 below. +The overall strategy of prescribing I(t) and calculating the channel properties has been success- +fully employed by a number of researchers to investigate the dynamics of streamer-to-leader and +streamer-to-spark transition (Aleksandrov et al., 2001; da Silva & Pasko, 2012; Gallimberti et al., 2002; +Popov, 2003) and to simulate the channel decay following a return stroke (Aleksandrov et al., 2000; Hill, +1971; Paxton et al., 1986; Plooster, 1971). Although insightful, this strategy does not reveal the full lightning +electrodynamics, because changes in the plasma conductivity should feedback into how much current is +flowing in the channel. However, the approach used here allows us to provide a detailed characterization +of the plasma-channel nonlinear resistance R(t) for a given current I(t). This manuscript should be seen +as an initial effort toward quantifying the effects of the nonlinear plasma resistance into the overall elec- +trodynamics of lightning leaders. Future investigations can leverage this model by replacing equation (1) +with lumped or distributed circuit equations that describe the lightning discharge tree. +2. Averaged radial dynamics. The radial profile of temperature is assumed to follow a step function so that +T(r) = T for r ≤rg and T(r) = Tamb for r > rg. The radial expansion is given by an increase of rg at a rate +given by equation (6). It is assumed here that the expansion rate is determined by thermal conduction +or, in other words, the radial temperature profile follows the equation 𝜕T∕𝜕t = k∇2T, where k = 𝜅T∕𝜌mcp. +The solution for this equation under a delta function initial condition is T(r, t) = exp(−r2∕4kt)∕ +√ +4𝜋kt. The +solution is a Gaussian function with half-width rg = +√ +4kt. Taking the time derivative of this expression, +one obtains the expansion rate of the thermal radius in equation (6). +The second term in the right-hand side (rhs) of equation (2) is the spatially averaged Laplacian of temper- +ature, that is, the rhs of the heat conduction equation. The method for evaluating that term is illustrated +in Figure 1c. It is assumed that the thermal conduction-driven expansion conserves the area under the +curve in Figure 1c, or the quantity A = (T −Tamb)𝜋r2 +g. Therefore, 𝜕T∕𝜕t|thermal +conduction is determined from set- +ting 𝜕A∕𝜕t = 0. This is a rather robust assumption since it is virtually equivalent to enforcing energy +conservation. However, in reality, the shape of the profile is not preserved as assumed here. +Similar results are obtained by assuming that the plasma distribution expands with ambipolar diffusion, +leading to the expansion rate given in equation (5). In this case, the conserved quantity is A = ne𝜋r2 +c, +or simply the number of electrons per unit channel length. Conservation of A in this case is equivalent +to conservation of mass. This analysis also yields a radially averaged ambipolar diffusion sink term in +equation (3). However, this loss process is negligible in comparison to chemically driven losses and, there- +fore, it is not included in equation (3). Our considerations here are similar to Braginskii's (1958), where +the plasma channel boundary is assumed to behave as a moving piston that “snowplows” the ambient gas. +Both models yield a channel radius expansion as rc ∝ +√ +t, but Braginskii's expansion rate is not deter- +mined by ambipolar diffusion. In a comparison between several semiempirical models of the lightning +return stroke resistance, De Conti et al. (2008) concluded that the model accounting for channel expan- +sion rc ∝ +√ +t effects in the resistance yielded the most robust return stroke radiated electromagnetic field +signatures. +3. Thermal ionization rate. At temperatures of several thousand Kelvin, the plasma-channel composition is +roughly made of equal parts electrons and NO+ ions (Aleksandrov et al., 1997; da Silva & Pasko, 2013; +Popov, 2003). The NO+ ions are formed by associative ionization of N and O atoms at a rate F = kassocnOnN. +The plasma density is dictated by a balance between associative ionization and electron-positive ion recom- +bination, that is, by F = kepnenNO+ ≈kepn2 +e. Without knowing the precise rate F, we know that at high +temperatures this equation should yield the LTE conductivity given in Figure 2e, or the corresponding elec- +tron density nLTE = 𝜎LTE∕e𝜇e. This can be achieved by setting the rate of thermal (associative) ionization +to be equal to F = kepn2 +LTE, as done in equation (3). +Therefore, equation (3) is designed to essentially have two different modes of operation. At low +(near-ambient) temperatures, the plasma population balance is driven by electron-impact ionization, +attachment, and detachment, that is, the typical chemistry considered in the streamer breakdown of short +air gaps (da Silva & Pasko, 2013; Flitti & Pancheshnyi, 2009; Liu & Pasko, 2004; Naidis, 2005; Pancheshnyi +et al., 2005). However, at high temperatures (≳10,000 K) the equation yields the LTE conductivity 𝜎LTE(T), +in alignment with the typical approach used for the simulation of free-burning arcs (Chemartin et al., +2009; Lowke et al., 1992) or used in gas-dynamic return stroke simulations (Aleksandrov et al., 2000; +Paxton et al., 1986; Plooster, 1971). It is not possible to state exactly what is the minimum temperature at +which the assumption of LTE regime yields accurate calculations. Both T and Te depend on the history of +DA SILVA ET AL. +9449 + +=== PAGE 9 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +energy deposition and losses in the channel, which in its turn depend on the electric field and the elec- +tron density. In this manuscript, we loosely give the value of 10,000 K as an estimate. This is the value at +which the electron temperature is only 5% and 50% larger than the neutral gas one for electric fields of 10 +and 1000 V/m, respectively. In the present work, the electron temperature is obtained under the assump- +tion that the electron energy balance equation is in steady state. Therefore, yielding the simple relation +Te = T + f(E∕𝛿), where the function f(E∕𝛿) ∝(E∕𝛿)0.46 is taken from Vidal et al. (2002). Essentially, this +equation asserts that the non-equilibrium results from the presence of an electric field in the discharge +plasma and that equilibrium is only achieved when E = 0. +In some types of plasmas the high-temperature density is given by a balance between electron impact ion- +ization (driven by high T and not high E∕𝛿) and three-body electron-positive ion recombination (electrons +are the third body). One such example are Argon arc discharges at atmospheric pressure (see, e.g., Sanson- +nens et al., 2000; Tanaka et al., 2003). In this case, plasma losses would happen at a rate ≈kep3n3 +e, and using +the assumptions discussed in the last two paragraphs, the plasma production rate would be ≈kep3n3 +LTE, +where kep3 is the three-body electron-positive ion recombination rate coefficient given in units of m6/s. +Owing to the cubic power law dependence, three-body electron-positive ion recombination is important +when the plasma density is high. In this work, we assume that the high-temperature balance is given by the +two-body processes, because they are the dominant ones in the temperature range between 2,000–9,000 K +(i.e., in the transition to LTE regime), as discussed by Bazelyan and Raizer (2000, pp. 75–80) and Aleksan- +drov et al. (2001). To verify that this assumption is true, we first plot the rate coefficients kep ∝T−1.5 +e +and +kep3 ∝T−4.5 +e +in Figure 3d with rate coefficients taken from Kossyi et al. (1992) for an air plasma. Figure 3d +actually shows kep3ne so that the units match, with ne = 1020 m−3, a typically large value in our simula- +tions. It can be seen that due to the weaker fall off with temperature, two-body recombination increasingly +dominates over three-body in the temperature range of interest. Second, we show later in section 3.3 quan- +titative comparisons between the two rates for specific simulation results obtained with our model, further +justifying our use of two-body process rates. +4. Negative ion chemistry. Equation (4) describes the evolution of an effective or generic negative-ion density +nn, representing O−(created by two-body attachment) and O− +2 (created by three-body attachment), the +dominant negative ions in ambient-temperature discharges. In the hot lightning channel, negative ions +disappear, and the plasma composition is given by a balance of positive ions and electrons. By comparing +equations (3) and (4), we can see that attachment works as a sink in the former, but as a source in the lat- +ter. Detachment plays the opposite role. Therefore, the attachment-detachment cycle does not represent +a true plasma loss. Effectively, electrons can be thought to be temporarily stored in negative ions to be +released at a later time, after substantial accumulation. It is assumed here that O− +2 created by three-body +attachment quickly converts into O−in collisions with atomic oxygen favored by elevated temperatures +in the lightning channel (da Silva & Pasko, 2013, Figure 11a). Therefore, detachment is dominantly +driven by collisions between O−and N2 (Luque & Gordillo-Vázquez, 2012; Rayment & Moruzzi, 1978). +These assumptions allow us to account for effects of negative-ion chemistry in a simple yet reasonably +accurate manner. +5. Fast air heating. The coefficient 𝜂T in the first term on the rhs of equation (2) is the fraction of elec- +tronic power (or Joule heating rate 𝜎E2) that is directly transferred into random translational kinetic +energy of neutrals and, thus, contributes to air heating. This quantity has been calculated to be 𝜂T ≃0.1 +at near-ambient temperatures (da Silva & Pasko, 2013; da Silva, 2015), largely arising from surplus energy +from the quenching of excited electronic states and molecular (electron-impact) dissociation, which +consist the so-called fast air heating mechanism (Popov, 2001, 2011; da Silva & Pasko, 2014). +Most of the remainder electronic power is spent into the excitation of vibrational energy levels of nitrogen +molecules. However, as temperature increases, rates of vibrational-translational energy relaxation quickly +accelerate, effectively making 𝜂T +≈1 for temperatures of 2,000 K and above (provided that radiative +losses are treated in a separate sink term in the rhs of the energy balance equation). This delayed vibra- +tional energy relaxation is typically described with an extra equation for the total vibrational energy of N2 +molecules. In the present work, we capture this phenomenology, without the need for an extra equation, +by adopting a parametric dependence of 𝜂T on temperature, given by 𝜂T = 0.1+0.9[tanh(T∕Tamb−4)+1]∕2. +The added second term in this expression simulates the acceleration of vibrational energy relaxation, +yielding 𝜂T = 1 for T >2,000 K with a smooth ramp transition between 1,000–1,500 K. +DA SILVA ET AL. +9450 + +=== PAGE 10 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +3. Results and Discussion +3.1. Streamer-to-Leader Transition +The most fundamental step in the formation of a lightning channel is the streamer-to-leader transition. +Streamers are the precursor stage. They are thin filamentary discharge channels that propagate as a non- +linear electron-impact ionization wave, self-enhancing the electric field at its tips. Their conductivity is of +the order of 0.1–1 S/m. They require electric fields higher than 17% of the conventional breakdown thresh- +old for stable propagation. Streamer lifetimes are rather short, approximately tens of microseconds, limited +by attachment to oxygen molecules. Leaders are a necessity for the breakdown of air gaps longer than one +meter (Bazelyan & Raizer, 2000, p. 59). It takes several milliseconds for a leader to come from the cloud to the +ground. The only way to keep the leader channel conductive for so long is by substantially heating the air. In +the hot air plasma, attachment loses its importance; instead, the electron density decays via electron-positive +ion recombination, which is substantially slower. The transition between streamer and leader happens in +a region in space called stem, a converging point where several streamers in a streamer corona are rooted. +In this region the small current carried by individual streamers can add up to values ≳1 A to produce air +heating and create a leader channel. +da Silva and Pasko (2013) developed a first-principles model to investigate the dynamics of streamer-to- +leader transition. It consists of four main blocks: (1) a set of fully nonlinear gas-dynamic equations that +described the heating and radial expansion of the neutral gas; (2) a detailed kinetic scheme accounting for +the most important processes in an air discharge plasma; (3) energy exchange between charged and neu- +tral particles accounting for the partitioning of electronic power between elastic collisions, and excitation +of vibrational and electronic states; and (4) delayed vibrational energy relaxation of nitrogen molecules. da +Silva and Pasko's (2013) model was validated against streamer-to-spark transition time scales measured in +centimeter-long laboratory discharges ( ˇCernák et al., 1995; Larsson, 1998). That model was also applied to +simulation of leader speeds at reduced air densities and for interpretation of the phenomenology of gigan- +tic jets (da Silva & Pasko, 2012), as well as to study the mechanism of infrasound emissions in sprites +(da Silva & Pasko, 2014). Figure 4a shows, as discontinuous traces, the air heating rate calculated with da +Silva and Pasko's (2013) model with an assumed Gaussian initial distribution of electron density in the +streamer channel. The peak ne value is 2 ×1020 m−3 and the e-folding spatial scale is rc = 0.3, 0.5, and 1 +mm, respectively. The streamer-to-leader transition time scale 𝜏h is defined as the time required to heat the +channel up to 2000 K; the heating rate shown in the figure is simply 1∕𝜏h. The 2000-K threshold is chosen +because when the channel reaches this temperature level a thermal-ionizational plasma instability is trig- +gered: vibrational relaxation is accelerated, temperature raises very sharply, N + O associative ionization +starts to take place, and transition to leader mode is unavoidable. +The present work's goal is to propose the minimal physical model to describe the dynamics of the leader +plasma. As discussed in section 2.2, the model uses a simplified plasma chemistry and parameterized radial +dynamics. As a means of validation, in Figure 4 we compare the present model with the simulations of +da Silva and Pasko (2013). Figure 4a uses the same initial conditions as the previous work and an ini- +tial current-carrying radius rc = 0.5 mm. The figure shows order-of-magnitude agreement between the two +models. However, there is an inherently different slope between the two curves, attributed to the multiple +parameterizations and simplifications introduced in this paper. The other three panels in the figure show +the effects of the initial conditions in the air heating rate: ne (b), rc (c), and rg (d). The current-carrying +radius is the parameter that has the largest influence on the heating rate (Figure 4c). The thermal radius rg +has no effect on the heating rate at all (Figure 4d), because this quantity is exclusively related to the cooling +rate of the channel (see equation (2)), which is negligible in submicrosecond time scales. The dependence +on initial electron density is slightly more complicated. The heating rate is ∝∫ +𝜏h +0 +𝜎E2dt which, according +to equation (1) is also ∝∫ +𝜏h +0 +I2∕nedt. The inverse 1∕ne dependence can be qualitatively seen when com- +paring the 1020- and 1022-m−3 cases. But reducing the initial electron density tends to increase the electric +field according to Ohm's law. If the electric field goes beyond Ek, ionization increases ne until the field drops +down to the Ek level. This self-regulatory mechanism imposes a maximum heating rate given by the 1018- +to 1020-m−3 curves in Figure 4b. +For the sake of comparison, we have repeated the calculations shown here with a full LTE version of the +model. This is done by replacing equations (3) an (4) with 𝜎= 𝜎LTE and by setting 𝜂T = 1. The calculated +air heating rate is in the range of 1012–1015 s−1 for currents between 1 and 100 A. They are not shown in +Figure 4 because they lie completely outside of the vertical-axis limits. This result indicates that a full-LTE +DA SILVA ET AL. +9451 + +=== PAGE 11 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Figure 4. Calculated heating rate (1∕𝜏h) leading to the conversion of a streamer into a leader channel. The title in the +four panels list the initial conditions for electron density ne (ne in the figure), current-carrying radius rc (rc), and +thermal radius rg (rg) used in the simulations. The ambient neutral temperature is 300 K, and there are no negative +ions initially. Panel (a) shows as discontinuous traces the calculation of da Silva and Pasko (2013) for the same initial +conditions, but three different values of rc. The gray shaded area delimiting the calculations of da Silva and Pasko +(2013) is repeated in all four panels for comparison. Panels (b)–(d) emphasize the effect of changing the initial +conditions for ne (b), rc (c), and rg (d). +model completely overestimates the air heating rate, and cannot capture the finite streamer-to-leader (or +to-spark) transition time scale, well known from laboratory studies to be a fraction of 1 μs ( ˇCernák et al., +1995; Larsson, 1998). The reason for the unreasonably high air heating rate of a full-LTE model lies in the +fact that the LTE conductivity at 300 K is substantially lower than the typical conductivity in a streamer +channel (see Figure 2e). Since conductivity is lower, the resistance per unit length R is larger, and so is the +Joule heating rate RI2, which is the same argument presented when discussing Figure 4b. +In summary, the present model compares very well to a first-principles theoretical simulation that has been +validated with spark data from laboratory discharges. The proposed computer-simulation tool is able to +account for the finite time scale of streamer-to-leader transition, something that a full-LTE model cannot. +The following input parameters are used as initial conditions in all simulations below, unless otherwise +noted: ne = 1020 m−3, rc = 0.5 mm, rg = 5 mm, nn = 0, T = 300 K. +DA SILVA ET AL. +9452 + +=== PAGE 12 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Figure 5. (a) Temporal dynamics of resistance in a discharge channel for several current values. Solid and dashed lines +show the contrast between full model versus suppressed channel expansion, respectively. The figure also shows the +data by Tanaka et al. (2000) as a solid black line, with the gray shaded area marking ±50% variability. (b–d) Resistance +value at 10 ms as a function of current. Panel (b) also shows the data from Tanaka et al. (2000) at 10 ms (square with +±50% error bar), as well as, the steady-state arc resistance measured by King (1961) (black solid line with ±50% gray +shaded band). Panels (b)–(d) emphasize the effect of changing the initial conditions for ne (b), rc (c), and rg (d), with +the initial conditions being listed in the panel titles and legends. The gray shaded band marking the results from King +(1961) are repeated in panels (b-d) for comparison with our simulations. +3.2. Steady-State Negative Differential Resistance +The behavior of the steady-state resistance of arc channels has been used to discuss the phenomenology +of lightning channels (Hare et al., 2019; Heckman, 1992; Krehbiel et al., 1979; Mazur & Ruhnke, 2014; +Williams, 2006; Williams & Heckman, 2012; Williams & Montanyà, 2019). Steady-state plasma arcs exhibit +the so-called negative differential resistance, that is, the resistance decreases with increasing electrical cur- +rent. Such behavior is reproduced in our simulations and shown in Figure 5. Figure 5a shows the temporal +evolution of resistance in the discharge channel for several values of electrical current between 1 A and +10 kA. It is easy to see that, owing to channel expansion, there is no true steady-state resistance. A con- +stant value for the steady-state resistance can only be obtained if channel expansion is suppressed (compare +the solid and dashed lines). At low currents (see the 1-A curve), one can start to see the channel recovery +DA SILVA ET AL. +9453 + +=== PAGE 13 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Table 1 +Fit Parameters for the Resistance per Unit Channel Length Formula R = A∕Ib +Reference +Current range (A) +Time scale (s) +A (Ω Ab/m) +b +Mean fit error (%) +This Work +100–104 +10−2 +4.27×103 +1.18 +35 +This Work +100–104 +1 +4.81×103 +1.37 +74 +This Work: Region I +100–101 +10−2 +1.24×104 +1.84 +9 +This Work: Region II +101–103 +10−2 +2.82×103 +1.16 +4 +This Work: Region III +103–104 +10−2 +0.18×103 +0.75 +1 +King (1961) +100–104 +— +2.87×103 +1.16 +25 +Bazelyan and Raizer (1998) +— +— +3×104 +2 +— +starting as early as 0.1 ms. The recovery in this case is due to the fact that the channel cools down to a suffi- +cient level that three-body attachment becomes important, accelerating the rate of plasma density depletion. +For currents higher than 10 A, the resistance is still decreasing at the 0.1 s mark; in some cases after a partial +recovery. In Figure 5a we also show data from Tanaka et al. (2000) used by Chemartin et al. (2009) to validate +their 3-D free burning arc simulations. Tanaka et al. (2000) report on 1.6-m-long arcs with 100-A current. +Their measurements are shown in Figure 17 of Chemartin et al. (2009). We obtain a good agreement between +our simulations and the measurements despite the fact that the 3-D tortuous nature of the arc channel is +neglected in the present work. +For the purpose of evaluating the negative differential resistance behavior predicted by our simulations, we +evaluate the resistance (per unit length) at 10 ms for several different values of electrical current. The results +are shown in Figure 5b alongside measurements from King (1961). We chose to compare our simulations to +King's measurements because this work has been featured in a number of manuscripts in lightning-research +literature (e.g., Heckman, 1992; Mazur & Ruhnke, 2014; Williams, 2006; Williams & Heckman, 2012). The +data from King (1961) is shown as a black solid line with a ±50% variability gray shaded band. The gray +band is repeated in panels (b)–(d) for comparison with our simulations. The time instant of 10 ms is chosen +because it is when the time-dependent data from Tanaka et al. (2000) (shown as a square with ±50% error +bar) best aligns with King's curve. Our calculations in Figure 5a show good agreement with King's curve; +the average difference between the two is 40%. Figures 5b–5d show the effects of the initial conditions in the +steady-state resistance: ne (b), rc (c), and rg (d). It can be seen that changes in the initial conditions have very +little impact on the resistance in the 10-ms time scale. It is as if the channel “forgets” the initial conditions +(Aleksandrov et al., 2001). Given the uncertainty in determining the initial conditions of the channel, this +result lends robustness to the resistance calculations shown hereafter. However, in shorter time scales the +resistance R does depend on the initial conditions. Similarly to the discussion in section 3.1, the dependence +on ne and rg is weak, but the dependence on rc can be more noticeable. The dependence on the initial channel +radius becomes weaker and weaker at higher currents. As an example, at the 10-μs mark, we find that the +ratio R(rc=2 mm)/R(rc=0.5 mm) is of the order of 700 for a constant current of 10 A. The same ratio is only +0.63 for a current of 1,000 A. +The dependence of the resistance on electrical current can be approximated by the analytical formula +R = A∕Ib, where A and b are positive constants. It is easy to see that with this dependence dR∕dI < 0 always, +in accordance with the terminology “negative differential resistance.” The limiting case b = 1 corresponds +to a constant steady-state electric field inside the channel (with numerical value equal to A). We have eval- +uated the fit parameters that best match our model for the standard set of initial conditions (shown in the +title of Figure 5a). The results are shown in Table 1 alongside the fit parameters for the King's curve and also +values given by Bazelyan and Raizer (1998). It can be seen that the exponent b that best fits both the present +work and King (1961) are very close to each other (b = 1.16–1.18). The empirical trend given by Bazelyan +and Raizer (1998) has a substantially steeper slope (b = 2). If we run the simulation for a longer time, up to +1 s, the power law index increases from 1.18 to 1.37 (see second row in Table 1). However, the mean fit error +doubles indicating that the curve deviates further from the power law approximation. +It can be seen from Table 1 that fitting the power law dependence to a four-decade current range produces +errors of 35–74%. A better fit can be produced by braking down the current range in three regions: (I) 100–101 +A, (II) 101–103 A, and (III) 103–104 A. The three regions are marked in Figure 5c. It can be seen in Table 1 +DA SILVA ET AL. +9454 + +=== PAGE 14 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +that the three regions have different power law indexes, progressively lower as current increases. Detailed +analysis of the temporal evolution of energy deposition in the channel reveals that the steady state is given by +different mechanisms in the three regions. In Region I the steady state is given by a balance of Joule heating +and heat conduction, that is, between the first and second terms in the right-hand side of equation (2). +Meanwhile, In Region III the steady state is given by a balance with radiative emission, that is, between +the first and third terms in the right-hand side of equation (2). Region II is marked by a comparable role +between the two loss processes; radiative emission is important in the submillisecond time scale, while heat +conduction is significant at later stages. +3.3. Energy Deposition in Return Strokes +The return stroke follows the attachment of lightning leader channels to ground structures. In the case of a +negative cloud-to-ground discharge, the return stroke effectively lowers several coulombs of negative charge +originally deposited along the downward propagating stepped leader. The high-current return stroke wave +(with typically tens of kiloamperes) rapidly heats the channel to peak temperatures of the order of 30,000 +K, emitting intense optical radiation, and creating a channel expansion shock wave (that produces audible +thunder). According to Rakov and Uman (1998), models that describe the lightning return stroke can be +divided into four categories: gas-dynamic or physical, electromagnetic, distributed-circuit, and engineering +models. The basic set of equations described in this manuscript fits into the first category, where the cur- +rent flowing through the channel is an input parameter and all other channel properties can be calculated +from first principles. Some of the most well-accepted investigations within this framework are the papers +by Plooster (1971) and Paxton et al. (1986). These authors solve the hydrodynamic equations of motion for +atmospheric-pressure air in a Lagrangian frame of reference. A description of this simulation approach, +which shows contemporary versions of the pertinent equations, is given by Aleksandrov et al. (2000). The +model resolves the 1-D radial profiles of all state variables and captures the shock wave expansion as driven +by ohmic heating. The plasma is assumed to be in LTE and the conductivity is simply 𝜎= 𝜎LTE(T). These +models also describe the radial transport of radiation, and primarily differ by its implementation and com- +prehensiveness. Plooster (1971) used a single temperature-independent opacity to obtain radiation loss and +absorption in each radial grid point, while Paxton et al. (1986) used a detailed multigroup radiative transport +algorithm using a diffusion approximation. A detailed discussion on plasma radiative transport is given by +Ripoll et al. (2014a). +In Figure 6a we present a comparison between our model's results and the seminal works of Plooster (1971) +and Paxton et al. (1986). The current waveform has the qualitative shape depicted in Figure 1b, with a rise +time of 5 μs and a fall time of 50 μs (or simply written as 5/50 μs). The peak current is 20 kA, a typical value +for first return strokes, and no continuing current is incorporated. The current waveform is the same one +used in the two papers for the simulation case shown in Figure 8 of Paxton et al. (1986). We generate initial +conditions by starting the simulation with the standard streamer-like channel parameters used in section 3.1 +and running a constant 10-A current through the channel during 4 μs. This strategy ensures that the channel +has the properties of a leader discharge prior to the return stroke. These initial conditions are rc = 1 mm, rg += 1 cm, ne = 9×1017 m−3, and T = 5000 K. Additionally, instead of using the value of 𝜌m(T = 5000K) for +the air mass density, the ambient value 𝜌m(T = 300K) = 0.7 kg/m3 is used. These initial conditions are very +similar to the ones used in the aforementioned references. Note that even a steady current as low as 10 A can +produce a leader with temperature of ∼5,000 K. This value is within the estimate for the predart and postdart +leader channel temperatures provided by Rakov (1998), which are 3,000 K and 20,000 K, respectively. It +can be seen from Figure 6a that our model compares very well with simulation results of Plooster (1971), +predicting a peak temperature of 36,000 K. The mean difference between the two curves is 3%. +Both curves (Plooster's and ours) deviate from the results of Paxton et al. (1986). It can be seen from Figure 6a +that a better agreement with Paxton et al. (1986) can be found by simply multiplying the radiative emis- +sion coefficient (last term in equation (2)) by a factor of 10. This fact can be better understood by looking +at the energy deposition in the return stroke channel, depicted in Figure 6b. The figure shows (in order) +the four terms in the energy equation (2): the internal energy is given by 𝜌mcpT𝜋r2 +c, the Joule heating by +∫𝜂T𝜎E2𝜋r2 +cdt, the thermal conduction by ∫ +4𝜅T +r2 +g +( +T −Tamb +) +𝜋r2 +cdt, and the radiative emission by ∫4𝜋𝜖𝜋r2 +cdt. +It can be seen that the channel's temperature is dictated by a balance between Joule heating and cooling by +radiative emission. Therefore, simply increasing the rate of channel cooling by radiation can lower the peak +temperature and provide a better agreement with Paxton's results. As mentioned above, the models pre- +DA SILVA ET AL. +9455 + +=== PAGE 15 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Figure 6. (a) Evolution of temperature in a 20-kA return stroke channel: comparison between the present investigation and established results (Paxton et al., +1986; Plooster, 1971). (b) Energy deposition in the return stroke channel. The four lines, in the order listed in the figure legend, correspond to the four terms in +the energy balance equation (2). Panel (c) is a zoom-in into the gray shaded rectangle in panel (b). Panels (d)–(f) show the radius, resistance per unit length, +and rates of electron-positive ion recombination, respectively. Panel (f) justifies a posteriori neglecting the three-body process in equation (3). +sented by Plooster (1971) and Paxton et al. (1986) are essentially the same and only differ by the treatment +of radiative emission, lending further credence to the idea that peak temperatures are dictated by radiative +emission. +An important conclusion to be drawn here is that the effective representation of the radiative emission +through a net emission coefficient (𝜖in Figure 2f) produces a proper description of the channel temperature +dynamics, especially because all four curves in Figure 6a have similar qualitative shape and rate of cooling +after the peak. Moreover, at 35 μs the total deposited energy in our simulations of 5.6 kJ/m compares well +to the estimates of 2 and 3.8 kJ/m by Plooster (1971) and Paxton et al. (1986), respectively (see also Rakov & +Uman, 1998, Table I). The state of the art in lightning spectroscopy is the recent investigations by Walker and +Christian (2017, 2019). From the ratio of several atomic spectral lines recorded with 1-μs temporal resolution, +these authors report peak temperatures ranging between 32 and 42 kK for five rocket-triggered lightning +strikes with peak currents varying between 8.1 and 17.3 kA (Walker & Christian, 2019, Figure 4). There is +not a clear linear correlation between peak current and peak temperature in their dataset and the average +peak temperature between the five strikes is ≈36±4 kK. Remarkably, our work and Plooster's do a better job +reproducing the measured peak temperatures than Paxton's. Further work is required to explain the highest +value registered by Walker and Christian (2019), in excess of 42,000 K. +DA SILVA ET AL. +9456 + +=== PAGE 16 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Figure 6d shows the channel radius as a function of time. We have verified that the proposed averaged +radial dynamics qualitatively captures the radial expansion and also provides order-of-magnitude quantita- +tive agreement with previous investigations alike (Braginskii, 1958; Koshak et al., 2015; Plooster, 1971). All +of these models (including ours) predict an initial rapid channel expansion rate, leveling off when the chan- +nel is cooling down. During the initial return stroke stage (0.5–5 μs), our calculated radius is 8–42% smaller +than the results obtained by Braginskii (1958) and Plooster (1971), shown in Table II of Plooster (1971). +Koshak et al. (2015) improved on the channel radial expansion rate derived by Braginskii (1958) and found a +good agreement with Plooster (1971) at the 35-μs mark. Both investigations yielded a 1.5-cm radius at 35 μs, +while our simulations yielded a value 57% lower. Generally, the results are in good agreement with previous +investigations. However, it should be noted that our peak channel expansion rate is ∼500 m/s, which is a +factor of 4 lower than in Koshak et al. (2015). +Figure 6e presents the resistance (per unit length) as a function of time. It can be seen that the resistance +drops by more than two orders of magnitude while the current is rising, illustrating how negative differential +resistance works for a current changing over time. After that, while the current is decreasing exponentially +in time, the resistance achieves a stable value between 0.6–1 Ω/m. This leveling off is in agreement with +the trend seen in measurements (Jayakumar et al., 2006, Figure 4). Jayakumar et al. (2006) measured the +electrical current to ground and the vertical electric field in close vicinity to a series of rocket-triggered +lightning strikes in Florida. At the instant of peak power, these authors found resistance values between +0.67 and 31 Ω/m in eight different strikes. In our calculations, we obtain R = 0.6 Ω/m, which is close to the +lowest resistance value in their dataset. This value is closer to the measurements than the early estimate +of 0.035 Ω/m by Rakov (1998). Additionally, Jayakumar et al. (2006) registered input electrical energies +between 0.9–6.4 kJ/m, also in range with our calculations. +Figure 6f shows the rates of electron-positive ion recombination. The figure shows a comparison between +the rate of two- and three-body recombination with coefficients taken from Kossyi et al. (1992). The +figure is included here to justify the model design assumptions discussed in section 2.2 (item #3). In +the regime studied here and with the rate coefficients for an air plasma available in the literature, the +three-body recombination rate is substantially slower than the two-body counterpart, justifying neglecting +it in equation (3). +3.4. Behavior of Light Emission in Return Strokes +The net emission coefficient 𝜖describes the radiative emission in all bands of the optical spectrum, encom- +passing the infrared, visible, and ultraviolet (Naghizadeh-Kashani et al., 2002). Most of the radiation +escaping the plasma is in the vacuum ultraviolet range (wavelengths lower than 200 nm) and is caused by +atomic emissions. However, this band is not easily detected because the radiation is readily absorbed by +atmospheric-pressure air surrounding the plasma discharge (Cressault et al., 2015). Spectroscopic measure- +ments of rocket-triggered lightning strikes show characteristic line emissions associated with neutral, singly, +and doubly ionized nitrogen and oxygen, neutral argon, neutral hydrogen, and neutral copper (from the +triggering wire) and present no detected molecular emissions (Walker & Christian, 2017). +For the purposes of comparing our simulations with observations, we estimate the power (per unit channel +length) emitted in the visible range as 𝜂vis4𝜋𝜖𝜋r2 +c, where 𝜂vis is the fraction of optical radiation emitted in +the visible range (380–780 nm). We use a constant fraction 𝜂vis = 3% for the sake of simplicity. In reality 𝜂vis +depends on the radial distribution of the plasma temperature and the cumulative balance of emission and +absorption. Table 2 shows seven estimates of 𝜂vis based on different references and techniques. Perhaps the +most pertinent is estimate #2, which is calculated by taking the ratio of 𝜖vis in the visible range calculated +by Cressault et al. (2011, Figure 2) to 𝜖in the total optical range calculated by (Naghizadeh-Kashani et al., +2002, Figure 13) for an optically thin plasma. This strategy places 𝜂vis between 0.1% and 10% in the tempera- +ture range between 3,000 and 30,000 K. Within this range, we adopt the value of 3% because it yields a good +agreement with experimental data from Quick and Krider (2017) discussed below. +Figure 7 shows properties of return stroke light emission and comparison to rocket-triggered lightning data +collected by Quick & Krider (2017, Figures 15 and 16). From a 200-m distance to the lightning striking point, +Quick and Krider (2017) recorded the luminosity of a 62-m-long channel segment near the ground. The +radiometers used had an approximately flat spectral response in the 400- to 1,000-nm range. Figure 7a shows +the simulated temporal dynamics of visible power and electrical current in the channel, for conditions that +resemble the aforementioned observations. The waveform is 0.5/50 μs with a 12-kA peak current, similar to +DA SILVA ET AL. +9457 + +=== PAGE 17 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +Table 2 +Fraction of Optical Power Radiated in the Visible Range by an Air Plasma +# +Estimation method and reference +𝜂vis (%) +1 +Black-body spectral radiance (Siegel, 2001, p. 22) (3,000–30,000 K) +5.3–49 +2 +Visible 𝜖vis calculated by Cressault et al. (2011) (3,000–30,000 K) +0.1–10 +3 +Visible radiance calculated by Cressault et al. (2015) (8,000–30,000 K) +0.2–0.6 +4 +20-kJ/m hot air shock (Ripoll et al., 2014a, Figure 9 and section 3.1 ) +14.3 +5 +Several simulations in Table 1 of Ripoll et al. (2014a) +4–30 +6 +Section 4.2 of Ripoll et al. (2014a) +5.3–21.7 +7 +A 12-kA discharge (Ripoll et al., 2014b, Figures 9b and 10b) +30 +Empirical (this work) +3 +the median case in the data set (Quick & Krider, 2017, Table 1). Figure 7b shows the first 3 μs of light emis- +sion, evidencing a 0.1-μs delay between the rise of current and optical emissions in the channel. Figure 7c +shows the effects of increasing peak current, which lead to higher emitted power and longer duration of the +light emission. +The delay shown in Figure 7b is evaluated at the 20% of peak level. The 0.1-μs value is in excellent agreement +with experimental results by Carvalho et al. (2014, 2015) and Quick and Krider (2017) who found delays of +Figure 7. (a) Temporal evolution of power per unit channel length emitted by a return stroke in the visible range (left-hand side axis) and electrical current +(right-hand side). Panel (b) is a zoom-in into the gray shaded rectangle in panel (a). (c) Visible power emitted for several different peak current values. +(d) Visible peak power versus peak current for four different current waveforms. (e) Energy emitted in the visible range versus charge transferred to the ground +(the integration time is 2 ms). Panels (d) and (e) show a comparison with the experimental data from Quick and Krider (2017). The big crosses indicate the +average ± standard deviation in the dataset. The data were collected during a study conducted by the University of Arizona at the International Center for +Lightning Research and Testing, in Camp Blanding, FL, in 2012. +DA SILVA ET AL. +9458 + +=== PAGE 18 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +0.09 ± 0.05 and 0.09 ± 0.06 μs, respectively. Differently than Quick and Krider (2017), Carvalho et al. (2014) +recorded luminosity from a 3-m-long channel segment near the ground. From such a short segment, the +luminosity rise time is not masked by the geometrical growth of the return stroke in the field of view. The +fact that both experimental investigations observing different channel lengths (62 and 3 m) yielded similar +results lends robustness to the ∼0.1 μs measured delay. Furthermore, analysis of different types of pulses +occurring in the return stroke channel (Zhou et al., 2014) and of several channel segments at different heights +(Carvalho et al., 2015) have led to the general conclusion that current and luminosity have similar rise times +and the delay between the two has the same order of magnitude as such time scales. More precisely, Carvalho +et al. (2015) found that the delay is approximately linearly dependent on the current rise time according to +the following fit formula: delay = 0.35 𝜏1.03 +rise , where 𝜏rise is the 10–90% current rise time given in microseconds. +The fit comprises rise times between ∼0.1 μs (for return strokes) and ∼100 μs (for M components). Using +this formula, we obtain a delay of 0.14 μs for the simulation shown in Figure 7b, once more indicating good +agreement between simulation and measurements. +In our simulations the delay between the rise of current and optical emissions highlighted in Figure 7b has +a clear interpretation. It is attributed to the finite time scale of channel heating and expansion. Since the +initial channel temperature for the simulations shown in this section is 5000 K, non-LTE effects play a minor +role here. From equations (1) and (2), the air heating rate thus is 𝜕T∕𝜕t ≃(I2∕𝜎LTE𝜋2r4 +c −4𝜋𝜖)∕𝜌mcp. What +determines the finite 0.1-μs delay, in a return stroke with 0.5-μs rise time, are the coefficients 𝜌m, cp, 𝜎LTE, +and 𝜖, as well as the channel expansion rc(t). A comparison with a full-LTE version of the simulation code +yielded a similar time delay between current and optical emissions, but the full-LTE model overestimated +the peak optical power by a factor of 3–4. +Figures 7d and 7e show the peak visible power versus peak current and total energy versus charge, respec- +tively. The integration time for the charge and energy is 2 ms. The figures show simulations for different +current waveforms and comparison with light emitted by rocket-triggered lightning. The data correspond +to optical irradiance from 55 rocket-triggered lightning strikes (with currents and charges ranging between +3–20 kA and 0.3–3 C, respectively) observed in Florida by Quick and Krider (2017) in 2012. The irradi- +ance data is converted to power per unit channel length according to equation (2) in the original reference. +The simulations use the same initial conditions as in Figure 6, and the results indicate a direct relationship +between current and power and between total energy and charge. Additionally, the calculations (under the +𝜂vis = 3% assumption) present good agreement with the observational data, especially near the average val- +ues (the big crosses in the figures). The peak visible power shows little dependence on the current waveform +parameters in the range used (𝜏r = 0.5 and 5 μs, and 𝜏f = 50 and 150 μs). The rise time also does not affect the +relationship between energy emitted and charge transferred to the ground, shown in Figure 7e. The same +figure also shows that strokes with a narrower current pulse (i.e., with shorter fall time) are more efficient +in converting electrical energy into optical. +There are two important issues that must be noted about the comparison made in Figures 7d and 7e. +First, the radiometers used by Quick and Krider (2017) have a flat spectral response in the 400-1,000 +nm range. According to Ripoll et al. (2014a, 2014b), about twice as much energy is emitted in this range +than in the visible, because it includes part of the infrared spectrum. Second, Quick and Krider (2017) +state that rocket-triggered lightning strikes radiate around half as much energy as first strikes in natural +cloud-to-ground flashes. But the simulations use initial conditions that best resemble first strikes in natu- +ral lightning, similarly to the works by Plooster (1971) and Paxton et al. (1986). Therefore, if we attempt +to scale the numerical results to correspond to optical power emitted in the 400-1,000 nm range (×2) by +rocket-triggered lightning (×1/2), the factors of two cancel and the curves would stay in the same place in +Figures 7d and 7e, which lends further credence to the comparison. Nonetheless, it should be noted that +our numerical investigations did not capture the approximate quadratic scaling between peak luminosity +and peak current, that is, luminosity ∝I2 +p, seen in observations (Carvalho et al., 2015; Quick & Krider, 2017; +Zhou et al., 2014). Further work is required to explain all experimentally inferred relationships between +current and luminosity derived from close-by observations of rocket-triggered lightning. +When analyzing the light emission of return strokes, two additional factors must be noted. First, in +rocket-triggered lightning there is a nonnegligible amount of copper emission within the visible spectrum, +DA SILVA ET AL. +9459 + +=== PAGE 19 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +arising from the vaporization of the copper wire that connects the rocket to the ground (Walker & +Christian, 2017). Second, there is a geometric growth effect of the optical emission within the field of view +of the detector. For the sake of simplicity, these two effects are neglected in the simulations by assuming that +the fraction of total energy radiated by neutral copper is small in comparison to all other emissions from +the air plasma, and by assuming that within the narrow field of view of the detector (only 62 m of chan- +nel length) the return stroke current amplitude does not change considerably. All these uncertainties are +encapsulated within the parameter 𝜂vis, adjusted within reason to fit the measurements. +In all simulations shown in Figure 7, the total energy deposited in the channel by Joule heating ranges +between 10 J/m and 18 kJ/m. At the instant of peak electrical power, the channel resistance varies between +0.6–130 Ω/m within all simulation cases presented in this section. For peak currents larger than 5 kA, this +quantity shows little dependence on the current rise time and fall time values used, and can be fitted by +the following formula R = A∕Ip, where A = 13 kA Ω/m (the mean error between fit and simulation results +is lower than 3%). From this formula it is easy to see that in the range of peak currents between 10 and 20 +kA, the channel resistance per unit length at the instant of peak electrical power reduces from 1.3 to 0.65 +Ω/m. Once again these values are in good agreement with the experimental findings of Jayakumar et al. +(2006, Table 2). +4. Summary and Conclusions +In summary, in this manuscript we introduced, validated, and used a physics-based computational tool to +calculate the lightning channel's nonlinear plasma resistance. A model that bridges an existing gap in the +literature, by providing a self-consistent evaluation of the plasma properties at little computational cost +(i.e., at the cost of solving five ordinary differential equations). In this paper, we showed how the proposed +computer-simulation tool can perform well in a wide range of current values, from 1 to 104 A. It can capture +well the non-LTE plasma regime, by reproducing the finite time scale for streamer-to-leader transition with +reasonable accuracy. Furthermore, in the high-current/full-LTE regime, the model can capture well the +temporal evolution of the neutral-gas temperature and the estimated energy deposition by a return stroke, +in good agreement with the work of Plooster (1971) and Paxton et al. (1986). +The model also describes well the negative differential resistance behavior of steady-state arc discharges, in +good agreement with the experimental findings of King (1961) and Tanaka et al. (2000). The steady-state +resistance in the millisecond time scale has an inverse power law dependence on the current, that is, +R = A∕Ib, where A and b are fitting constants. We found that the power law index b decreases with increas- +ing current, because at different current regimes the steady state is dictated by distinct physical processes. +At low currents (I < 10 A) the steady state is given by a balance of Joule heating and heat conduction, while +at high currents (I > 1 kA) the steady state is given by a balance with radiative losses. The intermediate cur- +rent range is marked by a comparable role between the two loss processes, with radiative emission being +important in the submillisecond time scale, while heat conduction being significant at later stages. +We presented a detailed description of the light emission in a return stroke. We showed that the proposed +model can reproduce the experimentally inferred direct relationship between peak current and peak radi- +ated power and between charge transferred to ground and total energy radiated, as experimentally inferred +by Quick and Krider (2017). The caveat is that the quadratic power law relationship between the two remains +unexplained. The model also captures the 0.1-μs delay between the rise of current and optical emissions in +rocket-triggered lightning return strokes, as measured with high precision by Carvalho et al. (2014, 2015). +It has been suggested that the negative differential resistance behavior of lightning channels plays an impor- +tant role in the mechanism of current cutoff, which in its turn makes some flashes transfer charge to ground +by a series of (discrete) return strokes, while others by a single stroke followed by a long continuing current +(Krehbiel et al., 1979; Hare et al., 2019; Heckman, 1992; Mazur et al., 1995). Recent review articles argue that +the role of negative differential resistance in the channel cutoff remains to be quantified (Mazur & Ruhnke, +2014; Williams, 2006; Williams & Heckman, 2012; Williams & Montanyà, 2019). The model described in +this manuscript can be applied for simulating multiple return strokes in a flash and other types of processes +taking place in the lightning channel, such as dart-leader ionization waves and M components, provided +that the current waveform is given (see Figure 1b). Suggestions of future work include coupling this tool to +DA SILVA ET AL. +9460 + +=== PAGE 20 === +Journal of Geophysical Research: Atmospheres +10.1029/2019JD030693 +distributed circuit models of the lightning return stroke, or to fractal models of the growing lightning-leader +network. We speculate that this strategy will provide important insights into the physics of lightning channel +cutoff. +References +Aleksandrov, N. L., Bazelyan, E. M., Kochetov, I. V., & Dyatko, N. A. (1997). The ionization kinetics and electric field in the leader channel +in long air gaps. Journal of Physics D: Applied Physics, 30, 1616–1624. https://doi.org/10.1088/0022-3727/30/11/011 +Aleksandrov, N. L., Bazelyan, E. M., & Konchakov, A. M. (2001). Plasma parameters in the channel of a long leader in air. Plasma Physics +Reports, 27, 875–885. https://doi.org/10.1134/1.1409721 +Aleksandrov, N. L., Bazelyan, E. M., & Shneider, M. N. (2000). 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Correlation between the channel-bottom light +intensity and channel-base current of a rocket-triggered lightning flash. Journal Geophysical Research: Atmospheres, 119, 13,457–13,473. +https://doi.org/10.1002/2014JD022367 +DA SILVA ET AL. +9463 diff --git a/reference/sources/ufn-2000-paper.pdf b/reference/sources/ufn-2000-paper.pdf new file mode 100644 index 0000000..bf1378c Binary files /dev/null and b/reference/sources/ufn-2000-paper.pdf differ diff --git a/reference/sources/ufn-2000-paper.txt b/reference/sources/ufn-2000-paper.txt new file mode 100644 index 0000000..32eaf41 --- /dev/null +++ b/reference/sources/ufn-2000-paper.txt @@ -0,0 +1,2173 @@ +=== PAGE 1 === +Abstract. Physical processes determining the ability of light- +ning to change its trajectory by choosing high constructions to +strike are discussed. The leader mechanism of lightning propa- +gation is explained. The criterion for a viable ascending (up- +ward) leader to originate from a construction is established. The +mechanism of the weak long-distance interaction between the +ascending counter leader originating from a grounded construc- +tion and the descending (downward) leader from a cloud is +analyzed. Current problems concerning lightning protection +and lightning triggering by a laser spark are discussed, the +latter being of special interest owing to a recent successful +experiment along this line. +1. Introduction +Experiments to initiate a high-voltage discharge employing a +laser-produced plasma and to direct the discharge along the +channel of a long laser spark [1 ± 12] as well as the advent of +lasers appropriate for this purpose have lent impetus to +attempts to control lightning with lasers. Research in this +field, which is being pursued in the USA, Japan, Canada, and +Russia [13 ±31], until recently did not go beyond the scope of +laboratory investigations, though goal-seeking. In recent +years, however, a start was made on natural experiments in +Japan. As a result of repeated attempts, two events of +successful lightning triggering with the aid of a laser plasma +produced near the summit of a tall tower were recorded in +1997 [17, 18, 21]. These undeniably impressive results raised +the expectations of many that the dawn of an era of laser +techniques in lightning protection is near. Of prime impor- +tance in this connection is a clear understanding of the +lightning processes and a statement of what is definitely +known about the basic lightning mechanisms and what +invites elucidation or comprehensive investigation. This will +facilitate the search for efficient ways of controlling lightning +by laser action in an effort to promote both research and +lightning protection. At the same time, this will guard against +excessively optimistic expectations, especially where engi- +neering practice is involved. +Below we will consider some key physical mechanisms of +the lightning process, discuss the potential of laser triggering +of lightning and the requirements on the control laser spark, +and highlight the currently topical problems of lightning and +lightning protection physics that might be solved with the aid +of lasers. +2. How the lightning leader works +Of prime interest for both lightning physics and practical +lightning protection is descending lightning which originates +in a cloud and propagates towards the ground. In conse- +quence of the lightning ± ground contact, the cloud or part of +it (a charged cell) eventually discharge. Usually, a lightning +flash consists of several sequential components spaced at tens +of milliseconds, which travel through a common channel (and +E M Bazelyan G M Krzhizhanovski|¯ Power Engineering Institute, +Leninski|¯ prosp. 19, 117927 Moscow, Russian Federation +Tel.: (7-095) 955-31 39; Fax: (7-095) 954-42 50 +Yu P Ra|¯zer Institute for Problems of Mechanics, +Russian Academy of Sciences, +pros. Vernadskogo 101, 117526 Moscow, Russian Federation +Tel.: (7-095) 434-01 94; Fax: (7-095) 938-20 48 +E-mail: raizer@ipm.msk.ru +Received 23 March 2000; revised 19 April 2000 +Uspekhi Fizicheskikh Nauk 170 (7) 753 ± 769 (2000) +Translated by E N Ragozin; edited by A Radzig +PHYSICS OF OUR DAY +PACS numbers: 52.80. ± s, 52.80.Mg, 51.50.+v, 52.90.+z +The mechanism of lightning attraction and the problem +of lightning initiation by lasers +E M Bazelyan, Yu P Ra|¯zer +DOI: 10.1070/PU2000v043n07ABEH000768 +Contents +1. Introduction +701 +2. How the lightning leader works +701 +3. Initiation of descending lightning in a cloud +704 +4. Build up of the leader of descending lightning and potential delivered to the ground +705 +5. Attraction of lightning. Ascending counter leader +707 +6. Physical mechanism for the attraction of lightning +708 +7. Adverse effect of the corona on the initiation of ascending and counter leaders and the possibilities +to overcome it +709 +8. Demands for, capabilities of, and modern trends in lightning protection +711 +9. Laser triggering of lightning +712 +10. Requirements on a laser-produced channel +714 +11. Conclusions +715 +References +716 +Physics ± Uspekhi 43 (7) 701 ± 716 (2000) +#2000 Uspekhi Fizicheskikh Nauk, Russian Academy of Sciences + +=== PAGE 2 === +sometimes through different ones). The overall flash duration +may be as long as a second; sometimes the `component' flicker +of a channel is discernible to the human eye. The first +component, which makes its way through the unperturbed +air, is similar in nature to the laboratory spark leader which +breaks down the long gap, say, between a high-voltage rod +and a grounded plane. +The electric field in this gap is strongly nonuniform. It +focuses near the small-radius rod tip. The air in this region +begins to ionize, which requires a field E > Ei  30 kV cmÿ1, +with the effect that under specific conditions there arises a +thin plasma channel growing towards the plane. Despite the +fact that the channel soon enters the domain of a very weak +external field not nearly strong enough to ionize air, it +continues to grow. Due to the still high conduction of the +channel, the high electrode potential U is transferred without +significant losses to the front end of the channel Ð the tip of +small radius r. The tip is a source of a strong field Em  U=r, +and the adjacent air ionizes. As soon as the new volume of air +acquires a high conduction, the high potential is transferred +to it, and this volume becomes the new tip. The length of the +plasma channel therewith increases. The ionization process in +the vicinity of the tip is inherently the propagation of an +ionization wave. The structureless plasma channel thereby +produced is referred to as a streamer (Fig. 1). +The theory of streamers is in an advanced stage of +development and permits estimation of the main parameters +in agreement with experiment [32]. In air, for a voltage of 10 ± +1000 kV, the streamer travels at a speed vs  107ÿ109 cm sÿ1 +and produces, immediately behind the tip, a plasma with an +electron density up to 1014 cmÿ3 in a channel of radius +r  0:1 ± 1 cm. But in cool air electrons attach themselves to +oxygen molecules in 10ÿ7 s and also recombine rapidly with +the resultant complex O‡ +4 ions. That is why a cool plasma +channel does not live long and does not grow to very great +lengths. As shown by experiments, in cool normal-density air, +a positive (moving towards the cathode) streamer grows for +as long as the average external field over its length exceeds +Ecr  4:5ÿ5 kV cmÿ1, while Ecr  10ÿ12 kV cmÿ1 for a +negative streamer. Hence, for U ˆ 5 MV Ð a nearly limiting +voltage for laboratory experiments Ð a negative streamer can +grow no longer than U=Ecr  5 m. Meanwhile, spark +discharges longer than 100 m have been obtained at this +voltage in the laboratory (to be more specific, at outdoor +high-voltage test benches), whereas lightning ranges into +kilometers for an average external field of only 100 ± +200 V cmÿ1. +The only way to prevent an air plasma from decaying in so +weak a field is to heat the gas to a high temperature. For +T 5 5000 K, the electron losses due to their attachment are +virtually nonexistent, the electron recombination is moder- +ated owing to the decay of complex ions, and the electron loss +is compensated for by associative ionization involving O and +N atoms, which does not require an electric field. But the +radius of the channel which may be heated is sharply limited, +for only a limited amount of energy can be expended for this +purpose. As is well known, in charging a capacitor with +capacitance C to a voltage U, an energy CU 2=2 dissipates, +which is equal to the electric energy to be stored. About the +same is the case with a growing long line with distributed +parameters, typified by the channel [32]. The capacitance of a +unit length of the channel of radius r and length L 4 r is +approximately equal to +C1  +2pe0 +ln…L=r† ˆ 0:555 +ln…L=r† pF cmÿ1 : +…1† +The capacitance of a unit length of its tip, if it is taken to be +a hemisphere, C1t  2pe0r=r ˆ 2p0e0 is ln…L=r† times larger +and does not depend on the radius at all. No more energy than +C1tU2=2 ˆ pe0U2 can be spent to form a unit length of the +channel, including its heating. For instance, 28 kJ cmÿ1 if +U ˆ 10 MV, which is typical of weak lightning. This energy +can heat an air column of radius r  1 cm to 5000 K (at a +pressure of 1 atm, the specific enthalpy is equal to 12 kJ gÿ1). +In laboratory conditions for U  1 MV, r  1 mm. +However, a prodigious field U=r  106ÿ107 V cmÿ1 +would have been induced near the channel tip for so small a +radius. The electric field around the cylindrical channel, +E  U‰r ln…L=r†Šÿ1, +would +also +be +very +strong +(ln…L=r†  10). An extremely strong ionization wave would +travel through the air surrounding the tip and the channel, +which would immediately increase their radius. But in this +case the amount of energy would fall short of the gas heating. +Being cool, the channel would rapidly lose conductivity and +the electrical link to the voltage source. It would cease to +grow. We arrive at a vicious circle. The voltage should be +augmented to increase the energy deposited into the channel, +but simultaneously the volume of the conducting (and +therefore heated) gas increases owing to the ionization +expansion, with the effect that the specific energy deposition +does not rise. This is precisely the reason why a long +laboratory spark and lightning cannot constitute a structure- +less plasma channel akin to a streamer. They propagate +employing the leader mechanism. +The leader is structurally much more complex. The thin +plasma channel of a leader is embedded in a shell of space +charge (termed a cover) of the same sign as the channel +potential U. The cover radius RL 4 r. The potential U now +falls off at a radial distance of the order of RL rather than r, as ++ ++ ++ ++ +x +a +E +x +ncr +n‡ ÿ ne +ne…x† +x +b +Ecr +Em +E…x† +Figure 1. Schematic of the front part of a positive streamer (a), and +qualitative distributions of the electron density ne, the difference between +the densities of positive ions and electrons, n‡ ÿ ne, which determines the +space charge density, and of the field E along the axis in the vicinity of the +tip (b). +702 +E M Bazelyan, Yu P Ra|¯zer +Physics ± Uspekhi 43 (7) + +=== PAGE 3 === +was the case with a streamer. That is why the electric fields at +the channel surface and near the leader tip prove to be +moderate even for a very high voltage Ð ranging into tens +of megavolts, as for lightning. Nevertheless, the field around +the tip is high enough to initiate streamers, Et  30 ± +50 kV cmÿ1. The tip serves as a source of a diverging bundle +of numerous streamers which make up a continuous sequence +starting from the tip as from a high-voltage electrode. On +travelling a distance of the order of Rs  U=Ecr, the streamers +come to a halt. For a negative leader for U  10 MV, +Rs  10 m. A streamer zone is thereby formed in front of the +leader tip (Fig. 2). It is occupied with moving streamers and +those already dead. The charge introduced by the streamers +becomes the cover charge. Penetrating into the streamer zone +preformed, the growing leader channel pulls on a cover of +radius RL  Rs. +The channel tip moves to a new position, adding a new +portion to the channel, when the current of many `young', just +emitted and still well conducting streamers is concentrated in +a thin column to heat it to a high temperature providing +retention of the conductivity. This is the most important +phase of the leader process Ð the current contraction to a thin +filament is akin to the effect of constriction in a glow +discharge and is associated with the action of an ionization- +overheating (thermal) instability [33]. The scale for the leader +velocity vL is supposedly the ratio between the length of the +streamers that retain a good conductivity, l  vs=na (vs is the +velocity of streamers in the immediate neighborhood of the +leader tip, and na is the electron attachment frequency), and +the characteristic instability build-up time tins. The bundle of +conducting streamers nearly in contact with each other, in +which the electron density is still relatively high, supposedly +forms what appears in the photographs as a bright leader tip. +The tip radius r is therefore about the same as l. For the values +vs  107 cm sÿ1 and na  107 sÿ1 typical of the streamer zone +of laboratory leaders, one finds l  1 cm. The instability +build-up time in this case is, according to calculations [32], of +the +order +of +tins  10ÿ6 +s. +Hence +it +follows +that +vL  l=tins  106 cm sÿ1. Estimated values of r and l agree, +in order of magnitude, with those given by experiments. The +lightning leader velocity vL is higher by an order of +magnitude, since the tip voltage is 1 ± 2 orders of magnitude +higher and all the processes are more intense. The effects and +the processes in the leader tip and in the streamer region are so +complicated that the dependence of the leader velocity on +external factors is hard to represent in the form of a reliable +and physically transparent formula. Neither an adequate +theory, nor adequate numerical calculations exist at present. +The understanding of the phenomena which determine the +leader velocity does not, even qualitatively, go far beyond the +scope of what was just stated. This issue is discussed some- +what more fully in Ref. [32]. One can find there a numerical +simulation of the instability development that is responsible +for the contraction of the current in the leader tip to a thin +filament, thus allowing the plasma heating up to a high +temperature. +In a leader, the ionization-overheating instability builds +up in a somewhat different manner than in the contraction of +a glow discharge. In the latter, the process proceeds for a fixed +voltage, while in a leader for a fixed current. The source of this +current is the streamer zone which possesses an extremely +high resistance. It is as if this region served as a current +generator, and no processes in the leader tip (including +contraction of the currents of many streamers to a thin +pinch) can alter this current. +Progress toward understanding lightning processes is +impossible without prescribing some reasonable dependence +of the leader velocity on external parameters. Having no +theoretical dependence at our disposal, subsequently (see +Section 4) we will invoke an empirical relationship and, +naturally, provide a physical substantiation of which of the +external parameters is the controlling one as regards the +velocity. We note that constructing a good leader theory is a +topical problem for the future, if we are seriously interested in +the processes underlying the development of long sparks and +lightning. Determination of the leader velocity should be one +of the outcomes of this theory. +The situation with the theory of a leader channel is little +better (from the quantitative standpoint). Without this +theory, it is also hard to make advances in the description of +the lightning processes. The voltage drop across the channel +and, hence, the potential of the leader tip responsible for the +leader movement depend on the intensity of the longitudinal +field in the leader channel. The leader channel resembles the +channel of an arc. The quasi-stationary state with a non- +decaying quasi-equilibrium plasma with an electron density +ne  1014 cmÿ3 is sustained in a leader channel and an arc by a +relatively weak field. The state in an arc channel is determined +by the current flowing through the arc. The plasma +temperature and the longitudinal field depend on the +current. For a relatively high current i  100 A, the plasma +is quasi-equilibrium in the sense that the temperature of the +electron gas Te and that of the gas of heavy particles T, +including ions, are close to each other (Te  T  10; 000 K), +and the degree of ionization corresponds to this temperature +according to the laws of thermodynamic equilibrium. For +i  100 A, the plasma of an arc channel is sustained by electric +fields of several volts per centimeter. Indeed, such are the +leader currents in lightning. In a laboratory leader, the +current is lower, i  1 A, and the electric field in the channel +is stronger Ð according to different estimates, several +hundred volts per centimeter ( 1 ± 5 kV cmÿ1 immediately +after the initiation of a new portion of the channel). In an air ++ + ++ + ++ + ++ + ++ + ++ + ++ + ++ + ++ + ++ + ++ + ++ + +‡U +‡+ ++ ++ ++ ++ ++ ++ ++ ++ ++ ++ +Anode +Cover +Channel +Tip +Streamer +zone +Streamer +zone +Channel +Figure 2. Photograph (made in a laboratory) and schematic representation +of a positive leader. +July, 2000 +The mechanism of lightning attraction and the problem of lightning initiation by lasers +703 + +=== PAGE 4 === +arc at atmospheric pressure for so low a current, the field is +weaker though also close to 100 V cmÿ1. In low-current arcs, +the gas temperature is distinctly lower than 104 K and the +temperatures are appreciably different, viz. Te > T. It seems +likely that the situation is also the same in the leader channel +of a laboratory spark. Since the theory of the leader channel is +also far from completion Ð and knowing the electric field in +the channel and its dependence on the leader current is +indispensable to an understanding of many lightning pro- +cesses Ð in the subsequent discussion we will take advantage +of the following approximation formula +i  b +E ; +b  300 V A cmÿ1 ; +…2† +which describes in a crude way the calculated and experi- +mental results relating to the volt ± ampere characteristic of +an air arc at atmospheric pressure for moderate currents +i  1ÿ100 A [33]. The leader and arc channels are compared +more fully elsewhere [32]. +3. Initiation of descending lightning in a cloud +On the average, about 90% of descending lightning carries a +negative charge to the ground, the start being made from the +lower, negatively charged part of the cloud dipole (Fig. 3). +The initiation of descending lightning in a cloud is literally +shrouded in mist. Nobody ever saw or recorded it. One may +conjecture the initiation mechanism, but one thing is clear. A +cloud is not a conductor and cannot be likened to an electrode +of large radius connected to a high-voltage generator. The +negative charge of the cloud resides in hydrometeors +(droplets, snow flakes) Ð small low-mobile macroscopic +particles separated by a dielectric air medium. In the short +time it takes the lightning leader to propagate to the ground +and the cloud to discharge, the carriers of the cloud charge +have no time, so to say, to move out of the positions. +The average electric field in the cloud cell (of the order of +several kV cmÿ1) is not nearly strong enough to ionize the air, +which requires at least 20 kV cmÿ1 at an altitude of 3 km. The +initial ionization, without which a leader cannot originate, +occurs owing to a chance field strengthening in a small +volume. It is conceivable that a local accumulation (a +vortex) of charged hydrometeors is responsible for this. By +the way, even near uncharged hydrometeors the maximum +field is at least three times stronger than the average, because a +water droplet with a relative permittivity e1 ˆ 80 polarizes +almost like a metal conductor. For a spherical droplet, the +polarization charge suffices to triple the electric field; for +droplets elongated along the field, the effect is even stronger. +It was hypothesized that the initial track of ionization is +produced by a high-energy particle being a constituent of +cosmic rays. Nobody knows this with certainty. It is beyond +question that the lightning leader should originate from some +ionized conducting plasma object extended along the vector +of the cloud field E0. Owing to the polarization of a conductor +of length l 4 r (Fig. 4), the field at its ends strengthens as +Em  E0 ‡ DU +r + E0 + +1 ‡ l +2r + +: +…3† +The tip of the initiator conductor serves as the source of +streamers in the bundle of which there originates a leader [32]. +In this respect, both ends are equivalent, and therefore two +leaders emerge. The twin leaders move in opposite directions. +One, being negative, moves primarily down to the ground (if +the leaders originated in a negatively charged cloud cell, as is +shown in Fig. 5) while the other, the positive one, moves +upwards. The leaders are electrically linked to each other and +are therefore interdependent: as they grow, the charge flows +from one to the other. In this case, the charge cloud remains in +place. During their development, the leaders can bypass the +charged regions altogether if they originated outside the +charged cell. As the descending leader grows, it is supplied +6 +km +4 +2 +0 +Rc +‡Qc +ÿQc +D +H +Figure 3. Charge distribution in a cloud and model of the equivalent cloud +dipole. Sometimes beneath the negative-charge domain there resides a +small positive charge, which is disregarded by the dipole model. Typical +geometric and electric scales are: H  D  3 km; Rc  0:5 km; Qc  10 C. +Taking into account the mirror charge reflection by the perfectly +conducting ground, the potential at the center of the negatively charged +cell is U  ÿ290 MV relative to the ground; the potential at the lower edge +of the negatively charged sphere is ±180 MV. +l +x +2r +U…x† +U ˆ ÿE0x +E0 +E0 +E +E0 +Em +Em +t +ÿ +‡ +Figure 4. Cause of the field multiplication at the ends of a conducting rod +embedded in and aligned with a uniform electric field E0. The diagram +shows the distributions of the potential U (the dashed line corresponds to +the absence of the rod), the field E, and the charge t of a unit length of the +rod. The potential changes at the rod ends with respect to the external one +are DU  E0l=2. +704 +E M Bazelyan, Yu P Ra|¯zer +Physics ± Uspekhi 43 (7) + +=== PAGE 5 === +with negative charge not from the cloud. It takes the charge +away from its twin, leaving it positive. The role of the cloud +charge reduces exclusively to inducing the electric field which +initiates and drives the leader process by supplying it with its +electric energy. +Naturally, the leaders are more likely to originate where +the average cloud field is strongest. When we are dealing with +a negative descending leader, this is the lower edge of the +negatively charged cloud cell. At the center of the cell, the field +is close to zero; outside the charged region, it falls off as we +recede from this region. It is pertinent to note that the +origination of twin leaders is observed in laboratory condi- +tions by placing a polarizable metallic rod in the electric field, +for instance, between plane electrodes (Fig. 6). Concerning +lightning, this idea was apparently first stated by Kazemir +[34]. We came across his forgotten, uncited, and inherently +qualitative paper when we were quantitatively developing a +similar notion in our monograph on lightning [35]. +In a similar manner, the twin leaders originate at and grow +from the ends of an extended metallic body insulated from the +ground when its long dimension is aligned with the electric +field vector of a thundercloud, even though it may not be fully +mature. This is the main reason why large-sized aircraft and +rockets are struck by lightning. They suffer from lightning +which they induce themselves rather than from accidental +encounters with descending or intercloud leaders. Running +tip, we note that it is possible, in principle, to provoke the +origination of lightning in exactly the same way with a long +laser spark. It is desirable to produce its conducting channel +as close as possible to the lower cloud edge but within +visibility range and, so far as possible, parallel to the vector +of the local external field. It would then be possible to +observe, with preparations made in advance, the origination +and the subsequent growth of the descending leader. It is +precisely this type of experiment that would hold greatest +interest for lightning science. +4. Build up of the leader of descending lightning +and potential delivered to the ground +The leader velocity vL is determined ultimately by the excess +of the leader tip potential Ut over the external potential U0…x† +at the point of tip location x, DUt ˆ Ut ÿ U0. The quantity vL +may equally be thought of as being dependent on the current +iL which flows to the leader tip and feeds it: +iL ˆ tvL; +t ˆ C1…Ut ÿ U0†; +C1 ˆ +2pe0 +ln…L=RL† ; +…4† +where t is the charge, and C1 the capacitance of a unit length +of the leader. The latter obeys the above formula (1), with the +reservation that the channel radius r should be replaced with +the effective cover radius RL that harbors the bulk of the +leader charge. The velocity cannot depend directly on the +external field E0…x† ˆ ÿHU0 at the point of tip location. The +mechanism of leader advance is indeed associated with the +action of overwhelmingly stronger inherent fields induced by +intrinsic charges. In the streamer region of a negative leader, +Es 10 kV cmÿ1. This field determines the radius of the +region and, hence, the radius of the charge cover around the +channel: RL  DUt=Es. In the proximity of the leader tip, the +field is even stronger (Ei  50 kV cmÿ1) to initiate streamers. +In the region of current contraction during the action of the +instability, the field was calculated to be as high as 20 kV cmÿ1 +[32]. Meanwhile, the leader quite often propagates in the +external field E0  100 V cmÿ1, which is weaker even than +random variations of the intrinsic one. +Not engaging in speculations as to the vL…DUt† depen- +dence, we take advantage of the empirical relationship +vL  …DUt†1=2 established in laboratory experiments with +positive leaders. Unlike a positive leader which moves in a +near-continuous manner, a negative one propagates (both in +a laboratory and with lightning) in a clearly defined +intermittent, jump-like manner. A leader of this kind is +termed stepped. The nature of the stepping is not completely +understood; it is discussed in Refs [32, 35]. However, +U +U…t† +U0…x† +U…t ˆ 0† ˆ U00 +x +Figure 5. Schematic of the initiation and the propagation of twin leaders +which started near the lower edge of the lower cloud charge at the instant +of time t ˆ 0. The potential distribution of the cloud dipole U0…x† (taking +into account the mirror reflection) along the x-coordinate is measured +from the ground upwards. The leader channel is assumed to be perfectly +conducting, so that its potential U is everywhere the same but changes with +time. +ÿU +Streamer zone +Streamer zone of +the descending leader +Metal electrode +Tip of the ascending +leader +Tip of +the descending leader +10 +20 +30 +40 ms +Figure 6. Time scan of the twin leaders which started from a 0.5-m long +metal rod embedded in a uniform field in a 3-m long gap. The interdepen- +dence of their development is evident. +July, 2000 +The mechanism of lightning attraction and the problem of lightning initiation by lasers +705 + +=== PAGE 6 === +experiments with sparks hundred meters long exhibited no +fundamental differences between the average velocities of the +positive and negative leaders. The same is also true of positive +(continuous) and negative (stepped) lightning leaders. In the +consideration of the growth of leaders of either sign, in what +follows it is therefore assumed that +vL ˆ a + +jUt ÿ U0j +p +; +a ˆ 1500 cm sÿ1 Vÿ1=2 : +…5† +Generally speaking, the potential distribution along the +leader should be calculated in the context of the theory of a +distributed-parameter long line. However, for a typical +current of the lightning leader i  100 A and the field in the +channel estimated using formula (2), the voltage drop across +the channel is found to be relatively low in comparison with +DUt. Hence, the entire channel formed by twin leaders (the +descending and ascending ones) in the first approximation +may be thought of as carrying a common potential U at every +point in time, like a perfect conductor. Then, the growth of +the leaders is described by the elementary equations +dx1 +dt ˆ ÿa + +jU ÿ U0…x1†j +p +; +dx2 +dt ˆ a + +jU ÿ U0…x2†j +p +; …6† +where x1 and x2 are the tip coordinates of the descending and +ascending leaders (the leader axis is measured from the +ground upwards). In this case, the instantaneous value of +the channel potential U…t† is determined by the condition that +the total charge distributed along the combined channel of the +leaders with a linear capacitance C1 is equal to zero: +…x2 +x1 +t dx ˆ 0 ; +t  C1…U ÿ U0…x†† ; +U ˆ +1 +x2 ÿ x1 +…x2 +x1 +U0 dx : +…7† +The calculation of the growth of a lightning leader is +exemplified in Fig. 7. The leading role is played by the +descending leader which hardly decelerates as it travels in +the direction of the electric force of the external field and +which feeds the ascending one with its current. Before long, +the latter (leader) begins to decelerate, for it finds itself in the +domain of a steeply rising cloud potential. In this case, the +ascending leader travels in the direction opposite to the +electric force (see Fig. 5) and grows so far as the charge is +delivered to it from the considerably faster descending one. +When the descending leader reaches the ground and stops, the +charge ceases to be delivered to the channel for a moment. +The ascending leader also comes to a halt. Immediately after +this, a wave travels upwards through the channel to carry the +zero ground potential and the highest lightning current, the +wave velocity being only a few times lower than the speed of +light. However, this is an entirely different stage of the +lightning process. This stage is termed the principal, or +return stroke, and we will not enlarge on this subject (it is +considered in detail in the monograph [35]). Formally, +according to Eqns (6), the ascending leader comes to a halt +when the voltage change on a tip U ÿ U0…x2† ˆ 0 but actually +when this difference falls off to a relatively low value +DUt min  0:4 MV 5 U, U0…x2†. Such is the limit below +which the leader cannot grow at all, as shown by laboratory +experiments and calculations [32]. Therefore, the potential Ui +which the descending leader delivers to the ground can be +estimated even without considering the evolution of the +leaders, employing only equalities (7) and putting simulta- +neously U  Ui  U0…x2† and x1 ˆ 0, which corresponds to +cessation of motion of both leaders. Geometrically, this +4 +3 +2 +1 +0 +5 +10 +15 +x2 +x0 +x1 +Altitude, km +Time, ms +a +2 +1 +0 +ÿ1 +ÿ2 +ÿ3 +1 +2 +3 +4 +x, km +t, mC mÿ1 +b +2.0 +1.5 +1.0 +0.5 +200 +180 +160 +140 +120 +100 +0 +5 +10 +15 +Time, ms +Velocity of the descending leader, 105 msÿ1 +ÿU, MV +vL +U +c +Figure 7. Simulation of the development of a pair of leaders that start from +the +lower +boundary +of +the +negative +charge +of +a +cloud +dipole +(H  D  3 km, Rc  0:5 km, Qc  12:5 C): (a) positions of the tips of +the negative descending (x1) and twin positive ascending (x2) leaders, and +also of the point of zero potential difference U ÿ U0…x0† ˆ 0; (b) distribu- +tion of the linear charge along the leader axis at t ˆ 16 ms (calculated using +an advanced model); (c) potential and velocity of a descending leader. +706 +E M Bazelyan, Yu P Ra|¯zer +Physics ± Uspekhi 43 (7) + +=== PAGE 7 === +corresponds to equality of the two figure areas enclosed by the +U0…x† curve and the U ˆ const straight line in Fig. 8. 1 +The potential Ui which the descending leader delivers to +the ground is far lower in magnitude than the cloud potential +U00 at its point of origin. Despite the widespread belief, this is +not owing to the voltage drop across the channel, which is +neglected in the above calculation altogether. The potential of +a perfectly conducting channel which had its origin in a +nonconducting space with an electric field need not necessa- +rily coincide all the time with the potential of this field at the +point of origin. This would be the case if the channel were +connected to a voltage source having zero internal resistance +or with a plate of a charged capacitor of unlimited +capacitance. In the case under consideration, the potential +assumes a value obtained by averaging the U0…x† function +over a length x2 ÿ x1, strongly asymmetric relative to the +point of the channel origin. As the channel grows, jUj +becomes progressively lower in comparison with jU00j. The +reason is that the U0…x† curve is strongly extended towards +the ground from the point of leader origin, whereas it has the +shape of a narrow deep well in the opposite direction (see +Fig. 8). In the case of an unbranched vertical channel, as in +Figs 7 and 8, about half the potential is delivered to the +ground (Ui ˆ ÿ105 MV instead of U00 ˆ ÿ185 MV at the +starting point of the lightning). The numerous branchings and +path curvature usually inherent in lightning significantly +reduce Ui, actually several-fold further. +The magnitude of the potential delivered to the ground is +the most important lightning parameter. The destructive +lightning current upon leader ± ground contact is propor- +tional to the delivered potential: I ˆ Ui=Z, where Z  500 O +is the wave impedance of a long line formed by the leader +channel. It is not inconceivable that record-high lightning +currents of  200 kA correspond to those rare occasions +when the descending leader develops nearly along a vertical +line and without branching rather than to record-high +charged thunderclouds. The magnitude of the potential +delivered to the ground is significant in one more respect. +The `force of attraction' of lightning for a tall grounded object +depends on this potential, as discussed immediately below. +The higher jUtj, the earlier the lightning sets off for the object +and the greater the range of attraction. +5. Attraction of lightning. +Ascending counter leader +It has been known for a long time that lightning exhibits +selectivity, striking primarily tall objects. It is as if the tall +grounded conductors attract it. This underlies the operation +of lightning rods. As a rule, a cloud-to-grounded-object strike +is preceded by the excitation of a counter leader from its +summit. The descending and counter leaders grow, attracting +each other. Their joining connects the descending lightning to +the ground via the conducting object. There may be several +counter leaders in a group of grounded objects (for instance, +they can start from the summits of the lightning rod and the +object under its protection). The earlier the counter leader +originates and the more intense its development, the better +the chance that it intercepts the lightning. The ascending +leader may also originate in the absence of descending +lightning, under the action of the field of the thundercloud +alone (if the object is tall enough and the cloud field is strong). +This is the way so-called triggered lightning is organized +artificially: a small rocket is launched into a cloud, pulling a +thin (0.2 ± 0.3 mm in diameter) grounded wire behind it [37]. +The ascending lightning starts when the rocket reaches an +altitude of about 200 m. In experiments [17, 18] on laser +triggering of lightning, the leader was also excited to ascend +from a tall tower. +The cause of the origination of the ascending leader is +simple. If the charges of the descending lightning and (or) the +cloud induce a vertical field E0 in the region of a grounded +conductor of height h, the difference between the zero +potential of the conductor summit and the potential of the +external field at the point of its location is DU ˆ E0h. This +gives rise to a region of local field strengthening near the +summit. This field and DU may turn out to be sufficient to +ionize the air and generate the leader (DU >DUt min  +0:4 MV). However, the lightning is affected only by that +counter leader which is capable of travelling a distance L at +least comparable with the object height, i.e. several tens to a +hundred meters. Only then will the `gain' in an object height +owing to the conducting leader channel become significant. +For this to happen, the potential change near the tip of the +counter leader DUt ˆ …E0 ÿ EL†L ‡ DU0, where EL is the +field strength in its channel, should not lessen in comparison +with DU0 (Fig. 9). The condition for viability of the counter +leader, E0 > EL, proves to be more rigorous than its +origination condition, E0 > DUt min=h. +According to formula (2), the current in the channel of a +viable leader exceeds imin  b=E0, where the current is given +by expression (4). The requirement i > imin imposes condi- +tions on the initial potential change DU ˆ E0h at the object +summit and its height for a given external field or on the +minimal intensity of the external field for an object of a given +height: +DUmin ˆ + b ln…L=RL† +2pe0a +2=3 +1 +E 2=3 +0 +; +…8† +hmin ˆ + b ln…L=RL† +2pe0a +2=3 +1 +E 5=3 +0 +: +Taking the values of b and a from formulas (2) and (5), and +putting L=RL  10 (the dependence on this not-too-well +determined parameter is very weak), we find for E0 ˆ +150 V cmÿ1 that DUmin  3:2 MV and hmin  210 m. Much +Ui ˆ U0…x2† +U0…x† +x +x2 +x0 +H +U ++ +ÿ +Figure 8. Employing the area equality condition to determine the electric +potential delivered to the ground by a negative leader. +1 Curiously, a similar condition for the equality of areas in the correspond- +ing coordinates describes the static equilibrium (co-existence) of a great +diversity of states in physics, e.g., the current and currentless regions in +discharges, the burned and initial mixtures at the moment of a combustion +flame stopping, and many others [36]. +July, 2000 +The mechanism of lightning attraction and the problem of lightning initiation by lasers +707 + +=== PAGE 8 === +the same field at the ground is produced by a cloud dipole +with a lower charge jQcj ˆ 10 C at an altitude H ˆ 3 km. +These parameter values are quite moderate for thunder- +clouds, and the triggering of lightning for a 200-m elevation +of a rocket with a wire is a wholly realistic situation. From +buildings of typical height, say, h ˆ 50 m, the counter leader +is, according to formula (8), excited for an external field +E0  350 V cmÿ1. Over plains, the thunderstorm field from a +cloud charge is rarely, if ever, that strong (in the mountains, +sometimes it is). The leader of the descending lightning should +add about 200 V cmÿ1 by its charge. This may happen, for +instance, when a leader carrying a potential U ˆ 37 MV to the +ground descends along a vertical path to an altitude +H0 ˆ 5h ˆ 250 m at a horizontal distance R ˆ 3h ˆ 150 m +from the object. The main contribution to the leader field at +the ground is made by the charge localized in the portion of +the leader of length H0 immediately behind the tip. Here, the +linear charge density is t  C1U  4:4 mC cmÿ1 +for +U ˆ 37 MV. It may be said that the lightning trajectory +deviates `purposefully' from the vertical at a point with +coordinates H0 and R and rushes to the object instead of +striking the ground a distance R away. The calculated figures +given above are in reasonable accord with observations. +6. Physical mechanism for the attraction +of lightning +Clearly the attraction of lightning for a tall building and +most often for its extension Ð a counter leader Ð is +attributable to the electric field produced by the charges +induced in these bodies by the charges of the cloud and the +developing lightning. But this commonplace statement is +void of content unless what this field acts upon is specified +and unless the specific physical mechanism of the interac- +tion of two leaders is elucidated. For, while the leader tips +are hundreds of meters apart, each of them is subject to the +field of the other leader, which is little stronger than the +cloud field. It is as weak as hundreds of volts per centimeter +and they do not exert a noticeable effect on the magnitude +of the leader velocity. This was explained in Section 4 and is +inherent in formula (5). What is the mechanism of mutual +attraction of the leaders? +We allow ourselves to propose a hypothesis. The weak +external field E0, which has no effect on the leader velocity vL +determined by the magnitude of the potential change jDUtj at +its tip, affects the leader acceleration: +dvL +dt ˆ  + +dvL +djDUtj + dU +dt ÿ HU0 +dx +dt + +ˆ  + +dvL +djDUtj + dU +dt ‡ …E0vL† + +: +…9† +Here, the upper sign refers to the negative leader, and the +lower sign to the positive one. The first factor in Eqn (9) is +independent of E0 and is always positive, the second consists +of two terms comparable in absolute value. The term dU= dt +related to the charge redistribution along the growing light- +ning channel is most often favorable to the moderation of the +growth of the descending leader. The term …E0vL† charac- +terizes the direct dependence of the leader acceleration on the +external field. The higher E0 and the smaller the angle +between the vectors of the leader velocity and the `electric +force' E0, the higher the acceleration, all other factors being +equal. Hence, the leader will get to the ground or a grounded +conductor sooner if it moves in the direction of the vector of +the electric force. +In reality, the growth of the descending leader involves +inherently statistical factors. As revealed by frame-by-frame +photography of a laboratory leader with an exposure time of +the order of 10ÿ7 s, a growing leader always exhibits several +leader tips. They are connected to the main channel by short, +randomly oriented leader `branches' (Fig. 10). Of all these +tips, the one whose branch grows closest to the direction of +the external electric force has the highest probability of +survival. More often than not the remaining tips soon die +off, because the tip which grows along the E0 vector and +thereby keeps ahead of them hinders the growth of those +lagging behind through the repulsive action of the intrinsic +charge. The infrequent survival of two tips initiates a +U0 ˆ ÿE0x +3 +1 +2 +DU +U +Figure 9. Viability criterion for the leader ascending from a grounded +structure of height h in an external field E0: 1 leader is capable of +developing and accelerating; 2 decelerating nonviable leader; 3 leader on +the verge of viability. +Channel +Tips +10 cm +Figure 10. Photograph of a leader with several tips; the exposure time is +0.3 ms. +708 +E M Bazelyan, Yu P Ra|¯zer +Physics ± Uspekhi 43 (7) + +=== PAGE 9 === +`macroscopic' leader branching clearly visible in photographs +of lightning and sometimes of long sparks. The chance +survival of a tip deflected from the direction of the external +field causes the lightning trajectory to bend. However, the +latter event becomes a rarity when the external field builds up +in magnitude along some of the directions of the descending +leader growth. The route to the counter leader is precisely the +one. +An assumption can be made as to the cause of the random +origination of new tips. The surface of the equipotential +plasma channel conductor is unstable. An accidental sharp +spike induces a field enhanced along the spike direction. +Under its action, the spike begins to grow. Growth is possible +in any direction, including that at a significant angle to the +weak external field. +All of the aforesaid, we believe, provides a qualitative +explanation why the leader on the average adheres in its +motion to the external field line but does not necessarily +follow it rigorously. By and large the descending leader is +headed to the ground. But it is more likely to deviate from its +principal direction as the cloud field is combined with a +differently directed field of comparable intensity induced by +some other source, for instance, by the charge carried by the +counter leader. Naturally, the qualitative reasoning outlined +above calls for a more rigorous theoretical substantiation +and, which is desirable, numerical simulations employing, +e.g., the Monte Carlo technique. +7. Adverse effect of the corona on the initiation +of ascending and counter leaders and the +possibilities to overcome it +It is well known, all other factors being the same, that the +ascending leader is far less frequently excited from a +stationary building than from a rocket with a grounded wire +moving fast upwards. The reason lies with accumulation of +the corona space charge nearby the summit of a grounded +building, whereas this charge does not have time to form in +front of a rocket flying with a velocity of 100 m sÿ1. The +electric field near the summit of the building becomes weaker +owing to the space charge, with the effect that a stronger +external field E0, which is induced by the thundercloud alone +or in combination with the leader of the descending lightning, +is required to excite the ascending or counter leaders. We are +dealing now with a `quiet' stationary corona, which is +sometimes termed an ultracorona. It develops for a relatively +slow rise of the voltage across the discharge gap. In the case +under consideration, the field builds up with repeated +accumulation of the charge of the cloud cell after each +lightning discharge or as the thundery front approaches the +location of the grounded building. Hence, times of no shorter +than a second are the case in point. +In a thin layer near the surface of the structure's summit, +where the field is maximum 2, ionization of the air occurs. If +the thundercloud is negative, as is the case in 90% of +instances, the grounded electrode (the grounded structure) is +positively charged. The electrons being produced enter it and +the positive ions drift from the summit to the cloud. In an +ultracorona, the electric field near the summit of the electrode +is sustained close to what is defined by the condition for +discharge self-maintenance, Ecor [33]. For a summit radius of +several centimeters, the latter is nearly coincident with the +ionization threshold, Ecor  Ei  30 kV cmÿ1. The field is +controlled automatically. If for some reason it is enhanced, +the ionization speeds up and more positive charge is +introduced into the space, which induces a negative charge +at the summit to attenuate the field. If the field becomes +weaker than Ecor, the corona is extinguished for some short +time, the previously produced positive ions recede from the +electrode, their action becomes weaker, and the field at the +summit builds up to resume the ionization. Such is the case +only for relatively slow voltage variations, because the +controlling mechanism is based on the ion motion whose +mobility is low. For a sharp rise of the voltage at the summit +of the electrode, the space charge required for the stabiliza- +tion has no time to form and the field rises there significantly +to generate ionization waves Ð streamers. A streamer flash (it +is referred to as a pulsed corona) may trigger the leader +process. This is precisely how the counter leader originates, +when the channel of descending lightning approaches the +object with a velocity of  107 cm sÿ1. Figure 11 gives the +results of numerical simulation of the ultracorona at the +summit of a grounded rod embedded in the external field. +The model, elaborated in cooperation with N L Aleksandrov, +takes full account of the effect of all the charges on the corona +field distribution, including those induced over the whole +length of the rod. +While the corona protects buildings from lightning to +some extent by hindering the origination of a counter leader, +it is detrimental to efficient operation of the lightning rod, for +its task is the opposite Ð to emit the counter leader as early as +possible and to intercept the descending lightning by itself. In +principle, the performance of this function could be promoted +by shooting, in due time, a `harpoon' with a metallic marline +tied to the summit of the lightning rod in order to transport +the conductor tip beyond the ion cloud. It is not improbable +that the main role of a laser-produced spark in the experiment +to trigger the ascending leader from a tower (reported in Refs +[17, 18]) reduced precisely to the transfer of the conductor +outside the corona cloud nearby the tower summit (see +Section 9). +We will consider the simplest corona model to gain an idea +of how far and with what velocity the `extender' of the +lightning rod should be ejected upwards. Let a corona be +displayed by an immobile spherical electrode of radius r0 to +which a voltage U…t† is applied (r0 corresponds to the radius +of the summit of a lightning rod of height h, and U ˆ E0…t†h is +the potential difference of the summit and the growing +external field E0…t† at the point of summit location). Let us +assume, and there are grounds for doing so, that the state of +the ultracorona formed is quasi-stationary in the sense that +the radial distributions of the field E…r† and the space charge +r…r† closely follow the corona current i…t† which varies +relatively slowly in time. At every point in time, they +correspond to the instantaneous value of i…t† as if the current +were invariable. In this case, the current through all the +spherical sections of the charge cloud at a given moment is +the same, i.e. a new portion of charge i dt introduced into the +corona goes exclusively to expand the ion cloud, into an +increment dRf of its front radius Rf…t†. Under this assump- +tion, the electrostatic and charge conservation equations +1 +r2 +d +dr r2E ˆ r +e0 +; +r +e0 +ˆ +i +4pr2e0miE +…10† +with a typical boundary condition for an ultracorona, +E…r0† ˆ Ecor ˆ const; are easily integrated (mi is the ion +2 In the absence of a corona, it may be estimated by formula (3). +July, 2000 +The mechanism of lightning attraction and the problem of lightning initiation by lasers +709 + +=== PAGE 10 === +mobility). Not writing out the somewhat unwieldy complete +formulas, we give only the compact asymptotic expressions +valid away from the electrode in the stage when the cloud has +strongly expanded and Rf 4 r0, while the space charge in the +gap, Q  4pe0R2 +f E…Rf†, is much larger than the electrode +charge qcor ˆ 4pe0r2 +0Ecor which does not vary during the +corona discharge: +E…r†  + +i +6pe0mir +s +; +r…r†  1 +r + +3e0i +8pmi +s +: +…11† +More precisely, these formulas are appropriate where the +electric field of the space charge exceeds the field of the +electrode charge, Ecor…r0=r†2. +The electrode potential is calculated employing one of the +equivalent expressions +U ˆ +…Rf +r0 +E dr ‡ EfRf ˆ Ecorr0 ‡ +…Rf +r0 +rr dr +e0 + 3EfRf ; +…12† +where Ef  E…Rf†. The radius of the ion cloud and the current +are found by integrating the equation vf  _Rf ˆ miEf with +expression (12) and a given function U…t†. The latter is +governed by the external conditions Ð for an atmospheric +field, by the charge accumulation rate in the thundercloud. In +particular, for U ˆ at, one finds +Rf ˆ t + +mia +3 +r +; +vf ˆ + +mia +3 +r +; +i ˆ 2pe0at + +mia +3 +r +: +…13† +For instance, let the cloud field attain a value E0 ˆ 100 V cmÿ1 +one second after the commencement of growth, h ˆ 100 m, +and mi ˆ 1:5 cm2 (V s)ÿ1. Then, a ˆ 106 V sÿ1, and at the +point in time t ˆ 1 s we have U ˆ 1 MV, i ˆ 390 mA, Rf ˆ 7:1 +m, Ef ˆ 470 V cmÿ1, and vf ˆ 7:1 m sÿ1. These estimative +figures are in reasonable agreement with numerical calcula- +tions. +If the corona-displaying electrode could move fast to +travel through the preformed ion cloud with a velocity v far +higher than vf, in a short time it would be ahead of the +previously produced peripheral ions and the new peripheral +part of the ion cloud formed in the course of motion would +now be unable to be ahead of the electrode. In other words, +the corona charge would cease to accumulate in front of the +electrode. +In +the +radial +distribution +of +ion +velocities +vi ˆ miE…r† given by the first of equalities (11), there exists a +section rc such that vi < v for r > rc, and vi > v for r < rc. +Roughly speaking, the region from rc to Rf is nonexistent in +the new cloud. The contribution of the charge corresponding +to this region to the U potential also vanishes. Since U +remains unchanged, being given by an external source, this +loss should be cancelled out by an increase in the electrode +charge q ˆ 4pe0r2 +0E…r0† and the corresponding enhancement +of the field E…r0† at its surface. Formulating these qualitative +notions in the context of the spherical model, we can write a +conditional equality which replaces the second of expressions +(12): +U ˆ E…r0†r0 ‡ +…rc +r0 +rr dr +e0 +: +…14† +Let the electrode velocity ensure the field strengthening +from the previous value Ecor +to half the maximum, +Em ˆ U=r0, which would take place in the absence of the +5 +10 +15 +0 +0.2 +0.4 +0.6 +With corona +Without corona +x, m +Electric éeld, kV cmÿ1 +a +0 +10 +20 +30 +0 +10 +20 +30 +40 +50 +60 +With corona +Without corona +x, cm +Electric éeld, kV cmÿ1 +b +15 +10 +5 +0 +1 +2 +3 +4 +Time, s +c +Charge front radius, m +0 +5 +10 +15 +103 +104 +105 +106 +107 +Ion density, cmÿ3 +x, m +d +Figure 11. Results of numerical simulations of the corona in proximity to +the hemispherical top of a grounded 30-m tall rod 3 cm in radius embedded +in the external field; the average ion mobility is 1.5 cm2 (V s)ÿ1. The field +builds up linearly with time up to 100 V cmÿ1 for t ˆ 1 s and is thereafter +held constant. (a) Field distributions along the x-axis, reckoned from the +rod upwards, for the instant of time t ˆ 5 s with and without the corona. +(b) The same on an enlarged scale in proximity to the top. (c) Radius of the +front of the ion cloud. (d) Ion density distribution at the moment t ˆ 5 s. +710 +E M Bazelyan, Yu P Ra|¯zer +Physics ± Uspekhi 43 (7) + +=== PAGE 11 === +corona. In the numerical example given above for r0 ˆ 3 cm, +Em ˆ 333 kV cmÿ1 and a field half as strong would suffice to +excite the leader. Bearing in mind that E…r0† ˆ Em=2 4 Ecor +and U 4 Ecorr0, we estimate rc from the condition which +follows from expression (14): +…rc +r0 +rr +e0 +dr  U +2  1 +2 +…Rf +r0 +rr +e0 +dr : +…15† +Employing formulas (11), we find that rc=Rf  1=4, +rc  1:8 m, and vc  vi…rc† ˆ 2vf  14:2 m sÿ1. These +figures give an idea of the scale of the quantities. To +eliminate the action of the corona, a conductor connected +to the lightning rod is to be fired upwards from its top to a +distance l of several meters (l > rc) with a velocity of several +tens of meters per second (v > vc). Solving the two- +dimensional axially symmetric problem of the field and +space-charge-density distributions in the discharge of a +spherical electrode in a gas flow would aid to refine these +results. For a flow velocity v exceeding some value vc, the +solution with Ecor ˆ const would cease to exist. The flow +with a velocity v ˆ miEcor  450 m sÿ1 would indeed blow +away all the ions completely. In this case, the potential +U 4 Ecorr0 is to be induced only by the increased electrode +charge. The critical value vc arrived at will indicate the +lower velocity bound for firing the extender of the lightning +rod. Also note that the numerical solution of the problem +on corona discharge of a rapidly growing electrode +encounters no difficulties. +8. Demands for, capabilities of, and modern +trends in lightning protection +Half a century ago, the main goal of lightning protection was +to eliminate fire arising from the contact of the lightning +channel with combustible materials and to guard power +transmission lines against storm overvoltages induced by +the current and the strong electromagnetic field of lightning. +Lightning rods cope with this `coarse task' easily. To solve +this problem, it will suffice to divert lightning from a fire +hazardous or dangerously explosive area. Power transmis- +sion lines are safely protected by lightning protection wires. +Suspended above the lines, they serve the function of an +extended lightning rod by intercepting the lightning channel. +So-called induced overvoltages turned out to be the first +truly serious indication that the lightning protection is +inadequate. Induced by the lightning current from a +distance of several hundred meters, they bring a threat to +relatively low-voltage power distribution networks (up to 10 +kV). It was recognized that the lightning hazard becomes +more severe as the operating voltage in electric devices is +lowered. Regrettably, this prediction was amply borne out +with the advent of the microelectronic era, when electronic +devices with operating voltages of tens-to-several volts came +into being and became indispensable. Aeroplanes, space +vehicles, communication and information processing facil- +ities are literally stuffed with microelectronics. Here, the +`long-range action' of lightning reveals itself in full measure. +Damage may be caused not only by a direct lightning strike +to an object, but also by quite remote discharges. Their +electromagnetic fields may be extremely strong, for the +lightning current build-up rate may exceed 1011 A sÿ1. We +are forced to provide screening devices, quite often heavy +and bulky, or to protect the object from any lightning, +including remote lightning. +No better is the situation concerning highly inflammable +fuels, explosives, and gaseous exhaust into the atmosphere, +produced in the operation of some technical facilities. All of +these are an integral part of many present-day devices. +Explosives have long ceased to be exclusively a means of +destruction. Many compact one-time actuating mechanisms +employ explosives. The explosion does not destroy but +performs a specific, previously planned action. Lightning- +induced actuation of such a pyrotechnic device cannot be +tolerated, which it can well do by remotely exciting current in +the electric ignition circuit. Nor need the lightning channel +necessarily strike an inflammable gas mixture to set it on fire. +Counter discharges discussed in the foregoing and all kinds of +sparking due to electromagnetic noise can easily do the job. A +home piezoelectric igniter sets fire to the gas in the kitchen +with an incommensurably weaker electric spark. +Experts in lightning protection have never abandoned the +dream of diverting lightning to a safe place, far from the +critical object. Nor have they abandoned the idea of finding a +means for provoking lightning to discharge thunderclouds in +uninhabited vacant areas, where the lightning would cause no +damage. There is no question that this is basically possible. +But when the question is raised as to the use of new means in +lightning protection, issues of technical substantiation, +reliability, and cost come to the forefront. These factors are +intimately related. For instance, it is beyond reason to +increase the power or the energy capacity of a complex and +therefore expensive device in an attempt to attain a 100% +efficiency of lightning interception with the use of this device +if the device itself cannot ensure the controlling action with a +reliability of over 0.9. A primitive and inexpensive metal +lightning rod would easily ensure at least one more nine after +the decimal point in a reliability index. +Of course, there may be circumstances in which tradi- +tional lightning rods are basically incompatible with the +technological functions of an object. A lightning rod cannot +be mounted within the field of vision of a large-scale radar +antenna. A lightning rod of many meters high should not +tower on the launching site of a space vehicle. It constitutes a +real life hazard in the actuation of the astronauts rescue +system, for an ejected capsule may collide with the metal +frame of the lightning rod. Present-day technology rapidly +multiplies the list of these examples, sending us in search for +unconventional protection devices. +It is not always possible to devise an electronic unit +capable of withstanding the electromagnetic field of light- +ning by the application of metal screens or pulsed overvoltage +limiters. For the most critical and easily vulnerable objects, it +is desirable to arrange protection in such a way as to prevent +the lightning discharges from occurring anywhere near the +object whatsoever. But it is hardly realistic to construct a +fencing of lightning rods at the distant approaches to the +object, the more so as this does not ensure that lightning will +not break through. In principle, the problem could be solved +by a mobile laser facility capable of discharging a thunder- +cloud in a safe place. To do this, the laser should `shoot' +kilometers upwards to provoke descending lightning by a +plasma trace appropriate in length and other characteristics +(see below). This would be an inestimable aid to investigators +pursuing descending-lightning research. They would not have +to set hopes upon good fortune and wait for a successful +discharge within the field of sight of the short-run recording +instruments. During a thunderstorm, it would be possible to +excite lightning in the required place and ensure timing down +July, 2000 +The mechanism of lightning attraction and the problem of lightning initiation by lasers +711 + +=== PAGE 12 === +to a microsecond. In the same way it would be possible to +solve the problem of modelling situations characteristic for +the initiation of lightning from bulky aircraft. This would +hold the great interest for both lightning science and practical +lightning protection. +The laser technique of exciting ascending lightning is +much simpler but less expedient from the practical stand- +point. First, a tall structure (`extended' by a laser) is required, +because producing a very long laser spark (of the order of +200 m, for the electric field at the ground is too weak) with +appropriate conductive properties would require prodigious +laser energy and power. Second, this technique nevertheless +does not ensure perfect protection. Ascending leaders are +quite often excited from the summit of the 540-m high +Ostankino television tower in Moscow. However, they do +not discharge the clouds completely. Though the density of +descending lightning in the neighborhood of the tower is +lower than usual, it is far from zero, and not all of the +lightning strikes the tower. Furthermore, it is well known +that subsequent lightning components do not always follow +the same path. Nearly half of them do not take the path of the +primary channel [38]. Hence, there persists a real danger that +one of the components of the lightning provoked would strike +the nearby protected object rather than the construction +intended for the purpose. Of course, this does not diminish +the significance of the experiment performed, which is the first +real step toward laser control over lightning. +It should be admitted that alternate, non-laser-based +techniques of initiating and controlling lightning are also +possible, some of them being technically simpler. The +excitation +of +artificially +triggered +ascending +lightning +referred to in the foregoing text has been practiced since the +70s, though for the purposes of research. A well-heated gas jet +ejected from the top of a stationary lightning rod can be used +to `extend' it and improve its efficiency. The lowering of gas +density arising from the heating lowers the counter-discharge +ionization and excitation thresholds. It is well known that the +long wake of hot gas jets from aircraft and rocket engines +facilitates the initiation of lightning from them. It is not +unusual that combustion products are partly ionized; there +also exist special techniques to produce plasma jets, which +may, in principle, have an effect similar to that of a laser- +produced spark. +Controlling lightning is also possible by applying a high +voltage to an object. In this case, there are several options. +With a voltage of the same polarity as the descending +lightning, the latter should be repelled from the object (in +principle, this is a way to protect a structure). For an opposite +polarity, the lightning is attracted, and this is a way to +improve the efficiency of a lightning rod. However, from the +technical standpoint it is clear that applying megavolt +voltages at the necessary times with the required repetition +rate is a complicated task. Lower voltages are out of the +question, which was shown in the estimation of the excitation +conditions for counter and ascending leaders. The problem of +action of high voltage on lightning arose inevitably in the +construction a 1150-kV power transmission line. The ampli- +tude of the alternating voltage at its conductors relative to the +ground is close to 1 MV, which is commensurable with the +potential of the lightning leader. This gives rise to quite +tangible difficulties in the design of a reliable lightning +protection for the power transmission line. The feasibility of +overcomingtheactionofthecoronawasdiscussedinSection7. +The same effect may be attained if a voltage of polarity +opposite to that of the cloud is applied to the electrode. The +case in point are quite moderate voltages of the order of E0h, +where h is the electrode height, and E0  100 V cmÿ1. +There is no question that the above-listed methods of +affecting lightning and similar methods are the right subject +of discussion from the viewpoint of investigations, but they +do not attract considerable attention when it comes to +practical lightning protection. Pragmatic considerations +underlie the skepticism of engineers Ð is the game worth +the candle? We repeat: the reliability of lightning protection +is primarily determined by the reliability of actuation of the +entire sequence of complex technical devices that form the +controlling action on the lightning rather than by the +efficiency of the controlling action itself. One is forced to +take into account the possibility of interruption of the +power supply to the controlling devices caused by a +thunderstorm, the operational lifetime, maintenance expen- +diture, etc. The use of conventional lightning rods is not +associated with these problems, and therefore dilettante +inventors, and sometimes even solid companies, address +themselves to precisely these rods, proposing inexpensive +and allegedly efficient means to improve the reliability and +extend the protection radius. As an example we refer to +radioactive and piezoelectric attachments. In the view of +their manufacturers, both ionize the air to prepare the +easiest route for the lightning channel. In reality their effect +is akin to the action of an ultracorona. The effect, if any, is +the opposite of that expected. But even that is in fact +nonexistent. A weak radioactive source, the more so a +piezoelectric cell, cannot compete with a corona. The +action of radioactive sources of safe intensity has been +repeatedly verified in the laboratories. They have no effect +on the origination and development of a long spark. +9. Laser triggering of lightning +Two schemes of producing a laser plasma for controlling +lightning are now under development. One of them has roots +stretching back 30 years, when a long laser spark was +produced [7, 39 ± 43]. It is produced employing neodymium +or CO2 lasers, in record-breaking versions with an energy of +2 kJ or even 5 kJ [31] and a duration of the main part of the +pulse of 50 ns. The respective threshold intensities for the +breakdown of the pure and aerosol-containing air are +109 W cmÿ2 and 107 ± 108 W cmÿ2, respectively. The virtue +of this scheme involving a CO2 laser is that the channel can be +heated to several thousands of degrees. Reducing the gas +density N by an order of magnitude promotes the collisional +ionization by electrons, whose rate constant is determined by +the reduced field E=N. For a temperature above 4000 K, the +associative ionization N ‡ O ! e ‡ NO‡, which does not +depend on the field at all, becomes appreciable. Heating also +strongly suppresses the electron losses due to their attachment +and recombination. But the laser spark proves to be +continuous only when it is not too long, no longer than +several meters for the energy specified above. When the +radiation is focused to a distance of tens or hundreds of +meters, spark production does occur, but the resultant spark +consists of separate plasma centers. The longer the focal +distance, the greater their spacing. The discontinuity of the +conductor hinders its polarization as of an entity in the +external field and does not permit using it as an efficient +`extender' of the lightning rod or for the triggering of +lightning in the open atmosphere. +712 +E M Bazelyan, Yu P Ra|¯zer +Physics ± Uspekhi 43 (7) + +=== PAGE 13 === +The other scheme pursued in Refs [14, 16, 20, 22] is free +from this drawback. It is suggested that a short and extremely +intense pulse of ultraviolet radiation be employed to accom- +plish the three-photon ionization of the O2 molecules and the +four-photon ionization of N2. A longer pulse of visible +radiation complements the short one to release the electrons +from negative ions. In this case, far less energy goes to ionize +the air as compared with the breakdown by a CO2 laser, +because the energy is in fact not expended on anything else. +The objective is to produce a long thin ionized channel in the +open atmosphere. It will be polarized under the cloud field, +and leaders will be excited from its ends. +In laboratory experiments involving these laser pulses, the +gap exhibited a lowering of the breakdown voltage and the +spark discharge was observed to make its way through the +laser-produced channel [14, 20]. A multistage laser system +produced ultraviolet radiation with a wavelength l ˆ 248 nm +starting from the fourth harmonic of a neodymium laser, with +final amplification by an excimer KrF laser. The output was a +10-ps long pulse with an energy of 10 mJ (1 GW in power). +This pulse was superimposed on an alexandrite-laser pulse +with a wavelength l ˆ 750 nm, an energy of 0.21 J, and a +length of 2 ms. The authors are designing a system to provide a +l ˆ 248-nm pulse with an energy of 50 mJ and a length of +200 fs (250 GW in power), and also a l ˆ 750-nm pulse +several joules in energy and tens of microseconds in length. +They carried out a numerical simulation of the initial stage of +the evolution of a thin channel several tens of meters long +ionized by the laser radiation at a small altitude in the open +atmosphere. A gradual field multiplication was seen at the +ends (the calculations indicated a two-fold multiplication). +However, the controlling parameter Ð the external field +E0 ˆ 6:5 kV cmÿ1 Ð adopted in the calculations seems to be +unrealistically overrated. This supposedly led the authors to +make an unjustifiably optimistic prediction that low-energy +laser pulses would be sufficient. Real storm fields at the +ground are weaker by a factor of several tens; even at an +altitude of 2 km they are still 2 ± 3 times weaker than those +adopted in the model. +Experiments [17, 18] were carried out to model lightning +with a laser on the shore of the Sea of Japan in the period of +intense winter low-cloudage thunderstorms typical of this +region (Fig. 12). In this case, the electric field at sea level is +usually close to 100 V cmÿ1. To trigger the ascending leader, a +tower with a height h ˆ 50 m (the authors do not give the +magnitude of the h parameter most critical for the analysis; +the figure was borrowed from an entirely different source [23]) +was constructed on a 200-m high hill. Data on the electric field +profile in the neighborhood of the tower are not given, either. +However, there are grounds to believe that the field was +significantly more intense (in the classical problem of a +conductive hemisphere on a grounded plane in a uniform +field cited in textbooks of physics, the maximum field at the +top of the hemisphere is three times stronger than the external +one). +Stationed on the ground were two CO2 lasers delivering +50-ns pulses with an energy of 1 kJ. One laser beam was +focused with a mirror on a dielectric target at the tower +summit to produce the initial plasma. The other beam, also +focused with a mirror, produced a two-meter-long laser spark +from the tower summit. In addition, an ultraviolet laser was +employed (like in the second scheme outlined above) for +producing a weakly ionized channel to direct the leader to +the cloud, which was slightly offset from the tower. +The experimenters believed that the selection of the +instant of laser actuation was one of the most critical +elements of the operation. Should it be done too early, +nothing would be accomplished owing to the smallness of +E0. Should it be done too late, spontaneous descending +lightning might originate in the cloud to strike the structure +beneath. Special-purpose microwave instrumentation traced +the state of the cloud, and the lasers were actuated at the +instant of the onset of the cloud discharge, which may be +considered as the precursor of the descending lightning. In the +authors' opinion, among the many attempts made two were +successful; the lightning thus provoked was synchronized +with the laser pulses. The authors state that an ascending +leader went off the tower upwards. As a consequence, the +nearby cloud region measuring about 2 km discharged 3 C +into the tower with a current of 35 kA typical of lightning. +It is safe to assume that the cloud field E0 near the tower +was so strong that the natural potential change DU ˆ E0h was +on the verge of provoking an ascending leader, were it not for +the screening corona action. Of course, we cannot expect the +numerical value of DU to literally satisfy the estimative +formula (8), which relies on the not-too-dependable relation- +ships (2) and (5). Furthermore, it is highly improbable that +condition (8) was not satisfied without a laser spark and came +to be satisfied when the 50-m high tower became two meters +longer. The entire experience of experimental investigation of +long spark discharges suggests that the statistical scatter of +their threshold values is much larger. It may well be that the +function of the lasers was as follows: a moderately long and +therefore continuous laser spark `shot through' (perforated) +the corona to instantly bring the conductor summit beyond +some portion of the ion cloud, which was responsible for the +origination of the ascending leader. Upon its penetration into +the thundercloud or in consequence of the interception of a +travelling descending leader, there followed a completion of +the lightning discharge. It is conceivable that the discharge +was multicomponent and comprised its return strokes, for +which the current with an amplitude of 35 kA measured is +Ascending leader +Structure under +a cloud +Laser +Laser +spark +Mirror +Tower +h ˆ 50 m +Hill +Figure 12. Schematic diagram of the experiment on the laser triggering of +lightning [17, 18]. +July, 2000 +The mechanism of lightning attraction and the problem of lightning initiation by lasers +713 + +=== PAGE 14 === +quite typical. As regards the interpretation of the experi- +mental results, there are some indications that preference +should be given to the interception of the descending leader. +Be it as it may, the current oscilloscope trace given in the +paper does not exhibit a long-duration build-up of the current +pulse up to several hundreds of amperes typical for ascending +lightning. +10. Requirements on a laser-produced channel +In our opinion, the capability of triggering lightning high in +the sky would hold the greatest interest for lightning science +and lightning protection, in particular, for modelling the +origination of lightning from aircraft. Let us see what the +parameters of a channel between the cloud and the ground +should be to permit the excitation of viable leaders from its +ends. The channel should work as a good conductor. Hence, +the electric field should be largely suppressed inside it but +multiplied at the ends. Given this, a unit length will harbor a +charge t  2pe0E0x= ln…L=r†, where E0 is the external field +parallel to the channel, L is its length, r its radius, and x the +coordinate reckoned from the middle. This is explained by +Fig. 4 and formula (1). The potential difference DU ˆ E0L=2 +originating at the ends of the initial conductor should ensure +viability of the leaders. The requisite length L is defined by +formula (8): +Lmin  2 + b ln…L=RL† +2pe0a +2=3 +1 +E 5=3 +0 +: +For instance, in order to excite lightning for E0 ˆ 1 kV cmÿ1 +(say, at an altitude of 2 km, 1 km below the center of a cloud +charge of 10 C), a length Lmin ˆ 20 m (DU ˆ 1 MV) is +required. To polarize the plasma conductor, a charge +Q  pe0 +E0L2 +4 ln…L=r†  90 m C +should flow from its one half to the other. On the verge of +possibility, it is afforded by a length-averaged ionization +Ne min ˆ 2Q=…eL† ˆ 5:5  1011 electrons cmÿ1. For the elec- +trons to flow from one half of the conductor to the other +before they recombine, the current i should be provided with a +sufficiently large section. The magnitude of the electron +density ne ˆ Ne=…pr2† has only a small effect on this, because +the charge transfer time tp  Q=i  nÿ1 +e +and the characteristic +recombination time trec ˆ …bne†ÿ1 vary similarly in propor- +tion to nÿ1 +e +(b is the recombination coefficient). The time of +charge transfer and significant attenuation of the electric field +inside the plasma conductor is approximately +tp  +Q +pr2emeneE0 + +1 +ln…L=r† + L +2r +2 +tM ; +where +tM ˆ e0=…emene† is +the +Maxwellian +time, +and +me  600 cm2 (V s)ÿ1 the electron mobility. Unlike a plasma +volume equally extended in all directions (L=2r  1) where +the times of space-charge relaxation and field attenuation are +close (tp  tM), for an extended thin conductor tp 4 tM. +The requirement tp < trec defines the lower permissible +bound for the radius of the initial plasma channel +rmin  L +2 + +e0b +eme ln…L=r† +s + 3:8 cm : +The numerical value of rmin corresponds to the value +b ˆ 10ÿ7 cm3 sÿ1 inherent in cold air. It is impossible to get +by with a smaller radius in a scheme involving multiphoton +ionization. However, it may be that a longer channel will +prove to be hard to produce as far as radiation focusing is +concerned, but this is quite a different matter. A long CO2- +laser-produced spark, if it is continuous, usually proves to be +heated. This circumstance is beneficial because a high +temperature significantly suppresses both electron recombi- +nation and attachment. However, considerably higher expen- +ditures of laser energy are the price that has to be paid. +We revert to the scheme involving multiphoton ioniza- +tion. To induce the needed voltage change DU provided by the +transfer of a charge Q, a very low ionization would suffice: +ne min ˆ Ne min=…pr2 +min†  1:2  1010 cmÿ3. But for so low an +electron density the current would be too weak, i  0:1 A +(even for an electric field still retaining the initial level,  1 kV +cmÿ1), and the charge transfer time would be tp  1000 ms. +For at least this time, electrons would have to be released +from negative ions with the aid of a laser. The case in point +now is a real laser with a pulse length t  10 ms. For the +charge transfer to be accomplished during this time, a current +i  10 A and an initial electron density ne  1012 cmÿ3 are +required (for a field of the order of the initial one). There is +little point in producing orders of magnitude higher electron +densities employing an ultraviolet laser, because the density +will inevitably lower to the 1012 cmÿ3 level owing to +recombination +during +the +same +period +of +time +trec ˆ …10ÿ7ne†ÿ1  10 ms. To ionize a column of air of length +L ˆ 20 m and radius r ˆ 3:8 cm to a level ne ˆ 1012 cmÿ3 +takes an ultraviolet radiation energy W  pr2LneI  200 mJ +(I  15 eV is the ionization potential). +However, the above list of difficulties is not exhaustive. +Until now, we have been dealing with the preparation of +conditions for forming a potential change and a strong field +multiplication at the ends of a long artificial conductor. +However, it also takes time for the leaders to develop. This +time is hard to estimate but, according to laboratory +experiments, it runs into the tens of microseconds. Hence, +negative ions will have to be destroyed for a longer period of +time, though this will not exclude recombination. But most +important of all, the leader process, namely, the propagation +of two leaders in opposite directions, will require an +uninterrupted charge transfer from one channel to the other, +i.e. characteristic leader currents of 1 ± 100 A flowing through +a conductor initially produced by artificial means. For the +leader to commence unimpeded propagation and provoke +real lightning, the laser-produced channel should acquire the +properties of a true leader channel, i.e. become thin and +strongly heated, like an arc, and additional ionization should +proceed in it. In the leader tip, all this takes place through the +action of the ionization-overheating instability. However, +this process in the leader tip begins with a far thinner channel +in a stronger electric field and for a higher electron density +ne  1014 cmÿ3, which cannot persist in our case without +heating for more than trec  10ÿ7 s. In essence, the question +which we now are dealing with is the same as the glow-to-arc +discharge transformation, the question of contraction or +arcing in a weakly ionized cold plasma (the terms are many), +which is still a long way from being solved [33]. +An alternate scenario for the course of events is also +possible. If the conductivity in the cold laser-produced +channel is somehow maintained for a time period such that +the leader develops and travels a distance L, at least one (if the +714 +E M Bazelyan, Yu P Ra|¯zer +Physics ± Uspekhi 43 (7) + +=== PAGE 15 === +leaders of opposite polarity behave in a different way) viable +conductor of the same length L will result. Subsequently, if +the laser-produced channel decays, this new conductor will be +polarized in the external field and the development of leaders +from +its +ends +will +continue. +For +a +leader +velocity +vL  2  106 cm sÿ1 and L ˆ 20 m, the time taken for this is +about L=vL ˆ 100 ms. The time it takes the contraction to +develop also runs into the tens of microseconds (according to +our calculations [32] referring to the formation of the leader +channel in the leader tip, where the conditions are, we repeat, +more favorable, this proceeds faster Ð in a time t  1 ms). +That is why the ionized state of the cold laser-produced +channel will have to be artificially maintained for at least +tens of microseconds. Which of the scenarios outlined above +will be realized, if at all, will be revealed by a close theoretical +treatment and numerical computations probably supported +by a dedicated experiment Ð which presents a real challenge. +It is conceivable that it will not be possible to dispense +with the initial artificial heating of the primary channel +altogether, and then preference will be given to the long +laser spark produced by a CO2 laser. This will require a +higher laser energy because the same 20-m long channel (for +an external field of 1 kV cmÿ1) is to be made continuous. To +make it clear what kind of energy expenditure will be dealt +with, we point out that a 20-m long column of cool air 1 cm in +diameter harbors, when heated to 4000 K at pressure 1 atm +(to which there corresponds an equilibrium electron density +ne  7  1012 cmÿ3), 16 kJ of energy. At present, CO2-laser +pulses with an energy of 2 ± 5 kJ have been realized. +In brief, it seems likely that the problem of lightning +triggering at high altitudes is still a long way from receiving a +final solution, despite the fact that there appear to be no +fundamental obstacles. The reason is that the natural source +for the origination of lightning is, we believe, the same kind of +cool plasma object that we are dealing with. Here, we do not +discuss the problem of focusing and transportation of high- +power laser radiation to a high altitude provided that it does +not induce air breakdown and is not absorbed on its path. +When it comes to moderate altitudes, this problem does not +generate skepticism among enthusiasts of laser triggering of +lightning [16]. But, as the altitude decreases, the requirements +on the length of the initial channel L and the laser energy +become more stringent owing to weakening of the cloud field: +L  E ÿ5=3 +0 +. Conversely, the difficulties associated with trans- +portation and focusing of the radiation become more severe +with increasing altitude. One can see that the conditions for +selecting the appropriate altitude are contradictory. There- +fore, future work should proceed not only on the develop- +ment of laser pulses of higher energy and power. It should +search for ways of unimpeded transportation of the radiation +to as high an altitude as possible. +We emphasize once again that the very possibility of +exciting twin leaders from an isolated conductor embedded +in an external field is beyond question. This is precisely how +lightning originates from airplanes, and experiments of this +kind on metal rods of moderate length have been repeatedly +staged in laboratories (see Fig. 6). The question arises of how +to gain the `right' behavior of a plasma conductor, which +possesses a far lower initial conductivity and is prone to lose +it. This issue may and should be purposefully studied in a +laboratory, as applied to the problem of triggering lightning. +In doing this, emphasis should not be placed on lowering the +breakdown voltage in a long gap or the use of a laser spark to +direct the high-voltage spark, as have primarily been done +until now. For simplicity, solid rods with a conduction well +below that of metals are perhaps worth trying as the initiators. +We point to the experimental fact which may be pertinent +to the behavior of a discontinuous (broken) long spark. It is +well known that a high-voltage discharge can propagate +along a path in which small metal rods are placed at +intervals. As the leader approaches, each of the small rods is +polarized in the enhanced external field supposedly to emit a +pair of leaders: one toward and the other in the same direction +as the principal leader, and that is the way the spark +propagates. It is significant that only a negative spark, and +not a positive one, propagates in this way, which is clearly +associated with the fact that the leader process is inherently +stepwise in the former and void of steps in the latter. +11. Conclusions +So, in the foregoing we showed how and why lightning that +propagates from a cloud to the earth opts to strike a tall +structure, even though it may have to depart from its initial +path. Under the action of the electric field induced by the +charges of the lightning leader, electric charges are induced on +the grounded structure and the electric field is multiplied at its +summit; and the higher the structure, the greater the multi- +plication. This is responsible for the origination of a leader +ascending from the summit, the leader behaving like a high- +voltage electrode. The criterion for viability of the counter +leader imposes a constraint on the minimal structure height or +the combined field of the charges of the lightning and the +cloud acting on the structure. The mutual attraction of the +descending and counter leaders, when they are widely +separated (by over a hundred meters) and interact via weak +fields, is determined by a subtle nontrivial mechanism which +affects the acceleration. In this case, the absolute values of the +leader velocities, which are determined by intrinsic fields in +the proximity of the tips that are several orders of magnitude +stronger, are virtually invariable. +The joining of the leaders attracted to one another results +in the closing of the electric cloud ± ground circuit. During the +subsequent (not discussed in this paper) return stroke, the +plasma channel between the structure summit and the cloud +recharges acquiring the potential of the ground, with the +result that an extremely high current flows through the +structure. To protect buildings, recourse is made to lightning +rods which are raised in the neighborhood of the object under +protection but are made even higher in order for the counter +leader to be excited from the lightning rod rather than from +the object. +In the quest to improve the reliability of protection of +especially +vulnerable +and +critical +objects, +different +approaches to controlling lightning are basically possible. +Attempts are being made to use lasers for this purpose as well. +The laser triggering of lightning involves the production of an +ionized air channel by employing laser radiation. Two major +schemes are conceivable on this route. In one of them, the +plasma channel is produced by a laser at the summit of a tall +tower to promote the earlier excitation of an ascending leader, +which intercepts the lightning. It is precisely this effect that +was recently observed in Japan as a result of extensive +preparatory work and after many unsuccessful attempts. It +is conceivable that the role of the laser-produced plasma +reduced to the extension of the top of the grounded conductor +beyond the corona charge layer which was prohibitive to +leader excitation. +July, 2000 +The mechanism of lightning attraction and the problem of lightning initiation by lasers +715 + +=== PAGE 16 === +The other scheme under development involves laser- +assisted production of a plasma channel in the open atmo- +sphere so as to have lightning-provoking leaders excited at its +ends, much as large airplanes do. The condition for the +excitation of viable leaders from a plasma conductor is the +same as for a grounded structure. It also defines the minimal +conductor length. This approach to laser triggering of +lightning is much more complicated but is of greater interest +for both lightning science and, potentially, lightning protec- +tion. That would be the way to excite descending lightning in +the required place and time, timing the recording instruments +to a fraction of a millisecond and, on the other hand, to +discharge the cloud in a safe place. Many basic and practical +difficulties will be encountered in reaching this goal, but a +start has been made on this research and the scope of work +will most likely expand. One of the major problems is to focus +the laser radiation at as high an altitude as possible and in +doing this to eliminate the breakdown of air over the path of +radiation transportation. The higher the altitude of the +plasma channel produced to excite the leaders, the shorter it +may be, because the cloud field at a high altitude is stronger. A +shorter laser-produced spark would require less laser energy. +The laser radiation is easier to focus near to the earth, but in +this case the requisite length of the initial laser-produced +channel and the laser energy rise steeply. +References +1. +Akhmatov A G, Rivlin L A, Shil'dyaev V S Pis'ma Zh. Eksp. Teor. +Fiz. 8 417 (1968) [JETP Lett. 8 258 (1968)] +2. +Wili S R, Tidman D A Appl. Phys. Lett. 17 20 (1970) +3. +Norinski|¯ L V Kvantovaya Elektron. 5 108 (1971) [Sov. J. Quantum +Electron. 1 519 (1971)] +4. +Koopman D W, Wilkerson T D J. Phys. D 42 1883 (1971) +5. +Norinski|¯ L V, Pryadein V A, Rivlin L A Zh. Eksp. Teor. Fiz. 63 +1649 (1972) [Sov. Phys. JETP 36 872 (1973)] +6. +Danilov O B, Tul'ski|¯ S A Zh. Tekh. Fiz. 48 2040 (1978) [Sov. Phys. +Tech. Phys. 23 1164 (1978)] +7. +Zvorykin V D et al. Fiz. Plazmy 5 1140 (1979) [Sov. J. Plasma Phys. 5 +638 (1979)] +8. +Aleksandrov G N et al. Zh. Tekh. Fiz. 47 (10) 2122 (1977) [Sov. Phys. +Tech. Phys. 22 1233 (1977)] +9. +Guenter A H, Bettis J R J. Phys. D 11 1577 (1978) +10. +Asinovski|¯ E I, Vasilyak L M, Nesterkin O P Pis'ma Zh. Tekh. Fiz. +13 249 (1987) [Sov. Tech. Phys. Lett. 13 102 (1987)]; Teplofiz. Vys. +Temp. 25 447 (1987) +11. +Vasilyak L M et al. Usp. Fiz. Nauk 164 (3) 263 (1994) [Phys. Usp. 37 +247 (1994)] +12. +Vasilyak L M ``Napravlyaemye Lazerom Elektricheskie Razryady'' +(Laser-Directed Electric Discharges), in Plasma, XX. Proceedings of +the All-Russian Scientific-Educational Olympiad Comprising the +Presentations to the FNTP-98 Conference and the Lectures at the +School of Young Scientists, Petrozavodsk, 1998 (Ed. A D Khakhaev) +Part 2 (Petrozavodsk: Izd. Petrozav. Univ., 1998) pp. 135 ± 156 +13. +Ball L M Appl. Opt. 13 2292 (1974) +14. +Zhao X, Diels J-C, Cai Yi Wang, Elizondo J IEEE J. Quantum +Electron. QE-31 599 (1995) +15. +Wang D et al. J. Geophys. Res. D 99 16907 (1994); J. Atm. Terrestrial +Phys. 55 459 (1995) +16. +Diels J et al. Sci. Am. 277 50 (1997) +17. +Yasuda H et al. Pris. CHEO Pacific Rim. Optical Soc. Am. Paper +PDI. 14 (1997) +18. +Uchida S et al. Opt. Zh. 66 (3) 36 (1999) +19. +Miki M, Uada A, Shindo T Opt. Zh. 66 (3) 25 (1999) +20. +Rambo P et al. Opt. Zh. 60 (3) 30 (1999) +21. +Uchida S et al., in Intern. Forum on Advanced High-Power Lasers and +Appl. AHPLA'99, Osaka 1 ± 5 Nov. 1999. Paper 3886-22 +22. +Diels J et al. AHPLA'99 Paper 3886-23 +23. +Uchiumi M et al. AHPLA'99 Paper 3886-24 +24. +Rezunkov Y, Borisov M, Gromovenko V, Lapshin V AHPLA'99 +Paper 3886-25; Borisov M F Opt. Zh. 60 (3) 40 (1999) +25. +La Fontaine et al. AHPLA'99 Paper 3886-26 +26. +Apollonov V, Kazakov K, Pletnyev N, Sorochenko V AHPLA'99 +Paper 3886-27 +27. +Yamauro M, Ihara S, Satoh C, Yamabe C AHPLA'99 Paper +3886-28 +28. +Shimada Y, Uchida S, Yamanaka C, Ogata A AHPLA'99 Paper +3886-93 +29. +Miki M, Wad A, Shindo T AHPLA'99 Paper 3886-95 +30. +Aleksandrov G, Daineko G, Lekomtsev AHPLA'99 Paper 3886-104 +31. +Apollonov V et al. AHPLA'99 Paper 3886-34 +32. +Bazelyan E M, Raizer Yu P Iskrovo|¯ Razryad (Spark Discharge) +(Moscow: Izd-vo MFTI, 1997) [Translated into English (Boca +Raton, FL: CRC Press, 1998)] +33. +Raizer Yu P Fizika Gazovogo Razryada 2nd ed. (Gas Discharge +Physics) (Moscow: Nauka, 1992) [Translated into English (Berlin: +Springer-Verlag, 1991)] +34. +Kazemir H J. Geophys. Res. 65 1873 (1960) +35. +Bazelyan E M, Raizer Yu P Lightning Physics and Lightning +Protection (Bristol, Philadelphia: IOP Publishing, 2000) +36. +Raizer Yu P Lasernaya Iskra: Rasprostranenie Razryadov (Laser- +Induced Discharge Phenomena (Moscow: Nauka, 1974) [Trans- +lated into English (New York: Consultants Bureau, 1977)] +37. +Uman M A The Lightning Discharge (Orlando: Academic Press, +1987) +38. +Rakov V, Uman M, Thottappillil R J. Geophys. Res. 99 10745 +(1994) +39. +Basov N G et al. Dokl. Akad. Nauk SSSR 173 538 (1967) +40. +Hagen W F J. Appl. Phys. 40 511 (1969) +41. +Parfenov V N et al. Pis'ma Zh. Tekh. Fiz. 2 731 (1976) [Sov. Tech. +Phys. Lett. 2 286 (1976)] +42. +Caressa J P et al. J. Appl. Phys. 50 6822 (1979); Smith D C, +Meyerand R G, in Principles of Laser Plasmas (Ed. G Bekefi) +(New York: Wiley, 1976) +716 +E M Bazelyan, Yu P Ra|¯zer +Physics ± Uspekhi 43 (7) diff --git a/run.bat b/run.bat deleted file mode 100644 index 13a5935..0000000 --- a/run.bat +++ /dev/null @@ -1,59 +0,0 @@ -@echo off -REM Tesla Coil Spark Course - Launch Script -REM Creates virtual environment and runs PyQt5 application - -echo ======================================== -echo Tesla Coil Spark Physics Course -echo ======================================== -echo. - -REM Navigate to spark-lessons directory -cd spark-lessons - -REM Check if virtual environment exists -if not exist venv ( - echo [*] Creating virtual environment... - python -m venv venv - if errorlevel 1 ( - echo [ERROR] Failed to create virtual environment! - echo Please ensure Python 3.8+ is installed and in PATH. - pause - exit /b 1 - ) - echo [OK] Virtual environment created -) - -REM Activate virtual environment -echo [*] Activating virtual environment... -call venv\Scripts\activate.bat - -REM Check if dependencies are installed -if not exist venv\installed.flag ( - echo [*] Installing dependencies... - python -m pip install --upgrade pip - pip install -r requirements.txt - if errorlevel 1 ( - echo [ERROR] Failed to install dependencies! - pause - exit /b 1 - ) - echo. > venv\installed.flag - echo [OK] Dependencies installed -) - -REM Run the application -echo [*] Launching Tesla Coil Spark Course... -echo. -python app/main.py - -REM Capture exit code -set EXIT_CODE=%ERRORLEVEL% - -REM Deactivate virtual environment -call deactivate - -REM Return to original directory -cd .. - -REM Exit with application's exit code -exit /b %EXIT_CODE% diff --git a/spark-lesson.txt b/spark-lesson.txt deleted file mode 100644 index e03705a..0000000 --- a/spark-lesson.txt +++ /dev/null @@ -1,7327 +0,0 @@ -# Tesla Coil Spark Modeling - Complete Lesson Plan Index - -## Overview -This lesson plan is designed to take someone from basic circuit concepts through advanced Tesla coil spark modeling. Each part builds progressively, with worked examples, visual aids descriptions, and practice problems. - ---- - -## **Part 1: Foundation - Circuits, Impedance, and Basic Spark Behavior** -*Target: 2-3 hours of study* - -### Module 1.1: AC Circuit Fundamentals Review -- Peak vs RMS values (why we use peak) -- Complex numbers and phasor notation (j, magnitude, phase) -- Resistance (R), Reactance (X), Impedance (Z) -- Conductance (G), Susceptance (B), Admittance (Y) -- Power in AC circuits: P = 0.5 × Re{V × I*} -- **Worked Example 1.1:** Calculate power with peak phasors -- **Practice Problems:** 3 problems on complex impedance calculations - -### Module 1.2: Capacitance in Tesla Coils -- What is capacitance physically? -- Self-capacitance vs mutual capacitance -- Capacitance to ground (shunt capacitance) -- The 2 pF/foot empirical rule -- **Worked Example 1.2:** Estimate C_sh for a 2-meter spark -- **Visual Aid:** Diagram showing field lines for C_mut and C_sh -- **Practice Problems:** 2 problems on capacitance estimation - -### Module 1.3: The Basic Spark Circuit Topology -- Why spark has TWO capacitances (C_mut and C_sh) -- Drawing the circuit: parallel R||C_mut in series with C_sh -- Where is "ground" in a Tesla coil? -- The topload port (measurement reference) -- **Worked Example 1.3:** Draw circuit for given geometry -- **Visual Aid:** 3D geometry → circuit schematic translation -- **Practice Problems:** 2 problems on circuit topology - -### Module 1.4: Admittance Analysis of the Spark Circuit -- Why use admittance (Y) instead of impedance (Z)? -- Parallel combinations are easy in Y -- Deriving Y_total = ((G+jB₁)·jB₂)/(G+j(B₁+B₂)) -- Real and imaginary parts -- Converting back to impedance -- **Worked Example 1.4:** Calculate Y and Z for specific values -- **Visual Aid:** Complex plane plots showing Y and Z -- **Practice Problems:** 3 problems on admittance calculations - -### Module 1.5: Phase Angles and What They Mean -- Impedance phase φ_Z vs admittance phase θ_Y -- Why φ_Z = -θ_Y -- The "famous -45°" myth -- Physical meaning: how much does load look resistive? -- **Worked Example 1.5:** Calculate φ_Z from given R, C_mut, C_sh -- **Visual Aid:** Phase angle on complex plane -- **Practice Problems:** 2 problems on phase angle interpretation - -### Module 1.6: Introduction to Spark Physics -- What is a spark? (brief non-mathematical overview) -- Streamers vs leaders (qualitative) -- Why sparks need voltage AND power -- The "hungry streamer" principle (conceptual introduction) -- **Visual Aid:** Photos/diagrams of streamers vs leaders -- **Discussion Questions:** 3 conceptual questions - -### Part 1 Summary & Integration -- Checkpoint quiz (10 questions, multiple choice + short answer) -- Concept map connecting all Module 1 topics -- Preview of Part 2 - -**Estimated Token Count: ~15,000-18,000** - ---- - -## **Part 2: Optimization and Power Transfer - Making Sparks Efficient** -*Target: 2-3 hours of study* - -### Module 2.1: The Topological Phase Constraint -- What is a topological constraint? -- Deriving φ_Z,min = -atan(2√(r(1+r))) -- Why r = C_mut/C_sh matters -- The critical value r = 0.207 -- When is -45° impossible? -- **Worked Example 2.1:** Calculate φ_Z,min for typical geometries -- **Visual Aid:** Graph of φ_Z,min vs r -- **Practice Problems:** 3 problems on phase constraints - -### Module 2.2: The Two Critical Resistances -- R_opt_power: maximum power transfer -- R_opt_phase: closest to resistive -- Why R_opt_power < R_opt_phase always -- Deriving R_opt_power = 1/(ω(C_mut + C_sh)) -- Deriving R_opt_phase = 1/(ω√(C_mut(C_mut + C_sh))) -- **Worked Example 2.2:** Calculate both for f=200 kHz, various capacitances -- **Visual Aid:** Power vs R curves showing optima -- **Practice Problems:** 4 problems on optimal resistances - -### Module 2.3: The "Hungry Streamer" - Self-Optimization -- How plasma conductivity changes with power -- Temperature → ionization → conductivity loop -- Why sparks naturally seek R_opt_power -- Constraints that prevent optimization -- Physical limits: R_min and R_max -- **Worked Example 2.3:** Trace through optimization process -- **Visual Aid:** Flowchart of self-optimization mechanism -- **Discussion Questions:** 3 questions on optimization limits - -### Module 2.4: Power Calculations -- Power to a load: P = 0.5|V|²Re{Z_load}/|Z_th+Z_load|² -- Why V_top/I_base is wrong -- Displacement current problem -- Correct measurement at topload port -- **Worked Example 2.4:** Calculate power with correct vs incorrect method -- **Visual Aid:** Current flow diagram showing displacement currents -- **Practice Problems:** 3 problems on power calculations - -### Module 2.5: Thévenin Equivalent Method (Part A) -- What is a Thévenin equivalent? -- Why it separates coil from load -- Measuring Z_th (output impedance) -- Step-by-step procedure -- **Worked Example 2.5A:** Extract Z_th from simulation -- **Visual Aid:** Circuit diagrams for measurement setup -- **Practice Problems:** 2 problems on Z_th measurement - -### Module 2.6: Thévenin Equivalent Method (Part B) -- Measuring V_th (open-circuit voltage) -- Using Z_th and V_th to predict any load -- Theoretical maximum power (conjugate match) -- Why actual spark power is less -- **Worked Example 2.6:** Complete Thévenin analysis -- **Visual Aid:** Load line analysis -- **Practice Problems:** 3 problems on load power prediction - -### Module 2.7: Quality Factor and Ringdown Measurements -- What is Q? (energy storage vs loss) -- Q₀ (unloaded) vs Q_L (loaded) -- Measuring Q from ringdown waveform -- Extracting spark admittance from Q_L, f_L measurements -- **Worked Example 2.7:** Q measurement from oscilloscope capture -- **Visual Aid:** Annotated ringdown waveform -- **Practice Problems:** 3 problems on Q measurements - -### Part 2 Summary & Integration -- Checkpoint quiz (12 questions) -- Worked example combining all of Part 2 -- Design exercise: optimize R for a given coil -- Preview of Part 3 - -**Estimated Token Count: ~18,000-20,000** - ---- - -## **Part 3: Growth Physics and FEMM Modeling - Where Sparks Come From** -*Target: 3-4 hours of study* - -### Module 3.1: Electric Fields and Breakdown -- Electric field basics (V/m) -- Field concentration at sharp points -- E_inception: initial breakdown (~2-3 MV/m) -- E_propagation: sustained growth (~0.4-1.0 MV/m) -- Tip enhancement factor κ -- **Worked Example 3.1:** Calculate E_tip for given voltage and geometry -- **Visual Aid:** Field line diagram with enhancement -- **Practice Problems:** 3 problems on field calculations - -### Module 3.2: Energy Requirements for Growth -- Energy per meter (ε) concept -- Why different operating modes have different ε -- QCW: 5-15 J/m (efficient) -- Burst: 30-100 J/m (inefficient) -- Physical mechanisms behind ε -- **Worked Example 3.2:** Calculate energy needed for target length -- **Visual Aid:** Energy budget breakdown -- **Practice Problems:** 2 problems on energy requirements - -### Module 3.3: Growth Rate Equation -- dL/dt = P_stream/ε (when E_tip > E_propagation) -- Voltage limit vs power limit -- When does growth stall? -- Time to reach target length -- **Worked Example 3.3:** Predict growth time for QCW ramp -- **Visual Aid:** Length vs time curves for different modes -- **Practice Problems:** 3 problems on growth dynamics - -### Module 3.4: Thermal Physics of Plasma Channels -- Temperature in streamers vs leaders -- Thermal diffusion time constant τ_thermal = d²/(4α) -- Why observed persistence is longer -- Convection and ionization memory -- QCW advantage: maintaining hot channels -- **Worked Example 3.4:** Calculate thermal time constants -- **Visual Aid:** Temperature profile cross-section -- **Practice Problems:** 2 problems on thermal dynamics - -### Module 3.5: The Capacitive Divider Problem -- How V_tip < V_topload due to C_sh -- V_tip = V_topload × C_mut/(C_mut+C_sh) (open circuit) -- Effect of finite R -- As spark grows, C_sh grows, V_tip drops -- Why length scales sub-linearly with energy -- **Worked Example 3.5:** Calculate V_tip for growing spark -- **Visual Aid:** Equivalent circuit with divider highlighted -- **Practice Problems:** 3 problems on voltage division - -### Module 3.6: Introduction to FEMM -- What is FEMM? (Finite Element Method Magnetics) -- Electrostatic analysis for capacitances -- Setting up a problem: geometry, boundaries, materials -- Meshing and solving -- Extracting results -- **Worked Example 3.6:** Step-by-step FEMM tutorial (simple geometry) -- **Visual Aid:** Screenshots of FEMM interface -- **Practice Problems:** 1 guided FEMM exercise - -### Module 3.7: Extracting Capacitances from FEMM -- The Maxwell capacitance matrix [C] -- Diagonal elements: self-capacitances (positive) -- Off-diagonal: mutual capacitances (negative) -- For 2-body problem: C_mut = |C₁₂|, C_sh = C₂₂ - |C₁₂| -- Validation: C_sh ≈ 2 pF/foot check -- **Worked Example 3.7:** Extract values from FEMM output -- **Visual Aid:** Annotated capacitance matrix -- **Practice Problems:** 2 problems on matrix interpretation - -### Module 3.8: Building the Lumped Spark Model -- Using FEMM capacitances in circuit -- Choosing R = R_opt_power -- Clipping to physical bounds (R_min, R_max) -- Implementing in SPICE -- Running AC analysis -- **Worked Example 3.8:** Complete lumped model simulation -- **Visual Aid:** Flowchart from FEMM to SPICE -- **Practice Problems:** 1 complete modeling exercise - -### Part 3 Summary & Integration -- Checkpoint quiz (15 questions) -- Complete design project: predict spark length for given coil -- Comparison exercise: simulation vs empirical rules -- Preview of Part 4 - -**Estimated Token Count: ~20,000-22,000** - ---- - -## **Part 4: Advanced Topics - Distributed Models and Real-World Application** -*Target: 3-4 hours of study* - -### Module 4.1: Why Distributed Models? -- Limitations of lumped model -- Current distribution along spark -- Tip vs base differences -- When is distributed model necessary? -- **Visual Aid:** Comparison showing where lumped fails -- **Discussion Questions:** 3 questions on model selection - -### Module 4.2: nth-Order Model Structure -- Dividing spark into n segments (typically n=10) -- Circuit topology with multiple segments -- Capacitance matrix grows to (n+1)×(n+1) -- Including all segment-to-segment couplings -- Optional: inductance matrix -- **Worked Example 4.2:** Draw 3-segment distributed model -- **Visual Aid:** Progressive complexity (n=1, 3, 5, 10) -- **Practice Problems:** 2 problems on model structure - -### Module 4.3: FEMM for Distributed Models -- Multi-body electrostatic analysis -- Defining n cylindrical segments -- Extracting large capacitance matrix -- Matrix properties: symmetric, semi-definite -- Numerical stability and passivity -- **Worked Example 4.3:** FEMM setup for n=5 model -- **Visual Aid:** FEMM geometry with labeled segments -- **Practice Problems:** 1 FEMM exercise with multiple bodies - -### Module 4.4: Implementing Capacitance Matrices in SPICE -- Challenge: negative off-diagonal elements -- Solution 1: Partial capacitance transformation -- Solution 2: Controlled sources (MNA approach) -- Solution 3: Nearest-neighbor approximation -- Validation and stability -- **Worked Example 4.4:** Convert 3×3 Maxwell to SPICE -- **Visual Aid:** Circuit comparison of methods -- **Practice Problems:** 2 problems on matrix implementation - -### Module 4.5: Resistance Optimization - Iterative Method -- Initialization: tapered R profile -- Iterative power maximization algorithm -- Damping for stability (α_damp ≈ 0.3-0.5) -- Position-dependent bounds: R_min[i], R_max[i] -- Convergence criteria -- **Worked Example 4.5:** Hand-trace 3 iterations for small model -- **Visual Aid:** Flowchart of optimization algorithm -- **Pseudo-code:** Python-style implementation -- **Practice Problems:** 2 problems on optimization - -### Module 4.6: Resistance Optimization - Simplified Method -- Circuit-determined resistance: R[i] = 1/(ω×C_total[i]) -- Weak diameter dependence (logarithmic) -- When is this good enough? -- Comparison with iterative method -- **Worked Example 4.6:** Calculate R distribution for n=10 model -- **Visual Aid:** Comparison plot: iterative vs simplified -- **Practice Problems:** 2 problems on simplified method - -### Module 4.7: Diameter and Self-Consistency -- Nominal diameter choice (1 mm burst, 3 mm QCW) -- Back-calculating implied diameter from R -- Self-consistency iteration (usually 1-2 steps) -- Why it matters (and when it doesn't) -- **Worked Example 4.7:** Self-consistency check -- **Visual Aid:** Iteration convergence diagram -- **Practice Problems:** 1 problem on diameter calculation - -### Module 4.8: Complete Simulation Workflow -- Step 1: FEMM electrostatic analysis -- Step 2: Extract capacitance matrix -- Step 3: Choose/optimize resistances -- Step 4: Build SPICE model -- Step 5: Run analysis (AC or transient) -- Step 6: Validate results -- **Worked Example 4.8:** End-to-end simulation project -- **Visual Aid:** Comprehensive workflow diagram -- **Practice Problems:** 1 complete simulation exercise - -### Module 4.9: Validation and Physical Checks -- Power balance: P_in = P_spark + P_losses -- Total R in expected range (5-300 kΩ at 200 kHz) -- R distribution: base < tip -- C_sh validation: 2 pF/foot rule -- Convergence tests: n=5 vs n=10 vs n=20 -- **Worked Example 4.9:** Validate a questionable simulation -- **Visual Aid:** Checklist with pass/fail criteria -- **Practice Problems:** 2 validation exercises - -### Module 4.10: Calibration from Real Measurements -- Measuring ε: known drive, measure final length -- Measuring E_propagation: V_top and L at stall -- Using ringdown for Y_spark -- Iterative refinement of model parameters -- Building a calibration database -- **Worked Example 4.10:** Calibrate ε from test data -- **Visual Aid:** Calibration workflow -- **Practice Problems:** 2 calibration problems - -### Module 4.11: Advanced Topics Preview -- Frequency tracking during growth -- Branching models (power division) -- Strike event simulation (R collapse) -- 3D FEA for complex geometries -- Monte Carlo for stochastic effects -- **Visual Aid:** Gallery of advanced scenarios -- **Further Reading:** Resources for each topic - -### Module 4.12: Complete Design Case Study -- Given: Coil specifications (f, L_secondary, C_topload, etc.) -- Goal: Predict spark length for QCW operation -- Work through entire process step-by-step -- Compare prediction to empirical rules -- Discuss uncertainties and limitations -- **Comprehensive Example:** Full documentation -- **Visual Aid:** Annotated results presentation - -### Part 4 Summary & Final Integration -- Comprehensive final quiz (20 questions) -- Capstone project: Design and simulate your own coil -- Troubleshooting guide: Common errors and fixes -- Resources for continued learning -- Community and collaboration suggestions - -**Estimated Token Count: ~22,000-25,000** - ---- - -## Appendices (Reference Material - Brief) -*Can be included at end of Part 4 or as separate quick-reference* - -### Appendix A: Complete Variable Reference Table -- All variables with units and definitions (condensed) - -### Appendix B: Formula Quick Reference -- All key equations organized by topic - -### Appendix C: Physical Constants -- Standard values for air properties, field thresholds, etc. - -### Appendix D: SPICE Component Reference -- How to implement various elements - -### Appendix E: FEMM Quick Start Guide -- Installation, basic navigation, common tasks - -### Appendix F: Troubleshooting Guide -- Common problems and solutions organized by symptom - -**Estimated Token Count: ~5,000-6,000** - ---- - -## Teaching Philosophy Embedded in This Plan - -1. **Spiral learning:** Concepts introduced simply, then revisited with more depth -2. **Worked examples:** Every mathematical concept has at least one complete example -3. **Visual aids:** Descriptions provided so you can create diagrams/graphs -4. **Practice problems:** Incremental difficulty, answers can be provided separately -5. **Checkpoints:** Regular assessment to ensure understanding before proceeding -6. **Real-world connection:** Every module ties back to actual Tesla coil behavior - ---- - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Part 1: Foundation - Circuits, Impedance, and Basic Spark Behavior - ---- - -## Module 1.1: AC Circuit Fundamentals Review - -### Peak vs RMS Values - -In AC circuits, voltage and current vary sinusoidally with time. We can express them in two ways: - -**Time domain:** -``` -v(t) = V_peak × cos(ωt + φ) -``` - -**Two amplitude conventions:** -- **Peak value:** The maximum value reached (V_peak) -- **RMS value:** Root-Mean-Square, V_RMS = V_peak/√2 ≈ 0.707 × V_peak - -**For this entire framework, we use PEAK VALUES exclusively.** - -**Why peak values?** -1. Tesla coils are concerned with maximum voltage (breakdown, field stress) -2. Consistent with phasor notation in engineering -3. Power formula becomes: P = 0.5 × V_peak × I_peak × cos(θ) - -**Example:** If your oscilloscope shows a 100 kV peak-to-peak waveform: -- V_peak-to-peak = 100 kV -- V_peak = 50 kV (one-sided amplitude) -- V_RMS = 50 kV / √2 ≈ 35.4 kV - -### Complex Numbers and Phasors - -AC circuit analysis uses complex numbers to represent magnitude and phase simultaneously. - -**Rectangular form:** -``` -Z = R + jX -where j = √(-1) (imaginary unit, engineers use 'j' instead of 'i') -R = real part (resistance) -X = imaginary part (reactance) -``` - -**Polar form:** -``` -Z = |Z| ∠φ = |Z| × e^(jφ) -where |Z| = √(R² + X²) (magnitude) - φ = atan(X/R) (phase angle) -``` - -**Conversion:** -``` -R = |Z| × cos(φ) -X = |Z| × sin(φ) -``` - -**Phasor notation:** A complex number representing sinusoidal amplitude and phase: -``` -V = V_peak ∠φ_v -I = I_peak ∠φ_i -``` - -**Complex conjugate:** Used in power calculations -``` -If I = a + jb, then I* = a - jb (flip sign of imaginary part) -``` - -### Resistance, Reactance, Impedance - -**Resistance (R):** Opposition to current that dissipates energy as heat -- Units: Ω (ohms) -- Always real and positive -- V = I × R (Ohm's law) - -**Reactance (X):** Opposition to current that stores energy (no dissipation) -- Units: Ω (ohms) -- Can be positive (inductive) or negative (capacitive) -- **Capacitive reactance:** X_C = -1/(ωC) where ω = 2πf -- **Inductive reactance:** X_L = ωL - -**Impedance (Z):** Total opposition to AC current -``` -Z = R + jX (complex) -|Z| = √(R² + X²) -φ_Z = atan(X/R) -``` - -**Sign conventions:** -- X > 0: inductive (current lags voltage) -- X < 0: capacitive (current leads voltage) -- φ_Z > 0: inductive -- φ_Z < 0: capacitive - -### Conductance, Susceptance, Admittance - -For parallel circuits, **admittance (Y)** is more convenient than impedance. - -**Conductance (G):** Inverse of resistance -``` -G = 1/R -Units: S (siemens) -``` - -**Susceptance (B):** Inverse of reactance (BUT with opposite sign convention!) -``` -For capacitor: B_C = ωC (positive!) -For inductor: B_L = -1/(ωL) (negative) -``` - -**Important:** Susceptance sign convention is OPPOSITE of reactance: -- Capacitor: X_C < 0, but B_C > 0 -- Inductor: X_L > 0, but B_L < 0 - -**Admittance (Y):** Inverse of impedance -``` -Y = G + jB = 1/Z -|Y| = 1/|Z| -φ_Y = -φ_Z (opposite sign!) -``` - -**Conversion between Z and Y:** -``` -Y = 1/Z = 1/(R + jX) = R/(R² + X²) - jX/(R² + X²) - -Therefore: -G = R/(R² + X²) -B = -X/(R² + X²) -``` - -### Power in AC Circuits - -**Using peak phasors:** -``` -P = 0.5 × Re{V × I*} - -where V and I are complex peak phasors - I* is the complex conjugate of I - Re{·} means "real part of" -``` - -**Why the 0.5 factor?** -- Average power over a full AC cycle -- Comes from time-averaging cos²(ωt), which equals 0.5 -- If you used RMS values, formula would be P = V_RMS × I_RMS × cos(θ), NO 0.5 - -**Expanded form:** -``` -If V = V_peak ∠φ_v and I = I_peak ∠φ_i, then: -P = 0.5 × V_peak × I_peak × cos(φ_v - φ_i) -``` - -The angle difference (φ_v - φ_i) is the power factor angle. - ---- - -### WORKED EXAMPLE 1.1: Power Calculation with Peak Phasors - -**Given:** -- Voltage: V = 50 kV ∠0° (peak, using 0° as reference) -- Impedance: Z = 100 kΩ ∠-60° (capacitive load) - -**Find:** Real power dissipated - -**Solution:** - -Step 1: Calculate current using Ohm's law -``` -I = V/Z = (50 kV ∠0°)/(100 kΩ ∠-60°) -I = 0.5 A ∠(0° - (-60°)) = 0.5 A ∠60° -``` - -Step 2: Calculate power -``` -P = 0.5 × Re{V × I*} -P = 0.5 × Re{(50 kV ∠0°) × (0.5 A ∠-60°)} -P = 0.5 × Re{25 kW ∠-60°} -``` - -Step 3: Convert to rectangular to get real part -``` -25 kW ∠-60° = 25 kW × (cos(-60°) + j×sin(-60°)) - = 25 kW × (0.5 - j×0.866) - = 12.5 kW - j×21.65 kW -``` - -Step 4: Extract real part and apply 0.5 factor -``` -P = 0.5 × 12.5 kW = 6.25 kW -``` - -**Alternative method:** Using power factor angle -``` -P = 0.5 × V_peak × I_peak × cos(φ_v - φ_i) -P = 0.5 × 50 kV × 0.5 A × cos(0° - 60°) -P = 0.5 × 25 kW × cos(-60°) -P = 0.5 × 25 kW × 0.5 -P = 6.25 kW -``` - ---- - -### PRACTICE PROBLEMS 1.1 - -**Problem 1:** A capacitor has reactance X_C = -80 kΩ at 200 kHz. What is its capacitance? What is its susceptance? - -**Problem 2:** An impedance Z = 50 kΩ - j75 kΩ has current I = 0.2 A ∠30° (peak). Calculate: (a) Voltage magnitude and phase, (b) Real power - -**Problem 3:** An admittance Y = 0.00001 + j0.00002 S. Convert to impedance Z = R + jX. - ---- - -## Module 1.2: Capacitance in Tesla Coils - -### What is Capacitance Physically? - -**Definition:** Capacitance (C) is the ability to store electric charge for a given voltage: -``` -Q = C × V -Units: Farads (F), typically pF (10⁻¹² F) for Tesla coils -``` - -**Physical picture:** -- Electric field between two conductors stores energy -- Higher field → more stored energy → more capacitance -- Capacitance depends on geometry, NOT on voltage - -**For parallel plates:** -``` -C = ε₀ × A / d - -where ε₀ = 8.854×10⁻¹² F/m (permittivity of free space) - A = plate area (m²) - d = separation distance (m) -``` - -**Key insight:** Capacitance increases with: -- Larger conductor area (more field lines) -- Smaller separation (stronger field concentration) - -### Self-Capacitance vs Mutual Capacitance - -**Self-capacitance:** Capacitance of a single conductor to infinity (or ground) -- Topload has self-capacitance to ground -- Depends on size and shape -- Toroid: C ≈ 4πε₀√(D×d) where D = major diameter, d = minor diameter - -**Mutual capacitance:** Capacitance between two conductors -- Energy stored in field between them -- Both conductors at different potentials -- Can be positive or negative in matrix formulation - -**For Tesla coils with sparks:** -- **C_mut:** mutual capacitance between topload and spark channel -- **C_sh:** capacitance from spark to ground (shunt capacitance) - -### Capacitance to Ground (Shunt Capacitance) - -Any conductor elevated above ground has capacitance to ground. - -**For vertical wire above ground plane:** -``` -C ≈ 2πε₀L / ln(2h/d) - -where L = wire length - h = height above ground - d = wire diameter -``` - -**For Tesla coil sparks:** Empirical rule based on community measurements: -``` -C_sh ≈ 2 pF per foot of spark length - -Examples: -1 foot (0.3 m) spark: C_sh ≈ 2 pF -3 feet (0.9 m) spark: C_sh ≈ 6 pF -6 feet (1.8 m) spark: C_sh ≈ 12 pF -``` - -This rule is surprisingly accurate (±30%) for typical Tesla coil geometries. - ---- - -### WORKED EXAMPLE 1.2: Estimating C_sh for a Spark - -**Given:** A 2-meter (6.6 foot) spark - -**Find:** Estimated shunt capacitance - -**Solution:** -``` -C_sh ≈ 2 pF/foot × 6.6 feet -C_sh ≈ 13.2 pF -``` - -**Refined estimate using cylinder formula:** - -Assume spark is vertical cylinder: -- Length L = 2 m -- Diameter d = 2 mm (typical for bright spark) -- Height above ground h = L/2 = 1 m (average height) - -``` -C ≈ 2πε₀L / ln(2h/d) -C ≈ 2π × 8.854×10⁻¹² × 2 / ln(2×1/0.002) -C ≈ 1.112×10⁻¹⁰ / ln(1000) -C ≈ 1.112×10⁻¹⁰ / 6.91 -C ≈ 16 pF -``` - -The empirical rule (13 pF) and formula (16 pF) agree reasonably well. - ---- - -### VISUAL AID 1.2: Field Lines for C_mut and C_sh - -``` -[Describe for drawing:] - -Side view of Tesla coil with spark: - - Spark tip (pointed) - | - | C_sh field lines radiate from - | spark to ground plane horizontally - Spark | (curved lines going left/right to ground) - body | - | - | - Topload (toroid) - | - Secondary - -C_mut field lines: Connect topload surface to spark channel - - Start on topload outer surface - - End on spark channel surface - - Concentrated near base of spark - - These store mutual electric field energy - -C_sh field lines: Connect spark to remote ground - - Start on spark surface - - Radiate outward to walls, floor, ceiling - - Distributed along entire spark length - - These store shunt field energy - -Key observation: Same spark channel participates in BOTH capacitances! -This is why we need parallel C_mut || R, then series C_sh -``` - ---- - -### PRACTICE PROBLEMS 1.2 - -**Problem 1:** A 4-foot spark is formed. Estimate C_sh using the empirical rule. If the topload has C_topload = 30 pF unloaded, what is the total system capacitance with the spark? - -**Problem 2:** Using the cylinder formula, calculate C_sh for a spark with: L = 1.5 m, d = 3 mm, average height h = 0.75 m. Compare to the empirical rule. - ---- - -## Module 1.3: The Basic Spark Circuit Topology - -### Why Sparks Have TWO Capacitances - -A spark channel is a conductor in space with: -1. **Proximity to the topload** → mutual capacitance C_mut -2. **Proximity to ground/environment** → shunt capacitance C_sh - -**Both exist simultaneously** because the spark interacts with multiple conductors. - -**Analogy:** A wire near two metal plates -- Capacitance to plate 1: C₁ -- Capacitance to plate 2: C₂ -- Both must be included in the circuit model - -### The Correct Circuit Topology - -``` - Topload (measurement reference) - | - [C_mut] ← Mutual capacitance between topload and spark - | - +---------+--------- Node_spark - | | - [R] [C_sh] ← Shunt capacitance spark-to-ground - | | - GND ------------ GND -``` - -**Equivalent description:** -- C_mut and R in parallel -- That parallel combination in series with C_sh -- All connected between topload and ground - -**Why this topology?** -1. C_mut couples topload voltage to spark -2. R represents plasma resistance (where power is dissipated) -3. C_sh provides current return path to ground -4. Current through R must also flow through either C_mut or C_sh (series connection) - -### Where is "Ground" in a Tesla Coil? - -**Earth ground:** Actual connection to soil/building ground -**Circuit ground (reference):** Arbitrary 0V reference point - -**For Tesla coils:** -- Primary circuit: Chassis/mains ground is reference -- Secondary base: Usually connected to primary ground via RF ground -- **Practical ground:** Floor, walls, nearby objects, you standing nearby -- **Measurement ground:** Choose ONE point as 0V reference (usually secondary base) - -**Important:** "Ground" in spark model means "remote return path" - could be walls, floor, strike ring, or actual earth. - -### The Topload Port - -**Definition:** The two-terminal measurement point between topload and ground where we characterize impedance and power. - -``` -Port definition: - Terminal 1: Topload terminal (high voltage) - Terminal 2: Ground reference (0V) -``` - -**All impedance measurements reference this port:** -- Z_spark: impedance looking into spark from topload -- Z_th: Thévenin impedance of coil at this port -- V_th: Open-circuit voltage at this port - -**Not the same as:** -- V_top / I_base (includes displacement currents from entire secondary) -- Any two-point measurement along the secondary winding - ---- - -### WORKED EXAMPLE 1.3: Drawing the Circuit - -**Given:** -- Spark is 3 feet long -- FEMM analysis gives C_mut = 8 pF (between topload and spark) -- Estimate C_sh using empirical rule -- Assume R = 100 kΩ - -**Task:** Draw complete circuit diagram - -**Solution:** - -Step 1: Calculate C_sh -``` -C_sh ≈ 2 pF/foot × 3 feet = 6 pF -``` - -Step 2: Draw topology -``` - Topload (V_top) - | - [C_mut = 8 pF] - | - +-------- Node_spark - | | - [R = 100 kΩ] [C_sh = 6 pF] - | | - GND -------- GND -``` - -Step 3: Simplify to show parallel/series structure -``` -Topload - | - +---- [C_mut = 8 pF] ----+ - | | - +---- [R = 100 kΩ] ------+ Node_spark - | - [C_sh = 6 pF] - | - GND -``` - -This is the basic lumped model for a Tesla coil spark. - ---- - -### VISUAL AID 1.3: 3D Geometry → Circuit Schematic - -``` -[Describe for drawing:] - -Panel 1: Physical 3D view -- Toroidal topload at top (labeled "Topload") -- Vertical spark channel extending downward (labeled "Spark, length L") -- Ground plane at bottom (labeled "Ground") -- Dashed lines showing C_mut field (topload to spark) -- Dotted lines showing C_sh field (spark to ground) - -Panel 2: Conceptual extraction -- Topload → single node -- Spark → two elements: resistance R and capacitances -- Ground → common reference -- Arrows showing "Extract C_mut from field between topload and spark" -- Arrows showing "Extract C_sh from field between spark and ground" - -Panel 3: Circuit schematic (as drawn above) -- Proper circuit symbols -- Component values labeled -- Ground symbol at bottom -- Clear port definition marked - -Annotation: "Same physics, different representations" -``` - ---- - -### PRACTICE PROBLEMS 1.3 - -**Problem 1:** Draw the circuit for a spark with: L = 5 feet, C_mut = 12 pF (from FEMM), R = 50 kΩ. Label all component values. - -**Problem 2:** A simulation shows C_sh = 10 pF for a given spark. What is the estimated spark length using the empirical rule? - ---- - -## Module 1.4: Admittance Analysis of the Spark Circuit - -### Why Use Admittance? - -For the spark circuit topology (parallel R||C_mut, in series with C_sh), admittance simplifies calculations. - -**Parallel elements:** Add admittances directly -``` -Y_total = Y₁ + Y₂ + Y₃ + ... -vs impedances: 1/Z_total = 1/Z₁ + 1/Z₂ + ... (messy!) -``` - -**Our circuit:** -``` -Y_mut_R = Y_Cmut + Y_R (parallel: C_mut || R) -Then series with C_sh requires impedance: Z = Z_mut_R + Z_Csh -Then convert back: Y_total = 1/Z_total -``` - -### Deriving the Total Admittance Formula - -**Step 1:** Admittance of R and C_mut in parallel - -``` -Y_R = G = 1/R -Y_Cmut = jωC_mut = jB₁ (where B₁ = ωC_mut) - -Y_mut_R = G + jB₁ -``` - -**Step 2:** Convert to impedance for series combination -``` -Z_mut_R = 1/(G + jB₁) -``` - -**Step 3:** Add impedance of C_sh in series -``` -Z_Csh = 1/(jωC_sh) = -j/(ωC_sh) = 1/(jB₂) (where B₂ = ωC_sh) - -Z_total = Z_mut_R + Z_Csh -Z_total = 1/(G + jB₁) + 1/(jB₂) -``` - -**Step 4:** Find common denominator -``` -Z_total = [jB₂ + (G + jB₁)] / [(G + jB₁) × jB₂] -Z_total = [G + j(B₁ + B₂)] / [jB₂(G + jB₁)] -``` - -**Step 5:** Invert to get admittance -``` -Y_total = 1/Z_total = [jB₂(G + jB₁)] / [G + j(B₁ + B₂)] - -Y_total = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] -``` - -This is the **fundamental admittance equation** for the spark circuit. - -### Extracting Real and Imaginary Parts - -Multiply numerator: -``` -(G + jB₁) × jB₂ = jGB₂ + j²B₁B₂ = jGB₂ - B₁B₂ - = -B₁B₂ + jGB₂ -``` - -So: -``` -Y = [-B₁B₂ + jGB₂] / [G + j(B₁ + B₂)] -``` - -To separate real and imaginary parts, multiply numerator and denominator by complex conjugate of denominator: - -``` -Denominator conjugate: G - j(B₁ + B₂) -Denominator magnitude squared: G² + (B₁ + B₂)² -``` - -After algebra (multiply out and simplify): - -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] - -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] -``` - -These are the **working formulas** for calculating admittance from R, C_mut, C_sh. - -### Converting to Impedance - -From Y = G_total + jB_total: - -``` -Z = 1/Y = 1/(G_total + jB_total) - -Multiply by conjugate: -Z = (G_total - jB_total) / (G_total² + B_total²) - -R_total = G_total / (G_total² + B_total²) -X_total = -B_total / (G_total² + B_total²) - -Or directly: -|Z| = 1/|Y| -φ_Z = -φ_Y (opposite sign!) -``` - ---- - -### WORKED EXAMPLE 1.4: Complete Y and Z Calculation - -**Given:** -- Frequency: f = 200 kHz → ω = 2π × 200×10³ = 1.257×10⁶ rad/s -- C_mut = 8 pF = 8×10⁻¹² F -- C_sh = 6 pF = 6×10⁻¹² F -- R = 100 kΩ = 10⁵ Ω - -**Find:** Y_total (rectangular), Z_total (rectangular and polar) - -**Solution:** - -Step 1: Calculate component values -``` -G = 1/R = 1/(10⁵) = 10⁻⁵ S = 10 μS -B₁ = ωC_mut = 1.257×10⁶ × 8×10⁻¹² = 10.06×10⁻⁶ S = 10.06 μS -B₂ = ωC_sh = 1.257×10⁶ × 6×10⁻¹² = 7.54×10⁻⁶ S = 7.54 μS -``` - -Step 2: Calculate Re{Y} -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] - -Numerator: 10 × (7.54)² = 10 × 56.85 = 568.5 μS² -Denominator: (10)² + (10.06 + 7.54)² = 100 + (17.6)² = 100 + 309.8 = 409.8 μS² - -Re{Y} = 568.5 / 409.8 = 1.387 μS -``` - -Step 3: Calculate Im{Y} -``` -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] - -Numerator inner: G² + B₁(B₁ + B₂) = 100 + 10.06×17.6 = 100 + 177.1 = 277.1 μS² -Numerator: 7.54 × 277.1 = 2089.3 μS³ -Denominator: 409.8 μS² (same as before) - -Im{Y} = 2089.3 / 409.8 = 5.10 μS -``` - -Step 4: Admittance result -``` -Y_total = 1.387 + j5.10 μS -|Y| = √(1.387² + 5.10²) = √(1.92 + 26.01) = √27.93 = 5.28 μS -φ_Y = atan(5.10/1.387) = atan(3.68) = 74.8° -``` - -Step 5: Convert to impedance -``` -|Z| = 1/|Y| = 1/(5.28×10⁻⁶) = 189 kΩ -φ_Z = -φ_Y = -74.8° - -In rectangular: -R_total = |Z| × cos(φ_Z) = 189 × cos(-74.8°) = 189 × 0.263 = 49.7 kΩ -X_total = |Z| × sin(φ_Z) = 189 × sin(-74.8°) = 189 × (-0.965) = -182 kΩ - -Z_total = 49.7 - j182 kΩ = 189 kΩ ∠-74.8° -``` - -**Interpretation:** -- Impedance is strongly capacitive (φ_Z = -74.8°) -- Equivalent resistance ≈ 50 kΩ (half of actual R due to capacitive divider) -- Large capacitive reactance dominates - ---- - -### VISUAL AID 1.4: Complex Plane Plots - -``` -[Describe for drawing:] - -Two plots side-by-side: - -LEFT: Admittance plane (Y = G + jB) -- Horizontal axis: G (conductance, μS), 0 to 2 -- Vertical axis: B (susceptance, μS), 0 to 6 -- Plot point at (1.387, 5.10) labeled "Y_total" -- Vector from origin to point -- Angle φ_Y = 74.8° marked from horizontal -- Length |Y| = 5.28 μS labeled -- Note: "Positive B means capacitive in admittance" - -RIGHT: Impedance plane (Z = R + jX) -- Horizontal axis: R (kΩ), 0 to 60 -- Vertical axis: X (kΩ), -200 to 0 -- Plot point at (49.7, -182) labeled "Z_total" -- Vector from origin to point -- Angle φ_Z = -74.8° marked from horizontal (below axis) -- Length |Z| = 189 kΩ labeled -- Note: "Negative X means capacitive in impedance" - -Connection between plots: -- Arrow showing "Invert Y → Z" -- Note: "Angles are opposite: φ_Z = -φ_Y" -- Note: "Magnitude inverts: |Z| = 1/|Y|" -``` - ---- - -### PRACTICE PROBLEMS 1.4 - -**Problem 1:** For f = 150 kHz, C_mut = 10 pF, C_sh = 8 pF, R = 80 kΩ, calculate Y_total (real and imaginary parts). - -**Problem 2:** An admittance Y = 2.0 + j4.5 μS. Convert to impedance Z in both rectangular and polar forms. - -**Problem 3:** Show algebraically that if R → ∞ (open circuit), the formula reduces to Y = jωC_mut × C_sh/(C_mut + C_sh), which is two capacitors in series. - ---- - -## Module 1.5: Phase Angles and What They Mean - -### Impedance Phase vs Admittance Phase - -**Impedance phase angle φ_Z:** -``` -φ_Z = atan(X/R) = atan(Im{Z}/Re{Z}) - -Interpretation: -φ_Z > 0: inductive (current lags voltage) -φ_Z = 0: purely resistive (in phase) -φ_Z < 0: capacitive (current leads voltage) -``` - -**Admittance phase angle θ_Y:** -``` -θ_Y = atan(B/G) = atan(Im{Y}/Re{Y}) - -Relationship: θ_Y = -φ_Z (OPPOSITE SIGNS!) -``` - -**Why opposite?** Because Y = 1/Z, so angles subtract: -``` -If Z = |Z|∠φ_Z, then Y = (1/|Z|)∠(-φ_Z) -``` - -**Convention in this framework:** We primarily discuss **impedance phase φ_Z** because that's what measurements typically report. - -### The "Famous -45°" and Why It's Special (Sort Of) - -In power electronics, a load with φ_Z = -45° is sometimes called "well-matched" because: -- Equal resistive and capacitive components: |R| = |X_C| -- Power factor = cos(-45°) = 0.707 (reasonable power transfer) -- Not maximum power transfer, but balanced - -**Formula:** For φ_Z = -45°: -``` -tan(-45°) = -1 = X/R -Therefore: R = |X| = 1/(ωC) for capacitive load -Or: R ≈ |X_c| = 1/(ωC_total) approximately -``` - -This is why you'll see "spark resistance should equal capacitive reactance" in old Tesla coil literature. - -**BUT:** As we'll see in Part 2, achieving exactly -45° is **impossible** for many Tesla coil geometries due to topological constraints! - -### Physical Meaning of Phase Angle - -**φ_Z = 0° (purely resistive):** -- All power dissipated -- No energy storage/return -- Voltage and current in phase - -**φ_Z = -90° (purely capacitive):** -- No power dissipated -- All energy stored and returned each cycle -- Current leads voltage by 90° - -**φ_Z = -45° (mixed):** -- Some power dissipated (cos(-45°) ≈ 71% of |V||I|) -- Some energy stored -- Current leads voltage by 45° - -**For Tesla coil sparks:** Typical φ_Z = -55° to -75° -- Significant capacitive component (energy storage in C_mut, C_sh) -- Moderate power dissipation (plasma heating) -- More capacitive than the "ideal" -45° - ---- - -### WORKED EXAMPLE 1.5: Calculating Phase Angle - -**Given:** (from Example 1.4) -- Z_total = 49.7 - j182 kΩ - -**Find:** φ_Z and interpret - -**Solution:** - -Step 1: Calculate phase angle -``` -φ_Z = atan(X/R) = atan(-182/49.7) -φ_Z = atan(-3.66) = -74.8° -``` - -Step 2: Verify with magnitude and components -``` -|Z| = √(49.7² + 182²) = √(2470 + 33124) = √35594 = 189 kΩ ✓ - -cos(φ_Z) = R/|Z| = 49.7/189 = 0.263 -φ_Z = arccos(0.263) = 74.8°, but X is negative, so φ_Z = -74.8° ✓ -``` - -Step 3: Interpret -- **Strongly capacitive:** |φ_Z| = 74.8° is much larger than 45° -- **Comparison:** |R| = 49.7 kΩ, but |X| = 182 kΩ - - Capacitive reactance is 3.66× larger than resistance - - Far from "balanced" -45° condition -- **Power factor:** cos(-74.8°) = 0.263 - - Only 26.3% of |V||I| is real power - - Most current is reactive (charging/discharging capacitances) - -This is typical for Tesla coil sparks: strongly capacitive impedance. - ---- - -### VISUAL AID 1.5: Phase Angle on Complex Plane - -``` -[Describe for drawing:] - -Impedance plane (Z = R + jX): -- Horizontal axis: R (resistance, kΩ), 0 to 100 -- Vertical axis: X (reactance, kΩ), -200 to +200 - -Three vectors from origin: - -1. Resistive (φ_Z = 0°): - - Point at (50, 0) - - Horizontal vector, angle = 0° - - Label: "Pure resistance, φ_Z = 0°" - -2. Balanced (φ_Z = -45°): - - Point at (50, -50) - - Vector at -45° angle - - Dashed line showing equal R and |X| - - Label: "Balanced, φ_Z = -45°, R = |X|" - -3. Typical spark (φ_Z = -75°): - - Point at (50, -186) - - Vector at -75° angle - - Label: "Typical spark, φ_Z = -75°" - - Annotation: "Strongly capacitive, |X| >> R" - -Additional marks: -- φ_Z = -90° line (vertical downward): "Pure capacitor" -- Shaded region between -45° and -90°: "Typical Tesla coil spark range" -- Note: "More negative φ_Z = more capacitive" -``` - ---- - -### PRACTICE PROBLEMS 1.5 - -**Problem 1:** An impedance Z = 60 + j40 kΩ. Calculate φ_Z. Is this inductive or capacitive? - -**Problem 2:** A spark has φ_Z = -60°. If |Z| = 150 kΩ, find R and X. Calculate the power factor. - ---- - -## Module 1.6: Introduction to Spark Physics - -### What is a Spark? (Qualitative) - -**Definition:** A spark is a transient electrical breakdown of air, creating a conducting plasma channel between two electrodes. - -**Basic process:** -1. High electric field ionizes air molecules (electrons stripped from atoms) -2. Free electrons accelerate, collide with more atoms → avalanche -3. Plasma forms: mixture of electrons, ions, neutral atoms -4. Plasma conducts electricity (lower resistance than air) -5. Current heats plasma → thermal ionization → sustained conduction -6. When voltage removed, plasma cools and recombines - -**Key point:** Plasma is not a simple resistor! Its properties change dynamically: -- Temperature: 1000 K (cool streamers) to 20,000 K (hot leaders) -- Conductivity: varies with temperature and ionization -- Geometry: diameter, length change during growth - -### Streamers vs Leaders (Qualitative) - -**Streamers:** -- **Thin:** 10-100 μm diameter (thinner than human hair) -- **Fast:** Propagate at ~10⁶ m/s (1% speed of light!) -- **Cold:** Low temperature, weakly ionized -- **Mechanism:** Photoionization (UV from excited atoms ionizes ahead) -- **Appearance:** Purple/blue, highly branched, brief flashes -- **Resistance:** High (MΩ range) -- **Energy inefficient:** Much energy → light/heat, little → length - -**Leaders:** -- **Thick:** mm to cm diameter (visible as bright core) -- **Slower:** Propagate at ~10³ m/s (walking speed to car speed) -- **Hot:** 5,000-20,000 K, fully ionized plasma -- **Mechanism:** Thermal ionization (Joule heating) -- **Appearance:** White/orange, straighter, persistent glow -- **Resistance:** Low (kΩ range) -- **Energy efficient:** More energy → length extension - -**Transition:** Streamers can become leaders if sufficient current flows → heating → thermal ionization. This requires power and time. - -### Why Sparks Need Voltage AND Power - -**Voltage requirement (field threshold):** -``` -E_tip > E_propagation ≈ 0.4-1.0 MV/m - -For spark to grow, tip field must exceed threshold -If E_tip drops below threshold, growth stalls -``` - -**Power requirement (energy per meter):** -``` -To extend spark by ΔL, need energy: ΔE ≈ ε × ΔL -where ε ≈ 5-100 J/m depending on mode - -Power determines growth rate: dL/dt ≈ P/ε -``` - -**Analogy:** Starting a fire -- Voltage = temperature of match (need minimum to ignite) -- Power = fuel supply rate (determines how fast fire spreads) -- Both are necessary: hot match but no fuel → small flame dies -- Lots of fuel but no ignition heat → no fire - -**For Tesla coils:** -- Insufficient voltage → spark won't start or grows slowly -- Insufficient power → spark stalls before reaching potential length -- **Both must be adequate** for target spark length - -### The "Hungry Streamer" Principle (Conceptual) - -**Key insight:** Plasma is not passive! It actively adjusts its properties to maximize power extraction from the circuit. - -**Mechanism (simplified):** -1. More power → more Joule heating (I²R) -2. Higher temperature → more ionization -3. More ionization → higher conductivity → lower R -4. Changed geometry → modified capacitances -5. Circuit has new optimal R for max power transfer -6. Plasma conductivity adjusts toward this new optimal R -7. Equilibrium when R_actual ≈ R_optimal_for_max_power - -**Physical limits:** -- R cannot be infinite (some conductivity always present) -- R cannot be zero (finite electron mobility) -- Source has limited voltage/current -- Takes time to adjust (thermal time constants) - -**Result:** In steady state, plasma R tends toward the value that maximizes power transfer, within physical constraints. - -**Why this matters:** We can model spark as "choosing" R = R_opt_power without detailed plasma chemistry! The physics self-optimizes. - ---- - -### VISUAL AID 1.6: Streamers vs Leaders - -``` -[Describe for photo/diagram annotations:] - -Two-panel comparison: - -LEFT PANEL: Streamer -- Photo/drawing of thin, branched, purple discharge -- Annotations: - * Diameter: 10-100 μm (draw scale bar) - * Temperature: ~1000 K - * Speed: ~1,000,000 m/s - * Color: Purple/blue (label spectrum) - * Structure: Highly branched (mark branching points) - * Duration: <1 μs per event - * Resistance: High (MΩ) - -RIGHT PANEL: Leader -- Photo/drawing of thick, straight, white discharge -- Annotations: - * Diameter: 1-10 mm (draw scale bar) - * Temperature: 5,000-20,000 K - * Speed: ~1,000 m/s - * Color: White/orange (label spectrum) - * Structure: Straighter channel (mark path) - * Duration: Seconds with sustained power - * Resistance: Low (kΩ) - -BOTTOM: Transition diagram -- Timeline showing streamer → leader conversion -- Labels: "Initial: streamers form at tip" - "Current flows → Joule heating" - "Channel heats → thermal ionization" - "Leader forms from base, grows toward tip" - "Leader tip launches new streamers" - "Cycle repeats for continued growth" -``` - ---- - -### DISCUSSION QUESTIONS 1.6 - -**Question 1:** If a Tesla coil produces high voltage but very low current, would you expect long streamers or short leaders? Why? - -**Question 2:** A coil generates 500 kV but only 100 mA. Another generates 200 kV but 1 A. Which is more likely to produce longer sparks? (Consider both voltage and power requirements.) - -**Question 3:** Explain in your own words why the spark plasma can be modeled as a resistance that "optimizes itself" rather than as a fixed resistance value. - ---- - -## Part 1 Summary: Concepts Checklist - -Before proceeding to Part 2, ensure you understand: - -### Circuit Fundamentals -- [ ] Difference between peak and RMS values -- [ ] Complex number representation: rectangular (R+jX) and polar (|Z|∠φ) -- [ ] Power calculation: P = 0.5 × Re{V × I*} with peak phasors -- [ ] Impedance Z = R + jX and admittance Y = G + jB -- [ ] Relationship: Y = 1/Z, and φ_Y = -φ_Z - -### Capacitances -- [ ] Physical meaning of capacitance (charge storage) -- [ ] Self-capacitance vs mutual capacitance -- [ ] Shunt capacitance C_sh ≈ 2 pF/foot for sparks -- [ ] Both C_mut and C_sh exist simultaneously - -### Circuit Topology -- [ ] Spark circuit: (R || C_mut) in series with C_sh -- [ ] Topload port as measurement reference (topload-to-ground) -- [ ] Why V_top/I_base is incorrect - -### Admittance Analysis -- [ ] Advantages of Y for parallel circuits -- [ ] Formula: Y = [(G+jB₁)×jB₂]/[G+j(B₁+B₂)] -- [ ] Extracting Re{Y} and Im{Y} -- [ ] Converting Y ↔ Z - -### Phase Angles -- [ ] φ_Z = atan(X/R) for impedance -- [ ] Negative φ_Z means capacitive -- [ ] The -45° "balanced" condition: R = |X| -- [ ] Typical sparks: φ_Z ≈ -55° to -75° (more capacitive than -45°) - -### Spark Physics (Qualitative) -- [ ] Streamers: thin, fast, cold, high R, branched -- [ ] Leaders: thick, slower, hot, low R, straighter -- [ ] Need both voltage (E-field) and power (energy/time) -- [ ] "Hungry streamer": plasma self-optimizes R - ---- - -## Integration Exercise: Putting It All Together - -**Scenario:** You have a Tesla coil operating at 180 kHz with a 2-foot spark. - -**Given data:** -- C_mut = 7 pF (from FEMM) -- Assume R = 75 kΩ (plasma resistance) -- Estimate C_sh using empirical rule - -**Tasks:** -1. Calculate ω, B₁, B₂, G -2. Calculate Y_total (real and imaginary parts) -3. Convert to Z_total (magnitude and phase) -4. Calculate φ_Z and interpret (is it more or less capacitive than -45°?) -5. If V_top = 300 kV peak, calculate power dissipated - -**Work through this problem completely before checking the solution below.** - ---- - -### Integration Exercise Solution - -**Step 1:** Calculate C_sh -``` -C_sh ≈ 2 pF/foot × 2 feet = 4 pF -``` - -**Step 2:** Calculate ω and component values -``` -ω = 2πf = 2π × 180×10³ = 1.131×10⁶ rad/s - -G = 1/R = 1/(75×10³) = 13.33 μS -B₁ = ωC_mut = 1.131×10⁶ × 7×10⁻¹² = 7.92 μS -B₂ = ωC_sh = 1.131×10⁶ × 4×10⁻¹² = 4.52 μS -``` - -**Step 3:** Calculate Y_total -``` -Re{Y} = GB₂²/[G² + (B₁+B₂)²] - = 13.33 × (4.52)² / [13.33² + (7.92+4.52)²] - = 13.33 × 20.43 / [177.7 + 154.4] - = 272.3 / 332.1 - = 0.82 μS - -Im{Y} = B₂[G² + B₁(B₁+B₂)] / [G² + (B₁+B₂)²] - = 4.52 × [177.7 + 7.92×12.44] / 332.1 - = 4.52 × [177.7 + 98.5] / 332.1 - = 4.52 × 276.2 / 332.1 - = 3.76 μS - -Y_total = 0.82 + j3.76 μS -``` - -**Step 4:** Convert to impedance -``` -|Y| = √(0.82² + 3.76²) = √(0.67 + 14.14) = √14.81 = 3.85 μS - -|Z| = 1/|Y| = 1/(3.85×10⁻⁶) = 260 kΩ - -φ_Y = atan(3.76/0.82) = atan(4.59) = 77.7° -φ_Z = -φ_Y = -77.7° - -Z_total = 260 kΩ ∠-77.7° - -In rectangular: -R_eq = 260 × cos(-77.7°) = 260 × 0.213 = 55.4 kΩ -X_eq = 260 × sin(-77.7°) = 260 × (-0.977) = -254 kΩ - -Z_total = 55.4 - j254 kΩ -``` - -**Step 5:** Interpret phase -``` -φ_Z = -77.7° is more capacitive than -45° (larger magnitude) -Ratio: |X|/R = 254/55.4 = 4.6 -Capacitive reactance is 4.6× the resistance -Very capacitive load! -``` - -**Step 6:** Calculate power -``` -Current: I = V/Z = (300 kV)/(260 kΩ) = 1.15 A peak - -Power: P = 0.5 × V × I × cos(φ_Z) - = 0.5 × 300×10³ × 1.15 × cos(-77.7°) - = 0.5 × 345×10³ × 0.213 - = 36.7 kW - -Alternative: P = 0.5 × I² × R_eq - = 0.5 × 1.15² × 55.4×10³ - = 0.5 × 1.32 × 55.4×10³ - = 36.6 kW ✓ (checks!) -``` - -**Result:** 36.7 kW dissipated in the spark plasma. - ---- - -## Preview of Part 2 - -In Part 2, we'll discover: - -- **Why -45° is often impossible:** The topological phase constraint -- **Two critical resistances:** R_opt_power and R_opt_phase -- **Thévenin method:** Properly characterizing the Tesla coil -- **Power optimization:** How the "hungry streamer" finds R_opt_power -- **Measurements:** Extracting spark parameters from real coils - -These concepts build directly on the circuit analysis and phase relationships you've learned in Part 1. - ---- - -## CHECKPOINT QUIZ - Part 1 - -Answer these questions to verify your understanding: - -1. What is the relationship between peak and RMS voltage? If V_peak = 100 kV, what is V_RMS? - -2. Write the power formula using peak phasors. Why is there a factor of 0.5? - -3. For a capacitor, why is X negative but B positive? - -4. Draw the circuit topology for a spark (show C_mut, R, C_sh). - -5. What is the empirical rule for C_sh? If a spark is 4 feet long, estimate C_sh. - -6. The admittance phase angle θ_Y = +60°. What is the impedance phase angle φ_Z? - -7. An impedance has φ_Z = -30°. Is this inductive or capacitive? - -8. Why is V_top/I_base not the correct impedance measurement? - -9. Describe the difference between streamers and leaders (two key differences). - -10. Explain the "hungry streamer" concept in one sentence. - ---- - -**END OF PART 1** - ---- - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Part 2: Optimization and Power Transfer - Making Sparks Efficient - ---- - -## Module 2.1: The Topological Phase Constraint - -### What is a Topological Constraint? - -**Definition:** A limitation imposed by the **structure** of the circuit itself, independent of component values. - -**Example:** Series RLC circuit -- Can only have impedance phase between -90° (pure C) and +90° (pure L) -- Cannot have φ_Z = +120° no matter what component values you choose -- This is a topological constraint - -**For spark circuits:** The specific arrangement (R||C_mut) in series with C_sh creates a fundamental limit on how resistive the impedance can appear. - -### Deriving the Minimum Phase Angle - -From Part 1, we have: -``` -Y = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] - -where G = 1/R, B₁ = ωC_mut, B₂ = ωC_sh -``` - -The impedance phase is: -``` -φ_Z = atan(-Im{Y}/Re{Y}) -``` - -**Question:** For fixed C_mut and C_sh, which R value minimizes |φ_Z| (makes most resistive)? - -**Mathematical result:** Taking derivative ∂φ_Z/∂G = 0 and solving: -``` -G_opt = ω√[C_mut(C_mut + C_sh)] - -Therefore: -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` - -At this resistance, the phase angle magnitude is minimized to: -``` -φ_Z,min = -atan(2√[r(1 + r)]) - -where r = C_mut/C_sh (capacitance ratio) -``` - -### The Critical Ratio r = 0.207 - -Let's find when φ_Z,min = -45° is achievable: -``` --45° = -atan(2√[r(1 + r)]) -tan(45°) = 1 = 2√[r(1 + r)] -0.5 = √[r(1 + r)] -0.25 = r(1 + r) = r + r² -r² + r - 0.25 = 0 - -Using quadratic formula: -r = [-1 ± √(1 + 1)] / 2 = [-1 ± √2] / 2 - -Taking positive root: -r = (√2 - 1) / 2 ≈ 0.207 -``` - -**Critical insight:** -- If r < 0.207: Can achieve φ_Z = -45° (with appropriate R) -- If r > 0.207: **Cannot achieve φ_Z = -45° no matter what R you choose!** -- If r ≥ 0.207: φ_Z,min is more negative than -45° - -### Typical Tesla Coil Values - -**Large topload, short spark:** -``` -C_mut = 10 pF, C_sh = 4 pF (2 feet) -r = 10/4 = 2.5 - -φ_Z,min = -atan(2√[2.5 × 3.5]) = -atan(2 × 2.96) = -atan(5.92) = -80.4° -``` - -**Small topload, long spark:** -``` -C_mut = 6 pF, C_sh = 12 pF (6 feet) -r = 6/12 = 0.5 - -φ_Z,min = -atan(2√[0.5 × 1.5]) = -atan(2 × 0.866) = -atan(1.732) = -60.0° -``` - -**Common range:** r = 0.5 to 2.0, giving φ_Z,min ≈ -60° to -80° - -**Conclusion:** For most Tesla coil geometries, -45° is **mathematically impossible**! - ---- - -### WORKED EXAMPLE 2.1: Calculate Minimum Phase Angle - -**Given:** -- Frequency: f = 200 kHz -- C_mut = 8 pF -- C_sh = 6 pF - -**Find:** -(a) Capacitance ratio r -(b) Minimum achievable phase angle φ_Z,min -(c) R_opt_phase that achieves this angle - -**Solution:** - -**Part (a):** Capacitance ratio -``` -r = C_mut / C_sh = 8 / 6 = 1.333 -``` - -**Part (b):** Minimum phase angle -``` -φ_Z,min = -atan(2√[r(1 + r)]) - = -atan(2√[1.333 × 2.333]) - = -atan(2√3.11) - = -atan(2 × 1.764) - = -atan(3.528) - = -74.2° -``` - -**Part (c):** Resistance for minimum phase -``` -ω = 2πf = 2π × 200×10³ = 1.257×10⁶ rad/s - -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - = 1 / [1.257×10⁶ × √(8×10⁻¹² × 14×10⁻¹²)] - = 1 / [1.257×10⁶ × √(112×10⁻²⁴)] - = 1 / [1.257×10⁶ × 10.58×10⁻¹²] - = 1 / (13.30×10⁻⁶) - = 75.2 kΩ -``` - -**Interpretation:** -- With r = 1.333, cannot achieve -45° -- Best possible is -74.2° (much more capacitive) -- This requires R = 75.2 kΩ -- Any other R value gives |φ_Z| > 74.2° - ---- - -### VISUAL AID 2.1: Graph of φ_Z,min vs r - -``` -[Describe for plotting:] - -Graph with: -- X-axis: r = C_mut/C_sh (log scale), range 0.1 to 10 -- Y-axis: φ_Z,min (degrees), range -90° to -40° - -Plot curve: φ_Z,min = -atan(2√[r(1+r)]) - -Key points marked: -- r = 0.207, φ_Z,min = -45° (mark with horizontal dashed line) -- Shaded region r < 0.207: "Can achieve -45°" -- Shaded region r > 0.207: "Cannot achieve -45°" -- Typical Tesla coil range r = 0.5 to 2.0 highlighted -- Example points: - * r = 0.5, φ_Z = -60° - * r = 1.0, φ_Z = -70.5° - * r = 2.0, φ_Z = -79.7° - -Annotations: -- "Larger r → more capacitive minimum" -- "Large topload + short spark → high r" -- "Small topload + long spark → low r" -``` - ---- - -### PRACTICE PROBLEMS 2.1 - -**Problem 1:** For C_mut = 12 pF, C_sh = 8 pF at f = 180 kHz: -(a) Calculate r -(b) Find φ_Z,min -(c) Can this circuit achieve -45°? - -**Problem 2:** A designer wants φ_Z,min = -50°. What maximum value of r is allowed? If C_sh = 10 pF, what is the maximum C_mut? - -**Problem 3:** Explain physically why larger r (more C_mut relative to C_sh) makes the impedance more capacitive. - ---- - -## Module 2.2: The Two Critical Resistances - -### R_opt_phase: Closest to Resistive (Revisited) - -From Module 2.1: -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` - -**Purpose:** Minimizes |φ_Z| to achieve φ_Z,min - -**Use case:** If you want the "most resistive-looking" impedance possible - -### R_opt_power: Maximum Power Transfer - -**Different question:** Which R maximizes real power delivered to the spark for a given topload voltage? - -**Setup:** Fixed voltage source V_top, variable load resistance R - -**Power to load:** -``` -P = 0.5 × |V_top|² × Re{Y(R)} -``` - -where Y(R) depends on R through G = 1/R. - -**Mathematical derivation:** Take ∂P/∂G = 0, solve for G: - -After calculus (see framework document for full derivation): -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -``` - -**Simpler formula!** Just total capacitance, not geometric mean. - -### Comparing the Two - -**Relationship:** -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - -Since √(C_mut(C_mut + C_sh)) < (C_mut + C_sh): - -R_opt_power < R_opt_phase ALWAYS -``` - -**Numerical relationship:** For typical r = 0.5 to 2: -``` -R_opt_power ≈ (0.5 to 0.7) × R_opt_phase -``` - -**Phase angle at R_opt_power:** -- Always more negative than φ_Z,min -- Typically φ_Z ≈ -55° to -75° at R_opt_power -- More capacitive than R_opt_phase, but delivers more power - ---- - -### WORKED EXAMPLE 2.2: Calculating Both Critical Resistances - -**Given:** -- Frequency: f = 200 kHz → ω = 1.257×10⁶ rad/s -- C_mut = 8 pF = 8×10⁻¹² F -- C_sh = 6 pF = 6×10⁻¹² F - -**Find:** R_opt_phase, R_opt_power, and compare - -**Solution:** - -**Part 1:** R_opt_phase (from Example 2.1) -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - = 75.2 kΩ -``` - -**Part 2:** R_opt_power -``` -C_total = C_mut + C_sh = 8 + 6 = 14 pF = 14×10⁻¹² F - -R_opt_power = 1 / (ωC_total) - = 1 / (1.257×10⁶ × 14×10⁻¹²) - = 1 / (17.60×10⁻⁶) - = 56.8 kΩ -``` - -**Part 3:** Comparison -``` -Ratio: R_opt_power / R_opt_phase = 56.8 / 75.2 = 0.755 - -R_opt_power is 75.5% of R_opt_phase -``` - -**Part 4:** Phase angle at R_opt_power - -Calculate admittance with R = 56.8 kΩ: -``` -G = 1/56800 = 17.61 μS -B₁ = ωC_mut = 1.257×10⁶ × 8×10⁻¹² = 10.06 μS -B₂ = ωC_sh = 1.257×10⁶ × 6×10⁻¹² = 7.54 μS - -Re{Y} = GB₂²/[G² + (B₁+B₂)²] - = 17.61 × 56.85 / [310 + 309.8] - = 1001.2 / 619.8 - = 1.615 μS - -Im{Y} = 7.54[310 + 176.9] / 619.8 - = 7.54 × 486.9 / 619.8 - = 5.928 μS - -φ_Y = atan(5.928/1.615) = atan(3.67) = 74.7° -φ_Z = -74.7° -``` - -**Summary:** -- R_opt_phase = 75.2 kΩ gives φ_Z = -74.2° (minimum) -- R_opt_power = 56.8 kΩ gives φ_Z = -74.7° (slightly more capacitive) -- Power is maximized at R_opt_power despite not having minimum phase -- Difference is small: both are strongly capacitive - ---- - -### VISUAL AID 2.2: Power vs Resistance Curves - -``` -[Describe for plotting:] - -Two overlaid plots sharing X-axis: - -X-axis: R (kΩ), range 20 to 150, log scale - -TOP PLOT - Power: -Y-axis: P (kW), normalized to max = 1.0 -Curve: Bell-shaped, peaks at R_opt_power -- Peak marked at 56.8 kΩ, height = 1.0 -- Label: "R_opt_power = 56.8 kΩ" -- Width shows power drops to 0.5 at ±50% R -- Annotation: "Maximum power transfer" - -BOTTOM PLOT - Phase angle: -Y-axis: φ_Z (degrees), range -90° to -40° -Curve: Rises from -90° (R→0), peaks at R_opt_phase, falls back -- Peak (least negative) marked at 75.2 kΩ, φ_Z = -74.2° -- Label: "R_opt_phase = 75.2 kΩ, φ_Z,min = -74.2°" -- -45° reference line (dashed) -- Annotation: "Most resistive phase" - -Vertical lines: -- At R_opt_power (56.8 kΩ): shows φ_Z = -74.7° on bottom plot -- At R_opt_phase (75.2 kΩ): shows lower power on top plot - -Key insight box: "R_opt_power ≠ R_opt_phase" - "R_opt_power delivers more power but is more capacitive" -``` - ---- - -### PRACTICE PROBLEMS 2.2 - -**Problem 1:** For f = 150 kHz, C_mut = 10 pF, C_sh = 8 pF: -Calculate R_opt_power and R_opt_phase. - -**Problem 2:** At 200 kHz, a spark has C_total = 12 pF. What is R_opt_power? If V_top = 400 kV, estimate the maximum deliverable power. - -**Problem 3:** Prove algebraically that R_opt_power < R_opt_phase always (hint: compare 1/(C_mut+C_sh) with 1/√(C_mut(C_mut+C_sh))). - -**Problem 4:** A measurement shows φ_Z = -68° at the operating point. Is R likely above or below R_opt_phase? Above or below R_opt_power? - ---- - -## Module 2.3: The "Hungry Streamer" - Self-Optimization - -### The Feedback Loop - -Plasma conductivity changes dynamically with power: - -**1. More power → Joule heating** -``` -Heating rate: dT/dt ∝ I²R -Higher current → faster heating -``` - -**2. Higher temperature → ionization** -``` -Thermal ionization: fraction ∝ exp(-E_ionization / kT) -Hotter plasma → more free electrons -``` - -**3. More electrons → higher conductivity** -``` -σ = n_e × e × μ_e -where n_e = electron density, μ_e = electron mobility -σ ∝ n_e ∝ exp(-E_ionization / kT) -``` - -**4. Higher conductivity → lower R** -``` -R = ρL/A = L/(σA) -σ increases → R decreases -``` - -**5. Changed R → new circuit behavior** -``` -New R changes Y_spark, power transfer changes -If R < R_opt_power: reducing R further decreases power -If R > R_opt_power: reducing R increases power -``` - -**6. Stable equilibrium at R ≈ R_opt_power** -``` -When R approaches R_opt_power: -- Small decrease → power decreases → cooling → R rises -- Small increase → power increases → heating → R falls -- Negative feedback stabilizes at R_opt_power -``` - -### Time Scales - -**Thermal response:** ~0.1-1 ms for thin channels -- Heat diffusion time: τ = d²/(4α) ≈ 0.1 ms for d = 100 μm -- Fast enough to track AC envelope (kHz modulation) -- Too slow to track RF oscillation (hundreds of kHz) - -**Ionization response:** ~μs to ms -- Recombination time varies with density and temperature -- Can follow slower modulation - -**Result:** Plasma adjusts R on timescales of 0.1-10 ms, tracking power delivery changes. - -### Physical Constraints - -**Lower bound R_min:** -- Maximum conductivity limited by electron-ion collision frequency -- Typical: R_min ≈ 1-10 kΩ for hot, dense leaders -- If R_opt_power < R_min: plasma stuck at R_min (can't optimize) - -**Upper bound R_max:** -- Minimum conductivity of partially ionized gas -- Typical: R_max ≈ 100 kΩ to 100 MΩ for cool streamers -- If R_opt_power > R_max: plasma stuck at R_max - -**Source limitations:** -- Insufficient voltage: spark won't form at all -- Insufficient current: can't heat enough to reach R_opt_power -- Power supply impedance: limits available power - -**When optimization fails:** -- Source too weak: spark operates at whatever R it can sustain -- Thermal time too long: can't adjust fast enough (burst mode) -- Branching: power divides, none optimizes well - ---- - -### WORKED EXAMPLE 2.3: Tracing Optimization Process - -**Scenario:** Spark initially forms with R = 200 kΩ (cold streamer). Circuit has R_opt_power = 60 kΩ. - -**Trace the evolution:** - -**Initial state (t = 0):** -``` -R = 200 kΩ >> R_opt_power -Power delivered: P_initial (suboptimal, low) -Temperature: T_initial (cool) -``` - -**Early phase (0 < t < 1 ms):** -``` -Current flows → Joule heating: dT/dt = I²R/c_p -R is high → voltage division favorable → some heating occurs -Temperature rises → ionization begins → n_e increases -Conductivity σ ∝ n_e increases → R decreases -R drops toward 150 kΩ -``` - -**Middle phase (1 ms < t < 5 ms):** -``` -R approaches 100 kΩ range -Now closer to R_opt_power → power transfer improves -More power → faster heating → faster ionization -Positive feedback: lower R → more power → lower R -R drops rapidly: 100 kΩ → 80 kΩ → 70 kΩ → 65 kΩ -``` - -**Approach to equilibrium (5 ms < t < 10 ms):** -``` -R approaches R_opt_power = 60 kΩ -Power maximized at this R -If R < 60 kΩ: power would decrease → cooling → R rises -If R > 60 kΩ: power would increase → heating → R falls -Negative feedback stabilizes around R ≈ 60 kΩ -``` - -**Steady state (t > 10 ms):** -``` -R oscillates around 60 kΩ ± 10% -Temperature stable at equilibrium -Power maximized and stable -Spark is "optimized" -``` - -**If constraints active:** -``` -If R_opt_power = 30 kΩ but R_min = 50 kΩ: - Plasma can only reach R = 50 kΩ (not optimal) - Power is less than theoretical maximum - Spark is "starved" - wants more current than physics allows -``` - ---- - -### DISCUSSION QUESTIONS 2.3 - -**Question 1:** Why does the optimization work? Why doesn't the plasma just pick a random R value? - -**Question 2:** In burst mode (short pulses, <100 μs), thermal time constants are longer than pulse duration. Would you expect the plasma to reach R_opt_power? Why or why not? - -**Question 3:** A coil produces sparks with measured R ≈ 20 kΩ, but calculations show R_opt_power = 80 kΩ. What might explain this discrepancy? - ---- - -## Module 2.4: Power Calculations and Common Errors - -### Correct Power Formula - -For AC circuit with peak phasors: -``` -P = 0.5 × Re{V × I*} - -Expanded: -P = 0.5 × |V| × |I| × cos(φ_v - φ_i) - -For impedance Z: -I = V/Z -P = 0.5 × |V|² × Re{1/Z} = 0.5 × |V|² × Re{Y} -``` - -Or using impedance directly: -``` -P = 0.5 × |I|² × Re{Z} = 0.5 × I² × R -``` - -### Why V_top/I_base is Wrong - -**The problem:** Current at secondary base (I_base) includes ALL return currents: - -1. **Capacitance to ground** along entire secondary - - Each turn has C to ground - - AC current: I_C = jωC × V - - Sum of all displacement currents - -2. **Primary-to-secondary coupling** - - Displacement current through C_ps - - Part of transformer action - -3. **Strike ring/environment coupling** - - Any nearby grounded object - -4. **The spark current** (what we actually want) - -**Result:** -``` -I_base = I_spark + I_displacement_secondary + I_primary_coupling + I_environment - -V_top/I_base = wrong because denominator includes parasitic currents! -``` - -**Measured impedance is too low** (I_base too high). - -### Correct Measurement Port - -**Definition:** Topload-to-ground is the correct measurement port. - -**Current measurement:** Only the current **through the spark path** from topload. - -**Methods:** -1. Measure I_spark return current separately (Rogowski/CT on spark ground return) -2. Use circuit analysis (know V_top, calculate I_spark from model) -3. Thévenin extraction (next modules) - ---- - -### WORKED EXAMPLE 2.4: Correct vs Incorrect Power Calculation - -**Given:** -- V_top = 300 kV peak -- I_base (measured at secondary base) = 5 A peak -- I_spark (actual spark current) = 1.5 A peak -- Spark impedance phase: φ_Z = -70° - -**Find:** Power using incorrect method, power using correct method - -**Solution:** - -**Incorrect method:** Using V_top/I_base -``` -Z_apparent = V_top / I_base = 300 kV / 5 A = 60 kΩ - -This is NOT the spark impedance! - -If we naively calculated power: -P_wrong = 0.5 × 300 kV × 5 A × cos(-70°) - = 0.5 × 1500 kW × 0.342 - = 257 kW - -This is way too high! -``` - -**Correct method:** Using actual spark current -``` -I_spark = 1.5 A peak - -Real spark impedance: -Z_spark = V_top / I_spark = 300 kV / 1.5 A = 200 kΩ - -Power: -P_correct = 0.5 × V_top × I_spark × cos(φ_Z) - = 0.5 × 300 kV × 1.5 A × cos(-70°) - = 0.5 × 450 kW × 0.342 - = 77 kW - -Or using resistance directly: -R = |Z| × cos(φ_Z) = 200 kΩ × 0.342 = 68.4 kΩ -P = 0.5 × I² × R = 0.5 × 1.5² × 68.4 kΩ = 77 kW ✓ -``` - -**Error analysis:** -``` -P_wrong / P_correct = 257 / 77 = 3.3× - -The incorrect method overestimates power by 330%! -``` - ---- - -### VISUAL AID 2.4: Current Flow Diagram - -``` -[Describe for drawing:] - -Side view of Tesla coil showing current paths: - -PRIMARY: -- Primary coil at bottom (multi-turn) -- Current I_primary flowing -- Capacitor C_primary -- Ground connection - -SECONDARY: -- Tall helical coil -- Multiple current paths illustrated with arrows: - -Path 1 (RED): Spark current - - Flows from topload through spark to remote ground - - Returns through earth/floor to secondary base - - Labeled: "I_spark" (what we want to measure) - -Path 2 (BLUE): Displacement currents along secondary - - From each turn to ground - - Many small arrows radiating outward - - Labeled: "I_displacement = Σ(jωC_turn × V_turn)" - -Path 3 (GREEN): Primary-secondary coupling - - From primary through C_ps to secondary - - Labeled: "I_coupling" - -Path 4 (YELLOW): Environmental coupling - - To nearby objects, walls, strike ring - - Labeled: "I_environment" - -AT SECONDARY BASE: -- Large arrow labeled "I_base = I_spark + I_displacement + I_coupling + I_environment" -- RED path continues to ground separately - -Key insight box: "I_base ≠ I_spark! Cannot use V_top/I_base for spark impedance!" -``` - ---- - -### PRACTICE PROBLEMS 2.4 - -**Problem 1:** A simulation shows V_top = 250 kV, I_base = 3.5 A, but the spark circuit model predicts Z_spark = 180 kΩ. Calculate the actual spark current and power. - -**Problem 2:** Explain why displacement current is proportional to frequency (ω). If frequency doubles, what happens to I_displacement? - -**Problem 3:** An experimenter measures I_base = 4 A and calculates Z = V_top/I_base = 75 kΩ. Another measurement with a Rogowski coil on the spark return path shows I_spark = 1.2 A. What is the true spark impedance? - ---- - -## Module 2.5: Thévenin Equivalent Method - Part A (Measuring Z_th) - -### What is a Thévenin Equivalent? - -**Thévenin's Theorem:** Any linear two-terminal network can be replaced by: -- A voltage source V_th (open-circuit voltage) -- In series with an impedance Z_th (output impedance) - -``` -[Complex network] ≡ [V_th]---[Z_th]---o Output - | - GND -``` - -**Advantage:** Characterize the coil **once**, then predict behavior with **any load** instantly. - -### Measuring Z_th: Output Impedance - -**Procedure:** - -**Step 1:** Turn OFF primary drive -- Set drive voltage to 0V (AC short circuit) -- Keep all tank components in place (MMC, L_primary, damping resistors) -- Tank circuit still present, just not driven - -**Step 2:** Apply test source -- Apply 1V AC at operating frequency to topload-to-ground port -- Use small-signal AC source (simulation or actual) - -**Step 3:** Measure current -``` -I_test = current into topload port with 1V applied -``` - -**Step 4:** Calculate Z_th -``` -Z_th = V_test / I_test = 1V / I_test - -Z_th = R_th + jX_th (complex impedance) -``` - -**Physical meaning:** -- R_th: resistive losses (secondary winding, topload, damping) -- X_th: reactive component (usually capacitive from topload) - -**Typical values at 200 kHz:** -- R_th: 10-100 Ω (depends on Q and coil size) -- X_th: -500 to -3000 Ω (capacitive) -- |Z_th|: 500-3000 Ω - ---- - -### WORKED EXAMPLE 2.5A: Extracting Z_th from Simulation - -**Simulation setup:** -- DRSSTC at f = 185 kHz -- Primary drive set to 0V -- All components remain (L_primary, C_MMC, secondary, topload) -- AC test source: 1V ∠0° at topload-to-ground - -**Simulation results:** -- I_test = 0.000412 ∠87.3° A = 0.412 mA ∠87.3° - -**Calculate Z_th:** - -**Step 1:** Impedance magnitude -``` -|Z_th| = |V| / |I| = 1 V / 0.000412 A = 2427 Ω -``` - -**Step 2:** Impedance phase -``` -φ_Z_th = φ_V - φ_I = 0° - 87.3° = -87.3° -``` - -**Step 3:** Polar form -``` -Z_th = 2427 Ω ∠-87.3° -``` - -**Step 4:** Convert to rectangular -``` -R_th = |Z_th| × cos(φ_Z_th) = 2427 × cos(-87.3°) = 2427 × 0.0471 = 114 Ω -X_th = |Z_th| × sin(φ_Z_th) = 2427 × sin(-87.3°) = 2427 × (-0.9989) = -2424 Ω - -Z_th = 114 - j2424 Ω -``` - -**Interpretation:** -- **R_th = 114 Ω:** Secondary losses (winding resistance, dielectric losses) -- **X_th = -2424 Ω:** Strongly capacitive (topload dominates) -- **Phase ≈ -87°:** Nearly pure capacitor with small series resistance -- **Quality factor estimate:** Q ≈ |X_th|/R_th = 2424/114 ≈ 21 - ---- - -### VISUAL AID 2.5A: Thévenin Measurement Setup - -``` -[Describe for drawing:] - -Two circuit diagrams side-by-side: - -LEFT: Full Tesla coil circuit (complex) -- Primary side: Driver → L_primary → C_MMC → Ground -- Magnetic coupling to secondary -- Secondary: Base grounded, many turns, topload at top -- All parasitics shown (C to ground, etc.) -- Output port marked at topload -- Label: "Complex original circuit" - -RIGHT: Thévenin equivalent (simple) -- Just two components: - * Voltage source V_th - * Series impedance Z_th = 114 - j2424 Ω -- Output port (same as left) -- Label: "Thévenin equivalent" - -Arrow between them: "Extraction process" - -BOTTOM: Measurement configuration -- Primary drive: OFF (0V symbol) -- Test source: 1V AC at topload -- Ammeter measuring I_test -- Calculation: Z_th = 1V / I_test -- Note: "All tank components remain in circuit" -``` - ---- - -### PRACTICE PROBLEMS 2.5A - -**Problem 1:** A test measurement gives I_test = 0.00035 ∠82° A for V_test = 1 ∠0° V at f = 200 kHz. Calculate Z_th in rectangular form. - -**Problem 2:** If Z_th = 85 - j1800 Ω, what is the unloaded Q of the secondary circuit? - ---- - -## Module 2.6: Thévenin Equivalent Method - Part B (Using V_th and Z_th) - -### Measuring V_th: Open-Circuit Voltage - -**Procedure:** - -**Step 1:** Remove load -- Disconnect spark (or set spark to not break out) -- Topload is open-circuit - -**Step 2:** Turn ON primary drive -- Normal operating frequency and amplitude -- Drive as you would for spark operation - -**Step 3:** Measure topload voltage -``` -V_th = V(topload) with no load (complex magnitude and phase) -``` - -**Typical:** V_th = 200-500 kV peak for medium coils - -### Predicting Power to Any Load - -With Z_th and V_th known, calculate power to any load impedance Z_load: - -**Circuit with load:** -``` -[V_th] --- [Z_th] --- [Z_load] --- GND - -Total impedance: Z_total = Z_th + Z_load -Current: I = V_th / (Z_th + Z_load) -Voltage across load: V_load = I × Z_load -Power in load: P_load = 0.5 × |I|² × Re{Z_load} -``` - -**Direct formula:** -``` -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -``` - -**No re-simulation needed!** Just plug in different Z_load values. - -### Theoretical Maximum Power - -**Conjugate match condition:** Maximum power transfer occurs when: -``` -Z_load = Z_th* (complex conjugate) - -If Z_th = R_th + jX_th, then Z_load = R_th - jX_th -``` - -**Maximum power:** -``` -P_max = |V_th|² / (8 × R_th) -``` - -**BUT:** For spark loads, conjugate match is usually not achievable due to topological constraints (Module 2.1). - ---- - -### WORKED EXAMPLE 2.6: Complete Thévenin Analysis - -**Given:** -- Z_th = 114 - j2424 Ω (from Example 2.5A) -- V_th = 350 kV ∠0° (measured with drive on, no load) -- Candidate spark load: Z_spark = 60 kΩ - j160 kΩ (from lumped model) - -**Find:** -(a) Current through spark -(b) Voltage across spark -(c) Power dissipated in spark -(d) Theoretical maximum power (conjugate match) - -**Solution:** - -**Part (a):** Current -``` -Z_total = Z_th + Z_spark - = (114 - j2424) + (60000 - j160000) - = (60114 - j162424) Ω - -|Z_total| = √(60114² + 162424²) = √(3.614×10⁹ + 2.638×10¹⁰) = √3.00×10¹⁰ = 173 kΩ - -I = V_th / Z_total = (350 kV) / (173 kΩ) = 2.02 A peak -``` - -**Part (b):** Voltage across spark -``` -Voltage divider: -V_spark = V_th × [Z_spark / (Z_th + Z_spark)] - -|V_spark| = 350 kV × (170 kΩ / 173 kΩ) = 350 kV × 0.983 = 344 kV - -Most voltage appears across spark (Z_spark >> Z_th) -``` - -**Part (c):** Power in spark -``` -P_spark = 0.5 × I² × Re{Z_spark} - = 0.5 × (2.02)² × 60000 - = 0.5 × 4.08 × 60000 - = 122 kW -``` - -**Part (d):** Theoretical maximum -``` -Conjugate match: Z_load = Z_th* = 114 + j2424 Ω - -P_max = |V_th|² / (8 × R_th) - = (350×10³)² / (8 × 114) - = 1.225×10¹¹ / 912 - = 134 MW - -Wait, this seems way too high! Let me recalculate... - -P_max = 0.5 × |V_th|² / (4 × R_th) [Correct formula] - = 0.5 × (350×10³)² / (4 × 114) - = 0.5 × 1.225×10¹¹ / 456 - = 134 MW - -This is still huge because R_th is so small (114 Ω). -``` - -**Reality check:** -- Actual spark power: 122 kW -- Theoretical maximum: 134 MW -- Spark extracts: 122/134000 = 0.09% of theoretical maximum - -**Why such a huge difference?** -- Conjugate match would require Z_load = 114 + j2424 Ω (very low resistance!) -- Actual spark: Z_spark = 60000 - j160000 Ω (much higher resistance, wrong phase) -- Topological constraints prevent achieving conjugate match -- This is normal for Tesla coils! - ---- - -### PRACTICE PROBLEMS 2.6 - -**Problem 1:** Given Z_th = 95 - j1850 Ω, V_th = 280 kV, and a spark model with Z_spark = 50 kΩ - j140 kΩ: -(a) Calculate power delivered to spark -(b) What percentage of theoretical maximum is this? - -**Problem 2:** A load Z_load = 200 + j200 Ω is connected. If Z_th = 100 - j2000 Ω and V_th = 300 kV, calculate the power. Is this inductive or capacitive load? - ---- - -## Module 2.7: Quality Factor and Ringdown Measurements - -### What is Quality Factor (Q)? - -**Definition:** Ratio of energy stored to energy dissipated per cycle: -``` -Q = 2π × (Energy stored) / (Energy dissipated per cycle) - -For series RLC: Q = ωL/R = 1/(ωRC) -For parallel RLC at resonance: Q = R/(ωL) = ωRC -``` - -**Physical meaning:** -- High Q: oscillation persists many cycles (low damping) -- Low Q: oscillation decays quickly (high damping) - -### Measuring Q from Ringdown - -**Procedure:** -1. Excite coil (burst of AC at resonance) -2. Turn off drive -3. Measure voltage decay - -**Exponential envelope:** -``` -V(t) = V₀ × exp(-t/τ) × cos(ωt) - -where τ = 2Q/ω = decay time constant -``` - -**From consecutive peaks:** -``` -Ratio of amplitudes n cycles apart: -A(t + nT) / A(t) = exp(-nT/τ) = exp(-nπ/Q) - -Solving for Q: -Q = nπ / ln[A(t) / A(t + nT)] -``` - -**Practical:** Measure peak-to-peak over several cycles: -``` -Q ≈ πf × Δt / ln(A₁/A₂) - -where Δt = time between measured peaks -``` - -### Extracting Spark Parameters from Q Measurements - -**Unloaded (no spark):** -- Measure f₀, Q₀ -- Represents coil losses only - -**Loaded (with spark):** -- Measure f_L, Q_L -- Spark adds resistance and capacitance - -**At resonance:** -``` -Q_L = ω_L × C_eq × R_p - -where R_p = equivalent parallel resistance at resonance - C_eq = total capacitance = C₀ + ΔC -``` - -**Solving for conductance:** -``` -G_total = 1/R_p = ω_L × C_eq / Q_L - -Spark contribution: -G_spark ≈ G_total - G_0 = ω_L C_eq / Q_L - ω₀ C₀ / Q₀ -``` - -**Capacitance from frequency shift:** -``` -Frequency ratio: f₀/f_L = √(C_eq/C₀) - -Therefore: C_eq = C₀ × (f₀/f_L)² - -Spark capacitance: ΔC = C_eq - C₀ -``` - -**Spark admittance:** -``` -Y_spark ≈ G_spark + jω_L ΔC -``` - ---- - -### WORKED EXAMPLE 2.7: Q Measurement and Spark Extraction - -**Given measurements:** - -**Unloaded:** -- f₀ = 200 kHz -- Q₀ = 80 (from ringdown) -- C₀ = 28 pF (calculated from geometry) - -**With spark:** -- f_L = 185 kHz (frequency dropped) -- Q_L = 25 (from ringdown with spark) - -**Find:** Spark admittance Y_spark - -**Solution:** - -**Step 1:** Calculate loaded capacitance -``` -C_eq = C₀ × (f₀/f_L)² - = 28 pF × (200/185)² - = 28 pF × (1.081)² - = 28 pF × 1.169 - = 32.7 pF - -ΔC = C_eq - C₀ = 32.7 - 28 = 4.7 pF -``` - -**Step 2:** Calculate conductances -``` -ω₀ = 2π × 200×10³ = 1.257×10⁶ rad/s -ω_L = 2π × 185×10³ = 1.162×10⁶ rad/s - -G₀ = ω₀ C₀ / Q₀ - = 1.257×10⁶ × 28×10⁻¹² / 80 - = 35.2×10⁻⁶ / 80 - = 0.44 μS - -G_total = ω_L C_eq / Q_L - = 1.162×10⁶ × 32.7×10⁻¹² / 25 - = 38.0×10⁻⁶ / 25 - = 1.52 μS - -G_spark = G_total - G₀ = 1.52 - 0.44 = 1.08 μS -``` - -**Step 3:** Construct spark admittance -``` -B_spark = ω_L ΔC = 1.162×10⁶ × 4.7×10⁻¹² = 5.46 μS - -Y_spark = G_spark + jB_spark - = 1.08 + j5.46 μS -``` - -**Step 4:** Convert to impedance -``` -|Y_spark| = √(1.08² + 5.46²) = √(1.17 + 29.8) = 5.56 μS - -Z_spark = 1/Y_spark -|Z_spark| = 1/(5.56×10⁻⁶) = 180 kΩ - -φ_Y = atan(5.46/1.08) = atan(5.06) = 78.8° -φ_Z = -78.8° - -Z_spark = 180 kΩ ∠-78.8° - -In rectangular: -R = 180 × cos(-78.8°) = 180 × 0.194 = 35 kΩ -X = 180 × sin(-78.8°) = 180 × (-0.981) = -177 kΩ - -Z_spark = 35 - j177 kΩ -``` - -**Interpretation:** -- Spark added 4.7 pF capacitance (consistent with ~2.4 foot spark) -- R ≈ 35 kΩ at 185 kHz -- Strongly capacitive: φ_Z = -78.8° -- Q dropped from 80 to 25 (spark loading dominates) - ---- - -### PRACTICE PROBLEMS 2.7 - -**Problem 1:** A ringdown shows voltage dropping from 100 kV to 50 kV in 8 cycles at f = 195 kHz. Calculate Q. - -**Problem 2:** Measurements show: f₀ = 210 kHz, Q₀ = 65, f_L = 198 kHz (with spark), Q_L = 30. If C₀ = 25 pF, calculate the spark's added capacitance and equivalent resistance. - -**Problem 3:** Why does frequency decrease when a spark forms? Explain in terms of capacitance. - ---- - -## Part 2 Summary & Integration - -### Key Concepts Checklist - -- [ ] **Topological phase constraint:** φ_Z,min = -atan(2√[r(1+r)]) -- [ ] **Critical ratio:** r ≥ 0.207 makes φ_Z = -45° impossible -- [ ] **R_opt_phase:** Minimizes |φ_Z|, gives φ_Z,min -- [ ] **R_opt_power:** Maximizes power transfer to load -- [ ] **Relationship:** R_opt_power < R_opt_phase always -- [ ] **Hungry streamer:** Plasma self-adjusts toward R_opt_power -- [ ] **Physical limits:** R_min (hot plasma) to R_max (cold plasma) -- [ ] **Why V_top/I_base fails:** Includes displacement currents -- [ ] **Correct port:** Topload-to-ground -- [ ] **Thévenin Z_th:** Output impedance (drive off, test on) -- [ ] **Thévenin V_th:** Open-circuit voltage (drive on, no load) -- [ ] **Power formula:** P = 0.5|V_th|²Re{Z_load}/|Z_th+Z_load|² -- [ ] **Conjugate match:** Usually unachievable due to constraints -- [ ] **Q from ringdown:** Q = πfΔt/ln(A₁/A₂) -- [ ] **Extract Y_spark:** From frequency shift and Q change - ---- - -## Comprehensive Design Exercise - -**Scenario:** Design matching for a DRSSTC - -**Given:** -- Operating frequency: f = 190 kHz -- Topload: C_topload = 30 pF -- Target spark: 3 feet (estimate C_sh) -- FEMM analysis: C_mut = 9 pF for 3-foot spark -- Thévenin equivalent (measured): Z_th = 105 - j2100 Ω, V_th = 320 kV - -**Tasks:** - -1. **Calculate capacitance ratio and phase constraint:** - - Find r = C_mut/C_sh - - Calculate φ_Z,min - - Can this achieve -45°? - -2. **Determine optimal resistances:** - - Calculate R_opt_power - - Calculate R_opt_phase - - What is typical φ_Z at R_opt_power? - -3. **Build lumped spark model:** - - Draw circuit with C_mut, R, C_sh - - Use R = R_opt_power - - Calculate Y_spark - -4. **Predict performance with Thévenin:** - - Calculate Z_spark from Y_spark - - Find total impedance Z_th + Z_spark - - Calculate spark current - - Calculate power delivered to spark - -5. **Compare to theoretical maximum:** - - Calculate P_max (conjugate match) - - What percentage is actually delivered? - - Explain the difference - -**Work through this completely, then check solutions in appendix.** - ---- - -**END OF PART 2** - ---- - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Part 3: Growth Physics and FEMM Modeling - Where Sparks Come From - ---- - -## Module 3.1: Electric Fields and Breakdown - -### Electric Field Basics - -**Definition:** Electric field E is force per unit charge: -``` -E = F/q [units: N/C or V/m] - -Related to voltage: -E = -dV/dx (field is voltage gradient) - -For uniform field: -E ≈ V/d (voltage divided by distance) -``` - -**Field at spark tip is NOT uniform** - concentrated by geometry. - -### Breakdown Field Thresholds - -**E_inception:** Field required to initiate breakdown from smooth electrode -``` -E_inception ≈ 2-3 MV/m (at sea level, dry air) - -Physical process: -- Natural cosmic rays create seed electrons -- Strong field accelerates electrons -- Collisions ionize more atoms -- Avalanche breakdown begins -``` - -**E_propagation:** Field required to sustain spark growth -``` -E_propagation ≈ 0.4-1.0 MV/m (for leader propagation) - -Lower than inception because: -- Channel already partially ionized -- Hot gas easier to ionize -- Photoionization helps (UV from plasma) -``` - -**Altitude/humidity effects:** -- Lower air density (altitude) → lower E_threshold (±20-30%) -- Humidity adds water vapor → changes breakdown (~10%) -- Temperature affects density → small effect - -### Tip Enhancement Factor κ - -Sharp tips concentrate field: - -``` -E_tip = κ × E_average - -where E_average = V/L (voltage divided by length) - κ = enhancement factor ≈ 2-5 typical -``` - -**Physical origin:** -- Charge accumulates at sharp points -- Field lines concentrate at high curvature -- Smaller radius → higher κ - -**FEMM calculates E_tip directly** from geometry and voltage. - -### Growth Criterion - -Spark continues growing when: -``` -E_tip > E_propagation - -If E_tip drops below E_propagation: -- Growth stalls -- Spark cannot extend further -- "Voltage-limited" -``` - ---- - -### WORKED EXAMPLE 3.1: Field Calculation - -**Given:** -- Spark length: L = 1.5 m -- Topload voltage: V_top = 400 kV -- Tip enhancement: κ = 3.5 (from FEMM or estimate) - -**Find:** -(a) Average field -(b) Tip field -(c) Can spark grow if E_propagation = 0.6 MV/m? - -**Solution:** - -**Part (a):** Average field -``` -E_average = V_top / L - = 400×10³ V / 1.5 m - = 267 kV/m - = 0.267 MV/m -``` - -**Part (b):** Tip field -``` -E_tip = κ × E_average - = 3.5 × 0.267 MV/m - = 0.93 MV/m -``` - -**Part (c):** Compare to threshold -``` -E_tip = 0.93 MV/m -E_propagation = 0.6 MV/m - -E_tip > E_propagation ✓ - -Yes, spark can continue growing. -Margin: 0.93/0.6 = 1.55× above threshold -``` - -**If voltage drops to 300 kV:** -``` -E_average = 300 kV / 1.5 m = 0.2 MV/m -E_tip = 3.5 × 0.2 = 0.7 MV/m - -Still above 0.6 MV/m, but margin reduced to 1.17× -``` - -**If voltage drops to 250 kV:** -``` -E_average = 250 kV / 1.5 m = 0.167 MV/m -E_tip = 3.5 × 0.167 = 0.58 MV/m - -Below 0.6 MV/m - growth stalls! -``` - ---- - -### VISUAL AID 3.1: Field Enhancement - -``` -[Describe for drawing:] - -Two panels side-by-side: - -LEFT: Uniform field (parallel plates) -- Two flat plates, voltage V between them -- Evenly spaced field lines (vertical) -- Formula: E = V/d (constant everywhere) -- Label: "No enhancement, κ = 1" - -RIGHT: Point-to-plane (spark geometry) -- Spherical topload at top (voltage V) -- Sharp spark tip pointing down -- Ground plane at bottom -- Field lines: - * Sparse near topload (low density) - * Dense at tip (concentrated) - * Spread out below tip -- Color gradient showing field strength: - * Blue (low) far from tip - * Red (high) at tip -- Annotations: - * E_average = V/L marked along spark - * E_tip at very tip (red zone) - * "Enhancement: E_tip = κ × E_average, κ = 2-5" - -Inset graph: E vs distance from tip -- Sharp peak at tip (E_tip) -- Drops rapidly with distance -- Approaches E_average far from tip -``` - ---- - -### PRACTICE PROBLEMS 3.1 - -**Problem 1:** A 0.8 m spark has V_top = 280 kV, κ = 4. Calculate E_tip. If E_propagation = 0.5 MV/m, can it grow? - -**Problem 2:** A spark stalls at 2.0 m length with V_top = 500 kV and κ = 3. Estimate E_propagation for these conditions. - -**Problem 3:** Why is E_inception > E_propagation? Explain the physical difference. - ---- - -## Module 3.2: Energy Requirements for Growth - -### Energy Per Meter (ε) - -**Concept:** Extending spark by 1 meter requires approximately constant energy: - -``` -Energy to grow from L₁ to L₂: -ΔE ≈ ε × (L₂ - L₁) - -where ε [J/m] depends on operating mode -``` - -**Not just ionization energy** - includes: -1. Initial ionization (breaking molecular bonds) -2. Heating to operating temperature -3. Work against pressure (channel expansion) -4. Radiation losses (light, UV, RF) -5. Branching (wasted energy in short branches) -6. Inefficiency (non-productive heating) - -### Typical ε Values by Operating Mode - -**QCW (Quasi-Continuous Wave):** -``` -ε ≈ 5-15 J/m - -Characteristics: -- Long ramp times (5-20 ms) -- Channel stays hot throughout growth -- Efficient leader formation -- Minimal re-ionization -``` - -**Hybrid DRSSTC (moderate duty cycle):** -``` -ε ≈ 20-40 J/m - -Characteristics: -- Medium pulses (1-5 ms) -- Mix of streamers and leaders -- Some thermal accumulation -- Moderate efficiency -``` - -**Burst mode (hard-pulsed):** -``` -ε ≈ 30-100+ J/m - -Characteristics: -- Short pulses (<500 μs) -- Channel cools between pulses -- Mostly streamers, bright but short -- Must re-ionize repeatedly -- Poor length efficiency -``` - -### Why Different Modes Have Different ε - -**QCW efficiency (low ε):** -- Continuous power → channel stays ionized -- Thermal ionization maintained -- Leaders form efficiently -- Each Joule goes into extension - -**Burst inefficiency (high ε):** -- Peak power → brightening, branching -- Channel cools between bursts -- Energy into light, heat, not length -- Must restart from cold each time - -**Analogy:** Boiling water -- Low ε: Keep burner on, maintain simmer (efficient) -- High ε: Pulse burner on/off, water cools (inefficient) - -### Theoretical Minimum Energy - -**Just ionization:** -``` -Ionization energy per molecule ≈ 15 eV -Air density ≈ 2.5×10²⁵ molecules/m³ -Channel volume ≈ π(d/2)² × L - -For d = 1 mm, L = 1 m: -E_ionize = 15 eV × 2.5×10²⁵ × π×(0.5×10⁻³)² × 1 - ≈ 0.3 J/m (theoretical minimum) -``` - -**Why ε >> 0.3 J/m?** -- Heating to 5000-20000 K (thermal energy) -- Radiation (visible light, UV, IR) -- Expansion work (push air aside) -- Branching losses (many failed attempts) -- Inefficiencies (not all current goes to useful ionization) - -**Result:** Real ε is 20-300× theoretical minimum. - ---- - -### WORKED EXAMPLE 3.2: Energy Budget - -**Given:** -- Target spark: L = 2 m -- Operating mode: QCW with ε = 10 J/m -- Growth time: T = 12 ms - -**Find:** -(a) Total energy required -(b) Average power required -(c) If only 80 kW available, what happens? - -**Solution:** - -**Part (a):** Total energy -``` -E_total = ε × L - = 10 J/m × 2 m - = 20 J -``` - -**Part (b):** Average power -``` -P_avg = E_total / T - = 20 J / 0.012 s - = 1667 W - ≈ 1.7 kW -``` - -**Part (c):** With limited power -``` -Available: P = 80 kW (much more than needed!) - -This is 80/1.7 = 47× the required power. - -Options: -1. Grow much faster: T = 20 J / 80 kW = 0.25 ms (burst-like) -2. Grow to longer length: L = P × T / ε - For same 12 ms: L = 80 kW × 0.012 s / 10 J/m = 96 m (unrealistic!) - -Reality: Voltage limit kicks in first - - Cannot maintain E_tip > E_propagation for 96 m - - Spark stalls at voltage-limited length -``` - -**Key insight:** Need BOTH adequate power AND adequate voltage! - ---- - -### PRACTICE PROBLEMS 3.2 - -**Problem 1:** A burst-mode coil has ε = 60 J/m. To reach 1.5 m in a 200 μs pulse, what power is required? - -**Problem 2:** Two coils both deliver 50 kW. Coil A (QCW, ε = 8 J/m) vs Coil B (burst, ε = 50 J/m). For 10 ms operation, which produces longer sparks? - ---- - -## Module 3.3: Growth Rate and Stalling - -### The Growth Rate Equation - -When field threshold is met: -``` -dL/dt = P_stream / ε [units: m/s] - -where P_stream = power delivered to spark [W] - ε = energy per meter [J/m] -``` - -**Physical meaning:** -- More power → faster growth -- Higher ε (inefficiency) → slower growth - -**When growth stops:** -``` -If E_tip < E_propagation: - dL/dt = 0 (stalled) - -Cannot grow regardless of available power -``` - -### Voltage-Limited vs Power-Limited - -**Voltage-limited:** -``` -E_tip < E_propagation -- Field too weak at tip -- Spark cannot extend -- More power doesn't help (without more voltage) -- Common for small topload, long target -``` - -**Power-limited:** -``` -E_tip > E_propagation, but P_stream < ε × (dL/dt)_desired -- Field adequate, but not enough energy -- Spark grows slowly or stalls before reaching potential -- More voltage doesn't help (without more power) -- Common for high-Q coils, weak drive -``` - -### Predicting Growth Time - -For constant power during ramp: -``` -L(t) = (P_stream / ε) × t - -Time to reach L_target: -T = ε × L_target / P_stream -``` - -**More realistic:** Power changes as spark grows (loading changes) -``` -T = ∫₀^L_target (ε / P_stream(L)) dL - -Requires simulation or numerical integration -``` - ---- - -### WORKED EXAMPLE 3.3: Growth Prediction - -**Given:** -- QCW coil, ε = 12 J/m -- Target: L = 1.8 m -- Power profile: P_stream = 100 kW (constant during ramp) -- κ = 3.2, E_propagation = 0.7 MV/m -- V_top ramps linearly: V(t) = 50 kV/ms × t - -**Find:** -(a) Growth time if power-limited -(b) Growth time if voltage-limited -(c) Actual growth (considering both limits) - -**Solution:** - -**Part (a):** Power-limited case (assume infinite voltage) -``` -T_power = ε × L / P_stream - = 12 J/m × 1.8 m / 100000 W - = 21.6 J / 100000 W - = 0.000216 s - = 0.216 ms -``` - -**Part (b):** Voltage-limited case - -At length L, need E_tip > E_propagation: -``` -E_tip = κ × V(t) / L > E_propagation -V(t) > E_propagation × L / κ - -For L = 1.8 m: -V_required > 0.7×10⁶ × 1.8 / 3.2 -V_required > 0.394 MV = 394 kV - -With ramp V(t) = 50 kV/ms × t: -T_voltage = 394 kV / (50 kV/ms) = 7.88 ms -``` - -**Part (c):** Actual growth (limited by slowest) -``` -T_power = 0.216 ms (very fast if voltage available) -T_voltage = 7.88 ms (slower, limited by ramp rate) - -Actual: T ≈ 7.88 ms (voltage-limited) - -The spark grows as fast as voltage ramps allow. -Power is MORE than sufficient (100 kW available, only need ~2.7 kW) -``` - -**Verification of power requirement:** -``` -P_needed = ε × L / T_actual - = 12 × 1.8 / 0.00788 - = 2.74 kW - -100 kW available >> 2.74 kW needed ✓ -Confirms voltage-limited, not power-limited -``` - ---- - -### VISUAL AID 3.3: Growth Curves - -``` -[Describe for plotting:] - -Graph: Spark length L vs time t - -Three curves: - -CURVE 1 (Blue): Power-limited -- Linear growth: L(t) = (P/ε) × t -- Steep slope (fast growth) -- Reaches target quickly (0.2 ms) -- Label: "Power-limited: unlimited voltage" - -CURVE 2 (Red): Voltage-limited -- Curved growth: L(t) must satisfy E_tip(V(t),L) > E_prop -- Slower, follows voltage ramp capability -- Reaches target at 7.88 ms -- Label: "Voltage-limited: slow ramp" - -CURVE 3 (Green): Actual (realistic) -- Follows faster curve initially -- Transitions to limiting constraint -- Usually voltage-limited for Tesla coils -- Label: "Actual: limited by slowest constraint" - -Shaded regions: -- Below curves: "Achieved length" -- Above: "Not yet reached" - -Annotations: -- "QCW: usually voltage-limited" -- "Burst: can be power-limited" -- "Need both P and V adequate" -``` - ---- - -### PRACTICE PROBLEMS 3.3 - -**Problem 1:** A spark grows at 2 m/s when P = 40 kW and ε = 20 J/m. Verify this is consistent with dL/dt = P/ε. - -**Problem 2:** If E_propagation = 0.5 MV/m, κ = 3, and voltage is fixed at V = 300 kV, what is the maximum length the spark can reach (voltage-limited)? - -**Problem 3:** A coil delivers 30 kW to a spark with ε = 15 J/m. How long to reach 2.5 m? If this time is longer than the voltage ramp allows, which limit dominates? - ---- - -## Module 3.4: Thermal Physics of Plasma Channels - -### Temperature Regimes - -**Streamers (cold):** -``` -T ≈ 1000-3000 K -- Weakly ionized -- Mostly neutral gas with some ions/electrons -- Purple/blue color (N₂ emission) -``` - -**Leaders (hot):** -``` -T ≈ 5000-20000 K -- Fully ionized plasma -- White/orange color (blackbody + line emission) -- Approaching temperatures of stellar photospheres! -``` - -### Thermal Diffusion Time - -Heat diffuses radially from hot channel core: -``` -τ_thermal = d² / (4α_thermal) - -where d = channel diameter - α_thermal ≈ 2×10⁻⁵ m²/s for air -``` - -**Examples:** -``` -Thin streamer (d = 100 μm): -τ = (100×10⁻⁶)² / (4 × 2×10⁻⁵) - = 10⁻⁸ / (8×10⁻⁵) - = 0.125 ms - -Thick leader (d = 5 mm): -τ = (5×10⁻³)² / (4 × 2×10⁻⁵) - = 25×10⁻⁶ / (8×10⁻⁵) - = 312 ms -``` - -### Why Observed Persistence is Longer - -**Pure thermal diffusion** predicts cooling in 0.1-300 ms, but channels persist longer due to: - -**1. Convection (buoyancy):** -``` -Hot gas rises: v ≈ √(g × d × ΔT/T_amb) - -For d = 2 mm, ΔT = 10000 K: -v ≈ √(9.8 × 0.002 × 10000/300) - ≈ √(0.65) ≈ 0.8 m/s - -Rising column remains hot longer than conduction alone -``` - -**2. Ionization memory:** -``` -Recombination time: τ_recomb = 1/(α_recomb × n_e) -Can be 10 μs to 10 ms depending on density -Ions/electrons persist after thermal cooling begins -``` - -**Effective persistence:** -``` -Streamers: ~1-5 ms (convection + ionization) -Leaders: seconds (buoyant column maintained) -``` - -### QCW Advantage - -**QCW ramp times (5-20 ms) exploit channel persistence:** -``` -1. Initial streamers form (t = 0) -2. Power heats channel → leader begins (t = 1 ms) -3. Leader maintained by continuous power (t = 1-20 ms) -4. Channel stays hot entire time -5. New growth builds on existing ionization -6. Efficient energy use -``` - -**Burst mode problem:** -``` -1. Pulse creates bright streamer (t = 0-0.1 ms) -2. Pulse ends, channel cools (t = 0.1-1 ms) -3. Next pulse must re-ionize cold gas (t = 1 ms) -4. Energy wasted re-heating -5. Inefficient (high ε) -``` - ---- - -### WORKED EXAMPLE 3.4: Thermal Time Constants - -**Given:** -- Channel diameter: d = 2 mm (typical leader) -- Air thermal diffusivity: α = 2×10⁻⁵ m²/s - -**Find:** -(a) Pure thermal diffusion time -(b) Estimate convection velocity if ΔT = 8000 K -(c) QCW ramp time recommendation - -**Solution:** - -**Part (a):** Thermal diffusion -``` -τ_thermal = d² / (4α) - = (2×10⁻³)² / (4 × 2×10⁻⁵) - = 4×10⁻⁶ / (8×10⁻⁵) - = 0.05 s - = 50 ms -``` - -**Part (b):** Convection velocity -``` -v ≈ √(g × d × ΔT/T_amb) - ≈ √(9.8 × 0.002 × 8000/300) - ≈ √(0.523) - ≈ 0.72 m/s - -Upward velocity helps maintain hot column -``` - -**Part (c):** QCW ramp recommendation -``` -τ_thermal = 50 ms - -Good QCW ramp: T_ramp << τ_thermal (finish before significant cooling) -Reasonable: T_ramp = 5-20 ms (10-40% of τ) - -If T_ramp >> τ_thermal: - - Channel cools during ramp - - Must reheat repeatedly - - Loses QCW efficiency advantage -``` - ---- - -### PRACTICE PROBLEMS 3.4 - -**Problem 1:** A streamer has d = 150 μm. Calculate τ_thermal. If burst pulse is 500 μs, does channel cool significantly during pulse? - -**Problem 2:** Why do thick leaders persist longer than thin streamers? Give two physical reasons. - ---- - -## Module 3.5: The Capacitive Divider Problem - -### Voltage Division Along Spark - -From Part 1, spark circuit: -``` - [C_mut] -Topload ----||---- Spark - | - [R] - | - [C_sh] - | - GND -``` - -**Voltage divider:** V_tip depends on impedance ratio: -``` -V_tip = V_topload × Z_mut / (Z_mut + Z_sh) - -where Z_mut = (1/jωC_mut) || R (parallel combination) - Z_sh = 1/(jωC_sh) -``` - -### Open-Circuit Limit (No Current) - -When R → ∞ (no conduction), only capacitances matter: -``` -V_tip = V_topload × C_mut / (C_mut + C_sh) -``` - -**Problem:** As spark grows, C_sh increases (∝ length): -``` -C_sh ≈ 2 pF/foot × L - -As L increases → C_sh increases → V_tip decreases! -``` - -**Example:** -``` -V_topload = 400 kV (constant) -C_mut = 8 pF (approximately constant) - -Short spark (1 ft): C_sh = 2 pF -V_tip = 400 × 8/(8+2) = 320 kV (80%) - -Medium spark (3 ft): C_sh = 6 pF -V_tip = 400 × 8/(8+6) = 229 kV (57%) - -Long spark (6 ft): C_sh = 12 pF -V_tip = 400 × 8/(8+12) = 160 kV (40%) -``` - -**Tip voltage drops to 40% even with constant topload voltage!** - -### With Finite Resistance - -Real case with R = R_opt_power ≈ 1/(ω(C_mut+C_sh)): - -``` -Z_mut = R || (1/jωC_mut) ≈ complex value -V_tip is lower and phase-shifted - -Effect is similar but worse: -- Magnitude division (as above) -- Plus current-dependent voltage drop across R -- V_tip drops faster than capacitive case alone -``` - -### Impact on Growth - -``` -E_tip = κ × V_tip / L - -As L increases: -- Numerator (V_tip) decreases (capacitive division) -- Denominator (L) increases (geometry) -- E_tip decreases as L² - -Growth becomes progressively harder! -``` - -**Why sub-linear scaling:** -``` -If energy scales as E ∝ L², but division effect makes -V_tip ∝ 1/L, then achievable length L ∝ √E - -This explains Freau's empirical observation: L ∝ √E for burst mode -``` - ---- - -### WORKED EXAMPLE 3.5: Voltage Division - -**Given:** -- V_topload = 350 kV (maintained constant) -- C_mut = 10 pF -- Spark grows from 0 to 4 feet - -**Find:** V_tip at L = 1, 2, 3, 4 feet (open-circuit approximation) - -**Solution:** - -**At L = 1 ft:** -``` -C_sh = 2 pF/ft × 1 ft = 2 pF - -V_tip = 350 kV × 10/(10+2) - = 350 × 10/12 - = 292 kV (83% of V_topload) -``` - -**At L = 2 ft:** -``` -C_sh = 4 pF - -V_tip = 350 × 10/14 - = 250 kV (71%) -``` - -**At L = 3 ft:** -``` -C_sh = 6 pF - -V_tip = 350 × 10/16 - = 219 kV (63%) -``` - -**At L = 4 ft:** -``` -C_sh = 8 pF - -V_tip = 350 × 10/18 - = 194 kV (55%) -``` - -**Summary table:** - -| Length | C_sh | V_tip | % of V_top | -|--------|------|-------|------------| -| 1 ft | 2 pF | 292 kV| 83% | -| 2 ft | 4 pF | 250 kV| 71% | -| 3 ft | 6 pF | 219 kV| 63% | -| 4 ft | 8 pF | 194 kV| 55% | - -**Voltage drops almost linearly with length, making further extension difficult.** - ---- - -### PRACTICE PROBLEMS 3.5 - -**Problem 1:** V_top = 300 kV, C_mut = 12 pF. Calculate V_tip for L = 2 ft and L = 5 ft. What percentage is lost? - -**Problem 2:** If E_propagation = 0.6 MV/m and κ = 3, what V_tip is needed for 2 m spark? Using C_mut = 8 pF, what V_topload is required? - ---- - -## Module 3.6: Introduction to FEMM - -### What is FEMM? - -**FEMM = Finite Element Method Magnetics** -- Free, open-source electromagnetic FEA software -- 2D planar and axisymmetric problems -- Electrostatic, magnetostatic, AC magnetic, thermal analysis - -**For Tesla coils:** Use electrostatic solver to extract capacitances - -**Download:** www.femm.info - -### Basic Workflow - -**1. Define geometry:** -- Draw conductors (spark, topload, ground) -- Define materials (air, metal) -- Set boundaries (Dirichlet, Neumann) - -**2. Assign properties:** -- Conductor potentials (voltages) -- Material properties (permittivity) -- Boundary conditions - -**3. Mesh:** -- Automatic triangulation -- Refinement near conductors - -**4. Solve:** -- Numerical solution of Laplace's equation -- ∇²V = 0 in free space - -**5. Post-process:** -- Extract capacitance matrix -- Calculate electric fields -- Visualize field lines - -### Problem Setup for Spark - -**Geometry:** -``` -- Toroidal topload (axisymmetric) -- Cylindrical spark channel (vertical) -- Ground plane (large boundary) -- Air region (surrounds everything) -``` - -**Materials:** -``` -- Air: ε_r = 1.0 -- Conductors: Set potentials, not material -``` - -**Boundaries:** -``` -- Outer boundary: V = 0 (grounded, far from coil) -- Axisymmetric boundary: special condition (mirror) -``` - -**Potentials:** -``` -- Topload: 1 V (arbitrary, will scale) -- Spark: floating (capacitance extraction) -- Ground: 0 V -``` - ---- - -### WORKED EXAMPLE 3.6: FEMM Tutorial (Conceptual) - -**Task:** Extract C_mut and C_sh for 1 m spark from 30 cm toroid - -**Step 1: Geometry (axisymmetric)** -``` -r-z coordinates (cylindrical) -- Toroid: major radius 15 cm, minor radius 5 cm, center at z = 0 -- Spark: cylinder radius 1 mm, extends from z = -5 cm to z = -105 cm -- Ground plane: z = -120 cm (large disk) -- Outer boundary: r = 200 cm, z = ±150 cm (large region) -``` - -**Step 2: Materials** -``` -- Everything is "Air" (ε_r = 1) -- Will assign potentials, not conductivities -``` - -**Step 3: Boundaries** -``` -- r = 0: Axisymmetric boundary (axis of symmetry) -- Outer box: V = 0 (Dirichlet) -``` - -**Step 4: Conductors** -``` -Create 3 conductor groups: -- Conductor 1: Topload surface, V = 1V -- Conductor 2: Spark surface, floating (no fixed potential) -- Conductor 3: Ground plane, V = 0V -``` - -**Step 5: Mesh and solve** -``` -- Auto mesh: ~5000 elements typical -- Solve electrostatic problem -- Convergence <0.001% -``` - -**Step 6: Extract capacitance matrix** -``` -FEMM outputs 3×3 Maxwell capacitance matrix [C]: - - Top Spark Ground -Top [ 30 -8 -22 ] pF -Spark [ -8 14 -6 ] pF -Ground[ -22 -6 28 ] pF - -(Values are example) -``` - -**Step 7: Calculate C_mut and C_sh** -``` -C_mut = |C[Top, Spark]| = |-8| = 8 pF - -C_sh = C[Spark, Spark] + C[Spark, Top] - = 14 + (-8) - = 6 pF - -Validation: 6 pF ≈ 2 pF/ft × 3.3 ft ✓ -``` - ---- - -### VISUAL AID 3.6: FEMM Interface - -``` -[Describe for screenshot annotation:] - -FEMM main window with four panels: - -UPPER LEFT: Geometry editor -- Drawing tools (point, line, arc, circle) -- Coordinate display (r, z in cm) -- Toroid drawn as rotated circle -- Spark as vertical line segment -- Ground as horizontal line -- All in r-z plane (axisymmetric) - -UPPER RIGHT: Problem definition -- Properties: Frequency = 0 (electrostatic) -- Length units: centimeters -- Problem type: Axisymmetric -- Precision: 1e-8 - -LOWER LEFT: Mesh view -- Triangle mesh covering domain -- Refined near conductors (smaller triangles) -- Coarse far away (larger triangles) -- Color = element size - -LOWER RIGHT: Solution view -- Filled contours: equipotential lines (V) -- Field vectors: E field (arrows) -- Concentrated at topload and spark tip -- Circuit property window showing capacitances -``` - ---- - -### PRACTICE PROBLEMS 3.6 - -**Problem 1:** Why do we use V = 1 V instead of actual voltage (400 kV)? (Hint: electrostatics is linear) - -**Problem 2:** A FEMM simulation with 2 m spark gives C_sh = 14 pF. Does this match the empirical 2 pF/ft rule? (Show calculation) - ---- - -## Module 3.7: Extracting Capacitances from FEMM - -### The Maxwell Capacitance Matrix - -FEMM outputs matrix [C] where: -``` -[Q] = [C] × [V] - -Q_i = charge on conductor i -V_i = potential of conductor i - -Matrix properties: -- Symmetric: C_ij = C_ji -- Diagonal positive: C_ii > 0 -- Off-diagonal negative: C_ij < 0 for i≠j -- Row sums to zero: Σ_j C_ij = 0 -``` - -**Physical meaning:** -- C_ii: self-capacitance (conductor i to infinity) -- C_ij (i≠j): mutual capacitance (coupling between i and j, negative) - -### Two-Body System (Topload + Spark) - -Matrix for topload (1), spark (2), ground (implicit): -``` - [1] [2] -[1] [ C₁₁ C₁₂ ] -[2] [ C₂₁ C₂₂ ] - -Example values: - [Top] [Spark] -[Top] [ 30 -8 ] pF -[Spark][ -8 14 ] pF -``` - -### Extraction Formulas - -**C_mut (mutual capacitance):** -``` -C_mut = |C₁₂| = |C₂₁| - -Take absolute value of off-diagonal element -``` - -**C_sh (spark to ground):** - -Method 1 - From row sum: -``` -Ground capacitance = -(C₂₁ + C₂₂) -But we want spark-to-ground only: C_sh - -C_sh = C₂₂ + C₂₁ - = C₂₂ - |C₁₂| (since C₂₁ = C₁₂ < 0) -``` - -Method 2 - Direct measurement: -``` -Run second simulation with topload grounded -Measure spark capacitance to ground directly -``` - -**Validation check:** -``` -C_sh ≈ 2 pF/foot × L_spark - -If ratio is 1.5-2.5 pF/foot: good -If significantly different: check geometry/mesh -``` - ---- - -### WORKED EXAMPLE 3.7: Matrix Interpretation - -**Given FEMM output:** -``` -Conductor properties: -Conductor 1 (Topload): 35.2 pF to ground -Conductor 2 (Spark): 16.8 pF to ground - -Circuit properties: -C[1,1] = 35.2 pF -C[1,2] = -10.5 pF -C[2,1] = -10.5 pF (symmetry) -C[2,2] = 16.8 pF - -Spark length: 1.8 m = 5.9 ft -``` - -**Extract:** -(a) C_mut -(b) C_sh -(c) Validate against empirical rule - -**Solution:** - -**Part (a):** Mutual capacitance -``` -C_mut = |C[1,2]| = |-10.5| = 10.5 pF -``` - -**Part (b):** Shunt capacitance -``` -C_sh = C[2,2] + C[2,1] - = 16.8 + (-10.5) - = 6.3 pF -``` - -**Part (c):** Validation -``` -Empirical prediction: -C_sh_predicted = 2 pF/ft × 5.9 ft = 11.8 pF - -FEMM result: -C_sh_FEMM = 6.3 pF - -Ratio: 6.3 / 11.8 = 0.53 - -This is LOWER than expected (by factor ~2) -``` - -**Possible explanations:** -``` -1. Empirical rule assumes straight vertical spark - - If spark is angled or curved, less capacitance - -2. Empirical rule from community measurements - - May include some C_mut in "measured" value - - Pure C_sh might be lower - -3. Ground plane distance matters - - FEMM has specific ground geometry - - Empirical rule assumes "typical" room - -4. Diameter assumption - - Thinner diameter → lower C_sh (logarithmic) - -For modeling: Use FEMM value (more accurate for specific geometry) -``` - ---- - -### VISUAL AID 3.7: Capacitance Matrix Interpretation - -``` -[Describe for diagram:] - -Left: Physical picture -- Topload (labeled "1") -- Spark channel (labeled "2") -- Ground plane (labeled "0" or implicit) -- Field lines showing: - * C₁₁: Topload to infinity (self) - * C₂₂: Spark to infinity (self) - * C₁₂: Topload to spark (mutual, shown in green) - -Center: Matrix representation -``` -[C] = [ 35.2 -10.5 ] - [-10.5 16.8 ] -``` -- Diagonal highlighted (positive) -- Off-diagonal highlighted (negative) -- Symmetry shown with arrows - -Right: Circuit extraction -- C_mut = |C₁₂| = 10.5 pF (between topload and spark) -- C_sh = C₂₂ - |C₁₂| = 6.3 pF (spark to ground) -- Circuit diagram showing extracted values - -Bottom: Key points -- "Off-diagonal → mutual capacitance" -- "Diagonal - mutual → shunt capacitance" -- "Always check symmetry: C₁₂ = C₂₁" -``` - ---- - -### PRACTICE PROBLEMS 3.7 - -**Problem 1:** FEMM gives C[1,1]=40 pF, C[1,2]=-12 pF, C[2,2]=20 pF for a 2 m spark. Extract C_mut and C_sh. Does C_sh match the empirical rule? - -**Problem 2:** Why are off-diagonal elements negative in the Maxwell matrix? What would happen if they were positive? - ---- - -## Module 3.8: Building the Lumped Spark Model - -### Complete Workflow - -**Step 1: FEMM electrostatic analysis** -``` -- Geometry: topload + spark + ground -- Axisymmetric 2D -- Solve at frequency = 0 (electrostatic) -- Extract [C] matrix -``` - -**Step 2: Calculate circuit elements** -``` -C_mut = |C₁₂| from matrix -C_sh = C₂₂ - |C₁₂| from matrix -R = R_opt_power = 1/(ω(C_mut + C_sh)) -Clip to physical bounds: R = clip(R, R_min, R_max) -``` - -**Step 3: Build SPICE netlist** -``` -* Lumped spark model -.param freq=200k -.param omega={2*pi*freq} - -V_topload topload 0 AC 1 ; 1V test source - -C_mut topload spark_node {C_mut} -R_spark spark_node spark_r {R} -C_sh spark_r 0 {C_sh} - -.ac lin 1 {freq} {freq} -.print ac v(topload) i(V_topload) -.end -``` - -**Step 4: Run AC analysis** -``` -- Calculate Y = I/V at topload port -- Extract Re{Y}, Im{Y} -- Convert to Z if needed -- Calculate power: P = 0.5 × |V|² × Re{Y} -``` - -**Step 5: Validate** -``` -- Check φ_Z in expected range (-55° to -75°) -- Check R in physical range (kΩ to hundreds of kΩ) -- Check C_sh ≈ 2 pF/ft ± factor of 2 -- Compare to measurements if available -``` - -### Integration with Full Coil Model - -``` -[Primary circuit] → [Coupled transformer] → [Secondary] → [Topload] → [Spark model] - -Spark model appears as: -- Load impedance at topload port -- Affects loaded Q, resonant frequency -- Extracts power from secondary -``` - ---- - -### WORKED EXAMPLE 3.8: Complete Lumped Model - -**Given:** -- Frequency: f = 190 kHz -- FEMM results: C_mut = 9.5 pF, C_sh = 7.2 pF -- Physical bounds: R_min = 5 kΩ, R_max = 500 kΩ - -**Build and analyze model:** - -**Step 1:** Calculate R_opt_power -``` -ω = 2π × 190×10³ = 1.194×10⁶ rad/s - -C_total = C_mut + C_sh = 9.5 + 7.2 = 16.7 pF - -R_opt_power = 1/(ω × C_total) - = 1/(1.194×10⁶ × 16.7×10⁻¹²) - = 1/(19.94×10⁻⁶) - = 50.2 kΩ -``` - -**Step 2:** Check bounds -``` -R_min = 5 kΩ -R_opt = 50.2 kΩ -R_max = 500 kΩ - -5 < 50.2 < 500 ✓ - -Use R = 50.2 kΩ -``` - -**Step 3:** Build SPICE model -``` -* Spark lumped model - 190 kHz -V_test topload 0 AC 1V -C_mut topload n1 9.5p -R_spark n1 n2 50.2k -C_sh n2 0 7.2p - -.ac lin 1 190k 190k -.print ac v(topload) i(V_test) vp(topload) ip(V_test) -.end -``` - -**Step 4:** Simulate and extract (example results) -``` -Simulation output: -V(topload) = 1.000 V ∠0° -I(V_test) = 5.23×10⁻⁶ A ∠74.5° - -Y = I/V = 5.23 μS ∠74.5° - -Re{Y} = 5.23 × cos(74.5°) = 1.39 μS -Im{Y} = 5.23 × sin(74.5°) = 5.04 μS - -Convert to Z: -|Z| = 1/5.23×10⁻⁶ = 191 kΩ -φ_Z = -74.5° - -R_eq = 191 × cos(-74.5°) = 51 kΩ -X_eq = 191 × sin(-74.5°) = -184 kΩ -``` - -**Step 5:** Validate -``` -φ_Z = -74.5° : In expected range (-55° to -75°) ✓ -R_eq ≈ 51 kΩ : Close to R_opt = 50.2 kΩ ✓ -Physical: Between 5-500 kΩ ✓ - -C_sh validation: -L ≈ 7.2 pF / 2 pF/ft = 3.6 ft ≈ 1.1 m -Reasonable for medium spark ✓ -``` - -**Step 6:** Power calculation (if V_topload = 320 kV actual) -``` -P = 0.5 × |V|² × Re{Y} - = 0.5 × (320×10³)² × 1.39×10⁻⁶ - = 0.5 × 1.024×10¹¹ × 1.39×10⁻⁶ - = 71.2 kW -``` - -Model is complete and ready for coil integration! - ---- - -### PRACTICE PROBLEMS 3.8 - -**Problem 1:** Build lumped model for: f=200 kHz, C_mut=11 pF, C_sh=9 pF. Calculate all component values and expected φ_Z. - -**Problem 2:** If SPICE simulation gives φ_Z=-85° (more capacitive than expected), what might be wrong with the model? - ---- - -## Part 3 Summary & Integration - -### Key Concepts Checklist - -- [ ] **E_inception:** ~2-3 MV/m to start breakdown -- [ ] **E_propagation:** ~0.4-1.0 MV/m to sustain growth -- [ ] **Tip enhancement:** E_tip = κ × E_avg, κ ≈ 2-5 -- [ ] **Growth criterion:** E_tip > E_propagation required -- [ ] **Energy per meter ε:** 5-15 (QCW), 30-100 (burst) J/m -- [ ] **Growth rate:** dL/dt = P/ε when field adequate -- [ ] **Voltage vs power limited:** Both constraints exist -- [ ] **Thermal time:** τ = d²/(4α), but persistence longer -- [ ] **QCW advantage:** Maintains hot channel (low ε) -- [ ] **Capacitive divider:** V_tip drops as C_sh grows -- [ ] **Sub-linear scaling:** L ∝ √E for voltage-limited -- [ ] **FEMM workflow:** Geometry → solve → extract [C] -- [ ] **Maxwell matrix:** Diagonal positive, off-diagonal negative -- [ ] **C_mut extraction:** |C₁₂| from off-diagonal -- [ ] **C_sh extraction:** C₂₂ - |C₁₂| -- [ ] **Validation:** C_sh ≈ 2 pF/ft ± factor 2 -- [ ] **Lumped model:** (R||C_mut) + C_sh -- [ ] **R = R_opt_power:** For hungry streamer assumption - ---- - -## Final Integration Exercise - -**Complete design challenge:** - -**Given:** -- DRSSTC at 185 kHz -- Toroid: 40 cm major diameter, 10 cm minor -- Target: 2 m spark -- Thévenin: Z_th = 120 - j2200 Ω, V_th = 380 kV - -**Tasks:** - -1. **FEMM analysis (describe setup):** - - Draw geometry for 2 m spark - - What boundaries to use? - - Expected C_sh range? - -2. **Assume FEMM gives:** C_mut = 11 pF, C_sh = 13 pF - - Validate C_sh (empirical rule) - - Calculate R_opt_power at 185 kHz - - Is R within 5-500 kΩ bounds? - -3. **Build lumped model:** - - Calculate Y_spark - - Convert to Z_spark - - What is φ_Z? - -4. **Predict performance:** - - Calculate Z_total = Z_th + Z_spark - - Find current I - - Calculate power to spark - - Compare to theoretical max (conjugate match) - -5. **Growth analysis:** - - Assume QCW, ε = 10 J/m - - How long to reach 2 m? - - Check voltage requirement: E_prop = 0.6 MV/m, κ = 3.5 - - Is growth voltage-limited or power-limited? - -**This exercise integrates all of Part 3!** - ---- - -**END OF PART 3** - ---- - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Part 4: Advanced Topics - Distributed Models and Real-World Application - ---- - -## Module 4.1: Why Distributed Models? - -### Limitations of Lumped Models - -**Lumped model treats entire spark as single R, C_mut, C_sh:** - -**Works well for:** -- Short sparks (<1 m) -- Impedance matching studies -- Quick optimization -- First-order power estimates - -**Fails to capture:** -``` -1. Current distribution along spark - - Base carries full current - - Tip may have much less (capacitive shunting) - -2. Voltage distribution - - Not linear drop from top to tip - - Capacitive divider effects at each point - -3. Tip vs base differences - - Base: hot, well-coupled, low R - - Tip: cool, weakly-coupled, high R - -4. Streamer/leader transitions - - Base forms leader (low R) - - Tip remains streamer (high R) - - Lumped model averages this out - -5. Very long sparks (>3 m) - - Distributed effects dominate - - Single lumped R is poor approximation -``` - -### When to Use Distributed Model - -**Use distributed when:** -- Spark length > 1-2 meters -- Need current distribution (for measurements) -- Studying leader/streamer physics -- Validating against detailed measurements -- Research/publication quality results - -**Stick with lumped when:** -- Quick design iterations -- Coil-level optimization (matching) -- Spark length < 1 meter -- Engineering estimates sufficient - -**Computational cost:** -- Lumped: <1 second -- Distributed (n=10): ~10-30 seconds -- Distributed (n=20): ~1-5 minutes - ---- - -### VISUAL AID 4.1: Lumped vs Distributed Comparison - -``` -[Describe for diagram:] - -Two-panel comparison: - -LEFT: Lumped model -- Single box representing entire spark -- Three components: C_mut, R, C_sh -- Simple circuit -- One current value -- One voltage drop -- Label: "Good for <1m, fast computation" - -RIGHT: Distributed model (n=5 shown) -- Spark divided into 5 segments -- Each segment has: C_mutual[i], R[i], C_shunt[i] -- Coupling between segments shown -- Current arrows varying in size (large at base, small at tip) -- Voltage nodes at each junction -- Gradient showing R: low (blue) at base, high (red) at tip -- Label: "Captures physics, slower computation" - -BOTTOM: Feature comparison table -| Feature | Lumped | Distributed | -|----------------------|--------|-------------| -| Setup time | Fast | Slow | -| Computation | <1s | 10s-min | -| Current distribution| No | Yes | -| Tip/base difference | No | Yes | -| Accuracy <1m | Good | Excellent | -| Accuracy >3m | Poor | Good | -``` - ---- - -### DISCUSSION QUESTIONS 4.1 - -**Question 1:** A 0.5 m spark shows good agreement between lumped model and measurements. A 3 m spark shows poor agreement. Why? - -**Question 2:** If you only care about total power delivered to spark (not distribution), when would distributed model still be necessary? - -**Question 3:** In what situation might even a distributed model fail? (Hint: think about branching) - ---- - -## Module 4.2: nth-Order Model Structure - -### Segmentation Strategy - -**Divide spark into n equal-length segments:** -``` -n = number of segments (typically 5-20) -L_segment = L_total / n - -Segment numbering: -i = 1: Base (connected to topload) -i = 2, 3, ..., n-1: Middle sections -i = n: Tip (furthest from topload) -``` - -**Why equal lengths?** -- Simplifies FEMM geometry -- Uniform discretization -- Easy to implement -- Non-uniform possible but more complex - -### Circuit Topology - -**Each segment i has:** -``` -1. Resistance R[i] - - Plasma resistance of that segment - - Variable, to be optimized - -2. Mutual capacitances C[i,j] - - Coupling to all other segments j≠i - - And to topload (j=0) - - Extracted from FEMM - -3. Shunt capacitance to ground - - Included in capacitance matrix - - Not a separate component -``` - -**Full network:** -``` -Topload (node 0) - | - +-- C[0,1] -- Node 1 (base segment) - | | - | R[1] - | | - +-- C[0,2] ----+-- Node 2 - | | - | R[2] - | | - ... - | - +-- C[0,n] ----+-- Node n (tip segment) - | - R[n] - | - -Plus C[i,j] between all segment pairs -Plus C[i,ground] for each segment to ground -``` - -**Complexity:** For n segments + topload: -- (n+1)×(n+1) capacitance matrix -- n resistance values -- Total unknowns: n (resistances) - ---- - -### WORKED EXAMPLE 4.2: Draw 3-Segment Model - -**Given:** -- Total spark: 1.5 m -- Divide into n = 3 equal segments -- Each segment: 0.5 m - -**Task:** Draw circuit topology (conceptual) - -**Solution:** - -``` -Topload (V_top, node 0) - | - +---[C[0,1]]---+---[C[0,2]]---+---[C[0,3]]---+ - | | | | - | | | | -Node 1 -------[R[1]]-------------|--------------| -(base) | | | - [C[1,2]] [C[1,3]] | - | | | - Node 2 -----------[R[2]]--------[C[2,3]] - (middle) | | - [C_sh,2] | - | | - Node 3 --------[R[3]] - (tip) | - [C_sh,3] - | - GND - -Where: -- C[i,j] = mutual capacitance between segments -- C_sh[i] = shunt capacitance segment i to ground -- R[i] = resistance of segment i -``` - -**Note:** This is conceptual. Actual implementation uses full (n+1)×(n+1) matrix. - -**Typical values (estimated):** -``` -Segment 1 (base): R[1] = 10 kΩ (hot, well-coupled) -Segment 2 (mid): R[2] = 30 kΩ (moderate) -Segment 3 (tip): R[3] = 100 kΩ (cool, weak coupling) - -C[0,1] > C[0,2] > C[0,3] (coupling decreases with distance) -``` - ---- - -### PRACTICE PROBLEMS 4.2 - -**Problem 1:** A 2.4 m spark is divided into n=6 segments. What is the length of each segment? Number them from base to tip. - -**Problem 2:** For n=10 segments, how many capacitance matrix elements are there? (Count all C[i,j] including diagonal) - -**Problem 3:** Why might R[1] (base) be much smaller than R[10] (tip)? Give two physical reasons. - ---- - -## Module 4.3: FEMM for Distributed Models - -### Multi-Body Electrostatic Setup - -**Geometry definition:** -``` -For n segments + topload → (n+1) conductors - -Example n=5: -- Body 0: Toroid topload -- Body 1: Cylinder, length L/5, base at topload -- Body 2: Cylinder, length L/5, above body 1 -- Body 3: Cylinder, length L/5, above body 2 -- Body 4: Cylinder, length L/5, above body 3 -- Body 5: Cylinder, length L/5, top segment (tip) -- Ground plane at bottom -``` - -**Axisymmetric setup:** -``` -r-z coordinates -All bodies as cylindrical sections -Diameter: 1-3 mm typical (uniform for simplicity) -Spacing: slight gap (~0.1 mm) between segments for FEMM -``` - -**Conductor properties:** -``` -Group each body as separate conductor: -- Conductor 0: Topload, V = 1V -- Conductors 1-n: Spark segments, floating potential -- Ground: V = 0V (boundary condition) -``` - -### Solving and Extraction - -**Mesh requirements:** -``` -- Finer mesh near conductors -- Refinement at segment junctions -- Typical: 10,000-50,000 elements for n=10 -- Convergence: <0.01% error -``` - -**Capacitance matrix output:** -``` -FEMM circuit properties → Capacitance matrix - -(n+1)×(n+1) symmetric matrix [C]: - - [0] [1] [2] ... [n] -[0] [ C₀₀ C₀₁ C₀₂ ... C₀ₙ ] -[1] [ C₁₀ C₁₁ C₁₂ ... C₁ₙ ] -[2] [ C₂₀ C₂₁ C₂₂ ... C₂ₙ ] -... -[n] [ Cₙ₀ Cₙ₁ Cₙ₂ ... Cₙₙ ] - -Properties: -- Symmetric: Cᵢⱼ = Cⱼᵢ -- Diagonal positive: Cᵢᵢ > 0 -- Off-diagonal negative: Cᵢⱼ < 0 for i≠j -- Row sum = 0: Σⱼ Cᵢⱼ = 0 -``` - -### Matrix Validation - -**Check 1: Symmetry** -``` -|C[i,j] - C[j,i]| / |C[i,j]| < 0.01 -If not symmetric: numerical error, refine mesh -``` - -**Check 2: Positive definite** -``` -All eigenvalues should be ≥ 0 -One eigenvalue = 0 (ground reference freedom) -Rest positive -``` - -**Check 3: Physical values** -``` -Nearby segments: larger |C[i,j]| -Distant segments: smaller |C[i,j]| -Base segments: larger C[i,0] (topload coupling) -Tip segments: smaller C[n,0] -``` - -**Check 4: Total shunt capacitance** -``` -C_sh_total = Σᵢ (Cᵢᵢ - |Cᵢ₀|) for all spark segments - -Should be approximately: -C_sh_total ≈ 2 pF/foot × L_total - -Within factor of 2 is reasonable -``` - ---- - -### WORKED EXAMPLE 4.3: FEMM Setup for n=5 - -**Given:** -- Spark length: 2.0 m = 6.56 feet -- Diameter: 2 mm -- n = 5 segments → each 0.4 m long -- Topload: 30 cm toroid - -**FEMM procedure:** - -**Step 1: Geometry (r-z coordinates)** -``` -Topload: -- Major radius: 15 cm, minor radius: 5 cm -- Center at z = 0 -- Lowest point: z = -5 cm - -Segment 1 (base): -- r = 1 mm (0.1 cm) -- z from -5 cm to -45 cm -- Length: 40 cm - -Segment 2: -- z from -45 cm to -85 cm - -Segment 3: -- z from -85 cm to -125 cm - -Segment 4: -- z from -125 cm to -165 cm - -Segment 5 (tip): -- z from -165 cm to -205 cm - -Ground plane: -- z = -220 cm (15 cm below tip) -- r = 0 to 300 cm (large) - -Outer boundary: -- r = 300 cm, z = ±250 cm -``` - -**Step 2: Materials and conductors** -``` -All regions: Air (ε_r = 1) - -Define 6 conductor groups: -Group 0: Topload surface, V = 1V -Groups 1-5: Segment surfaces, floating -Ground: Boundary at z = -220 cm, V = 0V -``` - -**Step 3: Meshing** -``` -Auto mesh with refinement: -- Triangle size near conductors: 0.5 mm -- Triangle size at boundaries: 50 mm -- ~25,000 elements total -``` - -**Step 4: Solve** -``` -Problem type: Electrostatic, axisymmetric -Frequency: 0 Hz -Precision: 1e-8 -``` - -**Step 5: Extract matrix (example results)** -``` -Matrix [C] in pF: - - [0] [1] [2] [3] [4] [5] -[0] [ 32.5 -9.2 -3.1 -1.2 -0.6 -0.3 ] -[1] [ -9.2 14.8 -2.8 -0.9 -0.4 -0.2 ] -[2] [ -3.1 -2.8 10.4 -2.1 -0.7 -0.3 ] -[3] [ -1.2 -0.9 -2.1 8.6 -1.8 -0.5 ] -[4] [ -0.6 -0.4 -0.7 -1.8 7.4 -1.4 ] -[5] [ -0.3 -0.2 -0.3 -0.5 -1.4 5.8 ] - -(Values are illustrative) -``` - -**Step 6: Validate** -``` -Symmetry check: C[1,2] = C[2,1] = -2.8 ✓ - -Total shunt capacitance (approximate): -C_sh ≈ Σᵢ₌₁⁵ (Cᵢᵢ - |Cᵢ₀|) - = (14.8-9.2) + (10.4-3.1) + (8.6-1.2) + (7.4-0.6) + (5.8-0.3) - = 5.6 + 7.3 + 7.4 + 6.8 + 5.5 - = 32.6 pF - -Expected: 2 pF/ft × 6.56 ft = 13.1 pF - -Ratio: 32.6/13.1 = 2.5 - -Higher than expected, but within factor of 2-3 (acceptable) -Difference due to matrix interpretation method -``` - ---- - -### PRACTICE PROBLEMS 4.3 - -**Problem 1:** For n=10 segments, 3 m total, what is each segment length? What is the z-coordinate range for segment 5 if topload bottom is at z=0? - -**Problem 2:** A capacitance matrix shows C[3,7] = -0.4 pF and C[3,4] = -2.1 pF. Which segments are closer to segment 3? Does this make physical sense? - ---- - -## Module 4.4: Implementing Capacitance Matrices in SPICE - -### The Challenge - -**Maxwell matrix has negative off-diagonals:** -``` -Literal SPICE capacitor implementation: -C_12 node1 node2 10p ← OK, positive value -C_12 node1 node2 -10p ← ERROR! Negative capacitance unphysical -``` - -**Problem:** Cannot directly use C[i,j] < 0 as SPICE capacitors - -### Solution 1: Partial Capacitance Transformation - -**Convert Maxwell → Partial (all-positive):** - -**Partial capacitance:** Capacitance with all other nodes grounded - -``` -For node i: -C_partial[i,j] = -C_Maxwell[i,j] for i≠j (flip sign!) -C_partial[i,i] = Σⱼ |C_Maxwell[i,j]| (sum of magnitudes) - -All C_partial > 0 → can implement as SPICE capacitors -``` - -**SPICE implementation:** -``` -* Partial capacitance method -* Between every node pair i,j (i 1 (distant segments) -``` - -**When acceptable:** -- Large n (>10): distant couplings small -- Quick estimates -- Weak segment-to-segment coupling - -**Validation:** Compare full vs approximate impedance - ---- - -### WORKED EXAMPLE 4.4: Partial Capacitance Conversion (3×3) - -**Given Maxwell matrix (topload + 2 segments):** -``` - [0] [1] [2] -[0] [ 30.0 -8.0 -2.0 ] pF -[1] [ -8.0 14.0 -3.0 ] pF -[2] [ -2.0 -3.0 9.0 ] pF -``` - -**Convert to partial (all-positive) for SPICE:** - -**Step 1:** Between-node capacitances (flip signs) -``` -C_partial[0,1] = -C_Maxwell[0,1] = -(-8.0) = 8.0 pF -C_partial[0,2] = -C_Maxwell[0,2] = -(-2.0) = 2.0 pF -C_partial[1,2] = -C_Maxwell[1,2] = -(-3.0) = 3.0 pF -``` - -**Step 2:** Ground capacitances - -For each node, start with diagonal, subtract partial caps: - -**Node 0:** -``` -C[0,0] = 30.0 pF -Sum of partials leaving node 0: 8.0 + 2.0 = 10.0 pF -C_partial[0,gnd] = 30.0 - 10.0 = 20.0 pF -``` - -**Node 1:** -``` -C[1,1] = 14.0 pF -Partials: 8.0 (to 0) + 3.0 (to 2) = 11.0 pF -C_partial[1,gnd] = 14.0 - 11.0 = 3.0 pF -``` - -**Node 2:** -``` -C[2,2] = 9.0 pF -Partials: 2.0 (to 0) + 3.0 (to 1) = 5.0 pF -C_partial[2,gnd] = 9.0 - 5.0 = 4.0 pF -``` - -**Step 3:** SPICE netlist -``` -* Partial capacitance implementation -* Between nodes -C_0_1 node0 node1 8.0p -C_0_2 node0 node2 2.0p -C_1_2 node1 node2 3.0p - -* To ground -C_0_gnd node0 0 20.0p -C_1_gnd node1 0 3.0p -C_2_gnd node2 0 4.0p - -* Resistances (to be determined) -R1 node1 node1_r {R1_value} -R2 node2 node2_r {R2_value} -``` - -**Validation:** Verify total capacitance node0→gnd matches: -``` -With node1, node2 grounded: -C_total = C_0_gnd + C_0_1 || C_1_gnd + C_0_2 || C_2_gnd - -Should equal approximately 30 pF (check numerically) -``` - ---- - -### PRACTICE PROBLEMS 4.4 - -**Problem 1:** Given C_Maxwell = [25, -6; -6, 10] pF (2×2), convert to partial capacitances. Draw the SPICE circuit. - -**Problem 2:** Why can't we just use "negative capacitors" in SPICE? What would it physically mean? - -**Problem 3:** In nearest-neighbor approximation for n=10, how many capacitances are kept vs full matrix? Calculate percentage reduction. - ---- - -## Module 4.5: Resistance Optimization - Iterative Method - -### Algorithm Overview - -**Goal:** Find R[i] for each segment that maximizes total power - -**Challenge:** R[i] values are coupled (changing one affects power in others) - -**Solution:** Iterative optimization with damping - -### Initialization: Tapered Profile - -**Physical expectation:** -- Base: hot, well-coupled → low R -- Tip: cool, weakly-coupled → high R - -**Initialize with gradient:** -``` -For i = 1 to n: - position = (i-1)/(n-1) # 0 at base, 1 at tip - R[i] = R_base + (R_tip - R_base) × position^2 - -Typical starting values: - R_base = 10 kΩ - R_tip = 1 MΩ - -Quadratic taper gives smooth transition -``` - -### Iterative Optimization Loop - -``` -iteration = 0 -converged = False - -While not converged and iteration < max_iterations: - - For i = 1 to n: - # Sweep R[i] while keeping other R[j] fixed - R_test = logspace(R_min[i], R_max[i], 20 points) - - For each R_test_value: - Set R[i] = R_test_value - Run AC analysis - Calculate P[i] = power in segment i - - Find R_optimal[i] = R_test that maximizes P[i] - - # Apply damping for stability - R_new[i] = α * R_optimal[i] + (1-α) * R_old[i] - - # Clip to physical bounds - R[i] = clip(R_new[i], R_min[i], R_max[i]) - - # Check convergence - max_change = max(|R_new[i] - R_old[i]| / R_old[i]) - If max_change < 0.01: # 1% threshold - converged = True - - iteration = iteration + 1 -``` - -**Damping factor α:** -``` -α = 0.3 to 0.5 typical -- Lower α: more stable, slower convergence -- Higher α: faster, may oscillate -- Start with α=0.3 for safety -``` - -### Position-Dependent Bounds - -**Physical limits vary with position:** -``` -position = (i-1)/(n-1) - -R_min[i] = 1 kΩ + (10 kΩ - 1 kΩ) × position - = 1 kΩ at base → 10 kΩ at tip - -R_max[i] = 100 kΩ + (100 MΩ - 100 kΩ) × position^2 - = 100 kΩ at base → 100 MΩ at tip -``` - -**Rationale:** -- Base can achieve very low R (hot leader) -- Tip unlikely to reach low R (cool, weak coupling) -- Prevents unphysical solutions - -### Convergence Behavior - -**Well-coupled base segments:** -- Sharp power peak at optimal R -- Fast convergence (2-3 iterations) -- Stable solution - -**Weakly-coupled tip segments:** -- Flat power curve (many R values similar power) -- Slow/no convergence to unique value -- May stay at high R (physical - streamer regime) - -**Expected result:** -``` -R[1] ≈ 5-20 kΩ (base leader) -R[2] ≈ 10-40 kΩ -... -R[n-1] ≈ 50-200 kΩ -R[n] ≈ 100 kΩ - 10 MΩ (tip streamer) - -Total: Σ R[i] should be in expected range (5-300 kΩ at 200 kHz) -``` - ---- - -### WORKED EXAMPLE 4.5: Iterative Optimization (n=3, simplified) - -**Given:** -- 3 segments, f = 200 kHz -- Capacitance matrix (from FEMM, simplified) -- Initial: R[1]=50k, R[2]=100k, R[3]=500k - -**Iteration 1:** - -**Optimize R[1] (keeping R[2], R[3] fixed):** -``` -Sweep R[1] = [10k, 20k, 30k, 40k, 50k, 60k, 80k, 100k] - -Results (example): -R[1]=10k → P[1]=5.2 kW -R[1]=20k → P[1]=8.1 kW -R[1]=30k → P[1]=9.4 kW ← maximum -R[1]=40k → P[1]=8.9 kW -R[1]=50k → P[1]=7.8 kW (current value) -... - -R_optimal[1] = 30 kΩ -``` - -**Apply damping (α=0.4):** -``` -R_new[1] = 0.4 × 30k + 0.6 × 50k - = 12k + 30k - = 42 kΩ -``` - -**Optimize R[2]:** -``` -With R[1]=42k (updated), R[3]=500k (fixed) - -Sweep R[2], find R_optimal[2] = 60 kΩ -Current: R[2] = 100 kΩ - -R_new[2] = 0.4 × 60k + 0.6 × 100k - = 24k + 60k - = 84 kΩ -``` - -**Optimize R[3]:** -``` -With R[1]=42k, R[2]=84k - -Sweep R[3], power curve is FLAT: -R[3]=200k → P[3]=0.8 kW -R[3]=500k → P[3]=0.85 kW -R[3]=1M → P[3]=0.83 kW - -Weakly coupled! Peak not well-defined. -Keep at R[3] = 500 kΩ (within bounds, acceptable) -``` - -**After iteration 1:** -``` -R[1]: 50k → 42k (change = -16%) -R[2]: 100k → 84k (change = -16%) -R[3]: 500k → 500k (change = 0%) - -Max change = 16% > 1% → not converged, continue -``` - -**Iteration 2:** - -Repeat process with new R values... -(typically 3-5 iterations to converge for base/middle segments) - -**Final converged result (example):** -``` -R[1] = 35 kΩ (leader, base) -R[2] = 75 kΩ (transition) -R[3] = 500 kΩ (streamer, tip - weakly determined) - -Total: 610 kΩ at 200 kHz -Check: Within expected range ✓ -``` - ---- - -### PRACTICE PROBLEMS 4.5 - -**Problem 1:** Initial R=[100k, 200k], optimal found R=[60k, 150k]. With α=0.3, what are the damped updates? - -**Problem 2:** Why use damping factor α<1 instead of just setting R=R_optimal directly? What could go wrong? - -**Problem 3:** After 10 iterations, base segment converged (0.5% change) but tip segment still changing 5% per iteration. What should you do? - ---- - -## Module 4.6: Resistance Optimization - Simplified Method - -### Circuit-Determined Resistance - -**Key insight:** If plasma always seeks R_opt_power, and C depends weakly on diameter: - -``` -For each segment i: - C_total[i] = sum of all capacitances involving segment i - R[i] = 1 / (ω × C_total[i]) - R[i] = clip(R[i], R_min[i], R_max[i]) -``` - -**Extracting C_total from matrix:** -``` -C_total[i] = |C[i,0]| + Σⱼ₌₁ⁿ |C[i,j]| (sum of absolute values) - -This is total capacitance "seen" by segment i -``` - -### Why This Works - -**Physical argument:** - -1. Hungry streamer seeks R = 1/(ωC_total) for max power -2. C depends on diameter: C ∝ 1/ln(h/d) -3. Logarithmic dependence: 2× diameter → ~10% capacitance change -4. R_opt also changes ~10% for diameter change -5. Diameter adjusts to match R_opt (self-consistent) -6. Error from fixed C is comparable to other uncertainties - -**Typical uncertainties:** -``` -FEMM extraction: ±5-10% -Plasma physics (ε, E_prop): ±30-50% -Empirical calibration: ±20-30% - -Diameter approximation: ±10-15% - -Diameter error is SMALL compared to physics uncertainties! -``` - -### When to Use - -**Good for:** -- Standard cases (typical geometries, frequencies) -- First-pass analysis -- Quick evaluation of many designs -- Educational purposes - -**Use iterative when:** -- Research/validation -- Extreme parameters (very long, very short, very low frequency) -- Measurement comparison requires highest accuracy -- Publishing results - -**Computational savings:** -``` -Iterative: 5-10 iterations × 20 R-sweep points × n segments = 1000-2000 AC analyses -Simplified: 1 AC analysis - -Speedup: 1000-2000× faster! -``` - ---- - -### WORKED EXAMPLE 4.6: Simplified R Calculation (n=5) - -**Given:** -- f = 190 kHz, ω = 1.194×10⁶ rad/s -- Capacitance matrix from Example 4.3 (repeated): - -``` - [0] [1] [2] [3] [4] [5] -[0] [ 32.5 -9.2 -3.1 -1.2 -0.6 -0.3 ] -[1] [ -9.2 14.8 -2.8 -0.9 -0.4 -0.2 ] -[2] [ -3.1 -2.8 10.4 -2.1 -0.7 -0.3 ] -[3] [ -1.2 -0.9 -2.1 8.6 -1.8 -0.5 ] -[4] [ -0.6 -0.4 -0.7 -1.8 7.4 -1.4 ] -[5] [ -0.3 -0.2 -0.3 -0.5 -1.4 5.8 ] -``` - -**Calculate R[i] for each segment:** - -**Segment 1 (base):** -``` -C_total[1] = |C[1,0]| + |C[1,2]| + |C[1,3]| + |C[1,4]| + |C[1,5]| - = 9.2 + 2.8 + 0.9 + 0.4 + 0.2 - = 13.5 pF - -R[1] = 1 / (ω × C_total[1]) - = 1 / (1.194×10⁶ × 13.5×10⁻¹²) - = 1 / (16.12×10⁻⁶) - = 62.0 kΩ -``` - -**Segment 2:** -``` -C_total[2] = |C[2,0]| + |C[2,1]| + |C[2,3]| + |C[2,4]| + |C[2,5]| - = 3.1 + 2.8 + 2.1 + 0.7 + 0.3 - = 9.0 pF - -R[2] = 1 / (1.194×10⁶ × 9.0×10⁻¹²) - = 93.0 kΩ -``` - -**Segment 3:** -``` -C_total[3] = 1.2 + 0.9 + 2.1 + 1.8 + 0.5 - = 6.5 pF - -R[3] = 1 / (1.194×10⁶ × 6.5×10⁻¹²) - = 129 kΩ -``` - -**Segment 4:** -``` -C_total[4] = 0.6 + 0.4 + 0.7 + 1.8 + 1.4 - = 4.9 pF - -R[4] = 1 / (1.194×10⁶ × 4.9×10⁻¹²) - = 171 kΩ -``` - -**Segment 5 (tip):** -``` -C_total[5] = 0.3 + 0.2 + 0.3 + 0.5 + 1.4 - = 2.7 pF - -R[5] = 1 / (1.194×10⁶ × 2.7×10⁻¹²) - = 310 kΩ -``` - -**Summary:** -``` -R[1] = 62 kΩ (base - lowest) -R[2] = 93 kΩ -R[3] = 129 kΩ -R[4] = 171 kΩ -R[5] = 310 kΩ (tip - highest) - -Total: R_total = 765 kΩ -``` - -**Validation:** -``` -At 190 kHz for 2 m spark: -Expected total: 50-300 kΩ (from Part 2 guidelines) - -765 kΩ is higher than typical. - -Possible reasons: -- Long spark (2 m), distributed effects significant -- Tip resistance (310k) is high (streamer-dominated) -- If measured, could be lower (iterative optimization might find lower R) - -Within factor of 2-3 of expectations - acceptable for first pass -``` - ---- - -### PRACTICE PROBLEMS 4.6 - -**Problem 1:** Given C_total[i] = [15, 10, 8, 6, 4] pF for n=5 at f=200 kHz, calculate R[i] for all segments. - -**Problem 2:** Compare simplified method: one calculation (1 second) vs iterative: 10 iterations × 20 points × 5 segments = 1000 AC analyses (~100 seconds). For engineering design, which is more appropriate? - ---- - -## Module 4.7: Quick Validation Checks - -### Power Balance - -**Energy conservation:** -``` -P_input = P_spark + P_secondary_losses + P_corona + P_radiation + P_other - -Check: P_spark should be 30-70% of P_input for typical coil -``` - -**If P_spark > 90% of P_input:** -- Secondary losses too low (unrealistic Q) -- Check winding resistance, dielectric losses - -**If P_spark < 20% of P_input:** -- Excessive secondary losses -- Or spark model R too high (not optimized) - -### Total Resistance Range Check - -**Expected at 200 kHz for 1-3 m sparks:** -``` -Burst/streamer-dominated: 50-300 kΩ -QCW/leader-dominated: 5-50 kΩ -Very low frequency (<100 kHz) or very long: 1-10 kΩ - -R_total = Σ R[i] should fall in expected range -``` - -**If outside range:** -- Check frequency (R ∝ 1/f) -- Check optimization convergence -- Verify capacitance matrix extraction -- Consider if mode is truly different (all-leader vs all-streamer) - -### Resistance Distribution Check - -**Physical expectation:** -``` -R[1] < R[2] < R[3] < ... < R[n] - -Base should be lowest (hot, coupled) -Tip should be highest (cool, weakly coupled) - -Monotonic increase expected -``` - -**If non-monotonic:** -- Check capacitance matrix (may have errors) -- Verify optimization didn't get stuck -- Physical interpretation: local heating/cooling variation - -### Phase Angle Check - -**Total impedance phase:** -``` -Calculate Z_total at topload port -φ_Z should be -55° to -75° typical - -If φ_Z > -45°: Too resistive (check if topological constraint violated) -If φ_Z < -85°: Too capacitive (R values too high, not optimized) -``` - -### Convergence Check - -**For distributed models with n=5, 10, 20:** -``` -Run same problem with different n: -- n=5 → Z_total, P_spark -- n=10 → Z_total, P_spark -- n=20 → Z_total, P_spark - -Should converge: changes <10% from n=10 to n=20 - -If still changing >20%: need finer discretization -``` - ---- - -### WORKED EXAMPLE 4.7: Validation Exercise - -**Given simulation results:** -``` -Coil: DRSSTC at 185 kHz -P_primary_input = 150 kW -P_spark = 105 kW (from distributed model n=10) -Spark: 2.5 m - -Distributed R values [kΩ]: -[18, 25, 35, 48, 65, 88, 120, 165, 230, 320] - -Z_total = 185 kΩ ∠-68° -``` - -**Validate:** - -**Check 1: Power balance** -``` -P_spark / P_input = 105 / 150 = 0.70 = 70% - -Expected: 30-70% typical ✓ -Reasonable - some secondary losses, but spark dominates -``` - -**Check 2: Total resistance** -``` -R_total = Σ R[i] = 18+25+35+48+65+88+120+165+230+320 - = 1114 kΩ - -At 185 kHz, expected: 50-300 kΩ for typical -Actual: 1114 kΩ - -High, but this is 2.5 m spark (long) -Factor of 3-4× over typical -Could indicate: -- Very streamer-dominated (burst mode?) -- Or optimization not fully converged -- Or long spark genuinely has higher R - -Flag for investigation, but not necessarily wrong ✓? -``` - -**Check 3: Resistance distribution** -``` -R[1]=18 < R[2]=25 < R[3]=35 < ... < R[10]=320 - -Monotonic increasing ✓ -Expected pattern (base lower, tip higher) ✓ -``` - -**Check 4: Phase angle** -``` -φ_Z = -68° - -Expected range: -55° to -75° -Actual: -68° - -Right in the middle ✓ -Indicates reasonable capacitive loading -``` - -**Check 5: Compare to lumped model** -``` -Lumped model (from earlier): R ≈ 600 kΩ at similar conditions - -Distributed: R_total = 1114 kΩ - -Distributed is higher (factor ~2) -This can happen: -- Distributed captures tip streamer high-R better -- Lumped averages to middle value -- For long sparks, distributed more accurate - -Consistent with expectations ✓ -``` - -**Overall assessment:** -- Most checks pass -- Total R is high but potentially physical for long streamer spark -- Recommend: compare to measurement if available -- Model is usable for predictions - ---- - -### PRACTICE PROBLEMS 4.7 - -**Problem 1:** Simulation shows P_spark = 180 kW but P_input = 150 kW. What's wrong? - -**Problem 2:** Distributed model gives R = [50, 45, 40, 35, 30] kΩ (decreasing from base to tip). Is this physical? What might be wrong? - -**Problem 3:** At 150 kHz, 1.8 m spark, you get R_total = 2 kΩ. Check against expected range. Is this reasonable? - ---- - -## Module 4.8: Complete Simulation Summary - -### Workflow Checklist - -**Phase 1: Geometry and FEMM** -- [ ] Define spark length L_total -- [ ] Choose n segments (typically 10) -- [ ] Create FEMM geometry (axisymmetric) -- [ ] Set up conductors (topload + n segments) -- [ ] Mesh and solve electrostatic -- [ ] Extract (n+1)×(n+1) capacitance matrix [C] -- [ ] Validate: symmetry, positive definite, C_sh ≈ 2 pF/ft - -**Phase 2: Resistance Determination** -- [ ] Choose method: iterative or simplified -- [ ] If simplified: R[i] = 1/(ω × C_total[i]) -- [ ] If iterative: initialize R[i], run optimization loop -- [ ] Apply position-dependent bounds R_min[i], R_max[i] -- [ ] Check convergence (<1% change) -- [ ] Validate: R distribution monotonic, total in expected range - -**Phase 3: SPICE Implementation** -- [ ] Convert [C] matrix to SPICE-compatible form (partial or controlled sources) -- [ ] Add resistance elements R[i] -- [ ] Define topload voltage source (or integrate with full coil model) -- [ ] Set up AC analysis at operating frequency - -**Phase 4: Analysis** -- [ ] Run AC simulation -- [ ] Extract V, I at each node -- [ ] Calculate P[i] in each segment: P[i] = 0.5 × I[i]² × R[i] -- [ ] Calculate total P_spark = Σ P[i] -- [ ] Calculate Y_spark or Z_spark at topload port - -**Phase 5: Validation** -- [ ] Power balance: P_spark reasonable fraction of P_input -- [ ] Total R in expected range for frequency and length -- [ ] Phase angle φ_Z in typical range -- [ ] Resistance distribution physical (increasing base→tip) -- [ ] Compare to lumped model (should be similar order of magnitude) -- [ ] Compare to measurements if available - -**Phase 6: Iteration (if needed)** -- [ ] If validation fails, identify issue -- [ ] Adjust and re-run -- [ ] Document assumptions and uncertainties - ---- - -## Module 4.9: Calibration and Measurement Integration - -### Calibrating ε (Energy Per Meter) - -**Procedure:** - -**Step 1: Controlled test** -``` -Run coil with known drive conditions -Measure final spark length L_measured -``` - -**Step 2: Simulation** -``` -Simulate same conditions -Calculate E_delivered = ∫ P_spark dt over growth time -``` - -**Step 3: Extract ε** -``` -ε_calibrated = E_delivered / L_measured - -Example: -E_delivered = 18 J (from simulation) -L_measured = 1.5 m (from photograph/measurement) - -ε = 18 J / 1.5 m = 12 J/m -``` - -**Step 4: Build database** -``` -Repeat for different operating modes: -- QCW long ramp: ε_QCW -- Burst mode: ε_burst -- Intermediate: ε_hybrid - -Use appropriate ε for future predictions -``` - -### Calibrating E_propagation - -**Procedure:** - -**Step 1: Measure stall condition** -``` -Ramp voltage slowly -Observe maximum length L_max when growth stops -Measure V_topload at stall -``` - -**Step 2: FEMM field analysis** -``` -Set up geometry with spark length = L_max -Apply V = V_topload -Calculate E_tip at tip using FEMM -``` - -**Step 3: Extract threshold** -``` -E_propagation ≈ E_tip at stall - -Typical: 0.4-1.0 MV/m -Calibrate for your specific conditions (altitude, humidity, geometry) -``` - -### Using Measurements to Refine Model - -**Ringdown method (from Part 2):** -``` -1. Measure f₀, Q₀ (unloaded) -2. Measure f_L, Q_L (with spark) -3. Extract Y_spark from frequency shift and Q change -4. Compare to model prediction -5. Adjust R values if significant discrepancy (>factor of 2) -``` - -**Direct impedance measurement:** -``` -If you have: -- Calibrated E-field probe (V_topload) -- Calibrated current probe on spark return path (I_spark, not I_base!) - -Then: -Z_measured = V_topload / I_spark - -Compare to model Z_spark -Adjust R values to match -``` - -**Iterative refinement:** -``` -1. Initial model from FEMM + simplified R -2. Simulate → predict Z_spark, power -3. Measure actual Z_spark, power -4. Adjust R distribution (proportionally) to match measured total R -5. Validate that distribution shape is still physical -6. Use refined model for future predictions -``` - ---- - -### WORKED EXAMPLE 4.9: Calibrating ε - -**Measurement:** -``` -QCW coil, 12 ms ramp -Final spark length: L = 2.2 m -``` - -**Simulation:** -``` -Full model with distributed spark -Calculate power to spark over time: -P_spark(t) varies from 20 kW to 80 kW during ramp - -Total energy: -E_delivered = ∫₀^0.012 P_spark(t) dt - = 26 J (numerical integration) -``` - -**Calibration:** -``` -ε = E_delivered / L_measured - = 26 J / 2.2 m - = 11.8 J/m -``` - -**Interpretation:** -``` -This is at low end of QCW range (5-15 J/m) -Indicates efficient leader formation -Consistent with long ramp time (12 ms) - -Use ε = 12 J/m for future predictions with this coil in QCW mode -``` - -**Validation:** -``` -Predict different condition: -New ramp: 8 ms, available energy: E = 30 J - -Expected length: L = E/ε = 30/12 = 2.5 m - -Run test, measure actual length, compare -If within ±20%: calibration good -If >30% error: investigate (different mode? voltage limited?) -``` - ---- - -### PRACTICE PROBLEMS 4.9 - -**Problem 1:** Simulation shows E = 40 J delivered, measurement shows L = 2.8 m. Calculate ε. Is this more consistent with QCW or burst mode? - -**Problem 2:** A calibration at sea level gives E_propagation = 0.5 MV/m. At 2000 m altitude (air density ~80% of sea level), estimate new E_propagation. - ---- - -## Part 4 Conclusion: Practical Guidelines - -### Decision Tree: Which Model to Use? - -``` -START - | - └─ Spark length < 1 m? - ├─ YES → Use LUMPED model - | * Fast, accurate enough - | * R = R_opt_power - | - └─ NO → Spark length < 3 m? - ├─ YES → Choice: - | * Quick answer: LUMPED - | * Best accuracy: DISTRIBUTED (n=10) - | - └─ NO (>3 m) → Use DISTRIBUTED (n=15-20) - * Essential for accuracy - * Captures tip/base differences - -Research/validation? → Always use DISTRIBUTED -``` - -### Typical Simulation Times - -``` -Lumped model: -- FEMM: 2 min (single geometry) -- SPICE: <1 sec -- Total: ~3 minutes - -Distributed (n=10), simplified R: -- FEMM: 5 min (multi-body) -- SPICE: 1 sec (one analysis) -- Total: ~6 minutes - -Distributed (n=10), iterative R: -- FEMM: 5 min -- SPICE: 100 sec (100 iterations × 1 sec) -- Total: ~7 minutes - -Distributed (n=20), iterative R: -- FEMM: 10 min (larger matrix) -- SPICE: 300 sec (more elements) -- Total: ~15 minutes -``` - -### Accuracy Expectations - -``` -Lumped model: -- Impedance: ±20% -- Power: ±30% -- Good enough for: matching studies, coil optimization - -Distributed (simplified R): -- Impedance: ±15% -- Power: ±25% -- Current distribution: ±30% - -Distributed (iterative R): -- Impedance: ±10% -- Power: ±20% -- Current distribution: ±20% -- Best available without plasma modeling - -Measurement comparison: -- ±20-50% agreement is GOOD (plasma variability) -- ±factor of 2: acceptable (many unknowns) -- Better than factor of 2: excellent! -``` - -### Final Recommendations - -**For hobbyist design:** -- Use lumped model -- Calibrate ε from one measurement -- Predict new conditions - -**For research:** -- Use distributed model (n=10-15) -- Iterative optimization -- Document all assumptions -- Compare to measurements -- Report uncertainties - -**For publications:** -- Distributed model required -- Validation against measurements -- Sensitivity analysis -- Clear methodology section - ---- - -## Final Comprehensive Problem - -**Design Challenge: Predict Performance of New Coil** - -**Given:** -- DRSSTC, f = 195 kHz -- Topload: 35 cm toroid (major diameter) -- Target: 2 m spark, QCW mode (10 ms ramp) -- Primary input: P_input = 120 kW -- Thévenin: Z_th = 110 - j2300 Ω, V_th = 340 kV - -**Required:** - -**Part 1: Distributed Model Setup** -- Choose n (justify) -- Describe FEMM geometry -- What validation checks after extracting [C]? - -**Part 2: Resistance Calculation** -- Choose method (iterative or simplified, justify) -- Estimate expected R_total range -- What bounds for R[i]? - -**Part 3: Performance Prediction** -- Calculate Z_spark -- Find current and power -- What % of theoretical max? - -**Part 4: Growth Analysis** -- Assume ε = 12 J/m (from calibration) -- Can 2 m be reached in 10 ms with available power? -- Check voltage: κ = 3.2, E_prop = 0.7 MV/m -- Is growth voltage-limited or power-limited? - -**Part 5: Validation Plan** -- What measurements would you take? -- How would you refine the model? -- What accuracy do you expect? - -**This problem integrates all four parts of the course!** - ---- - -## Course Summary: Master Checklist - -### Part 1 Concepts -- [ ] Peak vs RMS phasor convention -- [ ] Complex impedance and admittance -- [ ] Power formula: P = 0.5 × Re{V × I*} -- [ ] C_mut and C_sh in spark circuit -- [ ] Circuit topology: (R||C_mut) + C_sh -- [ ] Phase angles and capacitive loading - -### Part 2 Concepts -- [ ] Topological phase constraint φ_Z,min -- [ ] R_opt_power maximizes power transfer -- [ ] Hungry streamer self-optimization -- [ ] Why V_top/I_base is wrong -- [ ] Thévenin equivalent extraction and use -- [ ] Q measurement and ringdown analysis - -### Part 3 Concepts -- [ ] E_inception and E_propagation thresholds -- [ ] Energy per meter ε by mode -- [ ] Growth rate dL/dt = P/ε -- [ ] Thermal time constants and persistence -- [ ] Capacitive divider problem -- [ ] FEMM electrostatic analysis -- [ ] Maxwell capacitance matrix extraction -- [ ] Lumped model construction - -### Part 4 Concepts -- [ ] When distributed models needed -- [ ] nth-order segmentation -- [ ] Multi-body FEMM analysis -- [ ] Capacitance matrix in SPICE (partial capacitance) -- [ ] Iterative R optimization with damping -- [ ] Simplified R = 1/(ωC_total) method -- [ ] Validation checks (power balance, R range, distribution) -- [ ] Calibration from measurements (ε, E_prop) - ---- - -## Resources for Continued Learning - -**Software:** -- FEMM: www.femm.info (free) -- LTSpice: www.analog.com/ltspice (free) -- Python + NumPy/SciPy for automation - -**Tesla Coil Communities:** -- 4hv.org forums (active community) -- highvoltageforum.net -- teslamap.com (coil database) - -**Further Reading:** -- "The Spark Gap" magazine (archived) -- Lightning physics textbooks (Uman, Rakov) -- Plasma physics introductions (Chen) -- High voltage engineering (Kuffel) - -**This framework:** -- Original document for full mathematical details -- Implement in stages (lumped → distributed) -- Calibrate to YOUR coil -- Share results with community! - ---- - -**END OF PART 4** - -**END OF COMPLETE LESSON PLAN** - ---- - -**Congratulations!** You now have a complete framework to: -1. Understand Tesla coil spark physics -2. Extract parameters from FEMM -3. Build circuit models (lumped and distributed) -4. Predict performance -5. Validate against measurements -6. Iterate and improve - -**Next steps:** -- Work through practice problems -- Build your first model -- Compare to real coil -- Refine and calibrate - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Appendices: Quick Reference Materials - ---- - -## Appendix A: Complete Variable Reference Table - -### Circuit Variables - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **C_mut** | F (pF) | Mutual capacitance between topload and spark | 5-15 pF | -| **C_sh** | F (pF) | Shunt capacitance spark-to-ground | 2 pF/foot × length | -| **C_total** | F (pF) | Total capacitance: C_mut + C_sh | 10-30 pF | -| **C_eq** | F (pF) | Equivalent loaded capacitance | Calculated from f shift | -| **R** | Ω (kΩ) | Spark plasma resistance | 5-500 kΩ @ 200 kHz | -| **R_opt_power** | Ω | Resistance for maximum power transfer | 1/(ω(C_mut+C_sh)) | -| **R_opt_phase** | Ω | Resistance for minimum phase angle | 1/(ω√(C_mut(C_mut+C_sh))) | -| **R_min** | Ω | Minimum physical resistance (hot leader) | 1-10 kΩ | -| **R_max** | Ω | Maximum physical resistance (cold streamer) | 100 kΩ - 100 MΩ | -| **G** | S (μS) | Conductance: 1/R | 1-100 μS typical | -| **B₁** | S (μS) | Susceptance of C_mut: ωC_mut | Positive (capacitive) | -| **B₂** | S (μS) | Susceptance of C_sh: ωC_sh | Positive (capacitive) | -| **Y** | S (μS) | Complex admittance: G + jB | - | -| **Z** | Ω (kΩ) | Complex impedance: R + jX | - | -| **Z_th** | Ω | Thévenin output impedance | 100-200 Ω + j(-2000 to -3000 Ω) | -| **V_th** | V (kV) | Thévenin open-circuit voltage | 200-500 kV | -| **φ_Z** | ° or rad | Impedance phase angle | -55° to -75° typical | -| **φ_Z,min** | ° or rad | Minimum achievable phase: -atan(2√(r(1+r))) | More negative than -45° usually | -| **r** | - | Capacitance ratio: C_mut/C_sh | 0.5-2.0 typical | - -### Frequency and Quality Factor - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **f** | Hz (kHz) | Operating frequency | 100-400 kHz | -| **f₀** | Hz | Unloaded resonant frequency | - | -| **f_L** | Hz | Loaded resonant frequency (with spark) | Lower than f₀ | -| **ω** | rad/s | Angular frequency: 2πf | 6.28×10⁵ - 2.5×10⁶ | -| **Q₀** | - | Unloaded quality factor | 50-200 typical | -| **Q_L** | - | Loaded quality factor (with spark) | 20-80 typical | -| **τ** | s (ms) | Time constant for decay | τ = 2Q/ω | - -### Power and Energy - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **P** | W (kW) | Real (average) power | - | -| **P_spark** | W (kW) | Power dissipated in spark | 10-200 kW | -| **P_avg** | W (kW) | Average power over time | - | -| **P_max** | W (kW) | Theoretical maximum (conjugate match) | Usually unachievable | -| **E** | J | Energy | - | -| **E_total** | J | Total energy to grow spark | ε × L | -| **ε** (epsilon) | J/m | Energy per meter for growth | 5-15 (QCW), 30-100 (burst) | -| **ε₀** | J/m | Initial energy per meter | Before thermal accumulation | - -### Electric Fields - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **E** | V/m (MV/m) | Electric field strength | - | -| **E_tip** | V/m (MV/m) | Field at spark tip | κ × V_top/L | -| **E_average** | V/m (MV/m) | Average field: V_top/L | - | -| **E_inception** | V/m (MV/m) | Field for initial breakdown | 2-3 MV/m | -| **E_propagation** | V/m (MV/m) | Field for sustained growth | 0.4-1.0 MV/m | -| **κ** (kappa) | - | Tip enhancement factor | 2-5 typical | - -### Geometric Variables - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **L** | m | Spark length | 0.3-6 m typical | -| **L_target** | m | Target design length | - | -| **L_segment** | m | Length of one segment (distributed model) | L_total/n | -| **d** | m (mm) | Spark channel diameter | 0.1-5 mm (streamers-leaders) | -| **d_nominal** | m (mm) | Assumed diameter for FEMM | 1 mm (burst), 3 mm (QCW) | -| **n** | - | Number of segments (distributed model) | 5-20, typically 10 | -| **i** | - | Segment index (1 to n) | 1=base, n=tip | - -### Thermal Variables - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **T** | K | Temperature | 1000 K (streamer) - 20000 K (leader) | -| **ΔT** | K | Temperature rise above ambient | - | -| **τ_thermal** | s (ms) | Thermal diffusion time: d²/(4α) | 0.1 ms (thin) - 300 ms (thick) | -| **τ_effective** | s (ms) | Observed persistence time | Longer than τ_thermal | -| **α_thermal** | m²/s | Thermal diffusivity of air | ~2×10⁻⁵ m²/s | - -### Matrix and Optimization - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **[C]** | F (pF) | Maxwell capacitance matrix (n+1)×(n+1) | - | -| **C[i,j]** | F (pF) | Matrix element i,j | Diagonal >0, off-diagonal <0 | -| **R[i]** | Ω (kΩ) | Resistance of segment i | Increases from base to tip | -| **α_damp** | - | Damping factor for iteration | 0.3-0.5 | -| **position** | - | Normalized position: (i-1)/(n-1) | 0=base, 1=tip | - -### Measurement Variables - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **V_top** | V (kV) | Voltage at topload (peak) | 200-600 kV | -| **V_tip** | V (kV) | Voltage at spark tip | V_top × C_mut/(C_mut+C_sh) | -| **I_spark** | A | Current through spark | 0.5-3 A | -| **I_base** | A | Current at secondary base (WRONG for spark) | Includes displacement currents | -| **A₁, A₂** | V, A | Consecutive peak amplitudes in ringdown | - | - ---- - -## Appendix B: Formula Quick Reference - -### Basic Circuit Analysis - -**Admittance of spark circuit:** -``` -Y = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] - -where: G = 1/R - B₁ = ωC_mut - B₂ = ωC_sh -``` - -**Real and imaginary parts:** -``` -Re{Y} = GB₂² / [G² + (B₁+B₂)²] - -Im{Y} = B₂[G² + B₁(B₁+B₂)] / [G² + (B₁+B₂)²] -``` - -**Impedance phase:** -``` -φ_Z = atan(-Im{Y}/Re{Y}) -``` - -**Power calculation:** -``` -P = 0.5 × Re{V × I*} (with peak phasors) -P = 0.5 × |V|² × Re{Y} -P = 0.5 × |I|² × Re{Z} -P = 0.5 × |V| × |I| × cos(φ_v - φ_i) -``` - -### Optimal Resistances - -**Maximum power transfer:** -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] - -Example: f=200 kHz, C_total=12 pF -R_opt_power = 1/(2π×200×10³×12×10⁻¹²) ≈ 66 kΩ -``` - -**Minimum phase angle magnitude:** -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - -Always: R_opt_power < R_opt_phase -``` - -**Minimum phase angle:** -``` -φ_Z,min = -atan(2√[r(1+r)]) - -where r = C_mut/C_sh - -Critical value: r = 0.207 gives φ_Z,min = -45° -If r > 0.207: cannot achieve -45° -``` - -### Thévenin Equivalent - -**Measuring Z_th (drive off, test source on):** -``` -Z_th = V_test / I_test = 1V / I_test - -Apply 1V AC at topload-to-ground -Measure current I_test -``` - -**Measuring V_th (drive on, no load):** -``` -V_th = V(topload) with spark removed -``` - -**Power to any load:** -``` -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -``` - -**Theoretical maximum (conjugate match):** -``` -Z_load = Z_th* (complex conjugate) -P_max = 0.5 × |V_th|² / (4 × Re{Z_th}) - -Usually unachievable due to topological constraints -``` - -### Ringdown Method - -**Quality factor from decay:** -``` -Q = πf × Δt / ln(A₁/A₂) - -where Δt = time between peaks - A₁, A₂ = consecutive peak amplitudes -``` - -**At loaded resonance:** -``` -Q_L = ω_L C_eq R_p = R_p/(ω_L L) - -Therefore: -R_p = Q_L/(ω_L C_eq) = Q_L ω_L L -G_total = ω_L C_eq/Q_L = 1/(Q_L ω_L L) -``` - -**Capacitance from frequency shift:** -``` -C_eq = C₀(f₀/f_L)² -ΔC = C_eq - C₀ -``` - -**Spark admittance approximation:** -``` -Y_spark ≈ (G_total - G_0) + jω_L ΔC -``` - -### Spark Growth Physics - -**Growth rate equation:** -``` -dL/dt = P_stream/ε (when E_tip > E_propagation) -dL/dt = 0 (when E_tip ≤ E_propagation, stalled) -``` - -**Time to reach target length (constant power):** -``` -T = ε × L_target / P_stream -``` - -**Total energy required:** -``` -E_total = ε × L_target -``` - -**Energy per meter with thermal accumulation:** -``` -ε(t) = ε₀ / (1 + α∫P dt) - -where α has units [1/J] -``` - -**Field thresholds:** -``` -E_inception ≈ 2-3 MV/m (initial breakdown) -E_propagation ≈ 0.4-1.0 MV/m (sustained growth) -E_tip = κ × E_average = κ × V_top/L -``` - -### Thermal Time Constants - -**Pure thermal diffusion:** -``` -τ_thermal = d² / (4α) - -where α ≈ 2×10⁻⁵ m²/s for air - -Examples: -d = 100 μm → τ ≈ 0.125 ms -d = 5 mm → τ ≈ 312 ms -``` - -**Convection velocity (buoyancy):** -``` -v ≈ √(g × d × ΔT/T_amb) - -where g = 9.8 m/s² -``` - -### Capacitive Divider - -**Open-circuit voltage division:** -``` -V_tip = V_topload × C_mut/(C_mut + C_sh) - -As spark grows: C_sh increases → V_tip decreases -``` - -**With finite resistance (more complex):** -``` -V_tip = V_topload × Z_mut/(Z_mut + Z_sh) - -where Z_mut = (1/jωC_mut) || R - Z_sh = 1/(jωC_sh) -``` - -### FEMM Capacitance Extraction - -**For 2-body system (topload + spark):** -``` -Maxwell matrix: - [Top] [Spark] -[Top] C₁₁ C₁₂ -[Spark] C₂₁ C₂₂ - -Extraction: -C_mut = |C₁₂| = |C₂₁| (absolute value) -C_sh = C₂₂ - |C₁₂| - -Validation: C_sh ≈ 2 pF/foot × L_spark -``` - -### Distributed Model - -**Simplified resistance calculation:** -``` -For each segment i: -C_total[i] = Σⱼ |C[i,j]| (sum of absolute values) -R[i] = 1/(ω × C_total[i]) -R[i] = clip(R[i], R_min[i], R_max[i]) -``` - -**Position-dependent bounds:** -``` -position = (i-1)/(n-1) (0 at base, 1 at tip) - -R_min[i] = 1 kΩ + (10 kΩ - 1 kΩ) × position -R_max[i] = 100 kΩ + (100 MΩ - 100 kΩ) × position² -``` - -**Iterative optimization (damped update):** -``` -R_new[i] = α × R_optimal[i] + (1-α) × R_old[i] - -where α = 0.3-0.5 (damping factor) -``` - ---- - -## Appendix C: Physical Constants and Typical Values - -### Universal Constants - -| Constant | Symbol | Value | Units | -|----------|--------|-------|-------| -| Permittivity of free space | ε₀ | 8.854×10⁻¹² | F/m | -| Pi | π | 3.14159... | - | -| Gravitational acceleration | g | 9.81 | m/s² | -| Electron charge | e | 1.602×10⁻¹⁹ | C | - -### Air Properties (Sea Level, 20°C) - -| Property | Symbol | Value | Units | -|----------|--------|-------|-------| -| Density | ρ_air | 1.2 | kg/m³ | -| Thermal diffusivity | α | 2×10⁻⁵ | m²/s | -| Thermal conductivity | k | 0.026 | W/(m·K) | -| Specific heat | c_p | 1005 | J/(kg·K) | -| Molecular density | n | 2.5×10²⁵ | molecules/m³ | -| Ionization energy | E_ion | ~15 | eV/molecule | - -### Field Thresholds (Dry Air, Sea Level) - -| Parameter | Value | Units | Notes | -|-----------|-------|-------|-------| -| E_inception | 2-3 | MV/m | Initial breakdown, smooth electrode | -| E_propagation | 0.4-1.0 | MV/m | Sustained leader growth | -| Altitude correction | -20 to -30 | %/1000m | Lower air density → lower threshold | -| Humidity effect | ±10 | % | Variable, depends on conditions | - -### Energy per Meter by Mode - -| Operating Mode | ε Range | Units | Characteristics | -|----------------|---------|-------|-----------------| -| QCW (5-20 ms ramp) | 5-15 | J/m | Efficient, leader-dominated | -| Hybrid DRSSTC | 20-40 | J/m | Mixed streamers/leaders | -| Burst mode (<1 ms) | 30-100+ | J/m | Inefficient, streamer-dominated | -| Single-shot burst | 50-150 | J/m | Very inefficient, bright but short | - -### Typical Spark Resistance (@ 200 kHz) - -| Spark Type | Length | Total R | Notes | -|------------|--------|---------|-------| -| Short burst | 0.5-1 m | 100-300 kΩ | Streamer-dominated | -| Medium burst | 1-2 m | 150-400 kΩ | Mixed | -| Long burst | 2-3 m | 200-500 kΩ | Difficult, high R | -| QCW (short) | 0.5-1 m | 20-80 kΩ | Leader-dominated | -| QCW (medium) | 1-2 m | 30-120 kΩ | Efficient | -| QCW (long) | 2-4 m | 40-200 kΩ | Best mode for length | - -### Frequency Dependence - -| Frequency | R_typical | C_sh (per meter) | Notes | -|-----------|-----------|------------------|-------| -| 100 kHz | 5-50 kΩ | ~6 pF | Low frequency, low R | -| 150 kHz | 10-100 kΩ | ~6 pF | Typical small coils | -| 200 kHz | 20-200 kΩ | ~6 pF | Common frequency | -| 300 kHz | 30-300 kΩ | ~6 pF | Higher frequency | -| 400 kHz | 40-400 kΩ | ~6 pF | Very high, smaller coils | - -**Note:** R ∝ 1/f approximately, C_sh relatively constant - -### Thermal Time Constants - -| Channel Type | Diameter | τ_thermal | Persistence | Notes | -|--------------|----------|-----------|-------------|-------| -| Thin streamer | 50-100 μm | 0.05-0.2 ms | 1-5 ms | Convection extends | -| Medium streamer | 200-500 μm | 0.2-1.5 ms | 2-10 ms | Mixed | -| Thin leader | 1-2 mm | 6-25 ms | 50-500 ms | Buoyancy significant | -| Thick leader | 5-10 mm | 150-600 ms | Seconds | Persistent column | - -### Tesla Coil Typical Parameters - -| Parameter | Small Coil | Medium Coil | Large Coil | Units | -|-----------|------------|-------------|------------|-------| -| Frequency | 300-500 | 150-250 | 80-150 | kHz | -| Topload C₀ | 15-25 | 25-40 | 40-80 | pF | -| Secondary Q₀ | 100-200 | 80-150 | 50-120 | - | -| Spark length | 0.3-1.0 | 1.0-2.5 | 2.0-4.0 | m | -| Power | 1-10 | 10-100 | 50-300 | kW | -| Z_th magnitude | 1-3 | 0.5-2 | 0.3-1 | kΩ | -| Z_th phase | -85 to -88 | -86 to -89 | -87 to -89 | degrees | - ---- - -## Appendix D: SPICE Component Reference - -### Basic Elements - -**Resistor:** -``` -R node1 node2 -Example: R1 topload spark 50k - R2 n1 n2 {R_value} ; parameterized -``` - -**Capacitor:** -``` -C node1 node2 -Example: C_mut topload spark 10p - C_sh spark 0 6p -``` - -**Voltage source:** -``` -V node+ node- -Example: V1 topload 0 AC 1V - V2 drive 0 AC 100k ; 100 kV -``` - -**Current source:** -``` -I node+ node- -Example: I1 topload 0 AC 1m -``` - -### Parameterized Components - -**Define parameters:** -``` -.param freq=200k -.param omega={2*pi*freq} -.param C_mut=10p -.param C_sh=6p -.param R={1/(omega*(C_mut+C_sh))} -``` - -**Use in components:** -``` -C1 n1 n2 {C_mut} -R1 n2 n3 {R} -``` - -### Controlled Sources (for capacitance matrix) - -**Voltage-controlled current source:** -``` -G node+ node- ctrl+ ctrl- -Example: G1 n1 0 n2 0 {j*omega*C[1,2]} -``` - -**Behavioral source:** -``` -B node+ node- V={expression} -Example: B1 n1 0 V={j*omega*C_mut*V(n2)} -``` - -### Analysis Commands - -**AC analysis:** -``` -.ac lin -Example: .ac lin 1 200k 200k ; single frequency - .ac lin 100 180k 220k ; sweep 100 points -``` - -**Transient analysis:** -``` -.tran -Example: .tran 0.1u 10m ; 0.1 μs steps, 10 ms total -``` - -**Print/plot:** -``` -.print ac v(topload) i(V1) vp(topload) ip(V1) -.plot ac vdb(topload) ; dB magnitude -``` - -### Mutual Inductance (for transformer) - -**Inductors with coupling:** -``` -L1 n1 n2 -L2 n3 n4 -K1 L1 L2 - -Example: -Lpri drive n1 100u -Lsec n2 base 10m -K_couple Lpri Lsec 0.15 ; k=0.15 -``` - -### Subcircuits (for modular models) - -**Define subcircuit:** -``` -.subckt spark_model topload ground -+ params: C_mut=10p C_sh=6p R=50k -C1 topload n1 {C_mut} -R1 n1 n2 {R} -C2 n2 ground {C_sh} -.ends -``` - -**Use subcircuit:** -``` -X1 topload 0 spark_model params: C_mut=12p C_sh=8p R=60k -``` - -### Example: Complete Lumped Model - -``` -* Tesla Coil Spark Lumped Model -* Frequency: 200 kHz - -.param freq=200k -.param omega={2*pi*freq} - -* Spark parameters from FEMM -.param C_mut=10p -.param C_sh=6p -.param R_opt={1/(omega*(C_mut+C_sh))} - -* Clip to physical bounds -.param R_min=5k -.param R_max=500k -.param R={min(max(R_opt,R_min),R_max)} - -* Circuit -V_topload topload 0 AC 1V -C_mut topload n1 {C_mut} -R_spark n1 n2 {R} -C_sh n2 0 {C_sh} - -* Analysis -.ac lin 1 {freq} {freq} -.print ac v(topload) i(V_topload) vp(topload) ip(V_topload) - -* Calculate admittance in post-processing: -* Y = I/V, extract real and imaginary parts -* Power = 0.5 * |V|^2 * Re{Y} - -.end -``` - ---- - -## Appendix E: FEMM Quick Start Guide - -### Installation - -1. **Download:** Visit www.femm.info -2. **Install:** Run installer (Windows), or use Wine (Linux/Mac) -3. **Launch:** Open FEMM 4.2 (main application) - -### Basic Interface - -**Main window sections:** -- **Toolbar:** Problem type, zoom, view controls -- **Drawing area:** Geometry creation -- **Status bar:** Coordinates, snap mode -- **Menus:** File, Edit, View, Problem, Mesh, Analysis - -### Creating Electrostatic Problem - -**Step 1: New document** -``` -File → New -Select: Electrostatics Problem -Frequency: 0 (electrostatic) -Length units: Centimeters (or your preference) -Problem type: Axisymmetric -Precision: 1e-8 -``` - -**Step 2: Define materials** -``` -Problem → Materials Library -Select: Air (ε_r = 1.0) -Add to model - -If needed, define custom materials: -Problem → Materials → Add Property -Name: Custom -Permittivity: (relative value) -``` - -**Step 3: Draw geometry** -``` -Use toolbar buttons: -- Draw nodes (points): Click to place -- Draw lines: Select two nodes -- Draw arcs: Select two nodes, define angle -- Draw circles: Center + radius - -For axisymmetric: -- Draw in r-z plane (r ≥ 0) -- r = 0 is axis of symmetry -``` - -### Tesla Coil Spark Geometry Example - -**Toroid (topload):** -``` -1. Draw circle (minor diameter) at z=0, r=15 cm -2. Use circular rotation: Operations → Mirror/Rotate -3. Create toroidal surface -``` - -**Spark (cylinder):** -``` -1. Draw vertical line from topload base to tip - Example: r=0.1 cm, z=-5 to z=-105 cm (1 m spark) -2. This represents axis of cylinder -3. For multiple segments: Draw each as separate line -``` - -**Ground plane:** -``` -1. Draw large circle or line at z = (below spark) -2. Large enough to approximate "infinity" -``` - -**Outer boundary:** -``` -1. Draw rectangle enclosing entire problem -2. Far from coil (5-10× max dimension) -``` - -### Assigning Properties - -**Step 4: Define conductors** -``` -Problem → Conductors -Add conductor groups: -- Conductor 1: Name "Topload", Voltage = 1V -- Conductor 2: Name "Spark1", Floating -- Conductor 3: Name "Spark2", Floating -... -- Conductor n+1: Name "Ground", Voltage = 0V -``` - -**Step 5: Assign to geometry** -``` -Select line/arc/circle -Right-click → Set Boundary -Choose conductor group - -All segments of spark: Assign to separate conductors -Topload surface: Assign to topload conductor -Ground: Assign to ground conductor -``` - -**Step 6: Assign materials** -``` -Select region (click inside enclosed area) -Right-click → Set Block Property -Material: Air -Mesh size: Auto or specify -``` - -**Step 7: Boundary conditions** -``` -Problem → Boundaries -- Outer boundary: V=0 (Dirichlet) -- r=0: Axisymmetric boundary -- Others: Default (Neumann, E field normal) -``` - -### Meshing and Solving - -**Step 8: Create mesh** -``` -Mesh → Create Mesh -Wait for triangulation (seconds to minutes) -Check mesh quality: Zoom in near conductors -``` - -**Step 9: Solve** -``` -Analysis → Run -Wait for solution (seconds to minutes) -Look for convergence message -``` - -### Post-Processing - -**Step 10: View results** -``` -File → Open Postprocessor -(or automatically opens after solve) - -View field: -- View → Contour Plot → V (voltage) -- View → Vector Plot → E (field) -- View → Density Plot → Field magnitude -``` - -**Step 11: Extract capacitance matrix** -``` -Circuit Properties window (usually visible) -If not: View → Circuit Properties - -Shows capacitance matrix [C] -Copy values to spreadsheet/text file - -Format: - [1] [2] [3] ... -[1] C₁₁ C₁₂ C₁₃ -[2] C₂₁ C₂₂ C₂₃ -... -``` - -**Step 12: Calculate electric field at point** -``` -Click on specific point -View → Point Values -Shows: V, E_r, E_z, |E| at that location - -For tip field: Click at spark tip -``` - -### Tips and Tricks - -**Efficient meshing:** -``` -- Finer mesh near conductors (small triangle size) -- Coarse mesh far away (large triangles) -- Specify manually: Set Block Property → Mesh size -``` - -**Symmetry exploitation:** -``` -- Use axisymmetric for cylindrical symmetry (2D → 3D) -- Use planar for 2D problems -- Reduces element count by 10-100× -``` - -**Convergence issues:** -``` -- Increase precision (Problem → Precision: 1e-10) -- Refine mesh near conductors -- Enlarge outer boundary -- Check for geometry errors (gaps, overlaps) -``` - -**Large matrix extraction:** -``` -For n=20 segments → 21×21 matrix -Circuit Properties window may be small -Resize window or copy values programmatically -Consider exporting to CSV -``` - -### Automation with Lua Scripting - -**FEMM supports Lua scripts for automation:** -```lua --- Example: Create spark segment -newdocument(0) -- Electrostatics -for i=1,10 do - z_start = -i*10 - z_end = -(i+1)*10 - addnode(0.1, z_start) - addnode(0.1, z_end) - addsegment(0.1, z_start, 0.1, z_end) - selectsegment(0.1, (z_start+z_end)/2) - setconductor("Spark"..i, 0) -- Floating -end -``` - -**Useful for:** -- Parametric sweeps (vary length, diameter) -- Batch processing multiple geometries -- Extracting results programmatically - ---- - -## Appendix F: Troubleshooting Guide - -### Problem: Negative Phase Angle Too Large (φ_Z < -80°) - -**Symptoms:** -- Impedance phase more negative than -80° -- Very capacitive -- Low power transfer - -**Possible causes:** -1. R too high (not optimized) -2. Capacitances overestimated -3. Frequency too high for given R - -**Solutions:** -- Run iterative R optimization -- Verify FEMM capacitance extraction -- Check R bounds (R_max too high?) -- Recalculate R_opt_power - ---- - -### Problem: Power Balance Doesn't Close - -**Symptoms:** -- P_spark > P_input (violates conservation) -- Or P_spark << P_input (most energy missing) - -**Possible causes:** -1. Incorrect power calculation (missing 0.5 factor?) -2. Using RMS instead of peak values inconsistently -3. Missing loss terms -4. Measuring wrong current (I_base instead of I_spark) - -**Solutions:** -- Verify formula: P = 0.5 × Re{V × I*} with peak -- Check all quantities are peak (or all RMS, consistently) -- Account for secondary losses separately -- Measure I_spark on return path, not I_base - ---- - -### Problem: FEMM Capacitance Matrix Not Symmetric - -**Symptoms:** -- C[i,j] ≠ C[j,i] -- Non-physical - -**Possible causes:** -1. Numerical error (insufficient precision) -2. Mesh quality poor -3. Geometry errors (overlaps, gaps) - -**Solutions:** -- Increase precision: Problem → Precision: 1e-10 -- Refine mesh near conductors -- Check geometry for errors (zoom in, look for gaps) -- Ensure proper boundary conditions - ---- - -### Problem: Distributed Model Doesn't Converge - -**Symptoms:** -- Iterative optimization oscillates -- R values jumping around -- No stable solution after many iterations - -**Possible causes:** -1. Damping factor α too high -2. Weakly coupled segments (tip) -3. R bounds too restrictive -4. Power curve very flat - -**Solutions:** -- Reduce α to 0.2-0.3 (more damping) -- Accept tip segments not converging (physical) -- Widen R_max bounds for tip segments -- Use simplified method if iterative fails - ---- - -### Problem: Simulation Predicts Too Short Spark - -**Symptoms:** -- Predicted length << measured -- Model underestimates performance - -**Possible causes:** -1. ε too high (overestimating energy needed) -2. E_propagation set too high -3. Power transfer underestimated (R not optimized) -4. Capacitances wrong (affects R_opt) - -**Solutions:** -- Calibrate ε from measurements -- Check E_propagation threshold -- Verify R optimization ran correctly -- Re-check FEMM extraction - ---- - -### Problem: Simulation Predicts Too Long Spark - -**Symptoms:** -- Predicted length >> measured -- Model overestimates performance - -**Possible causes:** -1. ε too low (underestimating energy needed) -2. E_propagation set too low -3. Not accounting for capacitive divider voltage drop -4. Using burst-mode ε for QCW (or vice versa) - -**Solutions:** -- Increase ε (burst needs higher value) -- Verify field threshold appropriate for conditions -- Check V_tip calculation (capacitive division) -- Use correct ε for operating mode - ---- - -### Problem: R_total Outside Expected Range - -**Symptoms:** -- Total resistance 10× too high or too low -- Doesn't match measurements or expectations - -**Possible causes:** -1. Wrong frequency -2. Capacitance extraction error -3. Optimization failure -4. Physical bounds too restrictive - -**Solutions:** -- Verify frequency used in R calculation -- Re-check capacitance matrix from FEMM -- Try simplified R method as sanity check -- Compare segment-by-segment to expected profile - ---- - -### Problem: SPICE Simulation Gives Nonsense Results - -**Symptoms:** -- Negative resistance calculated -- Infinite impedance -- Convergence errors - -**Possible causes:** -1. Capacitance matrix implementation wrong -2. Negative capacitor values -3. Ground reference missing -4. Parameter syntax error - -**Solutions:** -- Use partial capacitance transformation (all positive) -- Verify every capacitor value >0 -- Ensure at least one node grounded -- Check .param syntax (use {expression} for calculations) - ---- - -### Problem: Measured vs Simulated Impedance Differs by Factor >2 - -**Symptoms:** -- Model predicts Z = 200 kΩ -- Measurement shows Z = 450 kΩ (or 90 kΩ) - -**Possible causes:** -1. Measurement method wrong (V_top/I_base) -2. Spark branching in measurement (not modeled) -3. Operating mode different (burst vs QCW) -4. Frequency shift not accounted for - -**Solutions:** -- Use correct measurement port (topload-to-ground) -- Model cannot capture branching (expected discrepancy) -- Ensure ε appropriate for actual mode -- Remeasure at loaded resonance frequency - ---- - -### Problem: Growth Stalls Before Target Length - -**Symptoms:** -- Spark stops growing -- More power doesn't help - -**Possible causes:** -1. Voltage-limited (E_tip < E_propagation) -2. Capacitive divider drops V_tip too much -3. E_propagation higher than assumed -4. Topload too small for target length - -**Solutions:** -- Check E_tip calculation at stall length -- Consider ramping voltage higher -- Increase topload capacitance (less voltage division) -- Reduce target length (be realistic) - ---- - -### Problem: QCW Gives Same Length as Burst (Expected Longer) - -**Symptoms:** -- QCW and burst same performance -- Not seeing efficiency advantage - -**Possible causes:** -1. Using same ε for both (should be different) -2. QCW ramp too short (not exploiting thermal memory) -3. Insufficient power for QCW -4. Leader formation not occurring - -**Solutions:** -- Use ε_QCW = 8-15 J/m, ε_burst = 40-80 J/m -- Lengthen ramp time (10-20 ms) -- Increase average power -- Check current sufficient for leader (>0.5 A) - ---- - -### Quick Diagnostic Flowchart - -``` -Problem occurs - | - ├─ Unreasonable value (negative, infinite, 1000× off) - | → Check units, formula, syntax - | → Verify all inputs are correct quantities - | - ├─ Non-convergence (oscillation, no stable solution) - | → Reduce damping factor α - | → Check if problem has solution (bounds?) - | → Try simpler model first - | - ├─ Mismatch with measurement (factor 2-5) - | → Verify measurement method - | → Check operating mode matches - | → Calibrate ε, E_propagation from data - | - └─ Physical impossibility (violates conservation, etc.) - → Review assumptions - → Check for double-counting or missing terms - → Verify reference frames consistent -``` - ---- - -## Appendix G: Worked Solutions to Comprehensive Problems - -### Part 2 Comprehensive Design Exercise (Solution) - -**Given:** -- f = 190 kHz -- C_topload = 30 pF -- Target spark: 3 feet (estimate C_sh) -- C_mut = 9 pF (from FEMM) -- Z_th = 105 - j2100 Ω, V_th = 320 kV - ---- - -**Task 1: Calculate capacitance ratio and phase constraint** - -``` -C_sh = 2 pF/ft × 3 ft = 6 pF - -r = C_mut/C_sh = 9/6 = 1.5 - -φ_Z,min = -atan(2√[r(1+r)]) - = -atan(2√[1.5×2.5]) - = -atan(2√3.75) - = -atan(2×1.936) - = -atan(3.872) - = -75.5° - -Cannot achieve -45° (r = 1.5 > 0.207) ✓ -``` - ---- - -**Task 2: Determine optimal resistances** - -``` -ω = 2π × 190×10³ = 1.194×10⁶ rad/s - -R_opt_power = 1/(ω(C_mut + C_sh)) - = 1/(1.194×10⁶ × 15×10⁻¹²) - = 1/(17.91×10⁻⁶) - = 55.8 kΩ - -R_opt_phase = 1/(ω√(C_mut(C_mut+C_sh))) - = 1/(1.194×10⁶ × √(9×10⁻¹² × 15×10⁻¹²)) - = 1/(1.194×10⁶ × 11.62×10⁻¹²) - = 1/(13.87×10⁻⁶) - = 72.1 kΩ - -R_opt_power < R_opt_phase ✓ (55.8 < 72.1) - -At R_opt_power, expect φ_Z ≈ -76° (slightly more capacitive than minimum) -``` - ---- - -**Task 3: Build lumped spark model** - -``` -Circuit: - Topload ---[C_mut=9pF]---+--- [C_sh=6pF]---GND - | - [R=55.8kΩ] - -Calculate Y_spark: -G = 1/R = 1/55800 = 17.92 μS -B₁ = ωC_mut = 1.194×10⁶ × 9×10⁻¹² = 10.75 μS -B₂ = ωC_sh = 1.194×10⁶ × 6×10⁻¹² = 7.16 μS - -Re{Y} = GB₂²/[G² + (B₁+B₂)²] - = 17.92 × 51.27 / [321.1 + 319.7] - = 918.8 / 640.8 - = 1.434 μS - -Im{Y} = B₂[G² + B₁(B₁+B₂)] / [G² + (B₁+B₂)²] - = 7.16 × [321.1 + 191.7] / 640.8 - = 7.16 × 512.8 / 640.8 - = 5.73 μS - -Y_spark = 1.434 + j5.73 μS -``` - ---- - -**Task 4: Predict performance with Thévenin** - -``` -Convert Y_spark to Z_spark: -|Y_spark| = √(1.434² + 5.73²) = 5.91 μS -|Z_spark| = 1/5.91×10⁻⁶ = 169 kΩ - -φ_Y = atan(5.73/1.434) = 76.0° -φ_Z = -76.0° - -Z_spark = 169 kΩ ∠-76.0° - = 169 × cos(-76°) + j × 169 × sin(-76°) - = 41 - j164 kΩ - -Total impedance: -Z_total = Z_th + Z_spark - = (105 - j2100) + (41000 - j164000) - = (41105 - j166100) Ω - = 41.1 - j166.1 kΩ - -|Z_total| = √(41.1² + 166.1²) = 171 kΩ - -Current: -I = V_th/Z_total = 320 kV / 171 kΩ = 1.87 A - -Power to spark: -P_spark = 0.5 × I² × Re{Z_spark} - = 0.5 × 1.87² × 41000 - = 0.5 × 3.50 × 41000 - = 71.7 kW -``` - ---- - -**Task 5: Compare to theoretical maximum** - -``` -For conjugate match: Z_load = Z_th* = 105 + j2100 Ω - -P_max = 0.5 × |V_th|² / (4 × Re{Z_th}) - = 0.5 × (320×10³)² / (4 × 105) - = 0.5 × 1.024×10¹¹ / 420 - = 122 MW - -Actual percentage: -71.7 kW / 122000 kW = 0.0588% - -Spark extracts only 0.06% of theoretical maximum! - -Why such huge difference? -- Conjugate match needs Z_load = 105 + j2100 Ω (very low R, inductive) -- Actual spark: Z_spark = 41000 - j164000 Ω (high R, capacitive) -- Topological constraints prevent achieving conjugate match -- This is NORMAL for Tesla coils -- The 71.7 kW is still significant useful power -``` - ---- - -### Part 4 Final Comprehensive Problem (Partial Solution) - -**Given:** -- f = 195 kHz, 2 m target, QCW 10 ms -- Topload 35 cm, P_input = 120 kW -- Z_th = 110 - j2300 Ω, V_th = 340 kV - ---- - -**Part 1: Distributed model setup** - -``` -Choose n = 10 (good balance accuracy/speed) - -FEMM geometry (axisymmetric r-z): -- Toroid: major R=17.5 cm, minor r=5 cm, center z=0 -- Segments: 10 cylinders, each 20 cm long - Segment 1: r=0.15 cm, z=-5 to -25 cm - Segment 2: z=-25 to -45 cm - ... - Segment 10: z=-185 to -205 cm -- Ground plane: z=-220 cm, r=0 to 400 cm -- Outer boundary: r=400 cm, z=±300 cm - -Validation checks after [C] extraction: -1. Symmetry: C[i,j] = C[j,i] within 0.1% -2. All diagonal positive -3. All off-diagonal negative -4. C_sh_total ≈ 2 pF/ft × 6.56 ft ≈ 13 pF - (Sum across segments) -``` - ---- - -**Part 2: Resistance calculation (simplified method)** - -``` -ω = 2π × 195×10³ = 1.225×10⁶ rad/s - -Assume FEMM gives C_total[i] = [14, 11, 9, 7.5, 6.5, 5.5, 4.5, 3.5, 2.8, 2.0] pF - -R[i] = 1/(ω × C_total[i]): - -R[1] = 1/(1.225×10⁶ × 14×10⁻¹²) = 58.3 kΩ -R[2] = 1/(1.225×10⁶ × 11×10⁻¹²) = 74.6 kΩ -R[3] = 92.1 kΩ -R[4] = 110 kΩ -R[5] = 127 kΩ -R[6] = 150 kΩ -R[7] = 184 kΩ -R[8] = 236 kΩ -R[9] = 294 kΩ -R[10] = 408 kΩ - -R_total = 1734 kΩ - -Expected range at 195 kHz for 2m QCW: 30-120 kΩ -Actual: 1734 kΩ (high, but long spark distributed can be higher) - -Bounds check: All R[i] between 5 kΩ and 500 kΩ ✓ -Distribution: Monotonically increasing ✓ -``` - ---- - -**Part 3: Performance prediction (abbreviated)** - -``` -Build SPICE with [C] matrix and R[i] values -Run AC analysis at 195 kHz - -Expected results (estimated): -Z_spark ≈ 600 kΩ ∠-72° -I ≈ 0.5 A -P_spark ≈ 40 kW - -Percentage of theoretical max: <0.1% (typical) -``` - ---- - -**Part 4: Growth analysis** - -``` -Power available: 40 kW (from part 3) -ε = 12 J/m (QCW calibrated) -Target: L = 2 m, Time: T = 10 ms - -Energy needed: E = ε × L = 12 × 2 = 24 J - -Power needed: P = E/T = 24/0.010 = 2.4 kW - -Available: 40 kW >> 2.4 kW needed ✓ -Power is MORE than sufficient - -Voltage check: -V_top = 340 kV (from V_th, approximately) -κ = 3.2, E_prop = 0.7 MV/m -E_tip = κ × V_top/L = 3.2 × 340 kV / 2 m - = 3.2 × 170 kV/m = 544 kV/m = 0.544 MV/m - -E_tip = 0.544 MV/m < E_prop = 0.7 MV/m ✗ - -Growth is VOLTAGE-LIMITED! -Cannot reach 2 m with 340 kV - -Required voltage: -V_required = E_prop × L / κ = 0.7×10⁶ × 2 / 3.2 - = 437.5 kV - -Need to ramp to 438 kV to sustain growth to 2 m -With 340 kV, maximum length ≈ 340/438 × 2 = 1.55 m - -Conclusion: Voltage limited, not power limited -Need higher voltage ramp or accept shorter spark -``` - ---- - -**Part 5: Validation plan** - -``` -Measurements to take: -1. Ringdown: f₀, Q₀ (unloaded); f_L, Q_L (loaded) - → Extract Y_spark, compare to model -2. High-speed video: Growth rate dL/dt - → Validate power/ε relationship -3. V_top with E-field probe (calibrated) - → Check voltage predictions -4. Final spark length with ruler/laser - → Validate growth model - -Refinement process: -1. If measured length > predicted: - - Reduce ε (more efficient than assumed) - - Check E_prop (may be lower) -2. If measured length < predicted: - - Increase ε - - Check for branching (wastes energy) -3. Adjust R distribution if impedance mismatch - -Expected accuracy: -- Length: ±30% (good agreement) -- Power: ±40% (acceptable) -- Impedance: ±25% (reasonable) - -Better than factor of 2 on all parameters = success! -``` - ---- - -## Appendix H: Further Resources - -### Online Communities - -**4hv.org Forums** -- Active Tesla coil community -- Design sharing and troubleshooting -- DRSSTC, QCW, SGTC sections -- Measurement techniques - -**High Voltage Forum (highvoltageforum.net)** -- International community -- Advanced projects -- Safety discussions - -### Software Tools - -**FEMM (femm.info)** -- Free 2D electromagnetic FEA -- This framework's primary tool -- Active development and support - -**LTSpice (analog.com/ltspice)** -- Free SPICE simulator -- Excellent for circuit analysis -- Large component library - -**Python Scientific Stack** -- NumPy: Matrix operations -- SciPy: Optimization algorithms -- Matplotlib: Plotting -- Free and powerful - -### Books and Papers - -**Lightning Physics:** -- Uman, M.A. "The Lightning Discharge" (comprehensive) -- Rakov & Uman "Lightning: Physics and Effects" (modern) - -**Plasma Physics:** -- Chen, F.F. "Introduction to Plasma Physics" (accessible) -- Raizer, Y.P. "Gas Discharge Physics" (detailed) - -**High Voltage Engineering:** -- Kuffel, Zaengl, Kuffel "High Voltage Engineering Fundamentals" -- Wadhwa, C.L. "High Voltage Engineering" - -**Tesla Coil Specific:** -- "The Spark Gap" magazine archives (historical) -- Tesla coil design guides (various online) - -### Academic Resources - -**IEEE Xplore** -- Search: "spark discharge modeling" -- "Tesla transformer" -- "resonant transformer" - -**arXiv.org** -- Physics preprints -- Some Tesla coil research - -### Safety Resources - -**ALWAYS prioritize safety:** -- High voltage safety guidelines -- Grounding and bonding practices -- First aid for electrical injuries -- Equipment safety ratings - -**Key principle:** If you're not sure, DON'T DO IT. - ---- - -## Closing Remarks - -**You now have:** -- Complete theoretical framework -- Practical implementation guide -- Worked examples throughout -- Troubleshooting resources -- Validation methodologies - -**Next steps:** -1. Start with lumped model (simple coil) -2. Calibrate ε from one measurement -3. Predict new operating point -4. Progress to distributed model -5. Share results with community - -**Remember:** -- All models are approximations -- Plasma physics has uncertainties -- ±20-50% agreement is GOOD -- Document your assumptions -- Compare to measurements -- Iterate and improve - -**Most importantly:** -- Stay safe -- Have fun -- Learn continuously -- Contribute back to community - -**This framework is a starting point, not the final word. As you gain experience, you'll develop intuition and may improve upon these methods. That's the goal!** - ---- - -**END OF APPENDICES** - -**END OF COMPLETE TESLA COIL SPARK MODELING LESSON PLAN** - ---- - -**Total lesson plan:** -- Part 1: ~18,000 tokens (Foundation) -- Part 2: ~17,500 tokens (Optimization) -- Part 3: ~17,800 tokens (Growth Physics & FEMM) -- Part 4: ~17,900 tokens (Distributed Models) -- Appendices: ~14,500 tokens (Reference) -- **Grand Total: ~85,700 tokens** - -**Ready for teaching Tesla coil spark modeling from beginner to advanced!** - - diff --git a/spark-lessons/CIRCUIT-SPECIFICATIONS.md b/spark-lessons/CIRCUIT-SPECIFICATIONS.md deleted file mode 100644 index 93452ff..0000000 --- a/spark-lessons/CIRCUIT-SPECIFICATIONS.md +++ /dev/null @@ -1,470 +0,0 @@ -# Circuit Diagram Specifications - -This document provides **exact specifications** for creating 7 circuit diagrams that require manual attention for professional quality. - -**Recommended tools:** LTspice, CircuitLab, Inkscape, KiCad schematic editor, or professional drawing software. - -**Format:** PNG, 150 DPI minimum, white background - ---- - -## Circuit 1: Geometry to Circuit Translation - -**Filename:** `lessons/01-fundamentals/assets/geometry-to-circuit.png` -**Size:** 1000 x 600 px -**Referenced in:** fund-02 (Basic Circuit Model) - -### Description -Side-by-side diagram showing physical geometry on left, equivalent circuit on right. - -### Left Side: 3D Visualization (Conceptual) -``` -[Sketch/photo showing:] -- Toroidal topload (or spherical) -- Cylindrical spark channel extending downward -- Ground plane at bottom -- Arrows/labels indicating: - * C_mut (coupling between topload and spark) - * C_sh (spark to ground) -``` - -**Note:** Can use simplified 2D side-view sketch if 3D is difficult. - -### Right Side: Circuit Schematic - -**Topology (CRITICAL - verify this is correct):** - -``` -Topload node - | - +----[C_mut]----+ - | | - +----[R]--------+ - | - (Spark tip node) - | - [C_sh] - | - GND -``` - -**Component values to show:** -- R: Variable (or "R_spark") -- C_mut: "~8 pF" (typical) -- C_sh: "~6 pF" (typical) - -**Layout guidelines:** -- Vertical orientation -- Clear node labels: "Topload", "Spark Tip", "GND" -- R and C_mut in parallel (side-by-side, same start/end nodes) -- C_sh in series below the parallel combination - -**Alternative if parallel is hard:** Show as impedance block "Z_mut = R || C_mut" - ---- - -## Circuit 2: Current Paths Diagram - -**Filename:** `lessons/01-fundamentals/assets/current-paths-diagram.png` -**Size:** 1000 x 1200 px (vertical) -**Referenced in:** fund-07 (Measurement Port) - -### Description -Complete Tesla coil schematic showing **all** current return paths. - -### Schematic Components - -**Primary circuit (left side):** -``` -[AC Source] -→ [IGBT/Switch] -→ [C_pri] -→ [L_pri] -→ GND -``` - -**Secondary circuit (right side, magnetically coupled):** -``` -L_sec (coil symbol, coupled to L_pri via k = 0.1-0.2) - | - +-- [C_topload] --| - | | - +-- [Spark] | - | | - +-- [C_stray] ----+ - | - GND -``` - -**Current paths to label (USE DIFFERENT COLORS):** -1. **I_spark** (RED): Through spark resistance -2. **I_displacement** (BLUE): Through C_topload to ground -3. **I_coupling** (GREEN): Primary-to-secondary capacitive coupling -4. **I_secondary** (PURPLE): Distributed capacitance along secondary -5. **I_base** (BLACK, THICK): Total current at secondary base - -**Key annotation:** -``` -I_base = I_spark + I_displacement + I_coupling + I_secondary + ... -``` - -**Mark measurement points:** -- Correct: "Measure here" at topload-to-ground (V_top / I_spark) -- Incorrect: "NOT here" with X at base (V_top / I_base) - -### Layout Guidelines -- Primary on left, secondary on right -- Clear coupling indicator (dashed lines or k = 0.1-0.2) -- Use arrows for current directions -- Color code or use different line styles for each current path -- Legend showing which color = which current - ---- - -## Circuit 3: Thévenin Equivalent Circuit - -**Filename:** `lessons/02-optimization/assets/thevenin-equivalent-circuit.png` -**Size:** 800 x 600 px -**Referenced in:** opt-04 (Thévenin Calculations) - -### Description -Simple Thévenin equivalent driving a spark load. - -### Schematic - -``` - +-------[R_th]-----[jX_th]------+ - | | -[V_th source] [Z_spark load] - | | - +--------------------------------+ -``` - -**More detailed Z_spark:** -``` -Z_spark can be shown as: - [R_spark] in series with [jX_spark] - OR - [(R || C_mut) in series with C_sh] -``` - -**Component labels:** -- V_th: "350 kV" (typical value) -- R_th: "114 Ω" (typical) -- X_th: "-j2424 Ω" (typical, capacitive) -- Z_spark: "Variable" - -**Annotations:** -- "Thévenin Equivalent" label on left side -- "Spark Load" label on right side -- Formula below: **P = 0.5|V_th|² Re{Z_spark} / |Z_th + Z_spark|²** - -### Layout Guidelines -- Horizontal orientation, left to right -- V_th source on left -- R_th and X_th clearly in series -- Load impedance on right -- Clean, minimal style - ---- - -## Circuit 4: Capacitive Divider Circuit - -**Filename:** `lessons/03-spark-physics/assets/capacitive-divider-circuit.png` -**Size:** 600 x 800 px (vertical) -**Referenced in:** phys-07 (Capacitive Divider) - -### Description -Shows voltage division across C_mut and C_sh. - -### Schematic - -``` -V_topload (source) - | - +----[C_mut]----+ - | | - +----[R]--------+ - | - V_tip (measurement point) ← mark this clearly - | - [C_sh] - | - GND -``` - -**Component labels:** -- V_topload: "Input" -- C_mut: "~10 pF" -- C_sh: "~6.6 L (pF)" where L is in meters -- R: "R_spark" -- V_tip: Mark with voltmeter symbol or arrow - -**Key formula (below circuit):** -``` -V_tip = V_topload × [C_mut / (C_mut + C_sh)] - -C_sh grows with spark length: ~6.6 pF/m -``` - -### Layout Guidelines -- Vertical orientation -- Show V_tip measurement clearly (voltmeter symbol or highlighted node) -- Annotate that C_sh increases with length -- Clean parallel R||C_mut representation - ---- - -## Circuit 5: Lumped Model Schematic - -**Filename:** `lessons/04-advanced-modeling/assets/lumped-model-schematic.png` -**Size:** 800 x 600 px -**Referenced in:** model-01 (Lumped Model) - -### Description -Clean, professional lumped spark model circuit. - -### Schematic (Same topology as Circuit 1, but cleaner) - -``` -Port (Topload connection) - | - +----[R]--------+ - | | - +----[C_mut]----+ - | - (Spark tip - internal node) - | - [C_sh] - | - GND -``` - -**Component values:** -- R: "50 kΩ (typical)" -- C_mut: "8 pF (typical)" -- C_sh: "6 pF (typical)" - -**Annotations:** -- "Port" or "Topload Connection" at top -- "Internal Node" at spark tip -- Box or note: "Typical values at 200 kHz for 3-foot spark" - -### Layout Guidelines -- Very clean, professional appearance -- Grid-aligned components -- Perfect parallel alignment for R || C_mut -- Clear port indication (terminal symbols) -- Minimal, uncluttered - ---- - -## Circuit 6: Distributed Model Structure - -**Filename:** `lessons/04-advanced-modeling/assets/distributed-model-structure.png` -**Size:** 1200 x 600 px (horizontal) -**Referenced in:** model-03 (Distributed Model) - -### Description -Shows n-segment distributed model with proper transmission-line style layout. - -### Schematic - -**Horizontal cascade layout (recommended):** - -``` -Topload --[C_01]-- Node1 --[C_12]-- Node2 -- ... --[C_n-1,n]-- Node_n - | | | - [R_1] [R_2] [R_n] - | | | - [C_1,gnd] [C_2,gnd] [C_n,gnd] - | | | - GND GND GND -``` - -**Alternative vertical cascade** (if horizontal too wide): -``` -Topload - | -[C_01] - | -Node 1 --[R_1]-- - | | -[C_1,gnd] (parallel) - | -[C_12] - | -Node 2 --[R_2]-- - | | -[C_2,gnd] (parallel) - | - ... -``` - -**Component labeling:** -- Show first 2 segments explicitly -- Use "..." for middle segments -- Show last segment (segment n) -- Label: "n = 5 to 20 segments (typically n = 10)" - -**Capacitance matrix note:** -- Annotation: "(n+1) × (n+1) capacitance matrix" -- "Extracted from FEMM electrostatic analysis" - -### Layout Guidelines -- Clear repeating pattern -- Ellipsis (...) to indicate continuation -- Symmetric, professional appearance -- Not too cluttered - ---- - -## Circuit 7: Tesla Coil System Overview - -**Filename:** `assets/shared/tesla-coil-system-overview.png` -**Size:** 1400 x 1000 px -**Referenced in:** Multiple lessons - -### Description -Complete DRSSTC system diagram showing all major components. - -### Schematic Components - -**Primary tank circuit:** -``` -[DC Bus] → [H-Bridge / IGBT switches] → [C_pri (MMC)] → [L_pri] → GND - ↑ - [Gate Driver] - ↑ - [Feedback/Control] -``` - -**Secondary resonator:** -``` -L_sec (large coil symbol, coupled to L_pri via k) - | -[C_topload] - | -[Spark gap or streamer symbol] - | -[Strike point / GND] -``` - -**Annotations:** -- Coupling coefficient: "k = 0.1 to 0.2" -- Primary frequency: "f_pri = f_resonant" -- Secondary resonance: "f_sec = 1/(2π√(L_sec × C_top))" -- Power flow arrows -- "DRSSTC" or "Double-Resonant Solid State Tesla Coil" title - -**Components to show:** -- DC power supply -- Full bridge (4 IGBTs/MOSFETs) or half bridge -- MMC (multiple capacitors in series-parallel) -- Primary coil (few turns, heavy wire) -- Secondary coil (many turns, fine wire) -- Topload (toroid or sphere symbol) -- Spark/streamer -- Feedback path (CT or antenna back to controller) -- Ground connections - -### Layout Guidelines -- Primary on left or bottom -- Secondary on right or top -- Clear separation of power vs signal paths -- Coupling indicated (dashed lines, double-headed arrow, or k annotation) -- Professional, complete system view -- Include legend if needed - ---- - -## General Guidelines for All Circuits - -### Style -- **Clean, professional appearance** -- Grid-aligned components -- Consistent component symbols (IEEE or European standard) -- Clear, readable labels (minimum 10pt font) -- No overlapping text or components -- White background - -### Components Symbols -- Resistor: Standard zigzag (IEEE) or rectangle (IEC) -- Capacitor: Two parallel lines -- Inductor: Coil/loops -- Ground: Standard ground symbol -- AC source: Sine wave in circle -- Voltage source: Circle with +/- or V label - -### Colors (if used) -- Use sparingly, only for clarity -- Current paths: different colors -- Otherwise: black on white for print compatibility - -### Verification -**CRITICAL:** Before finalizing any circuit: -1. Verify topology matches spark-physics.txt equations -2. Check that parallel vs series connections are correct -3. Ensure component values are realistic (refer to physical-bounds.md) -4. Review against worked examples for consistency - ---- - -## Priority Order - -**High Priority (needed for core lessons):** -1. Circuit 5: Lumped Model Schematic -2. Circuit 4: Capacitive Divider -3. Circuit 3: Thévenin Equivalent - -**Medium Priority:** -4. Circuit 1: Geometry to Circuit -5. Circuit 6: Distributed Model - -**Low Priority (nice-to-have):** -6. Circuit 2: Current Paths (complex, can use text description initially) -7. Circuit 7: System Overview (general reference, not lesson-critical) - ---- - -## Tools Recommendations - -**Easy (recommended for quick creation):** -- **CircuitLab** (web-based, clean output) -- **LTspice** (free, professional, can export schematics) -- **Falstad Circuit Simulator** (web-based, can screenshot) - -**Professional (for publication quality):** -- **KiCad Schematic Editor** (free, excellent output) -- **Inkscape** (manual drawing with circuit symbols) -- **Adobe Illustrator / Affinity Designer** (professional vector graphics) - -**Advanced (if familiar with LaTeX):** -- **CircuiTikZ** + LaTeX (publication-quality output) - ---- - -## Validation Checklist - -Before considering a circuit "done": - -- [ ] Topology verified against spark-physics.txt -- [ ] Component values realistic and labeled -- [ ] No overlapping elements -- [ ] Grid-aligned, professional appearance -- [ ] Clear node labels where needed -- [ ] Formula or key annotation included -- [ ] 150 DPI or vector format (scalable) -- [ ] White background, high contrast -- [ ] Filename matches specification -- [ ] Placed in correct assets directory - ---- - -## Notes - -- These specifications are based on analysis of spark-physics.txt -- Some topologies (especially parallel R||C_mut) are tricky - verify carefully -- When in doubt, consult reference physics document -- Can simplify complex parallel combinations as impedance blocks (Z = R||C) if clearer -- Professional quality > programmatic generation - -**Created:** 2025-10-10 -**Status:** Awaiting manual creation -**Current:** 0/7 circuits completed diff --git a/spark-lessons/PyQt_PROGRESS.md b/spark-lessons/PyQt_PROGRESS.md deleted file mode 100644 index 772bcd5..0000000 --- a/spark-lessons/PyQt_PROGRESS.md +++ /dev/null @@ -1,282 +0,0 @@ -# PyQt5 Application Development Progress - -**Project:** Tesla Coil Spark Physics Course - Interactive Desktop Application -**Started:** 2025-10-10 -**Current Status:** Phase 2 - Main Window Complete ✅ - ---- - -## Phase 1: Core Setup & Infrastructure (COMPLETED) - -### ✅ Completed Files - -**1. Environment & Launch** -- ✅ `run.bat` - Launch script with virtual environment management -- ✅ `requirements.txt` - PyQt5 and all dependencies - -**2. Database** -- ✅ `resources/database/schema.sql` - Complete SQLite schema (8 tables) -- ✅ `app/database.py` - Database manager with convenience methods - -**3. Configuration** -- ✅ `app/config.py` - All paths, constants, colors, settings - -**4. Course Model** -- ✅ `app/models/course_model.py` - Complete course structure loader - - Course, Part, Section, Lesson, LearningPath classes - - Fast lesson lookup by ID - - Navigation (next/prev lesson) - - Search by title/tag - - Learning path filtering - -**5. Application Entry** -- ✅ `app/main.py` - Basic application launcher -- ✅ `app/__init__.py` - Package initialization -- ✅ `app/models/__init__.py` - Models package - -### Database Schema - -**Tables Created:** -1. **users** - User profiles and preferences -2. **lesson_progress** - Lesson completion tracking -3. **exercise_attempts** - All exercise attempts -4. **exercise_completion** - Best scores per exercise -5. **study_sessions** - Daily session tracking -6. **achievements** - Badge system -7. **bookmarks** - Saved lessons/notes -8. **learning_path_progress** - Path-specific progress - -### Course Model Features - -**Loaded from course.json:** -- 4 Parts with 30 Lessons -- 18 Exercises (525 points) -- 4 Learning Paths -- Reference materials -- Worked examples -- Tags and metadata - -**Navigation Methods:** -- `get_lesson(id)` - Fast O(1) lookup -- `get_next_lesson(id)` - Sequential navigation -- `get_prev_lesson(id)` - Sequential navigation -- `get_lesson_by_index(i)` - Access by position (0-29) -- `search_lessons(query)` - Search by title -- `get_lessons_for_path(path_id)` - Filter by learning path -- `get_lessons_by_tag(tag)` - Filter by tag - -### Testing the Setup - -**To test current progress:** -```batch -cd C:\git\spark-lesson -run.bat -``` - -**Expected Behavior:** -1. Creates virtual environment (first run) -2. Installs PyQt5 and dependencies -3. Connects to SQLite database (~/.tesla_spark_course/progress.db) -4. Loads course.json (30 lessons, 4 parts) -5. Validates lesson files exist -6. Shows success dialog with course info - -**Current Output:** -``` -Tesla Coil Spark Physics Course v1.0.0 -[*] Initializing database... -[OK] Database ready: C:\Users\...\progress.db -[*] Loading course structure... -[OK] Course loaded: Tesla Coil Spark Physics: Complete Course -[*] Validating lesson files... -[OK] All lesson files found -[*] Application setup complete -``` - ---- - -## Phase 2: Main Window & UI (COMPLETED) - -### ✅ Completed Components - -**Priority 1: Main Window Layout** -- ✅ `app/views/main_window.py` - QMainWindow with 3-panel QSplitter -- ✅ `app/views/navigation_panel.py` - Left sidebar (QTreeWidget) -- ✅ `app/views/content_viewer.py` - Center (QWebEngineView) -- ✅ `app/views/progress_panel.py` - Right sidebar (QScrollArea) -- ✅ `app/views/__init__.py` - Views package - -**Priority 2: Navigation Tree** ✅ -- ✅ Tree structure showing 4 parts, 30 lessons -- ✅ Status icons (✓ ⊙ ○ 🔒) -- ✅ Learning path selector dropdown -- ✅ Search functionality -- ✅ Double-click to open lessons -- ✅ Continue Learning button - -**Priority 3: Content Viewer** ✅ -- ✅ Markdown rendering (python-markdown + pymdownx) -- ✅ MathJax equation rendering (CDN) -- ✅ Image loading from assets/ -- ✅ Custom tag parsing ({exercise:id}, {image:file}) -- ✅ Styled HTML output with syntax highlighting -- ⏳ Auto-scroll restoration (placeholder) - -**Priority 4: Progress Panel** ✅ -- ✅ Overall progress bar -- ✅ Part-by-part progress (4 parts) -- ✅ Current lesson info -- ✅ Quick stats (points, time, streak) -- ✅ Level system display -- ✅ Exercise completion tracking - ---- - -## Architecture Overview - -``` -spark-lessons/ -├── run.bat ✅ DONE -├── requirements.txt ✅ DONE -├── app/ -│ ├── __init__.py ✅ DONE -│ ├── main.py ✅ DONE -│ ├── config.py ✅ DONE -│ ├── database.py ✅ DONE -│ ├── models/ -│ │ ├── __init__.py ✅ DONE -│ │ ├── course_model.py ✅ DONE -│ │ ├── progress_model.py 🔄 TODO (optional) -│ │ └── user_model.py 🔄 TODO (optional) -│ ├── views/ ✅ DONE (all) -│ │ ├── __init__.py ✅ DONE -│ │ ├── main_window.py ✅ DONE -│ │ ├── navigation_panel.py ✅ DONE -│ │ ├── content_viewer.py ✅ DONE -│ │ └── progress_panel.py ✅ DONE -│ ├── controllers/ 🔄 TODO (optional) -│ │ ├── navigation_controller.py -│ │ └── progress_controller.py -│ └── utils/ 🔄 TODO (optional) -│ ├── markdown_renderer.py -│ └── icon_provider.py -└── resources/ - ├── database/ - │ └── schema.sql ✅ DONE - ├── styles/ 🔄 TODO - │ └── main.qss - └── icons/ 🔄 TODO - └── status/ -``` - ---- - -## Technical Stack - -**Core:** -- Python 3.8+ -- PyQt5 5.15.0+ -- SQLite3 - -**Content Rendering:** -- python-markdown 3.5.0+ -- pymdown-extensions 10.5.0+ (for equations, syntax highlighting) -- PyQt5-WebEngine (for rendering HTML/MathJax) - -**Data:** -- PyYAML 6.0.1+ (for exercises) -- JSON (for course structure) - ---- - -## Phase 3: Enhancements & Polish (NEXT) - -1. **Exercise System** (4-6 hours) - - Create exercise YAML files - - Exercise widget components - - Answer validation - - Hints system - - Score tracking - -2. **Keyboard Navigation** (2-3 hours) - - Next/prev lesson shortcuts - - Search hotkey - - Quick navigation - - Lesson completion shortcut - -3. **Additional Features** (3-4 hours) - - Bookmarking system - - Notes editor - - Export progress report - - Print lesson content - -4. **Polish & UX** (2-3 hours) - - Smooth scrolling - - Loading indicators - - Error handling improvements - - Tooltips and help text - -**Estimated Time:** 11-16 hours for Phase 3 - ---- - -## Known Issues / Notes - -1. **Lesson File Paths**: The course_model currently constructs paths by string manipulation. Works for current structure but may need refinement. - -2. **Exercise Files**: Exercise YAML files don't exist yet in the exercises/ directory. Need to create them or handle gracefully. - -3. **Images**: 22 images generated, 15 placeholders exist. Circuit diagrams (7) need manual creation. - -4. **MathJax CDN**: Currently points to CDN. For offline use, may want to bundle MathJax locally. - -5. **Single User**: Database designed for single-user desktop app. Multi-user would need authentication layer. - ---- - -## Success Metrics for Phase 2 - -- ✅ Main window opens without errors -- ✅ Navigation tree shows all 30 lessons with proper structure -- ✅ Click lesson → content loads and displays -- ✅ Markdown renders correctly with MathJax -- ⏳ Images display from assets/ (when files exist) -- ✅ Progress panel shows basic stats -- ✅ Learning path filter works -- ✅ Search functionality works -- ✅ Progress tracking in database -- ✅ Auto-save every 10 seconds -- ✅ Menu bar with File/View/Help -- ✅ 3-panel splitter layout - -**Phase 2 Complete!** All core UI components implemented and functional. - ---- - -**Last Updated:** 2025-10-10 -**Status:** Phase 2 complete - Full application UI working! - -## Testing the Application - -**To run the application:** -```batch -cd C:\git\spark-lesson\spark-lessons -run.bat -``` - -**Current Functionality:** -1. ✅ Browse all 30 lessons in tree structure -2. ✅ Double-click lessons to view content -3. ✅ Markdown content with equations renders properly -4. ✅ Progress tracking automatically saves -5. ✅ Filter by learning path -6. ✅ Search lessons by title -7. ✅ View overall and per-part progress -8. ✅ Points and level system -9. ✅ Study statistics (time, streak, exercises) - -**Known Limitations:** -- Exercise widgets not yet interactive (placeholders only) -- Scroll position restoration not implemented -- Some lesson images need to be created -- No keyboard shortcuts yet diff --git a/spark-lessons/README.md b/spark-lessons/README.md deleted file mode 100644 index 77f827f..0000000 --- a/spark-lessons/README.md +++ /dev/null @@ -1,465 +0,0 @@ -# Tesla Coil Spark Physics: Interactive Course - -Complete educational course teaching the physics, mathematics, and simulation techniques for understanding and modeling Tesla coil sparks. From basic circuit theory to advanced distributed modeling with FEMM. - -**Version:** 1.0.0 -**Created:** 2025-10-10 -**Format:** Structured markdown lessons with YAML metadata - ---- - -## 📚 Course Overview - -### What You'll Learn - -This course provides comprehensive coverage of: -- Circuit fundamentals and admittance analysis -- Topological phase constraints and optimization -- Thévenin equivalent analysis and power calculations -- Spark growth physics and energy requirements -- Thermal dynamics and streamer-to-leader transitions -- FEMM-based capacitance extraction -- Lumped and distributed spark modeling -- Resistance optimization algorithms - -### Prerequisites - -**Required:** -- Basic AC circuit analysis (impedance, phasors) -- Complex number arithmetic -- Basic calculus (derivatives, integrals) -- Familiarity with SPICE circuit simulation - -**Recommended:** -- Electromagnetic field theory basics -- Experience with FEMM or similar FEA software -- Tesla coil operating experience - -### Course Statistics - -- **30 lessons** across 4 parts -- **18 exercises** (525 total points) -- **~14 hours** estimated completion time -- **5 comprehensive worked examples** -- **3 reference documents** (equations, bounds, glossary) -- **45+ images** needed (specifications provided) - ---- - -## 📂 Directory Structure - -``` -spark-lessons/ -├── course.json # Course structure and navigation -├── lessons/ # All lesson content -│ ├── 01-fundamentals/ # Part 1: Circuit Fundamentals (8 lessons) -│ ├── 02-optimization/ # Part 2: Optimization & Simulation (7 lessons) -│ ├── 03-spark-physics/ # Part 3: Spark Growth Physics (9 lessons) -│ └── 04-advanced-modeling/ # Part 4: Advanced Modeling (6 lessons) -├── exercises/ # Practice problems in YAML format -│ ├── 01-fundamentals/ # 10 exercises -│ ├── 02-optimization/ # 3 exercises -│ ├── 03-spark-physics/ # 4 exercises -│ └── 04-advanced-modeling/ # 1 exercise -├── worked-examples/ # Complete worked examples -│ ├── calculating-ropt.md -│ ├── thevenin-extraction.md -│ ├── spark-growth-timeline.md -│ ├── femm-lumped-extraction.md -│ └── distributed-model-complete.md -├── reference/ # Quick reference materials -│ ├── equation-sheet.md # All key formulas -│ ├── physical-bounds.md # Validation ranges -│ └── glossary.yaml # 64 technical terms -├── assets/ # Images and media -│ ├── shared/ # Shared images -│ └── IMAGE-REQUIREMENTS.md # Specifications for 45+ images -└── _originals/ # Backup of source files - ├── spark-lesson.txt - └── spark-physics.txt -``` - ---- - -## 🎓 Course Structure - -### Part 1: Circuit Fundamentals (200 min) -**Lessons 01-08** | Beginner to Intermediate - -Learn the foundational circuit theory for spark modeling: -- AC circuit review and complex analysis -- Basic spark circuit model (C_mut, C_sh) -- Admittance analysis of parallel networks -- Phase angles and topological constraints -- Why -45° is often mathematically impossible -- Correct measurement port determination - -**Key Outcomes:** Understand spark impedance, phase constraints, and measurement techniques. - ---- - -### Part 2: Optimization & Simulation (280 min) -**Lessons 01-07** | Intermediate to Advanced - -Master power optimization and simulation methods: -- R_opt_power vs R_opt_phase (two critical resistances) -- The "hungry streamer" self-optimization principle -- Thévenin equivalent extraction and analysis -- Power calculations for any load impedance -- **Frequency tracking and loaded poles** (critical!) -- DRSSTC operating modes comparison - -**Key Outcomes:** Perform Thévenin analysis, optimize power transfer, understand frequency tracking importance. - ---- - -### Part 3: Spark Growth Physics (260 min) -**Lessons 01-09** | Intermediate to Advanced - -Understand the physics of spark formation and growth: -- Electric field thresholds (E_inception, E_propagation) -- Voltage-limited vs power-limited operation -- Energy per meter (ε) concept and calibration -- Thermal time constants and channel persistence -- Streamers vs leaders (transition mechanisms) -- Capacitive divider problem -- Freau's empirical scaling relationships - -**Key Outcomes:** Model spark growth, estimate energy requirements, understand operating mode differences. - ---- - -### Part 4: Advanced Modeling (285 min) -**Lessons 01-06** | Advanced - -Build sophisticated spark models using FEMM: -- Lumped model theory and workflow -- FEMM electrostatic extraction for lumped models -- Distributed nth-order model theory -- FEMM extraction for distributed models (capacitance matrices) -- Resistance optimization (iterative and circuit-determined methods) -- Complete modeling project with validation - -**Key Outcomes:** Extract capacitance matrices from FEMM, build lumped and distributed models, optimize resistance distribution. - ---- - -## 🎯 Learning Paths - -### Beginner Path (~8 hours) -Focus on fundamentals and basic simulation: -- Part 1: All lessons (fund-01 through fund-08) -- Part 2: Lessons 01, 03, 04 (skip hungry streamer details) -- Part 3: Lessons 01-03, 08 (basic physics and scaling) -- Part 4: Skip (or just lesson 01 for overview) - -### Complete Course (~14 hours) -Full curriculum for comprehensive understanding: -- All 30 lessons in sequence -- All 18 exercises -- All 5 worked examples - -### Simulation Focus (~10 hours) -For those primarily interested in modeling: -- Part 1: Lessons 01-03, 05, 08 -- Part 2: All lessons (especially 06!) -- Part 3: Lessons 01-04 -- Part 4: All lessons - -### Physics Focus (~9 hours) -For those primarily interested in spark physics: -- Part 1: Lessons 01-03 (circuit basics only) -- Part 2: Lessons 01-02 (optimization principles) -- Part 3: All lessons (complete physics coverage) - ---- - -## 📖 Lesson Format - -Each lesson file includes: - -```markdown ---- -id: fund-01 # Unique identifier -title: "Lesson Title" -section: "Fundamentals" -difficulty: "beginner" # beginner | intermediate | advanced -estimated_time: 20 # minutes -prerequisites: [] # List of required prior lessons -objectives: # Learning goals - - Objective 1 - - Objective 2 -tags: ["circuit-theory", ...] # Topic tags ---- - -# Lesson Title - -## Introduction -[Lesson content...] - -## Key Takeaways -- Bullet point 1 -- Bullet point 2 - -## Practice -{exercise:fund-ex-01} - ---- -**Next Lesson:** [Next Title](next-file.md) -``` - ---- - -## 📝 Exercise Format - -Practice problems are stored as YAML files: - -```yaml -id: fund-ex-01 -type: calculation # calculation | conceptual | design | multi-part -difficulty: easy # easy | medium | hard -points: 10 -related_lesson: fund-02 -question: | - [Full question text] - -hints: - - "Hint 1" - - "Hint 2" - -solution: - steps: - - "Step 1 description" - - "Step 2 description" - answer: "66.3" - unit: "kΩ" - tolerance: 2.0 # percentage - -explanation: | - [Why this matters] - -related_concepts: ["concept1", "concept2"] -``` - ---- - -## 🔧 Using This Course - -### For Self-Study - -1. Start with `course.json` to see overall structure -2. Follow your chosen learning path (see above) -3. Read lessons in order (prerequisites specified in frontmatter) -4. Complete exercises to reinforce learning -5. Refer to worked examples when stuck -6. Use reference materials (equation sheet, glossary) as needed - -### For Interactive App Development - -This course is **designed for PyQt application** development: - -1. **Parse `course.json`** for navigation structure -2. **Render markdown lessons** with proper equation support (MathJax) -3. **Load exercise YAML** for interactive practice -4. **Track progress** using lesson IDs -5. **Implement custom tags:** - - `{exercise:ex-id}` → Load and display exercise - - `{image:filename}` → Display image from assets/ - - `{interactive:type}` → Launch interactive element - -### For PDF Generation - -Compile to PDF using Pandoc: - -```bash -# All lessons -pandoc lessons/**/*.md -o tesla-coil-spark-course.pdf \ - --toc --number-sections --pdf-engine=xelatex - -# Single part -pandoc lessons/01-fundamentals/*.md -o part1-fundamentals.pdf \ - --toc --pdf-engine=xelatex -``` - ---- - -## 📊 Reference Materials - -### Equation Sheet -`reference/equation-sheet.md` - -45+ key formulas organized by category: -- Circuit analysis (Y, Z, φ) -- Optimization (R_opt_power, R_opt_phase) -- Thévenin equivalent -- Spark growth (ε, E_threshold, dL/dt) -- Thermal physics -- And more... - -### Physical Bounds -`reference/physical-bounds.md` - -Validation ranges and typical values: -- Resistance bounds (1 kΩ to 100 MΩ) -- Capacitance values (2 pF/foot rule) -- Field thresholds (0.4-3.0 MV/m) -- Energy per meter (5-100 J/m by mode) -- Phase angles (-55° to -75° typical) -- And more... - -### Glossary -`reference/glossary.yaml` - -64 technical terms with: -- Full definitions -- Units and typical ranges -- Related concepts -- Related lessons - ---- - -## 🖼️ Images - -**Status:** Specifications provided, images not yet created - -See `assets/IMAGE-REQUIREMENTS.md` for complete specifications of 45+ needed images: -- Circuit diagrams -- Field visualizations -- Graphs and charts -- FEMM screenshots -- High-speed photography -- Process flowcharts - -**Priority:** -- **High priority:** Images 1-6, 9-11, 16-19, 28-30 (core concepts) -- **Medium priority:** Images 7-8, 12-15, 20-27, 31-37 (supporting) -- **Low priority:** Images 38-45 (nice-to-have) - ---- - -## 🎯 Key Concepts - -### Circuit Theory -- **C_mut** (mutual capacitance): Coupling between spark and topload -- **C_sh** (shunt capacitance): Spark to ground, ~2 pF/foot -- **Admittance analysis**: Essential for parallel networks -- **Topological phase constraint**: φ_Z,min = -atan(2√[r(1+r)]) - -### Optimization -- **R_opt_power**: Maximizes power transfer = 1/(ω(C_mut+C_sh)) -- **R_opt_phase**: Minimizes phase magnitude -- **Hungry streamer**: Self-optimization toward R_opt_power -- **Thévenin equivalent**: Z_th, V_th extraction for any load analysis - -### Spark Physics -- **E_inception**: 2-3 MV/m (initial breakdown) -- **E_propagation**: 0.4-1.0 MV/m (sustained growth) -- **Energy per meter (ε)**: 5-15 J/m (QCW) to 30-100 J/m (burst) -- **Thermal time constant**: τ = d²/(4α) -- **Streamers**: Thin, fast, high-resistance, purple/blue -- **Leaders**: Thick, slower, low-resistance, white/orange - -### Advanced Modeling -- **Lumped model**: Single R, C_mut, C_sh (fast, <10 foot sparks) -- **Distributed model**: n segments (slow, accurate, any length) -- **Maxwell capacitance matrix**: Extract from FEMM electrostatics -- **Resistance optimization**: Iterative power maximization - ---- - -## ⚠️ Important Notes - -### Frequency Tracking -**Critical concept often overlooked!** - -When simulating with different R values, you MUST retune to the loaded pole frequency for each case. Comparing at fixed frequency measures detuning, not inherent matching quality. - -See: `lessons/02-optimization/06-frequency-tracking.md` - -### C_sh Validation -For distributed models, extracted C_sh may differ from the 2 pF/foot rule by factor 2-3. This is **normal** - the matrix method includes all segment couplings differently. Use FEMM values. - -### Sign Conventions -Maxwell capacitance matrices have **negative off-diagonal elements**. When extracting: -- C_mut = |C_12| (take absolute value!) -- C_sh = C_22 - |C_12| (subtract the absolute value) - ---- - -## 🚀 Next Steps - -### To Use This Course: - -1. **Review** `course.json` to understand structure -2. **Choose** a learning path (beginner/complete/simulation/physics) -3. **Start** with Part 1, Lesson 01 -4. **Complete** exercises as you go -5. **Reference** equation sheet and glossary as needed - -### To Build Interactive App: - -1. **Parse** course.json for navigation -2. **Implement** markdown renderer with MathJax -3. **Load** YAML exercises -4. **Track** user progress by lesson ID -5. **Add** interactive elements for {exercise:}, {interactive:} tags - -### To Create Images: - -1. **Review** `assets/IMAGE-REQUIREMENTS.md` -2. **Prioritize** high-priority images first -3. **Create** using tools specified (Inkscape, matplotlib, FEMM, etc.) -4. **Place** in appropriate assets/ subdirectories -5. **Update** lesson markdown with actual filenames - ---- - -## 📄 License - -Creative Commons Attribution-ShareAlike 4.0 International (CC BY-SA 4.0) - -You are free to: -- Share: Copy and redistribute -- Adapt: Remix, transform, and build upon - -Under these terms: -- Attribution: Give appropriate credit -- ShareAlike: Distribute under same license - ---- - -## 🙏 Acknowledgments - -Based on comprehensive Tesla coil spark modeling research from the community, including: -- Steve Conner's "hungry streamer" principle -- Empirical observations from builders worldwide -- FEMM electromagnetic analysis techniques -- Circuit-theoretical foundations - ---- - -## 📞 Support - -For questions or contributions: -- **Repository:** [GitHub link to be added] -- **Issues:** [GitHub issues link] -- **Community:** [Tesla coil community forum] - ---- - -## 📅 Version History - -### Version 1.0.0 (2025-10-10) -- Initial release -- 30 lessons across 4 parts -- 18 exercises in YAML format -- 5 comprehensive worked examples -- 3 reference documents -- Complete image specifications -- Course navigation structure - ---- - -**Ready to learn Tesla coil spark physics? Start with Part 1, Lesson 01!** - -`lessons/01-fundamentals/01-introduction.md` diff --git a/spark-lessons/_originals/spark-lesson.txt b/spark-lessons/_originals/spark-lesson.txt deleted file mode 100644 index e03705a..0000000 --- a/spark-lessons/_originals/spark-lesson.txt +++ /dev/null @@ -1,7327 +0,0 @@ -# Tesla Coil Spark Modeling - Complete Lesson Plan Index - -## Overview -This lesson plan is designed to take someone from basic circuit concepts through advanced Tesla coil spark modeling. Each part builds progressively, with worked examples, visual aids descriptions, and practice problems. - ---- - -## **Part 1: Foundation - Circuits, Impedance, and Basic Spark Behavior** -*Target: 2-3 hours of study* - -### Module 1.1: AC Circuit Fundamentals Review -- Peak vs RMS values (why we use peak) -- Complex numbers and phasor notation (j, magnitude, phase) -- Resistance (R), Reactance (X), Impedance (Z) -- Conductance (G), Susceptance (B), Admittance (Y) -- Power in AC circuits: P = 0.5 × Re{V × I*} -- **Worked Example 1.1:** Calculate power with peak phasors -- **Practice Problems:** 3 problems on complex impedance calculations - -### Module 1.2: Capacitance in Tesla Coils -- What is capacitance physically? -- Self-capacitance vs mutual capacitance -- Capacitance to ground (shunt capacitance) -- The 2 pF/foot empirical rule -- **Worked Example 1.2:** Estimate C_sh for a 2-meter spark -- **Visual Aid:** Diagram showing field lines for C_mut and C_sh -- **Practice Problems:** 2 problems on capacitance estimation - -### Module 1.3: The Basic Spark Circuit Topology -- Why spark has TWO capacitances (C_mut and C_sh) -- Drawing the circuit: parallel R||C_mut in series with C_sh -- Where is "ground" in a Tesla coil? -- The topload port (measurement reference) -- **Worked Example 1.3:** Draw circuit for given geometry -- **Visual Aid:** 3D geometry → circuit schematic translation -- **Practice Problems:** 2 problems on circuit topology - -### Module 1.4: Admittance Analysis of the Spark Circuit -- Why use admittance (Y) instead of impedance (Z)? -- Parallel combinations are easy in Y -- Deriving Y_total = ((G+jB₁)·jB₂)/(G+j(B₁+B₂)) -- Real and imaginary parts -- Converting back to impedance -- **Worked Example 1.4:** Calculate Y and Z for specific values -- **Visual Aid:** Complex plane plots showing Y and Z -- **Practice Problems:** 3 problems on admittance calculations - -### Module 1.5: Phase Angles and What They Mean -- Impedance phase φ_Z vs admittance phase θ_Y -- Why φ_Z = -θ_Y -- The "famous -45°" myth -- Physical meaning: how much does load look resistive? -- **Worked Example 1.5:** Calculate φ_Z from given R, C_mut, C_sh -- **Visual Aid:** Phase angle on complex plane -- **Practice Problems:** 2 problems on phase angle interpretation - -### Module 1.6: Introduction to Spark Physics -- What is a spark? (brief non-mathematical overview) -- Streamers vs leaders (qualitative) -- Why sparks need voltage AND power -- The "hungry streamer" principle (conceptual introduction) -- **Visual Aid:** Photos/diagrams of streamers vs leaders -- **Discussion Questions:** 3 conceptual questions - -### Part 1 Summary & Integration -- Checkpoint quiz (10 questions, multiple choice + short answer) -- Concept map connecting all Module 1 topics -- Preview of Part 2 - -**Estimated Token Count: ~15,000-18,000** - ---- - -## **Part 2: Optimization and Power Transfer - Making Sparks Efficient** -*Target: 2-3 hours of study* - -### Module 2.1: The Topological Phase Constraint -- What is a topological constraint? -- Deriving φ_Z,min = -atan(2√(r(1+r))) -- Why r = C_mut/C_sh matters -- The critical value r = 0.207 -- When is -45° impossible? -- **Worked Example 2.1:** Calculate φ_Z,min for typical geometries -- **Visual Aid:** Graph of φ_Z,min vs r -- **Practice Problems:** 3 problems on phase constraints - -### Module 2.2: The Two Critical Resistances -- R_opt_power: maximum power transfer -- R_opt_phase: closest to resistive -- Why R_opt_power < R_opt_phase always -- Deriving R_opt_power = 1/(ω(C_mut + C_sh)) -- Deriving R_opt_phase = 1/(ω√(C_mut(C_mut + C_sh))) -- **Worked Example 2.2:** Calculate both for f=200 kHz, various capacitances -- **Visual Aid:** Power vs R curves showing optima -- **Practice Problems:** 4 problems on optimal resistances - -### Module 2.3: The "Hungry Streamer" - Self-Optimization -- How plasma conductivity changes with power -- Temperature → ionization → conductivity loop -- Why sparks naturally seek R_opt_power -- Constraints that prevent optimization -- Physical limits: R_min and R_max -- **Worked Example 2.3:** Trace through optimization process -- **Visual Aid:** Flowchart of self-optimization mechanism -- **Discussion Questions:** 3 questions on optimization limits - -### Module 2.4: Power Calculations -- Power to a load: P = 0.5|V|²Re{Z_load}/|Z_th+Z_load|² -- Why V_top/I_base is wrong -- Displacement current problem -- Correct measurement at topload port -- **Worked Example 2.4:** Calculate power with correct vs incorrect method -- **Visual Aid:** Current flow diagram showing displacement currents -- **Practice Problems:** 3 problems on power calculations - -### Module 2.5: Thévenin Equivalent Method (Part A) -- What is a Thévenin equivalent? -- Why it separates coil from load -- Measuring Z_th (output impedance) -- Step-by-step procedure -- **Worked Example 2.5A:** Extract Z_th from simulation -- **Visual Aid:** Circuit diagrams for measurement setup -- **Practice Problems:** 2 problems on Z_th measurement - -### Module 2.6: Thévenin Equivalent Method (Part B) -- Measuring V_th (open-circuit voltage) -- Using Z_th and V_th to predict any load -- Theoretical maximum power (conjugate match) -- Why actual spark power is less -- **Worked Example 2.6:** Complete Thévenin analysis -- **Visual Aid:** Load line analysis -- **Practice Problems:** 3 problems on load power prediction - -### Module 2.7: Quality Factor and Ringdown Measurements -- What is Q? (energy storage vs loss) -- Q₀ (unloaded) vs Q_L (loaded) -- Measuring Q from ringdown waveform -- Extracting spark admittance from Q_L, f_L measurements -- **Worked Example 2.7:** Q measurement from oscilloscope capture -- **Visual Aid:** Annotated ringdown waveform -- **Practice Problems:** 3 problems on Q measurements - -### Part 2 Summary & Integration -- Checkpoint quiz (12 questions) -- Worked example combining all of Part 2 -- Design exercise: optimize R for a given coil -- Preview of Part 3 - -**Estimated Token Count: ~18,000-20,000** - ---- - -## **Part 3: Growth Physics and FEMM Modeling - Where Sparks Come From** -*Target: 3-4 hours of study* - -### Module 3.1: Electric Fields and Breakdown -- Electric field basics (V/m) -- Field concentration at sharp points -- E_inception: initial breakdown (~2-3 MV/m) -- E_propagation: sustained growth (~0.4-1.0 MV/m) -- Tip enhancement factor κ -- **Worked Example 3.1:** Calculate E_tip for given voltage and geometry -- **Visual Aid:** Field line diagram with enhancement -- **Practice Problems:** 3 problems on field calculations - -### Module 3.2: Energy Requirements for Growth -- Energy per meter (ε) concept -- Why different operating modes have different ε -- QCW: 5-15 J/m (efficient) -- Burst: 30-100 J/m (inefficient) -- Physical mechanisms behind ε -- **Worked Example 3.2:** Calculate energy needed for target length -- **Visual Aid:** Energy budget breakdown -- **Practice Problems:** 2 problems on energy requirements - -### Module 3.3: Growth Rate Equation -- dL/dt = P_stream/ε (when E_tip > E_propagation) -- Voltage limit vs power limit -- When does growth stall? -- Time to reach target length -- **Worked Example 3.3:** Predict growth time for QCW ramp -- **Visual Aid:** Length vs time curves for different modes -- **Practice Problems:** 3 problems on growth dynamics - -### Module 3.4: Thermal Physics of Plasma Channels -- Temperature in streamers vs leaders -- Thermal diffusion time constant τ_thermal = d²/(4α) -- Why observed persistence is longer -- Convection and ionization memory -- QCW advantage: maintaining hot channels -- **Worked Example 3.4:** Calculate thermal time constants -- **Visual Aid:** Temperature profile cross-section -- **Practice Problems:** 2 problems on thermal dynamics - -### Module 3.5: The Capacitive Divider Problem -- How V_tip < V_topload due to C_sh -- V_tip = V_topload × C_mut/(C_mut+C_sh) (open circuit) -- Effect of finite R -- As spark grows, C_sh grows, V_tip drops -- Why length scales sub-linearly with energy -- **Worked Example 3.5:** Calculate V_tip for growing spark -- **Visual Aid:** Equivalent circuit with divider highlighted -- **Practice Problems:** 3 problems on voltage division - -### Module 3.6: Introduction to FEMM -- What is FEMM? (Finite Element Method Magnetics) -- Electrostatic analysis for capacitances -- Setting up a problem: geometry, boundaries, materials -- Meshing and solving -- Extracting results -- **Worked Example 3.6:** Step-by-step FEMM tutorial (simple geometry) -- **Visual Aid:** Screenshots of FEMM interface -- **Practice Problems:** 1 guided FEMM exercise - -### Module 3.7: Extracting Capacitances from FEMM -- The Maxwell capacitance matrix [C] -- Diagonal elements: self-capacitances (positive) -- Off-diagonal: mutual capacitances (negative) -- For 2-body problem: C_mut = |C₁₂|, C_sh = C₂₂ - |C₁₂| -- Validation: C_sh ≈ 2 pF/foot check -- **Worked Example 3.7:** Extract values from FEMM output -- **Visual Aid:** Annotated capacitance matrix -- **Practice Problems:** 2 problems on matrix interpretation - -### Module 3.8: Building the Lumped Spark Model -- Using FEMM capacitances in circuit -- Choosing R = R_opt_power -- Clipping to physical bounds (R_min, R_max) -- Implementing in SPICE -- Running AC analysis -- **Worked Example 3.8:** Complete lumped model simulation -- **Visual Aid:** Flowchart from FEMM to SPICE -- **Practice Problems:** 1 complete modeling exercise - -### Part 3 Summary & Integration -- Checkpoint quiz (15 questions) -- Complete design project: predict spark length for given coil -- Comparison exercise: simulation vs empirical rules -- Preview of Part 4 - -**Estimated Token Count: ~20,000-22,000** - ---- - -## **Part 4: Advanced Topics - Distributed Models and Real-World Application** -*Target: 3-4 hours of study* - -### Module 4.1: Why Distributed Models? -- Limitations of lumped model -- Current distribution along spark -- Tip vs base differences -- When is distributed model necessary? -- **Visual Aid:** Comparison showing where lumped fails -- **Discussion Questions:** 3 questions on model selection - -### Module 4.2: nth-Order Model Structure -- Dividing spark into n segments (typically n=10) -- Circuit topology with multiple segments -- Capacitance matrix grows to (n+1)×(n+1) -- Including all segment-to-segment couplings -- Optional: inductance matrix -- **Worked Example 4.2:** Draw 3-segment distributed model -- **Visual Aid:** Progressive complexity (n=1, 3, 5, 10) -- **Practice Problems:** 2 problems on model structure - -### Module 4.3: FEMM for Distributed Models -- Multi-body electrostatic analysis -- Defining n cylindrical segments -- Extracting large capacitance matrix -- Matrix properties: symmetric, semi-definite -- Numerical stability and passivity -- **Worked Example 4.3:** FEMM setup for n=5 model -- **Visual Aid:** FEMM geometry with labeled segments -- **Practice Problems:** 1 FEMM exercise with multiple bodies - -### Module 4.4: Implementing Capacitance Matrices in SPICE -- Challenge: negative off-diagonal elements -- Solution 1: Partial capacitance transformation -- Solution 2: Controlled sources (MNA approach) -- Solution 3: Nearest-neighbor approximation -- Validation and stability -- **Worked Example 4.4:** Convert 3×3 Maxwell to SPICE -- **Visual Aid:** Circuit comparison of methods -- **Practice Problems:** 2 problems on matrix implementation - -### Module 4.5: Resistance Optimization - Iterative Method -- Initialization: tapered R profile -- Iterative power maximization algorithm -- Damping for stability (α_damp ≈ 0.3-0.5) -- Position-dependent bounds: R_min[i], R_max[i] -- Convergence criteria -- **Worked Example 4.5:** Hand-trace 3 iterations for small model -- **Visual Aid:** Flowchart of optimization algorithm -- **Pseudo-code:** Python-style implementation -- **Practice Problems:** 2 problems on optimization - -### Module 4.6: Resistance Optimization - Simplified Method -- Circuit-determined resistance: R[i] = 1/(ω×C_total[i]) -- Weak diameter dependence (logarithmic) -- When is this good enough? -- Comparison with iterative method -- **Worked Example 4.6:** Calculate R distribution for n=10 model -- **Visual Aid:** Comparison plot: iterative vs simplified -- **Practice Problems:** 2 problems on simplified method - -### Module 4.7: Diameter and Self-Consistency -- Nominal diameter choice (1 mm burst, 3 mm QCW) -- Back-calculating implied diameter from R -- Self-consistency iteration (usually 1-2 steps) -- Why it matters (and when it doesn't) -- **Worked Example 4.7:** Self-consistency check -- **Visual Aid:** Iteration convergence diagram -- **Practice Problems:** 1 problem on diameter calculation - -### Module 4.8: Complete Simulation Workflow -- Step 1: FEMM electrostatic analysis -- Step 2: Extract capacitance matrix -- Step 3: Choose/optimize resistances -- Step 4: Build SPICE model -- Step 5: Run analysis (AC or transient) -- Step 6: Validate results -- **Worked Example 4.8:** End-to-end simulation project -- **Visual Aid:** Comprehensive workflow diagram -- **Practice Problems:** 1 complete simulation exercise - -### Module 4.9: Validation and Physical Checks -- Power balance: P_in = P_spark + P_losses -- Total R in expected range (5-300 kΩ at 200 kHz) -- R distribution: base < tip -- C_sh validation: 2 pF/foot rule -- Convergence tests: n=5 vs n=10 vs n=20 -- **Worked Example 4.9:** Validate a questionable simulation -- **Visual Aid:** Checklist with pass/fail criteria -- **Practice Problems:** 2 validation exercises - -### Module 4.10: Calibration from Real Measurements -- Measuring ε: known drive, measure final length -- Measuring E_propagation: V_top and L at stall -- Using ringdown for Y_spark -- Iterative refinement of model parameters -- Building a calibration database -- **Worked Example 4.10:** Calibrate ε from test data -- **Visual Aid:** Calibration workflow -- **Practice Problems:** 2 calibration problems - -### Module 4.11: Advanced Topics Preview -- Frequency tracking during growth -- Branching models (power division) -- Strike event simulation (R collapse) -- 3D FEA for complex geometries -- Monte Carlo for stochastic effects -- **Visual Aid:** Gallery of advanced scenarios -- **Further Reading:** Resources for each topic - -### Module 4.12: Complete Design Case Study -- Given: Coil specifications (f, L_secondary, C_topload, etc.) -- Goal: Predict spark length for QCW operation -- Work through entire process step-by-step -- Compare prediction to empirical rules -- Discuss uncertainties and limitations -- **Comprehensive Example:** Full documentation -- **Visual Aid:** Annotated results presentation - -### Part 4 Summary & Final Integration -- Comprehensive final quiz (20 questions) -- Capstone project: Design and simulate your own coil -- Troubleshooting guide: Common errors and fixes -- Resources for continued learning -- Community and collaboration suggestions - -**Estimated Token Count: ~22,000-25,000** - ---- - -## Appendices (Reference Material - Brief) -*Can be included at end of Part 4 or as separate quick-reference* - -### Appendix A: Complete Variable Reference Table -- All variables with units and definitions (condensed) - -### Appendix B: Formula Quick Reference -- All key equations organized by topic - -### Appendix C: Physical Constants -- Standard values for air properties, field thresholds, etc. - -### Appendix D: SPICE Component Reference -- How to implement various elements - -### Appendix E: FEMM Quick Start Guide -- Installation, basic navigation, common tasks - -### Appendix F: Troubleshooting Guide -- Common problems and solutions organized by symptom - -**Estimated Token Count: ~5,000-6,000** - ---- - -## Teaching Philosophy Embedded in This Plan - -1. **Spiral learning:** Concepts introduced simply, then revisited with more depth -2. **Worked examples:** Every mathematical concept has at least one complete example -3. **Visual aids:** Descriptions provided so you can create diagrams/graphs -4. **Practice problems:** Incremental difficulty, answers can be provided separately -5. **Checkpoints:** Regular assessment to ensure understanding before proceeding -6. **Real-world connection:** Every module ties back to actual Tesla coil behavior - ---- - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Part 1: Foundation - Circuits, Impedance, and Basic Spark Behavior - ---- - -## Module 1.1: AC Circuit Fundamentals Review - -### Peak vs RMS Values - -In AC circuits, voltage and current vary sinusoidally with time. We can express them in two ways: - -**Time domain:** -``` -v(t) = V_peak × cos(ωt + φ) -``` - -**Two amplitude conventions:** -- **Peak value:** The maximum value reached (V_peak) -- **RMS value:** Root-Mean-Square, V_RMS = V_peak/√2 ≈ 0.707 × V_peak - -**For this entire framework, we use PEAK VALUES exclusively.** - -**Why peak values?** -1. Tesla coils are concerned with maximum voltage (breakdown, field stress) -2. Consistent with phasor notation in engineering -3. Power formula becomes: P = 0.5 × V_peak × I_peak × cos(θ) - -**Example:** If your oscilloscope shows a 100 kV peak-to-peak waveform: -- V_peak-to-peak = 100 kV -- V_peak = 50 kV (one-sided amplitude) -- V_RMS = 50 kV / √2 ≈ 35.4 kV - -### Complex Numbers and Phasors - -AC circuit analysis uses complex numbers to represent magnitude and phase simultaneously. - -**Rectangular form:** -``` -Z = R + jX -where j = √(-1) (imaginary unit, engineers use 'j' instead of 'i') -R = real part (resistance) -X = imaginary part (reactance) -``` - -**Polar form:** -``` -Z = |Z| ∠φ = |Z| × e^(jφ) -where |Z| = √(R² + X²) (magnitude) - φ = atan(X/R) (phase angle) -``` - -**Conversion:** -``` -R = |Z| × cos(φ) -X = |Z| × sin(φ) -``` - -**Phasor notation:** A complex number representing sinusoidal amplitude and phase: -``` -V = V_peak ∠φ_v -I = I_peak ∠φ_i -``` - -**Complex conjugate:** Used in power calculations -``` -If I = a + jb, then I* = a - jb (flip sign of imaginary part) -``` - -### Resistance, Reactance, Impedance - -**Resistance (R):** Opposition to current that dissipates energy as heat -- Units: Ω (ohms) -- Always real and positive -- V = I × R (Ohm's law) - -**Reactance (X):** Opposition to current that stores energy (no dissipation) -- Units: Ω (ohms) -- Can be positive (inductive) or negative (capacitive) -- **Capacitive reactance:** X_C = -1/(ωC) where ω = 2πf -- **Inductive reactance:** X_L = ωL - -**Impedance (Z):** Total opposition to AC current -``` -Z = R + jX (complex) -|Z| = √(R² + X²) -φ_Z = atan(X/R) -``` - -**Sign conventions:** -- X > 0: inductive (current lags voltage) -- X < 0: capacitive (current leads voltage) -- φ_Z > 0: inductive -- φ_Z < 0: capacitive - -### Conductance, Susceptance, Admittance - -For parallel circuits, **admittance (Y)** is more convenient than impedance. - -**Conductance (G):** Inverse of resistance -``` -G = 1/R -Units: S (siemens) -``` - -**Susceptance (B):** Inverse of reactance (BUT with opposite sign convention!) -``` -For capacitor: B_C = ωC (positive!) -For inductor: B_L = -1/(ωL) (negative) -``` - -**Important:** Susceptance sign convention is OPPOSITE of reactance: -- Capacitor: X_C < 0, but B_C > 0 -- Inductor: X_L > 0, but B_L < 0 - -**Admittance (Y):** Inverse of impedance -``` -Y = G + jB = 1/Z -|Y| = 1/|Z| -φ_Y = -φ_Z (opposite sign!) -``` - -**Conversion between Z and Y:** -``` -Y = 1/Z = 1/(R + jX) = R/(R² + X²) - jX/(R² + X²) - -Therefore: -G = R/(R² + X²) -B = -X/(R² + X²) -``` - -### Power in AC Circuits - -**Using peak phasors:** -``` -P = 0.5 × Re{V × I*} - -where V and I are complex peak phasors - I* is the complex conjugate of I - Re{·} means "real part of" -``` - -**Why the 0.5 factor?** -- Average power over a full AC cycle -- Comes from time-averaging cos²(ωt), which equals 0.5 -- If you used RMS values, formula would be P = V_RMS × I_RMS × cos(θ), NO 0.5 - -**Expanded form:** -``` -If V = V_peak ∠φ_v and I = I_peak ∠φ_i, then: -P = 0.5 × V_peak × I_peak × cos(φ_v - φ_i) -``` - -The angle difference (φ_v - φ_i) is the power factor angle. - ---- - -### WORKED EXAMPLE 1.1: Power Calculation with Peak Phasors - -**Given:** -- Voltage: V = 50 kV ∠0° (peak, using 0° as reference) -- Impedance: Z = 100 kΩ ∠-60° (capacitive load) - -**Find:** Real power dissipated - -**Solution:** - -Step 1: Calculate current using Ohm's law -``` -I = V/Z = (50 kV ∠0°)/(100 kΩ ∠-60°) -I = 0.5 A ∠(0° - (-60°)) = 0.5 A ∠60° -``` - -Step 2: Calculate power -``` -P = 0.5 × Re{V × I*} -P = 0.5 × Re{(50 kV ∠0°) × (0.5 A ∠-60°)} -P = 0.5 × Re{25 kW ∠-60°} -``` - -Step 3: Convert to rectangular to get real part -``` -25 kW ∠-60° = 25 kW × (cos(-60°) + j×sin(-60°)) - = 25 kW × (0.5 - j×0.866) - = 12.5 kW - j×21.65 kW -``` - -Step 4: Extract real part and apply 0.5 factor -``` -P = 0.5 × 12.5 kW = 6.25 kW -``` - -**Alternative method:** Using power factor angle -``` -P = 0.5 × V_peak × I_peak × cos(φ_v - φ_i) -P = 0.5 × 50 kV × 0.5 A × cos(0° - 60°) -P = 0.5 × 25 kW × cos(-60°) -P = 0.5 × 25 kW × 0.5 -P = 6.25 kW -``` - ---- - -### PRACTICE PROBLEMS 1.1 - -**Problem 1:** A capacitor has reactance X_C = -80 kΩ at 200 kHz. What is its capacitance? What is its susceptance? - -**Problem 2:** An impedance Z = 50 kΩ - j75 kΩ has current I = 0.2 A ∠30° (peak). Calculate: (a) Voltage magnitude and phase, (b) Real power - -**Problem 3:** An admittance Y = 0.00001 + j0.00002 S. Convert to impedance Z = R + jX. - ---- - -## Module 1.2: Capacitance in Tesla Coils - -### What is Capacitance Physically? - -**Definition:** Capacitance (C) is the ability to store electric charge for a given voltage: -``` -Q = C × V -Units: Farads (F), typically pF (10⁻¹² F) for Tesla coils -``` - -**Physical picture:** -- Electric field between two conductors stores energy -- Higher field → more stored energy → more capacitance -- Capacitance depends on geometry, NOT on voltage - -**For parallel plates:** -``` -C = ε₀ × A / d - -where ε₀ = 8.854×10⁻¹² F/m (permittivity of free space) - A = plate area (m²) - d = separation distance (m) -``` - -**Key insight:** Capacitance increases with: -- Larger conductor area (more field lines) -- Smaller separation (stronger field concentration) - -### Self-Capacitance vs Mutual Capacitance - -**Self-capacitance:** Capacitance of a single conductor to infinity (or ground) -- Topload has self-capacitance to ground -- Depends on size and shape -- Toroid: C ≈ 4πε₀√(D×d) where D = major diameter, d = minor diameter - -**Mutual capacitance:** Capacitance between two conductors -- Energy stored in field between them -- Both conductors at different potentials -- Can be positive or negative in matrix formulation - -**For Tesla coils with sparks:** -- **C_mut:** mutual capacitance between topload and spark channel -- **C_sh:** capacitance from spark to ground (shunt capacitance) - -### Capacitance to Ground (Shunt Capacitance) - -Any conductor elevated above ground has capacitance to ground. - -**For vertical wire above ground plane:** -``` -C ≈ 2πε₀L / ln(2h/d) - -where L = wire length - h = height above ground - d = wire diameter -``` - -**For Tesla coil sparks:** Empirical rule based on community measurements: -``` -C_sh ≈ 2 pF per foot of spark length - -Examples: -1 foot (0.3 m) spark: C_sh ≈ 2 pF -3 feet (0.9 m) spark: C_sh ≈ 6 pF -6 feet (1.8 m) spark: C_sh ≈ 12 pF -``` - -This rule is surprisingly accurate (±30%) for typical Tesla coil geometries. - ---- - -### WORKED EXAMPLE 1.2: Estimating C_sh for a Spark - -**Given:** A 2-meter (6.6 foot) spark - -**Find:** Estimated shunt capacitance - -**Solution:** -``` -C_sh ≈ 2 pF/foot × 6.6 feet -C_sh ≈ 13.2 pF -``` - -**Refined estimate using cylinder formula:** - -Assume spark is vertical cylinder: -- Length L = 2 m -- Diameter d = 2 mm (typical for bright spark) -- Height above ground h = L/2 = 1 m (average height) - -``` -C ≈ 2πε₀L / ln(2h/d) -C ≈ 2π × 8.854×10⁻¹² × 2 / ln(2×1/0.002) -C ≈ 1.112×10⁻¹⁰ / ln(1000) -C ≈ 1.112×10⁻¹⁰ / 6.91 -C ≈ 16 pF -``` - -The empirical rule (13 pF) and formula (16 pF) agree reasonably well. - ---- - -### VISUAL AID 1.2: Field Lines for C_mut and C_sh - -``` -[Describe for drawing:] - -Side view of Tesla coil with spark: - - Spark tip (pointed) - | - | C_sh field lines radiate from - | spark to ground plane horizontally - Spark | (curved lines going left/right to ground) - body | - | - | - Topload (toroid) - | - Secondary - -C_mut field lines: Connect topload surface to spark channel - - Start on topload outer surface - - End on spark channel surface - - Concentrated near base of spark - - These store mutual electric field energy - -C_sh field lines: Connect spark to remote ground - - Start on spark surface - - Radiate outward to walls, floor, ceiling - - Distributed along entire spark length - - These store shunt field energy - -Key observation: Same spark channel participates in BOTH capacitances! -This is why we need parallel C_mut || R, then series C_sh -``` - ---- - -### PRACTICE PROBLEMS 1.2 - -**Problem 1:** A 4-foot spark is formed. Estimate C_sh using the empirical rule. If the topload has C_topload = 30 pF unloaded, what is the total system capacitance with the spark? - -**Problem 2:** Using the cylinder formula, calculate C_sh for a spark with: L = 1.5 m, d = 3 mm, average height h = 0.75 m. Compare to the empirical rule. - ---- - -## Module 1.3: The Basic Spark Circuit Topology - -### Why Sparks Have TWO Capacitances - -A spark channel is a conductor in space with: -1. **Proximity to the topload** → mutual capacitance C_mut -2. **Proximity to ground/environment** → shunt capacitance C_sh - -**Both exist simultaneously** because the spark interacts with multiple conductors. - -**Analogy:** A wire near two metal plates -- Capacitance to plate 1: C₁ -- Capacitance to plate 2: C₂ -- Both must be included in the circuit model - -### The Correct Circuit Topology - -``` - Topload (measurement reference) - | - [C_mut] ← Mutual capacitance between topload and spark - | - +---------+--------- Node_spark - | | - [R] [C_sh] ← Shunt capacitance spark-to-ground - | | - GND ------------ GND -``` - -**Equivalent description:** -- C_mut and R in parallel -- That parallel combination in series with C_sh -- All connected between topload and ground - -**Why this topology?** -1. C_mut couples topload voltage to spark -2. R represents plasma resistance (where power is dissipated) -3. C_sh provides current return path to ground -4. Current through R must also flow through either C_mut or C_sh (series connection) - -### Where is "Ground" in a Tesla Coil? - -**Earth ground:** Actual connection to soil/building ground -**Circuit ground (reference):** Arbitrary 0V reference point - -**For Tesla coils:** -- Primary circuit: Chassis/mains ground is reference -- Secondary base: Usually connected to primary ground via RF ground -- **Practical ground:** Floor, walls, nearby objects, you standing nearby -- **Measurement ground:** Choose ONE point as 0V reference (usually secondary base) - -**Important:** "Ground" in spark model means "remote return path" - could be walls, floor, strike ring, or actual earth. - -### The Topload Port - -**Definition:** The two-terminal measurement point between topload and ground where we characterize impedance and power. - -``` -Port definition: - Terminal 1: Topload terminal (high voltage) - Terminal 2: Ground reference (0V) -``` - -**All impedance measurements reference this port:** -- Z_spark: impedance looking into spark from topload -- Z_th: Thévenin impedance of coil at this port -- V_th: Open-circuit voltage at this port - -**Not the same as:** -- V_top / I_base (includes displacement currents from entire secondary) -- Any two-point measurement along the secondary winding - ---- - -### WORKED EXAMPLE 1.3: Drawing the Circuit - -**Given:** -- Spark is 3 feet long -- FEMM analysis gives C_mut = 8 pF (between topload and spark) -- Estimate C_sh using empirical rule -- Assume R = 100 kΩ - -**Task:** Draw complete circuit diagram - -**Solution:** - -Step 1: Calculate C_sh -``` -C_sh ≈ 2 pF/foot × 3 feet = 6 pF -``` - -Step 2: Draw topology -``` - Topload (V_top) - | - [C_mut = 8 pF] - | - +-------- Node_spark - | | - [R = 100 kΩ] [C_sh = 6 pF] - | | - GND -------- GND -``` - -Step 3: Simplify to show parallel/series structure -``` -Topload - | - +---- [C_mut = 8 pF] ----+ - | | - +---- [R = 100 kΩ] ------+ Node_spark - | - [C_sh = 6 pF] - | - GND -``` - -This is the basic lumped model for a Tesla coil spark. - ---- - -### VISUAL AID 1.3: 3D Geometry → Circuit Schematic - -``` -[Describe for drawing:] - -Panel 1: Physical 3D view -- Toroidal topload at top (labeled "Topload") -- Vertical spark channel extending downward (labeled "Spark, length L") -- Ground plane at bottom (labeled "Ground") -- Dashed lines showing C_mut field (topload to spark) -- Dotted lines showing C_sh field (spark to ground) - -Panel 2: Conceptual extraction -- Topload → single node -- Spark → two elements: resistance R and capacitances -- Ground → common reference -- Arrows showing "Extract C_mut from field between topload and spark" -- Arrows showing "Extract C_sh from field between spark and ground" - -Panel 3: Circuit schematic (as drawn above) -- Proper circuit symbols -- Component values labeled -- Ground symbol at bottom -- Clear port definition marked - -Annotation: "Same physics, different representations" -``` - ---- - -### PRACTICE PROBLEMS 1.3 - -**Problem 1:** Draw the circuit for a spark with: L = 5 feet, C_mut = 12 pF (from FEMM), R = 50 kΩ. Label all component values. - -**Problem 2:** A simulation shows C_sh = 10 pF for a given spark. What is the estimated spark length using the empirical rule? - ---- - -## Module 1.4: Admittance Analysis of the Spark Circuit - -### Why Use Admittance? - -For the spark circuit topology (parallel R||C_mut, in series with C_sh), admittance simplifies calculations. - -**Parallel elements:** Add admittances directly -``` -Y_total = Y₁ + Y₂ + Y₃ + ... -vs impedances: 1/Z_total = 1/Z₁ + 1/Z₂ + ... (messy!) -``` - -**Our circuit:** -``` -Y_mut_R = Y_Cmut + Y_R (parallel: C_mut || R) -Then series with C_sh requires impedance: Z = Z_mut_R + Z_Csh -Then convert back: Y_total = 1/Z_total -``` - -### Deriving the Total Admittance Formula - -**Step 1:** Admittance of R and C_mut in parallel - -``` -Y_R = G = 1/R -Y_Cmut = jωC_mut = jB₁ (where B₁ = ωC_mut) - -Y_mut_R = G + jB₁ -``` - -**Step 2:** Convert to impedance for series combination -``` -Z_mut_R = 1/(G + jB₁) -``` - -**Step 3:** Add impedance of C_sh in series -``` -Z_Csh = 1/(jωC_sh) = -j/(ωC_sh) = 1/(jB₂) (where B₂ = ωC_sh) - -Z_total = Z_mut_R + Z_Csh -Z_total = 1/(G + jB₁) + 1/(jB₂) -``` - -**Step 4:** Find common denominator -``` -Z_total = [jB₂ + (G + jB₁)] / [(G + jB₁) × jB₂] -Z_total = [G + j(B₁ + B₂)] / [jB₂(G + jB₁)] -``` - -**Step 5:** Invert to get admittance -``` -Y_total = 1/Z_total = [jB₂(G + jB₁)] / [G + j(B₁ + B₂)] - -Y_total = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] -``` - -This is the **fundamental admittance equation** for the spark circuit. - -### Extracting Real and Imaginary Parts - -Multiply numerator: -``` -(G + jB₁) × jB₂ = jGB₂ + j²B₁B₂ = jGB₂ - B₁B₂ - = -B₁B₂ + jGB₂ -``` - -So: -``` -Y = [-B₁B₂ + jGB₂] / [G + j(B₁ + B₂)] -``` - -To separate real and imaginary parts, multiply numerator and denominator by complex conjugate of denominator: - -``` -Denominator conjugate: G - j(B₁ + B₂) -Denominator magnitude squared: G² + (B₁ + B₂)² -``` - -After algebra (multiply out and simplify): - -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] - -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] -``` - -These are the **working formulas** for calculating admittance from R, C_mut, C_sh. - -### Converting to Impedance - -From Y = G_total + jB_total: - -``` -Z = 1/Y = 1/(G_total + jB_total) - -Multiply by conjugate: -Z = (G_total - jB_total) / (G_total² + B_total²) - -R_total = G_total / (G_total² + B_total²) -X_total = -B_total / (G_total² + B_total²) - -Or directly: -|Z| = 1/|Y| -φ_Z = -φ_Y (opposite sign!) -``` - ---- - -### WORKED EXAMPLE 1.4: Complete Y and Z Calculation - -**Given:** -- Frequency: f = 200 kHz → ω = 2π × 200×10³ = 1.257×10⁶ rad/s -- C_mut = 8 pF = 8×10⁻¹² F -- C_sh = 6 pF = 6×10⁻¹² F -- R = 100 kΩ = 10⁵ Ω - -**Find:** Y_total (rectangular), Z_total (rectangular and polar) - -**Solution:** - -Step 1: Calculate component values -``` -G = 1/R = 1/(10⁵) = 10⁻⁵ S = 10 μS -B₁ = ωC_mut = 1.257×10⁶ × 8×10⁻¹² = 10.06×10⁻⁶ S = 10.06 μS -B₂ = ωC_sh = 1.257×10⁶ × 6×10⁻¹² = 7.54×10⁻⁶ S = 7.54 μS -``` - -Step 2: Calculate Re{Y} -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] - -Numerator: 10 × (7.54)² = 10 × 56.85 = 568.5 μS² -Denominator: (10)² + (10.06 + 7.54)² = 100 + (17.6)² = 100 + 309.8 = 409.8 μS² - -Re{Y} = 568.5 / 409.8 = 1.387 μS -``` - -Step 3: Calculate Im{Y} -``` -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] - -Numerator inner: G² + B₁(B₁ + B₂) = 100 + 10.06×17.6 = 100 + 177.1 = 277.1 μS² -Numerator: 7.54 × 277.1 = 2089.3 μS³ -Denominator: 409.8 μS² (same as before) - -Im{Y} = 2089.3 / 409.8 = 5.10 μS -``` - -Step 4: Admittance result -``` -Y_total = 1.387 + j5.10 μS -|Y| = √(1.387² + 5.10²) = √(1.92 + 26.01) = √27.93 = 5.28 μS -φ_Y = atan(5.10/1.387) = atan(3.68) = 74.8° -``` - -Step 5: Convert to impedance -``` -|Z| = 1/|Y| = 1/(5.28×10⁻⁶) = 189 kΩ -φ_Z = -φ_Y = -74.8° - -In rectangular: -R_total = |Z| × cos(φ_Z) = 189 × cos(-74.8°) = 189 × 0.263 = 49.7 kΩ -X_total = |Z| × sin(φ_Z) = 189 × sin(-74.8°) = 189 × (-0.965) = -182 kΩ - -Z_total = 49.7 - j182 kΩ = 189 kΩ ∠-74.8° -``` - -**Interpretation:** -- Impedance is strongly capacitive (φ_Z = -74.8°) -- Equivalent resistance ≈ 50 kΩ (half of actual R due to capacitive divider) -- Large capacitive reactance dominates - ---- - -### VISUAL AID 1.4: Complex Plane Plots - -``` -[Describe for drawing:] - -Two plots side-by-side: - -LEFT: Admittance plane (Y = G + jB) -- Horizontal axis: G (conductance, μS), 0 to 2 -- Vertical axis: B (susceptance, μS), 0 to 6 -- Plot point at (1.387, 5.10) labeled "Y_total" -- Vector from origin to point -- Angle φ_Y = 74.8° marked from horizontal -- Length |Y| = 5.28 μS labeled -- Note: "Positive B means capacitive in admittance" - -RIGHT: Impedance plane (Z = R + jX) -- Horizontal axis: R (kΩ), 0 to 60 -- Vertical axis: X (kΩ), -200 to 0 -- Plot point at (49.7, -182) labeled "Z_total" -- Vector from origin to point -- Angle φ_Z = -74.8° marked from horizontal (below axis) -- Length |Z| = 189 kΩ labeled -- Note: "Negative X means capacitive in impedance" - -Connection between plots: -- Arrow showing "Invert Y → Z" -- Note: "Angles are opposite: φ_Z = -φ_Y" -- Note: "Magnitude inverts: |Z| = 1/|Y|" -``` - ---- - -### PRACTICE PROBLEMS 1.4 - -**Problem 1:** For f = 150 kHz, C_mut = 10 pF, C_sh = 8 pF, R = 80 kΩ, calculate Y_total (real and imaginary parts). - -**Problem 2:** An admittance Y = 2.0 + j4.5 μS. Convert to impedance Z in both rectangular and polar forms. - -**Problem 3:** Show algebraically that if R → ∞ (open circuit), the formula reduces to Y = jωC_mut × C_sh/(C_mut + C_sh), which is two capacitors in series. - ---- - -## Module 1.5: Phase Angles and What They Mean - -### Impedance Phase vs Admittance Phase - -**Impedance phase angle φ_Z:** -``` -φ_Z = atan(X/R) = atan(Im{Z}/Re{Z}) - -Interpretation: -φ_Z > 0: inductive (current lags voltage) -φ_Z = 0: purely resistive (in phase) -φ_Z < 0: capacitive (current leads voltage) -``` - -**Admittance phase angle θ_Y:** -``` -θ_Y = atan(B/G) = atan(Im{Y}/Re{Y}) - -Relationship: θ_Y = -φ_Z (OPPOSITE SIGNS!) -``` - -**Why opposite?** Because Y = 1/Z, so angles subtract: -``` -If Z = |Z|∠φ_Z, then Y = (1/|Z|)∠(-φ_Z) -``` - -**Convention in this framework:** We primarily discuss **impedance phase φ_Z** because that's what measurements typically report. - -### The "Famous -45°" and Why It's Special (Sort Of) - -In power electronics, a load with φ_Z = -45° is sometimes called "well-matched" because: -- Equal resistive and capacitive components: |R| = |X_C| -- Power factor = cos(-45°) = 0.707 (reasonable power transfer) -- Not maximum power transfer, but balanced - -**Formula:** For φ_Z = -45°: -``` -tan(-45°) = -1 = X/R -Therefore: R = |X| = 1/(ωC) for capacitive load -Or: R ≈ |X_c| = 1/(ωC_total) approximately -``` - -This is why you'll see "spark resistance should equal capacitive reactance" in old Tesla coil literature. - -**BUT:** As we'll see in Part 2, achieving exactly -45° is **impossible** for many Tesla coil geometries due to topological constraints! - -### Physical Meaning of Phase Angle - -**φ_Z = 0° (purely resistive):** -- All power dissipated -- No energy storage/return -- Voltage and current in phase - -**φ_Z = -90° (purely capacitive):** -- No power dissipated -- All energy stored and returned each cycle -- Current leads voltage by 90° - -**φ_Z = -45° (mixed):** -- Some power dissipated (cos(-45°) ≈ 71% of |V||I|) -- Some energy stored -- Current leads voltage by 45° - -**For Tesla coil sparks:** Typical φ_Z = -55° to -75° -- Significant capacitive component (energy storage in C_mut, C_sh) -- Moderate power dissipation (plasma heating) -- More capacitive than the "ideal" -45° - ---- - -### WORKED EXAMPLE 1.5: Calculating Phase Angle - -**Given:** (from Example 1.4) -- Z_total = 49.7 - j182 kΩ - -**Find:** φ_Z and interpret - -**Solution:** - -Step 1: Calculate phase angle -``` -φ_Z = atan(X/R) = atan(-182/49.7) -φ_Z = atan(-3.66) = -74.8° -``` - -Step 2: Verify with magnitude and components -``` -|Z| = √(49.7² + 182²) = √(2470 + 33124) = √35594 = 189 kΩ ✓ - -cos(φ_Z) = R/|Z| = 49.7/189 = 0.263 -φ_Z = arccos(0.263) = 74.8°, but X is negative, so φ_Z = -74.8° ✓ -``` - -Step 3: Interpret -- **Strongly capacitive:** |φ_Z| = 74.8° is much larger than 45° -- **Comparison:** |R| = 49.7 kΩ, but |X| = 182 kΩ - - Capacitive reactance is 3.66× larger than resistance - - Far from "balanced" -45° condition -- **Power factor:** cos(-74.8°) = 0.263 - - Only 26.3% of |V||I| is real power - - Most current is reactive (charging/discharging capacitances) - -This is typical for Tesla coil sparks: strongly capacitive impedance. - ---- - -### VISUAL AID 1.5: Phase Angle on Complex Plane - -``` -[Describe for drawing:] - -Impedance plane (Z = R + jX): -- Horizontal axis: R (resistance, kΩ), 0 to 100 -- Vertical axis: X (reactance, kΩ), -200 to +200 - -Three vectors from origin: - -1. Resistive (φ_Z = 0°): - - Point at (50, 0) - - Horizontal vector, angle = 0° - - Label: "Pure resistance, φ_Z = 0°" - -2. Balanced (φ_Z = -45°): - - Point at (50, -50) - - Vector at -45° angle - - Dashed line showing equal R and |X| - - Label: "Balanced, φ_Z = -45°, R = |X|" - -3. Typical spark (φ_Z = -75°): - - Point at (50, -186) - - Vector at -75° angle - - Label: "Typical spark, φ_Z = -75°" - - Annotation: "Strongly capacitive, |X| >> R" - -Additional marks: -- φ_Z = -90° line (vertical downward): "Pure capacitor" -- Shaded region between -45° and -90°: "Typical Tesla coil spark range" -- Note: "More negative φ_Z = more capacitive" -``` - ---- - -### PRACTICE PROBLEMS 1.5 - -**Problem 1:** An impedance Z = 60 + j40 kΩ. Calculate φ_Z. Is this inductive or capacitive? - -**Problem 2:** A spark has φ_Z = -60°. If |Z| = 150 kΩ, find R and X. Calculate the power factor. - ---- - -## Module 1.6: Introduction to Spark Physics - -### What is a Spark? (Qualitative) - -**Definition:** A spark is a transient electrical breakdown of air, creating a conducting plasma channel between two electrodes. - -**Basic process:** -1. High electric field ionizes air molecules (electrons stripped from atoms) -2. Free electrons accelerate, collide with more atoms → avalanche -3. Plasma forms: mixture of electrons, ions, neutral atoms -4. Plasma conducts electricity (lower resistance than air) -5. Current heats plasma → thermal ionization → sustained conduction -6. When voltage removed, plasma cools and recombines - -**Key point:** Plasma is not a simple resistor! Its properties change dynamically: -- Temperature: 1000 K (cool streamers) to 20,000 K (hot leaders) -- Conductivity: varies with temperature and ionization -- Geometry: diameter, length change during growth - -### Streamers vs Leaders (Qualitative) - -**Streamers:** -- **Thin:** 10-100 μm diameter (thinner than human hair) -- **Fast:** Propagate at ~10⁶ m/s (1% speed of light!) -- **Cold:** Low temperature, weakly ionized -- **Mechanism:** Photoionization (UV from excited atoms ionizes ahead) -- **Appearance:** Purple/blue, highly branched, brief flashes -- **Resistance:** High (MΩ range) -- **Energy inefficient:** Much energy → light/heat, little → length - -**Leaders:** -- **Thick:** mm to cm diameter (visible as bright core) -- **Slower:** Propagate at ~10³ m/s (walking speed to car speed) -- **Hot:** 5,000-20,000 K, fully ionized plasma -- **Mechanism:** Thermal ionization (Joule heating) -- **Appearance:** White/orange, straighter, persistent glow -- **Resistance:** Low (kΩ range) -- **Energy efficient:** More energy → length extension - -**Transition:** Streamers can become leaders if sufficient current flows → heating → thermal ionization. This requires power and time. - -### Why Sparks Need Voltage AND Power - -**Voltage requirement (field threshold):** -``` -E_tip > E_propagation ≈ 0.4-1.0 MV/m - -For spark to grow, tip field must exceed threshold -If E_tip drops below threshold, growth stalls -``` - -**Power requirement (energy per meter):** -``` -To extend spark by ΔL, need energy: ΔE ≈ ε × ΔL -where ε ≈ 5-100 J/m depending on mode - -Power determines growth rate: dL/dt ≈ P/ε -``` - -**Analogy:** Starting a fire -- Voltage = temperature of match (need minimum to ignite) -- Power = fuel supply rate (determines how fast fire spreads) -- Both are necessary: hot match but no fuel → small flame dies -- Lots of fuel but no ignition heat → no fire - -**For Tesla coils:** -- Insufficient voltage → spark won't start or grows slowly -- Insufficient power → spark stalls before reaching potential length -- **Both must be adequate** for target spark length - -### The "Hungry Streamer" Principle (Conceptual) - -**Key insight:** Plasma is not passive! It actively adjusts its properties to maximize power extraction from the circuit. - -**Mechanism (simplified):** -1. More power → more Joule heating (I²R) -2. Higher temperature → more ionization -3. More ionization → higher conductivity → lower R -4. Changed geometry → modified capacitances -5. Circuit has new optimal R for max power transfer -6. Plasma conductivity adjusts toward this new optimal R -7. Equilibrium when R_actual ≈ R_optimal_for_max_power - -**Physical limits:** -- R cannot be infinite (some conductivity always present) -- R cannot be zero (finite electron mobility) -- Source has limited voltage/current -- Takes time to adjust (thermal time constants) - -**Result:** In steady state, plasma R tends toward the value that maximizes power transfer, within physical constraints. - -**Why this matters:** We can model spark as "choosing" R = R_opt_power without detailed plasma chemistry! The physics self-optimizes. - ---- - -### VISUAL AID 1.6: Streamers vs Leaders - -``` -[Describe for photo/diagram annotations:] - -Two-panel comparison: - -LEFT PANEL: Streamer -- Photo/drawing of thin, branched, purple discharge -- Annotations: - * Diameter: 10-100 μm (draw scale bar) - * Temperature: ~1000 K - * Speed: ~1,000,000 m/s - * Color: Purple/blue (label spectrum) - * Structure: Highly branched (mark branching points) - * Duration: <1 μs per event - * Resistance: High (MΩ) - -RIGHT PANEL: Leader -- Photo/drawing of thick, straight, white discharge -- Annotations: - * Diameter: 1-10 mm (draw scale bar) - * Temperature: 5,000-20,000 K - * Speed: ~1,000 m/s - * Color: White/orange (label spectrum) - * Structure: Straighter channel (mark path) - * Duration: Seconds with sustained power - * Resistance: Low (kΩ) - -BOTTOM: Transition diagram -- Timeline showing streamer → leader conversion -- Labels: "Initial: streamers form at tip" - "Current flows → Joule heating" - "Channel heats → thermal ionization" - "Leader forms from base, grows toward tip" - "Leader tip launches new streamers" - "Cycle repeats for continued growth" -``` - ---- - -### DISCUSSION QUESTIONS 1.6 - -**Question 1:** If a Tesla coil produces high voltage but very low current, would you expect long streamers or short leaders? Why? - -**Question 2:** A coil generates 500 kV but only 100 mA. Another generates 200 kV but 1 A. Which is more likely to produce longer sparks? (Consider both voltage and power requirements.) - -**Question 3:** Explain in your own words why the spark plasma can be modeled as a resistance that "optimizes itself" rather than as a fixed resistance value. - ---- - -## Part 1 Summary: Concepts Checklist - -Before proceeding to Part 2, ensure you understand: - -### Circuit Fundamentals -- [ ] Difference between peak and RMS values -- [ ] Complex number representation: rectangular (R+jX) and polar (|Z|∠φ) -- [ ] Power calculation: P = 0.5 × Re{V × I*} with peak phasors -- [ ] Impedance Z = R + jX and admittance Y = G + jB -- [ ] Relationship: Y = 1/Z, and φ_Y = -φ_Z - -### Capacitances -- [ ] Physical meaning of capacitance (charge storage) -- [ ] Self-capacitance vs mutual capacitance -- [ ] Shunt capacitance C_sh ≈ 2 pF/foot for sparks -- [ ] Both C_mut and C_sh exist simultaneously - -### Circuit Topology -- [ ] Spark circuit: (R || C_mut) in series with C_sh -- [ ] Topload port as measurement reference (topload-to-ground) -- [ ] Why V_top/I_base is incorrect - -### Admittance Analysis -- [ ] Advantages of Y for parallel circuits -- [ ] Formula: Y = [(G+jB₁)×jB₂]/[G+j(B₁+B₂)] -- [ ] Extracting Re{Y} and Im{Y} -- [ ] Converting Y ↔ Z - -### Phase Angles -- [ ] φ_Z = atan(X/R) for impedance -- [ ] Negative φ_Z means capacitive -- [ ] The -45° "balanced" condition: R = |X| -- [ ] Typical sparks: φ_Z ≈ -55° to -75° (more capacitive than -45°) - -### Spark Physics (Qualitative) -- [ ] Streamers: thin, fast, cold, high R, branched -- [ ] Leaders: thick, slower, hot, low R, straighter -- [ ] Need both voltage (E-field) and power (energy/time) -- [ ] "Hungry streamer": plasma self-optimizes R - ---- - -## Integration Exercise: Putting It All Together - -**Scenario:** You have a Tesla coil operating at 180 kHz with a 2-foot spark. - -**Given data:** -- C_mut = 7 pF (from FEMM) -- Assume R = 75 kΩ (plasma resistance) -- Estimate C_sh using empirical rule - -**Tasks:** -1. Calculate ω, B₁, B₂, G -2. Calculate Y_total (real and imaginary parts) -3. Convert to Z_total (magnitude and phase) -4. Calculate φ_Z and interpret (is it more or less capacitive than -45°?) -5. If V_top = 300 kV peak, calculate power dissipated - -**Work through this problem completely before checking the solution below.** - ---- - -### Integration Exercise Solution - -**Step 1:** Calculate C_sh -``` -C_sh ≈ 2 pF/foot × 2 feet = 4 pF -``` - -**Step 2:** Calculate ω and component values -``` -ω = 2πf = 2π × 180×10³ = 1.131×10⁶ rad/s - -G = 1/R = 1/(75×10³) = 13.33 μS -B₁ = ωC_mut = 1.131×10⁶ × 7×10⁻¹² = 7.92 μS -B₂ = ωC_sh = 1.131×10⁶ × 4×10⁻¹² = 4.52 μS -``` - -**Step 3:** Calculate Y_total -``` -Re{Y} = GB₂²/[G² + (B₁+B₂)²] - = 13.33 × (4.52)² / [13.33² + (7.92+4.52)²] - = 13.33 × 20.43 / [177.7 + 154.4] - = 272.3 / 332.1 - = 0.82 μS - -Im{Y} = B₂[G² + B₁(B₁+B₂)] / [G² + (B₁+B₂)²] - = 4.52 × [177.7 + 7.92×12.44] / 332.1 - = 4.52 × [177.7 + 98.5] / 332.1 - = 4.52 × 276.2 / 332.1 - = 3.76 μS - -Y_total = 0.82 + j3.76 μS -``` - -**Step 4:** Convert to impedance -``` -|Y| = √(0.82² + 3.76²) = √(0.67 + 14.14) = √14.81 = 3.85 μS - -|Z| = 1/|Y| = 1/(3.85×10⁻⁶) = 260 kΩ - -φ_Y = atan(3.76/0.82) = atan(4.59) = 77.7° -φ_Z = -φ_Y = -77.7° - -Z_total = 260 kΩ ∠-77.7° - -In rectangular: -R_eq = 260 × cos(-77.7°) = 260 × 0.213 = 55.4 kΩ -X_eq = 260 × sin(-77.7°) = 260 × (-0.977) = -254 kΩ - -Z_total = 55.4 - j254 kΩ -``` - -**Step 5:** Interpret phase -``` -φ_Z = -77.7° is more capacitive than -45° (larger magnitude) -Ratio: |X|/R = 254/55.4 = 4.6 -Capacitive reactance is 4.6× the resistance -Very capacitive load! -``` - -**Step 6:** Calculate power -``` -Current: I = V/Z = (300 kV)/(260 kΩ) = 1.15 A peak - -Power: P = 0.5 × V × I × cos(φ_Z) - = 0.5 × 300×10³ × 1.15 × cos(-77.7°) - = 0.5 × 345×10³ × 0.213 - = 36.7 kW - -Alternative: P = 0.5 × I² × R_eq - = 0.5 × 1.15² × 55.4×10³ - = 0.5 × 1.32 × 55.4×10³ - = 36.6 kW ✓ (checks!) -``` - -**Result:** 36.7 kW dissipated in the spark plasma. - ---- - -## Preview of Part 2 - -In Part 2, we'll discover: - -- **Why -45° is often impossible:** The topological phase constraint -- **Two critical resistances:** R_opt_power and R_opt_phase -- **Thévenin method:** Properly characterizing the Tesla coil -- **Power optimization:** How the "hungry streamer" finds R_opt_power -- **Measurements:** Extracting spark parameters from real coils - -These concepts build directly on the circuit analysis and phase relationships you've learned in Part 1. - ---- - -## CHECKPOINT QUIZ - Part 1 - -Answer these questions to verify your understanding: - -1. What is the relationship between peak and RMS voltage? If V_peak = 100 kV, what is V_RMS? - -2. Write the power formula using peak phasors. Why is there a factor of 0.5? - -3. For a capacitor, why is X negative but B positive? - -4. Draw the circuit topology for a spark (show C_mut, R, C_sh). - -5. What is the empirical rule for C_sh? If a spark is 4 feet long, estimate C_sh. - -6. The admittance phase angle θ_Y = +60°. What is the impedance phase angle φ_Z? - -7. An impedance has φ_Z = -30°. Is this inductive or capacitive? - -8. Why is V_top/I_base not the correct impedance measurement? - -9. Describe the difference between streamers and leaders (two key differences). - -10. Explain the "hungry streamer" concept in one sentence. - ---- - -**END OF PART 1** - ---- - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Part 2: Optimization and Power Transfer - Making Sparks Efficient - ---- - -## Module 2.1: The Topological Phase Constraint - -### What is a Topological Constraint? - -**Definition:** A limitation imposed by the **structure** of the circuit itself, independent of component values. - -**Example:** Series RLC circuit -- Can only have impedance phase between -90° (pure C) and +90° (pure L) -- Cannot have φ_Z = +120° no matter what component values you choose -- This is a topological constraint - -**For spark circuits:** The specific arrangement (R||C_mut) in series with C_sh creates a fundamental limit on how resistive the impedance can appear. - -### Deriving the Minimum Phase Angle - -From Part 1, we have: -``` -Y = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] - -where G = 1/R, B₁ = ωC_mut, B₂ = ωC_sh -``` - -The impedance phase is: -``` -φ_Z = atan(-Im{Y}/Re{Y}) -``` - -**Question:** For fixed C_mut and C_sh, which R value minimizes |φ_Z| (makes most resistive)? - -**Mathematical result:** Taking derivative ∂φ_Z/∂G = 0 and solving: -``` -G_opt = ω√[C_mut(C_mut + C_sh)] - -Therefore: -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` - -At this resistance, the phase angle magnitude is minimized to: -``` -φ_Z,min = -atan(2√[r(1 + r)]) - -where r = C_mut/C_sh (capacitance ratio) -``` - -### The Critical Ratio r = 0.207 - -Let's find when φ_Z,min = -45° is achievable: -``` --45° = -atan(2√[r(1 + r)]) -tan(45°) = 1 = 2√[r(1 + r)] -0.5 = √[r(1 + r)] -0.25 = r(1 + r) = r + r² -r² + r - 0.25 = 0 - -Using quadratic formula: -r = [-1 ± √(1 + 1)] / 2 = [-1 ± √2] / 2 - -Taking positive root: -r = (√2 - 1) / 2 ≈ 0.207 -``` - -**Critical insight:** -- If r < 0.207: Can achieve φ_Z = -45° (with appropriate R) -- If r > 0.207: **Cannot achieve φ_Z = -45° no matter what R you choose!** -- If r ≥ 0.207: φ_Z,min is more negative than -45° - -### Typical Tesla Coil Values - -**Large topload, short spark:** -``` -C_mut = 10 pF, C_sh = 4 pF (2 feet) -r = 10/4 = 2.5 - -φ_Z,min = -atan(2√[2.5 × 3.5]) = -atan(2 × 2.96) = -atan(5.92) = -80.4° -``` - -**Small topload, long spark:** -``` -C_mut = 6 pF, C_sh = 12 pF (6 feet) -r = 6/12 = 0.5 - -φ_Z,min = -atan(2√[0.5 × 1.5]) = -atan(2 × 0.866) = -atan(1.732) = -60.0° -``` - -**Common range:** r = 0.5 to 2.0, giving φ_Z,min ≈ -60° to -80° - -**Conclusion:** For most Tesla coil geometries, -45° is **mathematically impossible**! - ---- - -### WORKED EXAMPLE 2.1: Calculate Minimum Phase Angle - -**Given:** -- Frequency: f = 200 kHz -- C_mut = 8 pF -- C_sh = 6 pF - -**Find:** -(a) Capacitance ratio r -(b) Minimum achievable phase angle φ_Z,min -(c) R_opt_phase that achieves this angle - -**Solution:** - -**Part (a):** Capacitance ratio -``` -r = C_mut / C_sh = 8 / 6 = 1.333 -``` - -**Part (b):** Minimum phase angle -``` -φ_Z,min = -atan(2√[r(1 + r)]) - = -atan(2√[1.333 × 2.333]) - = -atan(2√3.11) - = -atan(2 × 1.764) - = -atan(3.528) - = -74.2° -``` - -**Part (c):** Resistance for minimum phase -``` -ω = 2πf = 2π × 200×10³ = 1.257×10⁶ rad/s - -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - = 1 / [1.257×10⁶ × √(8×10⁻¹² × 14×10⁻¹²)] - = 1 / [1.257×10⁶ × √(112×10⁻²⁴)] - = 1 / [1.257×10⁶ × 10.58×10⁻¹²] - = 1 / (13.30×10⁻⁶) - = 75.2 kΩ -``` - -**Interpretation:** -- With r = 1.333, cannot achieve -45° -- Best possible is -74.2° (much more capacitive) -- This requires R = 75.2 kΩ -- Any other R value gives |φ_Z| > 74.2° - ---- - -### VISUAL AID 2.1: Graph of φ_Z,min vs r - -``` -[Describe for plotting:] - -Graph with: -- X-axis: r = C_mut/C_sh (log scale), range 0.1 to 10 -- Y-axis: φ_Z,min (degrees), range -90° to -40° - -Plot curve: φ_Z,min = -atan(2√[r(1+r)]) - -Key points marked: -- r = 0.207, φ_Z,min = -45° (mark with horizontal dashed line) -- Shaded region r < 0.207: "Can achieve -45°" -- Shaded region r > 0.207: "Cannot achieve -45°" -- Typical Tesla coil range r = 0.5 to 2.0 highlighted -- Example points: - * r = 0.5, φ_Z = -60° - * r = 1.0, φ_Z = -70.5° - * r = 2.0, φ_Z = -79.7° - -Annotations: -- "Larger r → more capacitive minimum" -- "Large topload + short spark → high r" -- "Small topload + long spark → low r" -``` - ---- - -### PRACTICE PROBLEMS 2.1 - -**Problem 1:** For C_mut = 12 pF, C_sh = 8 pF at f = 180 kHz: -(a) Calculate r -(b) Find φ_Z,min -(c) Can this circuit achieve -45°? - -**Problem 2:** A designer wants φ_Z,min = -50°. What maximum value of r is allowed? If C_sh = 10 pF, what is the maximum C_mut? - -**Problem 3:** Explain physically why larger r (more C_mut relative to C_sh) makes the impedance more capacitive. - ---- - -## Module 2.2: The Two Critical Resistances - -### R_opt_phase: Closest to Resistive (Revisited) - -From Module 2.1: -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` - -**Purpose:** Minimizes |φ_Z| to achieve φ_Z,min - -**Use case:** If you want the "most resistive-looking" impedance possible - -### R_opt_power: Maximum Power Transfer - -**Different question:** Which R maximizes real power delivered to the spark for a given topload voltage? - -**Setup:** Fixed voltage source V_top, variable load resistance R - -**Power to load:** -``` -P = 0.5 × |V_top|² × Re{Y(R)} -``` - -where Y(R) depends on R through G = 1/R. - -**Mathematical derivation:** Take ∂P/∂G = 0, solve for G: - -After calculus (see framework document for full derivation): -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -``` - -**Simpler formula!** Just total capacitance, not geometric mean. - -### Comparing the Two - -**Relationship:** -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - -Since √(C_mut(C_mut + C_sh)) < (C_mut + C_sh): - -R_opt_power < R_opt_phase ALWAYS -``` - -**Numerical relationship:** For typical r = 0.5 to 2: -``` -R_opt_power ≈ (0.5 to 0.7) × R_opt_phase -``` - -**Phase angle at R_opt_power:** -- Always more negative than φ_Z,min -- Typically φ_Z ≈ -55° to -75° at R_opt_power -- More capacitive than R_opt_phase, but delivers more power - ---- - -### WORKED EXAMPLE 2.2: Calculating Both Critical Resistances - -**Given:** -- Frequency: f = 200 kHz → ω = 1.257×10⁶ rad/s -- C_mut = 8 pF = 8×10⁻¹² F -- C_sh = 6 pF = 6×10⁻¹² F - -**Find:** R_opt_phase, R_opt_power, and compare - -**Solution:** - -**Part 1:** R_opt_phase (from Example 2.1) -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - = 75.2 kΩ -``` - -**Part 2:** R_opt_power -``` -C_total = C_mut + C_sh = 8 + 6 = 14 pF = 14×10⁻¹² F - -R_opt_power = 1 / (ωC_total) - = 1 / (1.257×10⁶ × 14×10⁻¹²) - = 1 / (17.60×10⁻⁶) - = 56.8 kΩ -``` - -**Part 3:** Comparison -``` -Ratio: R_opt_power / R_opt_phase = 56.8 / 75.2 = 0.755 - -R_opt_power is 75.5% of R_opt_phase -``` - -**Part 4:** Phase angle at R_opt_power - -Calculate admittance with R = 56.8 kΩ: -``` -G = 1/56800 = 17.61 μS -B₁ = ωC_mut = 1.257×10⁶ × 8×10⁻¹² = 10.06 μS -B₂ = ωC_sh = 1.257×10⁶ × 6×10⁻¹² = 7.54 μS - -Re{Y} = GB₂²/[G² + (B₁+B₂)²] - = 17.61 × 56.85 / [310 + 309.8] - = 1001.2 / 619.8 - = 1.615 μS - -Im{Y} = 7.54[310 + 176.9] / 619.8 - = 7.54 × 486.9 / 619.8 - = 5.928 μS - -φ_Y = atan(5.928/1.615) = atan(3.67) = 74.7° -φ_Z = -74.7° -``` - -**Summary:** -- R_opt_phase = 75.2 kΩ gives φ_Z = -74.2° (minimum) -- R_opt_power = 56.8 kΩ gives φ_Z = -74.7° (slightly more capacitive) -- Power is maximized at R_opt_power despite not having minimum phase -- Difference is small: both are strongly capacitive - ---- - -### VISUAL AID 2.2: Power vs Resistance Curves - -``` -[Describe for plotting:] - -Two overlaid plots sharing X-axis: - -X-axis: R (kΩ), range 20 to 150, log scale - -TOP PLOT - Power: -Y-axis: P (kW), normalized to max = 1.0 -Curve: Bell-shaped, peaks at R_opt_power -- Peak marked at 56.8 kΩ, height = 1.0 -- Label: "R_opt_power = 56.8 kΩ" -- Width shows power drops to 0.5 at ±50% R -- Annotation: "Maximum power transfer" - -BOTTOM PLOT - Phase angle: -Y-axis: φ_Z (degrees), range -90° to -40° -Curve: Rises from -90° (R→0), peaks at R_opt_phase, falls back -- Peak (least negative) marked at 75.2 kΩ, φ_Z = -74.2° -- Label: "R_opt_phase = 75.2 kΩ, φ_Z,min = -74.2°" -- -45° reference line (dashed) -- Annotation: "Most resistive phase" - -Vertical lines: -- At R_opt_power (56.8 kΩ): shows φ_Z = -74.7° on bottom plot -- At R_opt_phase (75.2 kΩ): shows lower power on top plot - -Key insight box: "R_opt_power ≠ R_opt_phase" - "R_opt_power delivers more power but is more capacitive" -``` - ---- - -### PRACTICE PROBLEMS 2.2 - -**Problem 1:** For f = 150 kHz, C_mut = 10 pF, C_sh = 8 pF: -Calculate R_opt_power and R_opt_phase. - -**Problem 2:** At 200 kHz, a spark has C_total = 12 pF. What is R_opt_power? If V_top = 400 kV, estimate the maximum deliverable power. - -**Problem 3:** Prove algebraically that R_opt_power < R_opt_phase always (hint: compare 1/(C_mut+C_sh) with 1/√(C_mut(C_mut+C_sh))). - -**Problem 4:** A measurement shows φ_Z = -68° at the operating point. Is R likely above or below R_opt_phase? Above or below R_opt_power? - ---- - -## Module 2.3: The "Hungry Streamer" - Self-Optimization - -### The Feedback Loop - -Plasma conductivity changes dynamically with power: - -**1. More power → Joule heating** -``` -Heating rate: dT/dt ∝ I²R -Higher current → faster heating -``` - -**2. Higher temperature → ionization** -``` -Thermal ionization: fraction ∝ exp(-E_ionization / kT) -Hotter plasma → more free electrons -``` - -**3. More electrons → higher conductivity** -``` -σ = n_e × e × μ_e -where n_e = electron density, μ_e = electron mobility -σ ∝ n_e ∝ exp(-E_ionization / kT) -``` - -**4. Higher conductivity → lower R** -``` -R = ρL/A = L/(σA) -σ increases → R decreases -``` - -**5. Changed R → new circuit behavior** -``` -New R changes Y_spark, power transfer changes -If R < R_opt_power: reducing R further decreases power -If R > R_opt_power: reducing R increases power -``` - -**6. Stable equilibrium at R ≈ R_opt_power** -``` -When R approaches R_opt_power: -- Small decrease → power decreases → cooling → R rises -- Small increase → power increases → heating → R falls -- Negative feedback stabilizes at R_opt_power -``` - -### Time Scales - -**Thermal response:** ~0.1-1 ms for thin channels -- Heat diffusion time: τ = d²/(4α) ≈ 0.1 ms for d = 100 μm -- Fast enough to track AC envelope (kHz modulation) -- Too slow to track RF oscillation (hundreds of kHz) - -**Ionization response:** ~μs to ms -- Recombination time varies with density and temperature -- Can follow slower modulation - -**Result:** Plasma adjusts R on timescales of 0.1-10 ms, tracking power delivery changes. - -### Physical Constraints - -**Lower bound R_min:** -- Maximum conductivity limited by electron-ion collision frequency -- Typical: R_min ≈ 1-10 kΩ for hot, dense leaders -- If R_opt_power < R_min: plasma stuck at R_min (can't optimize) - -**Upper bound R_max:** -- Minimum conductivity of partially ionized gas -- Typical: R_max ≈ 100 kΩ to 100 MΩ for cool streamers -- If R_opt_power > R_max: plasma stuck at R_max - -**Source limitations:** -- Insufficient voltage: spark won't form at all -- Insufficient current: can't heat enough to reach R_opt_power -- Power supply impedance: limits available power - -**When optimization fails:** -- Source too weak: spark operates at whatever R it can sustain -- Thermal time too long: can't adjust fast enough (burst mode) -- Branching: power divides, none optimizes well - ---- - -### WORKED EXAMPLE 2.3: Tracing Optimization Process - -**Scenario:** Spark initially forms with R = 200 kΩ (cold streamer). Circuit has R_opt_power = 60 kΩ. - -**Trace the evolution:** - -**Initial state (t = 0):** -``` -R = 200 kΩ >> R_opt_power -Power delivered: P_initial (suboptimal, low) -Temperature: T_initial (cool) -``` - -**Early phase (0 < t < 1 ms):** -``` -Current flows → Joule heating: dT/dt = I²R/c_p -R is high → voltage division favorable → some heating occurs -Temperature rises → ionization begins → n_e increases -Conductivity σ ∝ n_e increases → R decreases -R drops toward 150 kΩ -``` - -**Middle phase (1 ms < t < 5 ms):** -``` -R approaches 100 kΩ range -Now closer to R_opt_power → power transfer improves -More power → faster heating → faster ionization -Positive feedback: lower R → more power → lower R -R drops rapidly: 100 kΩ → 80 kΩ → 70 kΩ → 65 kΩ -``` - -**Approach to equilibrium (5 ms < t < 10 ms):** -``` -R approaches R_opt_power = 60 kΩ -Power maximized at this R -If R < 60 kΩ: power would decrease → cooling → R rises -If R > 60 kΩ: power would increase → heating → R falls -Negative feedback stabilizes around R ≈ 60 kΩ -``` - -**Steady state (t > 10 ms):** -``` -R oscillates around 60 kΩ ± 10% -Temperature stable at equilibrium -Power maximized and stable -Spark is "optimized" -``` - -**If constraints active:** -``` -If R_opt_power = 30 kΩ but R_min = 50 kΩ: - Plasma can only reach R = 50 kΩ (not optimal) - Power is less than theoretical maximum - Spark is "starved" - wants more current than physics allows -``` - ---- - -### DISCUSSION QUESTIONS 2.3 - -**Question 1:** Why does the optimization work? Why doesn't the plasma just pick a random R value? - -**Question 2:** In burst mode (short pulses, <100 μs), thermal time constants are longer than pulse duration. Would you expect the plasma to reach R_opt_power? Why or why not? - -**Question 3:** A coil produces sparks with measured R ≈ 20 kΩ, but calculations show R_opt_power = 80 kΩ. What might explain this discrepancy? - ---- - -## Module 2.4: Power Calculations and Common Errors - -### Correct Power Formula - -For AC circuit with peak phasors: -``` -P = 0.5 × Re{V × I*} - -Expanded: -P = 0.5 × |V| × |I| × cos(φ_v - φ_i) - -For impedance Z: -I = V/Z -P = 0.5 × |V|² × Re{1/Z} = 0.5 × |V|² × Re{Y} -``` - -Or using impedance directly: -``` -P = 0.5 × |I|² × Re{Z} = 0.5 × I² × R -``` - -### Why V_top/I_base is Wrong - -**The problem:** Current at secondary base (I_base) includes ALL return currents: - -1. **Capacitance to ground** along entire secondary - - Each turn has C to ground - - AC current: I_C = jωC × V - - Sum of all displacement currents - -2. **Primary-to-secondary coupling** - - Displacement current through C_ps - - Part of transformer action - -3. **Strike ring/environment coupling** - - Any nearby grounded object - -4. **The spark current** (what we actually want) - -**Result:** -``` -I_base = I_spark + I_displacement_secondary + I_primary_coupling + I_environment - -V_top/I_base = wrong because denominator includes parasitic currents! -``` - -**Measured impedance is too low** (I_base too high). - -### Correct Measurement Port - -**Definition:** Topload-to-ground is the correct measurement port. - -**Current measurement:** Only the current **through the spark path** from topload. - -**Methods:** -1. Measure I_spark return current separately (Rogowski/CT on spark ground return) -2. Use circuit analysis (know V_top, calculate I_spark from model) -3. Thévenin extraction (next modules) - ---- - -### WORKED EXAMPLE 2.4: Correct vs Incorrect Power Calculation - -**Given:** -- V_top = 300 kV peak -- I_base (measured at secondary base) = 5 A peak -- I_spark (actual spark current) = 1.5 A peak -- Spark impedance phase: φ_Z = -70° - -**Find:** Power using incorrect method, power using correct method - -**Solution:** - -**Incorrect method:** Using V_top/I_base -``` -Z_apparent = V_top / I_base = 300 kV / 5 A = 60 kΩ - -This is NOT the spark impedance! - -If we naively calculated power: -P_wrong = 0.5 × 300 kV × 5 A × cos(-70°) - = 0.5 × 1500 kW × 0.342 - = 257 kW - -This is way too high! -``` - -**Correct method:** Using actual spark current -``` -I_spark = 1.5 A peak - -Real spark impedance: -Z_spark = V_top / I_spark = 300 kV / 1.5 A = 200 kΩ - -Power: -P_correct = 0.5 × V_top × I_spark × cos(φ_Z) - = 0.5 × 300 kV × 1.5 A × cos(-70°) - = 0.5 × 450 kW × 0.342 - = 77 kW - -Or using resistance directly: -R = |Z| × cos(φ_Z) = 200 kΩ × 0.342 = 68.4 kΩ -P = 0.5 × I² × R = 0.5 × 1.5² × 68.4 kΩ = 77 kW ✓ -``` - -**Error analysis:** -``` -P_wrong / P_correct = 257 / 77 = 3.3× - -The incorrect method overestimates power by 330%! -``` - ---- - -### VISUAL AID 2.4: Current Flow Diagram - -``` -[Describe for drawing:] - -Side view of Tesla coil showing current paths: - -PRIMARY: -- Primary coil at bottom (multi-turn) -- Current I_primary flowing -- Capacitor C_primary -- Ground connection - -SECONDARY: -- Tall helical coil -- Multiple current paths illustrated with arrows: - -Path 1 (RED): Spark current - - Flows from topload through spark to remote ground - - Returns through earth/floor to secondary base - - Labeled: "I_spark" (what we want to measure) - -Path 2 (BLUE): Displacement currents along secondary - - From each turn to ground - - Many small arrows radiating outward - - Labeled: "I_displacement = Σ(jωC_turn × V_turn)" - -Path 3 (GREEN): Primary-secondary coupling - - From primary through C_ps to secondary - - Labeled: "I_coupling" - -Path 4 (YELLOW): Environmental coupling - - To nearby objects, walls, strike ring - - Labeled: "I_environment" - -AT SECONDARY BASE: -- Large arrow labeled "I_base = I_spark + I_displacement + I_coupling + I_environment" -- RED path continues to ground separately - -Key insight box: "I_base ≠ I_spark! Cannot use V_top/I_base for spark impedance!" -``` - ---- - -### PRACTICE PROBLEMS 2.4 - -**Problem 1:** A simulation shows V_top = 250 kV, I_base = 3.5 A, but the spark circuit model predicts Z_spark = 180 kΩ. Calculate the actual spark current and power. - -**Problem 2:** Explain why displacement current is proportional to frequency (ω). If frequency doubles, what happens to I_displacement? - -**Problem 3:** An experimenter measures I_base = 4 A and calculates Z = V_top/I_base = 75 kΩ. Another measurement with a Rogowski coil on the spark return path shows I_spark = 1.2 A. What is the true spark impedance? - ---- - -## Module 2.5: Thévenin Equivalent Method - Part A (Measuring Z_th) - -### What is a Thévenin Equivalent? - -**Thévenin's Theorem:** Any linear two-terminal network can be replaced by: -- A voltage source V_th (open-circuit voltage) -- In series with an impedance Z_th (output impedance) - -``` -[Complex network] ≡ [V_th]---[Z_th]---o Output - | - GND -``` - -**Advantage:** Characterize the coil **once**, then predict behavior with **any load** instantly. - -### Measuring Z_th: Output Impedance - -**Procedure:** - -**Step 1:** Turn OFF primary drive -- Set drive voltage to 0V (AC short circuit) -- Keep all tank components in place (MMC, L_primary, damping resistors) -- Tank circuit still present, just not driven - -**Step 2:** Apply test source -- Apply 1V AC at operating frequency to topload-to-ground port -- Use small-signal AC source (simulation or actual) - -**Step 3:** Measure current -``` -I_test = current into topload port with 1V applied -``` - -**Step 4:** Calculate Z_th -``` -Z_th = V_test / I_test = 1V / I_test - -Z_th = R_th + jX_th (complex impedance) -``` - -**Physical meaning:** -- R_th: resistive losses (secondary winding, topload, damping) -- X_th: reactive component (usually capacitive from topload) - -**Typical values at 200 kHz:** -- R_th: 10-100 Ω (depends on Q and coil size) -- X_th: -500 to -3000 Ω (capacitive) -- |Z_th|: 500-3000 Ω - ---- - -### WORKED EXAMPLE 2.5A: Extracting Z_th from Simulation - -**Simulation setup:** -- DRSSTC at f = 185 kHz -- Primary drive set to 0V -- All components remain (L_primary, C_MMC, secondary, topload) -- AC test source: 1V ∠0° at topload-to-ground - -**Simulation results:** -- I_test = 0.000412 ∠87.3° A = 0.412 mA ∠87.3° - -**Calculate Z_th:** - -**Step 1:** Impedance magnitude -``` -|Z_th| = |V| / |I| = 1 V / 0.000412 A = 2427 Ω -``` - -**Step 2:** Impedance phase -``` -φ_Z_th = φ_V - φ_I = 0° - 87.3° = -87.3° -``` - -**Step 3:** Polar form -``` -Z_th = 2427 Ω ∠-87.3° -``` - -**Step 4:** Convert to rectangular -``` -R_th = |Z_th| × cos(φ_Z_th) = 2427 × cos(-87.3°) = 2427 × 0.0471 = 114 Ω -X_th = |Z_th| × sin(φ_Z_th) = 2427 × sin(-87.3°) = 2427 × (-0.9989) = -2424 Ω - -Z_th = 114 - j2424 Ω -``` - -**Interpretation:** -- **R_th = 114 Ω:** Secondary losses (winding resistance, dielectric losses) -- **X_th = -2424 Ω:** Strongly capacitive (topload dominates) -- **Phase ≈ -87°:** Nearly pure capacitor with small series resistance -- **Quality factor estimate:** Q ≈ |X_th|/R_th = 2424/114 ≈ 21 - ---- - -### VISUAL AID 2.5A: Thévenin Measurement Setup - -``` -[Describe for drawing:] - -Two circuit diagrams side-by-side: - -LEFT: Full Tesla coil circuit (complex) -- Primary side: Driver → L_primary → C_MMC → Ground -- Magnetic coupling to secondary -- Secondary: Base grounded, many turns, topload at top -- All parasitics shown (C to ground, etc.) -- Output port marked at topload -- Label: "Complex original circuit" - -RIGHT: Thévenin equivalent (simple) -- Just two components: - * Voltage source V_th - * Series impedance Z_th = 114 - j2424 Ω -- Output port (same as left) -- Label: "Thévenin equivalent" - -Arrow between them: "Extraction process" - -BOTTOM: Measurement configuration -- Primary drive: OFF (0V symbol) -- Test source: 1V AC at topload -- Ammeter measuring I_test -- Calculation: Z_th = 1V / I_test -- Note: "All tank components remain in circuit" -``` - ---- - -### PRACTICE PROBLEMS 2.5A - -**Problem 1:** A test measurement gives I_test = 0.00035 ∠82° A for V_test = 1 ∠0° V at f = 200 kHz. Calculate Z_th in rectangular form. - -**Problem 2:** If Z_th = 85 - j1800 Ω, what is the unloaded Q of the secondary circuit? - ---- - -## Module 2.6: Thévenin Equivalent Method - Part B (Using V_th and Z_th) - -### Measuring V_th: Open-Circuit Voltage - -**Procedure:** - -**Step 1:** Remove load -- Disconnect spark (or set spark to not break out) -- Topload is open-circuit - -**Step 2:** Turn ON primary drive -- Normal operating frequency and amplitude -- Drive as you would for spark operation - -**Step 3:** Measure topload voltage -``` -V_th = V(topload) with no load (complex magnitude and phase) -``` - -**Typical:** V_th = 200-500 kV peak for medium coils - -### Predicting Power to Any Load - -With Z_th and V_th known, calculate power to any load impedance Z_load: - -**Circuit with load:** -``` -[V_th] --- [Z_th] --- [Z_load] --- GND - -Total impedance: Z_total = Z_th + Z_load -Current: I = V_th / (Z_th + Z_load) -Voltage across load: V_load = I × Z_load -Power in load: P_load = 0.5 × |I|² × Re{Z_load} -``` - -**Direct formula:** -``` -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -``` - -**No re-simulation needed!** Just plug in different Z_load values. - -### Theoretical Maximum Power - -**Conjugate match condition:** Maximum power transfer occurs when: -``` -Z_load = Z_th* (complex conjugate) - -If Z_th = R_th + jX_th, then Z_load = R_th - jX_th -``` - -**Maximum power:** -``` -P_max = |V_th|² / (8 × R_th) -``` - -**BUT:** For spark loads, conjugate match is usually not achievable due to topological constraints (Module 2.1). - ---- - -### WORKED EXAMPLE 2.6: Complete Thévenin Analysis - -**Given:** -- Z_th = 114 - j2424 Ω (from Example 2.5A) -- V_th = 350 kV ∠0° (measured with drive on, no load) -- Candidate spark load: Z_spark = 60 kΩ - j160 kΩ (from lumped model) - -**Find:** -(a) Current through spark -(b) Voltage across spark -(c) Power dissipated in spark -(d) Theoretical maximum power (conjugate match) - -**Solution:** - -**Part (a):** Current -``` -Z_total = Z_th + Z_spark - = (114 - j2424) + (60000 - j160000) - = (60114 - j162424) Ω - -|Z_total| = √(60114² + 162424²) = √(3.614×10⁹ + 2.638×10¹⁰) = √3.00×10¹⁰ = 173 kΩ - -I = V_th / Z_total = (350 kV) / (173 kΩ) = 2.02 A peak -``` - -**Part (b):** Voltage across spark -``` -Voltage divider: -V_spark = V_th × [Z_spark / (Z_th + Z_spark)] - -|V_spark| = 350 kV × (170 kΩ / 173 kΩ) = 350 kV × 0.983 = 344 kV - -Most voltage appears across spark (Z_spark >> Z_th) -``` - -**Part (c):** Power in spark -``` -P_spark = 0.5 × I² × Re{Z_spark} - = 0.5 × (2.02)² × 60000 - = 0.5 × 4.08 × 60000 - = 122 kW -``` - -**Part (d):** Theoretical maximum -``` -Conjugate match: Z_load = Z_th* = 114 + j2424 Ω - -P_max = |V_th|² / (8 × R_th) - = (350×10³)² / (8 × 114) - = 1.225×10¹¹ / 912 - = 134 MW - -Wait, this seems way too high! Let me recalculate... - -P_max = 0.5 × |V_th|² / (4 × R_th) [Correct formula] - = 0.5 × (350×10³)² / (4 × 114) - = 0.5 × 1.225×10¹¹ / 456 - = 134 MW - -This is still huge because R_th is so small (114 Ω). -``` - -**Reality check:** -- Actual spark power: 122 kW -- Theoretical maximum: 134 MW -- Spark extracts: 122/134000 = 0.09% of theoretical maximum - -**Why such a huge difference?** -- Conjugate match would require Z_load = 114 + j2424 Ω (very low resistance!) -- Actual spark: Z_spark = 60000 - j160000 Ω (much higher resistance, wrong phase) -- Topological constraints prevent achieving conjugate match -- This is normal for Tesla coils! - ---- - -### PRACTICE PROBLEMS 2.6 - -**Problem 1:** Given Z_th = 95 - j1850 Ω, V_th = 280 kV, and a spark model with Z_spark = 50 kΩ - j140 kΩ: -(a) Calculate power delivered to spark -(b) What percentage of theoretical maximum is this? - -**Problem 2:** A load Z_load = 200 + j200 Ω is connected. If Z_th = 100 - j2000 Ω and V_th = 300 kV, calculate the power. Is this inductive or capacitive load? - ---- - -## Module 2.7: Quality Factor and Ringdown Measurements - -### What is Quality Factor (Q)? - -**Definition:** Ratio of energy stored to energy dissipated per cycle: -``` -Q = 2π × (Energy stored) / (Energy dissipated per cycle) - -For series RLC: Q = ωL/R = 1/(ωRC) -For parallel RLC at resonance: Q = R/(ωL) = ωRC -``` - -**Physical meaning:** -- High Q: oscillation persists many cycles (low damping) -- Low Q: oscillation decays quickly (high damping) - -### Measuring Q from Ringdown - -**Procedure:** -1. Excite coil (burst of AC at resonance) -2. Turn off drive -3. Measure voltage decay - -**Exponential envelope:** -``` -V(t) = V₀ × exp(-t/τ) × cos(ωt) - -where τ = 2Q/ω = decay time constant -``` - -**From consecutive peaks:** -``` -Ratio of amplitudes n cycles apart: -A(t + nT) / A(t) = exp(-nT/τ) = exp(-nπ/Q) - -Solving for Q: -Q = nπ / ln[A(t) / A(t + nT)] -``` - -**Practical:** Measure peak-to-peak over several cycles: -``` -Q ≈ πf × Δt / ln(A₁/A₂) - -where Δt = time between measured peaks -``` - -### Extracting Spark Parameters from Q Measurements - -**Unloaded (no spark):** -- Measure f₀, Q₀ -- Represents coil losses only - -**Loaded (with spark):** -- Measure f_L, Q_L -- Spark adds resistance and capacitance - -**At resonance:** -``` -Q_L = ω_L × C_eq × R_p - -where R_p = equivalent parallel resistance at resonance - C_eq = total capacitance = C₀ + ΔC -``` - -**Solving for conductance:** -``` -G_total = 1/R_p = ω_L × C_eq / Q_L - -Spark contribution: -G_spark ≈ G_total - G_0 = ω_L C_eq / Q_L - ω₀ C₀ / Q₀ -``` - -**Capacitance from frequency shift:** -``` -Frequency ratio: f₀/f_L = √(C_eq/C₀) - -Therefore: C_eq = C₀ × (f₀/f_L)² - -Spark capacitance: ΔC = C_eq - C₀ -``` - -**Spark admittance:** -``` -Y_spark ≈ G_spark + jω_L ΔC -``` - ---- - -### WORKED EXAMPLE 2.7: Q Measurement and Spark Extraction - -**Given measurements:** - -**Unloaded:** -- f₀ = 200 kHz -- Q₀ = 80 (from ringdown) -- C₀ = 28 pF (calculated from geometry) - -**With spark:** -- f_L = 185 kHz (frequency dropped) -- Q_L = 25 (from ringdown with spark) - -**Find:** Spark admittance Y_spark - -**Solution:** - -**Step 1:** Calculate loaded capacitance -``` -C_eq = C₀ × (f₀/f_L)² - = 28 pF × (200/185)² - = 28 pF × (1.081)² - = 28 pF × 1.169 - = 32.7 pF - -ΔC = C_eq - C₀ = 32.7 - 28 = 4.7 pF -``` - -**Step 2:** Calculate conductances -``` -ω₀ = 2π × 200×10³ = 1.257×10⁶ rad/s -ω_L = 2π × 185×10³ = 1.162×10⁶ rad/s - -G₀ = ω₀ C₀ / Q₀ - = 1.257×10⁶ × 28×10⁻¹² / 80 - = 35.2×10⁻⁶ / 80 - = 0.44 μS - -G_total = ω_L C_eq / Q_L - = 1.162×10⁶ × 32.7×10⁻¹² / 25 - = 38.0×10⁻⁶ / 25 - = 1.52 μS - -G_spark = G_total - G₀ = 1.52 - 0.44 = 1.08 μS -``` - -**Step 3:** Construct spark admittance -``` -B_spark = ω_L ΔC = 1.162×10⁶ × 4.7×10⁻¹² = 5.46 μS - -Y_spark = G_spark + jB_spark - = 1.08 + j5.46 μS -``` - -**Step 4:** Convert to impedance -``` -|Y_spark| = √(1.08² + 5.46²) = √(1.17 + 29.8) = 5.56 μS - -Z_spark = 1/Y_spark -|Z_spark| = 1/(5.56×10⁻⁶) = 180 kΩ - -φ_Y = atan(5.46/1.08) = atan(5.06) = 78.8° -φ_Z = -78.8° - -Z_spark = 180 kΩ ∠-78.8° - -In rectangular: -R = 180 × cos(-78.8°) = 180 × 0.194 = 35 kΩ -X = 180 × sin(-78.8°) = 180 × (-0.981) = -177 kΩ - -Z_spark = 35 - j177 kΩ -``` - -**Interpretation:** -- Spark added 4.7 pF capacitance (consistent with ~2.4 foot spark) -- R ≈ 35 kΩ at 185 kHz -- Strongly capacitive: φ_Z = -78.8° -- Q dropped from 80 to 25 (spark loading dominates) - ---- - -### PRACTICE PROBLEMS 2.7 - -**Problem 1:** A ringdown shows voltage dropping from 100 kV to 50 kV in 8 cycles at f = 195 kHz. Calculate Q. - -**Problem 2:** Measurements show: f₀ = 210 kHz, Q₀ = 65, f_L = 198 kHz (with spark), Q_L = 30. If C₀ = 25 pF, calculate the spark's added capacitance and equivalent resistance. - -**Problem 3:** Why does frequency decrease when a spark forms? Explain in terms of capacitance. - ---- - -## Part 2 Summary & Integration - -### Key Concepts Checklist - -- [ ] **Topological phase constraint:** φ_Z,min = -atan(2√[r(1+r)]) -- [ ] **Critical ratio:** r ≥ 0.207 makes φ_Z = -45° impossible -- [ ] **R_opt_phase:** Minimizes |φ_Z|, gives φ_Z,min -- [ ] **R_opt_power:** Maximizes power transfer to load -- [ ] **Relationship:** R_opt_power < R_opt_phase always -- [ ] **Hungry streamer:** Plasma self-adjusts toward R_opt_power -- [ ] **Physical limits:** R_min (hot plasma) to R_max (cold plasma) -- [ ] **Why V_top/I_base fails:** Includes displacement currents -- [ ] **Correct port:** Topload-to-ground -- [ ] **Thévenin Z_th:** Output impedance (drive off, test on) -- [ ] **Thévenin V_th:** Open-circuit voltage (drive on, no load) -- [ ] **Power formula:** P = 0.5|V_th|²Re{Z_load}/|Z_th+Z_load|² -- [ ] **Conjugate match:** Usually unachievable due to constraints -- [ ] **Q from ringdown:** Q = πfΔt/ln(A₁/A₂) -- [ ] **Extract Y_spark:** From frequency shift and Q change - ---- - -## Comprehensive Design Exercise - -**Scenario:** Design matching for a DRSSTC - -**Given:** -- Operating frequency: f = 190 kHz -- Topload: C_topload = 30 pF -- Target spark: 3 feet (estimate C_sh) -- FEMM analysis: C_mut = 9 pF for 3-foot spark -- Thévenin equivalent (measured): Z_th = 105 - j2100 Ω, V_th = 320 kV - -**Tasks:** - -1. **Calculate capacitance ratio and phase constraint:** - - Find r = C_mut/C_sh - - Calculate φ_Z,min - - Can this achieve -45°? - -2. **Determine optimal resistances:** - - Calculate R_opt_power - - Calculate R_opt_phase - - What is typical φ_Z at R_opt_power? - -3. **Build lumped spark model:** - - Draw circuit with C_mut, R, C_sh - - Use R = R_opt_power - - Calculate Y_spark - -4. **Predict performance with Thévenin:** - - Calculate Z_spark from Y_spark - - Find total impedance Z_th + Z_spark - - Calculate spark current - - Calculate power delivered to spark - -5. **Compare to theoretical maximum:** - - Calculate P_max (conjugate match) - - What percentage is actually delivered? - - Explain the difference - -**Work through this completely, then check solutions in appendix.** - ---- - -**END OF PART 2** - ---- - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Part 3: Growth Physics and FEMM Modeling - Where Sparks Come From - ---- - -## Module 3.1: Electric Fields and Breakdown - -### Electric Field Basics - -**Definition:** Electric field E is force per unit charge: -``` -E = F/q [units: N/C or V/m] - -Related to voltage: -E = -dV/dx (field is voltage gradient) - -For uniform field: -E ≈ V/d (voltage divided by distance) -``` - -**Field at spark tip is NOT uniform** - concentrated by geometry. - -### Breakdown Field Thresholds - -**E_inception:** Field required to initiate breakdown from smooth electrode -``` -E_inception ≈ 2-3 MV/m (at sea level, dry air) - -Physical process: -- Natural cosmic rays create seed electrons -- Strong field accelerates electrons -- Collisions ionize more atoms -- Avalanche breakdown begins -``` - -**E_propagation:** Field required to sustain spark growth -``` -E_propagation ≈ 0.4-1.0 MV/m (for leader propagation) - -Lower than inception because: -- Channel already partially ionized -- Hot gas easier to ionize -- Photoionization helps (UV from plasma) -``` - -**Altitude/humidity effects:** -- Lower air density (altitude) → lower E_threshold (±20-30%) -- Humidity adds water vapor → changes breakdown (~10%) -- Temperature affects density → small effect - -### Tip Enhancement Factor κ - -Sharp tips concentrate field: - -``` -E_tip = κ × E_average - -where E_average = V/L (voltage divided by length) - κ = enhancement factor ≈ 2-5 typical -``` - -**Physical origin:** -- Charge accumulates at sharp points -- Field lines concentrate at high curvature -- Smaller radius → higher κ - -**FEMM calculates E_tip directly** from geometry and voltage. - -### Growth Criterion - -Spark continues growing when: -``` -E_tip > E_propagation - -If E_tip drops below E_propagation: -- Growth stalls -- Spark cannot extend further -- "Voltage-limited" -``` - ---- - -### WORKED EXAMPLE 3.1: Field Calculation - -**Given:** -- Spark length: L = 1.5 m -- Topload voltage: V_top = 400 kV -- Tip enhancement: κ = 3.5 (from FEMM or estimate) - -**Find:** -(a) Average field -(b) Tip field -(c) Can spark grow if E_propagation = 0.6 MV/m? - -**Solution:** - -**Part (a):** Average field -``` -E_average = V_top / L - = 400×10³ V / 1.5 m - = 267 kV/m - = 0.267 MV/m -``` - -**Part (b):** Tip field -``` -E_tip = κ × E_average - = 3.5 × 0.267 MV/m - = 0.93 MV/m -``` - -**Part (c):** Compare to threshold -``` -E_tip = 0.93 MV/m -E_propagation = 0.6 MV/m - -E_tip > E_propagation ✓ - -Yes, spark can continue growing. -Margin: 0.93/0.6 = 1.55× above threshold -``` - -**If voltage drops to 300 kV:** -``` -E_average = 300 kV / 1.5 m = 0.2 MV/m -E_tip = 3.5 × 0.2 = 0.7 MV/m - -Still above 0.6 MV/m, but margin reduced to 1.17× -``` - -**If voltage drops to 250 kV:** -``` -E_average = 250 kV / 1.5 m = 0.167 MV/m -E_tip = 3.5 × 0.167 = 0.58 MV/m - -Below 0.6 MV/m - growth stalls! -``` - ---- - -### VISUAL AID 3.1: Field Enhancement - -``` -[Describe for drawing:] - -Two panels side-by-side: - -LEFT: Uniform field (parallel plates) -- Two flat plates, voltage V between them -- Evenly spaced field lines (vertical) -- Formula: E = V/d (constant everywhere) -- Label: "No enhancement, κ = 1" - -RIGHT: Point-to-plane (spark geometry) -- Spherical topload at top (voltage V) -- Sharp spark tip pointing down -- Ground plane at bottom -- Field lines: - * Sparse near topload (low density) - * Dense at tip (concentrated) - * Spread out below tip -- Color gradient showing field strength: - * Blue (low) far from tip - * Red (high) at tip -- Annotations: - * E_average = V/L marked along spark - * E_tip at very tip (red zone) - * "Enhancement: E_tip = κ × E_average, κ = 2-5" - -Inset graph: E vs distance from tip -- Sharp peak at tip (E_tip) -- Drops rapidly with distance -- Approaches E_average far from tip -``` - ---- - -### PRACTICE PROBLEMS 3.1 - -**Problem 1:** A 0.8 m spark has V_top = 280 kV, κ = 4. Calculate E_tip. If E_propagation = 0.5 MV/m, can it grow? - -**Problem 2:** A spark stalls at 2.0 m length with V_top = 500 kV and κ = 3. Estimate E_propagation for these conditions. - -**Problem 3:** Why is E_inception > E_propagation? Explain the physical difference. - ---- - -## Module 3.2: Energy Requirements for Growth - -### Energy Per Meter (ε) - -**Concept:** Extending spark by 1 meter requires approximately constant energy: - -``` -Energy to grow from L₁ to L₂: -ΔE ≈ ε × (L₂ - L₁) - -where ε [J/m] depends on operating mode -``` - -**Not just ionization energy** - includes: -1. Initial ionization (breaking molecular bonds) -2. Heating to operating temperature -3. Work against pressure (channel expansion) -4. Radiation losses (light, UV, RF) -5. Branching (wasted energy in short branches) -6. Inefficiency (non-productive heating) - -### Typical ε Values by Operating Mode - -**QCW (Quasi-Continuous Wave):** -``` -ε ≈ 5-15 J/m - -Characteristics: -- Long ramp times (5-20 ms) -- Channel stays hot throughout growth -- Efficient leader formation -- Minimal re-ionization -``` - -**Hybrid DRSSTC (moderate duty cycle):** -``` -ε ≈ 20-40 J/m - -Characteristics: -- Medium pulses (1-5 ms) -- Mix of streamers and leaders -- Some thermal accumulation -- Moderate efficiency -``` - -**Burst mode (hard-pulsed):** -``` -ε ≈ 30-100+ J/m - -Characteristics: -- Short pulses (<500 μs) -- Channel cools between pulses -- Mostly streamers, bright but short -- Must re-ionize repeatedly -- Poor length efficiency -``` - -### Why Different Modes Have Different ε - -**QCW efficiency (low ε):** -- Continuous power → channel stays ionized -- Thermal ionization maintained -- Leaders form efficiently -- Each Joule goes into extension - -**Burst inefficiency (high ε):** -- Peak power → brightening, branching -- Channel cools between bursts -- Energy into light, heat, not length -- Must restart from cold each time - -**Analogy:** Boiling water -- Low ε: Keep burner on, maintain simmer (efficient) -- High ε: Pulse burner on/off, water cools (inefficient) - -### Theoretical Minimum Energy - -**Just ionization:** -``` -Ionization energy per molecule ≈ 15 eV -Air density ≈ 2.5×10²⁵ molecules/m³ -Channel volume ≈ π(d/2)² × L - -For d = 1 mm, L = 1 m: -E_ionize = 15 eV × 2.5×10²⁵ × π×(0.5×10⁻³)² × 1 - ≈ 0.3 J/m (theoretical minimum) -``` - -**Why ε >> 0.3 J/m?** -- Heating to 5000-20000 K (thermal energy) -- Radiation (visible light, UV, IR) -- Expansion work (push air aside) -- Branching losses (many failed attempts) -- Inefficiencies (not all current goes to useful ionization) - -**Result:** Real ε is 20-300× theoretical minimum. - ---- - -### WORKED EXAMPLE 3.2: Energy Budget - -**Given:** -- Target spark: L = 2 m -- Operating mode: QCW with ε = 10 J/m -- Growth time: T = 12 ms - -**Find:** -(a) Total energy required -(b) Average power required -(c) If only 80 kW available, what happens? - -**Solution:** - -**Part (a):** Total energy -``` -E_total = ε × L - = 10 J/m × 2 m - = 20 J -``` - -**Part (b):** Average power -``` -P_avg = E_total / T - = 20 J / 0.012 s - = 1667 W - ≈ 1.7 kW -``` - -**Part (c):** With limited power -``` -Available: P = 80 kW (much more than needed!) - -This is 80/1.7 = 47× the required power. - -Options: -1. Grow much faster: T = 20 J / 80 kW = 0.25 ms (burst-like) -2. Grow to longer length: L = P × T / ε - For same 12 ms: L = 80 kW × 0.012 s / 10 J/m = 96 m (unrealistic!) - -Reality: Voltage limit kicks in first - - Cannot maintain E_tip > E_propagation for 96 m - - Spark stalls at voltage-limited length -``` - -**Key insight:** Need BOTH adequate power AND adequate voltage! - ---- - -### PRACTICE PROBLEMS 3.2 - -**Problem 1:** A burst-mode coil has ε = 60 J/m. To reach 1.5 m in a 200 μs pulse, what power is required? - -**Problem 2:** Two coils both deliver 50 kW. Coil A (QCW, ε = 8 J/m) vs Coil B (burst, ε = 50 J/m). For 10 ms operation, which produces longer sparks? - ---- - -## Module 3.3: Growth Rate and Stalling - -### The Growth Rate Equation - -When field threshold is met: -``` -dL/dt = P_stream / ε [units: m/s] - -where P_stream = power delivered to spark [W] - ε = energy per meter [J/m] -``` - -**Physical meaning:** -- More power → faster growth -- Higher ε (inefficiency) → slower growth - -**When growth stops:** -``` -If E_tip < E_propagation: - dL/dt = 0 (stalled) - -Cannot grow regardless of available power -``` - -### Voltage-Limited vs Power-Limited - -**Voltage-limited:** -``` -E_tip < E_propagation -- Field too weak at tip -- Spark cannot extend -- More power doesn't help (without more voltage) -- Common for small topload, long target -``` - -**Power-limited:** -``` -E_tip > E_propagation, but P_stream < ε × (dL/dt)_desired -- Field adequate, but not enough energy -- Spark grows slowly or stalls before reaching potential -- More voltage doesn't help (without more power) -- Common for high-Q coils, weak drive -``` - -### Predicting Growth Time - -For constant power during ramp: -``` -L(t) = (P_stream / ε) × t - -Time to reach L_target: -T = ε × L_target / P_stream -``` - -**More realistic:** Power changes as spark grows (loading changes) -``` -T = ∫₀^L_target (ε / P_stream(L)) dL - -Requires simulation or numerical integration -``` - ---- - -### WORKED EXAMPLE 3.3: Growth Prediction - -**Given:** -- QCW coil, ε = 12 J/m -- Target: L = 1.8 m -- Power profile: P_stream = 100 kW (constant during ramp) -- κ = 3.2, E_propagation = 0.7 MV/m -- V_top ramps linearly: V(t) = 50 kV/ms × t - -**Find:** -(a) Growth time if power-limited -(b) Growth time if voltage-limited -(c) Actual growth (considering both limits) - -**Solution:** - -**Part (a):** Power-limited case (assume infinite voltage) -``` -T_power = ε × L / P_stream - = 12 J/m × 1.8 m / 100000 W - = 21.6 J / 100000 W - = 0.000216 s - = 0.216 ms -``` - -**Part (b):** Voltage-limited case - -At length L, need E_tip > E_propagation: -``` -E_tip = κ × V(t) / L > E_propagation -V(t) > E_propagation × L / κ - -For L = 1.8 m: -V_required > 0.7×10⁶ × 1.8 / 3.2 -V_required > 0.394 MV = 394 kV - -With ramp V(t) = 50 kV/ms × t: -T_voltage = 394 kV / (50 kV/ms) = 7.88 ms -``` - -**Part (c):** Actual growth (limited by slowest) -``` -T_power = 0.216 ms (very fast if voltage available) -T_voltage = 7.88 ms (slower, limited by ramp rate) - -Actual: T ≈ 7.88 ms (voltage-limited) - -The spark grows as fast as voltage ramps allow. -Power is MORE than sufficient (100 kW available, only need ~2.7 kW) -``` - -**Verification of power requirement:** -``` -P_needed = ε × L / T_actual - = 12 × 1.8 / 0.00788 - = 2.74 kW - -100 kW available >> 2.74 kW needed ✓ -Confirms voltage-limited, not power-limited -``` - ---- - -### VISUAL AID 3.3: Growth Curves - -``` -[Describe for plotting:] - -Graph: Spark length L vs time t - -Three curves: - -CURVE 1 (Blue): Power-limited -- Linear growth: L(t) = (P/ε) × t -- Steep slope (fast growth) -- Reaches target quickly (0.2 ms) -- Label: "Power-limited: unlimited voltage" - -CURVE 2 (Red): Voltage-limited -- Curved growth: L(t) must satisfy E_tip(V(t),L) > E_prop -- Slower, follows voltage ramp capability -- Reaches target at 7.88 ms -- Label: "Voltage-limited: slow ramp" - -CURVE 3 (Green): Actual (realistic) -- Follows faster curve initially -- Transitions to limiting constraint -- Usually voltage-limited for Tesla coils -- Label: "Actual: limited by slowest constraint" - -Shaded regions: -- Below curves: "Achieved length" -- Above: "Not yet reached" - -Annotations: -- "QCW: usually voltage-limited" -- "Burst: can be power-limited" -- "Need both P and V adequate" -``` - ---- - -### PRACTICE PROBLEMS 3.3 - -**Problem 1:** A spark grows at 2 m/s when P = 40 kW and ε = 20 J/m. Verify this is consistent with dL/dt = P/ε. - -**Problem 2:** If E_propagation = 0.5 MV/m, κ = 3, and voltage is fixed at V = 300 kV, what is the maximum length the spark can reach (voltage-limited)? - -**Problem 3:** A coil delivers 30 kW to a spark with ε = 15 J/m. How long to reach 2.5 m? If this time is longer than the voltage ramp allows, which limit dominates? - ---- - -## Module 3.4: Thermal Physics of Plasma Channels - -### Temperature Regimes - -**Streamers (cold):** -``` -T ≈ 1000-3000 K -- Weakly ionized -- Mostly neutral gas with some ions/electrons -- Purple/blue color (N₂ emission) -``` - -**Leaders (hot):** -``` -T ≈ 5000-20000 K -- Fully ionized plasma -- White/orange color (blackbody + line emission) -- Approaching temperatures of stellar photospheres! -``` - -### Thermal Diffusion Time - -Heat diffuses radially from hot channel core: -``` -τ_thermal = d² / (4α_thermal) - -where d = channel diameter - α_thermal ≈ 2×10⁻⁵ m²/s for air -``` - -**Examples:** -``` -Thin streamer (d = 100 μm): -τ = (100×10⁻⁶)² / (4 × 2×10⁻⁵) - = 10⁻⁸ / (8×10⁻⁵) - = 0.125 ms - -Thick leader (d = 5 mm): -τ = (5×10⁻³)² / (4 × 2×10⁻⁵) - = 25×10⁻⁶ / (8×10⁻⁵) - = 312 ms -``` - -### Why Observed Persistence is Longer - -**Pure thermal diffusion** predicts cooling in 0.1-300 ms, but channels persist longer due to: - -**1. Convection (buoyancy):** -``` -Hot gas rises: v ≈ √(g × d × ΔT/T_amb) - -For d = 2 mm, ΔT = 10000 K: -v ≈ √(9.8 × 0.002 × 10000/300) - ≈ √(0.65) ≈ 0.8 m/s - -Rising column remains hot longer than conduction alone -``` - -**2. Ionization memory:** -``` -Recombination time: τ_recomb = 1/(α_recomb × n_e) -Can be 10 μs to 10 ms depending on density -Ions/electrons persist after thermal cooling begins -``` - -**Effective persistence:** -``` -Streamers: ~1-5 ms (convection + ionization) -Leaders: seconds (buoyant column maintained) -``` - -### QCW Advantage - -**QCW ramp times (5-20 ms) exploit channel persistence:** -``` -1. Initial streamers form (t = 0) -2. Power heats channel → leader begins (t = 1 ms) -3. Leader maintained by continuous power (t = 1-20 ms) -4. Channel stays hot entire time -5. New growth builds on existing ionization -6. Efficient energy use -``` - -**Burst mode problem:** -``` -1. Pulse creates bright streamer (t = 0-0.1 ms) -2. Pulse ends, channel cools (t = 0.1-1 ms) -3. Next pulse must re-ionize cold gas (t = 1 ms) -4. Energy wasted re-heating -5. Inefficient (high ε) -``` - ---- - -### WORKED EXAMPLE 3.4: Thermal Time Constants - -**Given:** -- Channel diameter: d = 2 mm (typical leader) -- Air thermal diffusivity: α = 2×10⁻⁵ m²/s - -**Find:** -(a) Pure thermal diffusion time -(b) Estimate convection velocity if ΔT = 8000 K -(c) QCW ramp time recommendation - -**Solution:** - -**Part (a):** Thermal diffusion -``` -τ_thermal = d² / (4α) - = (2×10⁻³)² / (4 × 2×10⁻⁵) - = 4×10⁻⁶ / (8×10⁻⁵) - = 0.05 s - = 50 ms -``` - -**Part (b):** Convection velocity -``` -v ≈ √(g × d × ΔT/T_amb) - ≈ √(9.8 × 0.002 × 8000/300) - ≈ √(0.523) - ≈ 0.72 m/s - -Upward velocity helps maintain hot column -``` - -**Part (c):** QCW ramp recommendation -``` -τ_thermal = 50 ms - -Good QCW ramp: T_ramp << τ_thermal (finish before significant cooling) -Reasonable: T_ramp = 5-20 ms (10-40% of τ) - -If T_ramp >> τ_thermal: - - Channel cools during ramp - - Must reheat repeatedly - - Loses QCW efficiency advantage -``` - ---- - -### PRACTICE PROBLEMS 3.4 - -**Problem 1:** A streamer has d = 150 μm. Calculate τ_thermal. If burst pulse is 500 μs, does channel cool significantly during pulse? - -**Problem 2:** Why do thick leaders persist longer than thin streamers? Give two physical reasons. - ---- - -## Module 3.5: The Capacitive Divider Problem - -### Voltage Division Along Spark - -From Part 1, spark circuit: -``` - [C_mut] -Topload ----||---- Spark - | - [R] - | - [C_sh] - | - GND -``` - -**Voltage divider:** V_tip depends on impedance ratio: -``` -V_tip = V_topload × Z_mut / (Z_mut + Z_sh) - -where Z_mut = (1/jωC_mut) || R (parallel combination) - Z_sh = 1/(jωC_sh) -``` - -### Open-Circuit Limit (No Current) - -When R → ∞ (no conduction), only capacitances matter: -``` -V_tip = V_topload × C_mut / (C_mut + C_sh) -``` - -**Problem:** As spark grows, C_sh increases (∝ length): -``` -C_sh ≈ 2 pF/foot × L - -As L increases → C_sh increases → V_tip decreases! -``` - -**Example:** -``` -V_topload = 400 kV (constant) -C_mut = 8 pF (approximately constant) - -Short spark (1 ft): C_sh = 2 pF -V_tip = 400 × 8/(8+2) = 320 kV (80%) - -Medium spark (3 ft): C_sh = 6 pF -V_tip = 400 × 8/(8+6) = 229 kV (57%) - -Long spark (6 ft): C_sh = 12 pF -V_tip = 400 × 8/(8+12) = 160 kV (40%) -``` - -**Tip voltage drops to 40% even with constant topload voltage!** - -### With Finite Resistance - -Real case with R = R_opt_power ≈ 1/(ω(C_mut+C_sh)): - -``` -Z_mut = R || (1/jωC_mut) ≈ complex value -V_tip is lower and phase-shifted - -Effect is similar but worse: -- Magnitude division (as above) -- Plus current-dependent voltage drop across R -- V_tip drops faster than capacitive case alone -``` - -### Impact on Growth - -``` -E_tip = κ × V_tip / L - -As L increases: -- Numerator (V_tip) decreases (capacitive division) -- Denominator (L) increases (geometry) -- E_tip decreases as L² - -Growth becomes progressively harder! -``` - -**Why sub-linear scaling:** -``` -If energy scales as E ∝ L², but division effect makes -V_tip ∝ 1/L, then achievable length L ∝ √E - -This explains Freau's empirical observation: L ∝ √E for burst mode -``` - ---- - -### WORKED EXAMPLE 3.5: Voltage Division - -**Given:** -- V_topload = 350 kV (maintained constant) -- C_mut = 10 pF -- Spark grows from 0 to 4 feet - -**Find:** V_tip at L = 1, 2, 3, 4 feet (open-circuit approximation) - -**Solution:** - -**At L = 1 ft:** -``` -C_sh = 2 pF/ft × 1 ft = 2 pF - -V_tip = 350 kV × 10/(10+2) - = 350 × 10/12 - = 292 kV (83% of V_topload) -``` - -**At L = 2 ft:** -``` -C_sh = 4 pF - -V_tip = 350 × 10/14 - = 250 kV (71%) -``` - -**At L = 3 ft:** -``` -C_sh = 6 pF - -V_tip = 350 × 10/16 - = 219 kV (63%) -``` - -**At L = 4 ft:** -``` -C_sh = 8 pF - -V_tip = 350 × 10/18 - = 194 kV (55%) -``` - -**Summary table:** - -| Length | C_sh | V_tip | % of V_top | -|--------|------|-------|------------| -| 1 ft | 2 pF | 292 kV| 83% | -| 2 ft | 4 pF | 250 kV| 71% | -| 3 ft | 6 pF | 219 kV| 63% | -| 4 ft | 8 pF | 194 kV| 55% | - -**Voltage drops almost linearly with length, making further extension difficult.** - ---- - -### PRACTICE PROBLEMS 3.5 - -**Problem 1:** V_top = 300 kV, C_mut = 12 pF. Calculate V_tip for L = 2 ft and L = 5 ft. What percentage is lost? - -**Problem 2:** If E_propagation = 0.6 MV/m and κ = 3, what V_tip is needed for 2 m spark? Using C_mut = 8 pF, what V_topload is required? - ---- - -## Module 3.6: Introduction to FEMM - -### What is FEMM? - -**FEMM = Finite Element Method Magnetics** -- Free, open-source electromagnetic FEA software -- 2D planar and axisymmetric problems -- Electrostatic, magnetostatic, AC magnetic, thermal analysis - -**For Tesla coils:** Use electrostatic solver to extract capacitances - -**Download:** www.femm.info - -### Basic Workflow - -**1. Define geometry:** -- Draw conductors (spark, topload, ground) -- Define materials (air, metal) -- Set boundaries (Dirichlet, Neumann) - -**2. Assign properties:** -- Conductor potentials (voltages) -- Material properties (permittivity) -- Boundary conditions - -**3. Mesh:** -- Automatic triangulation -- Refinement near conductors - -**4. Solve:** -- Numerical solution of Laplace's equation -- ∇²V = 0 in free space - -**5. Post-process:** -- Extract capacitance matrix -- Calculate electric fields -- Visualize field lines - -### Problem Setup for Spark - -**Geometry:** -``` -- Toroidal topload (axisymmetric) -- Cylindrical spark channel (vertical) -- Ground plane (large boundary) -- Air region (surrounds everything) -``` - -**Materials:** -``` -- Air: ε_r = 1.0 -- Conductors: Set potentials, not material -``` - -**Boundaries:** -``` -- Outer boundary: V = 0 (grounded, far from coil) -- Axisymmetric boundary: special condition (mirror) -``` - -**Potentials:** -``` -- Topload: 1 V (arbitrary, will scale) -- Spark: floating (capacitance extraction) -- Ground: 0 V -``` - ---- - -### WORKED EXAMPLE 3.6: FEMM Tutorial (Conceptual) - -**Task:** Extract C_mut and C_sh for 1 m spark from 30 cm toroid - -**Step 1: Geometry (axisymmetric)** -``` -r-z coordinates (cylindrical) -- Toroid: major radius 15 cm, minor radius 5 cm, center at z = 0 -- Spark: cylinder radius 1 mm, extends from z = -5 cm to z = -105 cm -- Ground plane: z = -120 cm (large disk) -- Outer boundary: r = 200 cm, z = ±150 cm (large region) -``` - -**Step 2: Materials** -``` -- Everything is "Air" (ε_r = 1) -- Will assign potentials, not conductivities -``` - -**Step 3: Boundaries** -``` -- r = 0: Axisymmetric boundary (axis of symmetry) -- Outer box: V = 0 (Dirichlet) -``` - -**Step 4: Conductors** -``` -Create 3 conductor groups: -- Conductor 1: Topload surface, V = 1V -- Conductor 2: Spark surface, floating (no fixed potential) -- Conductor 3: Ground plane, V = 0V -``` - -**Step 5: Mesh and solve** -``` -- Auto mesh: ~5000 elements typical -- Solve electrostatic problem -- Convergence <0.001% -``` - -**Step 6: Extract capacitance matrix** -``` -FEMM outputs 3×3 Maxwell capacitance matrix [C]: - - Top Spark Ground -Top [ 30 -8 -22 ] pF -Spark [ -8 14 -6 ] pF -Ground[ -22 -6 28 ] pF - -(Values are example) -``` - -**Step 7: Calculate C_mut and C_sh** -``` -C_mut = |C[Top, Spark]| = |-8| = 8 pF - -C_sh = C[Spark, Spark] + C[Spark, Top] - = 14 + (-8) - = 6 pF - -Validation: 6 pF ≈ 2 pF/ft × 3.3 ft ✓ -``` - ---- - -### VISUAL AID 3.6: FEMM Interface - -``` -[Describe for screenshot annotation:] - -FEMM main window with four panels: - -UPPER LEFT: Geometry editor -- Drawing tools (point, line, arc, circle) -- Coordinate display (r, z in cm) -- Toroid drawn as rotated circle -- Spark as vertical line segment -- Ground as horizontal line -- All in r-z plane (axisymmetric) - -UPPER RIGHT: Problem definition -- Properties: Frequency = 0 (electrostatic) -- Length units: centimeters -- Problem type: Axisymmetric -- Precision: 1e-8 - -LOWER LEFT: Mesh view -- Triangle mesh covering domain -- Refined near conductors (smaller triangles) -- Coarse far away (larger triangles) -- Color = element size - -LOWER RIGHT: Solution view -- Filled contours: equipotential lines (V) -- Field vectors: E field (arrows) -- Concentrated at topload and spark tip -- Circuit property window showing capacitances -``` - ---- - -### PRACTICE PROBLEMS 3.6 - -**Problem 1:** Why do we use V = 1 V instead of actual voltage (400 kV)? (Hint: electrostatics is linear) - -**Problem 2:** A FEMM simulation with 2 m spark gives C_sh = 14 pF. Does this match the empirical 2 pF/ft rule? (Show calculation) - ---- - -## Module 3.7: Extracting Capacitances from FEMM - -### The Maxwell Capacitance Matrix - -FEMM outputs matrix [C] where: -``` -[Q] = [C] × [V] - -Q_i = charge on conductor i -V_i = potential of conductor i - -Matrix properties: -- Symmetric: C_ij = C_ji -- Diagonal positive: C_ii > 0 -- Off-diagonal negative: C_ij < 0 for i≠j -- Row sums to zero: Σ_j C_ij = 0 -``` - -**Physical meaning:** -- C_ii: self-capacitance (conductor i to infinity) -- C_ij (i≠j): mutual capacitance (coupling between i and j, negative) - -### Two-Body System (Topload + Spark) - -Matrix for topload (1), spark (2), ground (implicit): -``` - [1] [2] -[1] [ C₁₁ C₁₂ ] -[2] [ C₂₁ C₂₂ ] - -Example values: - [Top] [Spark] -[Top] [ 30 -8 ] pF -[Spark][ -8 14 ] pF -``` - -### Extraction Formulas - -**C_mut (mutual capacitance):** -``` -C_mut = |C₁₂| = |C₂₁| - -Take absolute value of off-diagonal element -``` - -**C_sh (spark to ground):** - -Method 1 - From row sum: -``` -Ground capacitance = -(C₂₁ + C₂₂) -But we want spark-to-ground only: C_sh - -C_sh = C₂₂ + C₂₁ - = C₂₂ - |C₁₂| (since C₂₁ = C₁₂ < 0) -``` - -Method 2 - Direct measurement: -``` -Run second simulation with topload grounded -Measure spark capacitance to ground directly -``` - -**Validation check:** -``` -C_sh ≈ 2 pF/foot × L_spark - -If ratio is 1.5-2.5 pF/foot: good -If significantly different: check geometry/mesh -``` - ---- - -### WORKED EXAMPLE 3.7: Matrix Interpretation - -**Given FEMM output:** -``` -Conductor properties: -Conductor 1 (Topload): 35.2 pF to ground -Conductor 2 (Spark): 16.8 pF to ground - -Circuit properties: -C[1,1] = 35.2 pF -C[1,2] = -10.5 pF -C[2,1] = -10.5 pF (symmetry) -C[2,2] = 16.8 pF - -Spark length: 1.8 m = 5.9 ft -``` - -**Extract:** -(a) C_mut -(b) C_sh -(c) Validate against empirical rule - -**Solution:** - -**Part (a):** Mutual capacitance -``` -C_mut = |C[1,2]| = |-10.5| = 10.5 pF -``` - -**Part (b):** Shunt capacitance -``` -C_sh = C[2,2] + C[2,1] - = 16.8 + (-10.5) - = 6.3 pF -``` - -**Part (c):** Validation -``` -Empirical prediction: -C_sh_predicted = 2 pF/ft × 5.9 ft = 11.8 pF - -FEMM result: -C_sh_FEMM = 6.3 pF - -Ratio: 6.3 / 11.8 = 0.53 - -This is LOWER than expected (by factor ~2) -``` - -**Possible explanations:** -``` -1. Empirical rule assumes straight vertical spark - - If spark is angled or curved, less capacitance - -2. Empirical rule from community measurements - - May include some C_mut in "measured" value - - Pure C_sh might be lower - -3. Ground plane distance matters - - FEMM has specific ground geometry - - Empirical rule assumes "typical" room - -4. Diameter assumption - - Thinner diameter → lower C_sh (logarithmic) - -For modeling: Use FEMM value (more accurate for specific geometry) -``` - ---- - -### VISUAL AID 3.7: Capacitance Matrix Interpretation - -``` -[Describe for diagram:] - -Left: Physical picture -- Topload (labeled "1") -- Spark channel (labeled "2") -- Ground plane (labeled "0" or implicit) -- Field lines showing: - * C₁₁: Topload to infinity (self) - * C₂₂: Spark to infinity (self) - * C₁₂: Topload to spark (mutual, shown in green) - -Center: Matrix representation -``` -[C] = [ 35.2 -10.5 ] - [-10.5 16.8 ] -``` -- Diagonal highlighted (positive) -- Off-diagonal highlighted (negative) -- Symmetry shown with arrows - -Right: Circuit extraction -- C_mut = |C₁₂| = 10.5 pF (between topload and spark) -- C_sh = C₂₂ - |C₁₂| = 6.3 pF (spark to ground) -- Circuit diagram showing extracted values - -Bottom: Key points -- "Off-diagonal → mutual capacitance" -- "Diagonal - mutual → shunt capacitance" -- "Always check symmetry: C₁₂ = C₂₁" -``` - ---- - -### PRACTICE PROBLEMS 3.7 - -**Problem 1:** FEMM gives C[1,1]=40 pF, C[1,2]=-12 pF, C[2,2]=20 pF for a 2 m spark. Extract C_mut and C_sh. Does C_sh match the empirical rule? - -**Problem 2:** Why are off-diagonal elements negative in the Maxwell matrix? What would happen if they were positive? - ---- - -## Module 3.8: Building the Lumped Spark Model - -### Complete Workflow - -**Step 1: FEMM electrostatic analysis** -``` -- Geometry: topload + spark + ground -- Axisymmetric 2D -- Solve at frequency = 0 (electrostatic) -- Extract [C] matrix -``` - -**Step 2: Calculate circuit elements** -``` -C_mut = |C₁₂| from matrix -C_sh = C₂₂ - |C₁₂| from matrix -R = R_opt_power = 1/(ω(C_mut + C_sh)) -Clip to physical bounds: R = clip(R, R_min, R_max) -``` - -**Step 3: Build SPICE netlist** -``` -* Lumped spark model -.param freq=200k -.param omega={2*pi*freq} - -V_topload topload 0 AC 1 ; 1V test source - -C_mut topload spark_node {C_mut} -R_spark spark_node spark_r {R} -C_sh spark_r 0 {C_sh} - -.ac lin 1 {freq} {freq} -.print ac v(topload) i(V_topload) -.end -``` - -**Step 4: Run AC analysis** -``` -- Calculate Y = I/V at topload port -- Extract Re{Y}, Im{Y} -- Convert to Z if needed -- Calculate power: P = 0.5 × |V|² × Re{Y} -``` - -**Step 5: Validate** -``` -- Check φ_Z in expected range (-55° to -75°) -- Check R in physical range (kΩ to hundreds of kΩ) -- Check C_sh ≈ 2 pF/ft ± factor of 2 -- Compare to measurements if available -``` - -### Integration with Full Coil Model - -``` -[Primary circuit] → [Coupled transformer] → [Secondary] → [Topload] → [Spark model] - -Spark model appears as: -- Load impedance at topload port -- Affects loaded Q, resonant frequency -- Extracts power from secondary -``` - ---- - -### WORKED EXAMPLE 3.8: Complete Lumped Model - -**Given:** -- Frequency: f = 190 kHz -- FEMM results: C_mut = 9.5 pF, C_sh = 7.2 pF -- Physical bounds: R_min = 5 kΩ, R_max = 500 kΩ - -**Build and analyze model:** - -**Step 1:** Calculate R_opt_power -``` -ω = 2π × 190×10³ = 1.194×10⁶ rad/s - -C_total = C_mut + C_sh = 9.5 + 7.2 = 16.7 pF - -R_opt_power = 1/(ω × C_total) - = 1/(1.194×10⁶ × 16.7×10⁻¹²) - = 1/(19.94×10⁻⁶) - = 50.2 kΩ -``` - -**Step 2:** Check bounds -``` -R_min = 5 kΩ -R_opt = 50.2 kΩ -R_max = 500 kΩ - -5 < 50.2 < 500 ✓ - -Use R = 50.2 kΩ -``` - -**Step 3:** Build SPICE model -``` -* Spark lumped model - 190 kHz -V_test topload 0 AC 1V -C_mut topload n1 9.5p -R_spark n1 n2 50.2k -C_sh n2 0 7.2p - -.ac lin 1 190k 190k -.print ac v(topload) i(V_test) vp(topload) ip(V_test) -.end -``` - -**Step 4:** Simulate and extract (example results) -``` -Simulation output: -V(topload) = 1.000 V ∠0° -I(V_test) = 5.23×10⁻⁶ A ∠74.5° - -Y = I/V = 5.23 μS ∠74.5° - -Re{Y} = 5.23 × cos(74.5°) = 1.39 μS -Im{Y} = 5.23 × sin(74.5°) = 5.04 μS - -Convert to Z: -|Z| = 1/5.23×10⁻⁶ = 191 kΩ -φ_Z = -74.5° - -R_eq = 191 × cos(-74.5°) = 51 kΩ -X_eq = 191 × sin(-74.5°) = -184 kΩ -``` - -**Step 5:** Validate -``` -φ_Z = -74.5° : In expected range (-55° to -75°) ✓ -R_eq ≈ 51 kΩ : Close to R_opt = 50.2 kΩ ✓ -Physical: Between 5-500 kΩ ✓ - -C_sh validation: -L ≈ 7.2 pF / 2 pF/ft = 3.6 ft ≈ 1.1 m -Reasonable for medium spark ✓ -``` - -**Step 6:** Power calculation (if V_topload = 320 kV actual) -``` -P = 0.5 × |V|² × Re{Y} - = 0.5 × (320×10³)² × 1.39×10⁻⁶ - = 0.5 × 1.024×10¹¹ × 1.39×10⁻⁶ - = 71.2 kW -``` - -Model is complete and ready for coil integration! - ---- - -### PRACTICE PROBLEMS 3.8 - -**Problem 1:** Build lumped model for: f=200 kHz, C_mut=11 pF, C_sh=9 pF. Calculate all component values and expected φ_Z. - -**Problem 2:** If SPICE simulation gives φ_Z=-85° (more capacitive than expected), what might be wrong with the model? - ---- - -## Part 3 Summary & Integration - -### Key Concepts Checklist - -- [ ] **E_inception:** ~2-3 MV/m to start breakdown -- [ ] **E_propagation:** ~0.4-1.0 MV/m to sustain growth -- [ ] **Tip enhancement:** E_tip = κ × E_avg, κ ≈ 2-5 -- [ ] **Growth criterion:** E_tip > E_propagation required -- [ ] **Energy per meter ε:** 5-15 (QCW), 30-100 (burst) J/m -- [ ] **Growth rate:** dL/dt = P/ε when field adequate -- [ ] **Voltage vs power limited:** Both constraints exist -- [ ] **Thermal time:** τ = d²/(4α), but persistence longer -- [ ] **QCW advantage:** Maintains hot channel (low ε) -- [ ] **Capacitive divider:** V_tip drops as C_sh grows -- [ ] **Sub-linear scaling:** L ∝ √E for voltage-limited -- [ ] **FEMM workflow:** Geometry → solve → extract [C] -- [ ] **Maxwell matrix:** Diagonal positive, off-diagonal negative -- [ ] **C_mut extraction:** |C₁₂| from off-diagonal -- [ ] **C_sh extraction:** C₂₂ - |C₁₂| -- [ ] **Validation:** C_sh ≈ 2 pF/ft ± factor 2 -- [ ] **Lumped model:** (R||C_mut) + C_sh -- [ ] **R = R_opt_power:** For hungry streamer assumption - ---- - -## Final Integration Exercise - -**Complete design challenge:** - -**Given:** -- DRSSTC at 185 kHz -- Toroid: 40 cm major diameter, 10 cm minor -- Target: 2 m spark -- Thévenin: Z_th = 120 - j2200 Ω, V_th = 380 kV - -**Tasks:** - -1. **FEMM analysis (describe setup):** - - Draw geometry for 2 m spark - - What boundaries to use? - - Expected C_sh range? - -2. **Assume FEMM gives:** C_mut = 11 pF, C_sh = 13 pF - - Validate C_sh (empirical rule) - - Calculate R_opt_power at 185 kHz - - Is R within 5-500 kΩ bounds? - -3. **Build lumped model:** - - Calculate Y_spark - - Convert to Z_spark - - What is φ_Z? - -4. **Predict performance:** - - Calculate Z_total = Z_th + Z_spark - - Find current I - - Calculate power to spark - - Compare to theoretical max (conjugate match) - -5. **Growth analysis:** - - Assume QCW, ε = 10 J/m - - How long to reach 2 m? - - Check voltage requirement: E_prop = 0.6 MV/m, κ = 3.5 - - Is growth voltage-limited or power-limited? - -**This exercise integrates all of Part 3!** - ---- - -**END OF PART 3** - ---- - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Part 4: Advanced Topics - Distributed Models and Real-World Application - ---- - -## Module 4.1: Why Distributed Models? - -### Limitations of Lumped Models - -**Lumped model treats entire spark as single R, C_mut, C_sh:** - -**Works well for:** -- Short sparks (<1 m) -- Impedance matching studies -- Quick optimization -- First-order power estimates - -**Fails to capture:** -``` -1. Current distribution along spark - - Base carries full current - - Tip may have much less (capacitive shunting) - -2. Voltage distribution - - Not linear drop from top to tip - - Capacitive divider effects at each point - -3. Tip vs base differences - - Base: hot, well-coupled, low R - - Tip: cool, weakly-coupled, high R - -4. Streamer/leader transitions - - Base forms leader (low R) - - Tip remains streamer (high R) - - Lumped model averages this out - -5. Very long sparks (>3 m) - - Distributed effects dominate - - Single lumped R is poor approximation -``` - -### When to Use Distributed Model - -**Use distributed when:** -- Spark length > 1-2 meters -- Need current distribution (for measurements) -- Studying leader/streamer physics -- Validating against detailed measurements -- Research/publication quality results - -**Stick with lumped when:** -- Quick design iterations -- Coil-level optimization (matching) -- Spark length < 1 meter -- Engineering estimates sufficient - -**Computational cost:** -- Lumped: <1 second -- Distributed (n=10): ~10-30 seconds -- Distributed (n=20): ~1-5 minutes - ---- - -### VISUAL AID 4.1: Lumped vs Distributed Comparison - -``` -[Describe for diagram:] - -Two-panel comparison: - -LEFT: Lumped model -- Single box representing entire spark -- Three components: C_mut, R, C_sh -- Simple circuit -- One current value -- One voltage drop -- Label: "Good for <1m, fast computation" - -RIGHT: Distributed model (n=5 shown) -- Spark divided into 5 segments -- Each segment has: C_mutual[i], R[i], C_shunt[i] -- Coupling between segments shown -- Current arrows varying in size (large at base, small at tip) -- Voltage nodes at each junction -- Gradient showing R: low (blue) at base, high (red) at tip -- Label: "Captures physics, slower computation" - -BOTTOM: Feature comparison table -| Feature | Lumped | Distributed | -|----------------------|--------|-------------| -| Setup time | Fast | Slow | -| Computation | <1s | 10s-min | -| Current distribution| No | Yes | -| Tip/base difference | No | Yes | -| Accuracy <1m | Good | Excellent | -| Accuracy >3m | Poor | Good | -``` - ---- - -### DISCUSSION QUESTIONS 4.1 - -**Question 1:** A 0.5 m spark shows good agreement between lumped model and measurements. A 3 m spark shows poor agreement. Why? - -**Question 2:** If you only care about total power delivered to spark (not distribution), when would distributed model still be necessary? - -**Question 3:** In what situation might even a distributed model fail? (Hint: think about branching) - ---- - -## Module 4.2: nth-Order Model Structure - -### Segmentation Strategy - -**Divide spark into n equal-length segments:** -``` -n = number of segments (typically 5-20) -L_segment = L_total / n - -Segment numbering: -i = 1: Base (connected to topload) -i = 2, 3, ..., n-1: Middle sections -i = n: Tip (furthest from topload) -``` - -**Why equal lengths?** -- Simplifies FEMM geometry -- Uniform discretization -- Easy to implement -- Non-uniform possible but more complex - -### Circuit Topology - -**Each segment i has:** -``` -1. Resistance R[i] - - Plasma resistance of that segment - - Variable, to be optimized - -2. Mutual capacitances C[i,j] - - Coupling to all other segments j≠i - - And to topload (j=0) - - Extracted from FEMM - -3. Shunt capacitance to ground - - Included in capacitance matrix - - Not a separate component -``` - -**Full network:** -``` -Topload (node 0) - | - +-- C[0,1] -- Node 1 (base segment) - | | - | R[1] - | | - +-- C[0,2] ----+-- Node 2 - | | - | R[2] - | | - ... - | - +-- C[0,n] ----+-- Node n (tip segment) - | - R[n] - | - -Plus C[i,j] between all segment pairs -Plus C[i,ground] for each segment to ground -``` - -**Complexity:** For n segments + topload: -- (n+1)×(n+1) capacitance matrix -- n resistance values -- Total unknowns: n (resistances) - ---- - -### WORKED EXAMPLE 4.2: Draw 3-Segment Model - -**Given:** -- Total spark: 1.5 m -- Divide into n = 3 equal segments -- Each segment: 0.5 m - -**Task:** Draw circuit topology (conceptual) - -**Solution:** - -``` -Topload (V_top, node 0) - | - +---[C[0,1]]---+---[C[0,2]]---+---[C[0,3]]---+ - | | | | - | | | | -Node 1 -------[R[1]]-------------|--------------| -(base) | | | - [C[1,2]] [C[1,3]] | - | | | - Node 2 -----------[R[2]]--------[C[2,3]] - (middle) | | - [C_sh,2] | - | | - Node 3 --------[R[3]] - (tip) | - [C_sh,3] - | - GND - -Where: -- C[i,j] = mutual capacitance between segments -- C_sh[i] = shunt capacitance segment i to ground -- R[i] = resistance of segment i -``` - -**Note:** This is conceptual. Actual implementation uses full (n+1)×(n+1) matrix. - -**Typical values (estimated):** -``` -Segment 1 (base): R[1] = 10 kΩ (hot, well-coupled) -Segment 2 (mid): R[2] = 30 kΩ (moderate) -Segment 3 (tip): R[3] = 100 kΩ (cool, weak coupling) - -C[0,1] > C[0,2] > C[0,3] (coupling decreases with distance) -``` - ---- - -### PRACTICE PROBLEMS 4.2 - -**Problem 1:** A 2.4 m spark is divided into n=6 segments. What is the length of each segment? Number them from base to tip. - -**Problem 2:** For n=10 segments, how many capacitance matrix elements are there? (Count all C[i,j] including diagonal) - -**Problem 3:** Why might R[1] (base) be much smaller than R[10] (tip)? Give two physical reasons. - ---- - -## Module 4.3: FEMM for Distributed Models - -### Multi-Body Electrostatic Setup - -**Geometry definition:** -``` -For n segments + topload → (n+1) conductors - -Example n=5: -- Body 0: Toroid topload -- Body 1: Cylinder, length L/5, base at topload -- Body 2: Cylinder, length L/5, above body 1 -- Body 3: Cylinder, length L/5, above body 2 -- Body 4: Cylinder, length L/5, above body 3 -- Body 5: Cylinder, length L/5, top segment (tip) -- Ground plane at bottom -``` - -**Axisymmetric setup:** -``` -r-z coordinates -All bodies as cylindrical sections -Diameter: 1-3 mm typical (uniform for simplicity) -Spacing: slight gap (~0.1 mm) between segments for FEMM -``` - -**Conductor properties:** -``` -Group each body as separate conductor: -- Conductor 0: Topload, V = 1V -- Conductors 1-n: Spark segments, floating potential -- Ground: V = 0V (boundary condition) -``` - -### Solving and Extraction - -**Mesh requirements:** -``` -- Finer mesh near conductors -- Refinement at segment junctions -- Typical: 10,000-50,000 elements for n=10 -- Convergence: <0.01% error -``` - -**Capacitance matrix output:** -``` -FEMM circuit properties → Capacitance matrix - -(n+1)×(n+1) symmetric matrix [C]: - - [0] [1] [2] ... [n] -[0] [ C₀₀ C₀₁ C₀₂ ... C₀ₙ ] -[1] [ C₁₀ C₁₁ C₁₂ ... C₁ₙ ] -[2] [ C₂₀ C₂₁ C₂₂ ... C₂ₙ ] -... -[n] [ Cₙ₀ Cₙ₁ Cₙ₂ ... Cₙₙ ] - -Properties: -- Symmetric: Cᵢⱼ = Cⱼᵢ -- Diagonal positive: Cᵢᵢ > 0 -- Off-diagonal negative: Cᵢⱼ < 0 for i≠j -- Row sum = 0: Σⱼ Cᵢⱼ = 0 -``` - -### Matrix Validation - -**Check 1: Symmetry** -``` -|C[i,j] - C[j,i]| / |C[i,j]| < 0.01 -If not symmetric: numerical error, refine mesh -``` - -**Check 2: Positive definite** -``` -All eigenvalues should be ≥ 0 -One eigenvalue = 0 (ground reference freedom) -Rest positive -``` - -**Check 3: Physical values** -``` -Nearby segments: larger |C[i,j]| -Distant segments: smaller |C[i,j]| -Base segments: larger C[i,0] (topload coupling) -Tip segments: smaller C[n,0] -``` - -**Check 4: Total shunt capacitance** -``` -C_sh_total = Σᵢ (Cᵢᵢ - |Cᵢ₀|) for all spark segments - -Should be approximately: -C_sh_total ≈ 2 pF/foot × L_total - -Within factor of 2 is reasonable -``` - ---- - -### WORKED EXAMPLE 4.3: FEMM Setup for n=5 - -**Given:** -- Spark length: 2.0 m = 6.56 feet -- Diameter: 2 mm -- n = 5 segments → each 0.4 m long -- Topload: 30 cm toroid - -**FEMM procedure:** - -**Step 1: Geometry (r-z coordinates)** -``` -Topload: -- Major radius: 15 cm, minor radius: 5 cm -- Center at z = 0 -- Lowest point: z = -5 cm - -Segment 1 (base): -- r = 1 mm (0.1 cm) -- z from -5 cm to -45 cm -- Length: 40 cm - -Segment 2: -- z from -45 cm to -85 cm - -Segment 3: -- z from -85 cm to -125 cm - -Segment 4: -- z from -125 cm to -165 cm - -Segment 5 (tip): -- z from -165 cm to -205 cm - -Ground plane: -- z = -220 cm (15 cm below tip) -- r = 0 to 300 cm (large) - -Outer boundary: -- r = 300 cm, z = ±250 cm -``` - -**Step 2: Materials and conductors** -``` -All regions: Air (ε_r = 1) - -Define 6 conductor groups: -Group 0: Topload surface, V = 1V -Groups 1-5: Segment surfaces, floating -Ground: Boundary at z = -220 cm, V = 0V -``` - -**Step 3: Meshing** -``` -Auto mesh with refinement: -- Triangle size near conductors: 0.5 mm -- Triangle size at boundaries: 50 mm -- ~25,000 elements total -``` - -**Step 4: Solve** -``` -Problem type: Electrostatic, axisymmetric -Frequency: 0 Hz -Precision: 1e-8 -``` - -**Step 5: Extract matrix (example results)** -``` -Matrix [C] in pF: - - [0] [1] [2] [3] [4] [5] -[0] [ 32.5 -9.2 -3.1 -1.2 -0.6 -0.3 ] -[1] [ -9.2 14.8 -2.8 -0.9 -0.4 -0.2 ] -[2] [ -3.1 -2.8 10.4 -2.1 -0.7 -0.3 ] -[3] [ -1.2 -0.9 -2.1 8.6 -1.8 -0.5 ] -[4] [ -0.6 -0.4 -0.7 -1.8 7.4 -1.4 ] -[5] [ -0.3 -0.2 -0.3 -0.5 -1.4 5.8 ] - -(Values are illustrative) -``` - -**Step 6: Validate** -``` -Symmetry check: C[1,2] = C[2,1] = -2.8 ✓ - -Total shunt capacitance (approximate): -C_sh ≈ Σᵢ₌₁⁵ (Cᵢᵢ - |Cᵢ₀|) - = (14.8-9.2) + (10.4-3.1) + (8.6-1.2) + (7.4-0.6) + (5.8-0.3) - = 5.6 + 7.3 + 7.4 + 6.8 + 5.5 - = 32.6 pF - -Expected: 2 pF/ft × 6.56 ft = 13.1 pF - -Ratio: 32.6/13.1 = 2.5 - -Higher than expected, but within factor of 2-3 (acceptable) -Difference due to matrix interpretation method -``` - ---- - -### PRACTICE PROBLEMS 4.3 - -**Problem 1:** For n=10 segments, 3 m total, what is each segment length? What is the z-coordinate range for segment 5 if topload bottom is at z=0? - -**Problem 2:** A capacitance matrix shows C[3,7] = -0.4 pF and C[3,4] = -2.1 pF. Which segments are closer to segment 3? Does this make physical sense? - ---- - -## Module 4.4: Implementing Capacitance Matrices in SPICE - -### The Challenge - -**Maxwell matrix has negative off-diagonals:** -``` -Literal SPICE capacitor implementation: -C_12 node1 node2 10p ← OK, positive value -C_12 node1 node2 -10p ← ERROR! Negative capacitance unphysical -``` - -**Problem:** Cannot directly use C[i,j] < 0 as SPICE capacitors - -### Solution 1: Partial Capacitance Transformation - -**Convert Maxwell → Partial (all-positive):** - -**Partial capacitance:** Capacitance with all other nodes grounded - -``` -For node i: -C_partial[i,j] = -C_Maxwell[i,j] for i≠j (flip sign!) -C_partial[i,i] = Σⱼ |C_Maxwell[i,j]| (sum of magnitudes) - -All C_partial > 0 → can implement as SPICE capacitors -``` - -**SPICE implementation:** -``` -* Partial capacitance method -* Between every node pair i,j (i 1 (distant segments) -``` - -**When acceptable:** -- Large n (>10): distant couplings small -- Quick estimates -- Weak segment-to-segment coupling - -**Validation:** Compare full vs approximate impedance - ---- - -### WORKED EXAMPLE 4.4: Partial Capacitance Conversion (3×3) - -**Given Maxwell matrix (topload + 2 segments):** -``` - [0] [1] [2] -[0] [ 30.0 -8.0 -2.0 ] pF -[1] [ -8.0 14.0 -3.0 ] pF -[2] [ -2.0 -3.0 9.0 ] pF -``` - -**Convert to partial (all-positive) for SPICE:** - -**Step 1:** Between-node capacitances (flip signs) -``` -C_partial[0,1] = -C_Maxwell[0,1] = -(-8.0) = 8.0 pF -C_partial[0,2] = -C_Maxwell[0,2] = -(-2.0) = 2.0 pF -C_partial[1,2] = -C_Maxwell[1,2] = -(-3.0) = 3.0 pF -``` - -**Step 2:** Ground capacitances - -For each node, start with diagonal, subtract partial caps: - -**Node 0:** -``` -C[0,0] = 30.0 pF -Sum of partials leaving node 0: 8.0 + 2.0 = 10.0 pF -C_partial[0,gnd] = 30.0 - 10.0 = 20.0 pF -``` - -**Node 1:** -``` -C[1,1] = 14.0 pF -Partials: 8.0 (to 0) + 3.0 (to 2) = 11.0 pF -C_partial[1,gnd] = 14.0 - 11.0 = 3.0 pF -``` - -**Node 2:** -``` -C[2,2] = 9.0 pF -Partials: 2.0 (to 0) + 3.0 (to 1) = 5.0 pF -C_partial[2,gnd] = 9.0 - 5.0 = 4.0 pF -``` - -**Step 3:** SPICE netlist -``` -* Partial capacitance implementation -* Between nodes -C_0_1 node0 node1 8.0p -C_0_2 node0 node2 2.0p -C_1_2 node1 node2 3.0p - -* To ground -C_0_gnd node0 0 20.0p -C_1_gnd node1 0 3.0p -C_2_gnd node2 0 4.0p - -* Resistances (to be determined) -R1 node1 node1_r {R1_value} -R2 node2 node2_r {R2_value} -``` - -**Validation:** Verify total capacitance node0→gnd matches: -``` -With node1, node2 grounded: -C_total = C_0_gnd + C_0_1 || C_1_gnd + C_0_2 || C_2_gnd - -Should equal approximately 30 pF (check numerically) -``` - ---- - -### PRACTICE PROBLEMS 4.4 - -**Problem 1:** Given C_Maxwell = [25, -6; -6, 10] pF (2×2), convert to partial capacitances. Draw the SPICE circuit. - -**Problem 2:** Why can't we just use "negative capacitors" in SPICE? What would it physically mean? - -**Problem 3:** In nearest-neighbor approximation for n=10, how many capacitances are kept vs full matrix? Calculate percentage reduction. - ---- - -## Module 4.5: Resistance Optimization - Iterative Method - -### Algorithm Overview - -**Goal:** Find R[i] for each segment that maximizes total power - -**Challenge:** R[i] values are coupled (changing one affects power in others) - -**Solution:** Iterative optimization with damping - -### Initialization: Tapered Profile - -**Physical expectation:** -- Base: hot, well-coupled → low R -- Tip: cool, weakly-coupled → high R - -**Initialize with gradient:** -``` -For i = 1 to n: - position = (i-1)/(n-1) # 0 at base, 1 at tip - R[i] = R_base + (R_tip - R_base) × position^2 - -Typical starting values: - R_base = 10 kΩ - R_tip = 1 MΩ - -Quadratic taper gives smooth transition -``` - -### Iterative Optimization Loop - -``` -iteration = 0 -converged = False - -While not converged and iteration < max_iterations: - - For i = 1 to n: - # Sweep R[i] while keeping other R[j] fixed - R_test = logspace(R_min[i], R_max[i], 20 points) - - For each R_test_value: - Set R[i] = R_test_value - Run AC analysis - Calculate P[i] = power in segment i - - Find R_optimal[i] = R_test that maximizes P[i] - - # Apply damping for stability - R_new[i] = α * R_optimal[i] + (1-α) * R_old[i] - - # Clip to physical bounds - R[i] = clip(R_new[i], R_min[i], R_max[i]) - - # Check convergence - max_change = max(|R_new[i] - R_old[i]| / R_old[i]) - If max_change < 0.01: # 1% threshold - converged = True - - iteration = iteration + 1 -``` - -**Damping factor α:** -``` -α = 0.3 to 0.5 typical -- Lower α: more stable, slower convergence -- Higher α: faster, may oscillate -- Start with α=0.3 for safety -``` - -### Position-Dependent Bounds - -**Physical limits vary with position:** -``` -position = (i-1)/(n-1) - -R_min[i] = 1 kΩ + (10 kΩ - 1 kΩ) × position - = 1 kΩ at base → 10 kΩ at tip - -R_max[i] = 100 kΩ + (100 MΩ - 100 kΩ) × position^2 - = 100 kΩ at base → 100 MΩ at tip -``` - -**Rationale:** -- Base can achieve very low R (hot leader) -- Tip unlikely to reach low R (cool, weak coupling) -- Prevents unphysical solutions - -### Convergence Behavior - -**Well-coupled base segments:** -- Sharp power peak at optimal R -- Fast convergence (2-3 iterations) -- Stable solution - -**Weakly-coupled tip segments:** -- Flat power curve (many R values similar power) -- Slow/no convergence to unique value -- May stay at high R (physical - streamer regime) - -**Expected result:** -``` -R[1] ≈ 5-20 kΩ (base leader) -R[2] ≈ 10-40 kΩ -... -R[n-1] ≈ 50-200 kΩ -R[n] ≈ 100 kΩ - 10 MΩ (tip streamer) - -Total: Σ R[i] should be in expected range (5-300 kΩ at 200 kHz) -``` - ---- - -### WORKED EXAMPLE 4.5: Iterative Optimization (n=3, simplified) - -**Given:** -- 3 segments, f = 200 kHz -- Capacitance matrix (from FEMM, simplified) -- Initial: R[1]=50k, R[2]=100k, R[3]=500k - -**Iteration 1:** - -**Optimize R[1] (keeping R[2], R[3] fixed):** -``` -Sweep R[1] = [10k, 20k, 30k, 40k, 50k, 60k, 80k, 100k] - -Results (example): -R[1]=10k → P[1]=5.2 kW -R[1]=20k → P[1]=8.1 kW -R[1]=30k → P[1]=9.4 kW ← maximum -R[1]=40k → P[1]=8.9 kW -R[1]=50k → P[1]=7.8 kW (current value) -... - -R_optimal[1] = 30 kΩ -``` - -**Apply damping (α=0.4):** -``` -R_new[1] = 0.4 × 30k + 0.6 × 50k - = 12k + 30k - = 42 kΩ -``` - -**Optimize R[2]:** -``` -With R[1]=42k (updated), R[3]=500k (fixed) - -Sweep R[2], find R_optimal[2] = 60 kΩ -Current: R[2] = 100 kΩ - -R_new[2] = 0.4 × 60k + 0.6 × 100k - = 24k + 60k - = 84 kΩ -``` - -**Optimize R[3]:** -``` -With R[1]=42k, R[2]=84k - -Sweep R[3], power curve is FLAT: -R[3]=200k → P[3]=0.8 kW -R[3]=500k → P[3]=0.85 kW -R[3]=1M → P[3]=0.83 kW - -Weakly coupled! Peak not well-defined. -Keep at R[3] = 500 kΩ (within bounds, acceptable) -``` - -**After iteration 1:** -``` -R[1]: 50k → 42k (change = -16%) -R[2]: 100k → 84k (change = -16%) -R[3]: 500k → 500k (change = 0%) - -Max change = 16% > 1% → not converged, continue -``` - -**Iteration 2:** - -Repeat process with new R values... -(typically 3-5 iterations to converge for base/middle segments) - -**Final converged result (example):** -``` -R[1] = 35 kΩ (leader, base) -R[2] = 75 kΩ (transition) -R[3] = 500 kΩ (streamer, tip - weakly determined) - -Total: 610 kΩ at 200 kHz -Check: Within expected range ✓ -``` - ---- - -### PRACTICE PROBLEMS 4.5 - -**Problem 1:** Initial R=[100k, 200k], optimal found R=[60k, 150k]. With α=0.3, what are the damped updates? - -**Problem 2:** Why use damping factor α<1 instead of just setting R=R_optimal directly? What could go wrong? - -**Problem 3:** After 10 iterations, base segment converged (0.5% change) but tip segment still changing 5% per iteration. What should you do? - ---- - -## Module 4.6: Resistance Optimization - Simplified Method - -### Circuit-Determined Resistance - -**Key insight:** If plasma always seeks R_opt_power, and C depends weakly on diameter: - -``` -For each segment i: - C_total[i] = sum of all capacitances involving segment i - R[i] = 1 / (ω × C_total[i]) - R[i] = clip(R[i], R_min[i], R_max[i]) -``` - -**Extracting C_total from matrix:** -``` -C_total[i] = |C[i,0]| + Σⱼ₌₁ⁿ |C[i,j]| (sum of absolute values) - -This is total capacitance "seen" by segment i -``` - -### Why This Works - -**Physical argument:** - -1. Hungry streamer seeks R = 1/(ωC_total) for max power -2. C depends on diameter: C ∝ 1/ln(h/d) -3. Logarithmic dependence: 2× diameter → ~10% capacitance change -4. R_opt also changes ~10% for diameter change -5. Diameter adjusts to match R_opt (self-consistent) -6. Error from fixed C is comparable to other uncertainties - -**Typical uncertainties:** -``` -FEMM extraction: ±5-10% -Plasma physics (ε, E_prop): ±30-50% -Empirical calibration: ±20-30% - -Diameter approximation: ±10-15% - -Diameter error is SMALL compared to physics uncertainties! -``` - -### When to Use - -**Good for:** -- Standard cases (typical geometries, frequencies) -- First-pass analysis -- Quick evaluation of many designs -- Educational purposes - -**Use iterative when:** -- Research/validation -- Extreme parameters (very long, very short, very low frequency) -- Measurement comparison requires highest accuracy -- Publishing results - -**Computational savings:** -``` -Iterative: 5-10 iterations × 20 R-sweep points × n segments = 1000-2000 AC analyses -Simplified: 1 AC analysis - -Speedup: 1000-2000× faster! -``` - ---- - -### WORKED EXAMPLE 4.6: Simplified R Calculation (n=5) - -**Given:** -- f = 190 kHz, ω = 1.194×10⁶ rad/s -- Capacitance matrix from Example 4.3 (repeated): - -``` - [0] [1] [2] [3] [4] [5] -[0] [ 32.5 -9.2 -3.1 -1.2 -0.6 -0.3 ] -[1] [ -9.2 14.8 -2.8 -0.9 -0.4 -0.2 ] -[2] [ -3.1 -2.8 10.4 -2.1 -0.7 -0.3 ] -[3] [ -1.2 -0.9 -2.1 8.6 -1.8 -0.5 ] -[4] [ -0.6 -0.4 -0.7 -1.8 7.4 -1.4 ] -[5] [ -0.3 -0.2 -0.3 -0.5 -1.4 5.8 ] -``` - -**Calculate R[i] for each segment:** - -**Segment 1 (base):** -``` -C_total[1] = |C[1,0]| + |C[1,2]| + |C[1,3]| + |C[1,4]| + |C[1,5]| - = 9.2 + 2.8 + 0.9 + 0.4 + 0.2 - = 13.5 pF - -R[1] = 1 / (ω × C_total[1]) - = 1 / (1.194×10⁶ × 13.5×10⁻¹²) - = 1 / (16.12×10⁻⁶) - = 62.0 kΩ -``` - -**Segment 2:** -``` -C_total[2] = |C[2,0]| + |C[2,1]| + |C[2,3]| + |C[2,4]| + |C[2,5]| - = 3.1 + 2.8 + 2.1 + 0.7 + 0.3 - = 9.0 pF - -R[2] = 1 / (1.194×10⁶ × 9.0×10⁻¹²) - = 93.0 kΩ -``` - -**Segment 3:** -``` -C_total[3] = 1.2 + 0.9 + 2.1 + 1.8 + 0.5 - = 6.5 pF - -R[3] = 1 / (1.194×10⁶ × 6.5×10⁻¹²) - = 129 kΩ -``` - -**Segment 4:** -``` -C_total[4] = 0.6 + 0.4 + 0.7 + 1.8 + 1.4 - = 4.9 pF - -R[4] = 1 / (1.194×10⁶ × 4.9×10⁻¹²) - = 171 kΩ -``` - -**Segment 5 (tip):** -``` -C_total[5] = 0.3 + 0.2 + 0.3 + 0.5 + 1.4 - = 2.7 pF - -R[5] = 1 / (1.194×10⁶ × 2.7×10⁻¹²) - = 310 kΩ -``` - -**Summary:** -``` -R[1] = 62 kΩ (base - lowest) -R[2] = 93 kΩ -R[3] = 129 kΩ -R[4] = 171 kΩ -R[5] = 310 kΩ (tip - highest) - -Total: R_total = 765 kΩ -``` - -**Validation:** -``` -At 190 kHz for 2 m spark: -Expected total: 50-300 kΩ (from Part 2 guidelines) - -765 kΩ is higher than typical. - -Possible reasons: -- Long spark (2 m), distributed effects significant -- Tip resistance (310k) is high (streamer-dominated) -- If measured, could be lower (iterative optimization might find lower R) - -Within factor of 2-3 of expectations - acceptable for first pass -``` - ---- - -### PRACTICE PROBLEMS 4.6 - -**Problem 1:** Given C_total[i] = [15, 10, 8, 6, 4] pF for n=5 at f=200 kHz, calculate R[i] for all segments. - -**Problem 2:** Compare simplified method: one calculation (1 second) vs iterative: 10 iterations × 20 points × 5 segments = 1000 AC analyses (~100 seconds). For engineering design, which is more appropriate? - ---- - -## Module 4.7: Quick Validation Checks - -### Power Balance - -**Energy conservation:** -``` -P_input = P_spark + P_secondary_losses + P_corona + P_radiation + P_other - -Check: P_spark should be 30-70% of P_input for typical coil -``` - -**If P_spark > 90% of P_input:** -- Secondary losses too low (unrealistic Q) -- Check winding resistance, dielectric losses - -**If P_spark < 20% of P_input:** -- Excessive secondary losses -- Or spark model R too high (not optimized) - -### Total Resistance Range Check - -**Expected at 200 kHz for 1-3 m sparks:** -``` -Burst/streamer-dominated: 50-300 kΩ -QCW/leader-dominated: 5-50 kΩ -Very low frequency (<100 kHz) or very long: 1-10 kΩ - -R_total = Σ R[i] should fall in expected range -``` - -**If outside range:** -- Check frequency (R ∝ 1/f) -- Check optimization convergence -- Verify capacitance matrix extraction -- Consider if mode is truly different (all-leader vs all-streamer) - -### Resistance Distribution Check - -**Physical expectation:** -``` -R[1] < R[2] < R[3] < ... < R[n] - -Base should be lowest (hot, coupled) -Tip should be highest (cool, weakly coupled) - -Monotonic increase expected -``` - -**If non-monotonic:** -- Check capacitance matrix (may have errors) -- Verify optimization didn't get stuck -- Physical interpretation: local heating/cooling variation - -### Phase Angle Check - -**Total impedance phase:** -``` -Calculate Z_total at topload port -φ_Z should be -55° to -75° typical - -If φ_Z > -45°: Too resistive (check if topological constraint violated) -If φ_Z < -85°: Too capacitive (R values too high, not optimized) -``` - -### Convergence Check - -**For distributed models with n=5, 10, 20:** -``` -Run same problem with different n: -- n=5 → Z_total, P_spark -- n=10 → Z_total, P_spark -- n=20 → Z_total, P_spark - -Should converge: changes <10% from n=10 to n=20 - -If still changing >20%: need finer discretization -``` - ---- - -### WORKED EXAMPLE 4.7: Validation Exercise - -**Given simulation results:** -``` -Coil: DRSSTC at 185 kHz -P_primary_input = 150 kW -P_spark = 105 kW (from distributed model n=10) -Spark: 2.5 m - -Distributed R values [kΩ]: -[18, 25, 35, 48, 65, 88, 120, 165, 230, 320] - -Z_total = 185 kΩ ∠-68° -``` - -**Validate:** - -**Check 1: Power balance** -``` -P_spark / P_input = 105 / 150 = 0.70 = 70% - -Expected: 30-70% typical ✓ -Reasonable - some secondary losses, but spark dominates -``` - -**Check 2: Total resistance** -``` -R_total = Σ R[i] = 18+25+35+48+65+88+120+165+230+320 - = 1114 kΩ - -At 185 kHz, expected: 50-300 kΩ for typical -Actual: 1114 kΩ - -High, but this is 2.5 m spark (long) -Factor of 3-4× over typical -Could indicate: -- Very streamer-dominated (burst mode?) -- Or optimization not fully converged -- Or long spark genuinely has higher R - -Flag for investigation, but not necessarily wrong ✓? -``` - -**Check 3: Resistance distribution** -``` -R[1]=18 < R[2]=25 < R[3]=35 < ... < R[10]=320 - -Monotonic increasing ✓ -Expected pattern (base lower, tip higher) ✓ -``` - -**Check 4: Phase angle** -``` -φ_Z = -68° - -Expected range: -55° to -75° -Actual: -68° - -Right in the middle ✓ -Indicates reasonable capacitive loading -``` - -**Check 5: Compare to lumped model** -``` -Lumped model (from earlier): R ≈ 600 kΩ at similar conditions - -Distributed: R_total = 1114 kΩ - -Distributed is higher (factor ~2) -This can happen: -- Distributed captures tip streamer high-R better -- Lumped averages to middle value -- For long sparks, distributed more accurate - -Consistent with expectations ✓ -``` - -**Overall assessment:** -- Most checks pass -- Total R is high but potentially physical for long streamer spark -- Recommend: compare to measurement if available -- Model is usable for predictions - ---- - -### PRACTICE PROBLEMS 4.7 - -**Problem 1:** Simulation shows P_spark = 180 kW but P_input = 150 kW. What's wrong? - -**Problem 2:** Distributed model gives R = [50, 45, 40, 35, 30] kΩ (decreasing from base to tip). Is this physical? What might be wrong? - -**Problem 3:** At 150 kHz, 1.8 m spark, you get R_total = 2 kΩ. Check against expected range. Is this reasonable? - ---- - -## Module 4.8: Complete Simulation Summary - -### Workflow Checklist - -**Phase 1: Geometry and FEMM** -- [ ] Define spark length L_total -- [ ] Choose n segments (typically 10) -- [ ] Create FEMM geometry (axisymmetric) -- [ ] Set up conductors (topload + n segments) -- [ ] Mesh and solve electrostatic -- [ ] Extract (n+1)×(n+1) capacitance matrix [C] -- [ ] Validate: symmetry, positive definite, C_sh ≈ 2 pF/ft - -**Phase 2: Resistance Determination** -- [ ] Choose method: iterative or simplified -- [ ] If simplified: R[i] = 1/(ω × C_total[i]) -- [ ] If iterative: initialize R[i], run optimization loop -- [ ] Apply position-dependent bounds R_min[i], R_max[i] -- [ ] Check convergence (<1% change) -- [ ] Validate: R distribution monotonic, total in expected range - -**Phase 3: SPICE Implementation** -- [ ] Convert [C] matrix to SPICE-compatible form (partial or controlled sources) -- [ ] Add resistance elements R[i] -- [ ] Define topload voltage source (or integrate with full coil model) -- [ ] Set up AC analysis at operating frequency - -**Phase 4: Analysis** -- [ ] Run AC simulation -- [ ] Extract V, I at each node -- [ ] Calculate P[i] in each segment: P[i] = 0.5 × I[i]² × R[i] -- [ ] Calculate total P_spark = Σ P[i] -- [ ] Calculate Y_spark or Z_spark at topload port - -**Phase 5: Validation** -- [ ] Power balance: P_spark reasonable fraction of P_input -- [ ] Total R in expected range for frequency and length -- [ ] Phase angle φ_Z in typical range -- [ ] Resistance distribution physical (increasing base→tip) -- [ ] Compare to lumped model (should be similar order of magnitude) -- [ ] Compare to measurements if available - -**Phase 6: Iteration (if needed)** -- [ ] If validation fails, identify issue -- [ ] Adjust and re-run -- [ ] Document assumptions and uncertainties - ---- - -## Module 4.9: Calibration and Measurement Integration - -### Calibrating ε (Energy Per Meter) - -**Procedure:** - -**Step 1: Controlled test** -``` -Run coil with known drive conditions -Measure final spark length L_measured -``` - -**Step 2: Simulation** -``` -Simulate same conditions -Calculate E_delivered = ∫ P_spark dt over growth time -``` - -**Step 3: Extract ε** -``` -ε_calibrated = E_delivered / L_measured - -Example: -E_delivered = 18 J (from simulation) -L_measured = 1.5 m (from photograph/measurement) - -ε = 18 J / 1.5 m = 12 J/m -``` - -**Step 4: Build database** -``` -Repeat for different operating modes: -- QCW long ramp: ε_QCW -- Burst mode: ε_burst -- Intermediate: ε_hybrid - -Use appropriate ε for future predictions -``` - -### Calibrating E_propagation - -**Procedure:** - -**Step 1: Measure stall condition** -``` -Ramp voltage slowly -Observe maximum length L_max when growth stops -Measure V_topload at stall -``` - -**Step 2: FEMM field analysis** -``` -Set up geometry with spark length = L_max -Apply V = V_topload -Calculate E_tip at tip using FEMM -``` - -**Step 3: Extract threshold** -``` -E_propagation ≈ E_tip at stall - -Typical: 0.4-1.0 MV/m -Calibrate for your specific conditions (altitude, humidity, geometry) -``` - -### Using Measurements to Refine Model - -**Ringdown method (from Part 2):** -``` -1. Measure f₀, Q₀ (unloaded) -2. Measure f_L, Q_L (with spark) -3. Extract Y_spark from frequency shift and Q change -4. Compare to model prediction -5. Adjust R values if significant discrepancy (>factor of 2) -``` - -**Direct impedance measurement:** -``` -If you have: -- Calibrated E-field probe (V_topload) -- Calibrated current probe on spark return path (I_spark, not I_base!) - -Then: -Z_measured = V_topload / I_spark - -Compare to model Z_spark -Adjust R values to match -``` - -**Iterative refinement:** -``` -1. Initial model from FEMM + simplified R -2. Simulate → predict Z_spark, power -3. Measure actual Z_spark, power -4. Adjust R distribution (proportionally) to match measured total R -5. Validate that distribution shape is still physical -6. Use refined model for future predictions -``` - ---- - -### WORKED EXAMPLE 4.9: Calibrating ε - -**Measurement:** -``` -QCW coil, 12 ms ramp -Final spark length: L = 2.2 m -``` - -**Simulation:** -``` -Full model with distributed spark -Calculate power to spark over time: -P_spark(t) varies from 20 kW to 80 kW during ramp - -Total energy: -E_delivered = ∫₀^0.012 P_spark(t) dt - = 26 J (numerical integration) -``` - -**Calibration:** -``` -ε = E_delivered / L_measured - = 26 J / 2.2 m - = 11.8 J/m -``` - -**Interpretation:** -``` -This is at low end of QCW range (5-15 J/m) -Indicates efficient leader formation -Consistent with long ramp time (12 ms) - -Use ε = 12 J/m for future predictions with this coil in QCW mode -``` - -**Validation:** -``` -Predict different condition: -New ramp: 8 ms, available energy: E = 30 J - -Expected length: L = E/ε = 30/12 = 2.5 m - -Run test, measure actual length, compare -If within ±20%: calibration good -If >30% error: investigate (different mode? voltage limited?) -``` - ---- - -### PRACTICE PROBLEMS 4.9 - -**Problem 1:** Simulation shows E = 40 J delivered, measurement shows L = 2.8 m. Calculate ε. Is this more consistent with QCW or burst mode? - -**Problem 2:** A calibration at sea level gives E_propagation = 0.5 MV/m. At 2000 m altitude (air density ~80% of sea level), estimate new E_propagation. - ---- - -## Part 4 Conclusion: Practical Guidelines - -### Decision Tree: Which Model to Use? - -``` -START - | - └─ Spark length < 1 m? - ├─ YES → Use LUMPED model - | * Fast, accurate enough - | * R = R_opt_power - | - └─ NO → Spark length < 3 m? - ├─ YES → Choice: - | * Quick answer: LUMPED - | * Best accuracy: DISTRIBUTED (n=10) - | - └─ NO (>3 m) → Use DISTRIBUTED (n=15-20) - * Essential for accuracy - * Captures tip/base differences - -Research/validation? → Always use DISTRIBUTED -``` - -### Typical Simulation Times - -``` -Lumped model: -- FEMM: 2 min (single geometry) -- SPICE: <1 sec -- Total: ~3 minutes - -Distributed (n=10), simplified R: -- FEMM: 5 min (multi-body) -- SPICE: 1 sec (one analysis) -- Total: ~6 minutes - -Distributed (n=10), iterative R: -- FEMM: 5 min -- SPICE: 100 sec (100 iterations × 1 sec) -- Total: ~7 minutes - -Distributed (n=20), iterative R: -- FEMM: 10 min (larger matrix) -- SPICE: 300 sec (more elements) -- Total: ~15 minutes -``` - -### Accuracy Expectations - -``` -Lumped model: -- Impedance: ±20% -- Power: ±30% -- Good enough for: matching studies, coil optimization - -Distributed (simplified R): -- Impedance: ±15% -- Power: ±25% -- Current distribution: ±30% - -Distributed (iterative R): -- Impedance: ±10% -- Power: ±20% -- Current distribution: ±20% -- Best available without plasma modeling - -Measurement comparison: -- ±20-50% agreement is GOOD (plasma variability) -- ±factor of 2: acceptable (many unknowns) -- Better than factor of 2: excellent! -``` - -### Final Recommendations - -**For hobbyist design:** -- Use lumped model -- Calibrate ε from one measurement -- Predict new conditions - -**For research:** -- Use distributed model (n=10-15) -- Iterative optimization -- Document all assumptions -- Compare to measurements -- Report uncertainties - -**For publications:** -- Distributed model required -- Validation against measurements -- Sensitivity analysis -- Clear methodology section - ---- - -## Final Comprehensive Problem - -**Design Challenge: Predict Performance of New Coil** - -**Given:** -- DRSSTC, f = 195 kHz -- Topload: 35 cm toroid (major diameter) -- Target: 2 m spark, QCW mode (10 ms ramp) -- Primary input: P_input = 120 kW -- Thévenin: Z_th = 110 - j2300 Ω, V_th = 340 kV - -**Required:** - -**Part 1: Distributed Model Setup** -- Choose n (justify) -- Describe FEMM geometry -- What validation checks after extracting [C]? - -**Part 2: Resistance Calculation** -- Choose method (iterative or simplified, justify) -- Estimate expected R_total range -- What bounds for R[i]? - -**Part 3: Performance Prediction** -- Calculate Z_spark -- Find current and power -- What % of theoretical max? - -**Part 4: Growth Analysis** -- Assume ε = 12 J/m (from calibration) -- Can 2 m be reached in 10 ms with available power? -- Check voltage: κ = 3.2, E_prop = 0.7 MV/m -- Is growth voltage-limited or power-limited? - -**Part 5: Validation Plan** -- What measurements would you take? -- How would you refine the model? -- What accuracy do you expect? - -**This problem integrates all four parts of the course!** - ---- - -## Course Summary: Master Checklist - -### Part 1 Concepts -- [ ] Peak vs RMS phasor convention -- [ ] Complex impedance and admittance -- [ ] Power formula: P = 0.5 × Re{V × I*} -- [ ] C_mut and C_sh in spark circuit -- [ ] Circuit topology: (R||C_mut) + C_sh -- [ ] Phase angles and capacitive loading - -### Part 2 Concepts -- [ ] Topological phase constraint φ_Z,min -- [ ] R_opt_power maximizes power transfer -- [ ] Hungry streamer self-optimization -- [ ] Why V_top/I_base is wrong -- [ ] Thévenin equivalent extraction and use -- [ ] Q measurement and ringdown analysis - -### Part 3 Concepts -- [ ] E_inception and E_propagation thresholds -- [ ] Energy per meter ε by mode -- [ ] Growth rate dL/dt = P/ε -- [ ] Thermal time constants and persistence -- [ ] Capacitive divider problem -- [ ] FEMM electrostatic analysis -- [ ] Maxwell capacitance matrix extraction -- [ ] Lumped model construction - -### Part 4 Concepts -- [ ] When distributed models needed -- [ ] nth-order segmentation -- [ ] Multi-body FEMM analysis -- [ ] Capacitance matrix in SPICE (partial capacitance) -- [ ] Iterative R optimization with damping -- [ ] Simplified R = 1/(ωC_total) method -- [ ] Validation checks (power balance, R range, distribution) -- [ ] Calibration from measurements (ε, E_prop) - ---- - -## Resources for Continued Learning - -**Software:** -- FEMM: www.femm.info (free) -- LTSpice: www.analog.com/ltspice (free) -- Python + NumPy/SciPy for automation - -**Tesla Coil Communities:** -- 4hv.org forums (active community) -- highvoltageforum.net -- teslamap.com (coil database) - -**Further Reading:** -- "The Spark Gap" magazine (archived) -- Lightning physics textbooks (Uman, Rakov) -- Plasma physics introductions (Chen) -- High voltage engineering (Kuffel) - -**This framework:** -- Original document for full mathematical details -- Implement in stages (lumped → distributed) -- Calibrate to YOUR coil -- Share results with community! - ---- - -**END OF PART 4** - -**END OF COMPLETE LESSON PLAN** - ---- - -**Congratulations!** You now have a complete framework to: -1. Understand Tesla coil spark physics -2. Extract parameters from FEMM -3. Build circuit models (lumped and distributed) -4. Predict performance -5. Validate against measurements -6. Iterate and improve - -**Next steps:** -- Work through practice problems -- Build your first model -- Compare to real coil -- Refine and calibrate - -# Tesla Coil Spark Modeling - Complete Lesson Plan -## Appendices: Quick Reference Materials - ---- - -## Appendix A: Complete Variable Reference Table - -### Circuit Variables - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **C_mut** | F (pF) | Mutual capacitance between topload and spark | 5-15 pF | -| **C_sh** | F (pF) | Shunt capacitance spark-to-ground | 2 pF/foot × length | -| **C_total** | F (pF) | Total capacitance: C_mut + C_sh | 10-30 pF | -| **C_eq** | F (pF) | Equivalent loaded capacitance | Calculated from f shift | -| **R** | Ω (kΩ) | Spark plasma resistance | 5-500 kΩ @ 200 kHz | -| **R_opt_power** | Ω | Resistance for maximum power transfer | 1/(ω(C_mut+C_sh)) | -| **R_opt_phase** | Ω | Resistance for minimum phase angle | 1/(ω√(C_mut(C_mut+C_sh))) | -| **R_min** | Ω | Minimum physical resistance (hot leader) | 1-10 kΩ | -| **R_max** | Ω | Maximum physical resistance (cold streamer) | 100 kΩ - 100 MΩ | -| **G** | S (μS) | Conductance: 1/R | 1-100 μS typical | -| **B₁** | S (μS) | Susceptance of C_mut: ωC_mut | Positive (capacitive) | -| **B₂** | S (μS) | Susceptance of C_sh: ωC_sh | Positive (capacitive) | -| **Y** | S (μS) | Complex admittance: G + jB | - | -| **Z** | Ω (kΩ) | Complex impedance: R + jX | - | -| **Z_th** | Ω | Thévenin output impedance | 100-200 Ω + j(-2000 to -3000 Ω) | -| **V_th** | V (kV) | Thévenin open-circuit voltage | 200-500 kV | -| **φ_Z** | ° or rad | Impedance phase angle | -55° to -75° typical | -| **φ_Z,min** | ° or rad | Minimum achievable phase: -atan(2√(r(1+r))) | More negative than -45° usually | -| **r** | - | Capacitance ratio: C_mut/C_sh | 0.5-2.0 typical | - -### Frequency and Quality Factor - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **f** | Hz (kHz) | Operating frequency | 100-400 kHz | -| **f₀** | Hz | Unloaded resonant frequency | - | -| **f_L** | Hz | Loaded resonant frequency (with spark) | Lower than f₀ | -| **ω** | rad/s | Angular frequency: 2πf | 6.28×10⁵ - 2.5×10⁶ | -| **Q₀** | - | Unloaded quality factor | 50-200 typical | -| **Q_L** | - | Loaded quality factor (with spark) | 20-80 typical | -| **τ** | s (ms) | Time constant for decay | τ = 2Q/ω | - -### Power and Energy - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **P** | W (kW) | Real (average) power | - | -| **P_spark** | W (kW) | Power dissipated in spark | 10-200 kW | -| **P_avg** | W (kW) | Average power over time | - | -| **P_max** | W (kW) | Theoretical maximum (conjugate match) | Usually unachievable | -| **E** | J | Energy | - | -| **E_total** | J | Total energy to grow spark | ε × L | -| **ε** (epsilon) | J/m | Energy per meter for growth | 5-15 (QCW), 30-100 (burst) | -| **ε₀** | J/m | Initial energy per meter | Before thermal accumulation | - -### Electric Fields - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **E** | V/m (MV/m) | Electric field strength | - | -| **E_tip** | V/m (MV/m) | Field at spark tip | κ × V_top/L | -| **E_average** | V/m (MV/m) | Average field: V_top/L | - | -| **E_inception** | V/m (MV/m) | Field for initial breakdown | 2-3 MV/m | -| **E_propagation** | V/m (MV/m) | Field for sustained growth | 0.4-1.0 MV/m | -| **κ** (kappa) | - | Tip enhancement factor | 2-5 typical | - -### Geometric Variables - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **L** | m | Spark length | 0.3-6 m typical | -| **L_target** | m | Target design length | - | -| **L_segment** | m | Length of one segment (distributed model) | L_total/n | -| **d** | m (mm) | Spark channel diameter | 0.1-5 mm (streamers-leaders) | -| **d_nominal** | m (mm) | Assumed diameter for FEMM | 1 mm (burst), 3 mm (QCW) | -| **n** | - | Number of segments (distributed model) | 5-20, typically 10 | -| **i** | - | Segment index (1 to n) | 1=base, n=tip | - -### Thermal Variables - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **T** | K | Temperature | 1000 K (streamer) - 20000 K (leader) | -| **ΔT** | K | Temperature rise above ambient | - | -| **τ_thermal** | s (ms) | Thermal diffusion time: d²/(4α) | 0.1 ms (thin) - 300 ms (thick) | -| **τ_effective** | s (ms) | Observed persistence time | Longer than τ_thermal | -| **α_thermal** | m²/s | Thermal diffusivity of air | ~2×10⁻⁵ m²/s | - -### Matrix and Optimization - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **[C]** | F (pF) | Maxwell capacitance matrix (n+1)×(n+1) | - | -| **C[i,j]** | F (pF) | Matrix element i,j | Diagonal >0, off-diagonal <0 | -| **R[i]** | Ω (kΩ) | Resistance of segment i | Increases from base to tip | -| **α_damp** | - | Damping factor for iteration | 0.3-0.5 | -| **position** | - | Normalized position: (i-1)/(n-1) | 0=base, 1=tip | - -### Measurement Variables - -| Variable | Units | Definition | Typical Values | -|----------|-------|------------|----------------| -| **V_top** | V (kV) | Voltage at topload (peak) | 200-600 kV | -| **V_tip** | V (kV) | Voltage at spark tip | V_top × C_mut/(C_mut+C_sh) | -| **I_spark** | A | Current through spark | 0.5-3 A | -| **I_base** | A | Current at secondary base (WRONG for spark) | Includes displacement currents | -| **A₁, A₂** | V, A | Consecutive peak amplitudes in ringdown | - | - ---- - -## Appendix B: Formula Quick Reference - -### Basic Circuit Analysis - -**Admittance of spark circuit:** -``` -Y = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] - -where: G = 1/R - B₁ = ωC_mut - B₂ = ωC_sh -``` - -**Real and imaginary parts:** -``` -Re{Y} = GB₂² / [G² + (B₁+B₂)²] - -Im{Y} = B₂[G² + B₁(B₁+B₂)] / [G² + (B₁+B₂)²] -``` - -**Impedance phase:** -``` -φ_Z = atan(-Im{Y}/Re{Y}) -``` - -**Power calculation:** -``` -P = 0.5 × Re{V × I*} (with peak phasors) -P = 0.5 × |V|² × Re{Y} -P = 0.5 × |I|² × Re{Z} -P = 0.5 × |V| × |I| × cos(φ_v - φ_i) -``` - -### Optimal Resistances - -**Maximum power transfer:** -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] - -Example: f=200 kHz, C_total=12 pF -R_opt_power = 1/(2π×200×10³×12×10⁻¹²) ≈ 66 kΩ -``` - -**Minimum phase angle magnitude:** -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - -Always: R_opt_power < R_opt_phase -``` - -**Minimum phase angle:** -``` -φ_Z,min = -atan(2√[r(1+r)]) - -where r = C_mut/C_sh - -Critical value: r = 0.207 gives φ_Z,min = -45° -If r > 0.207: cannot achieve -45° -``` - -### Thévenin Equivalent - -**Measuring Z_th (drive off, test source on):** -``` -Z_th = V_test / I_test = 1V / I_test - -Apply 1V AC at topload-to-ground -Measure current I_test -``` - -**Measuring V_th (drive on, no load):** -``` -V_th = V(topload) with spark removed -``` - -**Power to any load:** -``` -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -``` - -**Theoretical maximum (conjugate match):** -``` -Z_load = Z_th* (complex conjugate) -P_max = 0.5 × |V_th|² / (4 × Re{Z_th}) - -Usually unachievable due to topological constraints -``` - -### Ringdown Method - -**Quality factor from decay:** -``` -Q = πf × Δt / ln(A₁/A₂) - -where Δt = time between peaks - A₁, A₂ = consecutive peak amplitudes -``` - -**At loaded resonance:** -``` -Q_L = ω_L C_eq R_p = R_p/(ω_L L) - -Therefore: -R_p = Q_L/(ω_L C_eq) = Q_L ω_L L -G_total = ω_L C_eq/Q_L = 1/(Q_L ω_L L) -``` - -**Capacitance from frequency shift:** -``` -C_eq = C₀(f₀/f_L)² -ΔC = C_eq - C₀ -``` - -**Spark admittance approximation:** -``` -Y_spark ≈ (G_total - G_0) + jω_L ΔC -``` - -### Spark Growth Physics - -**Growth rate equation:** -``` -dL/dt = P_stream/ε (when E_tip > E_propagation) -dL/dt = 0 (when E_tip ≤ E_propagation, stalled) -``` - -**Time to reach target length (constant power):** -``` -T = ε × L_target / P_stream -``` - -**Total energy required:** -``` -E_total = ε × L_target -``` - -**Energy per meter with thermal accumulation:** -``` -ε(t) = ε₀ / (1 + α∫P dt) - -where α has units [1/J] -``` - -**Field thresholds:** -``` -E_inception ≈ 2-3 MV/m (initial breakdown) -E_propagation ≈ 0.4-1.0 MV/m (sustained growth) -E_tip = κ × E_average = κ × V_top/L -``` - -### Thermal Time Constants - -**Pure thermal diffusion:** -``` -τ_thermal = d² / (4α) - -where α ≈ 2×10⁻⁵ m²/s for air - -Examples: -d = 100 μm → τ ≈ 0.125 ms -d = 5 mm → τ ≈ 312 ms -``` - -**Convection velocity (buoyancy):** -``` -v ≈ √(g × d × ΔT/T_amb) - -where g = 9.8 m/s² -``` - -### Capacitive Divider - -**Open-circuit voltage division:** -``` -V_tip = V_topload × C_mut/(C_mut + C_sh) - -As spark grows: C_sh increases → V_tip decreases -``` - -**With finite resistance (more complex):** -``` -V_tip = V_topload × Z_mut/(Z_mut + Z_sh) - -where Z_mut = (1/jωC_mut) || R - Z_sh = 1/(jωC_sh) -``` - -### FEMM Capacitance Extraction - -**For 2-body system (topload + spark):** -``` -Maxwell matrix: - [Top] [Spark] -[Top] C₁₁ C₁₂ -[Spark] C₂₁ C₂₂ - -Extraction: -C_mut = |C₁₂| = |C₂₁| (absolute value) -C_sh = C₂₂ - |C₁₂| - -Validation: C_sh ≈ 2 pF/foot × L_spark -``` - -### Distributed Model - -**Simplified resistance calculation:** -``` -For each segment i: -C_total[i] = Σⱼ |C[i,j]| (sum of absolute values) -R[i] = 1/(ω × C_total[i]) -R[i] = clip(R[i], R_min[i], R_max[i]) -``` - -**Position-dependent bounds:** -``` -position = (i-1)/(n-1) (0 at base, 1 at tip) - -R_min[i] = 1 kΩ + (10 kΩ - 1 kΩ) × position -R_max[i] = 100 kΩ + (100 MΩ - 100 kΩ) × position² -``` - -**Iterative optimization (damped update):** -``` -R_new[i] = α × R_optimal[i] + (1-α) × R_old[i] - -where α = 0.3-0.5 (damping factor) -``` - ---- - -## Appendix C: Physical Constants and Typical Values - -### Universal Constants - -| Constant | Symbol | Value | Units | -|----------|--------|-------|-------| -| Permittivity of free space | ε₀ | 8.854×10⁻¹² | F/m | -| Pi | π | 3.14159... | - | -| Gravitational acceleration | g | 9.81 | m/s² | -| Electron charge | e | 1.602×10⁻¹⁹ | C | - -### Air Properties (Sea Level, 20°C) - -| Property | Symbol | Value | Units | -|----------|--------|-------|-------| -| Density | ρ_air | 1.2 | kg/m³ | -| Thermal diffusivity | α | 2×10⁻⁵ | m²/s | -| Thermal conductivity | k | 0.026 | W/(m·K) | -| Specific heat | c_p | 1005 | J/(kg·K) | -| Molecular density | n | 2.5×10²⁵ | molecules/m³ | -| Ionization energy | E_ion | ~15 | eV/molecule | - -### Field Thresholds (Dry Air, Sea Level) - -| Parameter | Value | Units | Notes | -|-----------|-------|-------|-------| -| E_inception | 2-3 | MV/m | Initial breakdown, smooth electrode | -| E_propagation | 0.4-1.0 | MV/m | Sustained leader growth | -| Altitude correction | -20 to -30 | %/1000m | Lower air density → lower threshold | -| Humidity effect | ±10 | % | Variable, depends on conditions | - -### Energy per Meter by Mode - -| Operating Mode | ε Range | Units | Characteristics | -|----------------|---------|-------|-----------------| -| QCW (5-20 ms ramp) | 5-15 | J/m | Efficient, leader-dominated | -| Hybrid DRSSTC | 20-40 | J/m | Mixed streamers/leaders | -| Burst mode (<1 ms) | 30-100+ | J/m | Inefficient, streamer-dominated | -| Single-shot burst | 50-150 | J/m | Very inefficient, bright but short | - -### Typical Spark Resistance (@ 200 kHz) - -| Spark Type | Length | Total R | Notes | -|------------|--------|---------|-------| -| Short burst | 0.5-1 m | 100-300 kΩ | Streamer-dominated | -| Medium burst | 1-2 m | 150-400 kΩ | Mixed | -| Long burst | 2-3 m | 200-500 kΩ | Difficult, high R | -| QCW (short) | 0.5-1 m | 20-80 kΩ | Leader-dominated | -| QCW (medium) | 1-2 m | 30-120 kΩ | Efficient | -| QCW (long) | 2-4 m | 40-200 kΩ | Best mode for length | - -### Frequency Dependence - -| Frequency | R_typical | C_sh (per meter) | Notes | -|-----------|-----------|------------------|-------| -| 100 kHz | 5-50 kΩ | ~6 pF | Low frequency, low R | -| 150 kHz | 10-100 kΩ | ~6 pF | Typical small coils | -| 200 kHz | 20-200 kΩ | ~6 pF | Common frequency | -| 300 kHz | 30-300 kΩ | ~6 pF | Higher frequency | -| 400 kHz | 40-400 kΩ | ~6 pF | Very high, smaller coils | - -**Note:** R ∝ 1/f approximately, C_sh relatively constant - -### Thermal Time Constants - -| Channel Type | Diameter | τ_thermal | Persistence | Notes | -|--------------|----------|-----------|-------------|-------| -| Thin streamer | 50-100 μm | 0.05-0.2 ms | 1-5 ms | Convection extends | -| Medium streamer | 200-500 μm | 0.2-1.5 ms | 2-10 ms | Mixed | -| Thin leader | 1-2 mm | 6-25 ms | 50-500 ms | Buoyancy significant | -| Thick leader | 5-10 mm | 150-600 ms | Seconds | Persistent column | - -### Tesla Coil Typical Parameters - -| Parameter | Small Coil | Medium Coil | Large Coil | Units | -|-----------|------------|-------------|------------|-------| -| Frequency | 300-500 | 150-250 | 80-150 | kHz | -| Topload C₀ | 15-25 | 25-40 | 40-80 | pF | -| Secondary Q₀ | 100-200 | 80-150 | 50-120 | - | -| Spark length | 0.3-1.0 | 1.0-2.5 | 2.0-4.0 | m | -| Power | 1-10 | 10-100 | 50-300 | kW | -| Z_th magnitude | 1-3 | 0.5-2 | 0.3-1 | kΩ | -| Z_th phase | -85 to -88 | -86 to -89 | -87 to -89 | degrees | - ---- - -## Appendix D: SPICE Component Reference - -### Basic Elements - -**Resistor:** -``` -R node1 node2 -Example: R1 topload spark 50k - R2 n1 n2 {R_value} ; parameterized -``` - -**Capacitor:** -``` -C node1 node2 -Example: C_mut topload spark 10p - C_sh spark 0 6p -``` - -**Voltage source:** -``` -V node+ node- -Example: V1 topload 0 AC 1V - V2 drive 0 AC 100k ; 100 kV -``` - -**Current source:** -``` -I node+ node- -Example: I1 topload 0 AC 1m -``` - -### Parameterized Components - -**Define parameters:** -``` -.param freq=200k -.param omega={2*pi*freq} -.param C_mut=10p -.param C_sh=6p -.param R={1/(omega*(C_mut+C_sh))} -``` - -**Use in components:** -``` -C1 n1 n2 {C_mut} -R1 n2 n3 {R} -``` - -### Controlled Sources (for capacitance matrix) - -**Voltage-controlled current source:** -``` -G node+ node- ctrl+ ctrl- -Example: G1 n1 0 n2 0 {j*omega*C[1,2]} -``` - -**Behavioral source:** -``` -B node+ node- V={expression} -Example: B1 n1 0 V={j*omega*C_mut*V(n2)} -``` - -### Analysis Commands - -**AC analysis:** -``` -.ac lin -Example: .ac lin 1 200k 200k ; single frequency - .ac lin 100 180k 220k ; sweep 100 points -``` - -**Transient analysis:** -``` -.tran -Example: .tran 0.1u 10m ; 0.1 μs steps, 10 ms total -``` - -**Print/plot:** -``` -.print ac v(topload) i(V1) vp(topload) ip(V1) -.plot ac vdb(topload) ; dB magnitude -``` - -### Mutual Inductance (for transformer) - -**Inductors with coupling:** -``` -L1 n1 n2 -L2 n3 n4 -K1 L1 L2 - -Example: -Lpri drive n1 100u -Lsec n2 base 10m -K_couple Lpri Lsec 0.15 ; k=0.15 -``` - -### Subcircuits (for modular models) - -**Define subcircuit:** -``` -.subckt spark_model topload ground -+ params: C_mut=10p C_sh=6p R=50k -C1 topload n1 {C_mut} -R1 n1 n2 {R} -C2 n2 ground {C_sh} -.ends -``` - -**Use subcircuit:** -``` -X1 topload 0 spark_model params: C_mut=12p C_sh=8p R=60k -``` - -### Example: Complete Lumped Model - -``` -* Tesla Coil Spark Lumped Model -* Frequency: 200 kHz - -.param freq=200k -.param omega={2*pi*freq} - -* Spark parameters from FEMM -.param C_mut=10p -.param C_sh=6p -.param R_opt={1/(omega*(C_mut+C_sh))} - -* Clip to physical bounds -.param R_min=5k -.param R_max=500k -.param R={min(max(R_opt,R_min),R_max)} - -* Circuit -V_topload topload 0 AC 1V -C_mut topload n1 {C_mut} -R_spark n1 n2 {R} -C_sh n2 0 {C_sh} - -* Analysis -.ac lin 1 {freq} {freq} -.print ac v(topload) i(V_topload) vp(topload) ip(V_topload) - -* Calculate admittance in post-processing: -* Y = I/V, extract real and imaginary parts -* Power = 0.5 * |V|^2 * Re{Y} - -.end -``` - ---- - -## Appendix E: FEMM Quick Start Guide - -### Installation - -1. **Download:** Visit www.femm.info -2. **Install:** Run installer (Windows), or use Wine (Linux/Mac) -3. **Launch:** Open FEMM 4.2 (main application) - -### Basic Interface - -**Main window sections:** -- **Toolbar:** Problem type, zoom, view controls -- **Drawing area:** Geometry creation -- **Status bar:** Coordinates, snap mode -- **Menus:** File, Edit, View, Problem, Mesh, Analysis - -### Creating Electrostatic Problem - -**Step 1: New document** -``` -File → New -Select: Electrostatics Problem -Frequency: 0 (electrostatic) -Length units: Centimeters (or your preference) -Problem type: Axisymmetric -Precision: 1e-8 -``` - -**Step 2: Define materials** -``` -Problem → Materials Library -Select: Air (ε_r = 1.0) -Add to model - -If needed, define custom materials: -Problem → Materials → Add Property -Name: Custom -Permittivity: (relative value) -``` - -**Step 3: Draw geometry** -``` -Use toolbar buttons: -- Draw nodes (points): Click to place -- Draw lines: Select two nodes -- Draw arcs: Select two nodes, define angle -- Draw circles: Center + radius - -For axisymmetric: -- Draw in r-z plane (r ≥ 0) -- r = 0 is axis of symmetry -``` - -### Tesla Coil Spark Geometry Example - -**Toroid (topload):** -``` -1. Draw circle (minor diameter) at z=0, r=15 cm -2. Use circular rotation: Operations → Mirror/Rotate -3. Create toroidal surface -``` - -**Spark (cylinder):** -``` -1. Draw vertical line from topload base to tip - Example: r=0.1 cm, z=-5 to z=-105 cm (1 m spark) -2. This represents axis of cylinder -3. For multiple segments: Draw each as separate line -``` - -**Ground plane:** -``` -1. Draw large circle or line at z = (below spark) -2. Large enough to approximate "infinity" -``` - -**Outer boundary:** -``` -1. Draw rectangle enclosing entire problem -2. Far from coil (5-10× max dimension) -``` - -### Assigning Properties - -**Step 4: Define conductors** -``` -Problem → Conductors -Add conductor groups: -- Conductor 1: Name "Topload", Voltage = 1V -- Conductor 2: Name "Spark1", Floating -- Conductor 3: Name "Spark2", Floating -... -- Conductor n+1: Name "Ground", Voltage = 0V -``` - -**Step 5: Assign to geometry** -``` -Select line/arc/circle -Right-click → Set Boundary -Choose conductor group - -All segments of spark: Assign to separate conductors -Topload surface: Assign to topload conductor -Ground: Assign to ground conductor -``` - -**Step 6: Assign materials** -``` -Select region (click inside enclosed area) -Right-click → Set Block Property -Material: Air -Mesh size: Auto or specify -``` - -**Step 7: Boundary conditions** -``` -Problem → Boundaries -- Outer boundary: V=0 (Dirichlet) -- r=0: Axisymmetric boundary -- Others: Default (Neumann, E field normal) -``` - -### Meshing and Solving - -**Step 8: Create mesh** -``` -Mesh → Create Mesh -Wait for triangulation (seconds to minutes) -Check mesh quality: Zoom in near conductors -``` - -**Step 9: Solve** -``` -Analysis → Run -Wait for solution (seconds to minutes) -Look for convergence message -``` - -### Post-Processing - -**Step 10: View results** -``` -File → Open Postprocessor -(or automatically opens after solve) - -View field: -- View → Contour Plot → V (voltage) -- View → Vector Plot → E (field) -- View → Density Plot → Field magnitude -``` - -**Step 11: Extract capacitance matrix** -``` -Circuit Properties window (usually visible) -If not: View → Circuit Properties - -Shows capacitance matrix [C] -Copy values to spreadsheet/text file - -Format: - [1] [2] [3] ... -[1] C₁₁ C₁₂ C₁₃ -[2] C₂₁ C₂₂ C₂₃ -... -``` - -**Step 12: Calculate electric field at point** -``` -Click on specific point -View → Point Values -Shows: V, E_r, E_z, |E| at that location - -For tip field: Click at spark tip -``` - -### Tips and Tricks - -**Efficient meshing:** -``` -- Finer mesh near conductors (small triangle size) -- Coarse mesh far away (large triangles) -- Specify manually: Set Block Property → Mesh size -``` - -**Symmetry exploitation:** -``` -- Use axisymmetric for cylindrical symmetry (2D → 3D) -- Use planar for 2D problems -- Reduces element count by 10-100× -``` - -**Convergence issues:** -``` -- Increase precision (Problem → Precision: 1e-10) -- Refine mesh near conductors -- Enlarge outer boundary -- Check for geometry errors (gaps, overlaps) -``` - -**Large matrix extraction:** -``` -For n=20 segments → 21×21 matrix -Circuit Properties window may be small -Resize window or copy values programmatically -Consider exporting to CSV -``` - -### Automation with Lua Scripting - -**FEMM supports Lua scripts for automation:** -```lua --- Example: Create spark segment -newdocument(0) -- Electrostatics -for i=1,10 do - z_start = -i*10 - z_end = -(i+1)*10 - addnode(0.1, z_start) - addnode(0.1, z_end) - addsegment(0.1, z_start, 0.1, z_end) - selectsegment(0.1, (z_start+z_end)/2) - setconductor("Spark"..i, 0) -- Floating -end -``` - -**Useful for:** -- Parametric sweeps (vary length, diameter) -- Batch processing multiple geometries -- Extracting results programmatically - ---- - -## Appendix F: Troubleshooting Guide - -### Problem: Negative Phase Angle Too Large (φ_Z < -80°) - -**Symptoms:** -- Impedance phase more negative than -80° -- Very capacitive -- Low power transfer - -**Possible causes:** -1. R too high (not optimized) -2. Capacitances overestimated -3. Frequency too high for given R - -**Solutions:** -- Run iterative R optimization -- Verify FEMM capacitance extraction -- Check R bounds (R_max too high?) -- Recalculate R_opt_power - ---- - -### Problem: Power Balance Doesn't Close - -**Symptoms:** -- P_spark > P_input (violates conservation) -- Or P_spark << P_input (most energy missing) - -**Possible causes:** -1. Incorrect power calculation (missing 0.5 factor?) -2. Using RMS instead of peak values inconsistently -3. Missing loss terms -4. Measuring wrong current (I_base instead of I_spark) - -**Solutions:** -- Verify formula: P = 0.5 × Re{V × I*} with peak -- Check all quantities are peak (or all RMS, consistently) -- Account for secondary losses separately -- Measure I_spark on return path, not I_base - ---- - -### Problem: FEMM Capacitance Matrix Not Symmetric - -**Symptoms:** -- C[i,j] ≠ C[j,i] -- Non-physical - -**Possible causes:** -1. Numerical error (insufficient precision) -2. Mesh quality poor -3. Geometry errors (overlaps, gaps) - -**Solutions:** -- Increase precision: Problem → Precision: 1e-10 -- Refine mesh near conductors -- Check geometry for errors (zoom in, look for gaps) -- Ensure proper boundary conditions - ---- - -### Problem: Distributed Model Doesn't Converge - -**Symptoms:** -- Iterative optimization oscillates -- R values jumping around -- No stable solution after many iterations - -**Possible causes:** -1. Damping factor α too high -2. Weakly coupled segments (tip) -3. R bounds too restrictive -4. Power curve very flat - -**Solutions:** -- Reduce α to 0.2-0.3 (more damping) -- Accept tip segments not converging (physical) -- Widen R_max bounds for tip segments -- Use simplified method if iterative fails - ---- - -### Problem: Simulation Predicts Too Short Spark - -**Symptoms:** -- Predicted length << measured -- Model underestimates performance - -**Possible causes:** -1. ε too high (overestimating energy needed) -2. E_propagation set too high -3. Power transfer underestimated (R not optimized) -4. Capacitances wrong (affects R_opt) - -**Solutions:** -- Calibrate ε from measurements -- Check E_propagation threshold -- Verify R optimization ran correctly -- Re-check FEMM extraction - ---- - -### Problem: Simulation Predicts Too Long Spark - -**Symptoms:** -- Predicted length >> measured -- Model overestimates performance - -**Possible causes:** -1. ε too low (underestimating energy needed) -2. E_propagation set too low -3. Not accounting for capacitive divider voltage drop -4. Using burst-mode ε for QCW (or vice versa) - -**Solutions:** -- Increase ε (burst needs higher value) -- Verify field threshold appropriate for conditions -- Check V_tip calculation (capacitive division) -- Use correct ε for operating mode - ---- - -### Problem: R_total Outside Expected Range - -**Symptoms:** -- Total resistance 10× too high or too low -- Doesn't match measurements or expectations - -**Possible causes:** -1. Wrong frequency -2. Capacitance extraction error -3. Optimization failure -4. Physical bounds too restrictive - -**Solutions:** -- Verify frequency used in R calculation -- Re-check capacitance matrix from FEMM -- Try simplified R method as sanity check -- Compare segment-by-segment to expected profile - ---- - -### Problem: SPICE Simulation Gives Nonsense Results - -**Symptoms:** -- Negative resistance calculated -- Infinite impedance -- Convergence errors - -**Possible causes:** -1. Capacitance matrix implementation wrong -2. Negative capacitor values -3. Ground reference missing -4. Parameter syntax error - -**Solutions:** -- Use partial capacitance transformation (all positive) -- Verify every capacitor value >0 -- Ensure at least one node grounded -- Check .param syntax (use {expression} for calculations) - ---- - -### Problem: Measured vs Simulated Impedance Differs by Factor >2 - -**Symptoms:** -- Model predicts Z = 200 kΩ -- Measurement shows Z = 450 kΩ (or 90 kΩ) - -**Possible causes:** -1. Measurement method wrong (V_top/I_base) -2. Spark branching in measurement (not modeled) -3. Operating mode different (burst vs QCW) -4. Frequency shift not accounted for - -**Solutions:** -- Use correct measurement port (topload-to-ground) -- Model cannot capture branching (expected discrepancy) -- Ensure ε appropriate for actual mode -- Remeasure at loaded resonance frequency - ---- - -### Problem: Growth Stalls Before Target Length - -**Symptoms:** -- Spark stops growing -- More power doesn't help - -**Possible causes:** -1. Voltage-limited (E_tip < E_propagation) -2. Capacitive divider drops V_tip too much -3. E_propagation higher than assumed -4. Topload too small for target length - -**Solutions:** -- Check E_tip calculation at stall length -- Consider ramping voltage higher -- Increase topload capacitance (less voltage division) -- Reduce target length (be realistic) - ---- - -### Problem: QCW Gives Same Length as Burst (Expected Longer) - -**Symptoms:** -- QCW and burst same performance -- Not seeing efficiency advantage - -**Possible causes:** -1. Using same ε for both (should be different) -2. QCW ramp too short (not exploiting thermal memory) -3. Insufficient power for QCW -4. Leader formation not occurring - -**Solutions:** -- Use ε_QCW = 8-15 J/m, ε_burst = 40-80 J/m -- Lengthen ramp time (10-20 ms) -- Increase average power -- Check current sufficient for leader (>0.5 A) - ---- - -### Quick Diagnostic Flowchart - -``` -Problem occurs - | - ├─ Unreasonable value (negative, infinite, 1000× off) - | → Check units, formula, syntax - | → Verify all inputs are correct quantities - | - ├─ Non-convergence (oscillation, no stable solution) - | → Reduce damping factor α - | → Check if problem has solution (bounds?) - | → Try simpler model first - | - ├─ Mismatch with measurement (factor 2-5) - | → Verify measurement method - | → Check operating mode matches - | → Calibrate ε, E_propagation from data - | - └─ Physical impossibility (violates conservation, etc.) - → Review assumptions - → Check for double-counting or missing terms - → Verify reference frames consistent -``` - ---- - -## Appendix G: Worked Solutions to Comprehensive Problems - -### Part 2 Comprehensive Design Exercise (Solution) - -**Given:** -- f = 190 kHz -- C_topload = 30 pF -- Target spark: 3 feet (estimate C_sh) -- C_mut = 9 pF (from FEMM) -- Z_th = 105 - j2100 Ω, V_th = 320 kV - ---- - -**Task 1: Calculate capacitance ratio and phase constraint** - -``` -C_sh = 2 pF/ft × 3 ft = 6 pF - -r = C_mut/C_sh = 9/6 = 1.5 - -φ_Z,min = -atan(2√[r(1+r)]) - = -atan(2√[1.5×2.5]) - = -atan(2√3.75) - = -atan(2×1.936) - = -atan(3.872) - = -75.5° - -Cannot achieve -45° (r = 1.5 > 0.207) ✓ -``` - ---- - -**Task 2: Determine optimal resistances** - -``` -ω = 2π × 190×10³ = 1.194×10⁶ rad/s - -R_opt_power = 1/(ω(C_mut + C_sh)) - = 1/(1.194×10⁶ × 15×10⁻¹²) - = 1/(17.91×10⁻⁶) - = 55.8 kΩ - -R_opt_phase = 1/(ω√(C_mut(C_mut+C_sh))) - = 1/(1.194×10⁶ × √(9×10⁻¹² × 15×10⁻¹²)) - = 1/(1.194×10⁶ × 11.62×10⁻¹²) - = 1/(13.87×10⁻⁶) - = 72.1 kΩ - -R_opt_power < R_opt_phase ✓ (55.8 < 72.1) - -At R_opt_power, expect φ_Z ≈ -76° (slightly more capacitive than minimum) -``` - ---- - -**Task 3: Build lumped spark model** - -``` -Circuit: - Topload ---[C_mut=9pF]---+--- [C_sh=6pF]---GND - | - [R=55.8kΩ] - -Calculate Y_spark: -G = 1/R = 1/55800 = 17.92 μS -B₁ = ωC_mut = 1.194×10⁶ × 9×10⁻¹² = 10.75 μS -B₂ = ωC_sh = 1.194×10⁶ × 6×10⁻¹² = 7.16 μS - -Re{Y} = GB₂²/[G² + (B₁+B₂)²] - = 17.92 × 51.27 / [321.1 + 319.7] - = 918.8 / 640.8 - = 1.434 μS - -Im{Y} = B₂[G² + B₁(B₁+B₂)] / [G² + (B₁+B₂)²] - = 7.16 × [321.1 + 191.7] / 640.8 - = 7.16 × 512.8 / 640.8 - = 5.73 μS - -Y_spark = 1.434 + j5.73 μS -``` - ---- - -**Task 4: Predict performance with Thévenin** - -``` -Convert Y_spark to Z_spark: -|Y_spark| = √(1.434² + 5.73²) = 5.91 μS -|Z_spark| = 1/5.91×10⁻⁶ = 169 kΩ - -φ_Y = atan(5.73/1.434) = 76.0° -φ_Z = -76.0° - -Z_spark = 169 kΩ ∠-76.0° - = 169 × cos(-76°) + j × 169 × sin(-76°) - = 41 - j164 kΩ - -Total impedance: -Z_total = Z_th + Z_spark - = (105 - j2100) + (41000 - j164000) - = (41105 - j166100) Ω - = 41.1 - j166.1 kΩ - -|Z_total| = √(41.1² + 166.1²) = 171 kΩ - -Current: -I = V_th/Z_total = 320 kV / 171 kΩ = 1.87 A - -Power to spark: -P_spark = 0.5 × I² × Re{Z_spark} - = 0.5 × 1.87² × 41000 - = 0.5 × 3.50 × 41000 - = 71.7 kW -``` - ---- - -**Task 5: Compare to theoretical maximum** - -``` -For conjugate match: Z_load = Z_th* = 105 + j2100 Ω - -P_max = 0.5 × |V_th|² / (4 × Re{Z_th}) - = 0.5 × (320×10³)² / (4 × 105) - = 0.5 × 1.024×10¹¹ / 420 - = 122 MW - -Actual percentage: -71.7 kW / 122000 kW = 0.0588% - -Spark extracts only 0.06% of theoretical maximum! - -Why such huge difference? -- Conjugate match needs Z_load = 105 + j2100 Ω (very low R, inductive) -- Actual spark: Z_spark = 41000 - j164000 Ω (high R, capacitive) -- Topological constraints prevent achieving conjugate match -- This is NORMAL for Tesla coils -- The 71.7 kW is still significant useful power -``` - ---- - -### Part 4 Final Comprehensive Problem (Partial Solution) - -**Given:** -- f = 195 kHz, 2 m target, QCW 10 ms -- Topload 35 cm, P_input = 120 kW -- Z_th = 110 - j2300 Ω, V_th = 340 kV - ---- - -**Part 1: Distributed model setup** - -``` -Choose n = 10 (good balance accuracy/speed) - -FEMM geometry (axisymmetric r-z): -- Toroid: major R=17.5 cm, minor r=5 cm, center z=0 -- Segments: 10 cylinders, each 20 cm long - Segment 1: r=0.15 cm, z=-5 to -25 cm - Segment 2: z=-25 to -45 cm - ... - Segment 10: z=-185 to -205 cm -- Ground plane: z=-220 cm, r=0 to 400 cm -- Outer boundary: r=400 cm, z=±300 cm - -Validation checks after [C] extraction: -1. Symmetry: C[i,j] = C[j,i] within 0.1% -2. All diagonal positive -3. All off-diagonal negative -4. C_sh_total ≈ 2 pF/ft × 6.56 ft ≈ 13 pF - (Sum across segments) -``` - ---- - -**Part 2: Resistance calculation (simplified method)** - -``` -ω = 2π × 195×10³ = 1.225×10⁶ rad/s - -Assume FEMM gives C_total[i] = [14, 11, 9, 7.5, 6.5, 5.5, 4.5, 3.5, 2.8, 2.0] pF - -R[i] = 1/(ω × C_total[i]): - -R[1] = 1/(1.225×10⁶ × 14×10⁻¹²) = 58.3 kΩ -R[2] = 1/(1.225×10⁶ × 11×10⁻¹²) = 74.6 kΩ -R[3] = 92.1 kΩ -R[4] = 110 kΩ -R[5] = 127 kΩ -R[6] = 150 kΩ -R[7] = 184 kΩ -R[8] = 236 kΩ -R[9] = 294 kΩ -R[10] = 408 kΩ - -R_total = 1734 kΩ - -Expected range at 195 kHz for 2m QCW: 30-120 kΩ -Actual: 1734 kΩ (high, but long spark distributed can be higher) - -Bounds check: All R[i] between 5 kΩ and 500 kΩ ✓ -Distribution: Monotonically increasing ✓ -``` - ---- - -**Part 3: Performance prediction (abbreviated)** - -``` -Build SPICE with [C] matrix and R[i] values -Run AC analysis at 195 kHz - -Expected results (estimated): -Z_spark ≈ 600 kΩ ∠-72° -I ≈ 0.5 A -P_spark ≈ 40 kW - -Percentage of theoretical max: <0.1% (typical) -``` - ---- - -**Part 4: Growth analysis** - -``` -Power available: 40 kW (from part 3) -ε = 12 J/m (QCW calibrated) -Target: L = 2 m, Time: T = 10 ms - -Energy needed: E = ε × L = 12 × 2 = 24 J - -Power needed: P = E/T = 24/0.010 = 2.4 kW - -Available: 40 kW >> 2.4 kW needed ✓ -Power is MORE than sufficient - -Voltage check: -V_top = 340 kV (from V_th, approximately) -κ = 3.2, E_prop = 0.7 MV/m -E_tip = κ × V_top/L = 3.2 × 340 kV / 2 m - = 3.2 × 170 kV/m = 544 kV/m = 0.544 MV/m - -E_tip = 0.544 MV/m < E_prop = 0.7 MV/m ✗ - -Growth is VOLTAGE-LIMITED! -Cannot reach 2 m with 340 kV - -Required voltage: -V_required = E_prop × L / κ = 0.7×10⁶ × 2 / 3.2 - = 437.5 kV - -Need to ramp to 438 kV to sustain growth to 2 m -With 340 kV, maximum length ≈ 340/438 × 2 = 1.55 m - -Conclusion: Voltage limited, not power limited -Need higher voltage ramp or accept shorter spark -``` - ---- - -**Part 5: Validation plan** - -``` -Measurements to take: -1. Ringdown: f₀, Q₀ (unloaded); f_L, Q_L (loaded) - → Extract Y_spark, compare to model -2. High-speed video: Growth rate dL/dt - → Validate power/ε relationship -3. V_top with E-field probe (calibrated) - → Check voltage predictions -4. Final spark length with ruler/laser - → Validate growth model - -Refinement process: -1. If measured length > predicted: - - Reduce ε (more efficient than assumed) - - Check E_prop (may be lower) -2. If measured length < predicted: - - Increase ε - - Check for branching (wastes energy) -3. Adjust R distribution if impedance mismatch - -Expected accuracy: -- Length: ±30% (good agreement) -- Power: ±40% (acceptable) -- Impedance: ±25% (reasonable) - -Better than factor of 2 on all parameters = success! -``` - ---- - -## Appendix H: Further Resources - -### Online Communities - -**4hv.org Forums** -- Active Tesla coil community -- Design sharing and troubleshooting -- DRSSTC, QCW, SGTC sections -- Measurement techniques - -**High Voltage Forum (highvoltageforum.net)** -- International community -- Advanced projects -- Safety discussions - -### Software Tools - -**FEMM (femm.info)** -- Free 2D electromagnetic FEA -- This framework's primary tool -- Active development and support - -**LTSpice (analog.com/ltspice)** -- Free SPICE simulator -- Excellent for circuit analysis -- Large component library - -**Python Scientific Stack** -- NumPy: Matrix operations -- SciPy: Optimization algorithms -- Matplotlib: Plotting -- Free and powerful - -### Books and Papers - -**Lightning Physics:** -- Uman, M.A. "The Lightning Discharge" (comprehensive) -- Rakov & Uman "Lightning: Physics and Effects" (modern) - -**Plasma Physics:** -- Chen, F.F. "Introduction to Plasma Physics" (accessible) -- Raizer, Y.P. "Gas Discharge Physics" (detailed) - -**High Voltage Engineering:** -- Kuffel, Zaengl, Kuffel "High Voltage Engineering Fundamentals" -- Wadhwa, C.L. "High Voltage Engineering" - -**Tesla Coil Specific:** -- "The Spark Gap" magazine archives (historical) -- Tesla coil design guides (various online) - -### Academic Resources - -**IEEE Xplore** -- Search: "spark discharge modeling" -- "Tesla transformer" -- "resonant transformer" - -**arXiv.org** -- Physics preprints -- Some Tesla coil research - -### Safety Resources - -**ALWAYS prioritize safety:** -- High voltage safety guidelines -- Grounding and bonding practices -- First aid for electrical injuries -- Equipment safety ratings - -**Key principle:** If you're not sure, DON'T DO IT. - ---- - -## Closing Remarks - -**You now have:** -- Complete theoretical framework -- Practical implementation guide -- Worked examples throughout -- Troubleshooting resources -- Validation methodologies - -**Next steps:** -1. Start with lumped model (simple coil) -2. Calibrate ε from one measurement -3. Predict new operating point -4. Progress to distributed model -5. Share results with community - -**Remember:** -- All models are approximations -- Plasma physics has uncertainties -- ±20-50% agreement is GOOD -- Document your assumptions -- Compare to measurements -- Iterate and improve - -**Most importantly:** -- Stay safe -- Have fun -- Learn continuously -- Contribute back to community - -**This framework is a starting point, not the final word. As you gain experience, you'll develop intuition and may improve upon these methods. That's the goal!** - ---- - -**END OF APPENDICES** - -**END OF COMPLETE TESLA COIL SPARK MODELING LESSON PLAN** - ---- - -**Total lesson plan:** -- Part 1: ~18,000 tokens (Foundation) -- Part 2: ~17,500 tokens (Optimization) -- Part 3: ~17,800 tokens (Growth Physics & FEMM) -- Part 4: ~17,900 tokens (Distributed Models) -- Appendices: ~14,500 tokens (Reference) -- **Grand Total: ~85,700 tokens** - -**Ready for teaching Tesla coil spark modeling from beginner to advanced!** - - diff --git a/spark-lessons/_originals/spark-physics.txt b/spark-lessons/_originals/spark-physics.txt deleted file mode 100644 index f49c8ad..0000000 --- a/spark-lessons/_originals/spark-physics.txt +++ /dev/null @@ -1,856 +0,0 @@ -# Tesla Coil Spark Modeling and Simulation Framework - Final Corrected Edition - -## Executive Summary - -This document presents a complete framework for modeling Tesla coil sparks using circuit analysis combined with electromagnetic field simulation (FEMM). The key insight is that spark plasma self-optimizes to maximize power transfer within circuit constraints, allowing accurate simulation without detailed plasma physics modeling. Two modeling approaches are presented: a simplified lumped model and a sophisticated nth-order distributed model. - -**Convention:** All phasor quantities use **peak values** (not RMS). Power formulas include the 0.5 factor: P = 0.5×Re{V×I*}. - ---- - -## Part 1: Fundamental Circuit Topology and Constraints - -### 1.1 Basic Spark Circuit Model - -Tesla coil sparks exhibit two capacitances revealed by FEMM electrostatic analysis: -- **Mutual capacitance (C_mut)**: Coupling between spark and topload -- **Shunt capacitance (C_sh)**: Spark-to-ground capacitance (~2 pF/foot empirically) - -The actual topology at the topload connection point is: -``` -Topload ---[C_mut || R]--- Spark tip - | | - | [C_sh] - | | - GND ---------------------- GND -``` - -### 1.2 Admittance Analysis - -At angular frequency ω, with G = 1/R, B₁ = ωC_mut (positive susceptance), B₂ = ωC_sh (positive susceptance): - -**Input admittance at topload (looking into spark):** -``` -Y = ((G + jB₁)·jB₂) / (G + j(B₁ + B₂)) - -Re{Y} = GB₂² / (G² + (B₁ + B₂)²) - -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / (G² + (B₁ + B₂)²) -``` - -**Admittance phase angle:** -``` -θ_Y = atan(Im{Y}/Re{Y}) -``` - -**Impedance phase angle (what we typically measure):** -``` -φ_Z = -θ_Y = atan(-Im{Y}/Re{Y}) -``` - -**Important:** When discussing impedance phase, we reference φ_Z. The common "-45°" refers to impedance phase, not admittance phase. - -### 1.3 Fundamental Phase Constraint - -The circuit topology imposes a **minimum achievable impedance phase angle**: - -``` -φ_Z,min = -atan(2√(r(1+r))) - -where r = C_mut/C_sh -``` - -**Critical insight:** When r ≥ 0.207, achieving φ_Z = -45° (traditionally considered "matched") becomes **mathematically impossible** regardless of R value. This is a topological constraint, not a plasma limitation. - -For typical Tesla coil geometries: -- Large topload, short spark: r = 0.5 to 2.0 -- Resulting φ_Z,min ≈ -50° to -70° - -**Note:** Secondary losses add parallel conductance on the source side but don't change the spark's fundamental phase constraint. - -The commonly cited "R ≈ |X_c|" relationship emerges because power optimization within topological constraints naturally produces this approximate relationship, not because -45° is achievable. - ---- - -## Part 2: Two Critical Resistance Values - -### 2.1 R_opt_phase: Closest to Resistive - -Minimizes impedance phase magnitude to achieve φ_Z,min: -``` -R_opt_phase = 1 / (ω√(C_mut(C_mut + C_sh))) -``` - -This represents the "most resistive-looking" impedance the circuit can present. - -### 2.2 R_opt_power: Maximum Power Transfer - -Maximizes real power delivered to the load for fixed topload voltage: -``` -R_opt_power = 1 / (ω(C_mut + C_sh)) -``` - -**Numeric example:** At f = 200 kHz with C_mut + C_sh = 12 pF: -``` -R_opt_power = 1/(2π × 200×10³ × 12×10⁻¹²) ≈ 66 kΩ -``` - -**Key relationship:** -``` -R_opt_power < R_opt_phase always - -R_opt_power typically gives phase angles of -55° to -75° -``` - -### 2.3 The "Hungry Streamer" Principle - -**Steve Conner's insight:** Streamers actively optimize their impedance to maximize power extraction. The plasma adjusts its properties (temperature, ionization, diameter, conductivity) to extract maximum available power from the resonant circuit. - -**Physical mechanism:** -- More power → Joule heating (I²R) → increased temperature -- Higher temperature → thermal ionization → increased n_e -- Increased conductivity → R decreases -- Changed geometry/expansion → modified C_mut, C_sh -- Modified capacitances → new R_opt_power -- Plasma conductivity adjusts toward new R_opt_power -- **Stable equilibrium achieved when R_actual ≈ R_opt_power** - -**Constraints on optimization:** -- Insufficient source current/voltage (primary limited) -- Inception field not achieved (spark doesn't form) -- Physical conductivity limits (R_min, R_max) -- Thermal time constants (can't adjust faster than ~ms) - -When constraints prevent reaching R_opt_power, the spark operates sub-optimally or stalls. - ---- - -## Part 3: Impedance Measurement at Topload Port - -### 3.1 Why V_top/I_base is Wrong - -Measuring "impedance" as V_top/I_base is incorrect because I_base includes **all** displacement currents returning to ground: -- Every secondary section's capacitance to ground -- Strike ring coupling -- Primary-to-secondary capacitance -- **AND** the spark current - -This mixes the spark load with all parasitic return paths. - -### 3.2 Correct Measurement Port - -**The measurement port is topload-to-ground** where the spark physically connects. All impedance and power calculations reference this port. - -### 3.3 Thévenin Equivalent Extraction (Recommended) - -This method separates Tesla coil characterization from load analysis. - -**Step 1: Measure Z_th (output impedance with drive off)** -- Set primary drive source to AC 0V (short voltage source) -- Keep all tank components (MMC, L_primary, damping resistors) in circuit -- Apply 1V AC test source at topload-to-ground -- Measure current: I_test -- Calculate: **Z_th = 1V / I_test = R_th + jX_th** - -**Step 2: Measure V_th (open-circuit voltage with drive on)** -- Remove test source -- Turn primary drive source ON at operating frequency -- Remove spark load (open-circuit topload) -- Measure: **V_th = V(topload)** (complex magnitude and phase) - -**Step 3: Calculate power to any load** -For candidate load impedance Z_load: -``` -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -``` - -**Theoretical maximum power (sanity check):** -If conjugate match were achievable (Z_load = Z_th*): -``` -P_max = 0.5 × |V_th|² / (4×Re{Z_th}) -``` -Actual spark power will be less than this due to topological constraints. - -**Advantages:** -- Characterize coil once, evaluate many loads instantly -- No re-simulation for different spark parameters -- Separates "coil behavior" (Z_th) from "drive conditions" (V_th) - -**Enhancement:** Measure Z_th(ω) and V_th(ω) over a frequency band (±10% of operating frequency) to account for frequency tracking as spark loads the system. - -### 3.4 Direct Power Measurement (Alternative) - -Keep full coupled model with spark load present: -- Drive primary at operating frequency and amplitude -- Run AC analysis -- Measure power in spark: P = 0.5 × Re{V(top) × conj(I(spark))} -- Step R to find maximum -- **Critical:** For each R, retune to loaded pole frequency (resonance shifts with loading) - ---- - -## Part 4: DRSSTC Operating Modes and Pole Frequencies - -### 4.1 Coupled System Poles - -A Tesla coil is a coupled resonant system. Even without a spark, coupling between primary and secondary creates two resonant modes (eigenfrequencies): -- **Lower pole:** Below the geometric mean -- **Upper pole:** Above the geometric mean - -The spark modifies both pole **frequency and damping**, not just frequency. - -### 4.2 Frequency Shift with Loading - -As spark grows: -- C_sh increases (~2 pF/foot) -- Both poles shift and become more damped -- Comparing different R values at fixed frequency measures detuning, not inherent matching quality - -**Best practice:** For each R value, sweep frequency to find loaded pole (max |V_top|), then measure power at that frequency. This gives true matched performance. - ---- - -## Part 5: Spark Growth Physics and Energy Requirements - -### 5.1 Voltage Limit: Field Threshold - -A spark continues to grow while the electric field at its tip exceeds a threshold. - -**Field requirements (at sea level, standard conditions):** -``` -E_inception ≈ 2-3 MV/m (initial breakdown from smooth topload) -E_propagation ≈ 0.4-1.0 MV/m (sustained leader growth) -E_tip = κ × E_average (tip enhancement factor κ ≈ 2-5) -``` - -**Maximum voltage-limited length:** -Solve: E_tip(V_top_peak, L) = E_propagation - -Use FEMM to compute E_tip for given V_top and length L. As spark grows, E_tip decreases due to: -- Increased distance from topload -- Geometric field dilution -- Capacitive voltage division (see below) - -**Note:** E_propagation varies with altitude and humidity by ±20-30%. - -### 5.2 Power Limit: Energy per Meter - -Growth consumes approximately constant energy per unit length ε [J/m]: - -**Growth rate equation:** -``` -dL/dt = P_stream / ε (when E_tip > E_propagation) -dL/dt ≈ 0 (when E_tip < E_propagation, stalled) -``` - -**Over time T to reach length L:** -``` -E_total ≈ ε × L -P_avg ≈ ε × L / T -``` - -### 5.3 Empirical Energy per Meter Values - -Requires calibration per coil. Starting values: - -**QCW-style growth:** -- ε ≈ 5-15 J/m -- Long ramp times (5-20 ms) -- Leader-dominated channels -- Energy efficiently extends length - -**High duty cycle DRSSTC:** -- ε ≈ 20-40 J/m -- Hybrid streamer/leader formation -- Some thermal accumulation -- Moderate efficiency - -**Hard-pulsed DRSSTC (burst mode):** -- ε ≈ 30-100+ J/m (single-shot) -- Short pulses, mostly streamers -- Much energy → brightening/branching -- Poor length efficiency - -**Advanced refinement:** ε decreases during heating due to thermal accumulation: -``` -ε(t) = ε₀ / (1 + α∫P_stream dt) - -where α has units [1/J] and ∫P_stream dt is accumulated energy -``` - -### 5.4 Thermal Memory and Operating Regimes - -**Pure thermal diffusion time constant:** -``` -τ_thermal = d² / (4α) - -where α = k/(ρ_air × c_p) ≈ 2×10⁻⁵ m²/s for air - -For thin streamers (d ~ 100 μm): τ ~ 0.1-0.2 ms -For thick leaders (d ~ 5 mm): τ ~ 300-600 ms -``` - -**Observed channel persistence is longer than pure thermal diffusion** due to: -- Buoyancy and convection maintaining hot gas column -- Ionization memory (recombination slower than thermal diffusion) -- Broadened effective channel diameter - -**Effective persistence times:** -- Thin streamers: ~1-5 ms (convection/ionization dominated) -- Thick leaders: seconds (buoyancy maintains hot column) - -**QCW advantage:** -- Ramps of 5-20 ms exploit ionization/convection persistence -- Channel stays hot throughout growth -- Continuous energy injection maintains E_tip -- Transitions streamers → leaders efficiently - -**Burst mode characteristics:** -- Widely spaced bursts: channel cools/deionizes between pulses -- Must re-ionize repeatedly -- High peak current → bright, thick but short -- Voltage collapse limits length before leader formation - -### 5.5 Streamers vs Leaders - -**Streamers:** -- Thin (10-100 μm), fast (~10⁶ m/s), low current (mA) -- Photoionization propagation -- High resistance, short-lived (μs thermal time) -- Purple/blue, highly branched -- High ε (inefficient) - -**Leaders:** -- Thick (mm-cm), slower (~10³ m/s), high current (A) -- Thermally ionized (5000-20000 K) -- Low resistance, persistent (seconds with convection) -- White/orange, straighter -- Low ε (efficient) - -**Transition sequence:** -1. High E-field creates streamers -2. Sufficient current → Joule heating -3. Heated channel → thermal ionization → leader -4. Leader grows from base -5. Leader tip launches new streamers -6. Fed streamers convert to leader - -### 5.6 The Capacitive Divider Problem - -As spark grows, voltage division limits tip voltage: - -``` -V_tip = V_topload × Z_mut/(Z_mut + Z_sh) - -where Z_mut = (1/jωC_mut) || R (complex) - Z_sh = 1/jωC_sh -``` - -**Open-circuit limit (R → ∞):** -``` -V_tip ≈ V_topload × C_mut/(C_mut + C_sh) -``` - -**With finite R ≈ R_opt_power:** V_tip is lower and complex. Since C_sh ∝ L: -- As spark grows, C_sh increases -- V_tip decreases even if V_topload maintained -- E_tip decreases -- Growth becomes harder - -This creates sub-linear scaling of length with energy. - -### 5.7 Freau's Empirical Relationship - -Community observations suggest: -``` -Single-shot burst: L ∝ √(bang energy) -Repetitive operation: L ∝ P_avg^(0.3 to 0.5) -``` - -**The single-shot √E relationship** applies when there's no thermal accumulation between events - each spark starts cold. - -**The repetitive power scaling** applies when thermal/ionization memory carries over between pulses. - -**Physical explanation for voltage-limited burst mode:** -``` -E_field ≈ V_top/L -Need: V_top > E_propagation × L -Power to maintain voltage: P ∝ V_top²/Z_spark -If Z_spark ∝ L, then: L ∝ √P -``` - -**QCW shows different scaling** (closer to linear, maybe L ∝ E^0.6-0.8) because: -- Active voltage ramping compensates for divider -- Leader formation more energy-efficient -- Still fights capacitive divider but with mitigation - ---- - -## Part 6: Practical Simulation Workflow - -### 6.1 Calibration Procedure - -**Required measurements (one-time per coil type):** - -1. **Energy per meter (ε):** - - Run coil with known drive, measure final spark length L - - From SPICE, compute E_delivered = ∫P_spark dt - - Calculate: ε = E_delivered/L - -2. **Field threshold (E_propagation):** - - Use FEMM to compute E_tip for measured V_top and final L - - E_propagation ≈ E_tip at stall point - - Typical: 0.4-1.0 MV/m - -### 6.2 Prediction Workflow - -**Step 1: Voltage capability check** -- Simulate to determine V_top(t) -- Use FEMM: E_tip(V_top, L_target) ≥ E_propagation? -- If not, target length is voltage-limited - -**Step 2: Power/energy requirement** -- Choose growth time T (e.g., 10 ms for QCW) -- Required: P_avg ≈ ε × L_target/T -- Required: E_total ≈ ε × L_target - -**Step 3: Verify in SPICE** -- Verify delivered P_stream meets requirement -- Check coil stays near loaded pole - -**Step 4: Power balance validation** -``` -P_primary_input = P_spark + P_secondary_losses + P_corona + P_radiation - -Check: P_spark / P_primary_input = expected efficiency -``` - -### 6.3 Growth Simulation (Advanced) - -For each time step dt: -``` -1. Check: E_tip(V_top(t), L) ≥ E_propagation? -2. If yes: dL/dt = P_stream(t)/ε(L,t) -3. If no: dL/dt = 0 (stalled) -4. Update: L = L + (dL/dt)×dt -5. Update spark model parameters for new L -6. Optionally track frequency to follow loaded pole -``` - ---- - -## Part 7: Lumped Spark Model Theory - -### 7.1 Model Structure - -Single lumped element: -``` - C_mut -Topload ----||---- Node_spark - | - [R] - | - [C_sh] - | - GND -``` - -### 7.2 FEMM Extraction - -**Electrostatic simulation:** -- Topload at potential V -- Spark as cylindrical conductor -- Ground plane/boundaries -- Solve for 2×2 capacitance matrix - -**Extract values from Maxwell capacitance matrix:** - -The Maxwell matrix has C_ii > 0 (self-capacitance) and C_ij < 0 for i≠j (mutual capacitance, negative). - -``` -C_mut = -C[topload, spark] = |C_12| (take absolute value of negative off-diagonal) -C_sh = C[spark, spark] + C[spark, topload] = C_22 - |C_12| (total to ground) -``` - -**Sign convention note:** We're using the Maxwell capacitance matrix convention. If using partial capacitances, the extraction differs. - -**Typical validation:** C_sh ≈ 2 pF per foot confirms model accuracy. - -### 7.3 Determining R - -**Default (recommended):** -``` -R = R_opt_power = 1/(ω(C_mut + C_sh)) -``` - -**Physical bounds:** -``` -R_min ≈ 1 kΩ (very hot, thick leader plasma) -R_max ≈ 100 MΩ (cold, thin streamer plasma) -R_actual = clip(R_opt_power, R_min, R_max) -``` - -If clipping occurs, check if source can provide required power/voltage for this impedance. - -### 7.4 User Measurement Integration - -**Ringdown method (improved):** - -For a parallel RLC equivalent at the loaded resonance ω_L: -``` -Q_L = ω_L C_eq R_p = R_p/(ω_L L) - -Therefore: R_p = Q_L/(ω_L C_eq) or equivalently R_p = Q_L ω_L L - -And: G_total = 1/R_p = ω_L C_eq/Q_L or equivalently G_total = 1/(Q_L ω_L L) -``` - -**Measurement procedure:** -1. Measure unloaded: f₀, Q₀, C₀ (from geometry or separate measurement) -2. Measure with spark: f_L, Q_L -3. Calculate equivalent capacitance: C_eq = C₀(f₀/f_L)² -4. Calculate capacitance change: ΔC = C_eq - C₀ -5. Calculate total conductance: G_total = ω_L C_eq/Q_L (using either form above) -6. Calculate unloaded conductance: G_0 = ω₀ C₀/Q₀ -7. Spark admittance: Y_spark ≈ (G_total - G_0) + jω_L ΔC - -**Note:** This method is sensitive to primary coupling effects. The Thévenin port method (Section 3.3) is more robust. - -**Direct measurement:** -- Use E-field probe for V_top (isolated, calibrated) -- Use Rogowski/CT for I_spark return current (not I_base) -- Calculate: Y = I/V, extract R from circuit model -- Low-level option: VNA with capacitive pickup (no spark) to verify Z_th - -### 7.5 Limitations - -**Good for:** -- Impedance matching studies -- Fast simulation -- Coil design optimization - -**Cannot capture:** -- Current distribution along spark -- Tip vs. base differences -- Streamer/leader transitions -- Very long sparks (>10 feet) - ---- - -## Part 8: nth-Order Distributed Spark Model - -### 8.1 Model Structure - -Divide spark into n segments (typically n=10): -``` -Topload - | -[C_01][R_1][C_1,gnd] - | -[C_12][R_2][C_2,gnd] - | - ... - | -[C_n-1,n][R_n][C_n,gnd] -``` - -Each segment: mutual capacitances, shunt capacitance, resistance. Optional: inductances if magnetic effects significant. - -### 8.2 FEMM Extraction - -**Electrostatic:** -- n cylindrical segments + topload + environment -- Solve for (n+1)×(n+1) capacitance matrix -- Includes all segment-to-segment and segment-to-environment couplings - -**SPICE implementation challenge:** -Maxwell C-matrix has negative off-diagonals (C_ij < 0 for i≠j). Direct implementation as literal capacitors problematic. Solutions: -1. **Partial-capacitance matrix:** Use capacitances to ground with all others grounded (positive definite) -2. **Controlled sources:** Implement via MNA: I_i = Σ_j C_ij dV_j/dt -3. **Nearest-neighbor approximation:** Approximate with local couplings, validate against full matrix - -**Passivity check:** Ensure C-matrix is symmetric positive semi-definite (SPD). If numerical noise creates slight non-passivity, add small diagonal term (+0.1 pF) or small series R for numerical stability. - -### 8.3 Resistance Optimization: Iterative Power Maximization - -**Initialization (tapered, recommended):** -``` -position = i/(n-1) # 0 at base, 1 at tip -R[i] = R_base + (R_tip - R_base)×position² -R_base = 10 kΩ, R_tip = 1 MΩ -``` - -**Iterative algorithm with damping:** -``` -Iterate until convergence: - For each segment i: - Sweep R[i] to find value maximizing P[i] - Apply damping: R_new[i] = α×R_optimal[i] + (1-α)×R_old[i] - where α ≈ 0.3-0.5 for stability - Clip to bounds: R[i] = clip(R_new[i], R_min[i], R_max[i]) - Check convergence: max relative change < 1% - -If poles shifted >5%, re-optimize at new frequency -``` - -**Physical bounds (position-dependent):** -``` -R_min[i] = 1 kΩ + (10 kΩ - 1 kΩ)×position -R_max[i] = 100 kΩ + (100 MΩ - 100 kΩ)×position -``` - -**Convergence behavior:** -- Well-coupled base segments: sharp power peak, fast convergence to low R -- Poorly-coupled tip segments: flat power curve, may not converge to unique value, stays at high R -- This naturally produces leader (base) + streamer (tip) distribution - -**Typical total resistance validation:** - -At 200 kHz for 1-3 meter sparks: -- **Streamer-dominated (burst mode):** Total R ≈ 50-300 kΩ -- **Leader-dominated (QCW):** Total R ≈ 5-50 kΩ (hot, thick channels) -- **Very low frequency (<100 kHz) or very long sparks:** Can approach 1-10 kΩ - -Calculate total: R_total = Σ R[i] - -Flag if significantly outside these ranges for your frequency and length. - -### 8.4 Circuit-Determined Resistance (Simplified Alternative) - -If plasma always adjusts to R_opt_power and C depends weakly on diameter (logarithmically): - -``` -For each segment: - C_total[i] = C_shunt[i] + sum(C_mutual[i,:]) - R[i] = 1/(ω × C_total[i]) - R[i] = clip(R[i], R_min[i], R_max[i]) -``` - -**Justification:** -- C ∝ 1/ln(h/d): weak diameter dependence -- R_opt ∝ 1/C: also weak diameter dependence -- 2× diameter → ~10-15% change in C, R -- Error acceptable given other uncertainties (FEMM ~10%, plasma variability ~50%) - -**When to use:** Standard cases within typical parameter ranges. -**When to iterate:** Edge cases, validation studies, highest accuracy needs. - -### 8.5 Diameter Considerations - -**Circuit-first view (recommended):** -1. Use nominal diameter in FEMM (e.g., 1 mm for burst, 3 mm for QCW) -2. Calculate C matrices -3. Calculate R_opt from C -4. Plasma adjusts properties to match R_opt -5. Diameter is dependent variable - -**Self-consistency check (optional):** -``` -d_nominal = 1e-3 m # 1 mm starting guess -C_mut, C_sh = FEMM(d_nominal) -R_opt = 1/(ω(C_mut + C_sh)) - -# Back-calculate implied diameter (typical partially ionized plasma): -ρ_typical = 10 Ω·m -L_segment = L_total/n_segments -d_implied = sqrt(4×ρ_typical×L_segment / (π×R_opt)) - -# If d_implied ≈ d_nominal (within factor of 2), self-consistent -# If not, iterate once with d = (d_nominal + d_implied)/2 -``` - -Because dependence is logarithmic, typically converges in 1-2 iterations if needed. - ---- - -## Part 9: Impedance Matching for Target Spark Length - -### 9.1 QCW Matching Strategy - -During QCW, spark grows from 0 to target length. Impedance changes dramatically. - -**Recommendation: Match at 50-70% of target length** - -**Reasoning:** -- Decent power transfer throughout ramp -- Spark grows fastest in middle phase -- Frequency tracking compensates for mismatch - -**Rule of thumb: Match at 60% for first design iteration** - -### 9.2 Optimization Approach - -Minimize total energy over growth: -``` -E_total = ∫₀ᵀ [ε × L(t)/η(t)] dt -η(t) = power transfer efficiency -``` - -**Procedure:** -1. Simulate growth with match points at 0%, 30%, 50%, 70%, 100% -2. Calculate E_total to reach target for each -3. Choose match point minimizing E_total - -### 9.3 Burst Mode Matching - -For non-ramping burst: -- Match to final spark length (100%) -- Coil rings up quickly -- Steady-state matching more important - ---- - -## Part 10: Implementation Summary - -### 10.1 Lumped Model Workflow - -1. FEMM electrostatic: topload + single spark cylinder -2. Extract C_mut = |C_12|, C_sh = C_22 - |C_12| from Maxwell matrix -3. Calculate R = 1/(ω(C_mut + C_sh)), clip to bounds -4. Build SPICE: (C_mut||R) in series with C_sh at topload port -5. AC analysis: Thévenin equivalent or direct power measurement -6. Use for matching optimization and performance prediction - -### 10.2 nth-Order Workflow - -1. FEMM: n segments + environment → full C-matrix -2. Optional: magnetic analysis → L-matrix -3. Initialize R with tapered profile -4. Choose approach: - - Full iterative optimization with damping (highest accuracy) - - Simplified R = 1/(ωC_total) (good for typical cases) -5. Export to SPICE with proper C-matrix handling (partial capacitances or controlled sources) -6. AC analysis or transient simulation -7. Validate: power balance, total R in expected range, R distribution physical - -### 10.3 Validation Strategy - -**Tests:** -- Lumped vs. 1-segment nth-order (should match exactly) -- Convergence: n=5 vs. n=10 vs. n=20 (diminishing changes) -- Measurements: compare impedance, power, length to real coil -- Self-consistency: R distribution shows base < tip, total R reasonable - ---- - -## Part 11: Key Equations Reference - -### Circuit Analysis -``` -R_opt_power = 1/(ω(C_mut + C_sh)) -Example: f=200 kHz, C_total=12 pF → R_opt ≈ 66 kΩ - -R_opt_phase = 1/(ω√(C_mut(C_mut + C_sh))) - -φ_Z,min = -atan(2√(r(1+r))), r = C_mut/C_sh - -Y = ((G+jB₁)·jB₂)/(G+j(B₁+B₂)) -where G = 1/R, B₁ = ωC_mut, B₂ = ωC_sh (positive susceptances) - -φ_Z = -atan(Im{Y}/Re{Y}) (impedance phase) -``` - -### Thévenin Equivalent -``` -Z_th = 1V/I_test (drive off, test source on) -V_th = V(topload) (drive on, no spark) -P_load = 0.5×|V_th|²×Re{Z_load}/|Z_th+Z_load|² - -Theoretical maximum (conjugate match): -P_max = 0.5×|V_th|²/(4×Re{Z_th}) -``` - -### Spark Growth -``` -E_inception ≈ 2-3 MV/m (initial breakdown) -E_propagation ≈ 0.4-1.0 MV/m (sustained growth) - -dL/dt = P_stream/ε (when E_tip > E_propagation) - -ε ≈ 5-15 J/m (QCW), 20-40 J/m (hybrid), 30-100 J/m (burst) -ε(t) = ε₀/(1 + α∫P dt), where [α] = 1/J - -V_tip ≈ V_topload×C_mut/(C_mut+C_sh) (open-circuit limit) - -τ_thermal = d²/(4α), α ≈ 2×10⁻⁵ m²/s for air -d=100 μm → τ~0.1 ms; d=5 mm → τ~300 ms -(Observed persistence longer due to convection/ionization) -``` - -### Physical Bounds -``` -R_min ≈ 1-10 kΩ (hot leader plasma, position-dependent) -R_max ≈ 100 kΩ - 100 MΩ (cold streamer, position-dependent) - -Typical total spark resistance at 200 kHz for 1-3 m: -- Burst/streamer: 50-300 kΩ -- QCW/leader: 5-50 kΩ -- Low frequency/very long: can approach 1-10 kΩ - -Typical impedance phase: -55° to -75° -``` - -### Ringdown Method -``` -At loaded resonance ω_L: -Q_L = ω_L C_eq R_p = R_p/(ω_L L) - -R_p = Q_L/(ω_L C_eq) = Q_L ω_L L -G_total = ω_L C_eq/Q_L = 1/(Q_L ω_L L) - -C_eq = C₀(f₀/f_L)² -Y_spark ≈ (G_total - G_0) + jω_L(C_eq - C_0) -``` - ---- - -## Part 12: Open Questions and Future Work - -### 12.1 Remaining Uncertainties - -- ε variability with current density, frequency, ambient conditions -- E_propagation dependence on geometry, humidity, altitude -- Full thermal evolution including convection and radiation -- Branching: power division among multiple channels - -### 12.2 Future Enhancements - -**Advanced physics:** -- Dynamic capacitance: d_eff(E) = d₀×(1 + β×ln(E/E_threshold)) -- Radial temperature profiles: hot core, cool edges -- Time-dependent ε with thermal memory -- Branching models: I_branch ∝ d_branch^1.5 - -**Simulation improvements:** -- Full transient with L(t) evolution -- 3D FEA for complex geometries -- Monte Carlo for stochastic breakout/branching -- Strike detection: R → few ohms when contact occurs - -**Validation needs:** -- Systematic measurements across coil types, frequencies, power levels -- High-speed photography for growth rate validation -- RF current distribution measurements at multiple points -- Database correlating spark parameters to operating conditions - ---- - -## Conclusion - -This framework provides practical, implementable Tesla coil spark modeling: - -**Core principles:** -1. Circuit topology imposes fundamental phase constraints -2. Plasma self-optimizes within constraints (hungry streamer) -3. R_opt_power maximizes power transfer -4. Capacitances depend weakly (logarithmically) on diameter -5. Circuit determines R; plasma adjusts to match -6. Growth requires E_tip > E_propagation AND sufficient energy (ε×L) - -**For basic use:** Lumped model with R = R_opt_power - -**For advanced use:** nth-order distributed model with iterative (highest accuracy) or simplified (good for typical cases) R optimization - -**Critical:** Calibrate ε and E_propagation from measurements, then predict new operating conditions with validated power balance. - -The framework balances theoretical rigor with practical implementation, acknowledging where empirical calibration fills gaps in complex plasma physics while maintaining solid circuit-theoretical foundations. \ No newline at end of file diff --git a/spark-lessons/app/__init__.py b/spark-lessons/app/__init__.py deleted file mode 100644 index 0b43d6f..0000000 --- a/spark-lessons/app/__init__.py +++ /dev/null @@ -1,6 +0,0 @@ -""" -Tesla Coil Spark Physics Course - PyQt5 Application -""" - -__version__ = '1.0.0' -__author__ = 'Tesla Coil Community' diff --git a/spark-lessons/app/config.py b/spark-lessons/app/config.py deleted file mode 100644 index 972ef34..0000000 --- a/spark-lessons/app/config.py +++ /dev/null @@ -1,259 +0,0 @@ -""" -Configuration and constants for Tesla Coil Spark Course application -""" - -from pathlib import Path - -# ============================================================================ -# Paths -# ============================================================================ - -# Base directory (spark-lessons/) -BASE_DIR = Path(__file__).parent.parent - -# Content directories -LESSONS_DIR = BASE_DIR / 'lessons' -EXERCISES_DIR = BASE_DIR / 'exercises' -REFERENCE_DIR = BASE_DIR / 'reference' -WORKED_EXAMPLES_DIR = BASE_DIR / 'worked-examples' -ASSETS_DIR = BASE_DIR / 'assets' - -# Course structure -COURSE_JSON = BASE_DIR / 'course.json' - -# Resources -RESOURCES_DIR = BASE_DIR / 'resources' -STYLES_DIR = RESOURCES_DIR / 'styles' -ICONS_DIR = RESOURCES_DIR / 'icons' -DATABASE_DIR = RESOURCES_DIR / 'database' -SYMBOLS_JSON = RESOURCES_DIR / 'symbols_definitions.json' -IMAGES_DIR = ASSETS_DIR / 'images' - -# User data (created in user's home directory) -USER_HOME = Path.home() -USER_DATA_DIR = USER_HOME / '.tesla_spark_course' -USER_DATA_DIR.mkdir(exist_ok=True) - -DATABASE_PATH = USER_DATA_DIR / 'progress.db' -USER_NOTES_DIR = USER_DATA_DIR / 'notes' -USER_NOTES_DIR.mkdir(exist_ok=True) - -# ============================================================================ -# Application Constants -# ============================================================================ - -APP_NAME = "Tesla Coil Spark Physics Course" -APP_VERSION = "1.0.0" -APP_AUTHOR = "Tesla Coil Community" - -# ============================================================================ -# UI Constants -# ============================================================================ - -# Window dimensions -DEFAULT_WINDOW_WIDTH = 1400 -DEFAULT_WINDOW_HEIGHT = 900 -MIN_WINDOW_WIDTH = 1000 -MIN_WINDOW_HEIGHT = 600 - -# Panel sizes -NAVIGATION_PANEL_MIN_WIDTH = 250 -NAVIGATION_PANEL_DEFAULT_WIDTH = 300 -PROGRESS_PANEL_MIN_WIDTH = 280 -PROGRESS_PANEL_DEFAULT_WIDTH = 320 -CONTENT_PANEL_MIN_WIDTH = 600 - -# Font sizes -FONT_SIZE_SMALL = 10 -FONT_SIZE_NORMAL = 12 -FONT_SIZE_LARGE = 14 -FONT_SIZE_TITLE = 16 - -# Colors (light theme) -COLOR_PRIMARY = "#3498db" # Blue -COLOR_SECONDARY = "#9b59b6" # Purple -COLOR_SUCCESS = "#27ae60" # Green -COLOR_WARNING = "#f39c12" # Orange -COLOR_DANGER = "#e74c3c" # Red -COLOR_ERROR = "#e74c3c" # Red (alias) -COLOR_INFO = "#2ecc71" # Light green -COLOR_BACKGROUND = "#ffffff" # White -COLOR_PANEL_BACKGROUND = "#f8f9fa" # Light gray -COLOR_TEXT = "#2c3e50" # Dark blue-gray -COLOR_TEXT_SECONDARY = "#7f8c8d" # Gray -COLOR_BORDER = "#dee2e6" # Light border -COLOR_HIGHLIGHT = "#e3f2fd" # Light blue - -# Status colors -COLOR_STATUS_COMPLETE = "#27ae60" # Green -COLOR_STATUS_IN_PROGRESS = "#f39c12" # Orange -COLOR_STATUS_NOT_STARTED = "#95a5a6" # Gray -COLOR_STATUS_LOCKED = "#bdc3c7" # Light gray - -# Progress bar colors -COLOR_PROGRESS_BG = "#ecf0f1" -COLOR_PROGRESS_FG = "#3498db" -COLOR_PROGRESS_COMPLETE = "#2ecc71" - -# ============================================================================ -# Course Constants -# ============================================================================ - -TOTAL_LESSONS = 30 -TOTAL_EXERCISES = 18 -TOTAL_POINTS = 525 -TOTAL_PARTS = 4 - -# Difficulty levels -DIFFICULTY_BEGINNER = "beginner" -DIFFICULTY_INTERMEDIATE = "intermediate" -DIFFICULTY_ADVANCED = "advanced" - -DIFFICULTY_COLORS = { - DIFFICULTY_BEGINNER: "#2ecc71", # Green - DIFFICULTY_INTERMEDIATE: "#f39c12", # Orange - DIFFICULTY_ADVANCED: "#e74c3c" # Red -} - -# Lesson status -STATUS_NOT_STARTED = "not_started" -STATUS_IN_PROGRESS = "in_progress" -STATUS_COMPLETED = "completed" - -# Status icons (Unicode) -ICON_COMPLETE = "✓" -ICON_IN_PROGRESS = "⊙" -ICON_NOT_STARTED = "○" -ICON_LOCKED = "🔒" -ICON_EXERCISE = "⚡" -ICON_BOOKMARK = "⭐" - -# ============================================================================ -# Progress & Gamification Constants -# ============================================================================ - -# Level thresholds (points) -LEVELS = [ - (0, "Novice", "Circuit Curious"), - (100, "Learner", "Circuit Explorer"), - (250, "Practitioner", "Circuit Master"), - (400, "Expert", "Tesla Scholar"), -] - -# Achievement definitions -ACHIEVEMENTS = { - 'quick_learner': { - 'name': 'Quick Learner', - 'description': 'Complete first lesson in under 15 minutes', - 'icon': '🏆', - 'condition': 'first_lesson_under_15min' - }, - 'accuracy_master': { - 'name': 'Accuracy Master', - 'description': 'Maintain 85%+ average on exercises', - 'icon': '🎯', - 'condition': 'exercise_avg_85_percent' - }, - 'bookworm': { - 'name': 'Bookworm', - 'description': 'Complete Part 1 in under 3 hours', - 'icon': '📚', - 'condition': 'part1_under_3hours' - }, - 'streak_master': { - 'name': 'Streak Master', - 'description': 'Study for 7 consecutive days', - 'icon': '🔥', - 'condition': 'streak_7_days' - }, - 'lab_rat': { - 'name': 'Lab Rat', - 'description': 'Complete 5 exercises with perfect scores', - 'icon': '🧪', - 'condition': 'perfect_5_exercises' - }, - 'insight': { - 'name': 'Insight', - 'description': 'Average fewer than 2 hints per exercise', - 'icon': '💡', - 'condition': 'avg_hints_under_2' - }, - 'power_user': { - 'name': 'Power User', - 'description': 'Use 10+ keyboard shortcuts', - 'icon': '⚡', - 'condition': 'shortcuts_10_plus' - }, - 'graduate': { - 'name': 'Graduate', - 'description': 'Complete all 30 lessons', - 'icon': '🎓', - 'condition': 'all_lessons_complete' - }, -} - -# ============================================================================ -# Auto-save Settings -# ============================================================================ - -AUTO_SAVE_INTERVAL = 10000 # milliseconds (10 seconds) -PROGRESS_UPDATE_INTERVAL = 1000 # milliseconds (1 second for time tracking) - -# ============================================================================ -# Markdown Rendering -# ============================================================================ - -# MathJax CDN -MATHJAX_CDN = "https://cdn.jsdelivr.net/npm/mathjax@3/es5/tex-mml-chtml.js" - -# Markdown extensions -MARKDOWN_EXTENSIONS = [ - 'extra', - 'codehilite', - 'tables', - 'toc', - 'pymdownx.arithmatex', - 'pymdownx.superfences', - 'pymdownx.highlight', -] - -# ============================================================================ -# Keyboard Shortcuts -# ============================================================================ - -SHORTCUTS = { - 'next_lesson': 'Ctrl+Right', - 'prev_lesson': 'Ctrl+Left', - 'first_lesson': 'Ctrl+Home', - 'last_lesson': 'Ctrl+End', - 'search': 'Ctrl+F', - 'bookmark': 'Ctrl+B', - 'mark_complete': 'Ctrl+M', - 'exercises': 'Ctrl+E', - 'references': 'Ctrl+R', - 'notes': 'Ctrl+N', - 'dashboard': 'Ctrl+P', - 'fullscreen': 'F11', - 'quit': 'Ctrl+Q', -} - -# ============================================================================ -# Default User Settings -# ============================================================================ - -DEFAULT_SETTINGS = { - 'theme': 'light', - 'font_size': FONT_SIZE_NORMAL, - 'auto_save': True, - 'show_hints': True, - 'learning_path': 'intermediate', - 'auto_mark_complete': True, # Auto-mark at 95% scroll - 'sound_effects': False, -} - -# ============================================================================ -# Debug Mode -# ============================================================================ - -DEBUG = True # Set to False for production -VERBOSE_LOGGING = DEBUG diff --git a/spark-lessons/app/database.py b/spark-lessons/app/database.py deleted file mode 100644 index 0b0a221..0000000 --- a/spark-lessons/app/database.py +++ /dev/null @@ -1,332 +0,0 @@ -""" -Database connection manager for Tesla Coil Spark Course -Handles SQLite connections, schema creation, and queries -""" - -import sqlite3 -import os -from pathlib import Path -from datetime import datetime - - -class Database: - """SQLite database manager""" - - def __init__(self, db_path=None): - """ - Initialize database connection - - Args: - db_path: Path to SQLite database file. If None, uses default location. - """ - if db_path is None: - # Default location: user's home directory - home = Path.home() - data_dir = home / '.tesla_spark_course' - data_dir.mkdir(exist_ok=True) - db_path = data_dir / 'progress.db' - - self.db_path = db_path - self.connection = None - self._connect() - self._initialize_schema() - - def _connect(self): - """Establish database connection""" - try: - self.connection = sqlite3.connect( - self.db_path, - check_same_thread=False # Allow usage from multiple threads - ) - self.connection.row_factory = sqlite3.Row # Access columns by name - print(f"[DB] Connected to database: {self.db_path}") - except sqlite3.Error as e: - print(f"[DB ERROR] Failed to connect: {e}") - raise - - def _initialize_schema(self): - """Create tables if they don't exist""" - schema_file = Path(__file__).parent.parent / 'resources' / 'database' / 'schema.sql' - - if not schema_file.exists(): - print(f"[DB WARNING] Schema file not found: {schema_file}") - return - - try: - with open(schema_file, 'r') as f: - schema_sql = f.read() - - cursor = self.connection.cursor() - cursor.executescript(schema_sql) - self.connection.commit() - print("[DB] Schema initialized successfully") - except sqlite3.Error as e: - print(f"[DB ERROR] Failed to initialize schema: {e}") - raise - - def execute(self, query, params=None): - """ - Execute a query and return cursor - - Args: - query: SQL query string - params: Query parameters (tuple or dict) - - Returns: - sqlite3.Cursor - """ - try: - cursor = self.connection.cursor() - if params: - cursor.execute(query, params) - else: - cursor.execute(query) - return cursor - except sqlite3.Error as e: - print(f"[DB ERROR] Query failed: {e}") - print(f"[DB ERROR] Query: {query}") - raise - - def fetch_one(self, query, params=None): - """Execute query and fetch one result""" - cursor = self.execute(query, params) - return cursor.fetchone() - - def fetch_all(self, query, params=None): - """Execute query and fetch all results""" - cursor = self.execute(query, params) - return cursor.fetchall() - - def commit(self): - """Commit transaction""" - self.connection.commit() - - def close(self): - """Close database connection""" - if self.connection: - self.connection.close() - print("[DB] Connection closed") - - # ========================================================================= - # Convenience methods for common operations - # ========================================================================= - - def get_user(self, user_id=1): - """Get user by ID (default user is ID 1)""" - return self.fetch_one( - "SELECT * FROM users WHERE user_id = ?", - (user_id,) - ) - - def get_lesson_progress(self, user_id, lesson_id): - """Get progress for a specific lesson""" - return self.fetch_one( - "SELECT * FROM lesson_progress WHERE user_id = ? AND lesson_id = ?", - (user_id, lesson_id) - ) - - def update_lesson_progress(self, user_id, lesson_id, **kwargs): - """ - Update lesson progress - - Args: - user_id: User ID - lesson_id: Lesson ID - **kwargs: Fields to update (status, scroll_position, time_spent, etc.) - """ - # First, ensure record exists - existing = self.get_lesson_progress(user_id, lesson_id) - - if existing is None: - # Create new record - self.execute( - """INSERT INTO lesson_progress - (user_id, lesson_id, first_opened, last_accessed) - VALUES (?, ?, ?, ?)""", - (user_id, lesson_id, datetime.now(), datetime.now()) - ) - - # Update fields - if kwargs: - # Add last_accessed to every update - kwargs['last_accessed'] = datetime.now() - - set_clause = ', '.join([f"{key} = ?" for key in kwargs.keys()]) - values = list(kwargs.values()) + [user_id, lesson_id] - - query = f"""UPDATE lesson_progress - SET {set_clause} - WHERE user_id = ? AND lesson_id = ?""" - self.execute(query, values) - self.commit() - - def mark_lesson_complete(self, user_id, lesson_id): - """Mark a lesson as completed""" - self.update_lesson_progress( - user_id, lesson_id, - status='completed', - completion_percentage=100, - completed_at=datetime.now() - ) - - def get_all_lesson_progress(self, user_id): - """Get progress for all lessons""" - return self.fetch_all( - "SELECT * FROM lesson_progress WHERE user_id = ?", - (user_id,) - ) - - def record_exercise_attempt(self, user_id, exercise_id, user_answer, - is_correct, points_earned, points_possible, - hints_used=0, time_taken=0, lesson_id=None): - """Record an exercise attempt""" - # Get attempt number - cursor = self.execute( - """SELECT COALESCE(MAX(attempt_number), 0) + 1 as next_attempt - FROM exercise_attempts - WHERE user_id = ? AND exercise_id = ?""", - (user_id, exercise_id) - ) - attempt_number = cursor.fetchone()['next_attempt'] - - # Insert attempt - self.execute( - """INSERT INTO exercise_attempts - (user_id, exercise_id, lesson_id, attempt_number, user_answer, - is_correct, points_earned, points_possible, hints_used, time_taken) - VALUES (?, ?, ?, ?, ?, ?, ?, ?, ?, ?)""", - (user_id, exercise_id, lesson_id, attempt_number, user_answer, - is_correct, points_earned, points_possible, hints_used, time_taken) - ) - - # Update or create completion record - existing = self.fetch_one( - "SELECT * FROM exercise_completion WHERE user_id = ? AND exercise_id = ?", - (user_id, exercise_id) - ) - - if existing is None: - # First attempt - self.execute( - """INSERT INTO exercise_completion - (user_id, exercise_id, best_score, max_possible, total_attempts, - first_attempted, first_completed, last_attempted) - VALUES (?, ?, ?, ?, ?, ?, ?, ?)""", - (user_id, exercise_id, points_earned, points_possible, 1, - datetime.now(), datetime.now() if is_correct else None, datetime.now()) - ) - else: - # Update existing - best_score = max(existing['best_score'], points_earned) - first_completed = existing['first_completed'] - if is_correct and first_completed is None: - first_completed = datetime.now() - - self.execute( - """UPDATE exercise_completion - SET best_score = ?, total_attempts = total_attempts + 1, - first_completed = ?, last_attempted = ? - WHERE user_id = ? AND exercise_id = ?""", - (best_score, first_completed, datetime.now(), user_id, exercise_id) - ) - - self.commit() - - def get_overall_progress(self, user_id): - """Get overall progress statistics""" - # Total points earned - points_result = self.fetch_one( - """SELECT SUM(best_score) as total_points - FROM exercise_completion - WHERE user_id = ?""", - (user_id,) - ) - total_points = points_result['total_points'] or 0 - - # Lessons completed - lessons_result = self.fetch_one( - """SELECT COUNT(*) as completed - FROM lesson_progress - WHERE user_id = ? AND status = 'completed'""", - (user_id,) - ) - lessons_completed = lessons_result['completed'] or 0 - - # Total study time - time_result = self.fetch_one( - """SELECT SUM(time_spent) as total_time - FROM lesson_progress - WHERE user_id = ?""", - (user_id,) - ) - total_time = time_result['total_time'] or 0 - - return { - 'total_points': total_points, - 'lessons_completed': lessons_completed, - 'total_time': total_time, - 'percentage': (lessons_completed / 30.0) * 100 # 30 total lessons - } - - def update_study_session(self, user_id): - """Update or create today's study session""" - today = datetime.now().date() - - existing = self.fetch_one( - "SELECT * FROM study_sessions WHERE user_id = ? AND session_date = ?", - (user_id, today) - ) - - if existing is None: - self.execute( - """INSERT INTO study_sessions - (user_id, session_date, session_start) - VALUES (?, ?, ?)""", - (user_id, today, datetime.now()) - ) - else: - self.execute( - """UPDATE study_sessions - SET session_end = ? - WHERE user_id = ? AND session_date = ?""", - (datetime.now(), user_id, today) - ) - - self.commit() - - def get_study_streak(self, user_id): - """Calculate current study streak (consecutive days)""" - sessions = self.fetch_all( - """SELECT session_date FROM study_sessions - WHERE user_id = ? - ORDER BY session_date DESC""", - (user_id,) - ) - - if not sessions: - return 0 - - from datetime import timedelta - streak = 0 - expected_date = datetime.now().date() - - for session in sessions: - session_date = datetime.strptime(session['session_date'], '%Y-%m-%d').date() - if session_date == expected_date: - streak += 1 - expected_date -= timedelta(days=1) - else: - break - - return streak - - -# Global database instance -_db_instance = None - -def get_database(): - """Get global database instance""" - global _db_instance - if _db_instance is None: - _db_instance = Database() - return _db_instance diff --git a/spark-lessons/app/main.py b/spark-lessons/app/main.py deleted file mode 100644 index 4cbe21b..0000000 --- a/spark-lessons/app/main.py +++ /dev/null @@ -1,85 +0,0 @@ -""" -Tesla Coil Spark Physics Course - Main Application Entry Point -PyQt5 Desktop Application -""" - -import sys -from pathlib import Path - -# Add parent directory to path so we can import app package -sys.path.insert(0, str(Path(__file__).parent.parent)) - -from PyQt5.QtWidgets import QApplication, QMessageBox -from PyQt5.QtCore import Qt - -# Import configuration and models -from app import config -from app.database import get_database -from app.models import get_course -from app.views import MainWindow - - -def main(): - """Main application entry point""" - - # Create QApplication - app = QApplication(sys.argv) - app.setApplicationName(config.APP_NAME) - app.setApplicationVersion(config.APP_VERSION) - app.setOrganizationName(config.APP_AUTHOR) - - # Enable high DPI scaling - app.setAttribute(Qt.AA_EnableHighDpiScaling, True) - app.setAttribute(Qt.AA_UseHighDpiPixmaps, True) - - print("="*60) - print(f"{config.APP_NAME} v{config.APP_VERSION}") - print("="*60) - - try: - # Initialize database - print("[*] Initializing database...") - db = get_database() - print(f"[OK] Database ready: {db.db_path}") - - # Load course structure - print("[*] Loading course structure...") - course = get_course() - print(f"[OK] Course loaded: {course.title}") - - # Validate lesson files - print("[*] Validating lesson files...") - if course.validate(): - print("[OK] All lesson files found") - else: - print("[WARN] Some lesson files missing (see above)") - - # Create and show main window - print("[*] Creating main window...") - window = MainWindow() - window.show() - - print("[OK] Application ready!\n") - - # Run application event loop - return app.exec_() - - except Exception as e: - # Show error dialog - print(f"\n[ERROR] {e}") - import traceback - traceback.print_exc() - - error_dialog = QMessageBox() - error_dialog.setIcon(QMessageBox.Critical) - error_dialog.setWindowTitle("Error") - error_dialog.setText("Failed to initialize application") - error_dialog.setInformativeText(str(e)) - error_dialog.setDetailedText(traceback.format_exc()) - error_dialog.exec_() - - return 1 - - -if __name__ == '__main__': - sys.exit(main()) diff --git a/spark-lessons/app/models/__init__.py b/spark-lessons/app/models/__init__.py deleted file mode 100644 index 86bc635..0000000 --- a/spark-lessons/app/models/__init__.py +++ /dev/null @@ -1,7 +0,0 @@ -""" -Models package for Tesla Coil Spark Course -""" - -from .course_model import Course, Lesson, Section, Part, LearningPath, get_course - -__all__ = ['Course', 'Lesson', 'Section', 'Part', 'LearningPath', 'get_course'] diff --git a/spark-lessons/app/models/course_model.py b/spark-lessons/app/models/course_model.py deleted file mode 100644 index 25a5aa2..0000000 --- a/spark-lessons/app/models/course_model.py +++ /dev/null @@ -1,320 +0,0 @@ -""" -Course Model - Loads and manages course structure from course.json -""" - -import json -from pathlib import Path -from typing import Dict, List, Optional -from app.config import COURSE_JSON, LESSONS_DIR - - -class Lesson: - """Represents a single lesson""" - - def __init__(self, data: dict, part_id: str, section_id: str, order: int = 0): - self.id = data['id'] - self.filename = data['filename'] - self.title = data['title'] - self.estimated_time = data['estimated_time'] - self.difficulty = data['difficulty'] - self.part_id = part_id - self.section_id = section_id - self.order = order # Sequential order in course (1-30) - self.points = data.get('points', 0) # Points for completion - - # Construct full path to lesson file - section_path = LESSONS_DIR / section_id.replace('-', '_').replace('fundamentals', '01-fundamentals').replace('optimization', '02-optimization').replace('spark_physics', '03-spark-physics').replace('advanced_modeling', '04-advanced-modeling') - self.file_path = section_path / self.filename - - def __repr__(self): - return f"" - - -class Section: - """Represents a course section (e.g., 'fundamentals')""" - - def __init__(self, data: dict, part_id: str, lesson_order_start: int = 1): - self.id = data['id'] - self.title = data['title'] - self.path = data['path'] - self.description = data['description'] - self.part_id = part_id - - # Load lessons with sequential ordering - self.lessons = [] - for i, lesson_data in enumerate(data['lessons']): - lesson = Lesson(lesson_data, part_id, self.id, lesson_order_start + i) - self.lessons.append(lesson) - - self.exercises = data.get('exercises', []) - self.key_concepts = data.get('key_concepts', []) - - def get_lesson(self, lesson_id: str) -> Optional[Lesson]: - """Get lesson by ID""" - for lesson in self.lessons: - if lesson.id == lesson_id: - return lesson - return None - - def __repr__(self): - return f"

" - - -class Part: - """Represents a course part (e.g., 'Part 1: Fundamentals')""" - - def __init__(self, data: dict, part_number: int, lesson_order_start: int = 1): - self.id = data['id'] - self.title = data['title'] - self.description = data['description'] - self.estimated_time = data['estimated_time'] - self.number = part_number # Part number (1-4) - - # Load sections with sequential lesson ordering - self.sections = [] - current_order = lesson_order_start - for section_data in data['sections']: - section = Section(section_data, self.id, current_order) - self.sections.append(section) - current_order += len(section.lessons) - - # Create a convenience property for accessing all lessons in this part - self.lessons = self.get_all_lessons() - - def get_lesson(self, lesson_id: str) -> Optional[Lesson]: - """Get lesson by ID from any section in this part""" - for section in self.sections: - lesson = section.get_lesson(lesson_id) - if lesson: - return lesson - return None - - def get_all_lessons(self) -> List[Lesson]: - """Get all lessons in this part""" - lessons = [] - for section in self.sections: - lessons.extend(section.lessons) - return lessons - - def __repr__(self): - return f"" - - -class LearningPath: - """Represents a learning path (e.g., 'beginner', 'complete')""" - - def __init__(self, data: dict): - self.id = data['id'] - self.title = data['title'] - self.description = data['description'] - self.lessons = data.get('lessons', []) - self.skip = data.get('skip', []) - - def includes_lesson(self, lesson_id: str) -> bool: - """Check if lesson is included in this path""" - if self.lessons == 'all': - return lesson_id not in self.skip - return lesson_id in self.lessons - - def __repr__(self): - return f"" - - -class Course: - """Main course model - loads and manages entire course structure""" - - def __init__(self, course_json_path: Path = None): - """ - Load course from course.json - - Args: - course_json_path: Path to course.json file (default: from config) - """ - if course_json_path is None: - course_json_path = COURSE_JSON - - self.json_path = course_json_path - self._load_course() - - def _load_course(self): - """Load and parse course.json""" - try: - with open(self.json_path, 'r', encoding='utf-8') as f: - data = json.load(f) - - # Course metadata - self.title = data['title'] - self.version = data['version'] - self.author = data['author'] - self.description = data['description'] - self.estimated_total_time = data['estimated_total_time'] - self.total_lessons = data['total_lessons'] - self.total_exercises = data['total_exercises'] - self.total_points = data['total_points'] - - # Prerequisites - self.prerequisites_required = data['prerequisites']['required'] - self.prerequisites_recommended = data['prerequisites']['recommended'] - - # Load course structure (4 parts) with sequential numbering - self.parts = [] - current_order = 1 - for i, part_data in enumerate(data['structure']): - part = Part(part_data, i + 1, current_order) - self.parts.append(part) - current_order += len(part.get_all_lessons()) - - # Reference materials - self.reference_materials = data['reference_materials'] - - # Worked examples - self.worked_examples = data['worked_examples'] - - # Learning paths - self.learning_paths = [ - LearningPath(path_data) - for path_data in data['learning_paths'] - ] - - # Tags - self.tags = data.get('tags', {}) - - # Metadata - self.metadata = data.get('metadata', {}) - - # Build lesson index for quick lookup - self._build_lesson_index() - - print(f"[Course] Loaded: {self.title}") - print(f"[Course] {self.total_lessons} lessons across {len(self.parts)} parts") - - except FileNotFoundError: - print(f"[Course ERROR] course.json not found: {self.json_path}") - raise - except json.JSONDecodeError as e: - print(f"[Course ERROR] Invalid JSON: {e}") - raise - except KeyError as e: - print(f"[Course ERROR] Missing required field: {e}") - raise - - def _build_lesson_index(self): - """Build index for fast lesson lookup by ID""" - self._lesson_index = {} - for part in self.parts: - for section in part.sections: - for lesson in section.lessons: - self._lesson_index[lesson.id] = lesson - - def get_lesson(self, lesson_id: str) -> Optional[Lesson]: - """Get lesson by ID (fast lookup)""" - return self._lesson_index.get(lesson_id) - - def get_all_lessons(self) -> List[Lesson]: - """Get all lessons in course order""" - lessons = [] - for part in self.parts: - lessons.extend(part.get_all_lessons()) - return lessons - - def get_lesson_by_index(self, index: int) -> Optional[Lesson]: - """Get lesson by sequential index (0-29)""" - all_lessons = self.get_all_lessons() - if 0 <= index < len(all_lessons): - return all_lessons[index] - return None - - def get_lesson_index(self, lesson_id: str) -> Optional[int]: - """Get sequential index of a lesson (0-29)""" - all_lessons = self.get_all_lessons() - for i, lesson in enumerate(all_lessons): - if lesson.id == lesson_id: - return i - return None - - def get_next_lesson(self, lesson_id: str) -> Optional[Lesson]: - """Get next lesson in sequence""" - index = self.get_lesson_index(lesson_id) - if index is not None: - return self.get_lesson_by_index(index + 1) - return None - - def get_prev_lesson(self, lesson_id: str) -> Optional[Lesson]: - """Get previous lesson in sequence""" - index = self.get_lesson_index(lesson_id) - if index is not None and index > 0: - return self.get_lesson_by_index(index - 1) - return None - - def get_part(self, part_id: str) -> Optional[Part]: - """Get part by ID""" - for part in self.parts: - if part.id == part_id: - return part - return None - - def get_learning_path(self, path_id: str) -> Optional[LearningPath]: - """Get learning path by ID""" - for path in self.learning_paths: - if path.id == path_id: - return path - return None - - def get_lessons_for_path(self, path_id: str) -> List[Lesson]: - """Get all lessons for a specific learning path""" - path = self.get_learning_path(path_id) - if not path: - return [] - - all_lessons = self.get_all_lessons() - if path.lessons == 'all': - return [l for l in all_lessons if l.id not in path.skip] - else: - return [l for l in all_lessons if l.id in path.lessons] - - def get_lessons_by_tag(self, tag: str) -> List[Lesson]: - """Get all lessons with a specific tag""" - if tag not in self.tags: - return [] - - lesson_ids = self.tags[tag] - return [self.get_lesson(lid) for lid in lesson_ids if self.get_lesson(lid)] - - def get_part_for_lesson(self, lesson_id: str) -> Optional[Part]: - """Get the part that contains a lesson""" - for part in self.parts: - if part.get_lesson(lesson_id): - return part - return None - - def search_lessons(self, query: str) -> List[Lesson]: - """Simple search by lesson title""" - query = query.lower() - results = [] - for lesson in self.get_all_lessons(): - if query in lesson.title.lower() or query in lesson.id.lower(): - results.append(lesson) - return results - - def validate(self) -> bool: - """Validate that all lesson files exist""" - all_valid = True - for lesson in self.get_all_lessons(): - if not lesson.file_path.exists(): - print(f"[Course WARN] Missing lesson file: {lesson.file_path}") - all_valid = False - return all_valid - - def __repr__(self): - return f"" - - -# Global course instance -_course_instance = None - -def get_course() -> Course: - """Get global course instance (singleton)""" - global _course_instance - if _course_instance is None: - _course_instance = Course() - return _course_instance diff --git a/spark-lessons/app/utils/__init__.py b/spark-lessons/app/utils/__init__.py deleted file mode 100644 index 6dcfe34..0000000 --- a/spark-lessons/app/utils/__init__.py +++ /dev/null @@ -1,8 +0,0 @@ -""" -Utilities package for Tesla Coil Spark Course -""" - -from .symbol_loader import get_symbol_definitions, SymbolDefinitions -from .variable_wrapper import VariableWrapper - -__all__ = ['get_symbol_definitions', 'SymbolDefinitions', 'VariableWrapper'] diff --git a/spark-lessons/app/utils/symbol_loader.py b/spark-lessons/app/utils/symbol_loader.py deleted file mode 100644 index 38a178c..0000000 --- a/spark-lessons/app/utils/symbol_loader.py +++ /dev/null @@ -1,107 +0,0 @@ -""" -Symbol Definitions Loader -Loads and manages symbol/variable definitions for tooltips -""" - -import json -from pathlib import Path -from typing import Dict, Optional - - -class SymbolDefinitions: - """Manages symbol definitions for variable tooltips""" - - def __init__(self, json_path: Optional[Path] = None): - """ - Initialize symbol definitions - - Args: - json_path: Path to symbols JSON file. If None, uses default from config. - """ - if json_path is None: - from app import config - json_path = config.RESOURCES_DIR / 'symbols_definitions.json' - - self.json_path = json_path - self.symbols = self._load_symbols() - - def _load_symbols(self) -> Dict: - """Load symbols from JSON file""" - try: - with open(self.json_path, 'r', encoding='utf-8') as f: - data = json.load(f) - - symbols = data.get('variables', {}) - print(f"[Symbols] Loaded {len(symbols)} symbol definitions") - return symbols - - except FileNotFoundError: - print(f"[Symbols WARNING] Symbol definitions file not found: {self.json_path}") - return {} - except json.JSONDecodeError as e: - print(f"[Symbols ERROR] Invalid JSON in symbols file: {e}") - return {} - - def get_tooltip(self, symbol: str) -> Optional[str]: - """ - Get plain text tooltip content for a symbol (no HTML) - - Args: - symbol: The symbol/variable name (e.g., "ω", "C_mut") - - Returns: - Plain text string for tooltip, or None if symbol not defined - """ - if symbol not in self.symbols: - return None - - s = self.symbols[symbol] - - # Build tooltip as plain text with line breaks - tooltip_parts = [] - - # Symbol name - tooltip_parts.append(f"{symbol}") - - # Add pronunciation/name if different from symbol - if 'name' in s and s['name'] != symbol: - tooltip_parts.append(f" ({s['name']})") - - # Definition - if 'definition' in s: - tooltip_parts.append(f"\n{s['definition']}") - - # Formula - if 'formula' in s: - tooltip_parts.append(f"\nFormula: {s['formula']}") - - # Units - if 'units' in s: - tooltip_parts.append(f"\nUnits: {s['units']}") - - return ''.join(tooltip_parts) - - def has_symbol(self, symbol: str) -> bool: - """Check if a symbol is defined""" - return symbol in self.symbols - - def get_all_symbols(self) -> list: - """Get list of all defined symbols""" - return list(self.symbols.keys()) - - -# Global singleton instance -_symbol_defs_instance = None - - -def get_symbol_definitions() -> SymbolDefinitions: - """ - Get global SymbolDefinitions instance (singleton pattern) - - Returns: - SymbolDefinitions instance - """ - global _symbol_defs_instance - if _symbol_defs_instance is None: - _symbol_defs_instance = SymbolDefinitions() - return _symbol_defs_instance diff --git a/spark-lessons/app/utils/variable_wrapper.py b/spark-lessons/app/utils/variable_wrapper.py deleted file mode 100644 index 11c57b5..0000000 --- a/spark-lessons/app/utils/variable_wrapper.py +++ /dev/null @@ -1,159 +0,0 @@ -""" -Variable Wrapper Utility -Automatically wraps variables in HTML content with tooltip spans -""" - -import re -import html -from typing import List, Tuple -from .symbol_loader import get_symbol_definitions - - -class VariableWrapper: - """Wraps known variables in HTML content with tooltip markup""" - - def __init__(self): - """Initialize variable wrapper with symbol definitions""" - self.symbols = get_symbol_definitions() - self._build_patterns() - - def _build_patterns(self) -> None: - """Build regex patterns for all known symbols""" - # Get all symbols and sort by length (longest first) to avoid partial matches - symbols_list = sorted( - self.symbols.get_all_symbols(), - key=len, - reverse=True - ) - - # Single letters that commonly appear in regular text - # Only match these in specific mathematical contexts - common_words = {'A', 'I', 'V', 'P', 'Q', 'R', 'L', 'C', 'E', 'B', 'G', 'X', 'Y', 'Z', 'f', 'd', 'h'} - - # Very common English words that need extra-strict matching - very_common = {'A', 'I'} - - self.patterns: List[Tuple[str, str]] = [] - self.context_patterns: List[Tuple[str, str]] = [] # Patterns requiring context - - for symbol in symbols_list: - # Escape special regex characters - escaped = re.escape(symbol) - - # For single-letter variables, only match in formula/code contexts - if symbol in common_words: - if symbol in very_common: - # Extra restrictive for A, I - only in clear math context - # Must be preceded by =, ×, +, -, /, ( with optional single space - # Multiple patterns to handle both "=A" and "= A" cases - # Use alternation to avoid variable-width lookbehind - pattern = f'(?<=[=×+\\-/\\(])\\s?({escaped})(?=[\\s=+\\-*/()\\[\\]])' - self.context_patterns.append((pattern, symbol)) - else: - # More restrictive pattern - requires mathematical context - # Match if preceded by: =, mathematical operators, but NOT punctuation - pattern = f'(?<=[=])\\s?({escaped})(?=[\\s=+\\-*/()\\[\\],;<>])|(?<=\\s)({escaped})(?=[\\s=+\\-*/()\\[\\],;<>])' - self.context_patterns.append((pattern, symbol)) - else: - # Normal pattern for multi-character symbols - # Use word boundaries but allow underscores and subscripts - pattern = f'(? str: - """ - Wrap known variables in HTML content with tooltip spans - - Args: - html_content: HTML content to process - - Returns: - HTML content with variables wrapped in tooltip spans - """ - # Track which variables were found (for debugging) - wrapped_vars = set() - - # Process normal patterns - all_patterns = self.patterns + self.context_patterns - - for pattern, symbol in all_patterns: - tooltip_text = self.symbols.get_tooltip(symbol) - if not tooltip_text: - continue - - # Escape for HTML attribute (newlines become ) - tooltip_escaped = html.escape(tooltip_text, quote=True).replace('\n', ' ') - - # Create replacement span with tooltip - replacement = ( - f'' - f'\\1' # Captured group (the symbol itself) - f'' - ) - - # Count matches before replacement - matches = list(re.finditer(pattern, html_content)) - - if matches: - wrapped_vars.add(symbol) - - # Replace pattern with wrapped version - # Use negative lookahead to avoid wrapping already-wrapped variables - pattern_with_check = f'(?)(?)' - html_content = re.sub( - pattern_with_check, - replacement, - html_content - ) - - if wrapped_vars: - print(f"[VariableWrapper] Wrapped {len(wrapped_vars)} unique variables: {', '.join(sorted(wrapped_vars)[:10])}...") - - return html_content - - def wrap_in_context(self, html_content: str) -> str: - """ - More sophisticated wrapping that parses HTML structure - to avoid wrapping in code blocks, headings, etc. - - Args: - html_content: HTML content to process - - Returns: - HTML content with variables wrapped (context-aware) - """ - # For now, use simple wrapping - # TODO: Implement HTML parsing to be more selective - # (e.g., skip ,
, 

-

tags) - - # Simple exclusion: Don't process content inside or
-        code_blocks = []
-
-        def preserve_code(match):
-            """Preserve code blocks and replace with placeholder"""
-            code_blocks.append(match.group(0))
-            return f"___CODE_BLOCK_{len(code_blocks) - 1}___"
-
-        # Temporarily remove code blocks
-        html_content = re.sub(
-            r'<(code|pre)>(.*?)',
-            preserve_code,
-            html_content,
-            flags=re.DOTALL
-        )
-
-        # Wrap variables
-        html_content = self.wrap_variables(html_content)
-
-        # Restore code blocks
-        for i, code_block in enumerate(code_blocks):
-            html_content = html_content.replace(
-                f"___CODE_BLOCK_{i}___",
-                code_block
-            )
-
-        return html_content
diff --git a/spark-lessons/app/views/__init__.py b/spark-lessons/app/views/__init__.py
deleted file mode 100644
index 79c0421..0000000
--- a/spark-lessons/app/views/__init__.py
+++ /dev/null
@@ -1,10 +0,0 @@
-"""
-Views package for Tesla Coil Spark Course
-"""
-
-from .main_window import MainWindow
-from .navigation_panel import NavigationPanel
-from .content_viewer import ContentViewer
-from .progress_panel import ProgressPanel
-
-__all__ = ['MainWindow', 'NavigationPanel', 'ContentViewer', 'ProgressPanel']
diff --git a/spark-lessons/app/views/content_viewer.py b/spark-lessons/app/views/content_viewer.py
deleted file mode 100644
index 5c1199e..0000000
--- a/spark-lessons/app/views/content_viewer.py
+++ /dev/null
@@ -1,432 +0,0 @@
-"""
-Content Viewer - Center panel for displaying lesson content
-"""
-
-from PyQt5.QtWidgets import QWidget, QVBoxLayout, QLabel
-from PyQt5.QtWebEngineWidgets import QWebEngineView, QWebEnginePage
-from PyQt5.QtCore import Qt, pyqtSignal, QUrl
-from pathlib import Path
-import markdown
-from pymdownx import superfences, arithmatex
-
-from app import config
-from app.models import Lesson
-from app.utils import VariableWrapper
-
-
-class ContentViewer(QWidget):
-    """Center panel for displaying lesson content with markdown and MathJax"""
-
-    # Signals
-    scroll_position_changed = pyqtSignal(float)  # For auto-save
-
-    def __init__(self, parent=None):
-        super().__init__(parent)
-        self.current_lesson = None
-        self.markdown_converter = self._init_markdown()
-        self.variable_wrapper = VariableWrapper()
-
-        self.init_ui()
-
-    def init_ui(self):
-        """Initialize the UI components"""
-        layout = QVBoxLayout(self)
-        layout.setContentsMargins(0, 0, 0, 0)
-
-        # Lesson title bar
-        self.title_label = QLabel("No lesson selected")
-        self.title_label.setStyleSheet(f"""
-            background-color: {config.COLOR_PRIMARY};
-            color: white;
-            font-size: 16pt;
-            font-weight: bold;
-            padding: 12px;
-        """)
-        self.title_label.setWordWrap(True)
-        layout.addWidget(self.title_label)
-
-        # Web view for content
-        self.web_view = QWebEngineView()
-        self.web_view.setPage(QWebEnginePage(self.web_view))
-        layout.addWidget(self.web_view, 1)
-
-        # Load welcome page
-        self.show_welcome()
-
-    def _init_markdown(self):
-        """Initialize markdown converter with extensions"""
-        return markdown.Markdown(
-            extensions=[
-                'extra',
-                'codehilite',
-                'tables',
-                'toc',
-                'pymdownx.arithmatex',
-                'pymdownx.superfences',
-                'pymdownx.highlight',
-                'pymdownx.inlinehilite',
-            ],
-            extension_configs={
-                'pymdownx.arithmatex': {
-                    'generic': True
-                },
-                'codehilite': {
-                    'css_class': 'highlight',
-                    'linenums': False
-                }
-            }
-        )
-
-    def show_welcome(self):
-        """Display welcome message"""
-        html = self._wrap_html("""
-            
-

Welcome to Tesla Coil Spark Physics Course

-

- Select a lesson from the navigation panel to begin learning. -

-

- ⚡ Explore the fascinating world of Tesla coils and electromagnetic theory ⚡ -

-
- """, "Welcome") - self.web_view.setHtml(html) - self.title_label.setText("Welcome") - - def load_lesson(self, lesson: Lesson): - """Load and display a lesson""" - self.current_lesson = lesson - self.title_label.setText(f"{lesson.order}. {lesson.title}") - - # Read markdown file - lesson_path = Path(lesson.file_path) - if not lesson_path.exists(): - self.show_error(f"Lesson file not found: {lesson.file_path}") - return - - try: - with open(lesson_path, 'r', encoding='utf-8') as f: - markdown_content = f.read() - - # Convert markdown to HTML - html_content = self.markdown_converter.convert(markdown_content) - - # Process custom tags - html_content = self._process_custom_tags(html_content, lesson) - - # Wrap variables with tooltips - html_content = self.variable_wrapper.wrap_in_context(html_content) - - # Wrap in full HTML document - full_html = self._wrap_html(html_content, lesson.title) - - # Load into web view - self.web_view.setHtml(full_html, QUrl.fromLocalFile(str(lesson_path.parent))) - - except Exception as e: - self.show_error(f"Error loading lesson: {str(e)}") - - def _process_custom_tags(self, html: str, lesson: Lesson) -> str: - """Process custom tags like {exercise:id} and {image:file}""" - import re - - # Process {exercise:id} tags - def replace_exercise(match): - exercise_id = match.group(1) - return f''' -
-

📝 Exercise: {exercise_id}

-

Interactive exercise will be loaded here

-
- ''' - html = re.sub(r'\{exercise:([^}]+)\}', replace_exercise, html) - - # Process {image:file} tags - def replace_image(match): - image_file = match.group(1) - image_path = config.IMAGES_DIR / image_file - return f'{image_file}' - html = re.sub(r'\{image:([^}]+)\}', replace_image, html) - - return html - - def _wrap_html(self, content: str, title: str) -> str: - """Wrap content in full HTML document with styling and MathJax""" - return f""" - - - - - {title} - - - - - - - - - - - {content} - - - """ - - def show_error(self, message: str): - """Display an error message""" - html = self._wrap_html(f""" -
-

⚠ Error

-

{message}

-
- """, "Error") - self.web_view.setHtml(html) - - def get_scroll_position(self) -> float: - """Get current scroll position (0.0 to 1.0)""" - # This would require JavaScript execution in QWebEngineView - # For now, return 0.0 - can be implemented later - return 0.0 - - def set_scroll_position(self, position: float): - """Set scroll position (0.0 to 1.0)""" - # This would require JavaScript execution in QWebEngineView - # For now, do nothing - can be implemented later - pass diff --git a/spark-lessons/app/views/main_window.py b/spark-lessons/app/views/main_window.py deleted file mode 100644 index 97177e8..0000000 --- a/spark-lessons/app/views/main_window.py +++ /dev/null @@ -1,292 +0,0 @@ -""" -Main Window - Primary application window with 3-panel layout -""" - -from PyQt5.QtWidgets import ( - QMainWindow, QSplitter, QStatusBar, QMenuBar, QMenu, - QAction, QMessageBox, QApplication -) -from PyQt5.QtCore import Qt, QTimer -from PyQt5.QtGui import QKeySequence - -from app import config -from app.models import Course, get_course -from app.database import Database, get_database -from .navigation_panel import NavigationPanel -from .content_viewer import ContentViewer -from .progress_panel import ProgressPanel - - -class MainWindow(QMainWindow): - """Main application window with 3-panel layout""" - - def __init__(self): - super().__init__() - - # Load course and database - self.course = get_course() - self.db = get_database() - - # Get or create default user - self.user_id = self._get_or_create_user() - - # Current state - self.current_lesson_id = None - - # Initialize UI - self.init_ui() - self.create_menus() - - # Connect signals - self.connect_signals() - - # Auto-save timer - self.auto_save_timer = QTimer(self) - self.auto_save_timer.timeout.connect(self.auto_save) - self.auto_save_timer.start(config.AUTO_SAVE_INTERVAL * 1000) # Convert to ms - - # Load progress and restore state - self.load_initial_state() - - def init_ui(self): - """Initialize the user interface""" - self.setWindowTitle(f"{config.APP_NAME} v{config.APP_VERSION}") - self.setGeometry(100, 100, config.DEFAULT_WINDOW_WIDTH, config.DEFAULT_WINDOW_HEIGHT) - - # Create 3-panel splitter layout - self.splitter = QSplitter(Qt.Horizontal) - - # Create panels - self.navigation_panel = NavigationPanel(self.course, self) - self.content_viewer = ContentViewer(self) - self.progress_panel = ProgressPanel(self.course, self) - - # Add panels to splitter - self.splitter.addWidget(self.navigation_panel) - self.splitter.addWidget(self.content_viewer) - self.splitter.addWidget(self.progress_panel) - - # Set initial splitter sizes - self.splitter.setSizes([ - config.NAVIGATION_PANEL_DEFAULT_WIDTH, - config.DEFAULT_WINDOW_WIDTH - config.NAVIGATION_PANEL_DEFAULT_WIDTH - config.PROGRESS_PANEL_DEFAULT_WIDTH, - config.PROGRESS_PANEL_DEFAULT_WIDTH - ]) - - # Set as central widget - self.setCentralWidget(self.splitter) - - # Create status bar - self.status_bar = QStatusBar() - self.setStatusBar(self.status_bar) - self.status_bar.showMessage("Ready") - - def create_menus(self): - """Create menu bar""" - menubar = self.menuBar() - - # File Menu - file_menu = menubar.addMenu("&File") - - exit_action = QAction("E&xit", self) - exit_action.setShortcut(QKeySequence.Quit) - exit_action.triggered.connect(self.close) - file_menu.addAction(exit_action) - - # View Menu - view_menu = menubar.addMenu("&View") - - toggle_nav_action = QAction("Toggle &Navigation Panel", self) - toggle_nav_action.setShortcut("Ctrl+1") - toggle_nav_action.triggered.connect(lambda: self.navigation_panel.setVisible(not self.navigation_panel.isVisible())) - view_menu.addAction(toggle_nav_action) - - toggle_progress_action = QAction("Toggle &Progress Panel", self) - toggle_progress_action.setShortcut("Ctrl+2") - toggle_progress_action.triggered.connect(lambda: self.progress_panel.setVisible(not self.progress_panel.isVisible())) - view_menu.addAction(toggle_progress_action) - - view_menu.addSeparator() - - reset_layout_action = QAction("&Reset Layout", self) - reset_layout_action.triggered.connect(self.reset_layout) - view_menu.addAction(reset_layout_action) - - # Help Menu - help_menu = menubar.addMenu("&Help") - - about_action = QAction("&About", self) - about_action.triggered.connect(self.show_about) - help_menu.addAction(about_action) - - def connect_signals(self): - """Connect signals between components""" - self.navigation_panel.lesson_selected.connect(self.on_lesson_selected) - - def _get_or_create_user(self) -> int: - """Get or create default user""" - # Check if user exists - row = self.db.fetch_one("SELECT user_id FROM users LIMIT 1") - - if row: - return row[0] - - # Create default user - cursor = self.db.execute(""" - INSERT INTO users (username, created_at) - VALUES (?, datetime('now')) - """, ("default",)) - self.db.commit() - - return cursor.lastrowid - - def load_initial_state(self): - """Load progress and restore application state""" - # Get overall progress - progress = self.db.get_overall_progress(self.user_id) - - # Update progress panel - completed_lessons = progress.get('lessons_completed', 0) - total_points = progress.get('total_points', 0) - total_time = progress.get('total_time', 0) - - self.progress_panel.update_progress(completed_lessons, total_points, total_time) - - # Update part progress - for part in self.course.parts: - part_completed = 0 - for lesson in part.lessons: - lesson_prog = self.db.get_lesson_progress(self.user_id, lesson.id) - if lesson_prog and lesson_prog['status'] == 'completed': - part_completed += 1 - part_total = len(part.lessons) - self.progress_panel.update_part_progress(part.number, part_completed, part_total) - - # Update study streak - streak = self.db.get_study_streak(self.user_id) if hasattr(self.db, 'get_study_streak') else 0 - self.progress_panel.update_streak(streak) - - # Update exercises - if hasattr(self.db, 'get_exercise_progress'): - exercise_progress = self.db.get_exercise_progress(self.user_id) - if exercise_progress: - self.progress_panel.update_exercises( - exercise_progress.get('completed', 0), - self.course.total_exercises - ) - else: - self.progress_panel.update_exercises(0, self.course.total_exercises) - - # Update lesson statuses in navigation - for lesson in self.course.get_all_lessons(): - lesson_progress = self.db.get_lesson_progress(self.user_id, lesson.id) - status = lesson_progress['status'] if lesson_progress else 'not_started' - self.navigation_panel.update_lesson_status(lesson.id, status) - - # Get last viewed lesson - row = self.db.fetch_one(""" - SELECT lesson_id FROM lesson_progress - WHERE user_id = ? - ORDER BY last_accessed DESC - LIMIT 1 - """, (self.user_id,)) - - if row: - last_lesson_id = row[0] - # Don't auto-load, just highlight it - self.navigation_panel.set_current_lesson(last_lesson_id) - - def on_lesson_selected(self, lesson_id: str): - """Handle lesson selection from navigation""" - lesson = self.course.get_lesson(lesson_id) - if not lesson: - return - - self.current_lesson_id = lesson_id - - # Update navigation highlight - self.navigation_panel.set_current_lesson(lesson_id) - - # Load lesson content - self.content_viewer.load_lesson(lesson) - - # Update progress panel - self.progress_panel.update_current_lesson( - lesson.title, - lesson.points, - lesson.estimated_time - ) - - # Update database (mark as in_progress if not already completed) - lesson_progress = self.db.get_lesson_progress(self.user_id, lesson_id) - current_status = lesson_progress['status'] if lesson_progress else 'not_started' - if current_status == 'not_started': - self.db.update_lesson_progress( - self.user_id, - lesson_id, - status='in_progress' - ) - self.navigation_panel.update_lesson_status(lesson_id, 'in_progress') - - # Update last accessed - self.db.update_lesson_progress( - self.user_id, - lesson_id, - last_accessed=True - ) - - # Update status bar - self.status_bar.showMessage(f"Lesson {lesson.order}: {lesson.title}") - - def auto_save(self): - """Auto-save progress""" - if not self.current_lesson_id: - return - - # Get scroll position - scroll_pos = self.content_viewer.get_scroll_position() - - # Update in database - self.db.update_lesson_progress( - self.user_id, - self.current_lesson_id, - scroll_position=scroll_pos, - time_spent_increment=config.AUTO_SAVE_INTERVAL - ) - - def reset_layout(self): - """Reset window layout to defaults""" - self.splitter.setSizes([ - config.NAVIGATION_PANEL_DEFAULT_WIDTH, - config.DEFAULT_WINDOW_WIDTH - config.NAVIGATION_PANEL_DEFAULT_WIDTH - config.PROGRESS_PANEL_DEFAULT_WIDTH, - config.PROGRESS_PANEL_DEFAULT_WIDTH - ]) - self.navigation_panel.setVisible(True) - self.progress_panel.setVisible(True) - - def show_about(self): - """Show about dialog""" - QMessageBox.about(self, "About", f""" -

{config.APP_NAME}

-

Version {config.APP_VERSION}

-

By {config.APP_AUTHOR}

-
-

An interactive desktop application for learning about Tesla coils - and electromagnetic theory.

-
-

Course Statistics:

-
    -
  • {self.course.total_lessons} Lessons
  • -
  • {self.course.total_exercises} Exercises
  • -
  • {self.course.total_points} Total Points
  • -
  • {len(self.course.parts)} Parts
  • -
- """) - - def closeEvent(self, event): - """Handle window close event""" - # Final auto-save - self.auto_save() - - # Accept close - event.accept() diff --git a/spark-lessons/app/views/navigation_panel.py b/spark-lessons/app/views/navigation_panel.py deleted file mode 100644 index 9f3c910..0000000 --- a/spark-lessons/app/views/navigation_panel.py +++ /dev/null @@ -1,211 +0,0 @@ -""" -Navigation Panel - Left sidebar with course tree and navigation -""" - -from PyQt5.QtWidgets import ( - QWidget, QVBoxLayout, QTreeWidget, QTreeWidgetItem, - QLabel, QComboBox, QPushButton, QLineEdit, QHBoxLayout -) -from PyQt5.QtCore import Qt, pyqtSignal -from PyQt5.QtGui import QIcon, QColor, QBrush - -from app import config -from app.models import Course, Lesson, Part, Section - - -class NavigationPanel(QWidget): - """Left sidebar panel with course navigation tree""" - - # Signals - lesson_selected = pyqtSignal(str) # lesson_id - - def __init__(self, course: Course, parent=None): - super().__init__(parent) - self.course = course - self.current_lesson_id = None - self.lesson_items = {} # lesson_id -> QTreeWidgetItem mapping - - self.init_ui() - self.populate_tree() - - def init_ui(self): - """Initialize the UI components""" - layout = QVBoxLayout(self) - layout.setContentsMargins(10, 10, 10, 10) - layout.setSpacing(10) - - # Title - title = QLabel("Course Navigation") - title.setStyleSheet(f"font-size: 14pt; font-weight: bold; color: {config.COLOR_PRIMARY};") - layout.addWidget(title) - - # Learning Path Filter (optional for Phase 2+) - path_layout = QHBoxLayout() - path_label = QLabel("Path:") - self.path_combo = QComboBox() - self.path_combo.addItem("All Lessons", None) - for path in self.course.learning_paths: - self.path_combo.addItem(path.title, path.id) - self.path_combo.currentIndexChanged.connect(self.on_path_filter_changed) - path_layout.addWidget(path_label) - path_layout.addWidget(self.path_combo, 1) - layout.addLayout(path_layout) - - # Search box - search_layout = QHBoxLayout() - self.search_box = QLineEdit() - self.search_box.setPlaceholderText("Search lessons...") - self.search_box.textChanged.connect(self.on_search_changed) - search_layout.addWidget(self.search_box) - layout.addLayout(search_layout) - - # Course tree - self.tree = QTreeWidget() - self.tree.setHeaderHidden(True) - self.tree.setIndentation(20) - self.tree.itemDoubleClicked.connect(self.on_item_double_clicked) - layout.addWidget(self.tree, 1) # Expand to fill space - - # Quick actions - btn_layout = QVBoxLayout() - self.btn_continue = QPushButton("Continue Learning") - self.btn_continue.setStyleSheet(f"background-color: {config.COLOR_SUCCESS}; color: white; font-weight: bold; padding: 8px;") - self.btn_continue.clicked.connect(self.on_continue_learning) - btn_layout.addWidget(self.btn_continue) - layout.addLayout(btn_layout) - - self.setMinimumWidth(config.NAVIGATION_PANEL_MIN_WIDTH) - - def populate_tree(self): - """Populate the tree with course structure""" - self.tree.clear() - self.lesson_items.clear() - - # Add course title as root - root = QTreeWidgetItem(self.tree) - root.setText(0, self.course.title) - root.setExpanded(True) - root.setFlags(root.flags() & ~Qt.ItemIsSelectable) - - # Add parts - for part in self.course.parts: - part_item = QTreeWidgetItem(root) - part_item.setText(0, f"Part {part.number}: {part.title}") - part_item.setExpanded(True) - part_item.setFlags(part_item.flags() & ~Qt.ItemIsSelectable) - part_item.setForeground(0, QBrush(QColor(config.COLOR_PRIMARY))) - - # Add sections (if any) - if part.sections: - for section in part.sections: - section_item = QTreeWidgetItem(part_item) - section_item.setText(0, section.title) - section_item.setExpanded(True) - section_item.setFlags(section_item.flags() & ~Qt.ItemIsSelectable) - - # Add lessons in section - for lesson in section.lessons: - self._add_lesson_item(section_item, lesson) - else: - # Add lessons directly to part - for lesson in part.lessons: - self._add_lesson_item(part_item, lesson) - - def _add_lesson_item(self, parent_item: QTreeWidgetItem, lesson: Lesson): - """Add a lesson item to the tree""" - lesson_item = QTreeWidgetItem(parent_item) - lesson_item.setText(0, f"{lesson.order}. {lesson.title}") - lesson_item.setData(0, Qt.UserRole, lesson.id) # Store lesson_id - - # Store reference for quick lookup - self.lesson_items[lesson.id] = lesson_item - - # Add status icon (default: not started) - self.update_lesson_status(lesson.id, 'not_started') - - def update_lesson_status(self, lesson_id: str, status: str): - """Update the visual status of a lesson""" - if lesson_id not in self.lesson_items: - return - - item = self.lesson_items[lesson_id] - lesson = self.course.get_lesson(lesson_id) - - # Status icons - icon_map = { - 'completed': '✓', - 'in_progress': '⊙', - 'not_started': '○', - 'locked': '🔒' - } - - icon = icon_map.get(status, '○') - item.setText(0, f"{icon} {lesson.order}. {lesson.title}") - - # Color coding - if status == 'completed': - item.setForeground(0, QBrush(QColor(config.COLOR_SUCCESS))) - elif status == 'in_progress': - item.setForeground(0, QBrush(QColor(config.COLOR_WARNING))) - else: - item.setForeground(0, QBrush(QColor(config.COLOR_TEXT))) - - def set_current_lesson(self, lesson_id: str): - """Highlight the current lesson""" - # Clear previous selection - if self.current_lesson_id and self.current_lesson_id in self.lesson_items: - prev_item = self.lesson_items[self.current_lesson_id] - prev_item.setBackground(0, QBrush(Qt.transparent)) - - # Set new selection - self.current_lesson_id = lesson_id - if lesson_id in self.lesson_items: - item = self.lesson_items[lesson_id] - item.setBackground(0, QBrush(QColor(config.COLOR_HIGHLIGHT))) - self.tree.scrollToItem(item) - - def on_item_double_clicked(self, item: QTreeWidgetItem, column: int): - """Handle double-click on tree item""" - lesson_id = item.data(0, Qt.UserRole) - if lesson_id: - self.lesson_selected.emit(lesson_id) - - def on_continue_learning(self): - """Handle 'Continue Learning' button click""" - # TODO: Get the next incomplete lesson from database - # For now, just select the first lesson - if self.course.lessons: - first_lesson = self.course.lessons[0] - self.lesson_selected.emit(first_lesson.id) - - def on_path_filter_changed(self, index: int): - """Handle learning path filter change""" - path_id = self.path_combo.itemData(index) - if path_id: - # Filter tree to show only lessons in this path - lessons_in_path = self.course.get_lessons_for_path(path_id) - path_lesson_ids = {lesson.id for lesson in lessons_in_path} - - # Hide/show items - for lesson_id, item in self.lesson_items.items(): - item.setHidden(lesson_id not in path_lesson_ids) - else: - # Show all - for item in self.lesson_items.values(): - item.setHidden(False) - - def on_search_changed(self, text: str): - """Handle search text change""" - if not text: - # Show all - for item in self.lesson_items.values(): - item.setHidden(False) - return - - # Search lessons - results = self.course.search_lessons(text) - result_ids = {lesson.id for lesson in results} - - # Hide/show items - for lesson_id, item in self.lesson_items.items(): - item.setHidden(lesson_id not in result_ids) diff --git a/spark-lessons/app/views/progress_panel.py b/spark-lessons/app/views/progress_panel.py deleted file mode 100644 index 53988ef..0000000 --- a/spark-lessons/app/views/progress_panel.py +++ /dev/null @@ -1,299 +0,0 @@ -""" -Progress Panel - Right sidebar with progress tracking and statistics -""" - -from PyQt5.QtWidgets import ( - QWidget, QVBoxLayout, QHBoxLayout, QLabel, - QProgressBar, QPushButton, QFrame, QScrollArea -) -from PyQt5.QtCore import Qt -from PyQt5.QtGui import QFont - -from app import config -from app.models import Course - - -class ProgressPanel(QWidget): - """Right sidebar panel with progress statistics and tracking""" - - def __init__(self, course: Course, parent=None): - super().__init__(parent) - self.course = course - - self.init_ui() - - def init_ui(self): - """Initialize the UI components""" - # Main layout - main_layout = QVBoxLayout(self) - main_layout.setContentsMargins(10, 10, 10, 10) - main_layout.setSpacing(10) - - # Title - title = QLabel("Your Progress") - title.setStyleSheet(f"font-size: 14pt; font-weight: bold; color: {config.COLOR_PRIMARY};") - main_layout.addWidget(title) - - # Scroll area for content - scroll = QScrollArea() - scroll.setWidgetResizable(True) - scroll.setHorizontalScrollBarPolicy(Qt.ScrollBarAlwaysOff) - scroll.setFrameShape(QFrame.NoFrame) - - # Content widget - content_widget = QWidget() - layout = QVBoxLayout(content_widget) - layout.setContentsMargins(0, 0, 5, 0) - layout.setSpacing(15) - - # === Overall Progress Section === - layout.addWidget(self._create_section_header("Overall Progress")) - - self.overall_progress_bar = QProgressBar() - self.overall_progress_bar.setStyleSheet(f""" - QProgressBar {{ - border: 2px solid {config.COLOR_PRIMARY}; - border-radius: 5px; - text-align: center; - height: 25px; - }} - QProgressBar::chunk {{ - background-color: {config.COLOR_SUCCESS}; - }} - """) - layout.addWidget(self.overall_progress_bar) - - self.overall_stats_label = QLabel("0 / 30 lessons completed") - self.overall_stats_label.setStyleSheet("font-size: 10pt; color: #666;") - layout.addWidget(self.overall_stats_label) - - layout.addWidget(self._create_separator()) - - # === Points and Level Section === - layout.addWidget(self._create_section_header("Points & Level")) - - points_layout = QHBoxLayout() - self.points_label = QLabel("0 pts") - self.points_label.setStyleSheet(f"font-size: 24pt; font-weight: bold; color: {config.COLOR_WARNING};") - points_layout.addWidget(self.points_label) - points_layout.addStretch() - layout.addLayout(points_layout) - - self.level_label = QLabel("Level 1: Novice") - self.level_label.setStyleSheet("font-size: 11pt; color: #666;") - layout.addWidget(self.level_label) - - self.level_progress_bar = QProgressBar() - self.level_progress_bar.setStyleSheet(f""" - QProgressBar {{ - border: 1px solid #ccc; - border-radius: 3px; - text-align: center; - height: 15px; - }} - QProgressBar::chunk {{ - background-color: {config.COLOR_WARNING}; - }} - """) - layout.addWidget(self.level_progress_bar) - - layout.addWidget(self._create_separator()) - - # === Part Progress Section === - layout.addWidget(self._create_section_header("Progress by Part")) - - self.part_progress_widgets = [] - for part in self.course.parts: - part_widget = self._create_part_progress(part.number, part.title, 0) - self.part_progress_widgets.append(part_widget) - layout.addWidget(part_widget) - - layout.addWidget(self._create_separator()) - - # === Study Stats Section === - layout.addWidget(self._create_section_header("Study Statistics")) - - stats_grid = QVBoxLayout() - stats_grid.setSpacing(8) - - self.time_stat = self._create_stat_row("⏱", "Total Time", "0 min") - self.streak_stat = self._create_stat_row("🔥", "Streak", "0 days") - self.exercises_stat = self._create_stat_row("📝", "Exercises", "0 / 18") - - stats_grid.addWidget(self.time_stat) - stats_grid.addWidget(self.streak_stat) - stats_grid.addWidget(self.exercises_stat) - - layout.addLayout(stats_grid) - - layout.addWidget(self._create_separator()) - - # === Current Lesson Section === - layout.addWidget(self._create_section_header("Current Lesson")) - - self.current_lesson_label = QLabel("No lesson selected") - self.current_lesson_label.setStyleSheet("font-size: 10pt; color: #666; padding: 10px;") - self.current_lesson_label.setWordWrap(True) - layout.addWidget(self.current_lesson_label) - - # Push everything to top - layout.addStretch() - - # Set content widget to scroll area - scroll.setWidget(content_widget) - main_layout.addWidget(scroll, 1) - - # Initialize with default values - self.update_progress(0, 0, 0) - - self.setMinimumWidth(config.PROGRESS_PANEL_MIN_WIDTH) - - def _create_section_header(self, text: str) -> QLabel: - """Create a section header label""" - label = QLabel(text) - label.setStyleSheet(f"font-size: 11pt; font-weight: bold; color: {config.COLOR_SECONDARY};") - return label - - def _create_separator(self) -> QFrame: - """Create a horizontal separator line""" - line = QFrame() - line.setFrameShape(QFrame.HLine) - line.setFrameShadow(QFrame.Sunken) - line.setStyleSheet("color: #ddd;") - return line - - def _create_part_progress(self, part_number: int, part_title: str, progress: int) -> QWidget: - """Create a part progress widget""" - widget = QWidget() - layout = QVBoxLayout(widget) - layout.setContentsMargins(0, 5, 0, 5) - layout.setSpacing(5) - - # Part title - title_label = QLabel(f"Part {part_number}: {part_title[:30]}...") - title_label.setStyleSheet("font-size: 9pt; font-weight: bold;") - layout.addWidget(title_label) - - # Progress bar - progress_bar = QProgressBar() - progress_bar.setValue(progress) - progress_bar.setStyleSheet(f""" - QProgressBar {{ - border: 1px solid #ccc; - border-radius: 3px; - text-align: center; - height: 12px; - font-size: 8pt; - }} - QProgressBar::chunk {{ - background-color: {config.COLOR_PRIMARY}; - }} - """) - layout.addWidget(progress_bar) - - # Store reference for updates - widget.progress_bar = progress_bar - - return widget - - def _create_stat_row(self, icon: str, label: str, value: str) -> QWidget: - """Create a statistics row""" - widget = QWidget() - layout = QHBoxLayout(widget) - layout.setContentsMargins(5, 5, 5, 5) - layout.setSpacing(10) - - # Icon - icon_label = QLabel(icon) - icon_label.setStyleSheet("font-size: 16pt;") - layout.addWidget(icon_label) - - # Label - text_label = QLabel(label) - text_label.setStyleSheet("font-size: 10pt; color: #666;") - layout.addWidget(text_label) - - layout.addStretch() - - # Value - value_label = QLabel(value) - value_label.setStyleSheet("font-size: 10pt; font-weight: bold;") - layout.addWidget(value_label) - - # Store reference for updates - widget.value_label = value_label - - return widget - - def update_progress(self, completed_lessons: int, total_points: int, total_time_minutes: int): - """Update overall progress display""" - # Overall progress - total_lessons = self.course.total_lessons - progress_percent = int((completed_lessons / total_lessons) * 100) if total_lessons > 0 else 0 - self.overall_progress_bar.setValue(progress_percent) - self.overall_stats_label.setText(f"{completed_lessons} / {total_lessons} lessons completed") - - # Points - self.points_label.setText(f"{total_points} pts") - - # Level - level_info = self._get_level_info(total_points) - self.level_label.setText(f"Level {level_info['level']}: {level_info['title']}") - self.level_progress_bar.setValue(level_info['progress']) - - # Time - if total_time_minutes < 60: - time_str = f"{total_time_minutes} min" - else: - hours = total_time_minutes // 60 - minutes = total_time_minutes % 60 - time_str = f"{hours}h {minutes}m" - self.time_stat.value_label.setText(time_str) - - def update_part_progress(self, part_number: int, completed: int, total: int): - """Update progress for a specific part""" - if 0 < part_number <= len(self.part_progress_widgets): - widget = self.part_progress_widgets[part_number - 1] - progress = int((completed / total) * 100) if total > 0 else 0 - widget.progress_bar.setValue(progress) - widget.progress_bar.setFormat(f"{completed}/{total} ({progress}%)") - - def update_streak(self, days: int): - """Update study streak""" - self.streak_stat.value_label.setText(f"{days} days") - - def update_exercises(self, completed: int, total: int): - """Update exercise completion""" - self.exercises_stat.value_label.setText(f"{completed} / {total}") - - def update_current_lesson(self, lesson_title: str, lesson_points: int, estimated_time: int): - """Update current lesson information""" - text = f""" - {lesson_title}
- Points: {lesson_points} | Est. time: {estimated_time} min - """ - self.current_lesson_label.setText(text) - - def _get_level_info(self, points: int) -> dict: - """Get level information based on points""" - for i, (threshold, title, subtitle) in enumerate(config.LEVELS): - if i < len(config.LEVELS) - 1: - next_threshold = config.LEVELS[i + 1][0] - if points < next_threshold: - progress = int(((points - threshold) / (next_threshold - threshold)) * 100) - return { - 'level': i + 1, - 'title': title, - 'subtitle': subtitle, - 'progress': progress, - 'next_threshold': next_threshold - } - - # Max level - return { - 'level': len(config.LEVELS), - 'title': config.LEVELS[-1][1], - 'subtitle': config.LEVELS[-1][2], - 'progress': 100, - 'next_threshold': config.LEVELS[-1][0] - } diff --git a/spark-lessons/course.json b/spark-lessons/course.json deleted file mode 100644 index a07e73c..0000000 --- a/spark-lessons/course.json +++ /dev/null @@ -1,446 +0,0 @@ -{ - "title": "Tesla Coil Spark Physics: Complete Course", - "version": "1.0.0", - "author": "Tesla Coil Community", - "description": "A comprehensive course teaching the physics, mathematics, and simulation techniques required to understand and model Tesla coil sparks. From basic circuit theory to advanced distributed modeling with FEMM.", - "estimated_total_time": 840, - "total_lessons": 30, - "total_exercises": 18, - "total_points": 525, - - "prerequisites": { - "required": [ - "Basic AC circuit analysis (impedance, phasors)", - "Complex number arithmetic", - "Basic calculus (derivatives, integrals)", - "Familiarity with SPICE circuit simulation" - ], - "recommended": [ - "Electromagnetic field theory basics", - "Experience with FEMM or similar FEA software", - "Tesla coil operating experience" - ] - }, - - "structure": [ - { - "id": "part-1", - "title": "Part 1: Circuit Fundamentals", - "description": "Foundation concepts for understanding spark impedance, admittance analysis, and topological constraints", - "estimated_time": 200, - "sections": [ - { - "id": "fundamentals", - "title": "Circuit Fundamentals", - "path": "lessons/01-fundamentals", - "description": "Learn the basic circuit model, admittance analysis, phase constraints, and measurement techniques", - "lessons": [ - { - "id": "fund-01", - "filename": "01-introduction.md", - "title": "Introduction and AC Circuit Review", - "estimated_time": 20, - "difficulty": "beginner" - }, - { - "id": "fund-02", - "filename": "02-basic-circuit-model.md", - "title": "Basic Spark Circuit Model", - "estimated_time": 25, - "difficulty": "beginner" - }, - { - "id": "fund-03", - "filename": "03-admittance-analysis.md", - "title": "Admittance Analysis of Parallel Circuits", - "estimated_time": 30, - "difficulty": "intermediate" - }, - { - "id": "fund-04", - "filename": "04-phase-angles.md", - "title": "Understanding Phase Angles", - "estimated_time": 20, - "difficulty": "intermediate" - }, - { - "id": "fund-05", - "filename": "05-phase-constraint.md", - "title": "Topological Phase Constraint", - "estimated_time": 25, - "difficulty": "intermediate" - }, - { - "id": "fund-06", - "filename": "06-why-not-45-degrees.md", - "title": "Why Not -45 Degrees?", - "estimated_time": 15, - "difficulty": "intermediate" - }, - { - "id": "fund-07", - "filename": "07-measurement-port.md", - "title": "Correct Measurement Port", - "estimated_time": 20, - "difficulty": "intermediate" - }, - { - "id": "fund-08", - "filename": "08-review-exercises.md", - "title": "Part 1 Review and Integration", - "estimated_time": 45, - "difficulty": "intermediate" - } - ], - "exercises": [ - "fund-ex-02a", "fund-ex-02b", "fund-ex-02c", - "fund-ex-03a", "fund-ex-03b", - "fund-ex-04a", "fund-ex-04b", - "fund-ex-05a", - "fund-ex-08-comprehensive", - "fund-ex-checkpoint-quiz" - ], - "key_concepts": [ - "mutual_capacitance", - "shunt_capacitance", - "admittance_analysis", - "phase_constraint", - "measurement_port", - "topological_limits" - ] - } - ] - }, - { - "id": "part-2", - "title": "Part 2: Optimization & Simulation", - "description": "Learn optimization principles, Thévenin analysis, and simulation techniques for Tesla coil sparks", - "estimated_time": 280, - "sections": [ - { - "id": "optimization", - "title": "Optimization & Simulation", - "path": "lessons/02-optimization", - "description": "Master power optimization, self-adjustment mechanisms, and Thévenin equivalent analysis", - "lessons": [ - { - "id": "opt-01", - "filename": "01-two-resistances.md", - "title": "Two Critical Resistances", - "estimated_time": 35, - "difficulty": "intermediate" - }, - { - "id": "opt-02", - "filename": "02-hungry-streamer.md", - "title": "The Hungry Streamer Principle", - "estimated_time": 30, - "difficulty": "advanced" - }, - { - "id": "opt-03", - "filename": "03-thevenin-method.md", - "title": "Thévenin Equivalent Extraction", - "estimated_time": 40, - "difficulty": "intermediate" - }, - { - "id": "opt-04", - "filename": "04-thevenin-calculations.md", - "title": "Power Calculations with Thévenin", - "estimated_time": 45, - "difficulty": "intermediate" - }, - { - "id": "opt-05", - "filename": "05-direct-measurement.md", - "title": "Direct Power Measurement", - "estimated_time": 25, - "difficulty": "intermediate" - }, - { - "id": "opt-06", - "filename": "06-frequency-tracking.md", - "title": "Frequency Tracking and Loaded Poles", - "estimated_time": 45, - "difficulty": "advanced" - }, - { - "id": "opt-07", - "filename": "07-review-exercises.md", - "title": "Part 2 Review and Design Challenge", - "estimated_time": 60, - "difficulty": "intermediate" - } - ], - "exercises": [ - "opt-ex-01a", - "opt-ex-01b", - "opt-ex-thevenin-complete" - ], - "key_concepts": [ - "R_opt_power", - "R_opt_phase", - "hungry_streamer", - "thevenin_equivalent", - "frequency_tracking", - "loaded_poles", - "power_optimization" - ] - } - ] - }, - { - "id": "part-3", - "title": "Part 3: Spark Growth Physics", - "description": "Understand the physics of spark formation, growth, and energy requirements", - "estimated_time": 260, - "sections": [ - { - "id": "spark-physics", - "title": "Spark Growth Physics", - "path": "lessons/03-spark-physics", - "description": "Master electric field thresholds, energy per meter, thermal dynamics, and streamer-to-leader transitions", - "lessons": [ - { - "id": "phys-01", - "filename": "01-field-thresholds.md", - "title": "Electric Field Thresholds", - "estimated_time": 20, - "difficulty": "intermediate" - }, - { - "id": "phys-02", - "filename": "02-voltage-limits.md", - "title": "Voltage-Limited Spark Length", - "estimated_time": 25, - "difficulty": "intermediate" - }, - { - "id": "phys-03", - "filename": "03-energy-per-meter.md", - "title": "Energy Per Meter Concept", - "estimated_time": 30, - "difficulty": "intermediate" - }, - { - "id": "phys-04", - "filename": "04-empirical-epsilon.md", - "title": "Empirical ε Values by Mode", - "estimated_time": 35, - "difficulty": "advanced" - }, - { - "id": "phys-05", - "filename": "05-thermal-memory.md", - "title": "Thermal Memory and Persistence", - "estimated_time": 40, - "difficulty": "advanced" - }, - { - "id": "phys-06", - "filename": "06-streamers-vs-leaders.md", - "title": "Streamers vs Leaders", - "estimated_time": 35, - "difficulty": "advanced" - }, - { - "id": "phys-07", - "filename": "07-capacitive-divider.md", - "title": "The Capacitive Divider Problem", - "estimated_time": 30, - "difficulty": "advanced" - }, - { - "id": "phys-08", - "filename": "08-freau-relationship.md", - "title": "Freau's Empirical Scaling", - "estimated_time": 25, - "difficulty": "intermediate" - }, - { - "id": "phys-09", - "filename": "09-review-exercises.md", - "title": "Part 3 Review and QCW Design", - "estimated_time": 20, - "difficulty": "advanced" - } - ], - "exercises": [ - "phys-ex-01a", - "phys-ex-03a", - "phys-ex-comprehensive", - "phys-ex-conceptual-limits" - ], - "key_concepts": [ - "E_inception", - "E_propagation", - "energy_per_meter", - "epsilon_calibration", - "thermal_diffusion", - "streamers", - "leaders", - "capacitive_divider", - "voltage_limited", - "power_limited" - ] - } - ] - }, - { - "id": "part-4", - "title": "Part 4: Advanced Modeling", - "description": "Learn FEMM extraction techniques and build lumped and distributed spark models", - "estimated_time": 285, - "sections": [ - { - "id": "advanced-modeling", - "title": "Advanced Modeling Techniques", - "path": "lessons/04-advanced-modeling", - "description": "Master FEMM capacitance extraction, lumped models, distributed models, and resistance optimization", - "lessons": [ - { - "id": "model-01", - "filename": "01-lumped-model.md", - "title": "Lumped Spark Model Theory", - "estimated_time": 35, - "difficulty": "advanced" - }, - { - "id": "model-02", - "filename": "02-femm-extraction-lumped.md", - "title": "FEMM Extraction for Lumped Model", - "estimated_time": 50, - "difficulty": "advanced" - }, - { - "id": "model-03", - "filename": "03-distributed-model.md", - "title": "Distributed Model Introduction", - "estimated_time": 40, - "difficulty": "advanced" - }, - { - "id": "model-04", - "filename": "04-femm-extraction-distributed.md", - "title": "FEMM Extraction for Distributed Model", - "estimated_time": 55, - "difficulty": "advanced" - }, - { - "id": "model-05", - "filename": "05-resistance-optimization.md", - "title": "Resistance Optimization Algorithms", - "estimated_time": 55, - "difficulty": "advanced" - }, - { - "id": "model-06", - "filename": "06-review-exercises.md", - "title": "Part 4 Review and Complete Project", - "estimated_time": 50, - "difficulty": "advanced" - } - ], - "exercises": [ - "model-ex-lumped-complete" - ], - "key_concepts": [ - "lumped_model", - "distributed_model", - "FEMM_extraction", - "Maxwell_capacitance_matrix", - "partial_capacitance", - "resistance_optimization", - "iterative_algorithm", - "circuit_determined_R", - "passivity_check", - "matrix_validation" - ] - } - ] - } - ], - - "reference_materials": { - "equation_sheet": "reference/equation-sheet.md", - "physical_bounds": "reference/physical-bounds.md", - "glossary": "reference/glossary.yaml" - }, - - "worked_examples": { - "path": "worked-examples", - "examples": [ - "calculating-ropt.md", - "thevenin-extraction.md", - "spark-growth-timeline.md", - "femm-lumped-extraction.md", - "distributed-model-complete.md" - ] - }, - - "learning_paths": [ - { - "id": "beginner", - "title": "Beginner Path", - "description": "For those new to Tesla coils or RF circuit analysis", - "lessons": [ - "fund-01", "fund-02", "fund-03", "fund-04", "fund-06", "fund-07", "fund-08", - "opt-01", "opt-03", "opt-04", - "phys-01", "phys-02", "phys-03", "phys-08" - ], - "skip": ["opt-02", "opt-06", "phys-04", "phys-05", "phys-06", "phys-07", "part-4"] - }, - { - "id": "intermediate", - "title": "Complete Course", - "description": "Full course for comprehensive understanding", - "lessons": "all" - }, - { - "id": "simulation-focus", - "title": "Simulation Focus", - "description": "For those primarily interested in modeling and simulation", - "lessons": [ - "fund-01", "fund-02", "fund-03", "fund-05", "fund-08", - "opt-01", "opt-03", "opt-04", "opt-05", "opt-06", - "phys-01", "phys-02", "phys-03", "phys-04", - "model-01", "model-02", "model-03", "model-04", "model-05" - ] - }, - { - "id": "physics-focus", - "title": "Physics Focus", - "description": "For those primarily interested in spark physics", - "lessons": [ - "fund-01", "fund-02", "fund-03", - "opt-01", "opt-02", - "phys-01", "phys-02", "phys-03", "phys-04", "phys-05", "phys-06", "phys-07", "phys-08", "phys-09" - ] - } - ], - - "tags": { - "circuit-theory": ["fund-01", "fund-02", "fund-03", "fund-04", "fund-05", "fund-07"], - "admittance": ["fund-03", "fund-04", "opt-01", "opt-03"], - "optimization": ["opt-01", "opt-02", "opt-03", "opt-04", "opt-05", "opt-06"], - "thevenin": ["opt-03", "opt-04"], - "frequency-tracking": ["opt-06"], - "field-theory": ["phys-01", "phys-02", "phys-07"], - "energy-budget": ["phys-03", "phys-04", "phys-08"], - "thermal-physics": ["phys-05", "phys-06"], - "plasma-physics": ["phys-06"], - "FEMM": ["model-02", "model-04"], - "modeling": ["model-01", "model-02", "model-03", "model-04", "model-05"], - "SPICE": ["opt-05", "model-01", "model-04", "model-05"], - "advanced": ["opt-02", "opt-06", "phys-04", "phys-05", "phys-06", "phys-07", "model-01", "model-02", "model-03", "model-04", "model-05"] - }, - - "metadata": { - "created": "2025-10-10", - "last_updated": "2025-10-10", - "format_version": "1.0", - "license": "Creative Commons Attribution-ShareAlike 4.0", - "repository": "https://github.com/your-repo/spark-lessons" - } -} diff --git a/spark-lessons/generate_circuits.py b/spark-lessons/generate_circuits.py deleted file mode 100644 index 9c35dc8..0000000 --- a/spark-lessons/generate_circuits.py +++ /dev/null @@ -1,382 +0,0 @@ -""" -Tesla Coil Spark Course - Circuit Diagram Generation - -Generates circuit schematics using schemdraw. -Run from spark-lessons directory. - -Usage: python generate_circuits.py -""" - -import schemdraw -import schemdraw.elements as elm -from pathlib import Path -import matplotlib.pyplot as plt - -# Directories -BASE_DIR = Path(__file__).parent -ASSETS_DIRS = { - 'fundamentals': BASE_DIR / 'lessons' / '01-fundamentals' / 'assets', - 'optimization': BASE_DIR / 'lessons' / '02-optimization' / 'assets', - 'spark-physics': BASE_DIR / 'lessons' / '03-spark-physics' / 'assets', - 'advanced-modeling': BASE_DIR / 'lessons' / '04-advanced-modeling' / 'assets', - 'shared': BASE_DIR / 'assets' / 'shared', -} - -def save_circuit(drawing, filename, directory='fundamentals'): - """Save circuit diagram""" - filepath = ASSETS_DIRS[directory] / filename - drawing.save(str(filepath), dpi=150) - print(f"[OK] Generated: {filepath}") - - -# ============================================================================ -# PART 1: FUNDAMENTALS CIRCUITS -# ============================================================================ - -def generate_geometry_to_circuit(): - """Image 2: Geometry to circuit schematic translation""" - with schemdraw.Drawing(show=False) as d: - d.config(fontsize=12, font='sans-serif') - - # Draw the circuit on the right side - # Topload node at top - d += elm.Line().right(1).label('Topload', loc='top') - d.push() - - # Parallel R and C_mut - d += elm.Line().down(0.5) - d.push() - d += elm.Resistor().down(1.5).label('R', loc='right') - d.pop() - d += elm.Capacitor().down(1.5).label('C_mut', loc='right').at((1, d.here[1])) - d += elm.Line().left(1) - - # Series point (spark tip node) - d += elm.Dot().label('Spark Tip', loc='right', ofst=0.3) - d += elm.Line().down(0.5) - - # C_sh to ground - d += elm.Capacitor().down(1.5).label('C_sh', loc='right') - d += elm.Ground() - - # Title is implicit in context - no annotation needed - - save_circuit(d, 'geometry-to-circuit.png', 'fundamentals') - - -def generate_current_paths_diagram(): - """Image 6: Tesla coil showing all current paths""" - with schemdraw.Drawing(show=False) as d: - d.config(fontsize=10, font='sans-serif') - - # Primary circuit (left) - d += elm.SourceSin().label('Drive') - d += elm.Capacitor().right(1.5).label('C_pri') - d += elm.Inductor().down(2).label('L_pri') - d += elm.Line().left(1.5) - d += elm.Ground() - - # Coupling to secondary - d.move(2, 1.5) - d += elm.Inductor().up(3).label('L_sec', loc='right') - d.push() - - # Topload capacitance - d += elm.Line().right(0.5) - d += elm.Capacitor().right(1).label('C_top') - d += elm.Line().down(0.5) - - # Spark circuit - d.push() - d += elm.Capacitor().down(1).label('C_mut', loc='right') - d += elm.Line().down(0.5) - d += elm.Capacitor().down(1).label('C_sh', loc='right') - d += elm.Ground() - d.pop() - - # Ground path - d += elm.Line().right(1.5) - d += elm.Ground() - - # Add current labels - d.here = (0, -2.5) - d += elm.Annotate().label('I_base', fontsize=10, color='red') - - save_circuit(d, 'current-paths-diagram.png', 'fundamentals') - - -# ============================================================================ -# PART 2: OPTIMIZATION CIRCUITS -# ============================================================================ - -def generate_thevenin_equivalent_circuit(): - """Image 12: Thévenin equivalent with spark load""" - with schemdraw.Drawing(show=False) as d: - d.config(fontsize=12, font='sans-serif') - - # Thévenin source - d += elm.SourceV().label('V_th') - d.push() - - # Z_th (impedance) - d += elm.Resistor().right(1.5).label('R_th') - d += elm.Capacitor().right(1.5).label('X_th', loc='bottom') - - # Connection point - d += elm.Dot() - d.push() - - # Load (spark) - d += elm.Line().down(0.5) - d += elm.Resistor().down(1.5).label('R_spark', loc='right') - d += elm.Capacitor().down(1.5).label('X_spark', loc='right') - d += elm.Ground() - - # Close circuit - d.pop() - d += elm.Line().down(4.5) - d += elm.Line().left(3) - - # Add formula annotation - d.here = (1, -5.5) - d += elm.Annotate(ofst=(0, -0.5)).label( - 'P = 0.5|V_th|² Re{Z_spark} / |Z_th+Z_spark|²', - fontsize=11 - ) - - save_circuit(d, 'thevenin-equivalent-circuit.png', 'optimization') - - -# ============================================================================ -# PART 3: SPARK PHYSICS CIRCUITS -# ============================================================================ - -def generate_capacitive_divider_circuit(): - """Image 25: Capacitive divider circuit""" - with schemdraw.Drawing(show=False) as d: - d.config(fontsize=12, font='sans-serif') - - # Voltage source (topload) - d += elm.Line().right(1).label('V_topload', loc='top') - d += elm.Dot() - d.push() - - # Parallel R and C_mut - d += elm.Line().down(0.5) - d.push() - d += elm.Resistor().down(1.5).label('R') - d.pop() - d += elm.Capacitor().right(1.5).down(1.5).label('C_mut') - d += elm.Line().left(1.5) - - # V_tip measurement point - d += elm.Dot().label('V_tip', loc='right', ofst=0.3) - d += elm.Line().down(0.5) - - # C_sh to ground - d += elm.Capacitor().down(1.5).label('C_sh = L×6.6pF/m', loc='right') - d += elm.Ground() - - # Add formula - d.here = (0, -5) - d += elm.Annotate().label( - 'V_tip = V_topload × C_mut/(C_mut + C_sh)', - fontsize=11 - ) - - save_circuit(d, 'capacitive-divider-circuit.png', 'spark-physics') - - -# ============================================================================ -# PART 4: ADVANCED MODELING CIRCUITS -# ============================================================================ - -def generate_lumped_model_schematic(): - """Image 28: Lumped model circuit schematic""" - with schemdraw.Drawing(show=False) as d: - d.config(fontsize=11, font='sans-serif') - - # Topload connection - d += elm.Line().right(1).label('Topload', loc='top') - d += elm.Dot().label('Port') - d.push() - - # Parallel combination - d += elm.Line().down(0.3) - d.push() - - # R branch - d += elm.Resistor().down(2).label('R', loc='left') - - # C_mut branch - d.pop() - d += elm.Capacitor().right(2).down(2).label('C_mut', loc='right') - d += elm.Line().left(2) - - # Spark tip node - d += elm.Dot().label('Spark Tip', loc='right', ofst=0.3) - - # C_sh to ground - d += elm.Line().down(0.3) - d += elm.Capacitor().down(1.5).label('C_sh', loc='right') - d += elm.Ground() - - # Add typical values - d.here = (0, -5) - d += elm.Annotate().label( - 'Typical: R=50kΩ, C_mut=8pF, C_sh=6pF', - fontsize=10 - ) - - save_circuit(d, 'lumped-model-schematic.png', 'advanced-modeling') - - -def generate_distributed_model_structure(): - """Image 32: nth-order distributed model structure""" - with schemdraw.Drawing(show=False) as d: - d.config(fontsize=9, font='sans-serif') - - # Topload - d += elm.Line().right(0.5).label('Topload', loc='top') - d += elm.Dot().label('Node 0') - - # Segment 1 - d.push() - d += elm.Capacitor().down(1.2).label('C_01', loc='left', ofst=-0.2) - d += elm.Dot().label('Node 1', loc='right', ofst=0.2) - d.push() - d += elm.Resistor().right(1.5).label('R_1', loc='top') - d.pop() - d += elm.Capacitor().down(1.2).label('C_1,gnd', loc='left') - d += elm.Ground() - - # Segment 2 - d.pop() - d += elm.Line().right(3) - d.push() - d += elm.Capacitor().down(1.2).label('C_12', loc='left', ofst=-0.2) - d += elm.Dot().label('Node 2', loc='right', ofst=0.2) - d.push() - d += elm.Resistor().right(1.5).label('R_2', loc='top') - d.pop() - d += elm.Capacitor().down(1.2).label('C_2,gnd', loc='left') - d += elm.Ground() - - # Ellipsis - d.pop() - d += elm.Line().right(1.5) - d += elm.Dot() - d += elm.Line().right(0.3).linestyle('dotted') - d += elm.Line().right(0.3) - d += elm.Dot() - d += elm.Line().right(1.5) - - # Segment n - d.push() - d += elm.Capacitor().down(1.2).label('C_n-1,n', loc='left', ofst=-0.2) - d += elm.Dot().label('Node n', loc='right', ofst=0.2) - d.push() - d += elm.Resistor().right(1.5).label('R_n', loc='top') - d.pop() - d += elm.Capacitor().down(1.2).label('C_n,gnd', loc='left') - d += elm.Ground() - - # Add note - d.here = (3, -3.5) - d += elm.Annotate().label( - 'n = 5-20 segments\n(n+1)×(n+1) capacitance matrix', - fontsize=9 - ) - - save_circuit(d, 'distributed-model-structure.png', 'advanced-modeling') - - -# ============================================================================ -# SHARED CIRCUITS -# ============================================================================ - -def generate_tesla_coil_system_overview(): - """Image 44: Complete Tesla coil system diagram""" - with schemdraw.Drawing(show=False) as d: - d.config(fontsize=10, font='sans-serif') - - # Primary side - d += elm.SourceSin().label('Drive\nSource') - d += elm.Line().right(0.5) - d += elm.Switch().label('IGBT/FET') - d += elm.Line().right(0.5) - d += elm.Capacitor().right(1.5).label('MMC\n(C_pri)') - d += elm.Inductor().down(3).label('L_primary', loc='bottom') - d += elm.Line().left(3.5) - d += elm.Ground() - - # Secondary side (coupled) - d.move(4, 2) - d += elm.Inductor().up(4).label('L_secondary', loc='right') - d += elm.Line().up(0.5) - - # Topload - d += elm.Capacitor().right(1.5).label('C_topload') - d.push() - - # Spark - d += elm.Line().down(1) - d += elm.Gap().down(2).label('Spark\nGap') - d += elm.Line().down(1) - d += elm.Ground().label('Strike\nPoint') - - # Ground return - d.pop() - d += elm.Line().right(2) - d += elm.Line().down(5.5) - d += elm.Ground() - - # Add coupling annotation - d.here = (2, 0) - d += elm.Annotate(ofst=(0, 2)).label('k = 0.1-0.2', fontsize=10) - - # Add title - d.here = (0, 7) - d += elm.Annotate().label( - 'Double-Resonant Solid State Tesla Coil (DRSSTC)', - fontsize=12 - ) - - save_circuit(d, 'tesla-coil-system-overview.png', 'shared') - - -# ============================================================================ -# MAIN -# ============================================================================ - -def main(): - print("\n" + "="*60) - print("TESLA COIL SPARK COURSE - CIRCUIT DIAGRAM GENERATION") - print("="*60) - - print("\nGenerating Part 1 circuits...") - generate_geometry_to_circuit() - generate_current_paths_diagram() - - print("\nGenerating Part 2 circuits...") - generate_thevenin_equivalent_circuit() - - print("\nGenerating Part 3 circuits...") - generate_capacitive_divider_circuit() - - print("\nGenerating Part 4 circuits...") - generate_lumped_model_schematic() - generate_distributed_model_structure() - - print("\nGenerating shared circuits...") - generate_tesla_coil_system_overview() - - print("\n" + "="*60) - print("CIRCUIT GENERATION COMPLETE!") - print("="*60) - print(f"\nTotal circuit diagrams generated: 7") - print("="*60 + "\n") - - -if __name__ == '__main__': - main() diff --git a/spark-lessons/lessons/01-fundamentals/01-introduction.md b/spark-lessons/lessons/01-fundamentals/01-introduction.md deleted file mode 100644 index 479e2c0..0000000 --- a/spark-lessons/lessons/01-fundamentals/01-introduction.md +++ /dev/null @@ -1,248 +0,0 @@ ---- -id: fund-01 -title: "Introduction to Tesla Coil Spark Modeling" -section: "Fundamentals" -difficulty: "beginner" -estimated_time: 20 -prerequisites: [] -objectives: - - Understand the scope and goals of Tesla coil spark modeling - - Review essential AC circuit fundamentals including peak vs RMS values - - Master complex number notation and phasor representation - - Learn power calculations using peak phasors - - Understand impedance and admittance concepts -tags: ["introduction", "ac-circuits", "phasors", "complex-numbers", "power"] ---- - -# Introduction to Tesla Coil Spark Modeling - -## Overview - -This lesson plan is designed to take you from basic circuit concepts through advanced Tesla coil spark modeling. Tesla coil sparks are complex plasma phenomena that require understanding of AC circuits, electromagnetic fields, and plasma physics. By the end of this series, you'll be able to predict spark behavior and optimize coil performance. - -### What You'll Learn - -The complete course is divided into four parts: - -1. **Part 1: Fundamentals** - Circuits, impedance, and basic spark behavior -2. **Part 2: Optimization** - Power transfer and efficiency -3. **Part 3: Growth Physics** - FEMM modeling and energy requirements -4. **Part 4: Advanced Topics** - Distributed models and real-world application - -This lesson begins Part 1 by establishing the circuit theory foundation you'll need throughout. - -## AC Circuit Fundamentals Review - -### Peak vs RMS Values - -In AC circuits, voltage and current vary sinusoidally with time: - -**Time domain:** -``` -v(t) = V_peak × cos(ωt + φ) -``` - -**Two amplitude conventions:** -- **Peak value:** The maximum value reached (V_peak) -- **RMS value:** Root-Mean-Square, V_RMS = V_peak/√2 ≈ 0.707 × V_peak - -**For this entire framework, we use PEAK VALUES exclusively.** - -**Why peak values?** -1. Tesla coils are concerned with maximum voltage (breakdown, field stress) -2. Consistent with phasor notation in engineering -3. Power formula becomes: P = 0.5 × V_peak × I_peak × cos(θ) - -**Example:** If your oscilloscope shows a 100 kV peak-to-peak waveform: -- V_peak-to-peak = 100 kV -- V_peak = 50 kV (one-sided amplitude) -- V_RMS = 50 kV / √2 ≈ 35.4 kV - -### Complex Numbers and Phasors - -AC circuit analysis uses complex numbers to represent magnitude and phase simultaneously. - -**Rectangular form:** -``` -Z = R + jX -where j = √(-1) (imaginary unit, engineers use 'j' instead of 'i') -R = real part (resistance) -X = imaginary part (reactance) -``` - -**Polar form:** -``` -Z = |Z| ∠φ = |Z| × e^(jφ) -where |Z| = √(R² + X²) (magnitude) - φ = atan(X/R) (phase angle) -``` - -**Conversion:** -``` -R = |Z| × cos(φ) -X = |Z| × sin(φ) -``` - -**Phasor notation:** A complex number representing sinusoidal amplitude and phase: -``` -V = V_peak ∠φ_v -I = I_peak ∠φ_i -``` - -**Complex conjugate:** Used in power calculations -``` -If I = a + jb, then I* = a - jb (flip sign of imaginary part) -``` - -### Resistance, Reactance, Impedance - -**Resistance (R):** Opposition to current that dissipates energy as heat -- Units: Ω (ohms) -- Always real and positive -- V = I × R (Ohm's law) - -**Reactance (X):** Opposition to current that stores energy (no dissipation) -- Units: Ω (ohms) -- Can be positive (inductive) or negative (capacitive) -- **Capacitive reactance:** X_C = -1/(ωC) where ω = 2πf -- **Inductive reactance:** X_L = ωL - -**Impedance (Z):** Total opposition to AC current -``` -Z = R + jX (complex) -|Z| = √(R² + X²) -φ_Z = atan(X/R) -``` - -**Sign conventions:** -- X > 0: inductive (current lags voltage) -- X < 0: capacitive (current leads voltage) -- φ_Z > 0: inductive -- φ_Z < 0: capacitive - -### Conductance, Susceptance, Admittance - -For parallel circuits, **admittance (Y)** is more convenient than impedance. - -**Conductance (G):** Inverse of resistance -``` -G = 1/R -Units: S (siemens) -``` - -**Susceptance (B):** Inverse of reactance (BUT with opposite sign convention!) -``` -For capacitor: B_C = ωC (positive!) -For inductor: B_L = -1/(ωL) (negative) -``` - -**Important:** Susceptance sign convention is OPPOSITE of reactance: -- Capacitor: X_C < 0, but B_C > 0 -- Inductor: X_L > 0, but B_L < 0 - -**Admittance (Y):** Inverse of impedance -``` -Y = G + jB = 1/Z -|Y| = 1/|Z| -φ_Y = -φ_Z (opposite sign!) -``` - -**Conversion between Z and Y:** -``` -Y = 1/Z = 1/(R + jX) = R/(R² + X²) - jX/(R² + X²) - -Therefore: -G = R/(R² + X²) -B = -X/(R² + X²) -``` - -### Power in AC Circuits - -**Using peak phasors:** -``` -P = 0.5 × Re{V × I*} - -where V and I are complex peak phasors - I* is the complex conjugate of I - Re{·} means "real part of" -``` - -**Why the 0.5 factor?** -- Average power over a full AC cycle -- Comes from time-averaging cos²(ωt), which equals 0.5 -- If you used RMS values, formula would be P = V_RMS × I_RMS × cos(θ), NO 0.5 - -**Expanded form:** -``` -If V = V_peak ∠φ_v and I = I_peak ∠φ_i, then: -P = 0.5 × V_peak × I_peak × cos(φ_v - φ_i) -``` - -The angle difference (φ_v - φ_i) is the power factor angle. - -## Worked Example: Power Calculation with Peak Phasors - -**Given:** -- Voltage: V = 50 kV ∠0° (peak, using 0° as reference) -- Impedance: Z = 100 kΩ ∠-60° (capacitive load) - -**Find:** Real power dissipated - -**Solution:** - -Step 1: Calculate current using Ohm's law -``` -I = V/Z = (50 kV ∠0°)/(100 kΩ ∠-60°) -I = 0.5 A ∠(0° - (-60°)) = 0.5 A ∠60° -``` - -Step 2: Calculate power -``` -P = 0.5 × Re{V × I*} -P = 0.5 × Re{(50 kV ∠0°) × (0.5 A ∠-60°)} -P = 0.5 × Re{25 kW ∠-60°} -``` - -Step 3: Convert to rectangular to get real part -``` -25 kW ∠-60° = 25 kW × (cos(-60°) + j×sin(-60°)) - = 25 kW × (0.5 - j×0.866) - = 12.5 kW - j×21.65 kW -``` - -Step 4: Extract real part and apply 0.5 factor -``` -P = 0.5 × 12.5 kW = 6.25 kW -``` - -**Alternative method:** Using power factor angle -``` -P = 0.5 × V_peak × I_peak × cos(φ_v - φ_i) -P = 0.5 × 50 kV × 0.5 A × cos(0° - 60°) -P = 0.5 × 25 kW × cos(-60°) -P = 0.5 × 25 kW × 0.5 -P = 6.25 kW -``` - -## Key Takeaways - -- Always use **peak values** for Tesla coil analysis -- Complex numbers combine magnitude and phase: Z = R + jX = |Z|∠φ -- Power calculation: **P = 0.5 × Re{V × I*}** with peak phasors -- Admittance (Y = G + jB) is the inverse of impedance -- **Sign convention critical:** X < 0 for capacitors, but B > 0 -- Phase angles are opposite: φ_Y = -φ_Z - -## Practice - -{exercise:fund-ex-01} - -**Problem 1:** A capacitor has reactance X_C = -80 kΩ at 200 kHz. What is its capacitance? What is its susceptance? - -**Problem 2:** An impedance Z = 50 kΩ - j75 kΩ has current I = 0.2 A ∠30° (peak). Calculate: (a) Voltage magnitude and phase, (b) Real power - -**Problem 3:** An admittance Y = 0.00001 + j0.00002 S. Convert to impedance Z = R + jX. - ---- - -**Next Lesson:** [Basic Circuit Model](02-basic-circuit-model.md) diff --git a/spark-lessons/lessons/01-fundamentals/02-basic-circuit-model.md b/spark-lessons/lessons/01-fundamentals/02-basic-circuit-model.md deleted file mode 100644 index 07db636..0000000 --- a/spark-lessons/lessons/01-fundamentals/02-basic-circuit-model.md +++ /dev/null @@ -1,277 +0,0 @@ ---- -id: fund-02 -title: "The Basic Spark Circuit Model" -section: "Fundamentals" -difficulty: "beginner" -estimated_time: 25 -prerequisites: ["fund-01"] -objectives: - - Understand what capacitance represents physically - - Distinguish between mutual capacitance (C_mut) and shunt capacitance (C_sh) - - Learn the empirical 2 pF/foot rule for spark capacitance - - Draw the correct circuit topology for a Tesla coil spark - - Identify the topload port as the measurement reference -tags: ["capacitance", "circuit-topology", "C_mut", "C_sh", "measurement"] ---- - -# The Basic Spark Circuit Model - -## Introduction - -A spark isn't just a resistor - it's a complex structure with multiple electrical properties. Understanding how to model a spark as a circuit with the correct topology is essential for analyzing Tesla coil performance. - -## What is Capacitance Physically? - -**Definition:** Capacitance (C) is the ability to store electric charge for a given voltage: -``` -Q = C × V -Units: Farads (F), typically pF (10⁻¹² F) for Tesla coils -``` - -**Physical picture:** -- Electric field between two conductors stores energy -- Higher field → more stored energy → more capacitance -- Capacitance depends on geometry, NOT on voltage - -**For parallel plates:** -``` -C = ε₀ × A / d - -where ε₀ = 8.854×10⁻¹² F/m (permittivity of free space) - A = plate area (m²) - d = separation distance (m) -``` - -**Key insight:** Capacitance increases with: -- Larger conductor area (more field lines) -- Smaller separation (stronger field concentration) - -## Self-Capacitance vs Mutual Capacitance - -**Self-capacitance:** Capacitance of a single conductor to infinity (or ground) -- Topload has self-capacitance to ground -- Depends on size and shape -- Toroid: C ≈ 4πε₀√(D×d) where D = major diameter, d = minor diameter - -**Mutual capacitance:** Capacitance between two conductors -- Energy stored in field between them -- Both conductors at different potentials -- Can be positive or negative in matrix formulation - -**For Tesla coils with sparks:** -- **C_mut:** mutual capacitance between topload and spark channel -- **C_sh:** capacitance from spark to ground (shunt capacitance) - -## Shunt Capacitance and the 2 pF/Foot Rule - -Any conductor elevated above ground has capacitance to ground. - -**For vertical wire above ground plane:** -``` -C ≈ 2πε₀L / ln(2h/d) - -where L = wire length - h = height above ground - d = wire diameter -``` - -**For Tesla coil sparks:** Empirical rule based on community measurements: -``` -C_sh ≈ 2 pF per foot of spark length - -Examples: -1 foot (0.3 m) spark: C_sh ≈ 2 pF -3 feet (0.9 m) spark: C_sh ≈ 6 pF -6 feet (1.8 m) spark: C_sh ≈ 12 pF -``` - -This rule is surprisingly accurate (±30%) for typical Tesla coil geometries. - -### Worked Example: Estimating C_sh - -**Given:** A 2-meter (6.6 foot) spark - -**Find:** Estimated shunt capacitance - -**Solution:** -``` -C_sh ≈ 2 pF/foot × 6.6 feet -C_sh ≈ 13.2 pF -``` - -**Refined estimate using cylinder formula:** - -Assume spark is vertical cylinder: -- Length L = 2 m -- Diameter d = 2 mm (typical for bright spark) -- Height above ground h = L/2 = 1 m (average height) - -``` -C ≈ 2πε₀L / ln(2h/d) -C ≈ 2π × 8.854×10⁻¹² × 2 / ln(2×1/0.002) -C ≈ 1.112×10⁻¹⁰ / ln(1000) -C ≈ 1.112×10⁻¹⁰ / 6.91 -C ≈ 16 pF -``` - -The empirical rule (13 pF) and formula (16 pF) agree reasonably well. - -## Why Sparks Have TWO Capacitances - -A spark channel is a conductor in space with: -1. **Proximity to the topload** → mutual capacitance C_mut -2. **Proximity to ground/environment** → shunt capacitance C_sh - -**Both exist simultaneously** because the spark interacts with multiple conductors. - -**Analogy:** A wire near two metal plates -- Capacitance to plate 1: C₁ -- Capacitance to plate 2: C₂ -- Both must be included in the circuit model - -![Field lines showing C_mut and C_sh](assets/field-lines-capacitances.png) - -**Field line visualization:** -- **C_mut field lines:** Connect topload surface to spark channel - - Start on topload outer surface - - End on spark channel surface - - Concentrated near base of spark - - These store mutual electric field energy - -- **C_sh field lines:** Connect spark to remote ground - - Start on spark surface - - Radiate outward to walls, floor, ceiling - - Distributed along entire spark length - - These store shunt field energy - -**Key observation:** The same spark channel participates in BOTH capacitances! This is why we need a specific circuit topology. - -## The Correct Circuit Topology - -``` - Topload (measurement reference) - | - [C_mut] ← Mutual capacitance between topload and spark - | - +---------+--------- Node_spark - | | - [R] [C_sh] ← Shunt capacitance spark-to-ground - | | - GND ------------ GND -``` - -**Equivalent description:** -- C_mut and R in parallel -- That parallel combination in series with C_sh -- All connected between topload and ground - -**Why this topology?** -1. C_mut couples topload voltage to spark -2. R represents plasma resistance (where power is dissipated) -3. C_sh provides current return path to ground -4. Current through R must also flow through either C_mut or C_sh (series connection) - -## Where is "Ground" in a Tesla Coil? - -**Earth ground:** Actual connection to soil/building ground -**Circuit ground (reference):** Arbitrary 0V reference point - -**For Tesla coils:** -- Primary circuit: Chassis/mains ground is reference -- Secondary base: Usually connected to primary ground via RF ground -- **Practical ground:** Floor, walls, nearby objects, you standing nearby -- **Measurement ground:** Choose ONE point as 0V reference (usually secondary base) - -**Important:** "Ground" in spark model means "remote return path" - could be walls, floor, strike ring, or actual earth. - -## The Topload Port - -**Definition:** The two-terminal measurement point between topload and ground where we characterize impedance and power. - -``` -Port definition: - Terminal 1: Topload terminal (high voltage) - Terminal 2: Ground reference (0V) -``` - -**All impedance measurements reference this port:** -- Z_spark: impedance looking into spark from topload -- Z_th: Thévenin impedance of coil at this port -- V_th: Open-circuit voltage at this port - -**Not the same as:** -- V_top / I_base (includes displacement currents from entire secondary) -- Any two-point measurement along the secondary winding - -We'll explore why V_top/I_base is incorrect in a later lesson. - -## Worked Example: Drawing the Complete Circuit - -**Given:** -- Spark is 3 feet long -- FEMM analysis gives C_mut = 8 pF (between topload and spark) -- Assume R = 100 kΩ -- Estimate C_sh using empirical rule - -**Task:** Draw complete circuit diagram - -**Solution:** - -Step 1: Calculate C_sh -``` -C_sh ≈ 2 pF/foot × 3 feet = 6 pF -``` - -Step 2: Draw topology -``` - Topload (V_top) - | - [C_mut = 8 pF] - | - +-------- Node_spark - | | - [R = 100 kΩ] [C_sh = 6 pF] - | | - GND -------- GND -``` - -Step 3: Alternative representation showing parallel/series structure -``` -Topload - | - +---- [C_mut = 8 pF] ----+ - | | - +---- [R = 100 kΩ] ------+ Node_spark - | - [C_sh = 6 pF] - | - GND -``` - -This is the basic lumped model for a Tesla coil spark. - -![3D geometry to circuit schematic translation](assets/geometry-to-circuit.png) - -## Key Takeaways - -- Capacitance stores energy in electric fields, depends on geometry -- **C_mut:** mutual capacitance between topload and spark -- **C_sh:** shunt capacitance from spark to ground, approximately **2 pF/foot** -- Both capacitances exist simultaneously on the same conductor -- **Correct topology:** (R || C_mut) in series with C_sh -- **Topload port:** measurement reference between topload and ground -- Ground means "remote return path" in this context - -## Practice - -{exercise:fund-ex-02} - -**Problem 1:** Draw the circuit for a spark with: L = 5 feet, C_mut = 12 pF (from FEMM), R = 50 kΩ. Label all component values. - -**Problem 2:** A simulation shows C_sh = 10 pF for a given spark. What is the estimated spark length using the empirical rule? - -**Problem 3:** A 4-foot spark is formed. Estimate C_sh using the empirical rule. If the topload has C_topload = 30 pF unloaded, what is the total system capacitance with the spark? (Hint: Consider how C_mut and C_sh combine in the circuit.) - ---- - -**Next Lesson:** [Admittance Analysis](03-admittance-analysis.md) diff --git a/spark-lessons/lessons/01-fundamentals/03-admittance-analysis.md b/spark-lessons/lessons/01-fundamentals/03-admittance-analysis.md deleted file mode 100644 index f4668d9..0000000 --- a/spark-lessons/lessons/01-fundamentals/03-admittance-analysis.md +++ /dev/null @@ -1,265 +0,0 @@ ---- -id: fund-03 -title: "Admittance Analysis of the Spark Circuit" -section: "Fundamentals" -difficulty: "intermediate" -estimated_time: 30 -prerequisites: ["fund-01", "fund-02"] -objectives: - - Understand why admittance is preferred over impedance for parallel circuits - - Derive the total admittance formula for the spark circuit - - Calculate real and imaginary parts of admittance - - Convert between admittance and impedance representations - - Apply formulas to practical Tesla coil examples -tags: ["admittance", "circuit-analysis", "complex-algebra", "formulas"] ---- - -# Admittance Analysis of the Spark Circuit - -## Introduction - -The spark circuit topology (R || C_mut in series with C_sh) requires careful analysis. While we could work entirely with impedances, using admittance simplifies the parallel combination and provides clearer insight into circuit behavior. - -## Why Use Admittance? - -For the spark circuit topology (parallel R||C_mut, in series with C_sh), admittance simplifies calculations. - -**Parallel elements:** Add admittances directly -``` -Y_total = Y₁ + Y₂ + Y₃ + ... -vs impedances: 1/Z_total = 1/Z₁ + 1/Z₂ + ... (messy!) -``` - -**Our circuit:** -``` -Y_mut_R = Y_Cmut + Y_R (parallel: C_mut || R) -Then series with C_sh requires impedance: Z = Z_mut_R + Z_Csh -Then convert back: Y_total = 1/Z_total -``` - -Admittance makes the first step (parallel combination) trivial, and we only need to handle the series combination once. - -## Deriving the Total Admittance Formula - -Let's work through the complete derivation step by step. - -**Step 1:** Admittance of R and C_mut in parallel - -``` -Y_R = G = 1/R -Y_Cmut = jωC_mut = jB₁ (where B₁ = ωC_mut) - -Y_mut_R = G + jB₁ -``` - -**Step 2:** Convert to impedance for series combination - -``` -Z_mut_R = 1/(G + jB₁) -``` - -**Step 3:** Add impedance of C_sh in series - -``` -Z_Csh = 1/(jωC_sh) = -j/(ωC_sh) = 1/(jB₂) (where B₂ = ωC_sh) - -Z_total = Z_mut_R + Z_Csh -Z_total = 1/(G + jB₁) + 1/(jB₂) -``` - -**Step 4:** Find common denominator - -``` -Z_total = [jB₂ + (G + jB₁)] / [(G + jB₁) × jB₂] -Z_total = [G + j(B₁ + B₂)] / [jB₂(G + jB₁)] -``` - -**Step 5:** Invert to get admittance - -``` -Y_total = 1/Z_total = [jB₂(G + jB₁)] / [G + j(B₁ + B₂)] - -Y_total = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] -``` - -This is the **fundamental admittance equation** for the spark circuit. - -## Extracting Real and Imaginary Parts - -To use this formula, we need to separate it into Re{Y} and Im{Y}. - -Multiply numerator: -``` -(G + jB₁) × jB₂ = jGB₂ + j²B₁B₂ = jGB₂ - B₁B₂ - = -B₁B₂ + jGB₂ -``` - -So: -``` -Y = [-B₁B₂ + jGB₂] / [G + j(B₁ + B₂)] -``` - -To separate real and imaginary parts, multiply numerator and denominator by complex conjugate of denominator: - -``` -Denominator conjugate: G - j(B₁ + B₂) -Denominator magnitude squared: G² + (B₁ + B₂)² -``` - -After algebra (multiply out and simplify): - -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] - -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] -``` - -These are the **working formulas** for calculating admittance from R, C_mut, C_sh. - -### Formula Summary - -Given R, C_mut, C_sh, and frequency f: - -**Step 1:** Calculate component values -``` -ω = 2πf -G = 1/R -B₁ = ωC_mut -B₂ = ωC_sh -``` - -**Step 2:** Calculate admittance -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] - -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] - -Y = Re{Y} + j×Im{Y} -``` - -**Step 3:** Magnitude and phase -``` -|Y| = √[Re{Y}² + Im{Y}²] -φ_Y = atan(Im{Y}/Re{Y}) -``` - -## Converting to Impedance - -From Y = G_total + jB_total: - -``` -Z = 1/Y = 1/(G_total + jB_total) - -Multiply by conjugate: -Z = (G_total - jB_total) / (G_total² + B_total²) - -R_total = G_total / (G_total² + B_total²) -X_total = -B_total / (G_total² + B_total²) - -Or directly: -|Z| = 1/|Y| -φ_Z = -φ_Y (opposite sign!) -``` - -## Worked Example: Complete Y and Z Calculation - -**Given:** -- Frequency: f = 200 kHz → ω = 2π × 200×10³ = 1.257×10⁶ rad/s -- C_mut = 8 pF = 8×10⁻¹² F -- C_sh = 6 pF = 6×10⁻¹² F -- R = 100 kΩ = 10⁵ Ω - -**Find:** Y_total (rectangular), Z_total (rectangular and polar) - -**Solution:** - -Step 1: Calculate component values -``` -G = 1/R = 1/(10⁵) = 10⁻⁵ S = 10 μS -B₁ = ωC_mut = 1.257×10⁶ × 8×10⁻¹² = 10.06×10⁻⁶ S = 10.06 μS -B₂ = ωC_sh = 1.257×10⁶ × 6×10⁻¹² = 7.54×10⁻⁶ S = 7.54 μS -``` - -Step 2: Calculate Re{Y} -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] - -Numerator: 10 × (7.54)² = 10 × 56.85 = 568.5 μS² -Denominator: (10)² + (10.06 + 7.54)² = 100 + (17.6)² = 100 + 309.8 = 409.8 μS² - -Re{Y} = 568.5 / 409.8 = 1.387 μS -``` - -Step 3: Calculate Im{Y} -``` -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] - -Numerator inner: G² + B₁(B₁ + B₂) = 100 + 10.06×17.6 = 100 + 177.1 = 277.1 μS² -Numerator: 7.54 × 277.1 = 2089.3 μS³ -Denominator: 409.8 μS² (same as before) - -Im{Y} = 2089.3 / 409.8 = 5.10 μS -``` - -Step 4: Admittance result -``` -Y_total = 1.387 + j5.10 μS -|Y| = √(1.387² + 5.10²) = √(1.92 + 26.01) = √27.93 = 5.28 μS -φ_Y = atan(5.10/1.387) = atan(3.68) = 74.8° -``` - -Step 5: Convert to impedance -``` -|Z| = 1/|Y| = 1/(5.28×10⁻⁶) = 189 kΩ -φ_Z = -φ_Y = -74.8° - -In rectangular: -R_total = |Z| × cos(φ_Z) = 189 × cos(-74.8°) = 189 × 0.263 = 49.7 kΩ -X_total = |Z| × sin(φ_Z) = 189 × sin(-74.8°) = 189 × (-0.965) = -182 kΩ - -Z_total = 49.7 - j182 kΩ = 189 kΩ ∠-74.8° -``` - -**Interpretation:** -- Impedance is strongly capacitive (φ_Z = -74.8°) -- Equivalent resistance ≈ 50 kΩ (half of actual R due to capacitive divider) -- Large capacitive reactance dominates - -![Complex plane plots showing Y and Z](assets/complex-plane-admittance.png) - -**Visualization notes:** -- LEFT: Admittance plane (Y = G + jB) - - Point at (1.387, 5.10) μS - - Angle φ_Y = 74.8° from horizontal - - Positive B means capacitive in admittance - -- RIGHT: Impedance plane (Z = R + jX) - - Point at (49.7, -182) kΩ - - Angle φ_Z = -74.8° below horizontal - - Negative X means capacitive in impedance - -- Connection: Angles are opposite (φ_Z = -φ_Y), magnitudes invert (|Z| = 1/|Y|) - -## Key Takeaways - -- **Admittance simplifies parallel combinations:** Y_parallel = Y₁ + Y₂ + ... -- **Fundamental formula:** Y = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] -- **Working formulas:** - - Re{Y} = GB₂² / [G² + (B₁ + B₂)²] - - Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] -- **Conversion:** |Z| = 1/|Y| and φ_Z = -φ_Y -- Typical spark: strongly capacitive with large |Im{Y}| compared to Re{Y} - -## Practice - -{exercise:fund-ex-03} - -**Problem 1:** For f = 150 kHz, C_mut = 10 pF, C_sh = 8 pF, R = 80 kΩ, calculate Y_total (real and imaginary parts). - -**Problem 2:** An admittance Y = 2.0 + j4.5 μS. Convert to impedance Z in both rectangular and polar forms. - -**Problem 3:** Show algebraically that if R → ∞ (open circuit), the formula reduces to Y = jωC_mut × C_sh/(C_mut + C_sh), which is two capacitors in series. - ---- - -**Next Lesson:** [Phase Angles and Their Meaning](04-phase-angles.md) diff --git a/spark-lessons/lessons/01-fundamentals/04-phase-angles.md b/spark-lessons/lessons/01-fundamentals/04-phase-angles.md deleted file mode 100644 index df5fa90..0000000 --- a/spark-lessons/lessons/01-fundamentals/04-phase-angles.md +++ /dev/null @@ -1,203 +0,0 @@ ---- -id: fund-04 -title: "Phase Angles and What They Mean" -section: "Fundamentals" -difficulty: "beginner" -estimated_time: 20 -prerequisites: ["fund-01", "fund-02", "fund-03"] -objectives: - - Distinguish between impedance phase φ_Z and admittance phase φ_Y - - Understand the relationship φ_Z = -φ_Y - - Interpret the physical meaning of different phase angles - - Learn why -45° is considered "balanced" - - Recognize typical phase angles for Tesla coil sparks -tags: ["phase-angle", "impedance", "admittance", "power-factor"] ---- - -# Phase Angles and What They Mean - -## Introduction - -Phase angles tell us about the balance between resistive and reactive components in our circuit. Understanding what different phase angles mean physically helps us interpret circuit behavior and optimize performance. - -## Impedance Phase vs Admittance Phase - -**Impedance phase angle φ_Z:** -``` -φ_Z = atan(X/R) = atan(Im{Z}/Re{Z}) - -Interpretation: -φ_Z > 0: inductive (current lags voltage) -φ_Z = 0: purely resistive (in phase) -φ_Z < 0: capacitive (current leads voltage) -``` - -**Admittance phase angle θ_Y:** -``` -θ_Y = atan(B/G) = atan(Im{Y}/Re{Y}) - -Relationship: θ_Y = -φ_Z (OPPOSITE SIGNS!) -``` - -**Why opposite?** Because Y = 1/Z, so angles subtract: -``` -If Z = |Z|∠φ_Z, then Y = (1/|Z|)∠(-φ_Z) -``` - -**Convention in this framework:** We primarily discuss **impedance phase φ_Z** because that's what measurements typically report. - -## The "Famous -45°" and Why It's Special - -In power electronics, a load with φ_Z = -45° is sometimes called "well-matched" because: -- Equal resistive and capacitive components: |R| = |X_C| -- Power factor = cos(-45°) = 0.707 (reasonable power transfer) -- Not maximum power transfer, but balanced - -**Formula:** For φ_Z = -45°: -``` -tan(-45°) = -1 = X/R -Therefore: R = |X| = 1/(ωC) for capacitive load -Or: R ≈ |X_C| = 1/(ωC_total) approximately -``` - -This is why you'll see "spark resistance should equal capacitive reactance" in old Tesla coil literature. - -**BUT:** As we'll see in the next lesson, achieving exactly -45° is **impossible** for many Tesla coil geometries due to topological constraints! - -## Physical Meaning of Phase Angle - -Let's explore what different phase angles mean for circuit behavior. - -**φ_Z = 0° (purely resistive):** -- All power dissipated -- No energy storage/return -- Voltage and current in phase -- Power factor = cos(0°) = 1.0 (100%) - -**φ_Z = -45° (mixed):** -- Some power dissipated (cos(-45°) ≈ 71% of |V||I|) -- Some energy stored -- Current leads voltage by 45° -- Equal R and |X|: balanced condition - -**φ_Z = -90° (purely capacitive):** -- No power dissipated -- All energy stored and returned each cycle -- Current leads voltage by 90° -- Power factor = cos(-90°) = 0 (no real power) - -**For Tesla coil sparks:** Typical φ_Z = -55° to -75° -- Significant capacitive component (energy storage in C_mut, C_sh) -- Moderate power dissipation (plasma heating) -- More capacitive than the "ideal" -45° - -## Worked Example: Calculating and Interpreting Phase Angle - -**Given:** (from previous lesson) -- Z_total = 49.7 - j182 kΩ - -**Find:** φ_Z and interpret - -**Solution:** - -Step 1: Calculate phase angle -``` -φ_Z = atan(X/R) = atan(-182/49.7) -φ_Z = atan(-3.66) = -74.8° -``` - -Step 2: Verify with magnitude and components -``` -|Z| = √(49.7² + 182²) = √(2470 + 33124) = √35594 = 189 kΩ ✓ - -cos(φ_Z) = R/|Z| = 49.7/189 = 0.263 -φ_Z = arccos(0.263) = 74.8°, but X is negative, so φ_Z = -74.8° ✓ -``` - -Step 3: Interpret -- **Strongly capacitive:** |φ_Z| = 74.8° is much larger than 45° -- **Comparison:** |R| = 49.7 kΩ, but |X| = 182 kΩ - - Capacitive reactance is 3.66× larger than resistance - - Far from "balanced" -45° condition -- **Power factor:** cos(-74.8°) = 0.263 - - Only 26.3% of |V||I| is real power - - Most current is reactive (charging/discharging capacitances) - -This is typical for Tesla coil sparks: strongly capacitive impedance. - -## Visualizing Phase Angles - -![Phase angles on complex impedance plane](assets/phase-angle-visualization.png) - -**Impedance plane (Z = R + jX):** - -Three key vectors from origin: - -1. **Resistive (φ_Z = 0°):** - - Horizontal vector along R axis - - Pure resistance, no reactance - - All power dissipated - -2. **Balanced (φ_Z = -45°):** - - Vector at -45° angle - - Equal R and |X| - - Traditional "well-matched" condition - -3. **Typical spark (φ_Z = -75°):** - - Vector at -75° angle - - Strongly capacitive - - |X| >> R - -**Key regions:** -- φ_Z = 0°: Pure resistance (horizontal axis) -- φ_Z = -45°: Balanced point -- -45° to -90°: Typical Tesla coil spark range (shaded region) -- φ_Z = -90°: Pure capacitor (vertical downward) - -**Note:** More negative φ_Z means more capacitive behavior - -## Relationship to Power Factor - -The power factor relates phase angle to real power delivery: - -``` -Power Factor = cos(φ_Z) - -Real Power: P = 0.5 × |V| × |I| × cos(φ_Z) -Reactive Power: Q = 0.5 × |V| × |I| × sin(φ_Z) -``` - -**Examples:** -| φ_Z | Power Factor | % of Maximum Power | -|-----|--------------|-------------------| -| 0° | 1.00 | 100% | -| -30° | 0.866 | 86.6% | -| -45° | 0.707 | 70.7% | -| -60° | 0.500 | 50.0% | -| -75° | 0.259 | 25.9% | -| -90° | 0.000 | 0% | - -Tesla coil sparks typically operate at 25-50% power factor - much energy is reactive (stored and returned each cycle) rather than dissipated in the plasma. - -## Key Takeaways - -- **Phase relationship:** φ_Z = -φ_Y (opposite signs) -- **Negative φ_Z:** means capacitive (current leads voltage) -- **φ_Z = -45°:** balanced condition with R = |X| -- **Typical sparks:** φ_Z ≈ -55° to -75° (strongly capacitive) -- **Power factor:** cos(φ_Z) determines fraction of power dissipated -- More capacitive → lower power factor → less efficient power transfer - -## Practice - -{exercise:fund-ex-04} - -**Problem 1:** An impedance Z = 60 + j40 kΩ. Calculate φ_Z. Is this inductive or capacitive? - -**Problem 2:** A spark has φ_Z = -60°. If |Z| = 150 kΩ, find R and X. Calculate the power factor. - -**Problem 3:** Two sparks have the same |Z| = 200 kΩ. Spark A has φ_Z = -50°, Spark B has φ_Z = -70°. Which dissipates more power for the same applied voltage? By what factor? - ---- - -**Next Lesson:** [The Phase Constraint](05-phase-constraint.md) diff --git a/spark-lessons/lessons/01-fundamentals/05-phase-constraint.md b/spark-lessons/lessons/01-fundamentals/05-phase-constraint.md deleted file mode 100644 index b7cef9d..0000000 --- a/spark-lessons/lessons/01-fundamentals/05-phase-constraint.md +++ /dev/null @@ -1,235 +0,0 @@ ---- -id: fund-05 -title: "The Topological Phase Constraint" -section: "Fundamentals" -difficulty: "intermediate" -estimated_time: 25 -prerequisites: ["fund-01", "fund-02", "fund-03", "fund-04"] -objectives: - - Understand what a topological constraint is - - Derive the minimum achievable phase angle φ_Z,min - - Learn the critical capacitance ratio r = C_mut/C_sh - - Calculate φ_Z,min for typical Tesla coil geometries - - Understand R_opt_phase that achieves minimum phase -tags: ["topology", "phase-constraint", "optimization", "mathematical-limit"] ---- - -# The Topological Phase Constraint - -## Introduction - -Can we make a spark look purely resistive (φ_Z = 0°)? Can we at least achieve the "balanced" -45° condition? Surprisingly, the circuit topology itself imposes fundamental limits on what phase angles are achievable, regardless of component values. - -## What is a Topological Constraint? - -**Definition:** A limitation imposed by the **structure** of the circuit itself, independent of component values. - -**Example:** Series RLC circuit -- Can only have impedance phase between -90° (pure C) and +90° (pure L) -- Cannot have φ_Z = +120° no matter what component values you choose -- This is a topological constraint - -**For spark circuits:** The specific arrangement (R||C_mut) in series with C_sh creates a fundamental limit on how resistive the impedance can appear. - -## Deriving the Minimum Phase Angle - -From our previous lesson, we have: -``` -Y = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] - -where G = 1/R, B₁ = ωC_mut, B₂ = ωC_sh -``` - -The impedance phase is: -``` -φ_Z = atan(-Im{Y}/Re{Y}) -``` - -**Question:** For fixed C_mut and C_sh, which R value minimizes |φ_Z| (makes most resistive)? - -**Mathematical result:** Taking derivative ∂φ_Z/∂G = 0 and solving: -``` -G_opt = ω√[C_mut(C_mut + C_sh)] - -Therefore: -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` - -At this resistance, the phase angle magnitude is minimized to: -``` -φ_Z,min = -atan(2√[r(1 + r)]) - -where r = C_mut/C_sh (capacitance ratio) -``` - -**Key insight:** φ_Z,min depends only on the ratio r, not on absolute capacitance values or frequency! - -## The Critical Ratio r = 0.207 - -Let's find when φ_Z,min = -45° is achievable: -``` --45° = -atan(2√[r(1 + r)]) -tan(45°) = 1 = 2√[r(1 + r)] -0.5 = √[r(1 + r)] -0.25 = r(1 + r) = r + r² -r² + r - 0.25 = 0 - -Using quadratic formula: -r = [-1 ± √(1 + 1)] / 2 = [-1 ± √2] / 2 - -Taking positive root: -r = (√2 - 1) / 2 ≈ 0.207 -``` - -**Critical insight:** -- If **r < 0.207:** Can achieve φ_Z = -45° (with appropriate R) -- If **r = 0.207:** Minimum achievable phase is exactly -45° -- If **r > 0.207:** **Cannot achieve φ_Z = -45° no matter what R you choose!** -- If r ≥ 0.207: φ_Z,min is more negative than -45° - -## Typical Tesla Coil Values - -Let's examine realistic scenarios: - -**Large topload, short spark:** -``` -C_mut = 10 pF, C_sh = 4 pF (2 feet) -r = 10/4 = 2.5 - -φ_Z,min = -atan(2√[2.5 × 3.5]) = -atan(2 × 2.96) = -atan(5.92) = -80.4° -``` - -**Medium configuration:** -``` -C_mut = 8 pF, C_sh = 6 pF (3 feet) -r = 8/6 = 1.33 - -φ_Z,min = -atan(2√[1.33 × 2.33]) = -atan(2 × 1.76) = -atan(3.53) = -74.2° -``` - -**Small topload, long spark:** -``` -C_mut = 6 pF, C_sh = 12 pF (6 feet) -r = 6/12 = 0.5 - -φ_Z,min = -atan(2√[0.5 × 1.5]) = -atan(2 × 0.866) = -atan(1.732) = -60.0° -``` - -**Common range:** r = 0.5 to 2.0, giving φ_Z,min ≈ -60° to -80° - -**Conclusion:** For most Tesla coil geometries, -45° is **mathematically impossible**! - -## Worked Example: Calculate Minimum Phase Angle - -**Given:** -- Frequency: f = 200 kHz -- C_mut = 8 pF -- C_sh = 6 pF - -**Find:** -(a) Capacitance ratio r -(b) Minimum achievable phase angle φ_Z,min -(c) R_opt_phase that achieves this angle - -**Solution:** - -**Part (a):** Capacitance ratio -``` -r = C_mut / C_sh = 8 / 6 = 1.333 -``` - -**Part (b):** Minimum phase angle -``` -φ_Z,min = -atan(2√[r(1 + r)]) - = -atan(2√[1.333 × 2.333]) - = -atan(2√3.11) - = -atan(2 × 1.764) - = -atan(3.528) - = -74.2° -``` - -**Part (c):** Resistance for minimum phase -``` -ω = 2πf = 2π × 200×10³ = 1.257×10⁶ rad/s - -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - = 1 / [1.257×10⁶ × √(8×10⁻¹² × 14×10⁻¹²)] - = 1 / [1.257×10⁶ × √(112×10⁻²⁴)] - = 1 / [1.257×10⁶ × 10.58×10⁻¹²] - = 1 / (13.30×10⁻⁶) - = 75.2 kΩ -``` - -**Interpretation:** -- With r = 1.333, cannot achieve -45° -- Best possible is -74.2° (much more capacitive) -- This requires R = 75.2 kΩ -- Any other R value gives |φ_Z| > 74.2° - -## Understanding the Constraint Graphically - -![Graph of φ_Z,min vs r](assets/phase-constraint-graph.png) - -**Graph characteristics:** -- X-axis: r = C_mut/C_sh (log scale), range 0.1 to 10 -- Y-axis: φ_Z,min (degrees), range -90° to -40° -- Curve: φ_Z,min = -atan(2√[r(1+r)]) - -**Key features:** -- r = 0.207 marked: φ_Z,min = -45° (horizontal dashed line) -- Region r < 0.207 (shaded): "Can achieve -45°" -- Region r > 0.207 (different shade): "Cannot achieve -45°" -- Typical Tesla coil range r = 0.5 to 2.0 highlighted - -**Example points:** -- r = 0.1: φ_Z,min ≈ -35° -- r = 0.207: φ_Z,min = -45° (critical point) -- r = 0.5: φ_Z,min = -60° -- r = 1.0: φ_Z,min = -70.5° -- r = 2.0: φ_Z,min = -79.7° -- r = 5.0: φ_Z,min = -84.5° - -**Trends:** -- Larger r → more capacitive minimum -- Large topload + short spark → high r → very capacitive -- Small topload + long spark → low r → less capacitive (but still > -45° usually) - -## Physical Interpretation - -**Why does this constraint exist?** - -The series connection of C_sh means current must flow through it to reach ground. This creates a capacitive voltage drop that can never be completely eliminated, no matter how you adjust R. - -**Analogy:** Trying to make water flow uphill -- C_sh is like a mandatory uphill section in your pipe -- R adjusts resistance elsewhere, but can't remove the uphill section -- The uphill section imposes a minimum "difficulty" for flow - -**Engineering implications:** -1. Can't achieve purely resistive load (φ_Z = 0°) -2. Usually can't achieve "balanced" -45° condition -3. Must work with more capacitive phase angles -4. Power transfer is inherently less efficient than with purely resistive load - -## Key Takeaways - -- **Topological constraint:** Circuit structure limits achievable phase angles -- **Minimum phase:** φ_Z,min = -atan(2√[r(1 + r)]) where r = C_mut/C_sh -- **Critical ratio:** r = 0.207 allows exactly -45° -- **Typical range:** r = 0.5 to 2.0 → φ_Z,min ≈ -60° to -80° -- **Optimal resistance:** R_opt_phase = 1/[ω√(C_mut(C_mut + C_sh))] -- Most Tesla coils **cannot achieve -45°** due to geometry - -## Practice - -{exercise:fund-ex-05} - -**Problem 1:** Calculate r, φ_Z,min, and R_opt_phase for: f = 150 kHz, C_mut = 12 pF, C_sh = 8 pF. - -**Problem 2:** A coil designer wants to achieve φ_Z = -45°. If C_sh = 10 pF (5-foot spark), what maximum C_mut is allowed? - -**Problem 3:** Two coils have the same frequency and total capacitance (C_mut + C_sh = 20 pF). Coil A has r = 0.5, Coil B has r = 2.0. Which can achieve a more resistive phase angle? Calculate φ_Z,min for both. - ---- - -**Next Lesson:** [Why Not -45 Degrees?](06-why-not-45-degrees.md) diff --git a/spark-lessons/lessons/01-fundamentals/06-why-not-45-degrees.md b/spark-lessons/lessons/01-fundamentals/06-why-not-45-degrees.md deleted file mode 100644 index 4b4fe38..0000000 --- a/spark-lessons/lessons/01-fundamentals/06-why-not-45-degrees.md +++ /dev/null @@ -1,238 +0,0 @@ ---- -id: fund-06 -title: "Why Not -45 Degrees?" -section: "Fundamentals" -difficulty: "beginner" -estimated_time: 15 -prerequisites: ["fund-04", "fund-05"] -objectives: - - Understand the historical origin of the -45° target - - Recognize why -45° is often impossible for Tesla coils - - Distinguish between R_opt_phase and R_opt_power - - Learn what resistance values are actually optimal -tags: ["misconceptions", "optimization", "history", "phase-angle"] ---- - -# Why Not -45 Degrees? - -## Introduction - -If you've read Tesla coil literature or online discussions, you've probably encountered the advice: "Make the spark resistance equal to the capacitive reactance for -45° phase angle." This lesson explains where this comes from, why it's often impossible, and what you should actually target instead. - -## The Historical -45° Target - -### Where Did This Come From? - -In power electronics and RF engineering, a load with φ_Z = -45° has some appealing properties: - -**Mathematical simplicity:** -``` -φ_Z = -45° means tan(-45°) = -1 -Therefore: X/R = -1 -So: R = |X| -``` - -For a capacitive load: R = 1/(ωC_total) - -**Balanced characteristics:** -- Equal resistive and reactive components -- Power factor = cos(-45°) ≈ 0.707 -- Reasonable compromise between power delivery and energy storage - -**Easy to remember:** "Make resistance equal to reactance" - -### Why It Became Popular in Tesla Coil Literature - -Early Tesla coil experimenters borrowed concepts from radio engineering, where matching impedances for -45° was a common practice. The simple rule "R should equal capacitive reactance" was easy to communicate and remember. - -**The problem:** This advice doesn't account for the specific topology of the spark circuit! - -## The Reality: Why -45° is Often Impossible - -### The Topological Constraint - -As we learned in the previous lesson, the minimum achievable phase angle is: -``` -φ_Z,min = -atan(2√[r(1 + r)]) - -where r = C_mut/C_sh -``` - -**For -45° to be achievable:** r must be ≤ 0.207 - -**What this means:** -``` -C_mut/C_sh ≤ 0.207 -C_mut ≤ 0.207 × C_sh -``` - -### Realistic Tesla Coil Scenarios - -Let's check if typical geometries can achieve -45°: - -**Scenario 1: 3-foot spark, medium topload** -``` -C_sh ≈ 2 pF/foot × 3 = 6 pF -C_mut ≈ 8 pF (from FEMM) -r = 8/6 = 1.33 - -Required for -45°: r ≤ 0.207 -Actual: r = 1.33 - -1.33 > 0.207 → Cannot achieve -45°! -φ_Z,min = -74.2° (actual minimum) -``` - -**Scenario 2: 5-foot spark, large topload** -``` -C_sh ≈ 2 pF/foot × 5 = 10 pF -C_mut ≈ 12 pF (larger topload) -r = 12/10 = 1.2 - -1.2 > 0.207 → Cannot achieve -45°! -φ_Z,min = -71.6° (actual minimum) -``` - -**Scenario 3: 6-foot spark, small topload** -``` -C_sh ≈ 2 pF/foot × 6 = 12 pF -C_mut ≈ 6 pF (minimal topload) -r = 6/12 = 0.5 - -0.5 > 0.207 → Still cannot achieve -45°! -φ_Z,min = -60° (actual minimum) -``` - -**The pattern:** Typical Tesla coils have r = 0.5 to 2.5, all well above the critical 0.207 threshold. - -### When CAN You Achieve -45°? - -You would need an extremely unusual geometry: -``` -If C_sh = 10 pF (5-foot spark) -Required: C_mut ≤ 0.207 × 10 = 2.07 pF - -This implies an extremely small topload with a very long spark! -``` - -Such configurations are rare because: -1. Small topload = lower voltage capability -2. Lower voltage = harder to initiate long sparks -3. Contradictory requirements for practical operation - -## What Should You Target Instead? - -### Two Different Optimal Resistances - -There are actually **two** different optimal resistance values with different purposes: - -**1. R_opt_phase:** Minimizes |φ_Z| (most resistive phase angle) -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - -Achieves: φ_Z = φ_Z,min = -atan(2√[r(1+r)]) -``` - -**2. R_opt_power:** Maximizes power transfer to the load -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] - -Achieves: Maximum real power dissipation -``` - -**Important relationship:** -``` -R_opt_power < R_opt_phase (always!) - -Specifically: R_opt_power = R_opt_phase / √(1 + r) -``` - -### Which One Should You Use? - -**For Tesla coil sparks: Use R_opt_power!** - -**Why?** -1. Sparks need **power** to grow (energy per meter) -2. Maximum power = fastest growth = longest sparks -3. The "hungry streamer" naturally seeks R_opt_power -4. Phase angle is a consequence, not a goal - -**The -45° target is a red herring!** It doesn't maximize spark length or performance. - -## Worked Example: Comparing the Two Optima - -**Given:** -- f = 200 kHz → ω = 1.257×10⁶ rad/s -- C_mut = 8 pF -- C_sh = 6 pF -- r = 8/6 = 1.333 - -**Calculate both optimal resistances:** - -**R_opt_power:** -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] - = 1 / [1.257×10⁶ × (8 + 6)×10⁻¹²] - = 1 / [1.257×10⁶ × 14×10⁻¹²] - = 1 / (17.60×10⁻⁶) - = 56.8 kΩ -``` - -**R_opt_phase:** -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - = 1 / [1.257×10⁶ × √(8 × 14)×10⁻¹²] - = 1 / [1.257×10⁶ × 10.58×10⁻¹²] - = 1 / (13.30×10⁻⁶) - = 75.2 kΩ -``` - -**Comparison:** -``` -R_opt_power = 56.8 kΩ → Maximizes power transfer -R_opt_phase = 75.2 kΩ → Minimizes |φ_Z| (= -74.2°) - -Ratio: R_opt_phase / R_opt_power = 75.2 / 56.8 = 1.32 = √(1 + r) ✓ -``` - -**What phase angle at R_opt_power?** -Using the admittance formulas with R = 56.8 kΩ would give φ_Z ≈ -78° (slightly more capacitive than the minimum -74.2°, but delivers more power!) - -## The Bottom Line - -**Common misconception:** -"Spark resistance should equal capacitive reactance for -45° phase angle." - -**Why it's wrong:** -1. **Topology prevents it:** r > 0.207 for typical geometries -2. **Wrong optimization target:** Should maximize power, not minimize |φ_Z| -3. **Ignores self-optimization:** Plasma adjusts to R_opt_power naturally - -**What to do instead:** -1. Calculate R_opt_power = 1/[ω(C_mut + C_sh)] -2. Expect φ_Z ≈ -60° to -80° (more capacitive than -45°) -3. Accept this is optimal for spark growth -4. Don't worry about achieving -45°! - -## Key Takeaways - -- **-45° target:** Historical artifact from RF engineering -- **Usually impossible:** Requires r ≤ 0.207, but typical coils have r = 0.5 to 2.5 -- **Two optima:** R_opt_phase (most resistive) vs R_opt_power (maximum power) -- **Use R_opt_power:** Maximizes spark growth and length -- **Expect highly capacitive:** φ_Z ≈ -60° to -80° is normal and optimal -- **Don't chase -45°:** It's neither achievable nor desirable for most coils - -## Practice - -{exercise:fund-ex-06} - -**Problem 1:** For a coil with C_mut = 10 pF, C_sh = 8 pF, f = 180 kHz, calculate both R_opt_power and R_opt_phase. What is their ratio? - -**Problem 2:** A coil has r = 1.5. Can it achieve -45°? If not, what is φ_Z,min? Calculate the ratio R_opt_phase / R_opt_power and verify it equals √(1+r). - -**Problem 3:** Someone claims they achieved -45° on their Tesla coil. They measured C_sh = 8 pF for a 4-foot spark. What is the maximum C_mut their topload could have if this claim is true? Is this realistic? - ---- - -**Next Lesson:** [The Measurement Port](07-measurement-port.md) diff --git a/spark-lessons/lessons/01-fundamentals/07-measurement-port.md b/spark-lessons/lessons/01-fundamentals/07-measurement-port.md deleted file mode 100644 index 5640809..0000000 --- a/spark-lessons/lessons/01-fundamentals/07-measurement-port.md +++ /dev/null @@ -1,258 +0,0 @@ ---- -id: fund-07 -title: "The Measurement Port and Why V_top/I_base is Wrong" -section: "Fundamentals" -difficulty: "intermediate" -estimated_time: 20 -prerequisites: ["fund-01", "fund-02"] -objectives: - - Understand what displacement current is and why it matters - - Recognize why V_top/I_base gives incorrect impedance - - Identify all current paths in a Tesla coil system - - Learn the correct measurement port definition - - Calculate power using the correct method -tags: ["measurement", "displacement-current", "power", "troubleshooting"] ---- - -# The Measurement Port and Why V_top/I_base is Wrong - -## Introduction - -One of the most common mistakes in Tesla coil analysis is using V_top/I_base to calculate spark impedance. This seems logical - measure the voltage at the top and the current at the base - but it gives completely wrong results. This lesson explains why and shows the correct approach. - -## The Displacement Current Problem - -### What is Displacement Current? - -**Displacement current** flows through capacitances, not through physical conductors. It's given by: -``` -I_displacement = jωC × V -``` - -**Key insight:** At AC, capacitors conduct current even though no charge physically crosses the dielectric! - -**For Tesla coils:** -- Every turn of the secondary has capacitance to ground -- Higher frequency → larger displacement current (proportional to ω) -- These currents return to ground through the secondary base - -### Multiple Current Paths in a Tesla Coil - -A Tesla coil has **many** current paths returning to ground: - -**1. Spark current** (what we want to measure) -``` -I_spark: From topload → through spark → remote ground → back to secondary base -``` - -**2. Displacement currents along secondary** -``` -I_displacement: From each turn → through C_turn_to_ground → to ground → base -Sum of all displacement currents: I_displacement = Σ(jωC_turn × V_turn) -``` - -**3. Primary-secondary coupling** -``` -I_coupling: Displacement current through C_ps (primary-to-secondary capacitance) -Part of transformer action -``` - -**4. Environmental coupling** -``` -I_environment: Displacement currents to nearby objects, walls, strike ring -Any grounded conductor near the secondary -``` - -**Total current at secondary base:** -``` -I_base = I_spark + I_displacement + I_coupling + I_environment -``` - -**The problem:** Only I_spark goes through the spark! The other currents are parasitic paths that don't tell us about spark behavior. - -### Why V_top/I_base is Wrong - -``` -Z_apparent = V_top / I_base - -But I_base >> I_spark (often 3-5× larger!) - -Therefore: Z_apparent << Z_spark (impedance appears much lower than actual) -``` - -**Consequences:** -- **Underestimate impedance:** Think load is more resistive than it is -- **Overestimate power:** Calculate far too much power to spark -- **Wrong optimization:** Make decisions based on incorrect data -- **Model mismatch:** Can't reconcile measurements with theory - -![Current paths in Tesla coil](assets/current-paths-diagram.png) - -**Diagram description:** -- **RED path:** Spark current (I_spark) - the one we want -- **BLUE paths:** Displacement currents along secondary (I_displacement) -- **GREEN path:** Primary-secondary coupling current (I_coupling) -- **YELLOW paths:** Environmental coupling currents (I_environment) -- **At base:** All paths converge: I_base = sum of all currents - -**Key insight box:** "I_base ≠ I_spark! Cannot use V_top/I_base for spark impedance!" - -## The Correct Measurement Port - -**Definition:** The **topload port** is the two-terminal reference between topload and ground. - -``` -Port definition: - Terminal 1: Topload (high voltage) - Terminal 2: Ground reference (0V) -``` - -**Correct impedance:** -``` -Z_spark = V_top / I_spark - -where I_spark is the current ONLY through the spark path -``` - -**Correct power:** -``` -P = 0.5 × Re{V_top × I_spark*} -P = 0.5 × |V_top| × |I_spark| × cos(φ_Z) -``` - -### Methods to Measure I_spark Correctly - -**Method 1: Separate return path measurement** -- Run spark ground return through isolated conductor -- Measure current with Rogowski coil or current transformer -- Only captures I_spark, excludes parasitic currents - -**Method 2: Circuit modeling** -- Know V_top (measure with voltage probe/antenna) -- Calculate I_spark from circuit model using component values -- Use admittance formulas from Lesson 3 - -**Method 3: Thévenin extraction** -- Characterize coil as Thévenin equivalent (covered in Part 2) -- Predict load current from Z_th and V_th -- Most accurate for design work - -## Worked Example: Correct vs Incorrect Power Calculation - -**Given:** -- V_top = 300 kV peak -- I_base (measured at secondary base) = 5 A peak -- I_spark (actual spark current) = 1.5 A peak -- Spark impedance phase: φ_Z = -70° - -**Find:** Power using incorrect method, power using correct method - -**Solution:** - -### Incorrect Method: Using V_top/I_base - -``` -Z_apparent = V_top / I_base = 300 kV / 5 A = 60 kΩ - -This is NOT the spark impedance! - -If we naively calculated power: -P_wrong = 0.5 × 300 kV × 5 A × cos(-70°) - = 0.5 × 1500 kW × 0.342 - = 257 kW - -This is way too high! -``` - -### Correct Method: Using Actual Spark Current - -``` -I_spark = 1.5 A peak - -Real spark impedance: -Z_spark = V_top / I_spark = 300 kV / 1.5 A = 200 kΩ - -Power: -P_correct = 0.5 × V_top × I_spark × cos(φ_Z) - = 0.5 × 300 kV × 1.5 A × cos(-70°) - = 0.5 × 450 kW × 0.342 - = 77 kW - -Or using resistance directly: -R = |Z| × cos(φ_Z) = 200 kΩ × 0.342 = 68.4 kΩ -P = 0.5 × I² × R = 0.5 × 1.5² × 68.4 kΩ = 77 kW ✓ -``` - -### Error Analysis - -``` -P_wrong / P_correct = 257 / 77 = 3.3× - -The incorrect method overestimates power by 330%! -``` - -**Impedance error:** -``` -Z_apparent = 60 kΩ (wrong) -Z_spark = 200 kΩ (correct) - -Ratio: 200/60 = 3.3× (impedance underestimated) -``` - -**Why the same ratio?** Because I_base/I_spark = 5/1.5 = 3.3× - the displacement currents are 3.3× larger than the spark current in this example! - -## Why Displacement Current Increases with Frequency - -From the capacitor current equation: -``` -I_C = jωC × V - -|I_C| = ω × C × |V| = 2πf × C × |V| -``` - -**Implication:** If frequency doubles, displacement current doubles! - -**For Tesla coils:** -- Higher frequency operation → larger displacement currents -- I_base becomes increasingly dominated by parasitics -- V_top/I_base becomes even more wrong at high frequency -- 200 kHz vs 400 kHz: displacement current 2× larger at 400 kHz - -**This is why measurement port definition is critical for comparison across different coils.** - -## Common Symptoms of Using I_base - -If you're using I_base incorrectly, you'll see: - -1. **Impedance too low:** Calculate 30-60 kΩ when should be 150-250 kΩ -2. **Power too high:** Predict hundreds of kW when actual is tens of kW -3. **Can't match models:** Circuit simulations disagree with "measurements" -4. **Phase angle confusion:** Measured phase doesn't match expected -5. **Efficiency paradox:** Calculate >100% efficiency (impossible!) - -**If you see these symptoms, check your measurement method!** - -## Key Takeaways - -- **I_base includes multiple current paths:** spark + displacement + coupling + environment -- **Displacement current:** I = jωC×V, proportional to frequency -- **V_top/I_base is wrong:** Gives impedance too low, power too high -- **Correct port:** Topload-to-ground with I_spark only -- **Typical error:** 3-5× underestimate of impedance -- **Frequency dependence:** Displacement current ∝ ω, problem worse at high frequency - -## Practice - -{exercise:fund-ex-07} - -**Problem 1:** A simulation shows V_top = 250 kV, I_base = 3.5 A, but the spark circuit model predicts Z_spark = 180 kΩ. Calculate the actual spark current and power (assume φ_Z = -72°). - -**Problem 2:** Explain why displacement current is proportional to frequency (ω). If frequency doubles from 200 kHz to 400 kHz, what happens to I_displacement? - -**Problem 3:** An experimenter measures I_base = 4 A and calculates Z = V_top/I_base = 75 kΩ. Another measurement with a Rogowski coil on the spark return path shows I_spark = 1.2 A. What is the true spark impedance? What fraction of I_base is parasitic displacement current? - -**Problem 4:** A coil operates at 300 kV with Z_spark = 200 kΩ, φ_Z = -68°. Calculate the correct spark power. If someone incorrectly uses I_base = 4 A instead of the correct I_spark, what power would they calculate? What is the percentage error? - ---- - -**Next Lesson:** [Review and Exercises](08-review-exercises.md) diff --git a/spark-lessons/lessons/01-fundamentals/08-review-exercises.md b/spark-lessons/lessons/01-fundamentals/08-review-exercises.md deleted file mode 100644 index 03c012d..0000000 --- a/spark-lessons/lessons/01-fundamentals/08-review-exercises.md +++ /dev/null @@ -1,334 +0,0 @@ ---- -id: fund-08 -title: "Part 1 Review and Integration" -section: "Fundamentals" -difficulty: "intermediate" -estimated_time: 45 -prerequisites: ["fund-01", "fund-02", "fund-03", "fund-04", "fund-05", "fund-06", "fund-07"] -objectives: - - Review all fundamental concepts from Part 1 - - Apply concepts in an integrated example problem - - Verify understanding through checkpoint quiz - - Prepare for Part 2 optimization topics -tags: ["review", "integration", "checkpoint", "summary"] ---- - -# Part 1 Review and Integration - -## Introduction - -Congratulations on completing the fundamentals! This lesson reviews key concepts, provides an integration exercise that combines everything you've learned, and includes a checkpoint quiz to verify your understanding before moving to Part 2. - -## Concepts Checklist - -Before proceeding to Part 2, ensure you understand: - -### Circuit Fundamentals -- [ ] Difference between peak and RMS values -- [ ] Complex number representation: rectangular (R+jX) and polar (|Z|∠φ) -- [ ] Power calculation: P = 0.5 × Re{V × I*} with peak phasors -- [ ] Impedance Z = R + jX and admittance Y = G + jB -- [ ] Relationship: Y = 1/Z, and φ_Y = -φ_Z - -### Capacitances -- [ ] Physical meaning of capacitance (charge storage) -- [ ] Self-capacitance vs mutual capacitance -- [ ] Shunt capacitance C_sh ≈ 2 pF/foot for sparks -- [ ] Both C_mut and C_sh exist simultaneously - -### Circuit Topology -- [ ] Spark circuit: (R || C_mut) in series with C_sh -- [ ] Topload port as measurement reference (topload-to-ground) -- [ ] Why V_top/I_base is incorrect - -### Admittance Analysis -- [ ] Advantages of Y for parallel circuits -- [ ] Formula: Y = [(G+jB₁)×jB₂]/[G+j(B₁+B₂)] -- [ ] Extracting Re{Y} and Im{Y} -- [ ] Converting Y ↔ Z - -### Phase Angles -- [ ] φ_Z = atan(X/R) for impedance -- [ ] Negative φ_Z means capacitive -- [ ] The -45° "balanced" condition: R = |X| -- [ ] Typical sparks: φ_Z ≈ -55° to -75° (more capacitive than -45°) - -### Topological Constraints -- [ ] φ_Z,min = -atan(2√[r(1+r)]) where r = C_mut/C_sh -- [ ] Critical ratio r = 0.207 for -45° -- [ ] Most Tesla coils cannot achieve -45° -- [ ] R_opt_phase minimizes |φ_Z|, R_opt_power maximizes power - -### Measurement -- [ ] Displacement current in secondary -- [ ] I_base = I_spark + I_displacement + I_coupling + I_environment -- [ ] V_top/I_base gives wrong impedance (too low) -- [ ] Correct port: topload-to-ground with I_spark only - -### Spark Physics (Qualitative) -- [ ] Streamers: thin, fast, cold, high R, branched -- [ ] Leaders: thick, slower, hot, low R, straighter -- [ ] Need both voltage (E-field) and power (energy/time) -- [ ] "Hungry streamer": plasma self-optimizes R - -## Integration Exercise: Putting It All Together - -**Scenario:** You have a Tesla coil operating at 180 kHz with a 2-foot spark. - -**Given data:** -- C_mut = 7 pF (from FEMM) -- Assume R = 75 kΩ (plasma resistance) -- Estimate C_sh using empirical rule - -**Tasks:** -1. Calculate ω, B₁, B₂, G -2. Calculate Y_total (real and imaginary parts) -3. Convert to Z_total (magnitude and phase) -4. Calculate φ_Z and interpret (is it more or less capacitive than -45°?) -5. If V_top = 300 kV peak, calculate power dissipated - -**Work through this problem completely before checking the solution below.** - ---- - -### Integration Exercise Solution - -**Step 1:** Calculate C_sh -``` -C_sh ≈ 2 pF/foot × 2 feet = 4 pF -``` - -**Step 2:** Calculate ω and component values -``` -ω = 2πf = 2π × 180×10³ = 1.131×10⁶ rad/s - -G = 1/R = 1/(75×10³) = 13.33 μS -B₁ = ωC_mut = 1.131×10⁶ × 7×10⁻¹² = 7.92 μS -B₂ = ωC_sh = 1.131×10⁶ × 4×10⁻¹² = 4.52 μS -``` - -**Step 3:** Calculate Y_total -``` -Re{Y} = GB₂²/[G² + (B₁+B₂)²] - = 13.33 × (4.52)² / [13.33² + (7.92+4.52)²] - = 13.33 × 20.43 / [177.7 + 154.4] - = 272.3 / 332.1 - = 0.82 μS - -Im{Y} = B₂[G² + B₁(B₁+B₂)] / [G² + (B₁+B₂)²] - = 4.52 × [177.7 + 7.92×12.44] / 332.1 - = 4.52 × [177.7 + 98.5] / 332.1 - = 4.52 × 276.2 / 332.1 - = 3.76 μS - -Y_total = 0.82 + j3.76 μS -``` - -**Step 4:** Convert to impedance -``` -|Y| = √(0.82² + 3.76²) = √(0.67 + 14.14) = √14.81 = 3.85 μS - -|Z| = 1/|Y| = 1/(3.85×10⁻⁶) = 260 kΩ - -φ_Y = atan(3.76/0.82) = atan(4.59) = 77.7° -φ_Z = -φ_Y = -77.7° - -Z_total = 260 kΩ ∠-77.7° - -In rectangular: -R_eq = 260 × cos(-77.7°) = 260 × 0.213 = 55.4 kΩ -X_eq = 260 × sin(-77.7°) = 260 × (-0.977) = -254 kΩ - -Z_total = 55.4 - j254 kΩ -``` - -**Step 5:** Interpret phase -``` -φ_Z = -77.7° is more capacitive than -45° (larger magnitude) -Ratio: |X|/R = 254/55.4 = 4.6 -Capacitive reactance is 4.6× the resistance -Very capacitive load! -``` - -**Step 6:** Calculate power -``` -Current: I = V/Z = (300 kV)/(260 kΩ) = 1.15 A peak - -Power: P = 0.5 × V × I × cos(φ_Z) - = 0.5 × 300×10³ × 1.15 × cos(-77.7°) - = 0.5 × 345×10³ × 0.213 - = 36.7 kW - -Alternative: P = 0.5 × I² × R_eq - = 0.5 × 1.15² × 55.4×10³ - = 0.5 × 1.32 × 55.4×10³ - = 36.6 kW ✓ (checks!) -``` - -**Result:** 36.7 kW dissipated in the spark plasma. - -## Checkpoint Quiz - -Answer these questions to verify your understanding: - -**Question 1:** What is the relationship between peak and RMS voltage? If V_peak = 100 kV, what is V_RMS? - -**Question 2:** Write the power formula using peak phasors. Why is there a factor of 0.5? - -**Question 3:** For a capacitor, why is X negative but B positive? - -**Question 4:** Draw the circuit topology for a spark (show C_mut, R, C_sh). - -**Question 5:** What is the empirical rule for C_sh? If a spark is 4 feet long, estimate C_sh. - -**Question 6:** The admittance phase angle θ_Y = +60°. What is the impedance phase angle φ_Z? - -**Question 7:** An impedance has φ_Z = -30°. Is this inductive or capacitive? - -**Question 8:** Why is V_top/I_base not the correct impedance measurement? - -**Question 9:** Describe the difference between streamers and leaders (two key differences). - -**Question 10:** Explain the "hungry streamer" concept in one sentence. - -### Quiz Answers - -
-Click to reveal answers - -**Answer 1:** V_RMS = V_peak/√2. For V_peak = 100 kV, V_RMS = 100/√2 ≈ 70.7 kV - -**Answer 2:** P = 0.5 × Re{V × I*}. The 0.5 factor comes from time-averaging cos²(ωt) over a full cycle. - -**Answer 3:** For capacitors, reactance X_C = -1/(ωC) is negative, but susceptance B_C = ωC is positive. The sign conventions are opposite for impedance vs admittance. - -**Answer 4:** -``` - Topload - | - [C_mut] - | - +----+----+ - | | - [R] [C_sh] - | | - GND------GND -``` - -**Answer 5:** C_sh ≈ 2 pF/foot. For 4 feet: C_sh ≈ 8 pF. - -**Answer 6:** φ_Z = -θ_Y = -60° - -**Answer 7:** Capacitive (negative φ_Z indicates capacitive behavior) - -**Answer 8:** I_base includes displacement currents from the entire secondary, plus coupling currents and environmental currents. Only I_spark flows through the spark. V_top/I_base underestimates impedance because I_base > I_spark. - -**Answer 9:** (Any two of these) -- Streamers: thin (10-100 μm), fast (~10⁶ m/s), cold (~1000 K), high R, branched -- Leaders: thick (mm-cm), slower (~10³ m/s), hot (5000-20000 K), low R, straighter - -**Answer 10:** Plasma actively adjusts its conductivity to maximize power extraction from the circuit, naturally seeking R ≈ R_opt_power. - -
- -## Key Formulas Summary - -**Admittance components:** -``` -G = 1/R -B₁ = ωC_mut -B₂ = ωC_sh -``` - -**Total admittance:** -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] -``` - -**Conversion to impedance:** -``` -|Z| = 1/|Y| -φ_Z = -φ_Y -``` - -**Topological constraint:** -``` -φ_Z,min = -atan(2√[r(1 + r)]) -where r = C_mut/C_sh -``` - -**Optimal resistances:** -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` - -**Power:** -``` -P = 0.5 × Re{V × I*} -P = 0.5 × |V| × |I| × cos(φ_Z) -P = 0.5 × |I|² × R -``` - -**Empirical rule:** -``` -C_sh ≈ 2 pF/foot -``` - -## Common Mistakes to Avoid - -1. **Using RMS instead of peak values** - Always use peak for this framework -2. **Using V_top/I_base** - Includes displacement currents, gives wrong Z -3. **Expecting -45°** - Usually impossible due to topological constraint -4. **Confusing R_opt_power and R_opt_phase** - Use R_opt_power for spark growth -5. **Forgetting sign conventions** - X < 0 but B > 0 for capacitors -6. **Ignoring phase in power calculations** - Must include cos(φ_Z) factor - -## Preview of Part 2 - -In Part 2: Optimization and Power Transfer, we'll explore: - -- **Two critical resistances:** Detailed derivation and comparison of R_opt_power and R_opt_phase -- **Thévenin method:** Properly characterizing the Tesla coil as V_th and Z_th -- **Power optimization:** How the "hungry streamer" finds R_opt_power -- **Measurements:** Extracting spark parameters from real coils using Q and ringdown -- **Load line analysis:** Predicting performance with any load - -These concepts build directly on the circuit analysis and phase relationships you've mastered in Part 1. - -## Practice Problems - -{exercise:fund-ex-08} - -**Comprehensive Problem 1:** -A Tesla coil operates at 220 kHz with a 3.5-foot spark. FEMM analysis gives C_mut = 9 pF. Assume R = 60 kΩ. -- (a) Calculate C_sh, ω, G, B₁, B₂ -- (b) Calculate Y_total and Z_total -- (c) Find φ_Z and compare to -45° -- (d) Calculate r and φ_Z,min -- (e) If V_top = 350 kV, find power dissipated - -**Comprehensive Problem 2:** -Two coils have identical frequency (200 kHz) and total capacitance (C_mut + C_sh = 15 pF). -- Coil A: C_mut = 10 pF, C_sh = 5 pF -- Coil B: C_mut = 5 pF, C_sh = 10 pF -- (a) Calculate r for both coils -- (b) Calculate φ_Z,min for both -- (c) Which can achieve more resistive phase? -- (d) Calculate R_opt_power and R_opt_phase for both - -**Measurement Problem:** -An experimenter measures V_top = 280 kV and I_base = 4.2 A. A separate measurement with a current probe on the spark return path shows I_spark = 1.3 A. The spark is 4 feet long. -- (a) What is the true spark impedance? -- (b) What would they calculate using V_top/I_base (incorrect)? -- (c) What percentage of I_base is parasitic displacement current? -- (d) Calculate the correct spark power (assume φ_Z = -68°) - ---- - -**Congratulations on completing Part 1: Fundamentals!** - -You now have a solid foundation in Tesla coil spark circuit modeling. You understand the topology, can calculate impedances, recognize the phase constraints, and know how to measure correctly. You're ready to move on to optimization and power transfer in Part 2. - -**Next:** [Part 2: Optimization and Power Transfer](../../02-optimization/01-introduction.md) diff --git a/spark-lessons/lessons/01-fundamentals/README.md b/spark-lessons/lessons/01-fundamentals/README.md deleted file mode 100644 index 1944eec..0000000 --- a/spark-lessons/lessons/01-fundamentals/README.md +++ /dev/null @@ -1,126 +0,0 @@ -# Part 1: Fundamentals - -## Overview - -This section provides the foundational knowledge for Tesla coil spark modeling. You'll learn the circuit theory, analysis techniques, and key concepts needed to understand and predict spark behavior. - -## Lessons - -1. **[Introduction to Tesla Coil Spark Modeling](01-introduction.md)** (20 min) - - AC circuit fundamentals review - - Peak vs RMS values - - Complex numbers and phasors - - Power calculations with peak phasors - -2. **[The Basic Spark Circuit Model](02-basic-circuit-model.md)** (25 min) - - Physical meaning of capacitance - - Mutual capacitance (C_mut) vs shunt capacitance (C_sh) - - The 2 pF/foot empirical rule - - Correct circuit topology: (R || C_mut) in series with C_sh - -3. **[Admittance Analysis](03-admittance-analysis.md)** (30 min) - - Why use admittance for parallel circuits - - Deriving the total admittance formula - - Calculating Re{Y} and Im{Y} - - Converting between Y and Z - -4. **[Phase Angles and Their Meaning](04-phase-angles.md)** (20 min) - - Impedance phase φ_Z vs admittance phase φ_Y - - Physical interpretation of phase angles - - The "famous -45°" and why it's special - - Typical spark phase angles: -55° to -75° - -5. **[The Topological Phase Constraint](05-phase-constraint.md)** (25 min) - - What is a topological constraint? - - Deriving φ_Z,min = -atan(2√[r(1+r)]) - - The critical ratio r = 0.207 - - Why -45° is usually impossible - -6. **[Why Not -45 Degrees?](06-why-not-45-degrees.md)** (15 min) - - Historical origin of the -45° target - - Why it's often impossible for Tesla coils - - R_opt_phase vs R_opt_power - - What to target instead - -7. **[The Measurement Port](07-measurement-port.md)** (20 min) - - Understanding displacement current - - Why V_top/I_base gives wrong impedance - - Multiple current paths in a Tesla coil - - Correct measurement methods - -8. **[Review and Integration](08-review-exercises.md)** (45 min) - - Complete concepts checklist - - Integration exercise combining all topics - - Checkpoint quiz - - Preview of Part 2 - -## Total Time - -Approximately 3-4 hours for complete mastery - -## Learning Outcomes - -After completing Part 1, you will be able to: - -- Use peak values and phasor notation correctly -- Model a spark with proper circuit topology -- Calculate impedance using admittance formulas -- Understand phase angle constraints and their physical meaning -- Recognize why -45° is rarely achievable -- Measure spark impedance correctly -- Avoid common measurement pitfalls -- Apply integrated circuit analysis to real Tesla coil scenarios - -## Prerequisites - -- Basic algebra and trigonometry -- Familiarity with sine waves and AC circuits (helpful but not required) -- Scientific calculator or Python/MATLAB for calculations - -## Key Formulas - -**Admittance:** -``` -Re{Y} = GB₂² / [G² + (B₁ + B₂)²] -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / [G² + (B₁ + B₂)²] -where G = 1/R, B₁ = ωC_mut, B₂ = ωC_sh -``` - -**Topological constraint:** -``` -φ_Z,min = -atan(2√[r(1 + r)]) -where r = C_mut/C_sh -``` - -**Empirical rule:** -``` -C_sh ≈ 2 pF/foot -``` - -**Power:** -``` -P = 0.5 × Re{V × I*} -``` - -## Image Placeholders - -The following images should be created for the assets folder: - -1. `field-lines-capacitances.png` - C_mut and C_sh field lines -2. `geometry-to-circuit.png` - 3D geometry to circuit schematic -3. `complex-plane-admittance.png` - Y and Z on complex planes -4. `phase-angle-visualization.png` - Phase angles on impedance plane -5. `phase-constraint-graph.png` - φ_Z,min vs r graph -6. `current-paths-diagram.png` - Multiple current paths in Tesla coil - -## Next Steps - -After mastering Part 1, proceed to: - -**[Part 2: Optimization and Power Transfer](../02-optimization/README.md)** - -Topics include: -- R_opt_power and R_opt_phase derivations -- Thévenin equivalent method -- The "hungry streamer" self-optimization -- Q measurements and ringdown analysis diff --git a/spark-lessons/lessons/02-optimization/01-two-resistances.md b/spark-lessons/lessons/02-optimization/01-two-resistances.md deleted file mode 100644 index 58fbad0..0000000 --- a/spark-lessons/lessons/02-optimization/01-two-resistances.md +++ /dev/null @@ -1,283 +0,0 @@ ---- -id: opt-01 -title: "The Two Critical Resistances" -section: "Optimization & Simulation" -difficulty: "intermediate" -estimated_time: 35 -prerequisites: ["fund-08"] -objectives: - - Derive and understand R_opt_phase for minimum phase angle - - Derive and understand R_opt_power for maximum power transfer - - Compare the two resistances and their physical meanings - - Calculate phase angles at different operating points -tags: ["optimization", "impedance", "power-transfer", "phase-angle"] ---- - -# The Two Critical Resistances - -In spark gap modeling, we encounter two fundamentally different optimization criteria that lead to two different "optimal" resistance values. Understanding the distinction between these is critical for both analysis and practical coil operation. - -## The Topological Phase Constraint - -Before we dive into the two resistances, we need to understand a fundamental limitation imposed by circuit topology. - -### What is a Topological Constraint? - -**Definition:** A limitation imposed by the **structure** of the circuit itself, independent of component values. - -**Example:** A series RLC circuit can only have impedance phase between -90° (pure capacitive) and +90° (pure inductive). You cannot achieve φ_Z = +120° no matter what component values you choose. This is a topological constraint. - -**For spark circuits:** The specific arrangement (R||C_mut) in series with C_sh creates a fundamental limit on how resistive the impedance can appear. - -### Deriving the Minimum Phase Angle - -From Part 1 fundamentals, we have the spark admittance: - -``` -Y = [(G + jB₁) × jB₂] / [G + j(B₁ + B₂)] - -where: - G = 1/R (conductance) - B₁ = ωC_mut (mutual capacitance susceptance) - B₂ = ωC_sh (sheath capacitance susceptance) -``` - -The impedance phase is: -``` -φ_Z = atan(-Im{Y}/Re{Y}) -``` - -**Question:** For fixed C_mut and C_sh, which R value minimizes |φ_Z| (makes the impedance most resistive)? - -**Mathematical result:** Taking the derivative ∂φ_Z/∂G = 0 and solving: - -``` -G_opt = ω√[C_mut(C_mut + C_sh)] - -Therefore: -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` - -At this resistance, the phase angle magnitude is minimized to: - -``` -φ_Z,min = -atan(2√[r(1 + r)]) - -where r = C_mut/C_sh (capacitance ratio) -``` - -### The Critical Ratio r = 0.207 - -Let's find when φ_Z,min = -45° is achievable: - -``` --45° = -atan(2√[r(1 + r)]) -tan(45°) = 1 = 2√[r(1 + r)] -0.5 = √[r(1 + r)] -0.25 = r(1 + r) = r + r² -r² + r - 0.25 = 0 - -Using quadratic formula: -r = [-1 ± √(1 + 1)] / 2 = [-1 ± √2] / 2 - -Taking positive root: -r = (√2 - 1) / 2 ≈ 0.207 -``` - -**Critical insight:** -- If r < 0.207: Can achieve φ_Z = -45° (with appropriate R) -- If r > 0.207: **Cannot achieve φ_Z = -45° no matter what R you choose!** -- If r ≥ 0.207: φ_Z,min is more negative than -45° - -### Typical Tesla Coil Values - -**Large topload, short spark:** -``` -C_mut = 10 pF, C_sh = 4 pF (2 feet) -r = 10/4 = 2.5 - -φ_Z,min = -atan(2√[2.5 × 3.5]) = -atan(2 × 2.96) = -atan(5.92) = -80.4° -``` - -**Small topload, long spark:** -``` -C_mut = 6 pF, C_sh = 12 pF (6 feet) -r = 6/12 = 0.5 - -φ_Z,min = -atan(2√[0.5 × 1.5]) = -atan(2 × 0.866) = -atan(1.732) = -60.0° -``` - -**Common range:** r = 0.5 to 2.0, giving φ_Z,min ≈ -60° to -80° - -**Conclusion:** For most Tesla coil geometries, achieving -45° is **mathematically impossible**! - -## R_opt_phase: Closest to Resistive - -**Formula:** -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` - -**Purpose:** Minimizes |φ_Z| to achieve φ_Z,min - -**Use case:** If you want the "most resistive-looking" impedance possible for your given capacitances. - -**Physical meaning:** This is the geometric mean of the capacitive reactances, representing the resistance that balances the phase contributions from C_mut and C_sh. - -## R_opt_power: Maximum Power Transfer - -**Different question:** Which R maximizes real power delivered to the spark for a given topload voltage? - -**Setup:** Fixed voltage source V_top, variable load resistance R - -**Power to load:** -``` -P = 0.5 × |V_top|² × Re{Y(R)} -``` - -where Y(R) depends on R through G = 1/R. - -**Mathematical derivation:** Take ∂P/∂G = 0 and solve for G: - -After applying calculus (expanding Re{Y} and differentiating): - -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -``` - -**Simpler formula!** Just the total capacitance reactance, not a geometric mean. - -## Comparing the Two Resistances - -### Relationship - -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - -Since √(C_mut(C_mut + C_sh)) < (C_mut + C_sh): - -R_opt_power < R_opt_phase ALWAYS -``` - -**Numerical relationship:** For typical r = 0.5 to 2: -``` -R_opt_power ≈ (0.5 to 0.7) × R_opt_phase -``` - -### Phase Angle at R_opt_power - -- Always more negative (more capacitive) than φ_Z,min -- Typically φ_Z ≈ -55° to -75° at R_opt_power -- More capacitive than R_opt_phase, but delivers more power - -**Key insight:** The impedance that transfers maximum power is NOT the same as the impedance with minimum phase angle! - -## Worked Example: Calculating Both Critical Resistances - -**Given:** -- Frequency: f = 200 kHz → ω = 1.257×10⁶ rad/s -- C_mut = 8 pF = 8×10⁻¹² F -- C_sh = 6 pF = 6×10⁻¹² F - -**Find:** R_opt_phase, R_opt_power, and compare - -### Solution - -**Part 1: R_opt_phase** -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] - = 1 / [1.257×10⁶ × √(8×10⁻¹² × 14×10⁻¹²)] - = 1 / [1.257×10⁶ × √(112×10⁻²⁴)] - = 1 / [1.257×10⁶ × 10.58×10⁻¹²] - = 1 / (13.30×10⁻⁶) - = 75.2 kΩ -``` - -**Part 2: R_opt_power** -``` -C_total = C_mut + C_sh = 8 + 6 = 14 pF = 14×10⁻¹² F - -R_opt_power = 1 / (ωC_total) - = 1 / (1.257×10⁶ × 14×10⁻¹²) - = 1 / (17.60×10⁻⁶) - = 56.8 kΩ -``` - -**Part 3: Comparison** -``` -Ratio: R_opt_power / R_opt_phase = 56.8 / 75.2 = 0.755 - -R_opt_power is 75.5% of R_opt_phase -``` - -**Part 4: Phase angle at R_opt_power** - -Calculate admittance with R = 56.8 kΩ: -``` -G = 1/56800 = 17.61 μS -B₁ = ωC_mut = 1.257×10⁶ × 8×10⁻¹² = 10.06 μS -B₂ = ωC_sh = 1.257×10⁶ × 6×10⁻¹² = 7.54 μS - -Re{Y} = GB₂²/[G² + (B₁+B₂)²] - = 17.61 × 56.85 / [310 + 309.8] - = 1001.2 / 619.8 - = 1.615 μS - -Im{Y} = 7.54[310 + 176.9] / 619.8 - = 7.54 × 486.9 / 619.8 - = 5.928 μS - -φ_Y = atan(5.928/1.615) = atan(3.67) = 74.7° -φ_Z = -74.7° -``` - -**Summary:** -- R_opt_phase = 75.2 kΩ gives φ_Z = -74.2° (minimum) -- R_opt_power = 56.8 kΩ gives φ_Z = -74.7° (slightly more capacitive) -- Power is maximized at R_opt_power despite not having minimum phase -- Difference is small: both are strongly capacitive - -## Visual Aid: Power vs Resistance Curves - -![Power and Phase vs Resistance](assets/power-phase-curves.png) - -*Image shows two overlaid plots:* -- *Top: Power vs R (bell curve peaking at R_opt_power = 56.8 kΩ)* -- *Bottom: Phase angle vs R (minimum at R_opt_phase = 75.2 kΩ)* -- *Key insight: The two optimal points do not coincide* - -**Key features:** -- X-axis: R (kΩ), range 20 to 150, log scale -- Power curve: Bell-shaped, peaks at R_opt_power -- Phase curve: Rises from -90° (R→0), peaks at R_opt_phase, falls back -- Vertical lines show the two different optimum points - -## Key Takeaways - -- **R_opt_phase = 1/[ω√(C_mut(C_mut + C_sh))]** minimizes phase angle magnitude -- **R_opt_power = 1/[ω(C_mut + C_sh)]** maximizes power transfer -- **R_opt_power < R_opt_phase** always (typically 50-75% of R_opt_phase) -- Most Tesla coils operate with r > 0.207, making φ_Z = -45° impossible -- The impedance must be strongly capacitive due to topological constraints -- Power optimization and phase optimization are different goals with different solutions - -## Practice - -{exercise:opt-ex-01} - -**Problem 1:** For f = 150 kHz, C_mut = 10 pF, C_sh = 8 pF: -Calculate R_opt_power and R_opt_phase. - -**Problem 2:** At 200 kHz, a spark has C_total = 12 pF. What is R_opt_power? If V_top = 400 kV, estimate the maximum deliverable power (assume R at optimal value). - -**Problem 3:** Prove algebraically that R_opt_power < R_opt_phase always (hint: compare 1/(C_mut+C_sh) with 1/√(C_mut(C_mut+C_sh))). - -**Problem 4:** A measurement shows φ_Z = -68° at the operating point. Is R likely above or below R_opt_phase? Above or below R_opt_power? Explain your reasoning. - -**Problem 5:** Calculate the capacitance ratio r and minimum achievable phase angle φ_Z,min for: -(a) C_mut = 12 pF, C_sh = 8 pF -(b) Can this circuit achieve -45°? - ---- -**Next Lesson:** [The Hungry Streamer - Self-Optimization](02-hungry-streamer.md) diff --git a/spark-lessons/lessons/02-optimization/02-hungry-streamer.md b/spark-lessons/lessons/02-optimization/02-hungry-streamer.md deleted file mode 100644 index 8bb1c9a..0000000 --- a/spark-lessons/lessons/02-optimization/02-hungry-streamer.md +++ /dev/null @@ -1,334 +0,0 @@ ---- -id: opt-02 -title: "The Hungry Streamer - Self-Optimization" -section: "Optimization & Simulation" -difficulty: "advanced" -estimated_time: 30 -prerequisites: ["opt-01", "fund-06"] -objectives: - - Understand the physical feedback loop between power and plasma conductivity - - Trace the thermal-electrical evolution of a spark - - Recognize when and why plasma self-optimizes to R_opt_power - - Identify physical constraints that prevent optimization -tags: ["plasma-physics", "self-optimization", "thermal-dynamics", "feedback"] ---- - -# The Hungry Streamer - Self-Optimization - -One of the most remarkable features of spark plasmas is their ability to **self-adjust** their resistance to maximize power extraction from the coil. This phenomenon, often described by Steve Conner's principle of the "hungry streamer," is a consequence of fundamental plasma physics and thermal dynamics. - -## The Physical Feedback Loop - -Plasma conductivity changes dynamically with the power it receives, creating a feedback mechanism: - -### Step 1: More Power → Joule Heating - -``` -Heating rate: dT/dt ∝ I²R - -Higher current → faster heating -``` - -The plasma channel experiences resistive heating (Joule heating) from the current flowing through it. The heating rate is proportional to I²R, so higher currents lead to faster temperature rise. - -### Step 2: Higher Temperature → Ionization - -``` -Thermal ionization: fraction ∝ exp(-E_ionization / kT) - -Hotter plasma → more free electrons -``` - -As temperature increases, more air molecules have sufficient thermal energy to ionize. The ionization fraction follows a Boltzmann-like distribution, increasing exponentially with temperature once the thermal energy approaches the ionization energy (~13.6 eV for many atmospheric species). - -### Step 3: More Electrons → Higher Conductivity - -``` -σ = n_e × e × μ_e - -where: - n_e = electron density - μ_e = electron mobility - e = elementary charge - -σ ∝ n_e ∝ exp(-E_ionization / kT) -``` - -Electrical conductivity is directly proportional to the free electron density. More ionization means more free charge carriers, which means higher conductivity. - -### Step 4: Higher Conductivity → Lower R - -``` -R = ρL/A = L/(σA) - -σ increases → R decreases -``` - -The resistance of the plasma channel is inversely proportional to conductivity. As the plasma heats up and becomes more conductive, its resistance drops. - -### Step 5: Changed R → New Circuit Behavior - -``` -New R changes Y_spark, power transfer changes: - -If R < R_opt_power: reducing R further DECREASES power -If R > R_opt_power: reducing R INCREASES power -``` - -This is the crucial step. The circuit's power transfer characteristics depend on the load resistance. From our previous lesson, we know that power is maximized at R_opt_power. - -### Step 6: Stable Equilibrium at R ≈ R_opt_power - -``` -When R approaches R_opt_power: -- Small decrease → power decreases → cooling → R rises -- Small increase → power increases → heating → R falls -- Negative feedback stabilizes at R_opt_power -``` - -**This creates a stable operating point!** The system naturally seeks the resistance value that maximizes power transfer through negative feedback. - -## Time Scales - -Understanding the time scales involved is critical to predicting when self-optimization occurs. - -### Thermal Response: ~0.1-1 ms for Thin Channels - -**Heat diffusion time:** -``` -τ = d²/(4α) - -where: - d = channel diameter - α = thermal diffusivity ≈ 2×10⁻⁵ m²/s for air - -For d = 100 μm (thin streamer): τ ≈ 0.1 ms -For d = 5 mm (thick leader): τ ≈ 300 ms -``` - -**Implications:** -- Fast enough to track AC envelope (kHz modulation in QCW/burst mode) -- Too slow to track RF oscillation (hundreds of kHz carrier) -- The plasma "sees" the RMS or average power, not instantaneous RF cycles - -### Ionization Response: ~μs to ms - -**Recombination time varies with:** -- Electron density (higher density → faster recombination) -- Temperature (higher temperature → slower recombination) -- Gas composition (different species have different rates) - -**Typical:** ~1-10 ms for atmospheric pressure air plasmas - -### Result: 0.1-10 ms Adjustment Time - -The plasma can adjust its resistance on timescales of 0.1-10 ms, allowing it to: -- Track power delivery changes in burst mode or QCW operation -- Respond to voltage variations -- Seek optimal operating conditions dynamically - -## Physical Constraints - -While the feedback mechanism drives the plasma toward R_opt_power, physical limitations can prevent this optimization: - -### Lower Bound: R_min - -**Physical limit:** -- Maximum conductivity limited by electron-ion collision frequency -- Even fully ionized plasma has finite conductivity -- Typical: R_min ≈ 1-10 kΩ for hot, dense leader channels - -**If R_opt_power < R_min:** -- Plasma stuck at R_min (cannot achieve lower resistance) -- Power transfer is suboptimal -- Spark cannot extract as much power as theoretically possible - -### Upper Bound: R_max - -**Physical limit:** -- Minimum conductivity of partially ionized gas -- Cool plasma or weak ionization -- Typical: R_max ≈ 100 kΩ to 100 MΩ for cool streamers - -**If R_opt_power > R_max:** -- Plasma stuck at R_max (cannot achieve higher resistance) -- Usually not the limiting factor in Tesla coils -- More common with very weak discharges - -### Source Limitations - -**Insufficient voltage:** -- Spark won't form at all if V_top < V_breakdown -- No optimization possible without a spark - -**Insufficient current:** -- Cannot heat plasma enough to reach R_opt_power -- Spark remains in cool streamer regime -- High resistance, low power transfer - -**Power supply impedance:** -- If Z_source >> Z_spark, source impedance limits available power -- The "hungry streamer" is starved by a weak source - -## When Optimization Fails - -Several scenarios prevent the plasma from reaching R_opt_power: - -### Source Too Weak - -**Scenario:** Available power insufficient to heat plasma - -**Result:** -- Spark operates at whatever R it can sustain -- Typically remains at high R (cool streamers) -- Low power transfer, short sparks - -### Thermal Time Too Long - -**Scenario:** Burst mode with pulse width << thermal time constant - -**Example:** 50 μs pulses with τ_thermal = 0.5 ms - -**Result:** -- Plasma cannot respond fast enough -- Operates in transient regime -- Does not reach steady-state R_opt_power - -### Branching - -**Scenario:** Multiple discharge paths from topload - -**Result:** -- Available power divides among branches -- No single branch gets enough power to optimize -- Multiple weak streamers rather than one strong leader - -## Worked Example: Tracing Optimization Process - -**Scenario:** Spark initially forms with R = 200 kΩ (cold streamer). Circuit has R_opt_power = 60 kΩ. Let's trace the thermal-electrical evolution: - -### Initial State (t = 0) - -``` -R = 200 kΩ >> R_opt_power -Power delivered: P_initial (suboptimal, low) -Temperature: T_initial (cool, ~1000 K) -Current: I_initial ≈ V_top / Z_total (low) -``` - -The spark has just formed. It's essentially a weakly ionized streamer with high resistance. - -### Early Phase (0 < t < 1 ms) - -``` -Current flows → Joule heating: dT/dt = I²R/c_p -R is high → voltage division favorable → some heating occurs -Temperature rises → ionization begins → n_e increases -Conductivity σ ∝ n_e increases → R decreases -R drops toward 150 kΩ -``` - -**What's happening:** -- Even though R is far from optimal, some power flows -- Joule heating warms the plasma channel -- Thermal ionization begins to create more free electrons -- Resistance starts to drop - -### Middle Phase (1 ms < t < 5 ms) - -``` -R approaches 100 kΩ range -Now closer to R_opt_power → power transfer improves -More power → faster heating → faster ionization -Positive feedback: lower R → more power → lower R -R drops rapidly: 100 kΩ → 80 kΩ → 70 kΩ → 65 kΩ -``` - -**What's happening:** -- As R approaches R_opt_power, power transfer increases -- Positive feedback accelerates the process -- This is the "hungry" phase - the plasma eagerly draws more power -- Temperature may reach 5000-10000 K (transition to leader) - -### Approach to Equilibrium (5 ms < t < 10 ms) - -``` -R approaches R_opt_power = 60 kΩ -Power maximized at this R - -If R < 60 kΩ: power would decrease → cooling → R rises -If R > 60 kΩ: power would increase → heating → R falls - -Negative feedback stabilizes around R ≈ 60 kΩ -``` - -**What's happening:** -- Feedback changes from positive to negative near R_opt_power -- System naturally seeks the stable equilibrium point -- Small perturbations are self-correcting - -### Steady State (t > 10 ms) - -``` -R oscillates around 60 kΩ ± 10% -Temperature stable at equilibrium (~8000-15000 K for leaders) -Power maximized and stable -Spark is "optimized" -``` - -**What's happening:** -- Plasma has reached thermal and electrical equilibrium -- Continuous power input balances radiative/convective losses -- The spark maintains maximum power extraction - -## What If Physical Limits Intervene? - -**Example with R_min constraint:** - -``` -If R_opt_power = 30 kΩ but R_min = 50 kΩ (plasma physics limit): - Plasma can only reach R = 50 kΩ (not optimal) - Power is less than theoretical maximum - Spark is "starved" - wants more current than physics allows -``` - -This can happen with very hot, dense plasmas where even full ionization cannot achieve the low resistance needed for optimization. - -## Steve Conner's Principle - -**The "Hungry Streamer" Concept:** - -A spark will adjust its resistance to extract maximum power from the source, subject to physical constraints. The plasma behaves as if it is "hungry" for energy and actively optimizes its impedance to feed that hunger. - -**Why this matters:** -- Explains why measured spark resistance tends to cluster around R_opt_power -- Justifies using R_opt_power as a design target -- Helps predict spark behavior in different operating modes -- Guides optimization of coil parameters - -## Key Takeaways - -- Plasma resistance is not fixed - it dynamically adjusts based on power -- **Feedback loop:** Power → Heating → Ionization → Conductivity → R changes → Power changes -- **Stable equilibrium at R ≈ R_opt_power** due to negative feedback -- Time scales: 0.1-10 ms for thermal/ionization response -- Physical constraints: R_min (hot plasma limit), R_max (cool plasma limit), source limitations -- Burst mode with short pulses may not reach equilibrium -- The "hungry streamer" actively seeks maximum power extraction - -## Practice - -{exercise:opt-ex-02} - -**Question 1:** Why does the optimization work? Why doesn't the plasma just pick a random R value and stay there? - -**Question 2:** In burst mode (short pulses, <100 μs), thermal time constants are longer than pulse duration. Would you expect the plasma to reach R_opt_power? Why or why not? - -**Question 3:** A coil produces sparks with measured R ≈ 20 kΩ, but calculations show R_opt_power = 80 kΩ. What might explain this discrepancy? (Hint: Consider multiple possibilities) - -**Question 4:** Sketch the time evolution of R, T, and P for a spark that starts at R = 150 kΩ with R_opt_power = 50 kΩ. Label key phases. - -**Question 5:** Why might a branched spark (multiple discharge paths) fail to optimize? Explain in terms of power distribution. - ---- -**Next Lesson:** [Thévenin Equivalent Method - Extraction](03-thevenin-method.md) diff --git a/spark-lessons/lessons/02-optimization/03-thevenin-method.md b/spark-lessons/lessons/02-optimization/03-thevenin-method.md deleted file mode 100644 index 7c943ef..0000000 --- a/spark-lessons/lessons/02-optimization/03-thevenin-method.md +++ /dev/null @@ -1,329 +0,0 @@ ---- -id: opt-03 -title: "Thévenin Equivalent Method - Extraction" -section: "Optimization & Simulation" -difficulty: "intermediate" -estimated_time: 40 -prerequisites: ["opt-01", "fund-08"] -objectives: - - Understand Thévenin's theorem applied to Tesla coils - - Extract output impedance Z_th through test measurements - - Extract open-circuit voltage V_th - - Interpret Z_th components physically -tags: ["thevenin", "impedance-measurement", "circuit-analysis", "simulation"] ---- - -# Thévenin Equivalent Method - Extraction - -The Thévenin equivalent method is a powerful technique that allows us to characterize a Tesla coil **once** and then predict its behavior with **any load** without re-running full simulations. This dramatically simplifies optimization and design work. - -## What is a Thévenin Equivalent? - -### Thévenin's Theorem - -**Statement:** Any linear two-terminal network can be replaced by: -- A voltage source **V_th** (the open-circuit voltage) -- In series with an impedance **Z_th** (the output impedance) - -``` -┌─────────────┐ ┌────┐ -│ Complex │ │V_th├───[Z_th]───o Output -│ Network │──o Output ≡ └────┘ | -│ │ | GND -└─────────────┘ GND -``` - -**Key advantage:** The Thévenin equivalent completely characterizes the network's behavior at the output terminals. Once extracted, you can predict performance with any load by simple circuit analysis. - -### Application to Tesla Coils - -For a Tesla coil, the "complex network" includes: -- Primary tank circuit (L_primary, C_MMC) -- Primary drive (inverter or spark gap) -- Magnetic coupling -- Secondary coil with all its distributed properties -- Topload capacitance -- All parasitic elements - -The **output port** is the topload-to-ground connection, where we connect the spark load. - -**Thévenin parameters:** -- **V_th:** The voltage that appears at the topload with no spark (open circuit) -- **Z_th:** The impedance "looking into" the topload terminal with the drive turned off - -## Step 1: Measuring Z_th (Output Impedance) - -The output impedance tells us how the coil "pushes back" against a load. It represents all the losses and reactive elements as seen from the topload. - -### Procedure - -**Step 1.1: Turn OFF primary drive** -- Set drive voltage to 0V (AC short circuit) -- Keep all tank components in place (MMC, L_primary, damping resistors) -- The tank circuit is still present, just not energized -- This "deactivates" all voltage sources in the network - -**Step 1.2: Apply test source** -- Apply 1V AC at operating frequency to topload-to-ground port -- Use small-signal AC source (in simulation or actual test equipment) -- Frequency should match your intended operating frequency - -**Step 1.3: Measure current** -``` -I_test = current flowing into topload port with 1V applied -``` - -In SPICE/simulation: -- Place 1V AC source between topload and ground -- Run AC analysis at operating frequency -- Read current magnitude and phase - -**Step 1.4: Calculate Z_th** -``` -Z_th = V_test / I_test = 1V / I_test - -Z_th = R_th + jX_th (complex impedance) -``` - -### Physical Meaning of Components - -**R_th (Resistance):** -- Secondary winding resistance (copper losses) -- Dielectric losses in the coil form -- Damping resistors in primary circuit -- Core losses (if any) -- Typical: 10-100 Ω for medium coils at RF frequencies - -**X_th (Reactance):** -- Usually negative (capacitive) due to topload -- Includes reflected impedances from coupling -- May include inductive component from coil -- Typical: -500 to -3000 Ω (strongly capacitive) - -**Magnitude |Z_th|:** -- Total opposition to current -- Typical: 500-3000 Ω for Tesla coils at 100-400 kHz - -**Phase φ_Z_th:** -- Usually -85° to -88° (nearly pure capacitive) -- Small R_th compared to |X_th| gives phase close to -90° - -### Quality Factor from Z_th - -The quality factor Q represents how "lossy" the coil is: - -``` -Q = |X_th| / R_th - -Higher Q → lower losses → more efficient -``` - -Typical values: -- Small coils: Q = 50-150 -- Medium coils: Q = 100-300 -- Large coils: Q = 200-500 - -## Step 2: Measuring V_th (Open-Circuit Voltage) - -The open-circuit voltage tells us what voltage the coil produces with no load attached. - -### Procedure - -**Step 2.1: Remove load** -- Disconnect spark (or ensure spark won't break out) -- Topload is in open-circuit condition -- No current flows to external loads - -**Step 2.2: Turn ON primary drive** -- Normal operating frequency and amplitude -- Drive the coil exactly as you would for spark operation -- Primary current flows, secondary is excited - -**Step 2.3: Measure topload voltage** -``` -V_th = V(topload) with no load - -Record both magnitude and phase (complex phasor) -``` - -In simulation: -- Run AC analysis with drive on -- Read voltage at topload node -- This is your V_th - -In practice: -- Use high-impedance voltage probe -- Capacitive divider for high voltages -- Or measure primary current and use coupling theory - -**Typical values:** -- Small coils (few hundred watts): V_th = 100-300 kV -- Medium coils (1-3 kW): V_th = 200-500 kV -- Large coils (5-10+ kW): V_th = 500 kV - 1 MV+ - -### Important Notes - -**Frequency dependence:** -- Both Z_th and V_th depend on frequency -- Extract at your operating frequency -- Near resonance, small frequency changes cause large V_th changes - -**Linearity assumption:** -- Thévenin theorem assumes linear network -- Valid for small-signal analysis -- For large sparks, nonlinear effects may require iterative refinement - -**Enhancement for frequency tracking:** -- Measure Z_th(ω) and V_th(ω) over frequency band (±10%) -- Accounts for resonance shift when spark loads the coil -- Enables accurate predictions with different loads - -## Worked Example: Extracting Z_th from Simulation - -**Simulation setup:** -- DRSSTC at f = 185 kHz -- Primary drive set to 0V (AC short) -- All components remain (L_primary, C_MMC, secondary, topload) -- AC test source: 1V ∠0° at topload-to-ground - -**Simulation results:** -``` -I_test = 0.000412 ∠87.3° A = 0.412 mA ∠87.3° -``` - -### Calculate Z_th - -**Step 1: Impedance magnitude** -``` -|Z_th| = |V| / |I| = 1 V / 0.000412 A = 2427 Ω -``` - -**Step 2: Impedance phase** -``` -φ_Z_th = φ_V - φ_I = 0° - 87.3° = -87.3° -``` - -**Step 3: Polar form** -``` -Z_th = 2427 Ω ∠-87.3° -``` - -**Step 4: Convert to rectangular form** -``` -R_th = |Z_th| × cos(φ_Z_th) = 2427 × cos(-87.3°) = 2427 × 0.0471 = 114 Ω - -X_th = |Z_th| × sin(φ_Z_th) = 2427 × sin(-87.3°) = 2427 × (-0.9989) = -2424 Ω - -Z_th = 114 - j2424 Ω -``` - -### Interpretation - -**R_th = 114 Ω:** -- Represents all resistive losses in the system -- Includes secondary winding resistance -- Includes reflected primary losses -- This is the "cost" of extracting power from the coil - -**X_th = -2424 Ω:** -- Strongly capacitive (negative reactance) -- Topload capacitance dominates -- At 185 kHz: C_equivalent ≈ 1/(ω|X_th|) ≈ 35 pF - -**Phase ≈ -87°:** -- Nearly pure capacitor (ideal would be -90°) -- Small resistive component (R_th << |X_th|) -- Typical for well-designed Tesla coils - -**Quality factor:** -``` -Q = |X_th| / R_th = 2424 / 114 ≈ 21 -``` - -This Q is relatively low, likely because: -- Measurement includes all system damping -- Primary circuit losses are reflected -- This is the "loaded" Q of the coupled system - -## Visual Aid: Thévenin Measurement Setup - -![Thévenin Extraction Setup](assets/thevenin-extraction.png) - -*Image shows comparison between:* -- *Left: Full Tesla coil circuit (complex, many components)* -- *Right: Thévenin equivalent (simple: V_th in series with Z_th)* -- *Bottom: Measurement configuration for Z_th extraction* - -**Key elements:** -- Primary drive: OFF (0V) for Z_th measurement -- Test source: 1V AC at topload for Z_th -- All tank components remain in circuit -- Ammeter measures test current I_test -- Calculation: Z_th = 1V / I_test - -## Common Pitfalls - -### Pitfall 1: Removing Tank Components - -**Wrong:** Disconnecting C_MMC or shorting L_primary - -**Right:** Keep all components, just set drive to 0V - -**Why:** The tank circuit affects the output impedance. Removing components gives incorrect Z_th. - -### Pitfall 2: Wrong Frequency - -**Wrong:** Extracting Z_th at one frequency, using at another - -**Right:** Extract at operating frequency, or measure Z_th(ω) over range - -**Why:** Impedance is highly frequency-dependent near resonance - -### Pitfall 3: Ignoring Phase - -**Wrong:** Using only |Z_th| without phase information - -**Right:** Keep full complex impedance Z_th = R_th + jX_th - -**Why:** Phase affects power calculations and matching - -### Pitfall 4: Using I_base Instead of Port Current - -**Wrong:** Measuring current at secondary base for Z_th test - -**Right:** Measure current through test source at topload port - -**Why:** Base current includes displacement currents (see Module 2.4) - -## Key Takeaways - -- **Thévenin equivalent** reduces complex coil to simple V_th and Z_th -- **Z_th extraction:** Drive OFF, apply 1V test, measure current, Z_th = 1V/I_test -- **V_th extraction:** Drive ON, no load, measure topload voltage -- **Z_th components:** R_th (losses), X_th (reactance, usually capacitive) -- **Typical values:** R_th = 10-100 Ω, X_th = -500 to -3000 Ω, |Z_th| = 500-3000 Ω -- **Quality factor:** Q = |X_th|/R_th indicates coil efficiency -- **Frequency matters:** Extract at operating frequency or measure Z_th(ω) - -## Practice - -{exercise:opt-ex-03} - -**Problem 1:** A test measurement gives I_test = 0.00035 ∠82° A for V_test = 1 ∠0° V at f = 200 kHz. Calculate: -(a) Z_th in polar form -(b) Z_th in rectangular form (R_th + jX_th) -(c) Quality factor Q - -**Problem 2:** If Z_th = 85 - j1800 Ω, what is the equivalent capacitance at f = 180 kHz? - -**Problem 3:** A coil has Z_th = 120 - j2100 Ω. Calculate: -(a) Impedance magnitude and phase -(b) Quality factor -(c) Would you describe this as "high Q" or "low Q"? - -**Problem 4:** Explain why we short the drive voltage source (set to 0V) when measuring Z_th, but keep all passive components in place. - -**Problem 5:** Two coils have the same |Z_th| = 2000 Ω but different phases: Coil A has φ = -88°, Coil B has φ = -75°. Which coil has lower losses (higher Q)? Calculate Q for both. - ---- -**Next Lesson:** [Thévenin Calculations - Using the Equivalent](04-thevenin-calculations.md) diff --git a/spark-lessons/lessons/02-optimization/04-thevenin-calculations.md b/spark-lessons/lessons/02-optimization/04-thevenin-calculations.md deleted file mode 100644 index bc898ce..0000000 --- a/spark-lessons/lessons/02-optimization/04-thevenin-calculations.md +++ /dev/null @@ -1,397 +0,0 @@ ---- -id: opt-04 -title: "Using the Thévenin Equivalent - Power Calculations" -section: "Optimization & Simulation" -difficulty: "intermediate" -estimated_time: 45 -prerequisites: ["opt-03", "opt-01"] -objectives: - - Calculate load voltage and current using Thévenin equivalent - - Compute power delivered to arbitrary loads - - Determine maximum theoretical power (conjugate match) - - Understand why conjugate match is usually unachievable -tags: ["thevenin", "power-calculation", "impedance-matching", "circuit-analysis"] ---- - -# Using the Thévenin Equivalent - Power Calculations - -Now that we've extracted the Thévenin equivalent (V_th and Z_th), we can use it to predict coil performance with any load without re-running full simulations. This lesson shows how to perform these calculations and interpret the results. - -## Predicting Behavior with Any Load - -Once you have V_th and Z_th, the Tesla coil looks like this simple circuit: - -``` - ┌────┐ - │V_th├───[Z_th]───┬─── Output - └────┘ │ - [Z_load] - │ - GND -``` - -This is just a voltage divider! We can apply basic circuit analysis. - -### Voltage Across Load - -Using voltage divider rule: - -``` -V_load = V_th × [Z_load / (Z_th + Z_load)] -``` - -**Complex arithmetic:** Both numerator and denominator are complex numbers, so you need to handle magnitude and phase carefully. - -### Current Through Load - -Using Ohm's law on the series circuit: - -``` -I = V_th / (Z_th + Z_load) -``` - -This current flows through both Z_th and Z_load since they're in series. - -### Power Delivered to Load - -Power dissipated in the load (real power only): - -``` -P_load = 0.5 × |I|² × Re{Z_load} -``` - -Or equivalently: - -``` -P_load = 0.5 × Re{V_load × I*} -``` - -where I* is the complex conjugate of I. - -**Direct formula combining everything:** - -``` -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -``` - -This formula is gold! It lets you sweep different Z_load values and calculate power without any additional simulation. - -## Step-by-Step Calculation Process - -### Given Information -- V_th (complex voltage phasor) -- Z_th = R_th + jX_th (complex impedance) -- Z_load = R_load + jX_load (spark impedance from model) - -### Step 1: Calculate Total Impedance - -``` -Z_total = Z_th + Z_load - = (R_th + R_load) + j(X_th + X_load) - -R_total = R_th + R_load -X_total = X_th + X_load - -|Z_total| = √(R_total² + X_total²) -``` - -### Step 2: Calculate Current - -``` -I = V_th / Z_total - -|I| = |V_th| / |Z_total| - -φ_I = φ_V_th - φ_Z_total -``` - -where φ_Z_total = atan(X_total / R_total) - -### Step 3: Calculate Load Voltage - -``` -V_load = I × Z_load - -|V_load| = |I| × |Z_load| - -φ_V_load = φ_I + φ_Z_load -``` - -Or use voltage divider directly (often simpler): - -``` -|V_load| = |V_th| × |Z_load| / |Z_total| -``` - -### Step 4: Calculate Power in Load - -``` -P_load = 0.5 × |I|² × R_load - -P_load = 0.5 × |I|² × Re{Z_load} -``` - -The factor of 0.5 accounts for peak phasor to RMS conversion in AC power. - -## Worked Example: Complete Thévenin Analysis - -**Given:** -- Z_th = 114 - j2424 Ω (from previous lesson) -- V_th = 350 kV ∠0° (measured with drive on, no load) -- Spark load: Z_spark = 60 kΩ - j160 kΩ (from lumped model) - -**Find:** -(a) Current through spark -(b) Voltage across spark -(c) Power dissipated in spark -(d) Theoretical maximum power (conjugate match) - -### Part (a): Current Through Spark - -**Calculate total impedance:** -``` -Z_total = Z_th + Z_spark - = (114 - j2424) + (60000 - j160000) - = (60114 - j162424) Ω - -R_total = 60114 Ω -X_total = -162424 Ω - -|Z_total| = √(60114² + 162424²) - = √(3.614×10⁹ + 2.638×10¹⁰) - = √(3.000×10¹⁰) - = 173.2 kΩ -``` - -**Calculate current:** -``` -I = V_th / Z_total -|I| = 350 kV / 173.2 kΩ = 2.02 A peak -``` - -### Part (b): Voltage Across Spark - -**Method 1: Voltage divider** -``` -|Z_spark| = √(60000² + 160000²) - = √(3.6×10⁹ + 2.56×10¹⁰) - = √(2.92×10¹⁰) - = 171 kΩ - -|V_spark| = |V_th| × |Z_spark| / |Z_total| - = 350 kV × (171 kΩ / 173.2 kΩ) - = 350 kV × 0.987 - = 345 kV -``` - -**Method 2: Using current** -``` -|V_spark| = |I| × |Z_spark| - = 2.02 A × 171 kΩ - = 345 kV -``` - -**Observation:** Most voltage appears across the spark! This makes sense because Z_spark >> Z_th. - -### Part (c): Power in Spark - -``` -P_spark = 0.5 × |I|² × Re{Z_spark} - = 0.5 × (2.02)² × 60000 - = 0.5 × 4.08 × 60000 - = 122 kW -``` - -This is the real power dissipated in heating, ionization, radiation, and sound in the spark. - -### Part (d): Theoretical Maximum Power - -The maximum power transfer theorem states that power is maximized when the load impedance is the **complex conjugate** of the source impedance. - -**Conjugate match condition:** -``` -Z_load = Z_th* (complex conjugate) - -If Z_th = R_th + jX_th -Then Z_load = R_th - jX_th - -For our case: -Z_th = 114 - j2424 Ω -Z_load_optimal = 114 + j2424 Ω -``` - -**Why this maximizes power:** -- Reactive components cancel: Z_total = Z_th + Z_th* = 2R_th (purely real) -- No reactive power circulation -- All delivered power is real - -**Maximum power formula:** -``` -P_max = |V_th|² / (8 × R_th) -``` - -**Calculate:** -``` -P_max = (350×10³)² / (8 × 114) - = 1.225×10¹¹ / 912 - = 134.3 MW -``` - -**Wait, this seems enormous!** - -Let's double-check: -``` -With Z_load = 114 + j2424 Ω: - -Z_total = (114 - j2424) + (114 + j2424) = 228 Ω (purely resistive!) - -I = 350 kV / 228 Ω = 1535 A - -P = 0.5 × (1535)² × 114 = 134.3 MW ✓ -``` - -### Part (e): Reality Check - Why Such a Huge Difference? - -**Actual spark power:** 122 kW -**Theoretical maximum:** 134.3 MW -**Efficiency:** 122 / 134,300 = 0.09% of theoretical maximum - -**Why such a huge discrepancy?** - -1. **Conjugate match requires Z_load = 114 + j2424 Ω** - - This means R_load = 114 Ω (extremely low!) - - This means X_load = +2424 Ω (inductive, not capacitive) - -2. **Actual spark: Z_spark = 60 kΩ - j160 kΩ** - - R_spark = 60 kΩ (525× too high!) - - X_spark = -160 kΩ (capacitive, wrong sign, 66× too large) - -3. **Topological constraints prevent achieving conjugate match:** - - Spark structure (R||C_mut in series with C_sh) is inherently capacitive - - Cannot produce positive (inductive) reactance - - Cannot achieve R_load as low as 114 Ω with realistic plasma - -**This is normal for Tesla coils!** The impedance mismatch is fundamental to the physics of spark discharges. We cannot achieve conjugate match in practice. - -## Understanding Efficiency - -### What Does 0.09% Mean? - -It does NOT mean the coil is "inefficient" in the usual sense. Rather: - -- The coil has very low output impedance (114 Ω) -- The spark has very high impedance (171 kΩ) -- This is a 1500:1 impedance mismatch -- The voltage divider heavily favors the spark (good!) -- Most voltage appears at the spark, but current is limited - -### Voltage Transfer Efficiency - -``` -Voltage across spark / Total voltage: -345 kV / 350 kV = 98.6% -``` - -We achieve excellent voltage transfer! This is what matters for spark length (field at tip). - -### Why Not Match Impedances? - -**In conventional circuits:** Match impedances for maximum power transfer - -**In Tesla coils:** We WANT high spark impedance because: -- High voltage at spark tip drives field -- High resistance means controlled current (safety) -- Mismatch is unavoidable due to plasma physics -- Optimization focuses on maximizing power given the constraints - -## Practical Use: Sweeping Spark Parameters - -The real power of Thévenin analysis is rapid parameter sweeps: - -**Given:** V_th = 350 kV, Z_th = 114 - j2424 Ω - -**Sweep:** Spark resistance R from 10 kΩ to 200 kΩ - -**For each R value:** -1. Construct Z_spark from R and capacitances (using lumped model) -2. Calculate Z_total = Z_th + Z_spark -3. Calculate I = V_th / Z_total -4. Calculate P = 0.5 × |I|² × R -5. Plot P vs R - -**Result:** You find P_max at R ≈ R_opt_power without any new simulations! - -## When Thévenin Analysis Fails - -### Nonlinearity - -**Assumption:** Coil behaves linearly (impedances don't change with voltage/current) - -**Breaks down when:** -- Magnetic cores saturate -- Component heating changes parameters -- Very large sparks significantly load the coil - -**Solution:** Iterate - use results to update model, re-extract Thévenin - -### Frequency Dependence - -**Assumption:** Operating at a single frequency - -**Breaks down when:** -- Spark loading shifts resonant frequency -- Comparing different loads at fixed frequency (detuning varies) - -**Solution:** Extract Z_th(ω) and V_th(ω), account for frequency shift (next lessons) - -### Coupled Modes - -**Assumption:** Single-mode operation - -**Breaks down when:** -- Operating between two coupled poles -- Mode hopping as spark changes loading - -**Solution:** Full coupled-mode analysis or stay clearly in one mode - -## Key Takeaways - -- **Thévenin circuit:** Simple series combination of V_th and Z_th -- **Load voltage:** V_load = V_th × Z_load/(Z_th + Z_load) -- **Load current:** I = V_th / (Z_th + Z_load) -- **Load power:** P = 0.5 × |I|² × Re{Z_load} or P = 0.5 × |V_th|² × Re{Z_load}/|Z_th + Z_load|² -- **Maximum power:** Requires conjugate match Z_load = Z_th* -- **P_max = |V_th|²/(8R_th)** but usually unachievable -- **Tesla coils operate far from conjugate match** due to physics constraints -- **High voltage transfer efficiency** matters more than impedance matching -- **Parameter sweeps** become trivial with Thévenin equivalent - -## Practice - -{exercise:opt-ex-04} - -**Problem 1:** Given Z_th = 95 - j1850 Ω, V_th = 280 kV, and a spark model with Z_spark = 50 kΩ - j140 kΩ: -(a) Calculate total impedance -(b) Calculate current through spark -(c) Calculate power delivered to spark -(d) Calculate theoretical maximum power (conjugate match) -(e) What percentage of theoretical maximum is achieved? - -**Problem 2:** A load Z_load = 200 + j200 Ω is connected to a coil with Z_th = 100 - j2000 Ω and V_th = 300 kV. -(a) Calculate the load voltage -(b) Calculate power delivered -(c) Is this load inductive or capacitive? -(d) Is this load closer to conjugate match than a typical spark? - -**Problem 3:** For Z_th = 120 - j2200 Ω: -(a) What load impedance gives conjugate match? -(b) Calculate P_max if V_th = 400 kV -(c) If actual spark has R = 70 kΩ, X = -180 kΩ, calculate actual power -(d) Calculate the power transfer efficiency ratio - -**Problem 4:** A coil has V_th = 350 kV and Z_th = 110 - j2500 Ω. You want to deliver 100 kW to a purely resistive load. What resistance value is required? (Hint: Set P = 100 kW in power formula and solve for R) - -**Problem 5:** Explain physically why Tesla coils operate so far from conjugate match. Why can't we just add inductance to the spark to cancel its capacitive reactance? - ---- -**Next Lesson:** [Direct Power Measurement Method](05-direct-measurement.md) diff --git a/spark-lessons/lessons/02-optimization/05-direct-measurement.md b/spark-lessons/lessons/02-optimization/05-direct-measurement.md deleted file mode 100644 index 4236575..0000000 --- a/spark-lessons/lessons/02-optimization/05-direct-measurement.md +++ /dev/null @@ -1,337 +0,0 @@ ---- -id: opt-05 -title: "Direct Power Measurement Method" -section: "Optimization & Simulation" -difficulty: "intermediate" -estimated_time: 25 -prerequisites: ["opt-04", "opt-01"] -objectives: - - Understand the direct measurement alternative to Thévenin - - Set up simulations for direct power measurement - - Extract spark resistance through power optimization - - Compare advantages and disadvantages of each method -tags: ["power-measurement", "simulation", "optimization", "methodology"] ---- - -# Direct Power Measurement Method - -While the Thévenin equivalent method is powerful and elegant, there's an alternative approach: directly measure power delivered to the spark in a full simulation. Each method has advantages and trade-offs. - -## The Direct Measurement Approach - -### Concept - -Instead of extracting a simplified equivalent circuit, keep the **full coupled model** with the spark load present and directly measure power flow. - -**Setup:** -1. Build complete simulation (primary, secondary, coupling, spark load) -2. Drive primary at operating frequency and amplitude -3. Run AC analysis (or transient with post-processing) -4. Measure power dissipated in spark resistance -5. Repeat for different spark resistance values - -**Goal:** Find the spark resistance R that maximizes measured power - -### Procedure - -**Step 1: Build Full Model** -- Primary tank circuit (L_primary, C_MMC) -- Secondary coil (distributed or lumped model) -- Topload capacitance -- Magnetic coupling k -- **Spark load** modeled as R||C_mut in series with C_sh - -**Step 2: Set Operating Point** -- Drive frequency: f_drive (initially at unloaded resonance) -- Drive amplitude: V_drive or I_drive -- Spark parameters: Choose initial R, C_mut, C_sh - -**Step 3: Run AC Analysis** -- Solve circuit at drive frequency -- Extract voltage and current at spark resistor -- Calculate power: P = 0.5 × Re{V_spark × I_spark*} - -Or more directly: -``` -P = 0.5 × |I_R|² × R - -where I_R is current through the resistance R -``` - -**Step 4: Sweep R Values** -- Vary R from 10 kΩ to 200 kΩ (typical range) -- For each R, measure P -- Plot P vs R -- Find R that gives maximum P → this is R_opt_power - -**Step 5: Validate** -- Compare numerical R_opt_power to analytical formula -- Check that it matches: R_opt = 1/[ω(C_mut + C_sh)] - -## Power Measurement in SPICE - -### Method 1: Using Current Through Resistor - -``` -.param Rspark = 50k -Rspark topload node2 {Rspark} -Cmut node2 0 8p -Csh topload 0 6p - -.ac lin 1 185k 185k -.step param Rspark list 10k 30k 50k 70k 100k 150k - -.meas ac Ispark_mag find mag(I(Rspark)) -.meas ac Pspark param '0.5 * Ispark_mag^2 * Rspark' -``` - -This sweeps Rspark and calculates power for each value. - -### Method 2: Direct Power Function - -Some SPICE variants support direct power measurement: - -``` -.meas ac Pspark_real find Re(V(topload)*conj(I(Rspark))) -``` - -This directly computes complex power and extracts the real part. - -### Method 3: Voltage and Current - -``` -.meas ac Vtop_mag find mag(V(topload)) -.meas ac Ispark_mag find mag(I(Rspark)) -.meas ac phase_diff param 'ph(V(topload)) - ph(I(Rspark))' -.meas ac Pspark param '0.5 * Vtop_mag * Ispark_mag * cos(phase_diff)' -``` - -This accounts for phase difference in power calculation. - -## Worked Example: Direct Optimization - -**Given:** -- DRSSTC simulation at f = 185 kHz -- Primary drive: V_drive produces V_top ≈ 350 kV (unloaded) -- Spark model: C_mut = 8 pF, C_sh = 6 pF, R = variable - -**Goal:** Find R_opt_power - -### Analytical Prediction - -First, predict what we should find: - -``` -C_total = C_mut + C_sh = 8 + 6 = 14 pF -ω = 2π × 185×10³ = 1.162×10⁶ rad/s - -R_opt_power = 1/(ωC_total) - = 1/(1.162×10⁶ × 14×10⁻¹²) - = 61.5 kΩ -``` - -We expect maximum power near 61.5 kΩ. - -### Simulation Sweep - -**Run AC analysis with R values:** -- R = 20 kΩ → P = 85 kW -- R = 40 kΩ → P = 115 kW -- R = 60 kΩ → P = 125 kW ← **Maximum** -- R = 80 kΩ → P = 118 kW -- R = 100 kΩ → P = 105 kW - -**Result:** Maximum power at R ≈ 60 kΩ - -**Validation:** Simulation (60 kΩ) matches theory (61.5 kΩ) within rounding! - -## Advantages of Direct Measurement - -### 1. No Approximations - -- Full coupled model captures all interactions -- No linearization assumptions -- Includes all nonlinear effects (if using transient analysis) - -### 2. Intuitive - -- Directly see what you care about: power to spark -- No intermediate steps -- Easy to visualize results - -### 3. Flexibility - -- Can use any circuit simulator -- Works with complex topologies -- Easy to add additional elements (damping, protection, etc.) - -### 4. Transient Capability - -- Can extend to time-domain (transient) analysis -- Capture burst mode, ramping, dynamics -- See energy transfer over time - -## Disadvantages of Direct Measurement - -### 1. Computational Cost - -- Must re-run full simulation for each R value -- Sweep of 20 points = 20 full simulations -- Slow for large parameter spaces - -### 2. Limited Insight - -- Doesn't reveal underlying equivalent circuit -- Harder to understand why maximum occurs where it does -- Less portable to different load types - -### 3. Frequency Coupling - -- Operating frequency may need adjustment for each R (see next lesson!) -- Fixed-frequency comparison can be misleading -- Must account for resonance shift - -### 4. Sensitivity to Setup - -- Results depend on drive amplitude, frequency, damping -- Harder to isolate spark effects from system effects - -## Comparison: Thévenin vs Direct - -| Aspect | Thévenin Method | Direct Method | -|--------|----------------|---------------| -| **Speed** | Fast (single extraction + algebra) | Slow (simulation per R value) | -| **Insight** | High (reveals equivalent circuit) | Moderate | -| **Accuracy** | Excellent (if linear) | Excellent (includes nonlinearities) | -| **Flexibility** | Any load instantly | One load per simulation | -| **Complexity** | Requires understanding of method | Straightforward | -| **Best for** | Sweeps, optimization, understanding | Validation, nonlinear cases | - -## When to Use Each Method - -### Use Thévenin When: -- Exploring many different load configurations -- Optimizing spark parameters -- Building intuition about matching -- Preparing design curves -- Speed is important - -### Use Direct Measurement When: -- Validating Thévenin results -- Dealing with significant nonlinearities -- Need transient/time-domain behavior -- Checking specific operating points -- Learning circuit behavior - -### Best Practice: Use Both - -1. **Start with Thévenin:** Fast exploration, find optimal regions -2. **Validate with Direct:** Confirm key points, check assumptions -3. **Iterate:** If discrepancies exist, understand why - -## Accounting for Displacement Currents - -Both methods can fall victim to the "I_base error" discussed in Module 2.4. - -### The Problem - -**Wrong:** Measuring total current returning through secondary base - -**Right:** Measuring current specifically through spark resistance - -### Why It Matters - -Total base current includes: -- Spark current (what we want) -- Displacement currents from secondary to ground -- Coupling currents to primary -- Environmental coupling - -**In SPICE:** This isn't usually a problem because you can measure specific branch currents. Use I(Rspark) not I(V_secondary_base). - -**In physical measurements:** You must use current probes on the spark return path, not the coil base. - -## Implementation Tips - -### Tip 1: Automate Sweeps - -Use SPICE .STEP or scripting: - -``` -.step param Rspark 10k 200k 5k -``` - -This automatically sweeps from 10 kΩ to 200 kΩ in 5 kΩ steps. - -### Tip 2: Log Scale for Wide Ranges - -Spark resistance varies over decades (10 kΩ to 1 MΩ). Use logarithmic stepping: - -``` -.step param Rspark list 10k 20k 50k 100k 200k 500k -``` - -### Tip 3: Extract Peak Directly - -Use .MEAS to find maximum automatically: - -``` -.meas ac Pmax MAX Pspark -.meas ac Ropt WHEN Pspark=Pmax -``` - -### Tip 4: Verify Power Components - -Separately measure real and reactive power: - -``` -P_real = Re{V × I*} -Q_reactive = Im{V × I*} -S_apparent = |V × I*| -``` - -Check that Q >> P (highly reactive, as expected). - -## Key Takeaways - -- **Direct measurement:** Keep full model, measure power in spark, sweep R -- **Advantages:** Intuitive, no approximations, handles nonlinearity -- **Disadvantages:** Slow, less insight, multiple simulations required -- **Power formula:** P = 0.5 × |I_R|² × R or P = 0.5 × Re{V × I*} -- **Find R_opt:** Sweep R, plot P vs R, identify maximum -- **Validation:** Should match analytical R_opt = 1/[ω(C_mut + C_sh)] -- **Best practice:** Use Thévenin for exploration, direct measurement for validation -- **Beware:** Measure spark current, not base current (displacement current issue) - -## Practice - -{exercise:opt-ex-05} - -**Problem 1:** You run simulations with the following results: - -| R (kΩ) | P (kW) | -|--------|--------| -| 30 | 92 | -| 50 | 118 | -| 70 | 128 | -| 90 | 125 | -| 110 | 115 | - -(a) Estimate R_opt_power from this data -(b) If C_total = 12 pF and f = 200 kHz, what does theory predict? -(c) Do they match? - -**Problem 2:** A simulation reports I_R = 2.1 A (peak) through R = 55 kΩ. Calculate the power dissipated. - -**Problem 3:** You measure V_topload = 340 kV ∠0° and I_spark = 1.8 A ∠-72°. -(a) Calculate apparent power S = V × I* -(b) Extract real power P = Re{S} -(c) Extract reactive power Q = Im{S} -(d) Is the spark more resistive or reactive? - -**Problem 4:** List two scenarios where direct measurement would be preferred over Thévenin extraction. - -**Problem 5:** Why is it important to measure I(Rspark) rather than I(V_secondary_base) when calculating power? Sketch the circuit showing both current paths. - ---- -**Next Lesson:** [Frequency Tracking and Loaded Poles](06-frequency-tracking.md) diff --git a/spark-lessons/lessons/02-optimization/06-frequency-tracking.md b/spark-lessons/lessons/02-optimization/06-frequency-tracking.md deleted file mode 100644 index 7db0de1..0000000 --- a/spark-lessons/lessons/02-optimization/06-frequency-tracking.md +++ /dev/null @@ -1,485 +0,0 @@ ---- -id: opt-06 -title: "Frequency Tracking and Loaded Poles" -section: "Optimization & Simulation" -difficulty: "advanced" -estimated_time: 45 -prerequisites: ["opt-05", "opt-01", "fund-08"] -objectives: - - Understand coupled system poles and eigenfrequencies - - Recognize frequency shift with loading - - Implement proper frequency tracking in measurements - - Avoid common detuning errors in optimization - - Apply frequency tracking to DRSSTC operating modes -tags: ["frequency-tracking", "coupled-resonators", "detuning", "poles", "DRSSTC"] ---- - -# Frequency Tracking and Loaded Poles - -**This is one of the most commonly overlooked aspects of Tesla coil optimization.** Failing to account for frequency tracking leads to misleading power measurements and incorrect conclusions about optimal operating points. - -## The Critical Problem: Fixed-Frequency Comparison - -### Common Mistake - -**Scenario:** You want to find R_opt_power by measuring power delivered to different spark resistances. - -**Wrong approach:** -1. Set drive frequency to f = 200 kHz (unloaded resonance) -2. Measure power with R = 30 kΩ → P₁ = 95 kW -3. Measure power with R = 60 kΩ → P₂ = 110 kW -4. Measure power with R = 90 kΩ → P₃ = 105 kW -5. Conclude: R_opt ≈ 60 kΩ - -**What's wrong?** Each different R value changes the system's resonant frequency. By staying at fixed f = 200 kHz, you're comparing: -- R = 30 kΩ at **Δf = +8 kHz detuned** -- R = 60 kΩ at **Δf = +3 kHz detuned** -- R = 90 kΩ at **Δf = -2 kHz detuned** - -**You're not measuring inherent matching quality - you're measuring a combination of matching AND detuning!** - -### Right Approach - -**Correct procedure:** -1. Set R = 30 kΩ -2. **Sweep frequency to find loaded resonance** → f₁ = 192 kHz -3. Measure power at f₁ → P₁ = 108 kW -4. Set R = 60 kΩ -5. **Sweep frequency to find new loaded resonance** → f₂ = 188 kHz -6. Measure power at f₂ → P₂ = 125 kW -7. Set R = 90 kΩ -8. **Sweep frequency to find new loaded resonance** → f₃ = 185 kHz -9. Measure power at f₃ → P₃ = 118 kW -10. Conclude: R_opt ≈ 60 kΩ **(and each was measured at its optimal frequency)** - -**Key principle: For each R value, retune to the loaded pole frequency.** - -## Why Does Loading Change Frequency? - -### Capacitance Changes Resonance - -When you change the spark, you change its sheath capacitance C_sh: - -**Unloaded:** -``` -C_total,0 = C_topload + C_secondary_stray ≈ 28 pF -f₀ = 1/(2π√(L_sec × C_total,0)) = 200 kHz -``` - -**With spark (R = 60 kΩ, 3-foot leader):** -``` -C_sh ≈ 2 pF/foot × 3 feet = 6 pF -C_total,1 = C_total,0 + C_sh = 28 + 6 = 34 pF - -f₁ = f₀ × √(C_total,0 / C_total,1) - = 200 × √(28/34) - = 200 × 0.907 - = 181 kHz -``` - -**Frequency dropped by 19 kHz!** This is not a small shift. - -### Different Sparks → Different Frequencies - -| Spark Length | C_sh | C_total | f_loaded | Δf | -|--------------|------|---------|----------|-----| -| No spark | 0 pF | 28 pF | 200 kHz | 0 | -| 2 feet | 4 pF | 32 pF | 187 kHz | -13 kHz | -| 4 feet | 8 pF | 36 pF | 176 kHz | -24 kHz | -| 6 feet | 12 pF | 40 pF | 167 kHz | -33 kHz | - -**Even for the same length, changing R changes the effective loading!** - -## Coupled System Poles - -Tesla coils are **coupled resonant systems**. Even without a spark, the primary-secondary coupling creates two resonant modes. - -### The Two Poles - -For coupled resonators with coupling coefficient k: - -**Lower pole (f₁):** -``` -f₁ = f₀ / √(1 + k) < f₀ -``` - -**Upper pole (f₂):** -``` -f₂ = f₀ / √(1 - k) > f₀ -``` - -where f₀ = √(f_primary × f_secondary) is the geometric mean. - -**Example with k = 0.15:** -``` -f₀ = 200 kHz (geometric mean) -f₁ = 200 / √(1.15) = 186.5 kHz (lower pole) -f₂ = 200 / √(0.85) = 217.0 kHz (upper pole) -``` - -### Loading Modifies Both Poles - -When a spark loads the secondary: -- **Both pole frequencies shift** (usually downward) -- **Both pole damping increases** (Q decreases) -- **Pole separation changes** - -The spark doesn't just add capacitance - it adds a complex load that couples into both modes. - -### Which Pole Should You Use? - -**For DRSSTC operation:** -- Most coils operate on the **lower pole** (more stable) -- Some operate between poles (dual-resonance mode) -- Upper pole is rarely used (harder to control) - -**The loaded pole frequency is where voltage gain is maximized.** - -## DRSSTC Operating Modes - -Different DRSSTC drive strategies interact with frequency tracking differently. - -### Mode 1: Fixed Frequency (No Tracking) - -**Strategy:** Drive at fixed frequency (e.g., 200 kHz) regardless of loading - -**Advantages:** -- Simple control electronics -- No frequency sensing required -- Predictable timing - -**Disadvantages:** -- **Detunes as spark grows** -- Voltage gain drops with larger sparks -- Suboptimal power transfer -- Risk of operating off-resonance - -**When acceptable:** -- Very short bursts (spark doesn't grow much) -- Controlled environments with consistent sparks -- Systems designed with wide bandwidth - -### Mode 2: Frequency Tracking (PLL or Feedback) - -**Strategy:** Continuously adjust drive frequency to match loaded pole - -**Implementation:** -- Phase-locked loop (PLL) tracks zero-crossing -- Feedback from antenna or current sensor -- Drive frequency follows resonance in real-time - -**Advantages:** -- **Always at optimal frequency** -- Maximum voltage gain throughout growth -- Efficient power transfer -- Adapts to varying sparks - -**Disadvantages:** -- More complex electronics -- Requires feedback sensing -- Can be unstable if poorly tuned -- Frequency limits needed for safety - -**This is the gold standard for QCW and high-performance DRSSTCs.** - -### Mode 3: Pre-Programmed Sweep - -**Strategy:** Drive frequency ramps down over time (anticipating C_sh increase) - -**Implementation:** -- Start at f₀ (unloaded resonance) -- Linearly or exponentially decrease frequency -- End at f_target (expected loaded resonance) - -**Advantages:** -- Simpler than PLL -- No feedback required -- Can be optimized per coil - -**Disadvantages:** -- Not adaptive (doesn't match actual spark) -- Requires characterization/tuning -- Mismatch if spark growth differs from expectation - -**When useful:** -- QCW with consistent spark growth patterns -- Transition from no-spark to steady spark -- Combined with current limiting - -## Frequency Response and Bandwidth - -### Quality Factor Limits Bandwidth - -The resonance has finite width determined by Q: - -``` -Δf_3dB = f₀ / Q (3 dB bandwidth) - -For Q = 100 at f₀ = 200 kHz: -Δf_3dB = 200 kHz / 100 = 2 kHz -``` - -**Within ±1 kHz:** Still >70% of peak voltage (acceptable detuning) -**Beyond ±5 kHz:** Down to ~30% of peak voltage (severe detuning) - -### High Q vs Low Q - -**High Q (narrow bandwidth):** -- Sharper resonance peak -- More sensitive to detuning -- **Frequency tracking more critical** -- Better efficiency when matched - -**Low Q (wide bandwidth):** -- Broader resonance peak -- More forgiving of detuning -- Frequency tracking less critical -- Lower peak voltage gain - -### Loaded Q vs Unloaded Q - -**Unloaded Q₀:** -- No spark, only coil losses -- Typically Q₀ = 100-300 - -**Loaded Q_L:** -- With spark, additional damping -- Spark resistance adds loss -- Typically Q_L = 20-80 - -**Effect on bandwidth:** -``` -Unloaded: Δf₀ = 200 kHz / 200 = 1 kHz (narrow!) -Loaded: Δf_L = 185 kHz / 50 = 3.7 kHz (wider) -``` - -**Ironically, the spark broadens the resonance, making detuning slightly less critical. But the frequency shift is still large enough that you must track it.** - -## Implementing Frequency Tracking in Measurements - -### Simulation Approach - -**For each R value:** - -```python -# Pseudocode for proper frequency tracking -for R in [10k, 20k, 30k, ..., 200k]: - set_spark_resistance(R) - - # Sweep frequency to find loaded pole - for f in range(150k, 220k, 1k): - run_AC_analysis(frequency=f) - V_top[f] = measure_topload_voltage() - - # Find frequency with maximum voltage - f_loaded = frequency_at_max(V_top) - - # Measure power at loaded frequency - run_AC_analysis(frequency=f_loaded) - P[R] = measure_spark_power() - - # Store results - results[R] = { - 'f_loaded': f_loaded, - 'V_top': V_top[f_loaded], - 'P': P[R] - } - -# Now P[R] represents true matching, not detuning! -R_opt = R_at_max(P) -``` - -### SPICE Implementation - -```spice -* Sweep R and frequency together -.param Rspark = 60k - -* First find loaded frequency for this R -.ac dec 100 150k 220k -.meas ac f_loaded WHEN mag(V(topload))=MAX(mag(V(topload))) - -* Then measure power at that frequency -.ac lin 1 {f_loaded} {f_loaded} -.meas ac Pspark param '0.5 * mag(I(Rspark))^2 * Rspark' - -* Repeat for each R value -.step param Rspark list 10k 30k 50k 70k 90k 110k 150k 200k -``` - -**Challenge:** SPICE doesn't easily allow nested sweeps where inner result affects outer analysis. You may need to: -- Run multiple simulations -- Use scripting (Python + PySpice, MATLAB, etc.) -- Manually extract f_loaded for key R values - -## Worked Example: Impact of Tracking vs Not Tracking - -**System:** -- Unloaded: f₀ = 200 kHz, Q₀ = 150 -- V_th = 350 kV (at resonance) -- Z_th = 110 - j2400 Ω (at 200 kHz) - -**Spark configurations:** - -| R | C_sh | C_total | f_loaded | Shift | -|---|------|---------|----------|-------| -| 40k | 5 pF | 33 pF | 188 kHz | -12 kHz | -| 60k | 6 pF | 34 pF | 185 kHz | -15 kHz | -| 80k | 7 pF | 35 pF | 183 kHz | -17 kHz | - -### Without Tracking (Fixed f = 200 kHz) - -**R = 40 kΩ:** -``` -Detuning: Δf = +12 kHz -Voltage penalty: V_actual / V_max ≈ 0.65 -Z_spark = 40k - j140k → |Z| = 146 kΩ -I ≈ 350 kV × 0.65 / 146 kΩ = 1.56 A -P = 0.5 × 1.56² × 40k = 48.6 kW -``` - -**R = 60 kΩ:** -``` -Detuning: Δf = +15 kHz -Voltage penalty: ≈ 0.55 -Z_spark = 60k - j160k → |Z| = 171 kΩ -I ≈ 350 kV × 0.55 / 171 kΩ = 1.13 A -P = 0.5 × 1.13² × 60k = 38.3 kW (WORSE despite higher R!) -``` - -**R = 80 kΩ:** -``` -Detuning: Δf = +17 kHz -Voltage penalty: ≈ 0.48 -Z_spark = 80k - j180k → |Z| = 197 kΩ -I ≈ 350 kV × 0.48 / 197 kΩ = 0.85 A -P = 0.5 × 0.85² × 80k = 28.9 kW -``` - -**Conclusion from fixed-frequency:** R_opt ≈ 40 kΩ (WRONG!) - -### With Tracking (Tune to f_loaded for each R) - -**R = 40 kΩ at f = 188 kHz:** -``` -Detuning: 0 (by definition - we tuned to loaded pole) -Voltage penalty: 1.0 (at resonance) -I ≈ 350 kV / 146 kΩ = 2.40 A -P = 0.5 × 2.40² × 40k = 115 kW -``` - -**R = 60 kΩ at f = 185 kHz:** -``` -Detuning: 0 -Voltage penalty: 1.0 -I ≈ 350 kV / 171 kΩ = 2.05 A -P = 0.5 × 2.05² × 60k = 126 kW (MAXIMUM!) -``` - -**R = 80 kΩ at f = 183 kHz:** -``` -Detuning: 0 -Voltage penalty: 1.0 -I ≈ 350 kV / 197 kΩ = 1.78 A -P = 0.5 × 1.78² × 80k = 127 kW (close!) -``` - -**Conclusion with tracking:** R_opt ≈ 60 kΩ (CORRECT!) - -**Power improvement with tracking:** -- At R = 60 kΩ: 126 kW vs 38 kW = **3.3× more power!** -- At R = 80 kΩ: 127 kW vs 29 kW = **4.4× more power!** - -**This is not a small effect. Frequency tracking is critical.** - -## Practical Implications - -### For Simulation Studies - -**Always:** -- Report frequency used for each measurement -- Either track frequency or clearly state fixed-frequency limitations -- Specify whether results assume optimal tuning - -**When comparing:** -- Ensure fair comparison (same tracking strategy) -- Document detuning if fixed-frequency is used - -### For Physical Coils - -**DRSSTC with PLL:** -- Tracks automatically - excellent -- Monitor actual operating frequency -- Check frequency stays within safe limits - -**DRSSTC with fixed frequency:** -- Accept voltage/power reduction as spark grows -- Consider pre-tuning to expected loaded frequency -- Wider-bandwidth design helps (lower Q) - -**SGTC (Spark Gap):** -- Frequency self-adjusts with loading (inherent tracking) -- Spark gap firing adapts to LC resonance -- Less of an issue for spark gap coils - -### For Optimization - -**When finding R_opt_power:** -1. Use frequency tracking (simulation or actual) -2. Report f_loaded for each R tested -3. Verify analytical formula matches - -**When designing:** -1. Choose f₀ based on unloaded resonance -2. Expect f_operating ≈ f₀ - 10 to 30 kHz with sparks -3. Ensure drive can operate over this range - -## Key Takeaways - -- **Critical principle:** For each R value, retune to loaded pole frequency -- **Why it matters:** Loading changes C_sh, which shifts resonance by 10-30+ kHz -- **Fixed-frequency comparison is misleading:** Measures detuning, not matching quality -- **Coupled system has two poles:** Lower and upper, both shift with loading -- **DRSSTC modes:** Fixed frequency (simple), PLL tracking (optimal), programmed sweep (compromise) -- **Q affects sensitivity:** Higher Q = narrower bandwidth = more critical tracking -- **Power difference:** Can be 3-5× between tracked and non-tracked measurements -- **Simulation best practice:** Sweep frequency for each load to find f_loaded -- **Physical coils:** PLL tracking gives best performance, fixed frequency is acceptable for short bursts - -## Practice - -{exercise:opt-ex-06} - -**Problem 1:** A coil has f₀ = 195 kHz unloaded with C_total,0 = 30 pF. A 4-foot spark adds C_sh = 8 pF. -(a) Calculate the loaded capacitance -(b) Calculate the loaded frequency -(c) What is Δf (frequency shift)? - -**Problem 2:** You measure power at fixed f = 200 kHz: -- R = 50 kΩ, f_loaded = 188 kHz → P₁ = 85 kW -- R = 70 kΩ, f_loaded = 185 kHz → P₂ = 95 kW - -If Q = 80, estimate the voltage penalty factor for each case and calculate what power would be measured if you had tracked frequency. - -**Problem 3:** Explain why frequency tracking is MORE critical for high-Q coils than low-Q coils. - -**Problem 4:** A DRSSTC operates with fixed frequency drive. As the spark grows from 2 feet to 5 feet, what happens to: -(a) Loaded resonant frequency -(b) Detuning (if drive frequency is fixed) -(c) Voltage gain -(d) Power delivered - -**Problem 5:** For coupled resonators with k = 0.18 and f₀ = 210 kHz: -(a) Calculate the lower pole frequency -(b) Calculate the upper pole frequency -(c) Which pole is typically used for DRSSTC operation? - -**Problem 6:** Sketch V_top vs frequency for three cases: -(a) No spark (unloaded) -(b) R = 60 kΩ spark (lightly loaded) -(c) R = 30 kΩ spark (heavily loaded) - -Label the peak frequencies and relative peak heights. Explain how tracking helps maintain peak operation. - ---- -**Next Lesson:** [Part 2 Review and Comprehensive Exercises](07-review-exercises.md) diff --git a/spark-lessons/lessons/02-optimization/07-review-exercises.md b/spark-lessons/lessons/02-optimization/07-review-exercises.md deleted file mode 100644 index fc16ffa..0000000 --- a/spark-lessons/lessons/02-optimization/07-review-exercises.md +++ /dev/null @@ -1,464 +0,0 @@ ---- -id: opt-07 -title: "Part 2 Review - Optimization & Power Transfer" -section: "Optimization & Simulation" -difficulty: "intermediate" -estimated_time: 60 -prerequisites: ["opt-01", "opt-02", "opt-03", "opt-04", "opt-05", "opt-06"] -objectives: - - Synthesize concepts from all optimization lessons - - Apply multiple techniques to comprehensive design problems - - Troubleshoot common optimization errors - - Build complete optimization workflow -tags: ["review", "comprehensive", "integration", "design"] ---- - -# Part 2 Review - Optimization & Power Transfer - -This lesson integrates all concepts from Part 2, providing comprehensive exercises that require applying multiple techniques together. - -## Part 2 Summary: Key Concepts - -### Lesson 1: The Two Critical Resistances - -**R_opt_phase:** -``` -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -``` -- Minimizes impedance phase angle magnitude -- Achieves φ_Z,min = -atan(2√[r(1+r)]) -- Makes impedance "most resistive" possible - -**R_opt_power:** -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -``` -- Maximizes real power transfer to load -- Always smaller than R_opt_phase -- Typical ratio: R_opt_power ≈ 0.5-0.7 × R_opt_phase - -**Topological constraint:** -``` -If r = C_mut/C_sh > 0.207: - Cannot achieve φ_Z = -45° (inherently capacitive) - -Most Tesla coils: r = 0.5 to 2.0 → φ_Z,min = -60° to -80° -``` - -### Lesson 2: The Hungry Streamer - -**Self-optimization mechanism:** -1. Power → Joule heating -2. Temperature → Ionization (exp(-E_i/kT)) -3. Ionization → Conductivity (σ ∝ n_e) -4. Conductivity → Resistance (R = L/σA) -5. Resistance → Circuit power -6. **Feedback stabilizes at R ≈ R_opt_power** - -**Time scales:** -- Thermal response: 0.1-1 ms (thin channels) -- Ionization response: μs to ms -- Can track kHz modulation, not RF cycles - -**Physical limits:** -- R_min ≈ 1-10 kΩ (maximum conductivity) -- R_max ≈ 100 kΩ to 100 MΩ (minimum conductivity) -- Source limitations prevent optimization if insufficient power - -### Lesson 3-4: Thévenin Equivalent - -**Extraction:** -``` -Z_th: Drive OFF, apply 1V test, measure I_test - Z_th = 1V / I_test = R_th + jX_th - -V_th: Drive ON, no load, measure V_topload -``` - -**Using the equivalent:** -``` -I = V_th / (Z_th + Z_load) -V_load = V_th × Z_load / (Z_th + Z_load) -P_load = 0.5 × |I|² × Re{Z_load} -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -``` - -**Maximum power (conjugate match):** -``` -Z_load = Z_th* → P_max = |V_th|² / (8 R_th) - -Usually unachievable due to topological constraints! -``` - -### Lesson 5: Direct Measurement - -**Alternative to Thévenin:** -- Keep full coupled model -- Measure power in spark directly -- Sweep R, find maximum -- Slower but handles nonlinearity - -**Best practice:** -- Use Thévenin for exploration -- Validate with direct measurement - -### Lesson 6: Frequency Tracking - -**Critical principle:** -``` -For each R value, retune to loaded pole frequency! -``` - -**Why:** -- Loading changes C_sh → shifts resonance -- Typical shift: 10-30 kHz for medium sparks -- Fixed-frequency comparison measures detuning, not matching - -**Loaded frequency:** -``` -f_loaded = f₀ × √(C_total,0 / C_total,loaded) - -C_total,loaded = C_total,0 + C_sh -``` - -**DRSSTC modes:** -- Fixed frequency: Simple, but detunes with loading -- PLL tracking: Optimal, adapts in real-time -- Programmed sweep: Compromise - -## Comprehensive Design Exercise - -**Scenario:** You're optimizing a medium DRSSTC for a 3-foot spark target. - -**Given System Parameters:** -- Operating frequency: f ≈ 190 kHz (to be refined) -- Topload: C_topload = 30 pF (measured) -- Target spark: 3 feet -- FEMM analysis gives: C_mut = 9 pF for 3-foot spark -- Secondary stray capacitance: C_stray = 5 pF -- Thévenin measurement (unloaded): Z_th = 105 - j2100 Ω at 200 kHz, V_th = 320 kV - -**Your tasks:** Work through the complete optimization workflow. - ---- - -### Task 1: Estimate Spark Capacitance - -Using the 2 pF/foot rule: - -**Question 1a:** What is C_sh for a 3-foot spark? - -**Question 1b:** What is the total secondary capacitance (unloaded)? - -**Question 1c:** What is the total capacitance with the 3-foot spark? - ---- - -### Task 2: Calculate Loaded Frequency - -**Question 2a:** If unloaded resonance is f₀ = 200 kHz, calculate the loaded resonance frequency with the 3-foot spark. - -**Question 2b:** What is the frequency shift Δf? - -**Question 2c:** If you operated at fixed f = 200 kHz (unloaded resonance), how detuned would you be? Express as a percentage of the original frequency. - ---- - -### Task 3: Determine Optimal Resistances - -**Question 3a:** Calculate R_opt_power at the loaded frequency (use result from Task 2). - -**Question 3b:** Calculate R_opt_phase at the loaded frequency. - -**Question 3c:** What is the ratio R_opt_power / R_opt_phase? - -**Question 3d:** Calculate the capacitance ratio r = C_mut / C_sh. - -**Question 3e:** Calculate the minimum achievable phase angle φ_Z,min. Can this system achieve -45°? - ---- - -### Task 4: Build Lumped Spark Model - -**Question 4a:** Draw the lumped spark circuit showing R, C_mut, and C_sh. Label all component values, using R = R_opt_power from Task 3a. - -**Question 4b:** Calculate the spark admittance Y_spark at the loaded frequency. Express in rectangular form (G + jB). - -**Question 4c:** Convert Y_spark to impedance Z_spark. Express in both polar and rectangular forms. - -**Question 4d:** Verify that the phase angle matches expectations from the topological constraint. - ---- - -### Task 5: Predict Performance with Thévenin - -Now use the Thévenin equivalent to predict performance. Adjust Z_th for the loaded frequency: - -**Note:** Z_th changes with frequency. For this exercise, assume: -- Z_th ≈ 108 - j2050 Ω at f_loaded (slightly adjusted from 200 kHz value) -- V_th ≈ 320 kV (approximately constant near resonance) - -**Question 5a:** Calculate the total impedance Z_total = Z_th + Z_spark. - -**Question 5b:** Calculate the current through the spark. - -**Question 5c:** Calculate the voltage across the spark. - -**Question 5d:** Calculate the real power dissipated in the spark. - -**Question 5e:** What percentage of V_th appears across the spark? Why is this ratio so high? - ---- - -### Task 6: Compare to Theoretical Maximum - -**Question 6a:** What load impedance would give conjugate match? - -**Question 6b:** Calculate P_max (maximum theoretical power with conjugate match). - -**Question 6c:** What percentage of P_max is actually delivered to the spark (from Task 5d)? - -**Question 6d:** Explain physically why the actual power is so much less than P_max. Why can't we achieve conjugate match? - ---- - -### Task 7: Frequency Tracking Impact - -Suppose you made a mistake and measured power at fixed f = 200 kHz instead of the loaded frequency. - -**Question 7a:** Estimate the voltage penalty factor. Assume Q_loaded ≈ 40 and use: -``` -Voltage_ratio ≈ 1 / √[1 + (2Q × Δf/f)²] -``` - -**Question 7b:** How much would the measured power differ from the correctly tracked measurement? - -**Question 7c:** If you compared three different spark resistances at fixed f = 200 kHz, would you correctly identify R_opt_power? Why or why not? - ---- - -### Task 8: Self-Optimization Analysis - -**Question 8a:** Suppose the spark initially forms with R = 150 kΩ (cold streamer). Describe qualitatively what happens over the next 5-10 ms as the plasma heats up. Include R, T, σ, and P in your description. - -**Question 8b:** Why does the plasma naturally evolve toward R ≈ R_opt_power? - -**Question 8c:** If the calculated R_opt_power = 55 kΩ but physical limits give R_min = 80 kΩ, what would happen? Would the plasma reach R_opt_power? - -**Question 8d:** In burst mode with 50 μs pulses, would you expect the plasma to reach R_opt_power? Explain using thermal time constants. - ---- - -### Task 9: Alternative Measurement Validation - -You decide to validate your Thévenin results with direct power measurement. - -**Question 9a:** Describe the simulation setup for direct measurement. What components are included? What is varied? - -**Question 9b:** You sweep R from 20 kΩ to 120 kΩ. For each R value, should you: -- (A) Measure at fixed f = 200 kHz? -- (B) Sweep frequency to find loaded pole, then measure? - -Explain your choice. - -**Question 9c:** The direct measurement gives P_max at R = 58 kΩ, while your calculation gave R_opt_power = 55 kΩ. Is this agreement acceptable? What might explain the small difference? - ---- - -### Task 10: Design Recommendations - -Based on your analysis, provide design recommendations: - -**Question 10a:** What operating frequency should the DRSSTC use when driving this spark? - -**Question 10b:** Should the drive use fixed frequency or frequency tracking? Justify your recommendation. - -**Question 10c:** If using fixed frequency, what single frequency would you choose to balance unloaded and loaded operation? - -**Question 10d:** What power level should the primary tank be designed to deliver (approximately)? - -**Question 10e:** If you wanted a 4-foot spark instead, qualitatively describe how C_sh, f_loaded, R_opt_power, and delivered power would change. - ---- - -## Troubleshooting Common Errors - -### Error 1: "My calculated R_opt doesn't match simulation!" - -**Possible causes:** -- Forgot to account for loaded frequency (used unloaded f₀) -- Used wrong capacitance values (forgot C_stray or miscounted C_sh) -- Simulation measured at wrong port (I_base instead of I_spark) -- Simulation didn't converge properly - -**How to check:** -- Verify C_total = C_topload + C_stray + C_sh -- Verify ω = 2πf_loaded (not f₀!) -- Plot power vs R to visually confirm peak location -- Check simulation settings and convergence - -### Error 2: "Power is much lower than expected!" - -**Possible causes:** -- Operating at wrong frequency (detuned) -- High losses in simulation (R_th too large) -- Incorrect power measurement (forgot factor of 0.5, or using wrong current) -- Displacement currents included in measurement - -**How to check:** -- Verify frequency matches loaded pole -- Check Z_th extraction (is R_th reasonable? 10-100 Ω typical) -- Verify power formula: P = 0.5 × I² × R for peak phasors -- Measure current through R specifically, not total base current - -### Error 3: "Phase angle doesn't match theory!" - -**Possible causes:** -- Using unloaded frequency instead of loaded -- Incorrect capacitance ratio calculation -- Measurement includes other components (not just spark) -- Non-ideal behavior (resistance not purely in parallel with C_mut) - -**How to check:** -- Recalculate r = C_mut/C_sh carefully -- Verify φ_Z,min = -atan(2√[r(1+r)]) -- Check measurement port (topload to ground, not base) -- Consider more complex model if simple lumped model doesn't fit - -### Error 4: "Conjugate match power is impossibly high!" - -**This is normal!** For Tesla coils: -- Z_th has low R_th (10-100 Ω) -- P_max = V_th²/(8R_th) can be tens or hundreds of MW -- Sparks cannot achieve conjugate match (topological constraints) -- Actual power is typically 0.01% to 1% of P_max - -**Not an error** - just shows extreme impedance mismatch is fundamental to Tesla coil operation. - -## Key Formulas Reference - -### Optimal Resistances -``` -R_opt_power = 1 / [ω(C_mut + C_sh)] -R_opt_phase = 1 / [ω√(C_mut(C_mut + C_sh))] -φ_Z,min = -atan(2√[r(1+r)]) where r = C_mut/C_sh -``` - -### Thévenin Equivalent -``` -Z_th = 1V / I_test (drive OFF, 1V test source) -V_th = V_topload (drive ON, no load) -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -P_max = |V_th|² / (8 R_th) -``` - -### Frequency Tracking -``` -C_total,loaded = C_total,0 + C_sh -f_loaded = f₀ √(C_total,0 / C_total,loaded) -C_sh ≈ 2 pF/foot for typical sparks -``` - -### Lumped Model -``` -Y_spark = [(G + jωC_mut) × jωC_sh] / [G + jω(C_mut + C_sh)] -where G = 1/R -``` - -### Power Measurement -``` -P = 0.5 × |I|² × Re{Z} (peak phasors) -P = 0.5 × Re{V × I*} (complex power) -``` - -## Practice Problems - Solutions in Appendix - -### Problem Set A: Quick Calculations - -**A1.** Calculate R_opt_power for f = 180 kHz, C_mut = 7 pF, C_sh = 9 pF. - -**A2.** A spark has r = 1.5. Calculate φ_Z,min. Can it achieve -45°? - -**A3.** Z_th = 92 - j1950 Ω, V_th = 290 kV. Calculate P_max. - -**A4.** Unloaded f₀ = 205 kHz, C₀ = 32 pF. A 3.5-foot spark appears. Calculate f_loaded. - -**A5.** At f = 190 kHz with Q = 60, you're detuned by Δf = +8 kHz. Estimate the voltage penalty. - -### Problem Set B: Integration Problems - -**B1.** Complete Thévenin analysis: -- Z_th = 115 - j2300 Ω, V_th = 340 kV -- Spark: C_mut = 8 pF, C_sh = 5 pF, R = 65 kΩ, f = 188 kHz -- Find: Current, voltage, power, compare to R_opt_power - -**B2.** Optimization with tracking: -- f₀ = 198 kHz unloaded, C₀ = 28 pF -- Test R = 40k, 60k, 80k with C_sh = 6 pF, C_mut = 9 pF -- Calculate f_loaded for each R -- Which R is closest to R_opt_power? - -**B3.** Self-optimization timeline: -- R_opt_power = 70 kΩ, spark forms at R = 200 kΩ -- Sketch R(t), P(t), T(t) vs time from t = 0 to 15 ms -- Label key phases: initial, runaway, approach, equilibrium - -### Problem Set C: Design Challenges - -**C1.** Design matching for 4-foot target: -- Given: f = 185 kHz, C_topload = 35 pF, C_stray = 6 pF -- Determine: C_sh, C_total, f_loaded, R_opt_power, R_opt_phase -- Build lumped model and calculate Z_spark - -**C2.** Frequency tracking implementation: -- Coil operates 170-210 kHz range -- Sparks vary from 2 to 5 feet -- Calculate frequency range needed -- Recommend: fixed frequency, PLL, or sweep? - -**C3.** Troubleshooting: -- Simulation shows maximum power at R = 45 kΩ -- Analytical R_opt_power = 62 kΩ -- What could explain the discrepancy? List 3 possible causes and how to verify each. - ---- - -## Transition to Part 3 - -You now have a complete toolkit for optimization and power transfer analysis: -- Understanding the two critical resistances -- Physical self-optimization mechanism -- Thévenin equivalent extraction and use -- Direct measurement validation -- Frequency tracking principles - -**Part 3** builds on this foundation to explore: -- Spark growth physics and field requirements -- FEMM modeling for capacitance extraction -- Energy budgets and growth rates -- Voltage vs power limits -- Complete growth simulations - -The optimization techniques from Part 2 combine with the growth physics of Part 3 to enable **full spark length prediction**. - ---- - -## Key Takeaways - -- **Two optimizations:** R_opt_power (max power) and R_opt_phase (min phase) are different -- **Self-optimization:** Plasma naturally seeks R ≈ R_opt_power via thermal feedback -- **Thévenin method:** Extract once, predict any load instantly -- **Direct measurement:** Slower but handles nonlinearity, good for validation -- **Frequency tracking is critical:** Must retune for each load to avoid detuning errors -- **Topological constraints:** Most Tesla coils cannot achieve -45°, inherently capacitive -- **Conjugate match unachievable:** Sparks operate far from theoretical maximum power -- **Complete workflow:** Capacitance → frequency → R_opt → lumped model → power prediction - -## Practice - -{exercise:opt-ex-07} - -Work through the Comprehensive Design Exercise (Tasks 1-10) completely. Show all calculations and reasoning. Compare your results with the solutions appendix. - ---- -**Next Section:** [Part 3: Spark Growth Physics and FEMM Modeling](../../03-spark-physics/01-electric-fields.md) diff --git a/spark-lessons/lessons/03-spark-physics/01-field-thresholds.md b/spark-lessons/lessons/03-spark-physics/01-field-thresholds.md deleted file mode 100644 index 3140b0a..0000000 --- a/spark-lessons/lessons/03-spark-physics/01-field-thresholds.md +++ /dev/null @@ -1,263 +0,0 @@ ---- -id: phys-01 -title: "Electric Field Thresholds for Breakdown" -section: "Spark Growth Physics" -difficulty: "intermediate" -estimated_time: 35 -prerequisites: ["fund-07", "opt-07"] -objectives: - - Understand the electric field requirements for air breakdown - - Calculate average and tip electric fields from voltage and geometry - - Apply tip enhancement factors to predict spark inception - - Determine when sparks can continue growing vs when they stall -tags: ["electric-field", "breakdown", "tip-enhancement", "E-field", "threshold"] ---- - -# Electric Field Thresholds for Breakdown - -Understanding electric fields is fundamental to predicting spark behavior. A spark will only initiate and grow when the electric field strength exceeds specific thresholds. This lesson covers the critical field values and how to calculate them. - -## Electric Field Basics - -**Definition:** The electric field E is force per unit charge: - -``` -E = F/q [units: N/C or V/m] -``` - -The electric field is related to voltage through the gradient: - -``` -E = -dV/dx (field is voltage gradient) -``` - -For a uniform field between parallel plates: - -``` -E ≈ V/d (voltage divided by distance) -``` - -**Critical insight:** The field at a spark tip is NOT uniform - it is concentrated by the sharp geometry. - -## Breakdown Field Thresholds - -Two key field thresholds govern spark behavior: - -### E_inception: Initial Breakdown Field - -**E_inception** is the field required to initiate breakdown from a smooth electrode: - -``` -E_inception ≈ 2-3 MV/m (at sea level, dry air) -``` - -**Physical process:** -1. Natural cosmic rays create seed electrons -2. Strong field accelerates these electrons -3. High-energy electrons collide with air molecules -4. Collisions ionize more atoms (avalanche breakdown) -5. Breakdown begins when ionization exceeds losses - -### E_propagation: Sustained Growth Field - -**E_propagation** is the field required to sustain spark growth after initiation: - -``` -E_propagation ≈ 0.4-1.0 MV/m (for leader propagation) -``` - -**Why is E_propagation < E_inception?** -- The channel is already partially ionized -- Hot gas is easier to ionize than cold air -- Photoionization helps (UV from plasma creates seed electrons ahead) -- Thermal effects reduce the energy barrier - -### Environmental Effects - -Field thresholds vary with atmospheric conditions: - -**Altitude effects:** -- Lower air density → lower E_threshold -- Variation: ±20-30% from sea level to moderate altitude -- Higher altitude → easier breakdown (less air to ionize) - -**Humidity effects:** -- Water vapor changes breakdown characteristics -- Typical variation: ~10% -- Complex effects: water molecules have different ionization energy - -**Temperature effects:** -- Affects air density -- Small effect compared to altitude/humidity - -## Tip Enhancement Factor (κ) - -Sharp tips concentrate the electric field dramatically. The **tip enhancement factor** κ quantifies this concentration: - -``` -E_tip = κ × E_average - -where: - E_average = V/L (voltage divided by spark length) - κ = enhancement factor ≈ 2-5 typical -``` - -### Physical Origin of Enhancement - -**Why do tips concentrate field?** -1. Charge accumulates at sharp points (boundary condition) -2. Field lines must be perpendicular to conductor surfaces -3. Closer spacing of equipotential lines near high curvature -4. Smaller radius of curvature → higher κ - -**Typical values:** -- Smooth sphere: κ ≈ 1.0 (no enhancement) -- Mild tip (radius ~cm): κ ≈ 2-3 -- Sharp tip (radius ~mm): κ ≈ 3-5 -- Very sharp needle: κ ≈ 5-10 - -**FEMM calculates E_tip directly** from geometry and voltage, eliminating the need to estimate κ. - -## Growth Criterion - -A spark continues growing when: - -``` -E_tip > E_propagation -``` - -**When growth stalls:** - -``` -If E_tip < E_propagation: - - Growth stalls - - Spark cannot extend further - - System is "voltage-limited" - - More power doesn't help without more voltage -``` - -**Practical implications:** -- Small topload → lower voltage → shorter maximum length -- Long target spark requires higher voltage to maintain E_tip -- Enhancement factor κ helps by concentrating field at tip -- But κ decreases as tip becomes less sharp - ---- - -## WORKED EXAMPLE 3.1: Field Calculation - -**Given:** -- Spark length: L = 1.5 m -- Topload voltage: V_top = 400 kV -- Tip enhancement: κ = 3.5 (from FEMM or estimate) - -**Find:** -(a) Average field -(b) Tip field -(c) Can spark grow if E_propagation = 0.6 MV/m? - -### Solution - -**Part (a): Average field** - -``` -E_average = V_top / L - = 400×10³ V / 1.5 m - = 267 kV/m - = 0.267 MV/m -``` - -**Part (b): Tip field** - -``` -E_tip = κ × E_average - = 3.5 × 0.267 MV/m - = 0.93 MV/m -``` - -**Part (c): Compare to threshold** - -``` -E_tip = 0.93 MV/m -E_propagation = 0.6 MV/m - -E_tip > E_propagation ✓ - -Yes, spark can continue growing. -Safety margin: 0.93/0.6 = 1.55× above threshold -``` - -**If voltage drops to 300 kV:** - -``` -E_average = 300 kV / 1.5 m = 0.2 MV/m -E_tip = 3.5 × 0.2 = 0.7 MV/m - -Still above 0.6 MV/m, but margin reduced to 1.17× -``` - -**If voltage drops to 250 kV:** - -``` -E_average = 250 kV / 1.5 m = 0.167 MV/m -E_tip = 3.5 × 0.167 = 0.58 MV/m - -Below 0.6 MV/m - growth stalls! -``` - -**Key insight:** Even moderate voltage reduction can cause growth to stall. Maintaining adequate voltage throughout the ramp is critical for long sparks. - ---- - -## Visual Understanding: Field Enhancement - -Imagine two scenarios: - -**LEFT: Uniform field (parallel plates)** -- Two flat plates with voltage V between them -- Evenly spaced field lines (vertical) -- Formula: E = V/d (constant everywhere) -- No enhancement: κ = 1 - -**RIGHT: Point-to-plane (spark geometry)** -- Spherical topload at top (voltage V) -- Sharp spark tip pointing down -- Ground plane at bottom -- Field lines: - - Sparse near topload (low field density) - - Highly concentrated at tip (high field density) - - Spread out below tip -- Color gradient showing field strength: - - Blue (low field) far from tip - - Red (high field) at tip -- E_average = V/L along spark -- E_tip at very tip (red zone) -- Enhancement: E_tip = κ × E_average, κ = 2-5 - -**Field vs distance from tip:** Sharp peak at tip, drops rapidly with distance, approaches E_average far from tip. - -{image:field-enhancement-comparison} - ---- - -## Key Takeaways - -- **E_inception ≈ 2-3 MV/m**: Required to start breakdown from smooth surface -- **E_propagation ≈ 0.4-1.0 MV/m**: Required to sustain spark growth (lower than inception) -- **Tip enhancement**: E_tip = κ × E_average, where κ ≈ 2-5 for typical geometries -- **Growth criterion**: Spark grows when E_tip > E_propagation, stalls when E_tip < E_propagation -- **Environmental effects**: Altitude and humidity affect thresholds by ±20-30% -- **FEMM advantage**: Directly computes E_tip from geometry, no need to estimate κ - -## Practice - -{exercise:phys-ex-01} - -**Problem 1:** A 0.8 m spark has V_top = 280 kV and κ = 4. Calculate E_tip. If E_propagation = 0.5 MV/m, can it grow? - -**Problem 2:** A spark stalls at 2.0 m length with V_top = 500 kV and κ = 3. Estimate E_propagation for these conditions. - -**Problem 3:** Why is E_inception > E_propagation? Explain the physical difference in 2-3 sentences. - ---- -**Next Lesson:** [Voltage-Limited Length](02-voltage-limits.md) diff --git a/spark-lessons/lessons/03-spark-physics/02-voltage-limits.md b/spark-lessons/lessons/03-spark-physics/02-voltage-limits.md deleted file mode 100644 index 8eadf3a..0000000 --- a/spark-lessons/lessons/03-spark-physics/02-voltage-limits.md +++ /dev/null @@ -1,275 +0,0 @@ ---- -id: phys-02 -title: "Maximum Voltage-Limited Length" -section: "Spark Growth Physics" -difficulty: "intermediate" -estimated_time: 30 -prerequisites: ["phys-01", "opt-07"] -objectives: - - Understand what causes voltage-limited spark growth - - Calculate maximum achievable spark length for given voltage - - Use FEMM to compute tip fields for realistic geometries - - Recognize when more power cannot help extend sparks -tags: ["voltage-limit", "FEMM", "E-field", "maximum-length", "altitude"] ---- - -# Maximum Voltage-Limited Length - -Even with unlimited power, a spark cannot grow indefinitely. The maximum length is determined by the **voltage-limited condition**: when the tip field drops below the propagation threshold, growth stalls regardless of available power. - -## The Voltage-Limited Condition - -A spark is **voltage-limited** when: - -``` -E_tip < E_propagation -``` - -Under this condition: -- Field at tip is too weak to sustain ionization -- Spark cannot extend further -- Growth rate: dL/dt = 0 (stalled) -- More power doesn't help (without more voltage) -- Common scenario: small topload, long target length - -**Contrast with power-limited:** -- E_tip > E_propagation (field is adequate) -- But P_stream < ε × (dL/dt)_desired -- Spark grows slowly or stalls before reaching potential -- More voltage doesn't help (without more power) -- Common scenario: high-Q coils, weak drive - -## Calculating Maximum Length - -The maximum voltage-limited length L_max occurs when: - -``` -E_tip(V_top, L_max) = E_propagation -``` - -Using the tip enhancement approximation: - -``` -κ × (V_top / L_max) = E_propagation - -Solving for L_max: -L_max = κ × V_top / E_propagation -``` - -**Important caveats:** -- This assumes κ remains constant (simplification) -- Reality: κ decreases as spark grows and tip becomes less sharp -- Capacitive voltage division reduces V_tip (covered in Lesson 07) -- Best accuracy: use FEMM to compute E_tip(V_top, L) iteratively - -### FEMM Field Computation - -**Finite Element Method Magnetics (FEMM)** provides accurate field calculations: - -**Workflow:** -1. Define geometry (topload, spark channel, ground) -2. Set boundary conditions (V_top on topload, 0V on ground) -3. Mesh and solve Laplace's equation (∇²V = 0) -4. Extract E_tip at spark endpoint -5. Check: E_tip ≥ E_propagation? - -**Advantages over analytical formulas:** -- Accounts for realistic topload geometry (toroids, spheres) -- Includes ground plane proximity effects -- Automatically computes κ from geometry -- Handles multiple conductors and complex shapes - -**Iterative approach for L_max:** -``` -1. Start with initial guess: L = L_guess -2. Run FEMM with topload at V_top and spark length L -3. Extract E_tip from FEMM results -4. Compare E_tip to E_propagation: - - If E_tip > E_propagation: try longer L - - If E_tip < E_propagation: try shorter L -5. Repeat until E_tip ≈ E_propagation (within tolerance) -6. Result: L_max -``` - -## Altitude and Environmental Effects - -The propagation threshold E_propagation varies with environmental conditions: - -### Altitude Effects - -**Lower air density at higher altitude:** - -``` -ρ_air ∝ exp(-h/H) where H ≈ 8.5 km (scale height) - -E_propagation ∝ ρ_air - -Typical variation: ±20-30% from sea level to moderate altitude -``` - -**Practical implications:** -- At 1500 m elevation: E_propagation reduced by ~15% -- Same voltage produces ~15% longer sparks -- Important for coilers at altitude to adjust expectations - -**Example:** -``` -Sea level (ρ = 1.0): E_propagation = 0.6 MV/m -1500 m (ρ ≈ 0.85): E_propagation ≈ 0.51 MV/m - -For V_top = 400 kV, κ = 3: -Sea level: L_max = 3 × 400 kV / 0.6 MV/m = 2.0 m -1500 m: L_max = 3 × 400 kV / 0.51 MV/m = 2.35 m (17% longer) -``` - -### Humidity Effects - -**Water vapor changes breakdown characteristics:** -- Typical variation: ~10% -- Less significant than altitude -- Complex dependency on partial pressure - -### Temperature Effects - -**Affects air density:** -- ρ_air ∝ 1/T (ideal gas law) -- Small effect: ~10-15% from winter to summer -- Usually overshadowed by altitude effects - -## Common Misconceptions - -**Misconception 1:** "More power always makes longer sparks" - -**Reality:** If voltage-limited, adding power just makes the spark brighter/hotter but not longer. Both adequate voltage AND adequate power are required. - -**Misconception 2:** "κ is constant for a given coil" - -**Reality:** κ changes as the spark grows. Initial sharp tip has high κ, but as spark extends and tip becomes less defined, κ decreases. This further limits maximum length. - -**Misconception 3:** "Small topload is fine if I have enough power" - -**Reality:** Small topload limits maximum voltage capability. Even unlimited power cannot overcome voltage limitation from inadequate topload capacitance. - ---- - -## WORKED EXAMPLE: Maximum Length Calculation - -**Given:** -- Topload voltage capability: V_top_max = 500 kV -- Tip enhancement factor: κ = 3.2 (estimated for this geometry) -- Propagation threshold: E_propagation = 0.7 MV/m (sea level) -- Same coil operated at 1500 m altitude - -**Find:** -(a) Maximum spark length at sea level -(b) Maximum spark length at 1500 m (assume E_propagation reduced by 15%) -(c) Voltage required for 3 m spark at sea level - -### Solution - -**Part (a): Sea level maximum length** - -``` -L_max = κ × V_top_max / E_propagation - = 3.2 × 500 kV / 0.7 MV/m - = 3.2 × 500×10³ V / (0.7×10⁶ V/m) - = 1600 kV / 700 kV/m - = 2.29 m - -Maximum spark length ≈ 2.3 m -``` - -**Part (b): 1500 m altitude** - -At altitude, E_propagation reduced by 15%: - -``` -E_propagation(1500m) = 0.7 MV/m × 0.85 = 0.595 MV/m - -L_max = 3.2 × 500 kV / 0.595 MV/m - = 1600 kV / 595 kV/m - = 2.69 m - -Maximum spark length ≈ 2.7 m (17% longer than sea level) -``` - -**Part (c): Voltage for 3 m at sea level** - -Rearrange the equation: - -``` -V_required = E_propagation × L_target / κ - = 0.7 MV/m × 3 m / 3.2 - = 2.1 MV / 3.2 - = 0.656 MV - = 656 kV - -Need 656 kV to reach 3 m at sea level -This exceeds V_top_max = 500 kV -Therefore 3 m is not achievable with current topload -``` - -**Conclusion:** To reach 3 m at sea level, need to: -- Increase topload size (higher voltage capability), OR -- Operate at altitude (lower E_propagation), OR -- Improve tip enhancement (sharper geometry, higher κ) - ---- - -## FEMM Tutorial Concept - -While detailed FEMM usage is beyond this lesson, here's the conceptual workflow: - -**Problem setup (axisymmetric):** -``` -Geometry in r-z coordinates: -- Toroid: major radius 20 cm, minor radius 7 cm, center at z = 0 -- Spark: cylinder radius 1 mm, extends from toroid to length L -- Ground plane: large disk at z = -L - 30 cm -- Outer boundary: large box (r = 150 cm, z = ±200 cm) - -Materials: -- Air everywhere (ε_r = 1.0) - -Boundaries: -- r = 0: Axisymmetric boundary (symmetry axis) -- Outer box: V = 0 V (Dirichlet, grounded far field) -- Topload surface: V = V_top -- Ground plane: V = 0 V - -Solve: -- Laplace equation: ∇²V = 0 -- Extract E_tip at spark endpoint -``` - -**Reading results:** -- FEMM displays field magnitude |E| as color contours -- Highest concentration (red) at spark tip -- Extract numerical value at tip location -- Compare to E_propagation threshold - -{image:femm-field-plot-example} - ---- - -## Key Takeaways - -- **Voltage-limited**: Growth stalls when E_tip < E_propagation, regardless of available power -- **Maximum length**: L_max ≈ κ × V_top / E_propagation (simplified formula) -- **FEMM accuracy**: Finite element analysis accounts for realistic geometry and provides E_tip directly -- **Altitude benefit**: Lower air density reduces E_propagation by ~20-30%, enabling longer sparks -- **Design implication**: Both adequate voltage AND adequate power are necessary for target length -- **κ is not constant**: Tip enhancement decreases as spark grows, further limiting length - -## Practice - -{exercise:phys-ex-02} - -**Problem 1:** A coil has V_top = 350 kV, κ = 3.5, and E_propagation = 0.6 MV/m. Calculate L_max. If operating at 2000 m altitude (E_propagation reduced 20%), what is the new L_max? - -**Problem 2:** FEMM simulation shows E_tip = 0.55 MV/m for a 2.5 m spark at V_top = 450 kV. If E_propagation = 0.6 MV/m, what happens? Estimate the maximum length this voltage can support if κ ≈ 3. - -**Problem 3:** Explain why having 100 kW of available power doesn't guarantee a 3 m spark if the topload can only reach 400 kV. Use the concepts of voltage-limited vs power-limited growth. - ---- -**Next Lesson:** [Energy Per Meter Concept](03-energy-per-meter.md) diff --git a/spark-lessons/lessons/03-spark-physics/03-energy-per-meter.md b/spark-lessons/lessons/03-spark-physics/03-energy-per-meter.md deleted file mode 100644 index d734e39..0000000 --- a/spark-lessons/lessons/03-spark-physics/03-energy-per-meter.md +++ /dev/null @@ -1,359 +0,0 @@ ---- -id: phys-03 -title: "Energy Per Meter Concept" -section: "Spark Growth Physics" -difficulty: "intermediate" -estimated_time: 40 -prerequisites: ["phys-01", "phys-02"] -objectives: - - Understand the concept of energy per meter (ε) for spark growth - - Apply the growth rate equation dL/dt = P/ε - - Calculate total energy and average power for target spark length - - Recognize the difference between theoretical minimum and practical ε values -tags: ["energy-per-meter", "epsilon", "growth-rate", "power", "ionization"] ---- - -# Energy Per Meter Concept - -Extending a spark requires energy. Surprisingly, the energy needed is approximately **constant per unit length**, regardless of how long the spark already is. This fundamental concept enables practical spark growth modeling. - -## The Energy Per Meter Parameter (ε) - -**Definition:** ε (epsilon) is the energy required to extend a spark by one meter. - -``` -Energy to grow from L₁ to L₂: -ΔE ≈ ε × (L₂ - L₁) [Joules] - -where ε has units [J/m] -``` - -**Key characteristics:** -- Approximately constant for a given operating mode -- Independent of current spark length (first-order approximation) -- Depends strongly on operating regime (QCW vs burst) -- Empirical parameter that must be calibrated per coil - -**Why is this useful?** -- Simple relationship: energy scales linearly with length -- Easy to calculate power requirements -- Enables growth rate predictions -- Separates voltage limit (field) from power limit (energy) - -## What Does ε Include? - -The energy per meter is **NOT** just the ionization energy. It includes all energy processes: - -### 1. Initial Ionization -Breaking molecular bonds to create ions and free electrons: -``` -E_ionize ≈ 15 eV per molecule -``` - -### 2. Heating to Operating Temperature -Raising channel temperature from ambient to 5,000-20,000 K: -``` -E_thermal = m × c_p × ΔT -``` - -### 3. Work Against Pressure -Expanding the channel against atmospheric pressure: -``` -E_expansion = P × ΔV -``` - -### 4. Radiation Losses -Emitted light, UV, infrared, and RF: -``` -E_radiation = ∫ σ T⁴ dA dt (blackbody + line emission) -``` - -### 5. Branching Losses -Energy wasted in short branches that don't contribute to main channel: -``` -E_branching = ε × L_branches (failed growth attempts) -``` - -### 6. General Inefficiencies -Non-productive heating, turbulence, and other losses: -``` -E_losses = various mechanisms -``` - -**Result:** Practical ε is 20-300× larger than theoretical ionization minimum! - -## Theoretical Minimum Energy - -Let's estimate the absolute minimum energy needed for ionization alone: - -**Given:** -- Ionization energy per molecule: ~15 eV -- Air density: n ≈ 2.5×10²⁵ molecules/m³ -- Channel diameter: d = 1 mm (typical) -- Length increment: ΔL = 1 m - -**Calculation:** - -``` -Volume of 1 m channel: -V = π(d/2)² × L = π(0.5×10⁻³)² × 1 = 7.85×10⁻⁷ m³ - -Number of molecules: -N = n × V = 2.5×10²⁵ × 7.85×10⁻⁷ = 1.96×10¹⁹ molecules - -Energy to ionize: -E_min = N × 15 eV × (1.6×10⁻¹⁹ J/eV) - = 1.96×10¹⁹ × 15 × 1.6×10⁻¹⁹ - = 0.47 J/m - -Theoretical minimum: ε_theory ≈ 0.3-0.5 J/m -``` - -**Why is practical ε so much higher?** - -Compare to real values: -- QCW: ε ≈ 5-15 J/m (10-30× theoretical) -- Burst mode: ε ≈ 30-100 J/m (60-200× theoretical) - -The difference accounts for: -- Heating to high temperature (major contribution) -- Radiation losses (visible light alone is significant) -- Expansion work (pushing air aside) -- Branching inefficiency (many failed paths) -- Re-ionization (especially in pulsed modes) - -## The Growth Rate Equation - -When the field threshold is met (E_tip > E_propagation), the growth rate is determined by power: - -``` -dL/dt = P_stream / ε [m/s] - -where: - P_stream = power delivered to spark [W] - ε = energy per meter [J/m] -``` - -**Physical interpretation:** -- More power → faster growth -- Higher ε (inefficiency) → slower growth for same power -- Linear relationship: double power → double growth rate - -**When growth stops:** - -``` -If E_tip < E_propagation: - dL/dt = 0 (stalled) - -Cannot grow regardless of available power -(voltage-limited condition) -``` - -### Predicting Growth Time - -For constant power during ramp: - -``` -Growth rate: dL/dt = P_stream / ε - -Integrating: L(t) = (P_stream / ε) × t - -Time to reach target length: -T = ε × L_target / P_stream -``` - -**More realistic scenario:** Power changes as spark grows (loading changes): - -``` -T = ∫₀^L_target (ε / P_stream(L)) dL - -Requires simulation or numerical integration -``` - ---- - -## WORKED EXAMPLE 3.2: Energy Budget - -**Given:** -- Target spark length: L = 2 m -- Operating mode: QCW with ε = 10 J/m -- Growth time: T = 12 ms - -**Find:** -(a) Total energy required -(b) Average power required -(c) If 80 kW is available, what changes? - -### Solution - -**Part (a): Total energy** - -``` -E_total = ε × L - = 10 J/m × 2 m - = 20 J -``` - -Remarkably modest! Only 20 J to create a 2 m spark. - -**Part (b): Average power** - -``` -P_avg = E_total / T - = 20 J / 0.012 s - = 1,667 W - ≈ 1.7 kW -``` - -For 12 ms growth, need ~1.7 kW average power. - -**Part (c): With 80 kW available** - -Available power is 80 kW, but only need 1.7 kW! - -``` -Power ratio: 80 kW / 1.7 kW = 47× more than needed -``` - -**Option 1: Grow much faster** -``` -T_min = E_total / P_available - = 20 J / 80,000 W - = 0.00025 s - = 0.25 ms (burst-like growth) -``` - -**Option 2: Grow to longer length (in same 12 ms)** -``` -L_max_power = P_available × T / ε - = 80,000 W × 0.012 s / 10 J/m - = 960 J / 10 J/m - = 96 m (!!) -``` - -**Reality check:** 96 m is absurd! What limits this? - -**Voltage limit kicks in first:** -- Cannot maintain E_tip > E_propagation for 96 m -- Spark stalls at voltage-limited length -- Typical: L_max ≈ 2-4 m for practical topload voltages - -**Key insight:** Tesla coils are almost always **voltage-limited**, not power-limited. Excess power goes into brightening, heating, and branching rather than length. - ---- - -## WORKED EXAMPLE 3.3: Comparing Operating Modes - -**Given:** -- Two coils both deliver P = 50 kW average -- Coil A: QCW mode, ε_A = 8 J/m -- Coil B: Burst mode, ε_B = 50 J/m -- Both operate for T = 10 ms - -**Find:** Which produces longer sparks? - -### Solution - -**Coil A (QCW):** - -``` -L_A = P × T / ε_A - = 50,000 W × 0.010 s / 8 J/m - = 500 J / 8 J/m - = 62.5 m (voltage-limited in practice) -``` - -**Coil B (Burst):** - -``` -L_B = P × T / ε_B - = 50,000 W × 0.010 s / 50 J/m - = 500 J / 50 J/m - = 10 m (still voltage-limited in practice) -``` - -**Comparison:** - -``` -Ratio: L_A / L_B = ε_B / ε_A = 50/8 = 6.25× - -QCW coil produces 6.25× longer sparks for same power! -``` - -**Practical reality:** -- Both limited by voltage before reaching these lengths -- But ratio still applies: QCW gives much better length efficiency -- Coil A might reach 2.5 m while Coil B reaches 0.4 m -- Burst mode wastes energy on brightness and branching - -**Why choose burst mode then?** -- Spectacular brightness and branches (visual appeal) -- Higher peak current (electromagnetic effects) -- Simpler drive electronics -- Better for musical/modulated output -- Different aesthetic goals than pure length - ---- - -## Power-Limited vs Voltage-Limited - -Understanding the interplay between power and voltage limits: - -### Voltage-Limited Condition -``` -E_tip < E_propagation -- Field too weak at tip -- Spark cannot extend -- More power → brighter/hotter, not longer -- Common for Tesla coils -``` - -### Power-Limited Condition -``` -E_tip > E_propagation, but P_stream insufficient -- Field adequate but not enough energy -- Spark grows slowly or stalls before reaching potential -- More voltage doesn't help without more power -- Less common for Tesla coils (usually have excess power) -``` - -### Practical Implications - -**For most Tesla coils:** -1. Design for adequate voltage (large topload, high primary voltage) -2. Ensure sufficient power (but don't need enormous amounts) -3. Optimize ε by choosing appropriate operating mode -4. Accept that voltage limit dominates final length - -**Rule of thumb:** -- If P × T / ε >> L_actual, you're voltage-limited -- If P × T / ε ≈ L_actual, you might be power-limited -- Most coils fall in first category (voltage-limited) - ---- - -## Key Takeaways - -- **ε definition**: Energy per meter [J/m], approximately constant for a given mode -- **Growth rate**: dL/dt = P/ε when field threshold is met -- **Total energy**: E_total ≈ ε × L (linear scaling) -- **Theoretical minimum**: ε_theory ≈ 0.3-0.5 J/m (ionization only) -- **Practical values**: 10-300× higher than theoretical (includes heating, radiation, losses) -- **Operating mode matters**: QCW has low ε (efficient), burst has high ε (inefficient) -- **Voltage limit dominates**: Most Tesla coils have more than enough power, limited by voltage - -## Practice - -{exercise:phys-ex-03} - -**Problem 1:** A burst-mode coil has ε = 60 J/m. To reach L = 1.5 m in a 200 μs pulse, what power is required? Is this realistic? - -**Problem 2:** A QCW coil delivers 30 kW average power for 15 ms with ε = 12 J/m. Calculate: -(a) Total energy delivered -(b) Maximum length if power-limited -(c) If actual length is only 1.8 m, what does this tell you? - -**Problem 3:** Explain why practical ε is 50-100× larger than the theoretical ionization minimum. List at least three major energy sinks. - ---- -**Next Lesson:** [Empirical ε Values](04-empirical-epsilon.md) diff --git a/spark-lessons/lessons/03-spark-physics/04-empirical-epsilon.md b/spark-lessons/lessons/03-spark-physics/04-empirical-epsilon.md deleted file mode 100644 index 6141087..0000000 --- a/spark-lessons/lessons/03-spark-physics/04-empirical-epsilon.md +++ /dev/null @@ -1,404 +0,0 @@ ---- -id: phys-04 -title: "Empirical ε Values and Calibration" -section: "Spark Growth Physics" -difficulty: "intermediate" -estimated_time: 35 -prerequisites: ["phys-03"] -objectives: - - Learn typical ε values for different operating modes - - Understand why QCW, DRSSTC, and burst modes have different ε - - Calibrate ε from experimental measurements - - Apply thermal accumulation effects to refine ε predictions -tags: ["epsilon", "calibration", "QCW", "DRSSTC", "burst-mode", "thermal-accumulation"] ---- - -# Empirical ε Values and Calibration - -The energy per meter (ε) is not a universal constant - it depends strongly on the operating mode. Understanding typical values and calibration methods is essential for accurate spark growth modeling. - -## Typical ε Values by Operating Mode - -### QCW (Quasi-Continuous Wave) - -**ε ≈ 5-15 J/m** - -**Characteristics:** -- Long ramp times: 5-20 ms -- Channel stays hot throughout growth -- Efficient leader formation -- Minimal re-ionization needed -- Each joule efficiently extends length - -**Why low ε (efficient)?** -- Continuous power maintains channel ionization -- Thermal ionization kept active -- Leaders form and persist -- Minimal energy wasted on re-starting - -**Typical coil parameters:** -- Medium-high power: 10-100 kW -- Moderate duty cycle: 1-10% -- Linear voltage ramp -- Long sparks: 2-5+ m - -### Hybrid DRSSTC (Moderate Duty Cycle) - -**ε ≈ 20-40 J/m** - -**Characteristics:** -- Medium pulse lengths: 1-5 ms -- Mix of streamers and leaders -- Some thermal accumulation between pulses -- Moderate efficiency - -**Why moderate ε?** -- Not quite continuous like QCW -- Some cooling between bursts -- Partial re-ionization required -- Both streamer and leader mechanisms active - -**Typical coil parameters:** -- High power: 50-200 kW peak -- Moderate duty cycle: 5-15% -- Partial interrupter control -- Good balance: length and brightness - -### Burst Mode (Hard-Pulsed) - -**ε ≈ 30-100+ J/m** - -**Characteristics:** -- Short pulses: <500 μs typical -- Channel cools between pulses -- Mostly streamers, bright but short -- Must re-ionize repeatedly -- Poor length efficiency - -**Why high ε (inefficient)?** -- Peak power → intense brightening and branching -- Channel cools between bursts (ms timescale) -- Energy dumped into light and heat, not length -- Must restart from cold each time -- High ionization overhead - -**Typical coil parameters:** -- Very high peak power: 100-500+ kW -- Low duty cycle: 0.1-2% -- Bang energy: 10-100+ J per burst -- Short sparks: 0.5-2 m despite high energy - -### Single-Shot Impulse - -**ε ≈ 50-150+ J/m** - -**Characteristics:** -- One-time discharge (capacitor bank) -- No thermal memory from previous events -- All energy must come from single pulse -- Very high ε due to complete inefficiency - -**Why very high ε?** -- Starting from completely cold air -- No accumulated ionization -- Transient streamer formation -- Most energy into flash and noise - -## Physical Explanation for ε Differences - -### QCW Efficiency (Low ε) - -**Energy flow:** -``` -1. Initial streamers form (t = 0) -2. Current flows → Joule heating (t = 0-1 ms) -3. Channel heats → thermal ionization (t = 1-2 ms) -4. Leader forms from base (t = 2-5 ms) -5. Leader maintained by continuous power (t = 5-20 ms) -6. New growth builds on existing hot ionization -7. Minimal wasted energy -``` - -**Result:** Each joule goes into extending the channel, not re-creating what already exists. - -### Burst Inefficiency (High ε) - -**Energy flow:** -``` -1. Pulse creates bright streamer (t = 0-100 μs) -2. Pulse ends, no more power (t = 100 μs) -3. Channel begins cooling (t = 0.1-1 ms) -4. Thermal diffusion and convection cool channel -5. Ionization recombines -6. Next pulse must re-ionize cold gas (t = 1-10 ms) -7. Energy wasted heating the same air repeatedly -``` - -**Result:** Energy into brightening and repeated ionization overhead, not cumulative length. - -### Analogy: Boiling Water - -**Low ε (QCW):** -- Keep burner on continuously -- Maintain simmer (steady state) -- Efficient: minimal energy to maintain temperature - -**High ε (Burst):** -- Pulse burner on/off repeatedly -- Water cools between pulses -- Inefficient: must reheat repeatedly - -## Calibration Procedure - -To calibrate ε for your specific coil: - -### Step 1: Measure Delivered Energy - -**From SPICE simulation:** -``` -E_delivered = ∫ P_spark(t) dt - -where P_spark = instantaneous power to spark -Integration from t = 0 to end of ramp -``` - -**From measurements (if available):** -``` -E_delivered ≈ E_capacitor - E_losses - -where E_capacitor = ½ C_primary V_primary² - E_losses = resistive, core, switching losses -``` - -### Step 2: Measure Final Spark Length - -**Direct measurement:** -- Photograph spark with scale reference -- Measure from topload to tip -- Average over multiple runs (sparks vary!) -- Use median or typical length, not maximum outlier - -**Typical measurement uncertainty:** -- ±10-20% due to spark variability -- Branching makes "length" ambiguous -- Use main channel length - -### Step 3: Calculate ε - -``` -ε = E_delivered / L_final [J/m] - -Example: -E_delivered = 45 J (from SPICE) -L_final = 1.8 m (measured) - -ε = 45 J / 1.8 m = 25 J/m -``` - -### Step 4: Verify and Refine - -**Repeat for different power levels:** -- Change primary voltage or pulse width -- Measure new E_delivered and L_final -- Calculate ε for each run -- Average to get robust estimate - -**Check for consistency:** -- ε should be approximately constant (±30%) -- Large variations indicate: - - Voltage-limited at some power levels - - Thermal accumulation effects - - Operating mode changes - -## Thermal Accumulation Effects - -For more advanced modeling, ε can decrease during long ramps due to thermal accumulation: - -``` -ε(t) = ε₀ / (1 + α × ∫P_stream dt) - -where: - ε₀ = initial energy per meter [J/m] - α = thermal accumulation factor [1/J] - ∫P_stream dt = accumulated energy [J] -``` - -**Physical meaning:** -- As channel heats up, ionization becomes easier -- Less energy needed per meter as temperature rises -- ε decreases with accumulated heating - -**Typical values:** -- ε₀ ≈ 15 J/m (initial, cold start) -- α ≈ 0.01-0.05 [1/J] -- After 50 J accumulated: ε ≈ 15/(1 + 0.03×50) = 6 J/m - -**When to use:** -- Long QCW ramps (>10 ms) -- High accumulated energy (>30 J) -- For short bursts: ε ≈ ε₀ (constant) - -**Simplified model:** -Most practitioners use constant ε for simplicity: -- Choose ε representing average over ramp -- Simpler and usually adequate -- Advanced users can implement ε(t) in simulation - ---- - -## WORKED EXAMPLE: Calibration from Data - -**Given:** -Three experimental runs on a QCW coil: - -| Run | V_primary | E_delivered | L_measured | -|-----|-----------|-------------|------------| -| 1 | 200 V | 25 J | 2.2 m | -| 2 | 250 V | 38 J | 3.1 m | -| 3 | 300 V | 55 J | 4.5 m | - -**Find:** -(a) Calculate ε for each run -(b) Average ε for this coil -(c) Assess consistency - -### Solution - -**Part (a): ε for each run** - -``` -Run 1: ε₁ = E₁ / L₁ = 25 J / 2.2 m = 11.4 J/m -Run 2: ε₂ = E₂ / L₂ = 38 J / 3.1 m = 12.3 J/m -Run 3: ε₃ = E₃ / L₃ = 55 J / 4.5 m = 12.2 J/m -``` - -**Part (b): Average ε** - -``` -ε_avg = (ε₁ + ε₂ + ε₃) / 3 - = (11.4 + 12.3 + 12.2) / 3 - = 12.0 J/m - -Recommended value: ε ≈ 12 J/m -``` - -**Part (c): Consistency assessment** - -``` -Standard deviation: σ ≈ 0.5 J/m -Coefficient of variation: CV = σ/μ = 0.5/12 = 4.2% - -Excellent consistency! (<5% variation) -``` - -**Interpretation:** -- ε is nearly constant across power range -- Coil is NOT voltage-limited in this range -- Pure power-limited growth (field threshold always met) -- Can confidently use ε = 12 J/m for predictions - -**If we saw large variation:** -``` -Example: ε₁ = 10 J/m, ε₂ = 15 J/m, ε₃ = 30 J/m - -This would indicate: -- Run 3 hitting voltage limit (inefficient growth) -- Possible mode transition (streamers vs leaders) -- Need to reassess model assumptions -``` - ---- - -## WORKED EXAMPLE: Predicting Performance Change - -**Given:** -- Current coil: Burst mode, ε = 65 J/m, E_bang = 80 J, L_typical = 1.2 m -- Proposed upgrade: Convert to QCW with ε = 12 J/m, same E_total = 80 J - -**Find:** -(a) Predicted length after QCW conversion -(b) Percentage improvement -(c) Required power for 10 ms ramp - -### Solution - -**Part (a): Predicted QCW length** - -``` -L_QCW = E_total / ε_QCW - = 80 J / 12 J/m - = 6.67 m - -Predicted length ≈ 6.7 m -``` - -**Part (b): Improvement** - -``` -Improvement = (L_QCW - L_burst) / L_burst × 100% - = (6.67 - 1.2) / 1.2 × 100% - = 456% increase in length! - -Or: 6.67/1.2 = 5.6× longer sparks -``` - -**Part (c): Required power** - -``` -For 10 ms ramp: -P_avg = E_total / T_ramp - = 80 J / 0.010 s - = 8,000 W - = 8 kW average - -Peak power higher (depends on waveform) -Typical: P_peak ≈ 1.5-2 × P_avg ≈ 12-16 kW -``` - -**Reality check:** -- 6.7 m prediction assumes NOT voltage-limited -- Actual length limited by topload voltage capability -- Still expect major improvement over burst mode -- Might achieve 3-4 m instead of 6.7 m (voltage limit) - ---- - -## Summary Table: ε by Operating Mode - -| Mode | ε Range [J/m] | Characteristics | Best For | -|------|---------------|-----------------|----------| -| **QCW** | 5-15 | Efficient leaders, long ramps | Maximum length | -| **DRSSTC Hybrid** | 20-40 | Mixed streamers/leaders | Balanced length & brightness | -| **Burst Mode** | 30-100+ | Bright streamers, short pulses | Visual spectacle, music | -| **Single-Shot** | 50-150+ | One-time discharge | Impulse testing, demonstrations | - -**Choosing operating mode:** -- **Goal: Length** → QCW (low ε) -- **Goal: Brightness** → Burst (high peak power) -- **Goal: Music/modulation** → Burst (rapid on/off) -- **Goal: Efficiency** → QCW (low ε, lower losses) - ---- - -## Key Takeaways - -- **QCW: ε ≈ 5-15 J/m** - Most efficient, maintains hot channel -- **Hybrid DRSSTC: ε ≈ 20-40 J/m** - Moderate efficiency, mixed mechanisms -- **Burst mode: ε ≈ 30-100+ J/m** - Least efficient, repeated re-ionization -- **Calibration**: ε = E_delivered / L_measured from experimental runs -- **Consistency check**: ε should be approximately constant if power-limited -- **Thermal accumulation**: Advanced models use ε(t) decreasing with heating -- **Operating mode choice**: Trades off length efficiency vs brightness/aesthetics - -## Practice - -{exercise:phys-ex-04} - -**Problem 1:** A coil delivers 60 J in burst mode and produces 0.9 m sparks. Calculate ε. If converted to QCW with same energy, estimate new length assuming ε = 10 J/m. - -**Problem 2:** Calibration runs give: ε₁ = 14 J/m (25 J delivered), ε₂ = 13 J/m (40 J), ε₃ = 28 J/m (90 J). What does the sudden increase in ε₃ suggest? - -**Problem 3:** Explain why burst mode has higher ε than QCW despite delivering the same total energy. What happens to the "wasted" energy? - ---- -**Next Lesson:** [Thermal Memory Effects](05-thermal-memory.md) diff --git a/spark-lessons/lessons/03-spark-physics/05-thermal-memory.md b/spark-lessons/lessons/03-spark-physics/05-thermal-memory.md deleted file mode 100644 index 5845485..0000000 --- a/spark-lessons/lessons/03-spark-physics/05-thermal-memory.md +++ /dev/null @@ -1,460 +0,0 @@ ---- -id: phys-05 -title: "Thermal Memory and Channel Persistence" -section: "Spark Growth Physics" -difficulty: "intermediate" -estimated_time: 40 -prerequisites: ["phys-03", "phys-04"] -objectives: - - Understand thermal diffusion time constants for plasma channels - - Calculate channel persistence times for different diameters - - Recognize the role of convection in extending channel lifetime - - Apply thermal memory concepts to QCW vs burst mode operation -tags: ["thermal-diffusion", "convection", "channel-persistence", "time-constants", "ionization-memory"] ---- - -# Thermal Memory and Channel Persistence - -Once formed, a plasma channel doesn't instantly disappear. It has **thermal memory** - the channel stays hot and partially ionized for some time after power is removed. Understanding these timescales is crucial for optimizing operating modes. - -## Temperature Regimes - -Plasma channels exist in different temperature regimes depending on current and power density: - -### Streamers (Cold Plasma) - -``` -Temperature: T ≈ 1000-3000 K -- Weakly ionized (few % ionization) -- Mostly neutral gas with some ions/electrons -- Purple/blue color (N₂ molecular emission) -- Low conductivity -``` - -### Leaders (Hot Plasma) - -``` -Temperature: T ≈ 5000-20,000 K -- Fully ionized plasma -- White/orange color (blackbody + line emission) -- High conductivity -- Approaching temperatures of stellar photospheres! -``` - -**Temperature comparison:** -- Room temperature: 300 K -- Candle flame: 1500 K -- Thin streamers: 1000-3000 K -- Thick leaders: 5000-20,000 K -- Sun's photosphere: 5800 K - -Leaders are literally as hot as the surface of the Sun! - -## Thermal Diffusion Time - -Heat diffuses radially outward from the hot channel core according to: - -``` -τ_thermal = d² / (4α_thermal) - -where: - d = channel diameter [m] - α_thermal ≈ 2×10⁻⁵ m²/s (thermal diffusivity of air) -``` - -**Physical meaning:** Time for heat to diffuse a distance d through air by conduction. - -### Examples for Different Channel Sizes - -**Thin streamer (d = 100 μm):** - -``` -τ = (100×10⁻⁶)² / (4 × 2×10⁻⁵) - = 10⁻⁸ m² / (8×10⁻⁵ m²/s) - = 1.25×10⁻⁴ s - = 0.125 ms - ≈ 0.1-0.2 ms -``` - -**Medium channel (d = 2 mm):** - -``` -τ = (2×10⁻³)² / (4 × 2×10⁻⁵) - = 4×10⁻⁶ m² / (8×10⁻⁵ m²/s) - = 0.05 s - = 50 ms -``` - -**Thick leader (d = 5 mm):** - -``` -τ = (5×10⁻³)² / (4 × 2×10⁻⁵) - = 25×10⁻⁶ m² / (8×10⁻⁵ m²/s) - = 0.3125 s - = 312 ms - ≈ 0.3-0.6 s -``` - -**Key insight:** Thermal diffusion time scales as d² - thicker channels persist much longer! - -## Why Observed Persistence is Longer - -Pure thermal diffusion predicts cooling in 0.1-300 ms, but channels persist longer due to additional effects: - -### 1. Convection (Buoyancy) - -Hot gas is less dense and rises: - -``` -Buoyancy velocity: v ≈ √(g × d × ΔT/T_amb) - -where: - g = 9.8 m/s² (gravity) - d = channel diameter - ΔT = temperature excess above ambient - T_amb = ambient temperature (≈300 K) -``` - -**Example: 2 mm channel at ΔT = 10,000 K** - -``` -v ≈ √(9.8 × 0.002 × 10000/300) - ≈ √(9.8 × 0.002 × 33.3) - ≈ √(0.653) - ≈ 0.81 m/s -``` - -The hot channel rises at ~0.8 m/s, creating a continuously renewing hot column! - -**Effect on persistence:** -- Rising column remains coherent (doesn't diffuse sideways as fast) -- Maintains hot gas path for seconds -- Why Tesla coil sparks leave visible "smoke trails" -- Enhances thermal memory significantly - -### 2. Ionization Memory - -Even after thermal cooling begins, ions and electrons persist: - -``` -Recombination time: τ_recomb = 1/(α_recomb × n_e) - -where: - α_recomb ≈ 10⁻¹³ m³/s (recombination coefficient) - n_e = electron density [m⁻³] - -Typical: τ_recomb ≈ 10 μs to 10 ms -``` - -**Effect on persistence:** -- Channel remains partially ionized after cooling -- Lower resistance than cold air -- Easier to re-ionize than virgin air -- "Memory" of previous discharge path - -### 3. Broadened Effective Diameter - -Turbulence and mixing increase effective channel size: - -``` -d_effective > d_initial (due to turbulence) - -Larger diameter → longer τ_thermal -``` - -## Effective Persistence Times - -Combining all effects: - -**Thin streamers:** -``` -Pure thermal: ~0.1-0.2 ms -With convection: ~1-5 ms -Ionization memory: ~0.1-1 ms -Effective persistence: ~1-5 ms -``` - -**Thick leaders:** -``` -Pure thermal: ~50-300 ms -With convection: seconds (buoyant column maintained) -Ionization memory: ~1-10 ms -Effective persistence: seconds -``` - -**Visual evidence:** High-speed photography shows spark channels glowing and rising for seconds after power is removed. - -{image:spark-channel-persistence-sequence} - -## QCW Advantage - -QCW ramp times (5-20 ms) are designed to exploit channel persistence: - -### Timeline of QCW Growth - -``` -t = 0 ms: - - Initial streamers form from topload - - Thin, fast, purple channels - - Temperature: ~2000 K - -t = 0.5-1 ms: - - Current begins flowing through streamers - - Joule heating: P = I²R - - Temperature rising - -t = 1-2 ms: - - Channel heats to 5000+ K - - Thermal ionization becomes dominant - - Leader formation begins at base - -t = 2-5 ms: - - Leader established and growing - - Hot channel maintained by continuous power - - New growth builds on existing ionization - - Temperature: 10,000-20,000 K - -t = 5-20 ms: - - Leader continues extending - - Persistence time >> growth time - - Channel stays hot entire duration - - Efficient energy use: no re-ionization needed - -t > 20 ms (after ramp ends): - - Power removed - - Channel begins cooling - - Buoyancy carries hot gas upward - - Visible glow for seconds -``` - -**Key advantage:** The ramp duration (5-20 ms) is shorter than thermal diffusion time (50+ ms for leaders), so the channel NEVER cools during growth! - -### Energy Efficiency Mechanism - -**QCW flow:** -``` -Energy → Initial ionization (startup cost) - → Heating to leader temperature - → Maintaining hot channel (low cost) - → Extending length (efficient) - -Result: Most energy after startup goes into extension -ε_QCW ≈ 5-15 J/m (low, efficient) -``` - -## Burst Mode Problem - -Burst mode pulses are short (50-500 μs) with long gaps (ms): - -### Timeline of Burst Mode - -``` -t = 0 μs: - - High voltage, cold air - - Streamer inception - -t = 0-100 μs: - - First pulse (high peak power) - - Bright streamers form - - Some heating but limited - - Temperature reaches ~3000-5000 K - -t = 100 μs (pulse ends): - - Power removed - - Channel begins cooling immediately - - Thermal diffusion time ~0.1-0.5 ms for thin channels - -t = 0.1-1 ms: - - Channel cools significantly - - Temperature drops to ~1000 K - - Ionization recombines - - Channel approaching cold air - -t = 1-10 ms (between pulses): - - Next pulse arrives - - Must re-ionize mostly cold gas - - Energy wasted on re-heating - - Little thermal memory remains - -Result: Each pulse restarts from nearly cold conditions! -``` - -**Energy inefficiency mechanism:** - -``` -Energy → Initial ionization (EVERY pulse) - → Heating (REPEATED) - → Brief brightening - → Cooling (wasted) - → Re-ionization overhead (high) - -Result: Energy into repeated startup, not cumulative growth -ε_burst ≈ 30-100+ J/m (high, inefficient) -``` - -### Analogy: Boiling Water - -**QCW (efficient):** -``` -Turn stove on and keep it on -Water heats up once -Maintain boiling continuously -Minimal energy to sustain -``` - -**Burst (inefficient):** -``` -Pulse stove on/off rapidly -Water heats briefly -Water cools between pulses -Must reheat repeatedly -High energy for little sustained boiling -``` - ---- - -## WORKED EXAMPLE: Thermal Time Constants - -**Given:** -- Channel diameter: d = 2 mm (typical leader) -- Air thermal diffusivity: α = 2×10⁻⁵ m²/s -- Temperature excess: ΔT = 8000 K -- Ambient temperature: T_amb = 300 K - -**Find:** -(a) Pure thermal diffusion time -(b) Convection velocity -(c) QCW ramp time recommendation - -### Solution - -**Part (a): Thermal diffusion time** - -``` -τ_thermal = d² / (4α) - = (2×10⁻³)² / (4 × 2×10⁻⁵) - = 4×10⁻⁶ m² / (8×10⁻⁵ m²/s) - = 0.05 s - = 50 ms -``` - -**Part (b): Convection velocity** - -``` -v ≈ √(g × d × ΔT/T_amb) - ≈ √(9.8 × 0.002 × 8000/300) - ≈ √(9.8 × 0.002 × 26.67) - ≈ √(0.523) - ≈ 0.72 m/s -``` - -Upward velocity of ~0.7 m/s helps maintain hot column. - -**Part (c): QCW ramp recommendation** - -``` -τ_thermal = 50 ms - -For efficient QCW operation: -T_ramp << τ_thermal (finish before significant cooling) - -Recommended: T_ramp = 0.1 × τ to 0.4 × τ - = 5-20 ms - -Sweet spot: ~10 ms (20% of τ_thermal) -``` - -**Reasoning:** -- If T_ramp >> τ_thermal (e.g., 200 ms): - - Channel cools during ramp - - Must reheat repeatedly - - Loses QCW efficiency advantage - -- If T_ramp << τ_thermal (e.g., 1 ms): - - May not form thick leaders - - Closer to burst behavior - - Doesn't exploit full persistence - -- Optimal: T_ramp ≈ 10-20 ms - - Channel stays hot throughout - - Leaders form and persist - - Maximum efficiency - ---- - -## WORKED EXAMPLE: Burst vs QCW Timing - -**Given:** -- Burst pulse: 200 μs every 5 ms (5 ms period) -- QCW ramp: 15 ms continuous -- Both use same average power - -**Find:** -(a) Why burst is inefficient for thin channels (d = 100 μm) -(b) Why QCW is efficient for thick channels (d = 3 mm) - -### Solution - -**Part (a): Burst with thin streamers** - -``` -Channel diameter: d = 100 μm -Thermal time: τ = (100×10⁻⁶)² / (8×10⁻⁵) = 0.125 ms - -Timeline: -t = 0: Pulse starts, channel forms -t = 200 μs: Pulse ends (0.2 ms) - Channel cooling for: 0.125 ms ≈ τ/1 -t = 5 ms: Next pulse - Channel has cooled for: 5 ms = 40 × τ - COMPLETELY COLD - -Result: Each pulse re-ionizes from scratch - High ε (inefficient) -``` - -**Part (b): QCW with thick leaders** - -``` -Channel diameter: d = 3 mm -Thermal time: τ = (3×10⁻³)² / (8×10⁻⁵) = 112 ms - -Timeline: -t = 0: Ramp starts, initial streamers -t = 2 ms: Heating → leader formation begins -t = 5 ms: Leader well-established (hot) -t = 15 ms: Ramp ends - Total time elapsed: 15 ms = 0.13 × τ - -Cooling fraction: exp(-15/112) ≈ exp(-0.13) ≈ 0.88 - -Result: Channel stays at 88% of peak temperature! - Leader persists throughout ramp - Low ε (efficient) -``` - ---- - -## Key Takeaways - -- **Thermal diffusion time**: τ = d²/(4α), scales quadratically with diameter -- **Thin streamers**: τ ≈ 0.1-0.2 ms (fast cooling) -- **Thick leaders**: τ ≈ 50-600 ms (slow cooling) -- **Convection**: Hot gas rises at ~0.5-1 m/s, maintains hot column for seconds -- **Ionization memory**: Partial ionization persists 0.1-10 ms after thermal cooling -- **Effective persistence**: 1-5 ms for streamers, seconds for leaders -- **QCW advantage**: Ramp time (5-20 ms) << leader thermal time (~50+ ms) -- **Burst problem**: Gap between pulses (ms) >> streamer thermal time (~0.1 ms) - -## Practice - -{exercise:phys-ex-05} - -**Problem 1:** A streamer has d = 150 μm. Calculate τ_thermal. If burst pulse width is 500 μs with 10 ms between pulses, does the channel cool significantly? - -**Problem 2:** Why do thick leaders persist longer than thin streamers? Give two physical reasons with approximate timescales. - -**Problem 3:** A QCW coil uses 25 ms ramps. For a 3 mm diameter leader (τ ≈ 100 ms), estimate the fraction of peak temperature remaining at end of ramp (use exponential cooling approximation). - ---- -**Next Lesson:** [Streamers vs Leaders](06-streamers-vs-leaders.md) diff --git a/spark-lessons/lessons/03-spark-physics/06-streamers-vs-leaders.md b/spark-lessons/lessons/03-spark-physics/06-streamers-vs-leaders.md deleted file mode 100644 index 1d8bbc4..0000000 --- a/spark-lessons/lessons/03-spark-physics/06-streamers-vs-leaders.md +++ /dev/null @@ -1,441 +0,0 @@ ---- -id: phys-06 -title: "Streamers vs Leaders: Transition Sequence" -section: "Spark Growth Physics" -difficulty: "intermediate" -estimated_time: 45 -prerequisites: ["phys-05"] -objectives: - - Distinguish between streamer and leader discharge mechanisms - - Understand the 6-step streamer-to-leader transition sequence - - Recognize the efficiency differences between streamer and leader growth - - Apply this knowledge to optimize coil operating modes -tags: ["streamers", "leaders", "photoionization", "thermal-ionization", "transition", "mechanisms"] ---- - -# Streamers vs Leaders: Transition Sequence - -Not all sparks are created equal. Two fundamentally different propagation mechanisms exist: **streamers** and **leaders**. Understanding the differences and transition between them is crucial for optimizing Tesla coil performance. - -## Streamer Characteristics - -**Streamers** are thin, fast, cold plasma channels: - -### Physical Properties - -``` -Diameter: 10-100 μm (thinner than human hair) -Velocity: ~10⁶ m/s (1% speed of light!) -Temperature: 1000-3000 K (weakly ionized) -Current: mA to tens of mA (low) -Resistance: MΩ range (high) -Thermal time: ~0.1-0.2 ms (fast cooling) -``` - -### Propagation Mechanism: Photoionization - -**How streamers propagate:** - -1. **Electric field accelerates electrons** in partially ionized tip region -2. **Energetic electrons collide** with neutral molecules, creating excited states -3. **Excited molecules emit UV photons** (de-excitation radiation) -4. **UV photons travel ahead** of the streamer tip (speed of light) -5. **UV ionizes neutral air ahead** (photoelectric effect), creating seed electrons -6. **Seed electrons avalanche** in high field at tip -7. **New ionized region forms** ahead of previous tip -8. **Process repeats** → rapid propagation - -**Key insight:** Propagation driven by photons (electromagnetic radiation), not thermal effects. This is why streamers are FAST - limited only by ionization avalanche time, not thermal diffusion. - -### Visual Appearance - -``` -Color: Purple/blue (N₂ molecular emission lines) -Structure: Highly branched, tree-like -Persistence: Brief flashes (<1 ms visible) -Brightness: Moderate (low current) -Pattern: Random, fractal-like branching -``` - -### Energy Efficiency - -``` -ε_streamer ≈ 50-150+ J/m (high, inefficient) - -Energy distribution: -- Ionization: ~1% -- Radiation (UV, visible): ~30-50% -- Heating: ~20-40% -- Branching losses: ~20-40% -- Extension: ~5-10% (poor efficiency!) -``` - -**Why inefficient?** -- Energy dumped into radiation (bright UV and visible light) -- Massive branching (many failed paths) -- Low current → high resistance → voltage drop limits length -- No thermal memory between events - -## Leader Characteristics - -**Leaders** are thick, slower, hot plasma channels: - -### Physical Properties - -``` -Diameter: 1-10 mm (visible as bright core) -Velocity: ~10³ m/s (walking speed to car speed) -Temperature: 5000-20,000 K (fully ionized) -Current: 100 mA to several A (high) -Resistance: kΩ range (low) -Thermal time: ~50-600 ms (slow cooling) -``` - -### Propagation Mechanism: Thermal Ionization - -**How leaders propagate:** - -1. **High current flows** through existing channel -2. **Joule heating** (I²R) raises channel temperature -3. **Thermal ionization** occurs as temperature exceeds ~5000 K - - Collisional ionization from thermal energy - - Lower resistance as more ions/electrons created -4. **Hot channel tip** heats adjacent air by conduction/radiation -5. **Adjacent air ionizes** thermally -6. **Leader extends** into newly ionized region -7. **Process repeats** → steady growth - -**Key insight:** Propagation driven by heat transfer (thermal effects), much slower than photoionization. But more efficient energy use - heat stays in channel. - -### Visual Appearance - -``` -Color: White/orange (blackbody + line emission) -Structure: Straighter, fewer branches -Persistence: Seconds with sustained power (or buoyant rise) -Brightness: Very bright (high current) -Pattern: More directed, follows field lines -``` - -### Energy Efficiency - -``` -ε_leader ≈ 5-20 J/m (low, efficient) - -Energy distribution: -- Ionization: ~5-10% -- Heating to operating T: ~30-50% -- Extension work: ~20-40% -- Radiation: ~10-20% -- Branching: ~5-10% (minimal) -``` - -**Why efficient?** -- Heat stays in channel (thermal memory) -- High current → low resistance → efficient power transfer -- Straighter path (less branching waste) -- Thermal ionization more efficient than repeated photoionization -- Energy accumulates in single hot channel - -## Comparison Table - -| Property | Streamers | Leaders | -|----------|-----------|---------| -| **Diameter** | 10-100 μm | 1-10 mm | -| **Velocity** | ~10⁶ m/s | ~10³ m/s | -| **Temperature** | 1000-3000 K | 5000-20,000 K | -| **Current** | mA | 100 mA - A | -| **Resistance** | MΩ | kΩ | -| **Color** | Purple/blue | White/orange | -| **Branching** | Highly branched | Straighter | -| **Persistence** | <1 ms | Seconds | -| **Mechanism** | Photoionization | Thermal ionization | -| **ε (J/m)** | 50-150+ | 5-20 | -| **Efficiency** | Poor | Good | - -## The 6-Step Transition Sequence - -Streamers can transition to leaders if sufficient current and time are provided: - -### Step 1: High E-Field Creates Initial Streamers - -``` -t = 0 μs -- High voltage applied to topload -- E_tip exceeds E_inception (~2-3 MV/m) -- Photoionization avalanche begins -- Multiple thin streamers form from topload -- Characteristics: Fast, purple, branched -- Temperature: ~2000 K -- Current: mA per streamer -``` - -### Step 2: Sufficient Current Flows → Joule Heating - -``` -t = 10-100 μs -- Circuit provides sustained current (not just brief discharge) -- Current concentrates in one or few dominant streamers -- Joule heating: P = I²R -- Channel temperature begins rising -- Temperature: 2000 → 3000 K -- Resistance begins decreasing -``` - -### Step 3: Heated Channel → Thermal Ionization Begins - -``` -t = 100 μs - 1 ms -- Temperature reaches ~5000 K (thermal ionization threshold) -- Collisional ionization adds to photoionization -- Ionization density increases dramatically -- Resistance drops further → more current → more heating -- Positive feedback loop: heat → ionization → conductivity → current → heat -- Temperature: 3000 → 8000 K -- Current increasing to 100+ mA -``` - -### Step 4: Leader Forms from Base - -``` -t = 1-3 ms -- Hottest region (base, near topload) becomes fully ionized -- True leader channel established at base -- Leader characteristics appear: thick, white, hot -- Temperature: 8000 → 15,000 K at base -- Current: several 100 mA -- Diameter expands to ~1-3 mm -``` - -**Critical insight:** Leader forms **from base** (topload) and grows **downward**, not from tip! - -### Step 5: Leader Tip Launches New Streamers - -``` -t = 3-10 ms -- Hot leader base established -- Leader tip (interface) still has high E-field -- Tip launches new streamers ahead (photoionization) -- Streamers probe forward, find path -- Temperature gradient: 15,000 K (base) → 5000 K (tip) → 2000 K (streamers) -``` - -### Step 6: Fed Streamers Convert to Leader - -``` -t = 5-20 ms (continuous process) -- Current flows through newly formed streamers -- Streamers heat up → thermal ionization -- Hot leader channel "catches up" to streamer paths -- Leader extends forward -- Process repeats: tip launches streamers → streamers heat → leader extends -- Continuous growth cycle - -Final state: -- Main channel: hot leader (white, thick, efficient) -- Active tip: transition zone with streamers -- Failed branches: cool streamers (purple, thin) -``` - -{image:streamer-to-leader-transition-sequence} - -## Why This Transition Matters - -### For QCW Coils (Designed for Leader Formation) - -``` -Timeline optimized for transition: -t = 0-1 ms: Streamer inception -t = 1-5 ms: Transition to leader -t = 5-20 ms: Leader growth dominates -Result: Low ε (5-15 J/m), long sparks -``` - -**QCW design requirements:** -- Sustained current capability (not just brief pulse) -- Moderate ramp time (5-20 ms allows transition) -- Adequate voltage maintenance -- Result: Efficient leader formation - -### For Burst Mode (Mostly Streamers) - -``` -Timeline too short for transition: -t = 0-50 μs: Streamer inception -t = 50-200 μs: Brief heating begins -t = 200 μs: Pulse ends (typical) -t = 200 μs - 5 ms: Cooling (no power) -Result: High ε (30-100+ J/m), short bright sparks -``` - -**Burst mode characteristics:** -- High peak power creates bright streamers -- Pulse too short for full leader transition -- Channel cools between pulses -- Next pulse restarts from streamers -- Result: Spectacular but inefficient - -### Hybrid Modes (Mixed Behavior) - -``` -Timeline allows partial transition: -t = 0-0.5 ms: Streamers -t = 0.5-2 ms: Partial leader formation at base -t = 2-5 ms: Mixed streamer/leader growth -Result: Moderate ε (20-40 J/m), balanced performance -``` - -## Physical Intuition: The "Thermal Runway" - -Think of the transition as climbing a thermal runway: - -**Altitude (Temperature) vs Time:** - -``` -0 K ▬▬▬▬▬ Ground (cold air, insulator) - -2000 K ━━━━━ Streamer plateau (photoionization) - ▲ - │ Need sustained current to climb - │ -5000 K ━━━━━ Leader threshold (thermal ionization begins) - ▲ - │ Positive feedback: easier to climb - │ -15000 K ━━━━━ Fully developed leader - - Time → -``` - -**Burst mode:** Brief rocket boost (high power) gets to 2000 K, but fuel runs out (pulse ends) before reaching 5000 K. Falls back to ground. - -**QCW mode:** Sustained climb (continuous power) reaches 5000 K and beyond. Once at leader plateau, stays there efficiently. - -## Practical Observations - -### High-Speed Photography Evidence - -Time-resolved imaging shows: - -**0-100 μs:** -- Multiple thin purple streamers from topload -- Branching, exploring paths -- No thick core visible - -**1-3 ms:** -- White glow appearing near topload -- Base region brightening -- Purple streamers still at extremities - -**5-20 ms:** -- Thick white core from topload partway down -- Purple streamers at tip only -- Clear leader/streamer boundary - -**After power off:** -- White leader core persists (seconds, rising) -- Purple streamers disappear immediately - -{image:high-speed-photography-leader-formation} - -### Energy Measurements - -Direct calorimetry and electrical measurements confirm: - -``` -Same total energy (100 J): - -Burst mode: 100 J → 1.2 m spark - ε ≈ 83 J/m - Mostly streamers - -QCW mode: 100 J → 8 m spark - ε ≈ 12.5 J/m - Mostly leaders - -Ratio: 6.7× better length efficiency for leaders! -``` - ---- - -## WORKED EXAMPLE: Estimating Transition Time - -**Given:** -- Initial streamer resistance: R₀ = 10 MΩ -- Initial current: I₀ = 20 mA (from voltage source) -- Power deposition: P = I²R = (0.02)² × 10×10⁶ = 4000 W -- Channel mass per meter: m ≈ 0.001 kg/m (100 μm diameter, 1 m long) -- Heat capacity of air: c_p ≈ 1000 J/(kg·K) -- Target temperature for leader: T_leader = 5000 K (from T_amb = 300 K) - -**Find:** Estimated heating time to leader threshold (simplified model) - -### Solution - -``` -Energy required to heat channel: -Q = m × c_p × ΔT - = 0.001 kg/m × 1000 J/(kg·K) × (5000 - 300) K - = 1 kg·J/(kg·K) × 4700 K - = 4700 J per meter - -Time to deliver this energy: -t = Q / P - = 4700 J/m / 4000 W - = 1.175 s per meter (!) -``` - -**Wait, this seems too long!** What's wrong? - -**Reality check - positive feedback:** -1. As temperature rises, resistance drops -2. Lower resistance → more current (V = I×R, fixed V) -3. More current → more heating (P = I²R) -4. Exponential growth, not linear! - -**Improved estimate with feedback:** - -``` -R(T) ≈ R₀ × (T₀/T)^2 (approximate scaling) - -At T = 5000 K: -R ≈ 10 MΩ × (300/5000)² ≈ 36 kΩ (250× reduction!) - -Current increases dramatically: -I ≈ 20 mA × √(10 MΩ / 36 kΩ) ≈ 330 mA - -Power increases: -P ≈ (330 mA)² × 36 kΩ ≈ 3,920 W (similar, but delivered more efficiently) - -More realistic time (accounting for exponential feedback): -t_transition ≈ 1-5 ms (observed in experiments) -``` - -**Key insight:** Positive feedback accelerates the transition once started. This is why leaders form "explosively" after threshold. - ---- - -## Key Takeaways - -- **Streamers**: Thin (10-100 μm), fast (~10⁶ m/s), cold (1000-3000 K), photoionization-driven, high ε (50-150 J/m) -- **Leaders**: Thick (1-10 mm), slower (~10³ m/s), hot (5000-20000 K), thermal-ionization-driven, low ε (5-20 J/m) -- **6-step transition**: High E-field → current flows → Joule heating → thermal ionization → leader forms from base → tip launches streamers → fed streamers convert -- **Leader formation requires**: Sustained current (not brief pulse) + adequate time (ms range) + sufficient voltage maintenance -- **QCW optimized**: 5-20 ms ramps allow full leader development, ε ≈ 5-15 J/m -- **Burst mode limitation**: <500 μs pulses too short for leader transition, ε ≈ 30-100+ J/m -- **Efficiency difference**: Leaders ~6-10× more efficient than streamers for length extension - -## Practice - -{exercise:phys-ex-06} - -**Problem 1:** Explain why streamers propagate faster than leaders despite being at lower temperature. What fundamental mechanisms are different? - -**Problem 2:** A coil produces 2 m sparks in burst mode (ε = 70 J/m). If converted to QCW with ε = 12 J/m and same total energy, estimate the new spark length. What physical transition enables this improvement? - -**Problem 3:** In the 6-step transition sequence, why does the leader form from the base (topload) first, rather than from the tip? Consider where current density and heating are highest. - -**Problem 4:** High-speed photography shows purple streamers at t = 0.1 ms, then white glow at base by t = 2 ms, then white core extending by t = 10 ms. Which step(s) of the transition correspond to each observation? - ---- -**Next Lesson:** [Capacitive Divider Problem](07-capacitive-divider.md) diff --git a/spark-lessons/lessons/03-spark-physics/07-capacitive-divider.md b/spark-lessons/lessons/03-spark-physics/07-capacitive-divider.md deleted file mode 100644 index aec4a82..0000000 --- a/spark-lessons/lessons/03-spark-physics/07-capacitive-divider.md +++ /dev/null @@ -1,471 +0,0 @@ ---- -id: phys-07 -title: "The Capacitive Divider Problem" -section: "Spark Growth Physics" -difficulty: "advanced" -estimated_time: 45 -prerequisites: ["fund-04", "fund-05", "phys-01", "phys-02"] -objectives: - - Understand how voltage divides between C_mut and C_sh - - Calculate V_tip as a function of spark length - - Recognize why tip voltage drops as spark grows - - Apply capacitive division to predict sub-linear scaling -tags: ["capacitive-divider", "voltage-division", "C_mut", "C_sh", "V_tip", "sub-linear"] ---- - -# The Capacitive Divider Problem - -A critical limitation affects all Tesla coils: as the spark grows longer, the voltage at the tip **decreases** even if topload voltage is maintained. This "capacitive divider effect" creates progressively harder conditions for continued growth. - -## Review: Spark Circuit Topology - -From Fundamentals, recall the spark circuit: - -``` - [C_mut] -Topload ----||---- Node_spark (spark base) - | - [R] - | - [C_sh] - | - GND -``` - -**Components:** -- **C_mut**: Mutual capacitance between topload and spark -- **C_sh**: Shunt capacitance from spark to ground -- **R**: Spark resistance (varies with ionization) - -**Key insight:** The spark sees a **voltage divider** between topload and ground! - -## Voltage Division Equation - -The general voltage divider with complex impedances: - -``` -V_tip = V_topload × Z_mut / (Z_mut + Z_sh) - -where: - Z_mut = (1/jωC_mut) || R (parallel combination of capacitance and resistance) - Z_sh = 1/(jωC_sh) (capacitive reactance) -``` - -**In complex form:** - -``` -Y_mut = jωC_mut + 1/R (admittance of parallel combination) -Z_mut = 1/Y_mut - -Y_sh = jωC_sh -Z_sh = 1/Y_sh - -V_tip = V_topload × Z_mut / (Z_mut + Z_sh) -``` - -This is complex-valued (magnitude and phase). - -## Open-Circuit Limit (No Current Flow) - -**Simplified case:** When R → ∞ (no conduction, purely capacitive): - -``` -V_tip = V_topload × C_mut / (C_mut + C_sh) -``` - -This is the **capacitive voltage divider** formula. - -**Physical interpretation:** -- Charges distribute between two capacitors in series -- Voltage splits proportionally to inverse capacitances -- As C_sh increases, V_tip decreases - -### The Problem: C_sh Grows with Length - -**Empirical relationship:** - -``` -C_sh ≈ 2 pF/foot × L_feet - -Or in SI units: -C_sh ≈ 6.6 pF/m × L_meters -``` - -**As spark grows:** -- Length L increases -- C_sh increases (proportional to length) -- Denominator (C_mut + C_sh) increases -- V_tip decreases! - -**This is self-limiting:** Longer sparks make it harder to grow even longer. - ---- - -## WORKED EXAMPLE: Open-Circuit Voltage Division - -**Given:** -- V_topload = 400 kV (constant, maintained by primary) -- C_mut = 8 pF (approximately constant) -- Spark grows from 1 ft to 6 ft - -**Find:** V_tip at L = 1, 2, 3, 4, 5, 6 feet - -### Solution - -**At L = 1 ft:** - -``` -C_sh = 2 pF/ft × 1 ft = 2 pF - -V_tip = 400 kV × 8/(8+2) - = 400 kV × 8/10 - = 320 kV (80% of V_topload) -``` - -**At L = 2 ft:** - -``` -C_sh = 4 pF - -V_tip = 400 × 8/12 - = 267 kV (67%) -``` - -**At L = 3 ft:** - -``` -C_sh = 6 pF - -V_tip = 400 × 8/14 - = 229 kV (57%) -``` - -**At L = 4 ft:** - -``` -C_sh = 8 pF - -V_tip = 400 × 8/16 - = 200 kV (50%) -``` - -**At L = 5 ft:** - -``` -C_sh = 10 pF - -V_tip = 400 × 8/18 - = 178 kV (44%) -``` - -**At L = 6 ft:** - -``` -C_sh = 12 pF - -V_tip = 400 × 8/20 - = 160 kV (40%) -``` - -### Summary Table - -| Length | C_sh | V_tip | % of V_top | E_avg (MV/m) | -|--------|------|-------|------------|--------------| -| 1 ft (0.3 m) | 2 pF | 320 kV | 80% | 1.07 | -| 2 ft (0.6 m) | 4 pF | 267 kV | 67% | 0.89 | -| 3 ft (0.9 m) | 6 pF | 229 kV | 57% | 0.76 | -| 4 ft (1.2 m) | 8 pF | 200 kV | 50% | 0.67 | -| 5 ft (1.5 m) | 10 pF | 178 kV | 44% | 0.59 | -| 6 ft (1.8 m) | 12 pF | 160 kV | 40% | 0.53 | - -**Observations:** -- V_tip drops to 40% of V_topload by 6 ft -- E_avg = V_tip/L decreases even faster -- Growth becomes progressively harder - -{image:voltage-division-vs-length-plot} - ---- - -## With Finite Resistance - -Real sparks have finite resistance R ≈ R_opt_power (from optimization): - -``` -R_opt_power ≈ 1/(ω(C_mut + C_sh)) -``` - -**Effect of finite R:** - -``` -Z_mut = R || (1/jωC_mut) - -For R ≈ R_opt: -Z_mut ≈ (1-j)/(2ωC_mut) (complex, 45° phase lag) - -V_tip magnitude is LOWER than open-circuit case -V_tip has phase shift relative to V_topload -``` - -**Result:** Voltage division is **worse** than the open-circuit case! - -### Detailed Calculation (Advanced) - -For R = R_opt_power = 1/(ω(C_mut + C_sh)): - -``` -Y_mut = jωC_mut + 1/R - = jωC_mut + ω(C_mut + C_sh) - = ω(C_mut + C_sh) + jωC_mut - -Z_mut = 1/Y_mut - = 1 / [ω(C_mut + C_sh)(1 + jC_mut/(C_mut + C_sh))] - -Z_sh = 1/(jωC_sh) - -Ratio: -V_tip/V_top = Z_mut/(Z_mut + Z_sh) - -After algebra (details omitted): -|V_tip/V_top| ≈ C_mut/(C_mut + C_sh) × (1/√2) - -Approximately 0.707× the open-circuit value! -``` - -**Practical conclusion:** With conduction current, voltage division is ~30% worse than capacitive-only case. - -## Impact on E_tip and Growth - -Recall the tip field: - -``` -E_tip = κ × V_tip / L -``` - -**As L increases:** - -**Numerator effect (voltage division):** -``` -V_tip ∝ C_mut / (C_mut + C_sh) - ≈ C_mut / (C_mut + αL) (where α = 6.6 pF/m) - ≈ 1 / (1 + αL/C_mut) - -For large L: V_tip ∝ 1/L -``` - -**Denominator effect (geometry):** -``` -Division by L -``` - -**Combined:** -``` -E_tip ∝ V_tip / L - ∝ (1/L) / L - ∝ 1/L² - -E_tip decreases as L²! -``` - -**This is devastating for long spark growth.** - -## Sub-Linear Scaling Prediction - -From the capacitive divider effect, we can predict scaling: - -**Growth stops when:** -``` -E_tip(L_max) = E_propagation - -κ × V_tip(L_max) / L_max = E_propagation -``` - -**Substituting voltage division:** -``` -κ × [V_topload × C_mut/(C_mut + αL_max)] / L_max = E_propagation - -Rearranging: -V_topload × C_mut / (C_mut + αL_max) = E_propagation × L_max / κ - -V_topload × C_mut = E_propagation × L_max × (C_mut + αL_max) / κ -``` - -**For large L (C_sh >> C_mut):** -``` -V_topload × C_mut ≈ E_propagation × L_max × αL_max / κ - -V_topload × C_mut ≈ (E_propagation × α / κ) × L_max² - -Solving for L_max: -L_max ∝ √(V_topload × C_mut) - ∝ √(V_topload) (if C_mut approximately constant) -``` - -**Connection to energy:** - -If topload voltage is limited by breakdown, V_top ∝ √E (from capacitor energy): -``` -E_cap = ½ C_top V_top² -V_top ∝ √E - -Therefore: -L_max ∝ √V_top ∝ √(√E) ∝ E^(1/4) to E^(1/2) - -Approximately: L ∝ √E -``` - -**This explains Freau's empirical observation:** For burst mode (voltage-limited), spark length scales as square root of energy! - ---- - -## WORKED EXAMPLE: Scaling Prediction - -**Given:** -- Coil A: V_top = 300 kV, produces L = 1.2 m spark -- Coil B: Same design, but V_top = 450 kV (1.5× voltage) - -**Find:** Predicted length for Coil B using: -(a) Linear scaling (naive) -(b) Sub-linear scaling (capacitive divider) - -### Solution - -**Part (a): Linear scaling (incorrect)** - -``` -If L ∝ V: -L_B = L_A × (V_B/V_A) - = 1.2 m × (450/300) - = 1.2 m × 1.5 - = 1.8 m -``` - -**Part (b): Sub-linear scaling (more realistic)** - -``` -If L ∝ √V (from capacitive divider): -L_B = L_A × √(V_B/V_A) - = 1.2 m × √(450/300) - = 1.2 m × √1.5 - = 1.2 m × 1.225 - = 1.47 m - -Only 1.47 m instead of 1.8 m! -``` - -**Actual measurements typically show:** L_B ≈ 1.4-1.5 m, confirming sub-linear scaling. - -**Percentage improvement:** -- Linear prediction: 50% longer (wrong) -- Sub-linear prediction: 23% longer (correct) -- Capacitive divider limits gains from higher voltage - ---- - -## Mitigation Strategies - -How can we fight the capacitive divider effect? - -### 1. Increase C_mut - -**Larger topload:** -``` -C_top increases → C_mut increases -→ C_mut/(C_mut + C_sh) ratio improves -→ Better V_tip retention -``` - -**Effect:** -- Diminishes relative impact of C_sh -- Requires larger topload (practical limits) - -### 2. Active Voltage Ramping (QCW) - -**Strategy:** -``` -Ramp V_topload upward as spark grows -Compensate for voltage division -Maintain E_tip above threshold longer -``` - -**This is the QCW advantage:** -- Not fighting capacitive divider directly -- But actively increasing numerator (V_topload) -- Allows longer sparks than fixed voltage - -### 3. Reduce C_sh (Limited Options) - -**Physical constraints:** -- C_sh ∝ L (fundamental geometry) -- Cannot eliminate -- Thin spark slightly better (smaller cross-section) -- But thermal/ionization requirements limit how thin - -### 4. Accept the Limitation - -**Reality:** -- Capacitive divider is fundamental -- Cannot be eliminated -- Design around it (optimize topload, use QCW ramping) -- Accept sub-linear scaling - ---- - -## Comparison: QCW vs Burst Mode - -### Burst Mode (Fixed Voltage) - -``` -V_topload = constant (capacitor discharge) - -As spark grows: -- V_tip decreases (capacitive divider) -- E_tip decreases rapidly -- Growth stalls at voltage limit -- L ∝ √E scaling dominates -``` - -### QCW Mode (Ramped Voltage) - -``` -V_topload(t) increases with time - -As spark grows: -- V_tip still affected by divider -- But V_topload increasing compensates partially -- Can maintain E_tip > E_propagation longer -- Better scaling: L ∝ E^0.6 to E^0.8 -``` - -**QCW doesn't eliminate the divider, but actively fights it!** - ---- - -## Key Takeaways - -- **Voltage divider**: V_tip = V_topload × C_mut/(C_mut + C_sh) -- **C_sh grows with length**: C_sh ≈ 6.6 pF/m × L, making growth self-limiting -- **V_tip drops dramatically**: Can reach 40% of V_topload by 6 ft -- **E_tip ∝ 1/L²**: Combined effect of voltage division and geometric scaling -- **Sub-linear scaling**: L ∝ √E for voltage-limited burst mode (Freau's observation) -- **Finite R worsens effect**: Conduction current creates additional voltage drop -- **QCW mitigation**: Active voltage ramping compensates for divider effect -- **Fundamental limit**: Cannot be eliminated, only managed through design - -## Practice - -{exercise:phys-ex-07} - -**Problem 1:** V_top = 350 kV, C_mut = 10 pF. Calculate V_tip for: -(a) L = 1 ft (C_sh = 2 pF) -(b) L = 5 ft (C_sh = 10 pF) -What percentage of voltage is lost? - -**Problem 2:** A spark needs E_propagation = 0.6 MV/m and κ = 3 to grow. For a 2 m spark, calculate the required V_tip. Then, if C_mut = 8 pF and C_sh = 13 pF (for 2 m), what V_topload is needed? - -**Problem 3:** Explain why spark length scales as L ∝ √E for voltage-limited burst mode. Connect this to the capacitive divider effect and the E_tip ∝ 1/L² relationship. - -**Problem 4:** Two coils: Coil A has C_mut = 6 pF, Coil B has C_mut = 12 pF (larger topload). Both operate at V_top = 400 kV and grow 1.5 m sparks. Calculate V_tip for each. Which suffers less from voltage division? - ---- -**Next Lesson:** [Freau's Empirical Relationship](08-freau-relationship.md) diff --git a/spark-lessons/lessons/03-spark-physics/08-freau-relationship.md b/spark-lessons/lessons/03-spark-physics/08-freau-relationship.md deleted file mode 100644 index 3cb85fe..0000000 --- a/spark-lessons/lessons/03-spark-physics/08-freau-relationship.md +++ /dev/null @@ -1,457 +0,0 @@ ---- -id: phys-08 -title: "Freau's Empirical Relationship" -section: "Spark Growth Physics" -difficulty: "advanced" -estimated_time: 35 -prerequisites: ["phys-03", "phys-04", "phys-07"] -objectives: - - Understand Freau's empirical L ∝ √E scaling for burst mode - - Derive the physical explanation from capacitive divider effects - - Recognize differences between burst mode and QCW scaling - - Apply scaling laws to predict performance changes -tags: ["freau", "scaling-laws", "sub-linear", "burst-mode", "QCW", "empirical"] ---- - -# Freau's Empirical Relationship - -Tesla coil community observations have revealed consistent patterns in how spark length scales with energy. Understanding these **scaling laws** helps predict performance and set realistic expectations. - -## The Empirical Observations - -Daniel Freau and others in the Tesla coil community documented: - -### Single-Shot Burst Mode - -``` -L ∝ √E - -where: - L = spark length [m] - E = bang energy (capacitor energy per pulse) [J] -``` - -**Example measurements:** -- 25 J → 0.8 m -- 100 J → 1.6 m (4× energy → 2× length) -- 400 J → 3.2 m (16× energy → 4× length) - -**Sub-linear scaling:** Doubling energy does NOT double length; only increases by √2 ≈ 1.41×. - -### Repetitive Burst Operation - -``` -L ∝ P_avg^n - -where: - P_avg = average power [W] - n ≈ 0.3 to 0.5 (empirical exponent) -``` - -**Example:** -- 10 kW → 1.2 m -- 40 kW → 2.0 m (4× power → 1.67× length, n ≈ 0.4) - -**Still sub-linear:** More power helps, but with diminishing returns. - -### QCW Mode - -``` -L ∝ E^m - -where: - m ≈ 0.6 to 0.8 (closer to linear than burst) -``` - -**Example:** -- 50 J → 3.5 m -- 200 J → 9.0 m (4× energy → 2.6× length, m ≈ 0.7) - -**Less sub-linear:** QCW shows better scaling than burst mode. - -## Physical Explanation: Voltage-Limited Burst Mode - -The L ∝ √E relationship for burst mode comes from the interplay of capacitive divider effects and voltage limitations. - -### Derivation from First Principles - -**Step 1: Growth stops when E_tip = E_propagation** - -``` -E_tip = κ × V_tip / L - -At stall: -κ × V_tip / L_max = E_propagation - -Solving for L_max: -L_max = κ × V_tip / E_propagation -``` - -**Step 2: Voltage division affects V_tip** - -From capacitive divider (Lesson 07): - -``` -V_tip ≈ V_topload × C_mut / (C_mut + C_sh) - -For long sparks (C_sh >> C_mut): -C_sh ≈ αL (α ≈ 6.6 pF/m) - -V_tip ≈ V_topload × C_mut / (αL) - ∝ V_topload / L -``` - -**Step 3: Substitute into stall condition** - -``` -L_max = κ × V_tip / E_propagation - = κ × (V_topload/L_max) / E_propagation - -Multiply both sides by L_max: -L_max² = κ × V_topload / E_propagation - -Solving for L_max: -L_max = √(κ × V_topload / E_propagation) - ∝ √V_topload -``` - -**Step 4: Connect to energy** - -For a capacitor discharge (burst mode): - -``` -E_bang = ½ C_primary V_primary² - -If transformer ratio is fixed: -V_topload ∝ V_primary ∝ √E_bang - -Therefore: -L_max ∝ √V_topload ∝ √(√E_bang) ∝ E_bang^(1/4) to E_bang^(1/2) -``` - -**The exact exponent depends on:** -- Whether topload voltage saturates (breakdown limit) -- Impedance matching (affects voltage transfer) -- Spark loading (changes transformer ratio during pulse) - -**Empirically observed:** The exponent clusters around **0.5**, giving **L ∝ √E**. - -### Simplified Intuition - -**The vicious cycle:** - -``` -Longer spark → Higher C_sh → Lower V_tip → Lower E_tip → Harder to grow - -E_tip ∝ V_tip/L ∝ (V_top/L)/L ∝ V_top/L² - -Growth requires: V_top/L² ≥ E_propagation/κ - V_top ≥ (E_propagation/κ) × L² - -For fixed V_top: -L_max² ≤ κ × V_top/E_propagation -L_max ∝ √V_top ∝ √E -``` - -**Physical meaning:** The capacitive divider creates a **quadratic penalty** (E_tip ∝ 1/L²), resulting in square-root scaling with energy/voltage. - ---- - -## WORKED EXAMPLE: Burst Mode Scaling - -**Given:** -- Coil operates in burst mode -- Test 1: E_bang = 40 J → L = 1.1 m -- Test 2: E_bang = 160 J → L = ? - -**Find:** Predicted length for Test 2 using L ∝ √E - -### Solution - -``` -L₂/L₁ = √(E₂/E₁) - -L₂ = L₁ × √(E₂/E₁) - = 1.1 m × √(160/40) - = 1.1 m × √4 - = 1.1 m × 2 - = 2.2 m - -Predicted: 2.2 m for 160 J -``` - -**Verification:** -- 4× energy (40 J → 160 J) -- 2× length (1.1 m → 2.2 m) -- Consistent with √E scaling ✓ - -**If scaling were linear (wrong):** -``` -L₂ = 1.1 m × (160/40) = 4.4 m (incorrect!) -``` - -**Key insight:** Quadrupling energy only doubles length in voltage-limited burst mode. - ---- - -## Why QCW Shows Different Scaling - -QCW mode shows less sub-linear scaling (L ∝ E^0.6 to E^0.8) because of active mitigation: - -### QCW Advantages - -**1. Voltage ramping:** -``` -V_topload(t) increases during ramp -Actively compensates for capacitive divider -Can maintain E_tip > E_propagation longer -``` - -**2. Leader formation:** -``` -Lower ε (5-15 J/m vs 30-100 J/m for burst) -Same energy produces longer spark -Better inherent efficiency -``` - -**3. Thermal accumulation:** -``` -Channel stays hot (no cooling between pulses) -Effective ε decreases during ramp -Later growth more efficient than early growth -``` - -### Modified Scaling - -**Effective relationship:** - -``` -L_max ∝ (V_top(t_final) / ε_effective) - -Both numerator and denominator improve during QCW ramp: -- V_top(t) increases (ramping) -- ε_effective decreases (thermal accumulation) - -Result: L ∝ E^m where m ≈ 0.6-0.8 -``` - -**Still sub-linear, but better than burst mode:** -- Burst: L ∝ E^0.5 -- QCW: L ∝ E^0.7 (typical) - -**Ratio improvement:** -``` -For 4× energy increase: -Burst: 4^0.5 = 2.0× longer -QCW: 4^0.7 = 2.64× longer - -QCW gains 32% more length for same energy increase! -``` - ---- - -## WORKED EXAMPLE: Comparing Modes - -**Given:** -- Burst mode coil: 100 J → 1.5 m (baseline) -- QCW conversion: Same 100 J total energy -- Burst scaling: L ∝ E^0.5 -- QCW scaling: L ∝ E^0.7 - -**Find:** -(a) Predicted QCW length at 100 J -(b) Energy needed for 3 m in each mode -(c) Which mode is more "scalable"? - -### Solution - -**Part (a): QCW length at 100 J** - -Need calibration point for QCW. Assume QCW has lower ε: - -``` -From ε perspective: -Burst: ε_burst = 100 J / 1.5 m = 67 J/m -QCW: ε_QCW ≈ 12 J/m (typical) - -Linear estimate: -L_QCW = 100 J / 12 J/m = 8.3 m - -But voltage limit will reduce this. -Realistic with same topload: ~4-5 m - -We'll use 4.5 m as calibration point. -``` - -**Part (b): Energy for 3 m in each mode** - -**Burst mode:** -``` -L ∝ E^0.5 -L₁ = 1.5 m at E₁ = 100 J -L₂ = 3 m at E₂ = ? - -(L₂/L₁)² = E₂/E₁ -(3/1.5)² = E₂/100 -4 = E₂/100 -E₂ = 400 J needed for 3 m -``` - -**QCW mode:** -``` -L ∝ E^0.7 -L₁ = 4.5 m at E₁ = 100 J -L₂ = 3 m at E₂ = ? - -(L₂/L₁)^(1/0.7) = E₂/E₁ -(3/4.5)^1.43 = E₂/100 -0.667^1.43 = E₂/100 -0.568 = E₂/100 -E₂ = 56.8 J needed for 3 m - -Actually, 3 m < 4.5 m, so less energy needed. -Correct calculation: -(3/4.5)^1.43 = E₂/100 -E₂ ≈ 56.8 J -``` - -Wait, let me recalculate for going DOWN in length: - -``` -If QCW produces 4.5 m at 100 J, then for 3 m: -(E₂/E₁) = (L₂/L₁)^(1/0.7) -E₂/100 = (3/4.5)^1.43 -E₂ = 100 × 0.568 ≈ 57 J - -QCW needs only 57 J for 3 m -Burst needs 400 J for 3 m - -QCW is 7× more energy-efficient! -``` - -**Part (c): Which is more scalable?** - -``` -Scalability = how much length increases per energy increase - -Burst: L ∝ E^0.5 - Doubling energy: 2^0.5 = 1.41× length gain - -QCW: L ∝ E^0.7 - Doubling energy: 2^0.7 = 1.62× length gain - -QCW is more scalable: 15% better length gain per energy doubling -``` - -**Practical implication:** QCW benefits more from increased energy/power than burst mode. - ---- - -## Repetitive Operation Scaling - -For repetitive burst mode (many pulses per second): - -``` -L ∝ P_avg^n where n ≈ 0.3-0.5 -``` - -**Physical explanation:** - -**Thermal memory between pulses:** -- If repetition rate is fast enough (~100+ Hz) -- Some ionization/thermal memory carries over -- Effective ε decreases slightly -- Better scaling than single-shot (n > 0.5) - -**Power vs energy:** -``` -P_avg = E_bang × f (f = pulse rate) - -For fixed E_bang: -L ∝ P^n ∝ (E × f)^n ∝ f^n - -More frequent pulses help, but sub-linearly -``` - -**Example:** -``` -100 Hz, 40 J per pulse: P_avg = 4 kW → L₁ -200 Hz, 40 J per pulse: P_avg = 8 kW → L₂ - -L₂/L₁ = (8/4)^0.4 = 2^0.4 = 1.32 - -Only 32% longer despite doubling pulse rate -``` - ---- - -## Practical Implications - -### Design Decisions - -**For maximum length:** -- Use QCW mode (better scaling, lower ε) -- Large topload (fight capacitive divider) -- Modest energy with long ramp (exploit thermal accumulation) - -**For visual spectacle:** -- Use burst mode (bright, branched) -- High peak power (dramatic but short sparks) -- Accept poor energy efficiency - -### Performance Predictions - -**When upgrading primary capacitance:** - -``` -C_primary doubles → E_bang doubles (same V_primary) - -Burst mode: L increases by √2 = 1.41× -QCW mode: L increases by 2^0.7 = 1.62× - -QCW benefits more from the upgrade -``` - -**When adding more power:** - -``` -QCW mode: More sensitive to power increases - Can ramp voltage higher/faster - Better return on investment - -Burst mode: Less sensitive - Voltage-limited earlier - Diminishing returns -``` - ---- - -## Key Takeaways - -- **Burst mode scaling**: L ∝ √E (square root of energy) -- **Physical origin**: Capacitive divider creates E_tip ∝ 1/L² penalty -- **QCW scaling**: L ∝ E^0.7 (less sub-linear, better than burst) -- **QCW advantages**: Voltage ramping + lower ε + thermal accumulation -- **Repetitive burst**: L ∝ P^0.3-0.5, slight improvement over single-shot -- **Design implication**: QCW is more "scalable" - better returns on energy/power increases -- **Realistic expectations**: Quadrupling energy only doubles burst-mode length - -## Practice - -{exercise:phys-ex-08} - -**Problem 1:** A burst coil produces 1.4 m sparks with 60 J per pulse. Using L ∝ √E, predict: -(a) Length with 135 J per pulse -(b) Energy needed for 2.1 m sparks - -**Problem 2:** Compare two upgrade paths for a QCW coil currently at 80 J, 3.2 m (assume L ∝ E^0.7): -- Option A: Upgrade to 160 J -- Option B: Upgrade to 240 J -Calculate expected length for each option. - -**Problem 3:** Explain why QCW shows L ∝ E^0.7 instead of L ∝ √E. What three mechanisms contribute to better-than-square-root scaling? - -**Problem 4:** A repetitive burst coil runs at 150 Hz with 30 J/pulse (4.5 kW average) and produces 1.0 m sparks. If pulse rate increases to 300 Hz (9 kW, same energy/pulse) and L ∝ P^0.4, predict new length. - ---- -**Next Lesson:** [Part 3 Review & Exercises](09-review-exercises.md) diff --git a/spark-lessons/lessons/03-spark-physics/09-review-exercises.md b/spark-lessons/lessons/03-spark-physics/09-review-exercises.md deleted file mode 100644 index 399a909..0000000 --- a/spark-lessons/lessons/03-spark-physics/09-review-exercises.md +++ /dev/null @@ -1,434 +0,0 @@ ---- -id: phys-09 -title: "Part 3 Review: Spark Growth Physics" -section: "Spark Growth Physics" -difficulty: "intermediate" -estimated_time: 60 -prerequisites: ["phys-01", "phys-02", "phys-03", "phys-04", "phys-05", "phys-06", "phys-07", "phys-08"] -objectives: - - Synthesize understanding of spark growth physics - - Apply multiple concepts to realistic design problems - - Troubleshoot common performance issues - - Make informed design decisions based on physics principles -tags: ["review", "synthesis", "design", "troubleshooting", "comprehensive"] ---- - -# Part 3 Review: Spark Growth Physics - -This lesson synthesizes the spark growth physics concepts from Part 3 and provides comprehensive practice problems integrating multiple topics. - -## Concepts Summary - -### Electric Field Thresholds (Lesson phys-01) - -**Key equations:** -``` -E_inception ≈ 2-3 MV/m (initial breakdown) -E_propagation ≈ 0.4-1.0 MV/m (sustained growth) -E_tip = κ × E_average = κ × V/L -Growth criterion: E_tip > E_propagation -``` - -**Key concepts:** -- Tip enhancement factor κ ≈ 2-5 -- Altitude/humidity effects: ±20-30% -- Voltage-limited when E_tip < E_propagation - -### Maximum Voltage-Limited Length (Lesson phys-02) - -**Key equations:** -``` -L_max ≈ κ × V_top / E_propagation - -FEMM provides: E_tip(V_top, L, geometry) -``` - -**Key concepts:** -- Both voltage AND power are necessary -- FEMM computes realistic field distributions -- Environmental effects reduce E_propagation at altitude - -### Energy Per Meter (Lesson phys-03) - -**Key equations:** -``` -ΔE ≈ ε × ΔL -dL/dt = P_stream / ε (when E_tip > E_propagation) -T = ε × L / P_stream (time to grow) -``` - -**Key concepts:** -- ε [J/m] is energy per meter of growth -- Includes ionization, heating, radiation, branching -- Theoretical minimum ε ≈ 0.3-0.5 J/m -- Practical values 20-300× higher - -### Empirical ε Values (Lesson phys-04) - -**Typical ranges:** -``` -QCW: ε ≈ 5-15 J/m (efficient leaders) -Hybrid DRSSTC: ε ≈ 20-40 J/m (mixed) -Burst mode: ε ≈ 30-100+ J/m (inefficient streamers) -``` - -**Key concepts:** -- Calibration: ε = E_delivered / L_measured -- Thermal accumulation: ε(t) = ε₀/(1 + α∫P dt) -- Operating mode choice trades efficiency vs aesthetics - -### Thermal Memory (Lesson phys-05) - -**Key equations:** -``` -τ_thermal = d² / (4α) where α ≈ 2×10⁻⁵ m²/s -v_convection ≈ √(g × d × ΔT/T_amb) -``` - -**Typical times:** -``` -Thin streamers (d ~ 100 μm): τ ~ 0.1-0.2 ms -Thick leaders (d ~ 3 mm): τ ~ 50-300 ms -Effective persistence: 1-5 ms (streamers), seconds (leaders) -``` - -**Key concepts:** -- Convection extends persistence beyond pure diffusion -- QCW ramp time << leader thermal time (stays hot) -- Burst gap >> streamer thermal time (cools completely) - -### Streamers vs Leaders (Lesson phys-06) - -**Comparison:** -``` - Streamers Leaders -Diameter: 10-100 μm 1-10 mm -Velocity: ~10⁶ m/s ~10³ m/s -Temperature: 1000-3000 K 5000-20,000 K -Mechanism: Photoionization Thermal ionization -ε: 50-150+ J/m 5-20 J/m -``` - -**6-step transition:** -1. High E-field creates streamers -2. Current flows → Joule heating -3. Thermal ionization begins -4. Leader forms from base -5. Leader tip launches streamers -6. Fed streamers convert to leader - -### Capacitive Divider (Lesson phys-07) - -**Key equations:** -``` -V_tip = V_topload × C_mut/(C_mut + C_sh) -C_sh ≈ 6.6 pF/m × L -E_tip ∝ V_tip/L ∝ 1/L² (combined effect) -``` - -**Key concepts:** -- Voltage division worsens as spark grows -- Self-limiting: longer sparks harder to extend -- Causes sub-linear scaling -- QCW mitigation: active voltage ramping - -### Freau's Scaling Laws (Lesson phys-08) - -**Empirical relationships:** -``` -Burst mode: L ∝ √E (sub-linear) -QCW mode: L ∝ E^0.7 (less sub-linear) -Repetitive burst: L ∝ P^0.4 (moderate) -``` - -**Key concepts:** -- Physical origin: capacitive divider + voltage limitation -- QCW advantages: ramping + low ε + thermal accumulation -- Realistic expectations: 4× energy → 2× length (burst) - ---- - -## Comprehensive Practice Problems - -### Problem 1: Integrated Design Analysis - -**Scenario:** -You are designing a QCW Tesla coil with the following targets: -- Target spark length: L = 2.5 m -- Ramp time: T = 15 ms -- Operating frequency: f = 150 kHz - -**Measurements from FEMM:** -- At L = 2.5 m, V_top = 550 kV: E_tip = 0.65 MV/m -- C_mut ≈ 9 pF -- C_sh ≈ 16.5 pF (for 2.5 m spark) - -**Questions:** - -**(a)** If E_propagation = 0.6 MV/m at your altitude, can the spark reach 2.5 m with 550 kV? Calculate the margin. - -**(b)** Assuming ε = 11 J/m for your QCW mode, calculate: -- Total energy required -- Average power required - -**(c)** Calculate V_tip using the capacitive divider formula. Compare to the voltage needed if there were no division (C_sh = 0). What percentage is lost? - -**(d)** If thermal accumulation reduces ε by 20% during the ramp (ε_effective = 8.8 J/m), recalculate the required power. How much benefit does thermal accumulation provide? - ---- - -### Problem 2: Mode Comparison - -**Scenario:** -You have a coil that can operate in either burst mode or QCW mode with the same primary energy E = 120 J. - -**Burst mode characteristics:** -- ε_burst = 55 J/m -- No thermal accumulation -- Voltage-limited to L_max = 2.0 m - -**QCW mode characteristics:** -- ε_QCW = 13 J/m (initial) -- With thermal accumulation: ε_effective ≈ 10 J/m (average) -- Can ramp voltage to overcome divider partially -- Voltage-limited to L_max = 4.5 m - -**Questions:** - -**(a)** Calculate predicted spark length for each mode using the power-limited formula L = E/ε. Which limit (power or voltage) dominates in each case? - -**(b)** For burst mode at 200 Hz repetition (P_avg = 24 kW), estimate whether thermal memory between pulses affects performance. Use τ_thermal ≈ 0.15 ms for thin streamers. - -**(c)** If you want 3 m sparks, which mode should you use? If neither reaches 3 m, what design changes would help? - ---- - -### Problem 3: Thermal Physics Analysis - -**Scenario:** -High-speed photography of your QCW coil shows: -- t = 0-0.5 ms: Purple streamers, d ≈ 80 μm -- t = 2-15 ms: White core at base, d ≈ 3 mm -- t > 15 ms (after ramp): Glowing channel rises for ~2 seconds - -**Questions:** - -**(a)** Calculate thermal diffusion time for: -- Thin streamers (d = 80 μm) -- Thick leaders (d = 3 mm) - -**(b)** The observation of leader persistence suggests thermal time constants alone don't explain the 2-second glow. Calculate convection velocity for the 3 mm leader with ΔT = 12,000 K. How does this explain the extended visibility? - -**(c)** Your ramp time is 15 ms. Compare this to the leader thermal time constant. Does the leader cool significantly during the ramp? (Use exponential cooling: T(t) ≈ T₀ × exp(-t/τ)) - -**(d)** Estimate at what time during the ramp the streamer-to-leader transition occurs, given that thermal ionization requires ~5000 K and Joule heating provides ~20 kW to a 1.5 m channel. Use: -- Channel mass: m ≈ d² × L × ρ_air ≈ (3×10⁻³)² × 1.5 × 1.2 ≈ 1.6×10⁻⁵ kg -- Heat capacity: c_p ≈ 1000 J/(kg·K) - ---- - -### Problem 4: Scaling and Optimization - -**Scenario:** -You have experimental data from three runs: - -| Run | V_primary | E_bang | L_measured | Notes | -|-----|-----------|--------|------------|-------| -| 1 | 300 V | 45 J | 1.3 m | Burst mode | -| 2 | 400 V | 80 J | 1.65 m | Burst mode | -| 3 | 400 V | 80 J | 4.2 m | QCW mode, 12 ms ramp | - -**Questions:** - -**(a)** Calculate ε for each run. What do the values tell you about the operating modes? - -**(b)** Check if Runs 1 and 2 follow L ∝ √E scaling (burst mode). Calculate the predicted L for Run 2 based on Run 1 data. - -**(c)** The QCW mode (Run 3) uses the same energy but produces 4.2 m vs 1.65 m for burst. Calculate the efficiency ratio. Where does the "extra length" come from physically? - -**(d)** You want to reach 2.5 m in burst mode. Using the L ∝ √E relationship from Runs 1-2, estimate the required energy. Is this upgrade worth it compared to just using QCW mode? - ---- - -### Problem 5: Capacitive Divider Deep Dive - -**Scenario:** -Your coil has C_mut = 8.5 pF and operates at V_topload = 480 kV. You want to analyze voltage division effects. - -**Questions:** - -**(a)** Create a table showing L, C_sh, V_tip, and E_tip (with κ = 3.2) for spark lengths: 0.5 m, 1.0 m, 1.5 m, 2.0 m, 2.5 m, 3.0 m. Use C_sh ≈ 6.6 pF/m × L. - -**(b)** If E_propagation = 0.55 MV/m, at what length does growth stall (E_tip = E_propagation)? Use your table and interpolate if needed. - -**(c)** Calculate what V_topload would be required to reach 3.0 m if E_propagation = 0.55 MV/m and κ = 3.2. Compare to your current 480 kV capability. - -**(d)** Propose two design changes to improve maximum length without increasing V_topload. For each, explain the physical mechanism and estimate the improvement. - ---- - -### Problem 6: Troubleshooting Scenario - -**Scenario:** -A coiler reports the following symptoms: -- Coil produces bright, purple, highly-branched 0.8 m sparks -- Primary energy: E_bang = 95 J -- Topload voltage measured: V_top ≈ 420 kV (from FEMM calibration) -- Expected much longer sparks based on energy - -**Your analysis:** -- FEMM shows E_tip ≈ 1.1 MV/m at 0.8 m length with 420 kV -- C_mut ≈ 7 pF, C_sh ≈ 5.3 pF (for 0.8 m) -- Operating mode: Hard-pulsed burst, 150 μs pulse width, 200 Hz - -**Questions:** - -**(a)** Calculate ε from the observed performance. Compare to expected values for burst mode. What does this indicate? - -**(b)** The E_tip = 1.1 MV/m is well above typical E_propagation ≈ 0.6 MV/m. Is the coil voltage-limited? What other limit explains the short sparks? - -**(c)** The symptom "bright, purple, highly-branched" suggests what type of discharge mechanism? Explain using the streamer vs leader concepts. - -**(d)** Calculate thermal diffusion time for a 100 μm streamer. Compare to the 150 μs pulse width and 5 ms gap between pulses. Does thermal memory persist between pulses? - -**(e)** Recommend three specific changes to improve spark length. For each, explain the physical principle and estimate the potential improvement. - ---- - -## Conceptual Questions - -### Question 1: Synthesis -Explain the complete chain of physics that causes burst mode to scale as L ∝ √E: -- Start with capacitive divider effect -- Connect to E_tip ∝ 1/L² -- Relate to voltage-limited stall condition -- Conclude with scaling relationship - -### Question 2: Design Trade-offs -Compare QCW and burst mode for: -- Energy efficiency (ε values) -- Thermal memory utilization -- Voltage division mitigation -- Practical applications -Conclude: when would you choose each mode? - -### Question 3: Physical Mechanisms -The streamer-to-leader transition requires three things: -1. Sufficient current -2. Sufficient time -3. Sufficient voltage maintenance - -Explain WHY each is necessary using the physics of: -- Joule heating -- Thermal ionization threshold -- Positive feedback mechanisms - -### Question 4: Limitations -A coiler claims: "I have 200 kW available, so I should easily get 10 m sparks!" - -Identify the flaws in this reasoning. Discuss: -- Voltage vs power limitations -- Energy per meter constraints -- Capacitive divider effects -- Realistic expectations - ---- - -## Part 3 Mastery Checklist - -Before proceeding to Part 4, ensure you can: - -### Electric Fields -- [ ] Calculate E_average and E_tip from V and L -- [ ] Apply tip enhancement factor κ -- [ ] Determine growth criterion (E_tip vs E_propagation) -- [ ] Account for altitude/environmental effects - -### Energy and Power -- [ ] Calculate total energy from ε and L -- [ ] Apply growth rate equation dL/dt = P/ε -- [ ] Predict growth time for target length -- [ ] Distinguish voltage-limited from power-limited - -### Operating Modes -- [ ] Explain ε differences between QCW, hybrid, burst -- [ ] Calculate expected length from energy and ε -- [ ] Recognize mode from observed spark characteristics -- [ ] Choose appropriate mode for design goals - -### Thermal Physics -- [ ] Calculate thermal diffusion times for different diameters -- [ ] Estimate convection velocity from temperature excess -- [ ] Explain QCW advantage via thermal memory -- [ ] Predict streamer vs leader formation based on timescales - -### Discharge Mechanisms -- [ ] Distinguish streamers from leaders (6 key properties) -- [ ] Describe the 6-step transition sequence -- [ ] Explain photoionization vs thermal ionization -- [ ] Predict which mechanism dominates in a given mode - -### Capacitive Divider -- [ ] Calculate V_tip from C_mut, C_sh, V_topload -- [ ] Explain how C_sh increases with length -- [ ] Derive E_tip ∝ 1/L² relationship -- [ ] Identify mitigation strategies - -### Scaling Laws -- [ ] Apply L ∝ √E for burst mode predictions -- [ ] Explain physical origin of sub-linear scaling -- [ ] Recognize QCW shows better scaling (L ∝ E^0.7) -- [ ] Set realistic expectations for energy/power increases - ---- - -## Advanced Challenge Problem - -**Scenario:** Design a QCW coil from scratch to achieve 3.5 m sparks. - -**Given constraints:** -- Budget allows C_primary up to 1.0 μF -- V_primary limited to 600 V (safety) -- Topload options: 20 cm toroid (C_top ≈ 25 pF) or 35 cm toroid (C_top ≈ 45 pF) -- Target ramp time: 10-15 ms -- Sea level operation (E_propagation = 0.6 MV/m) - -**Your task:** - -1. **Energy calculation:** - - Choose ε for QCW mode - - Calculate total energy required for 3.5 m - - Verify this is achievable with C_primary and V_primary - -2. **Voltage requirement:** - - Estimate C_mut for each topload option (use C_mut ≈ 0.7 × C_top as approximation) - - Calculate C_sh for 3.5 m spark - - For each topload, calculate V_topload needed to achieve E_tip = 0.7 MV/m at 3.5 m (assume κ = 3.0) - - Include capacitive division effects - -3. **Power analysis:** - - For T_ramp = 12 ms, calculate required average power - - Estimate peak power (assume 1.5× average for QCW) - - Check if this is reasonable for DRSSTC primary - -4. **Thermal verification:** - - Estimate leader diameter (2-4 mm typical) - - Calculate thermal time constant - - Verify ramp time << thermal time (QCW condition satisfied) - -5. **Final recommendation:** - - Which topload should be used? Why? - - Is the 3.5 m target achievable with given constraints? - - If not, what would you change and why? - ---- - -**Next Section:** [Part 4: Advanced Modeling](../04-advanced-modeling/01-introduction.md) - ---- - -## Solutions Provided Separately - -{exercise:phys-ex-comprehensive} - -Detailed solutions to all practice problems are available in the solutions guide to allow self-assessment and learning. diff --git a/spark-lessons/lessons/04-advanced-modeling/01-lumped-model.md b/spark-lessons/lessons/04-advanced-modeling/01-lumped-model.md deleted file mode 100644 index 5e0b560..0000000 --- a/spark-lessons/lessons/04-advanced-modeling/01-lumped-model.md +++ /dev/null @@ -1,440 +0,0 @@ ---- -id: model-01 -title: "Lumped Spark Model Theory" -section: "Advanced Modeling" -difficulty: "advanced" -estimated_time: 35 -prerequisites: ["phys-09", "phys-10", "phys-11"] -objectives: - - Understand single-element lumped model structure and assumptions - - Learn when lumped models are appropriate vs distributed models - - Master the complete workflow for building lumped spark models - - Integrate lumped spark models with full Tesla coil circuit analysis -tags: ["modeling", "lumped-model", "circuit-theory", "SPICE"] ---- - -# Lumped Spark Model Theory - -The **lumped spark model** treats the entire spark as a single equivalent circuit element. This is the simplest and most computationally efficient approach for Tesla coil spark modeling, suitable for most practical engineering applications. - -## What is a Lumped Model? - -### Circuit Structure - -The lumped spark model represents the spark channel as three components: - -``` -Topload (V_top) - | - +---[C_mut]---+---[R]---+---[C_sh]---+ - | | - Node Node GND -``` - -**Components:** - -1. **C_mut (Mutual Capacitance):** Capacitance between topload and spark channel - - Typical range: 5-15 pF - - Extracted from FEMM electrostatic analysis - -2. **R (Plasma Resistance):** Effective resistance of the entire spark - - Typical range: 10-500 kΩ at 200 kHz - - Optimized for maximum power transfer - - Variable, depends on plasma state - -3. **C_sh (Shunt Capacitance):** Capacitance from spark to ground - - Typical rule: ~2 pF/foot of spark length - - Also extracted from FEMM - - Critical for capacitive divider effect - -### Physical Meaning - -**The lumped model assumes:** -- Uniform current distribution along spark -- Single averaged resistance value -- Quasi-static voltage distribution -- Spark can be treated as electrically short at operating frequency - -**This works when:** -- λ >> L (wavelength much greater than spark length) -- At 200 kHz: λ = 1500 m, sparks typically <3 m -- Distributed effects are second-order corrections - -## When to Use Lumped Models - -### Appropriate Applications - -**Use lumped models for:** - -1. **Short to Medium Sparks (<1-2 m)** - - Uniform properties dominate - - Single R approximation valid - -2. **Impedance Matching Studies** - - Quick evaluation of different topload sizes - - Coil-level optimization - - Matching network design - -3. **First-Order Power Estimates** - - Energy transfer calculations - - Efficiency predictions - - Quick design iterations - -4. **Engineering Estimates** - - Performance predictions - - Component selection - - Safety margins - -**Computational cost:** <1 second per simulation - -### When Lumped Models Fail - -**Switch to distributed models when:** - -1. **Long Sparks (>2-3 m)** - - Base vs tip properties differ significantly - - Leader/streamer transition critical - - Current distribution non-uniform - -2. **Current Distribution Matters** - - Measuring actual current along spark - - Validating against detailed measurements - - Research applications - -3. **Extreme Parameters** - - Very low frequency (λ approaches L) - - Very high voltage (breakdown physics critical) - - Unusual geometries - -4. **Publication-Quality Results** - - Peer review requires distributed model - - Detailed physics validation - -**Trade-off:** Distributed models 1000-2000× slower - -## Complete Lumped Model Workflow - -### Step 1: FEMM Electrostatic Analysis - -**Setup requirements:** -``` -Geometry: -- Axisymmetric (r-z coordinates) -- Topload: toroid or sphere -- Spark: vertical cylinder -- Ground plane below - -Problem type: -- Electrostatic (frequency = 0) -- Two conductors: topload (V=1V), spark (floating) -- Ground boundary condition - -Solve: -- Extract 2×2 capacitance matrix [C] -``` - -Detailed FEMM procedure covered in next lesson. - -### Step 2: Extract Circuit Elements - -**From FEMM capacitance matrix:** - -``` - [Topload] [Spark] -[Top] [ C₁₁ C₁₂ ] -[Spark][ C₂₁ C₂₂ ] - -Where: -- C_ii > 0 (diagonal: self-capacitance) -- C_ij < 0 (off-diagonal: mutual capacitance, negative) -- C₁₂ = C₂₁ (symmetric) -``` - -**Extraction formulas:** - -**Mutual capacitance:** -``` -C_mut = |C₁₂| = |C₂₁| -``` -Take absolute value of off-diagonal element. - -**Shunt capacitance:** -``` -C_sh = C₂₂ + C₂₁ - = C₂₂ - |C₁₂| (since C₂₁ < 0) -``` - -This is spark-to-ground capacitance with topload present. - -### Step 3: Calculate Optimal Resistance - -**Power-optimal resistance formula:** -``` -R_opt_power = 1 / (ω × C_total) - -Where: - ω = 2πf (angular frequency) - C_total = C_mut + C_sh -``` - -**Physical basis:** Hungry streamer theory -- Plasma adjusts to maximize power extraction -- R = 1/(ωC) gives optimal power transfer for capacitive load -- Valid for streamer-dominated discharge - -**Apply physical bounds:** -``` -R_min = 5 kΩ (hot leader, best case) -R_max = 500 kΩ (cool streamer, worst case) - -R_clipped = clip(R_opt_power, R_min, R_max) -``` - -Use R_clipped in final model. - -### Step 4: Build SPICE Netlist - -**Example SPICE implementation:** - -```spice -* Lumped spark model - Tesla coil discharge -.param freq=200k -.param omega={2*pi*freq} - -* Operating frequency -* Angular frequency - -* Test voltage source (or connect to coil model) -V_topload topload 0 AC 1V - -* Spark circuit elements -C_mut topload spark_node {C_mut_value} -R_spark spark_node spark_r {R_value} -C_sh spark_r 0 {C_sh_value} - -* AC analysis -.ac lin 1 {freq} {freq} - -* Output admittance at topload -.print ac v(topload) i(V_topload) vp(topload) ip(V_topload) - -.end -``` - -### Step 5: Run AC Analysis and Extract Results - -**Calculate admittance:** -``` -Y = I / V (complex admittance) - -Re{Y} = real part (conductance) -Im{Y} = imaginary part (susceptance) -``` - -**Convert to impedance if needed:** -``` -Z = 1/Y - -|Z| = magnitude -φ_Z = phase angle -``` - -**Calculate power (for actual operating voltage):** -``` -P_spark = 0.5 × |V_actual|² × Re{Y} - -Example: -If V_actual = 320 kV, Re{Y} = 1.5 μS -P_spark = 0.5 × (320×10³)² × 1.5×10⁻⁶ - = 76.8 kW -``` - -### Step 6: Validation Checks - -**1. Phase angle check:** -``` -Expected: φ_Z = -55° to -75° -(Capacitive-resistive, more capacitive than resistive) - -If outside range: -- Check C values (FEMM errors?) -- Check R (unphysical value?) -- Review frequency -``` - -**2. Resistance range check:** -``` -At 200 kHz: -- Short spark (0.5 m): R ≈ 50-150 kΩ -- Medium spark (1.5 m): R ≈ 100-300 kΩ -- Long spark (3 m): R ≈ 200-500 kΩ - -If much higher: likely streamer-dominated (OK but low power) -If much lower: check calculations -``` - -**3. Capacitance validation:** -``` -C_sh ≈ 2 pF/foot × L_spark - -Within factor of 2 is acceptable: -- Higher: concentrated field near ground -- Lower: elevated geometry, less ground coupling - -Exact match not expected (geometry dependent) -``` - -**4. Compare to measurements:** -``` -If available: -- Ringdown frequency shift → Y_spark -- E-field probe + current probe → Z_spark - -Adjust R within bounds to match measurements -``` - -## Integration with Full Coil Model - -### Connection to Secondary Circuit - -The lumped spark model appears as a **load impedance** at the topload terminal: - -``` -[Primary] → [Coupled Transformer] → [Secondary L_sec, R_sec] → [C_topload] → [Z_spark] - ↓ - GND -``` - -**Effects on coil performance:** - -1. **Loaded Q reduction:** - ``` - Q_loaded < Q_unloaded - - More resistive spark → lower Q → faster ringdown - ``` - -2. **Resonant frequency shift:** - ``` - f_loaded ≠ f₀ - - Spark adds capacitance → lowers frequency - Magnitude: Δf ≈ 1-5 kHz typical - ``` - -3. **Power extraction:** - ``` - P_spark = fraction of total power - - Well-matched: 50-70% to spark - Poorly matched: <30% to spark - ``` - -### Impedance Matching - -**For maximum power transfer:** -``` -Want: Z_spark ≈ Z_secondary* - -Where Z_secondary* is complex conjugate of secondary impedance - -Practical approach: -- Adjust C_topload to tune frequency -- Spark length determines Z_spark -- Iterate to find optimal balance -``` - -**Trade-offs:** -- Larger topload: better coupling, heavier load -- Smaller topload: higher voltage, weaker coupling -- Spark impedance: fixed by physics (less control) - -## Worked Example: Complete Lumped Model - -**Given parameters:** -- Frequency: f = 190 kHz -- FEMM results: C_mut = 9.5 pF, C_sh = 7.2 pF -- Physical bounds: R_min = 5 kΩ, R_max = 500 kΩ - -**Step 1: Calculate R_opt_power** -``` -ω = 2π × 190×10³ = 1.194×10⁶ rad/s - -C_total = C_mut + C_sh - = 9.5 + 7.2 - = 16.7 pF - -R_opt = 1/(ω × C_total) - = 1/(1.194×10⁶ × 16.7×10⁻¹²) - = 1/(1.994×10⁻⁵) - = 50.2 kΩ -``` - -**Step 2: Check bounds** -``` -R_min = 5 kΩ -R_opt = 50.2 kΩ ✓ Within bounds -R_max = 500 kΩ - -Use R = 50.2 kΩ -``` - -**Step 3: Build SPICE model** -```spice -V_test topload 0 AC 1V -C_mut topload n1 9.5p -R_spark n1 n2 50.2k -C_sh n2 0 7.2p - -.ac lin 1 190k 190k -.end -``` - -**Step 4: Simulate** (example results) -``` -Y = I/V = 5.23 μS ∠74.5° - -Re{Y} = 5.23 × cos(74.5°) = 1.39 μS -Im{Y} = 5.23 × sin(74.5°) = 5.04 μS - -Convert to Z: -|Z| = 1/5.23×10⁻⁶ = 191 kΩ -φ_Z = -74.5° -``` - -**Step 5: Validate** -``` -✓ φ_Z = -74.5° in expected range (-55° to -75°) -✓ R_eq ≈ 51 kΩ close to R_opt = 50.2 kΩ -✓ Physical: Between 5-500 kΩ - -C_sh check: -L ≈ 7.2 pF / (2 pF/ft) = 3.6 ft ≈ 1.1 m -✓ Reasonable for medium spark -``` - -**Step 6: Power calculation** (if V_topload = 320 kV actual) -``` -P = 0.5 × |V|² × Re{Y} - = 0.5 × (320×10³)² × 1.39×10⁻⁶ - = 71.2 kW -``` - -Model complete and ready for coil integration! - -## Key Takeaways - -- **Lumped model** treats spark as single R-C-C network: simple, fast, accurate for most cases -- **Use for:** sparks <2 m, impedance matching, engineering estimates, quick iterations -- **FEMM extraction:** C_mut = |C₁₂|, C_sh = C₂₂ - |C₁₂| from Maxwell matrix -- **Optimal resistance:** R = 1/(ω × C_total) from hungry streamer theory, with physical bounds -- **Validation checks:** phase angle, resistance range, C_sh ≈ 2 pF/ft, compare to measurements -- **Integration:** appears as load impedance at topload, affects Q, frequency, power transfer -- **When to upgrade:** long sparks (>2 m), current distribution needed, research applications - -## Practice - -{exercise:model-ex-01} - ---- -**Next Lesson:** [FEMM Extraction for Lumped Models](02-femm-extraction-lumped.md) diff --git a/spark-lessons/lessons/04-advanced-modeling/02-femm-extraction-lumped.md b/spark-lessons/lessons/04-advanced-modeling/02-femm-extraction-lumped.md deleted file mode 100644 index b3bac34..0000000 --- a/spark-lessons/lessons/04-advanced-modeling/02-femm-extraction-lumped.md +++ /dev/null @@ -1,703 +0,0 @@ ---- -id: model-02 -title: "FEMM Extraction for Lumped Models" -section: "Advanced Modeling" -difficulty: "advanced" -estimated_time: 45 -prerequisites: ["model-01", "phys-08"] -objectives: - - Master FEMM setup for two-body electrostatic problems (topload + spark) - - Extract and interpret Maxwell capacitance matrices - - Apply correct sign conventions for mutual and shunt capacitances - - Validate extracted capacitances against empirical rules -tags: ["FEMM", "electrostatics", "capacitance-matrix", "extraction", "validation"] ---- - -# FEMM Extraction for Lumped Models - -This lesson covers the detailed procedure for using FEMM (Finite Element Method Magnetics) to extract capacitances for lumped spark models. We'll focus on the two-body problem: topload and spark channel. - -## The Maxwell Capacitance Matrix - -### Mathematical Definition - -FEMM outputs the **Maxwell capacitance matrix** [C] which relates charges to voltages: - -``` -[Q] = [C] × [V] - -Where: -Q_i = charge on conductor i (coulombs) -V_i = potential of conductor i (volts) -[C] = capacitance matrix (farads) -``` - -### Matrix Properties - -The Maxwell matrix has specific mathematical properties: - -**1. Symmetry:** -``` -C_ij = C_ji - -Physical basis: Maxwell's equations are symmetric -Numerical check: |C_ij - C_ji| / |C_ij| < 0.01 -``` - -**2. Diagonal elements positive:** -``` -C_ii > 0 (self-capacitance) - -Physical meaning: Charge required to raise conductor i to 1V -``` - -**3. Off-diagonal elements negative:** -``` -C_ij < 0 for i ≠ j - -IMPORTANT: This is the Maxwell convention! - -Physical meaning: Negative charge induced on conductor j -when conductor i is at +1V (field lines terminate) -``` - -**4. Row sum equals zero:** -``` -Σ_j C_ij = 0 for each row i - -Conservation: Total charge to ground = 0 when far-field grounded -``` - -### Two-Body System - -For topload (conductor 1) and spark (conductor 2), with ground implicit: - -``` - [1] [2] -[1] [ C₁₁ C₁₂ ] -[2] [ C₂₁ C₂₂ ] - -Example values: - [Top] [Spark] -[Top] [ 30 -8 ] pF -[Spark][ -8 14 ] pF -``` - -**Interpretation:** - -- **C₁₁ = 30 pF:** Topload self-capacitance (to infinity/ground at ∞) -- **C₂₂ = 14 pF:** Spark self-capacitance (to infinity) -- **C₁₂ = C₂₁ = -8 pF:** Mutual capacitance (negative per convention) - -**Note:** These are NOT the circuit elements we need directly. Extraction required! - -## FEMM Setup for Lumped Model - -### Problem Type and Geometry - -**Problem configuration:** -``` -Type: Electrostatic, axisymmetric -Coordinates: r-z (cylindrical) -Frequency: 0 Hz (pure electrostatic) -Precision: 1e-8 (default) -``` - -**Geometry components:** - -**1. Topload (Conductor 1):** -``` -Typical: Toroid -- Major diameter: 20-50 cm -- Minor diameter: 5-15 cm -- Or sphere: radius 10-25 cm - -Position: Origin at center -Material: Perfect conductor (grouped as Conductor 1) -``` - -**2. Spark channel (Conductor 2):** -``` -Shape: Vertical cylinder -- Length: Target spark length (e.g., 1.5 m) -- Diameter: 1-3 mm (typical plasma channel) -- Position: Base at topload bottom, extending downward - -Material: Perfect conductor (grouped as Conductor 2) - -Note: Small gap (0.1 mm) between topload and spark base - This is numerical convenience; results insensitive -``` - -**3. Ground plane:** -``` -Position: Below spark tip -Distance: 10-20 cm below tip (or room floor distance) -Extent: Large radius (3-5× max dimension) - -Boundary: V = 0 (Dirichlet condition) -``` - -**4. Outer boundary:** -``` -Shape: Large cylindrical volume -Radius: 3-5× maximum geometry dimension -Height: Extends above and below structure - -Boundary condition: V = 0 (or mixed, grounded at ∞) -``` - -**5. Medium:** -``` -All regions: Air -ε_r = 1 (vacuum permittivity) -``` - -### Step-by-Step FEMM Procedure - -**Step 1: Create geometry** - -``` -1. Draw toroid in r-z plane (right half only, axisymmetric) - - Use arc and line segments - - Close contour - -2. Draw spark cylinder - - Rectangle in r-z coordinates - - r: [0, radius], z: [z_base, z_tip] - -3. Draw ground plane - - Horizontal line at z = z_ground - - r: [0, r_max] - -4. Draw outer boundary box - - Enclose all geometry - - Large enough to avoid boundary effects -``` - -**Step 2: Define materials** -``` -Create air material block: -- Name: "Air" -- Relative permittivity: ε_r = 1 -- Apply to all regions -``` - -**Step 3: Define conductors** - -``` -Property → Conductors → Add Conductors: - -Conductor 1 (Topload): -- Select all topload surface nodes/segments -- Group: "1" -- Voltage: 1V (test voltage) - -Conductor 2 (Spark): -- Select all spark cylinder surfaces -- Group: "2" -- Voltage: (floating potential) - -Ground plane: -- Boundary condition: V = 0 (not a separate conductor) -``` - -**Step 4: Mesh generation** - -``` -Mesh → Create Mesh - -Automatic meshing with refinement near conductors: -- Typical element size: 1-5 mm near spark -- 10-50 mm in far field -- Total elements: 5,000-20,000 for lumped model - -Check mesh quality visually (no overly elongated triangles) -``` - -**Step 5: Solve** - -``` -Analysis → Solve - -Solver runs (typically <10 seconds for lumped model) - -Check for convergence: -- Should converge in <100 iterations -- Final residual < 1e-8 -- No warnings about poor mesh quality -``` - -**Step 6: Extract capacitance matrix** - -``` -View → Circuit Props - -Output shows: -- Conductor properties (V, Q for each) -- Capacitance matrix [C] - -Copy matrix values to spreadsheet or script -``` - -### Example FEMM Output - -**Conductor properties:** -``` -Conductor 1 (Topload): - Voltage: 1.0000 V (fixed) - Charge: 3.52e-11 C = 35.2 pC - -Conductor 2 (Spark): - Voltage: 0.2982 V (computed, floating) - Charge: 1.68e-11 C = 16.8 pC -``` - -**Capacitance matrix [C]:** -``` - [1] [2] -[1] [ 35.2 -10.5 ] pF -[2] [-10.5 16.8 ] pF -``` - -**Verify properties:** -``` -✓ Symmetric: C₁₂ = C₂₁ = -10.5 pF -✓ Diagonal positive: C₁₁, C₂₂ > 0 -✓ Off-diagonal negative: C₁₂, C₂₁ < 0 -✓ Row sum: 35.2 + (-10.5) = 24.7 ≈ 0? NO - ground implicit! - -Row sum ≠ 0 is OK: ground is not in matrix (infinite conductor) -``` - -## Extracting Circuit Elements - -### Formula Derivation - -**Goal:** Extract C_mut and C_sh for this circuit: - -``` -Topload ---[C_mut]--- Spark ---[C_sh]--- Ground -``` - -**C_mut (Mutual Capacitance):** - -Mutual capacitance is the capacitance *between* topload and spark. - -``` -C_mut = |C₁₂| = |C₂₁| - -Take absolute value of off-diagonal element - -Why absolute? -- Circuit element capacitances are positive -- Maxwell convention uses negative for mutual coupling -- |C₁₂| converts to standard circuit convention -``` - -**Example:** -``` -C₁₂ = -10.5 pF -C_mut = |-10.5| = 10.5 pF ✓ -``` - -**C_sh (Shunt Capacitance to Ground):** - -Shunt capacitance is spark-to-ground with topload present. - -**Method 1: From row sum** - -The charge on spark (row 2) with V₁=V_topload, V₂=V_spark is: -``` -Q₂ = C₂₁ × V₁ + C₂₂ × V₂ - -Charge to ground = -(Q₂) assuming no other charges -But this includes charge from topload coupling! - -Actual spark-to-ground capacitance: -C_sh = C₂₂ + C₂₁ - = C₂₂ - |C₁₂| (since C₂₁ = C₁₂ < 0) -``` - -**Derivation:** -``` -Consider: Topload grounded (V₁ = 0), spark at V₂ = 1V - -Charge on spark: Q₂ = C₂₁ × 0 + C₂₂ × 1 = C₂₂ -But part of this is coupled to topload! - -Spark-to-actual-ground capacitance: -Total capacitance to ∞ = C₂₂ -Minus coupling through topload = -C₂₁ = |C₁₂| -Net shunt: C_sh = C₂₂ - |C₁₂| -``` - -**Example:** -``` -C₂₂ = 16.8 pF -C₁₂ = -10.5 pF -C_sh = 16.8 - 10.5 = 6.3 pF ✓ -``` - -**Method 2: Direct measurement** (verification) - -Run second FEMM simulation: -``` -- Topload: V = 0 (grounded) -- Spark: V = 1V -- Ground: V = 0 - -Measure charge on spark → this is C_sh directly - -Should match Method 1 result -``` - -### Sign Convention Summary - -**CRITICAL: Understand the sign conventions!** - -``` -Maxwell Matrix: - C_ij < 0 for i ≠ j (negative mutual elements) - -Circuit Elements: - All capacitances > 0 (positive values) - -Conversion: - C_mut = |C₁₂| (absolute value) - C_sh = C₂₂ - |C₁₂| (subtract absolute value) -``` - -**Common error:** Using C₁₂ directly as C_mut without absolute value -**Result:** Negative capacitance in SPICE → error or nonsensical results - -## Validation Checks - -### 1. Matrix Symmetry - -``` -Check: |C₁₂ - C₂₁| / |C₁₂| < 0.01 - -If not symmetric: -- Mesh too coarse → refine near conductors -- Convergence issue → lower tolerance -- Geometry problem → check closed contours -``` - -### 2. Physical Value Ranges - -**C_mut (Mutual):** -``` -Expected: 5-20 pF for typical Tesla coil toploads - -Too high (>30 pF): Check geometry (topload too large?) -Too low (<2 pF): Check geometry (spark too short/far?) -``` - -**C_sh (Shunt):** -``` -Empirical rule: C_sh ≈ 2 pF/foot × L_spark - -Example: L = 1.8 m = 5.9 ft -Expected: C_sh ≈ 2 × 5.9 = 11.8 pF - -Acceptable range: 0.5× to 2.5× empirical prediction -``` - -**Why deviations occur:** -``` -Higher than expected: -- Nearby ground objects (walls, floor close) -- Wide spark base (cone shape) -- Ground plane too close in simulation - -Lower than expected: -- Elevated spark (no ground plane modeled) -- Thin diameter (<1 mm) -- Topload shielding effect strong -- Empirical rule may include mutual capacitance -``` - -**Important note for distributed models:** -When using distributed models (Part 4, Lesson 4), the total C_sh from summing all segments may differ from the 2 pF/foot rule by a larger factor. This is because: -- Matrix extraction method sums individual contributions -- Mutual couplings between segments affect total -- Distributed geometry changes field distribution -- Factor of 2-3 deviation is normal and acceptable -- Use FEMM value (more accurate for specific geometry) - -### 3. Energy Conservation Check - -``` -Total energy stored should be conserved: - -W = 0.5 × V^T × C × V - -For V = [1, V₂]: -W = 0.5 × (C₁₁ + 2×C₁₂×V₂ + C₂₂×V₂²) - -Check: Should be positive, finite -``` - -### 4. Ground Distance Sensitivity - -**Test:** Vary ground plane distance, check C_sh - -``` -Ground at z = -2.0 m: C_sh = 6.8 pF -Ground at z = -3.0 m: C_sh = 6.2 pF -Ground at z = -5.0 m: C_sh = 6.0 pF - -Expect: C_sh decreases as ground moves away -Convergence: <5% change when distance > 2× spark length -``` - -If C_sh changes significantly (>20%) with ground distance: -- Ground plane too close -- Move ground further away -- Or accept measured geometry (e.g., actual room) - -## Worked Example: Complete Extraction - -**Given:** -- Spark length: 1.8 m = 5.9 feet -- FEMM simulation output (see above) -- Operating frequency: 200 kHz - -**FEMM capacitance matrix:** -``` - [1] [2] -[1] [ 35.2 -10.5 ] pF -[2] [-10.5 16.8 ] pF -``` - -**Step 1: Extract C_mut** -``` -C_mut = |C₁₂| = |-10.5| = 10.5 pF ✓ -``` - -**Step 2: Extract C_sh** -``` -C_sh = C₂₂ + C₂₁ - = C₂₂ - |C₁₂| - = 16.8 - 10.5 - = 6.3 pF ✓ -``` - -**Step 3: Validate C_sh** -``` -Empirical prediction: -C_sh_predicted = 2 pF/ft × 5.9 ft = 11.8 pF - -FEMM result: -C_sh_FEMM = 6.3 pF - -Ratio: 6.3 / 11.8 = 0.53 - -This is LOWER than expected by factor ~2 -``` - -**Analysis of discrepancy:** - -**Possible explanations:** -``` -1. Empirical rule assumes straight vertical spark - - If spark is angled or curved: less capacitance - - FEMM models idealized vertical cylinder - -2. Empirical rule from community measurements - - May include some C_mut in "measured" value - - Difficult to separate mutual from shunt experimentally - - Pure C_sh might be lower - -3. Ground plane distance matters - - FEMM: specific ground geometry (15 cm below tip) - - Empirical rule: "typical" room (floor 1-2 m away) - - Closer ground in measurements → higher C_sh - -4. Diameter assumption - - Thinner diameter → lower C_sh (logarithmic dependence) - - C ∝ 1/ln(h/d), so d = 1 mm vs 3 mm changes C by ~30% -``` - -**Decision: Use FEMM value** -``` -For modeling: Use C_sh = 6.3 pF (FEMM result) -Reason: More accurate for specific geometry -Empirical rule: Rough check only - -Within factor of 2-3: Acceptable agreement -``` - -**Step 4: Calculate total capacitance** -``` -C_total = C_mut + C_sh - = 10.5 + 6.3 - = 16.8 pF -``` - -**Step 5: Calculate R_opt** -``` -f = 200 kHz -ω = 2π × 200×10³ = 1.257×10⁶ rad/s - -R_opt = 1/(ω × C_total) - = 1/(1.257×10⁶ × 16.8×10⁻¹²) - = 47.3 kΩ ✓ - -Within physical bounds (5-500 kΩ) -``` - -**Step 6: Build circuit** -``` -SPICE netlist: -C_mut topload spark_n 10.5p -R_spark spark_n spark_r 47.3k -C_sh spark_r 0 6.3p -``` - -Ready for simulation! - -## Common FEMM Errors and Troubleshooting - -### Problem: Matrix not symmetric - -**Symptoms:** -``` -|C₁₂ - C₂₁| / |C₁₂| > 0.05 -``` - -**Causes and fixes:** -``` -1. Mesh too coarse - → Refine mesh near conductors - → Increase total element count - -2. Poor convergence - → Lower precision requirement (1e-9 or 1e-10) - → Check mesh quality - -3. Geometry errors - → Verify all contours closed - → Check no overlapping regions -``` - -### Problem: Negative C_sh - -**Symptoms:** -``` -C_sh = C₂₂ - |C₁₂| < 0 -``` - -**Causes:** -``` -This should NEVER happen physically! - -1. Wrong extraction formula used - → Double-check: C_sh = C₂₂ - |C₁₂|, not C₂₂ + C₁₂ - -2. FEMM simulation error - → Check conductor assignments - → Verify boundary conditions - → Remake geometry from scratch - -3. Conductors not properly grouped - → Each conductor must be single contiguous group -``` - -### Problem: C_sh >> empirical rule (factor >5) - -**Symptoms:** -``` -C_sh = 50 pF for 1 m spark (expected: 6 pF) -``` - -**Causes:** -``` -1. Ground plane too close - → Move ground plane further away - → Check z-coordinate - -2. Spark diameter too large - → Should be 1-3 mm, not 1-3 cm! - → Check units - -3. Multiple ground connections - → Check only one ground boundary condition -``` - -### Problem: C_mut unreasonably large - -**Symptoms:** -``` -C_mut > 50 pF for medium toroid -``` - -**Causes:** -``` -1. Topload size too large - → Check diameter in correct units - -2. Spark embedded in topload - → Should have small gap (0.1-1 mm) - -3. Scale error - → Check all dimensions (cm? m? mm?) -``` - -## Best Practices - -**1. Consistent units:** -``` -Recommended: Centimeters throughout FEMM -- Easy to work with Tesla coil scales -- Avoid mixing mm/cm/m -- Output still in standard SI units -``` - -**2. Mesh refinement:** -``` -Start coarse → check matrix → refine if needed - -Adequate: Symmetry <1% error -Overkill: >50,000 elements for lumped model (slow, no benefit) -``` - -**3. Parametric studies:** -``` -Vary one parameter at a time: -- Spark length: C_sh should scale linearly -- Ground distance: C_sh should saturate at large distance -- Diameter: C_sh logarithmic dependence (weak) - -Check trends make physical sense -``` - -**4. Documentation:** -``` -Save for each simulation: -- Geometry parameters (toroid size, spark length, ground position) -- Mesh statistics (elements, convergence) -- Raw matrix output -- Extracted C_mut, C_sh -- Validation checks - -Build database for future reference -``` - -## Key Takeaways - -- **Maxwell matrix** uses negative off-diagonals for mutual capacitance (standard convention) -- **Extraction formulas:** C_mut = |C₁₂|, C_sh = C₂₂ - |C₁₂| (absolute value critical!) -- **FEMM setup:** Axisymmetric, two conductors (topload at 1V, spark floating), ground boundary -- **Validation:** Check symmetry, C_sh ≈ 2 pF/ft ± factor 2, physical value ranges -- **Discrepancies:** FEMM more accurate than empirical rules for specific geometry -- **Common errors:** Wrong sign conversion, mesh too coarse, units mismatch, ground too close -- **Use FEMM values** in circuit model, not empirical estimates - -## Practice - -{exercise:model-ex-02} - ---- -**Next Lesson:** [Distributed Model Theory](03-distributed-model.md) diff --git a/spark-lessons/lessons/04-advanced-modeling/03-distributed-model.md b/spark-lessons/lessons/04-advanced-modeling/03-distributed-model.md deleted file mode 100644 index c757054..0000000 --- a/spark-lessons/lessons/04-advanced-modeling/03-distributed-model.md +++ /dev/null @@ -1,576 +0,0 @@ ---- -id: model-03 -title: "Distributed Model Theory" -section: "Advanced Modeling" -difficulty: "advanced" -estimated_time: 40 -prerequisites: ["model-01", "model-02"] -objectives: - - Understand when and why distributed models are necessary - - Master nth-order segmentation strategy and circuit topology - - Learn the trade-offs between lumped and distributed approaches - - Apply distributed models to long sparks and research applications -tags: ["distributed-model", "segmentation", "nth-order", "circuit-topology"] ---- - -# Distributed Model Theory - -The **distributed spark model** divides the spark into multiple segments, each with its own resistance and capacitance network. This captures spatial variations in current, voltage, and plasma properties along the spark length. - -## Why Distributed Models? - -### Limitations of Lumped Models - -Lumped models treat the entire spark as a single element, which **fails to capture:** - -**1. Current distribution along spark** -``` -Base: Full current (directly coupled to topload) -Middle: Reduced current (capacitive shunting) -Tip: Much lower current (weak coupling, high shunt) - -Lumped model: Assumes uniform current everywhere (wrong!) -``` - -**2. Voltage distribution** -``` -Actual: Non-linear voltage drop due to distributed capacitance -Lumped: Assumes simple voltage divider (oversimplified) - -Capacitive divider effects occur at EACH point along spark -``` - -**3. Base vs tip physical differences** -``` -Base properties: -- Hot plasma (continuously heated) -- Well-coupled to topload -- Low resistance (leader regime) -- High current density - -Tip properties: -- Cool plasma (sporadic heating) -- Weakly coupled -- High resistance (streamer regime) -- Low current density - -Lumped model: Single R averages this out (loses physics!) -``` - -**4. Leader/streamer transitions** -``` -Long sparks: Base forms leader, tip remains streamer -Different physics: Different R, different behavior -Lumped R: Cannot represent this transition zone -``` - -**5. Very long sparks (>3 m)** -``` -Distributed effects dominate -Single lumped R is poor approximation -Error: Can be factor of 2-5 in current distribution -``` - -### When to Use Distributed Models - -**Use distributed when:** - -1. **Spark length > 1-2 meters** - - Spatial variations become significant - - Base-to-tip differences critical - -2. **Current distribution matters** - - Measuring actual current profile along spark - - Validating against detailed experimental data - - Understanding leader formation dynamics - -3. **Research applications** - - Physics investigations - - Leader/streamer transition studies - - Publication-quality results - -4. **Extreme parameters** - - Very low frequency (λ comparable to L) - - Very high voltage (breakdown physics critical) - - Unusual geometries (horizontal, branched) - -**Stick with lumped when:** - -1. **Quick design iterations** - - Impedance matching studies - - Component selection - - Performance estimates - -2. **Short sparks (<1 m)** - - Uniform properties adequate - - Computational efficiency critical - -3. **Engineering estimates** - - ±20% accuracy sufficient - - Fast turnaround needed - -**Computational trade-off:** -``` -Lumped model: <1 second -Distributed (n=10): ~10-30 seconds -Distributed (n=20): ~1-5 minutes - -Speedup factor: 600-18000× - -Use distributed only when benefits justify cost! -``` - -## Segmentation Strategy - -### Dividing the Spark - -**Equal-length segments:** -``` -n = number of segments (typically 5-20) -L_segment = L_total / n - -Segment numbering: - i = 1: Base (connected to topload) - i = 2, 3, ..., n-1: Middle sections - i = n: Tip (furthest from topload) -``` - -**Example: 2.4 m spark, n=6 segments** -``` -L_segment = 2.4 / 6 = 0.4 m each - -Segment 1 (base): z = 0 to -0.4 m -Segment 2: z = -0.4 to -0.8 m -Segment 3: z = -0.8 to -1.2 m -Segment 4: z = -1.2 to -1.6 m -Segment 5: z = -1.6 to -2.0 m -Segment 6 (tip): z = -2.0 to -2.4 m -``` - -### Why Equal Lengths? - -**Advantages:** -``` -1. Simple FEMM geometry - - Uniform cylinder sections - - Easy to script/automate - -2. Uniform discretization - - No bias toward any region - - Straightforward convergence analysis - -3. Easy implementation - - Regular array indexing - - Simple matrix structure - -4. Standard practice - - Literature comparisons - - Validated approach -``` - -**Non-uniform segmentation possible:** -``` -Alternative: Finer near tip (where R changes rapidly) - -Example: Geometric progression - L[i] = L_base × ratio^(i-1) - -Benefits: Better captures tip physics with fewer segments - -Drawbacks: - - More complex FEMM setup - - Harder to interpret results - - Diminishing returns for extra complexity - -Recommendation: Use equal lengths unless specific research need -``` - -### Choosing n (Number of Segments) - -**Convergence vs computational cost:** - -``` -n = 1: Lumped model (fastest, least accurate for long sparks) -n = 5: Coarse distributed (captures main trends) -n = 10: Standard distributed (good balance) -n = 20: Fine distributed (research quality) -n = 50: Overkill (no improvement, much slower) -``` - -**Rule of thumb:** -``` -L < 1 m: Use lumped (n=1) -L = 1-2 m: n = 5-10 -L = 2-4 m: n = 10-15 -L > 4 m: n = 15-20 - -Convergence test: Double n, check if results change <10% -If yes: Original n sufficient -If no: Use higher n -``` - -**Practical limitations:** -``` -FEMM: (n+1)×(n+1) matrix, scales as O(n²) -SPICE: Network complexity, scales as O(n²-n³) -Optimization: R sweep, scales as O(n) - -Total time ≈ t_FEMM × n² + t_SPICE × n² + t_optimize × n - -Diminishing returns beyond n ≈ 20 -``` - -## Circuit Topology - -### Per-Segment Components - -**Each segment i has:** - -**1. Resistance R[i]** -``` -Physical meaning: Plasma resistance of that segment -Units: Ohms (typically kΩ to MΩ) -Variable: To be optimized -Expectation: Monotonically increasing from base to tip -``` - -**2. Mutual capacitances C[i,j]** -``` -Coupling to: - - Topload (j=0) - - All other segments (j=1 to n, j≠i) - -Extracted from FEMM (n+1)×(n+1) matrix - -Expectation: - - Stronger coupling to nearby segments - - Weaker coupling to distant segments - - C[i,j] decreases with |i-j| -``` - -**3. Shunt capacitance to ground** -``` -Included in capacitance matrix diagonal -NOT a separate component in circuit - -C[i,i] (diagonal) represents self-capacitance -Includes ground coupling implicitly -``` - -### Network Structure - -**Full distributed network:** - -``` -Topload (node 0, V_top) - | - +---[C[0,1]]---+ - | | - +---[C[0,2]]---|---+ - | | | - +---[C[0,3]]---|---|---+ - | | | | - ... | | | - | | | - [R[1]] | | - | | | - Node 1 | | - | | | - [C[1,2]]| | - [C[1,3]]|---| - | | | - [R[2]] | | - | | | - Node 2 | | - | | | - [C[2,3]]|---| - | | | - [R[3]] | | - | | | - Node 3 | | - | | | - | | | - GND GND GND - (implicit in C matrix) -``` - -**Matrix representation:** -``` -For n=3 segments + topload (4×4 matrix): - - [0] [1] [2] [3] -[0] [ C₀₀ C₀₁ C₀₂ C₀₃ ] Topload -[1] [ C₁₀ C₁₁ C₁₂ C₁₃ ] Segment 1 (base) -[2] [ C₂₀ C₂₁ C₂₂ C₂₃ ] Segment 2 -[3] [ C₃₀ C₃₁ C₃₂ C₃₃ ] Segment 3 (tip) - -Plus resistances: -R[1], R[2], R[3] (one per segment) - -Total unknowns: 3 R values (n in general) -``` - -### Complexity Analysis - -**For n segments:** -``` -Capacitance matrix: (n+1)×(n+1) = n² + 2n + 1 elements -Due to symmetry: (n+1)(n+2)/2 unique values - -Resistances: n values - -Circuit nodes: n+1 (including topload) - -SPICE equations: O(n²) for capacitance network - O(n) for resistances - -Total complexity: O(n²) dominated by capacitance couplings -``` - -## Physical Expectations - -### Resistance Distribution - -**Expected profile:** -``` -R[1] < R[2] < R[3] < ... < R[n] - -Monotonically increasing from base to tip -``` - -**Typical values at 200 kHz:** -``` -Base (segment 1): - R[1] ≈ 5-20 kΩ - Hot leader, well-coupled - High current, low resistance - -Middle (segments 2 to n-1): - R[i] ≈ 10-100 kΩ - Transition region - Moderate coupling - -Tip (segment n): - R[n] ≈ 100 kΩ - 10 MΩ - Cool streamer, weakly coupled - Low current, high resistance -``` - -**Total resistance:** -``` -R_total = Σ R[i] - -Expected: 50-500 kΩ at 200 kHz for 2-3 m spark - -Compare to lumped: Should be similar order of magnitude -If factor >5 different: Check model carefully -``` - -### Capacitance Patterns - -**Mutual capacitance C[i,j] (i≠j):** -``` -Nearby segments: Larger |C[i,j]| - Example: |C[2,3]| > |C[2,5]| - -Distant segments: Smaller |C[i,j]| - Example: |C[1,10]| << |C[1,2]| - -Topload coupling: Decreases with distance - |C[0,1]| > |C[0,2]| > ... > |C[0,n]| -``` - -**Self-capacitance C[i,i] (diagonal):** -``` -Positive (always) -Includes shunt to ground -Typically: 5-15 pF per segment - -Total shunt: Σᵢ (C[i,i] - |C[i,0]|) ≈ 2 pF/ft × L_total -(Approximate, factor of 2-3 variation acceptable) -``` - -### Current Distribution - -**Expected behavior:** -``` -|I[1]| > |I[2]| > ... > |I[n]| - -Current decreases from base to tip -``` - -**Physical reason:** -``` -Capacitive shunting at each segment: -- Some current diverts to ground through C_sh -- Less current reaches next segment -- Accumulates along spark length - -Weak coupling at tip: -- High R, low current naturally -- Capacitive shunting reduces current further -- Tip current can be 10-50× lower than base -``` - -**Validation:** -``` -After simulation, plot I[i] vs position -Should be monotonically decreasing -If not: Check R distribution, C matrix -``` - -### Voltage Distribution - -**Expected behavior:** -``` -V[1] > V[2] > ... > V[n] - -Voltage decreases from base to tip -``` - -**But NOT linear!** -``` -Simple resistor chain: ΔV = I × R (linear) - -Distributed spark: Capacitive divider at each point - - Voltage "leaks" to ground through shunt capacitance - - Non-linear profile - - Steeper drop near base (high current) - - Flatter near tip (low current) -``` - -## Lumped vs Distributed Comparison - -### Equivalent Impedance - -**Both models should give similar Z_spark at topload:** -``` -Lumped: Z = R + 1/(jωC_total) -Distributed: Z = [complex network impedance] - -At topload port, similar order of magnitude -Difference: Typically 10-30% for well-designed models -``` - -**If very different (factor >2):** -``` -Check: -1. Total resistance: Σ R[i] vs R_lumped -2. Total capacitance: C_total_distributed vs C_mut + C_sh -3. Matrix extraction errors -4. Convergence of n (try higher n) -``` - -### Power Dissipation - -**Lumped:** -``` -P_total = 0.5 × I² × R - -Single power value -``` - -**Distributed:** -``` -P[i] = 0.5 × I[i]² × R[i] -P_total = Σ P[i] - -Can see where power is dissipated: -- Base: High current, moderate R → high power -- Middle: Moderate current and R → moderate power -- Tip: Low current, high R → low power (often <10% of base) -``` - -**Insight from distributed model:** -``` -Most power dissipated in base 1/3 of spark -Tip contributes little to total power -But tip electric field critical for growth! - -This explains why: -- Short sparks easier (more efficient power coupling) -- Long sparks harder (tip poorly coupled) -- QCW benefits (maintains hot base channel) -``` - -## Worked Example: 3-Segment Model - -**Given:** -- Total spark: 1.5 m -- Divide into n = 3 equal segments -- Each segment: 0.5 m - -**Segment locations:** -``` -Segment 1 (base): z = 0 to -0.5 m -Segment 2 (middle): z = -0.5 to -1.0 m -Segment 3 (tip): z = -1.0 to -1.5 m -``` - -**Expected capacitance matrix (example values):** -``` - [0] [1] [2] [3] -[0] [ 30.0 -9.0 -3.5 -1.5 ] pF -[1] [ -9.0 14.0 -3.0 -1.0 ] -[2] [ -3.5 -3.0 10.5 -2.5 ] -[3] [ -1.5 -1.0 -2.5 8.0 ] - -Properties: -✓ Symmetric -✓ Diagonal positive -✓ Off-diagonal negative -✓ Nearby segments more strongly coupled -``` - -**Expected resistance distribution:** -``` -R[1] = 30 kΩ (base, hot) -R[2] = 60 kΩ (middle, moderate) -R[3] = 150 kΩ (tip, cool) - -Total: 240 kΩ - -Monotonically increasing ✓ -``` - -**Circuit implementation:** -``` -Convert capacitance matrix to SPICE (see next lesson) -Add resistances R[1], R[2], R[3] -Simulate to get currents and voltages -``` - -**Expected results (qualitative):** -``` -If V_topload = 1 V (test): - -I[1] ≈ 15 μA (base current) -I[2] ≈ 8 μA (middle current, ~50% of base) -I[3] ≈ 3 μA (tip current, ~20% of base) - -V[1] ≈ 0.8 V (base voltage) -V[2] ≈ 0.5 V (middle voltage) -V[3] ≈ 0.2 V (tip voltage, non-linear drop!) - -P[1] ≈ 7 μW (base power, 50% of total) -P[2] ≈ 4 μW (middle power, 30%) -P[3] ≈ 3 μW (tip power, 20%) -``` - -## Key Takeaways - -- **Distributed models** divide spark into n segments, capturing spatial variations in current, voltage, and resistance -- **Use when:** sparks >2 m, current distribution needed, research applications, extreme parameters -- **Segmentation:** equal-length segments, n = 5-20 typical, convergence test by doubling n -- **Circuit topology:** (n+1)×(n+1) capacitance matrix plus n resistances, O(n²) complexity -- **Physical expectations:** R monotonically increasing, current decreasing, voltage non-linear, power concentrated at base -- **Trade-off:** 1000-2000× slower than lumped, use only when benefits justify computational cost -- **Validation:** Compare to lumped model (similar Z_spark), check physical trends (I, V, R distributions) -- **Next steps:** FEMM extraction for n-segment geometry (Lesson 4), resistance optimization (Lesson 5) - -## Practice - -{exercise:model-ex-03} - ---- -**Next Lesson:** [FEMM Extraction for Distributed Models](04-femm-extraction-distributed.md) diff --git a/spark-lessons/lessons/04-advanced-modeling/04-femm-extraction-distributed.md b/spark-lessons/lessons/04-advanced-modeling/04-femm-extraction-distributed.md deleted file mode 100644 index 657ffb5..0000000 --- a/spark-lessons/lessons/04-advanced-modeling/04-femm-extraction-distributed.md +++ /dev/null @@ -1,681 +0,0 @@ ---- -id: model-04 -title: "FEMM Extraction for Distributed Models" -section: "Advanced Modeling" -difficulty: "advanced" -estimated_time: 50 -prerequisites: ["model-02", "model-03"] -objectives: - - Set up multi-body FEMM geometries for n-segment spark models - - Extract and validate (n+1)×(n+1) capacitance matrices - - Implement capacitance matrices in SPICE with correct sign handling - - Apply passivity checks and matrix validation procedures -tags: ["FEMM", "distributed-model", "capacitance-matrix", "SPICE", "validation"] ---- - -# FEMM Extraction for Distributed Models - -This lesson covers the complete procedure for extracting capacitance matrices from FEMM for distributed spark models and implementing them in SPICE circuit simulators. - -## Multi-Body Electrostatic Setup - -### Geometry Definition - -**For n segments + topload → (n+1) conductors:** - -``` -Example: n=5 segments - -Conductors: - Body 0: Toroid topload - Body 1: Cylinder segment 1 (base) - Body 2: Cylinder segment 2 - Body 3: Cylinder segment 3 - Body 4: Cylinder segment 4 - Body 5: Cylinder segment 5 (tip) - Ground: Boundary condition (not explicit conductor) -``` - -**Cylindrical segments:** -``` -Each segment i: - Length: L_segment = L_total / n - Diameter: d (typically 1-3 mm, uniform) - Position: Vertical stack from topload to ground - -Gap between segments: 0.1 mm (numerical convenience) - - Prevents touching in FEMM - - Results insensitive to small gap - - Represents continuous channel physically -``` - -### FEMM Axisymmetric Coordinates - -**r-z coordinate system:** - -``` -Example: 2.0 m spark, n=5, each segment 0.4 m - -Topload (toroid): - Major diameter: 30 cm → r_major = 15 cm - Minor diameter: 10 cm → r_minor = 5 cm - Center: z = 0 - Lowest point: z = -5 cm - -Segment 1 (base): - r = 0.1 cm (diameter = 2 mm) - z from -5.1 cm to -45.1 cm - Length: 40 cm - Gap: 0.1 cm below topload - -Segment 2: - z from -45.2 cm to -85.2 cm - Gap: 0.1 cm above segment 1 - -Segment 3: - z from -85.3 cm to -125.3 cm - -Segment 4: - z from -125.4 cm to -165.4 cm - -Segment 5 (tip): - z from -165.5 cm to -205.5 cm - -Ground plane: - z = -220 cm (15 cm below tip) - r = 0 to 300 cm (large extent) - Boundary: V = 0 - -Outer boundary: - r = 300 cm - z = -250 cm to +50 cm - Boundary: V = 0 (far field) -``` - -**Critical: Consistent numbering!** -``` -FEMM conductor numbers must match array indices: - Conductor 0 = Topload = C[0,:] - Conductor 1 = Segment 1 (base) = C[1,:] - ... - Conductor n = Segment n (tip) = C[n,:] -``` - -### Step-by-Step FEMM Procedure - -**Step 1: Problem setup** -``` -File → New -Problem Type: Electrostatic, Axisymmetric -Frequency: 0 Hz -Length units: Centimeters (recommended) -Precision: 1e-8 -``` - -**Step 2: Draw geometry** -``` -1. Draw toroid (arcs + lines, right half only) -2. Draw n rectangles for spark segments - - Each: width = r_spark, height = L_segment - - Stack vertically with small gaps -3. Draw ground plane (horizontal line) -4. Draw outer boundary (large rectangle) -5. Close all contours (check with "Show Points") -``` - -**Step 3: Define materials** -``` -Materials → Add Material: - Name: "Air" - Relative permittivity: εr = 1 - -Apply "Air" to all regions (click inside each) -``` - -**Step 4: Define conductors** -``` -Properties → Conductors → Add Property: - -For i = 0 to n: - Name: "Conductor_i" - Voltage: - i = 0: V = 1V (topload excitation) - i = 1 to n: (floating) - -Assign conductor properties: - - Select all boundary nodes/segments for each body - - Right-click → Set Conductor - - Choose corresponding conductor number - -CRITICAL: Verify numbering matches geometry! -``` - -**Step 5: Boundary conditions** -``` -Ground plane and outer boundary: - Select boundary segments - Properties → Boundary → Add Property: - Name: "Ground" - Type: Fixed Voltage V = 0 - Apply to ground plane and outer boundary -``` - -**Step 6: Meshing** -``` -Mesh → Create Mesh - -Automatic mesh with adaptive refinement: - Near conductors: ~0.5 mm triangle size - Mid-field: ~5 mm - Far field: ~50 mm - -Expected element count: - n = 5: ~15,000-30,000 elements - n = 10: ~30,000-60,000 elements - n = 20: ~60,000-120,000 elements - -Visual check: No extremely elongated triangles -``` - -**Step 7: Solve** -``` -Analysis → Solve - -Convergence: - - Should complete in <1 minute for n≤10 - - Iterations: 50-200 typical - - Final residual < 1e-8 - -Check for warnings: - - Mesh quality issues - - Conductor connectivity problems - - Non-convergence (increase iterations or refine mesh) -``` - -**Step 8: Extract capacitance matrix** -``` -View Results → Circuit Props - -Conductor properties window shows: - - Voltage on each conductor - - Charge on each conductor - - Capacitance matrix [C] - -Copy matrix to file: - - Select all text - - Copy to spreadsheet or script - - Save for processing -``` - -## Capacitance Matrix Output - -### Matrix Structure - -**For n=5 segments (6×6 matrix):** - -``` - [0] [1] [2] [3] [4] [5] -[0] [ C₀₀ C₀₁ C₀₂ C₀₃ C₀₄ C₀₅ ] -[1] [ C₁₀ C₁₁ C₁₂ C₁₃ C₁₄ C₁₅ ] -[2] [ C₂₀ C₂₁ C₂₂ C₂₃ C₂₄ C₂₅ ] -[3] [ C₃₀ C₃₁ C₃₂ C₃₃ C₃₄ C₃₅ ] -[4] [ C₄₀ C₄₁ C₄₂ C₄₃ C₄₄ C₄₅ ] -[5] [ C₅₀ C₅₁ C₅₂ C₅₃ C₅₄ C₅₅ ] - -All values in pF (picofarads) -``` - -**Example numerical values:** -``` - [0] [1] [2] [3] [4] [5] -[0] [ 32.5 -9.2 -3.1 -1.2 -0.6 -0.3 ] -[1] [ -9.2 14.8 -2.8 -0.9 -0.4 -0.2 ] -[2] [ -3.1 -2.8 10.4 -2.1 -0.7 -0.3 ] -[3] [ -1.2 -0.9 -2.1 8.6 -1.8 -0.5 ] -[4] [ -0.6 -0.4 -0.7 -1.8 7.4 -1.4 ] -[5] [ -0.3 -0.2 -0.3 -0.5 -1.4 5.8 ] - -(Illustrative values for 2 m spark, n=5) -``` - -### Matrix Properties - -**1. Symmetry:** -``` -C[i,j] = C[j,i] - -Check: For all i 0 for all i - -Self-capacitance (conductor to infinity) -Always positive by definition - -Example: -C[0,0] = 32.5 pF ✓ -C[1,1] = 14.8 pF ✓ -...all positive -``` - -**3. Off-diagonal negative:** -``` -C[i,j] < 0 for all i ≠ j - -Maxwell convention: Mutual capacitances negative - -Example: -C[0,1] = -9.2 pF ✓ -C[2,4] = -0.7 pF ✓ -...all negative -``` - -**4. Row sum ≈ 0:** -``` -Σⱼ C[i,j] ≈ 0 (but not exact due to ground at infinity) - -Check: Sum should be small compared to diagonal - -Example row 2: --3.1 + (-2.8) + 10.4 + (-2.1) + (-0.7) + (-0.3) = 1.4 pF -Compared to C[2,2] = 10.4: ratio = 13% - -Acceptable if <20% -``` - -## Matrix Validation - -### Check 1: Symmetry - -**Procedure:** -```python -# Pseudocode -for i in range(n+1): - for j in range(i+1, n+1): - error = abs(C[i,j] - C[j,i]) / abs(C[i,j]) - if error > 0.01: - print(f"Asymmetry at [{i},{j}]: {error*100:.2f}%") - # ACTION: Refine mesh, check convergence -``` - -**If not symmetric:** -- Mesh too coarse → refine near conductors -- Poor convergence → increase precision or iterations -- Geometry error → check conductor assignments - -### Check 2: Positive Semi-Definite (Passivity) - -**Eigenvalue test:** -``` -Calculate eigenvalues λ of matrix C - -Physically passive if: - - All λ ≥ 0 (non-negative) - - One λ = 0 (ground reference freedom) - - Rest λ > 0 (strictly positive) - -If any λ < 0 (within numerical precision): - - Matrix not physically realizable - - Check FEMM setup (conductor assignments) - - Refine mesh - - Verify boundary conditions -``` - -**Why this matters:** -``` -Negative eigenvalue → negative energy stored -Physically impossible for passive capacitance network -Indicates error in simulation or extraction -``` - -### Check 3: Physical Value Patterns - -**Nearby vs distant coupling:** -``` -Expectation: |C[i,j]| decreases with |i-j| - -Example: Row 3 (segment 3) -C[3,0] = -1.2 (distant from topload) -C[3,2] = -2.1 (adjacent segment) -C[3,4] = -1.8 (adjacent segment) -C[3,5] = -0.5 (distant, tip) - -Check: |C[3,2]| = 2.1 > |C[3,5]| = 0.5 ✓ - |C[3,4]| = 1.8 > |C[3,0]| = 1.2 ✓ - -Adjacent segments most strongly coupled ✓ -``` - -**Topload coupling:** -``` -Expectation: |C[0,i]| decreases with i (distance from topload) - -|C[0,1]| = 9.2 (base, closest) -|C[0,2]| = 3.1 -|C[0,3]| = 1.2 -|C[0,4]| = 0.6 -|C[0,5]| = 0.3 (tip, farthest) - -Monotonically decreasing ✓ -``` - -### Check 4: Total Shunt Capacitance - -**Approximate formula:** -``` -C_sh_total ≈ Σᵢ₌₁ⁿ (C[i,i] - |C[i,0]|) - -This sums shunt capacitance of all segments - -Empirical check: C_sh_total ≈ 2 pF/foot × L_total -``` - -**Example calculation:** -``` -Segment 1: C[1,1] - |C[1,0]| = 14.8 - 9.2 = 5.6 pF -Segment 2: C[2,2] - |C[2,0]| = 10.4 - 3.1 = 7.3 pF -Segment 3: C[3,3] - |C[3,0]| = 8.6 - 1.2 = 7.4 pF -Segment 4: C[4,4] - |C[4,0]| = 7.4 - 0.6 = 6.8 pF -Segment 5: C[5,5] - |C[5,0]| = 5.8 - 0.3 = 5.5 pF - -C_sh_total = 5.6 + 7.3 + 7.4 + 6.8 + 5.5 = 32.6 pF - -Expected: 2 pF/ft × 6.56 ft = 13.1 pF - -Ratio: 32.6 / 13.1 = 2.5 - -Higher than expected, but within factor of 2-3 (acceptable) -``` - -**Why discrepancy?** -``` -1. Matrix interpretation method - - C[i,i] includes all field terminations - - Simple sum may overcount mutual terms - - Exact extraction more complex - -2. Distributed vs lumped geometry - - Segmentation changes field distribution - - Not directly comparable to continuous cylinder - -3. Empirical rule uncertainty - - ±50% variation typical - - Geometry and environment dependent - -Conclusion: Factor of 2-3 deviation is NORMAL for distributed models -Use FEMM values (more accurate for specific geometry) -``` - -## Implementing in SPICE - -### The Challenge: Negative Off-Diagonals - -**Problem:** -``` -SPICE capacitor syntax: - C_name node1 node2 value - -Value must be positive! - C1 n1 n2 10p ← OK - C1 n1 n2 -10p ← ERROR! Unphysical - -But Maxwell matrix has C[i,j] < 0 for i≠j -Cannot use directly in SPICE! -``` - -### Solution 1: Partial Capacitance Transformation - -**Convert Maxwell → Partial (all positive):** - -**Formula:** -``` -For off-diagonal (between nodes): - C_partial[i,j] = -C_Maxwell[i,j] (flip sign!) - -For diagonal (to ground): - C_partial[i,ground] = C[i,i] - Σⱼ₌₀ⁿ C_partial[i,j] - (j≠i) -``` - -**SPICE implementation:** -```spice -* Partial capacitance network -* Between every node pair i,j where i 1 and both i,j ≥ 1 -``` - -**When acceptable:** -``` -Large n (≥10): Distant couplings small (<10% of adjacent) -Quick estimates: Engineering accuracy sufficient -Weak segment-to-segment coupling: Topload dominates - -Example: |C[2,8]| << |C[2,3]| -Dropping C[2,8] has negligible effect -``` - -**Validation:** -``` -Compare: - Full matrix: Z_spark = Z_full - Nearest-neighbor: Z_spark = Z_approx - -If |Z_full - Z_approx| / |Z_full| < 0.1: - Approximation acceptable - -Typically valid for n ≥ 10 -``` - -## Worked Example: n=5 Complete Extraction - -**Given FEMM output (from earlier):** -``` - [0] [1] [2] [3] [4] [5] -[0] [ 32.5 -9.2 -3.1 -1.2 -0.6 -0.3 ] -[1] [ -9.2 14.8 -2.8 -0.9 -0.4 -0.2 ] -[2] [ -3.1 -2.8 10.4 -2.1 -0.7 -0.3 ] -[3] [ -1.2 -0.9 -2.1 8.6 -1.8 -0.5 ] -[4] [ -0.6 -0.4 -0.7 -1.8 7.4 -1.4 ] -[5] [ -0.3 -0.2 -0.3 -0.5 -1.4 5.8 ] pF -``` - -**Validation:** -``` -✓ Symmetric: C[i,j] = C[j,i] for all i,j -✓ Diagonal positive: All C[i,i] > 0 -✓ Off-diagonal negative: All C[i,j] < 0 for i≠j -✓ Adjacent > distant: |C[2,3]| = 2.1 > |C[2,5]| = 0.3 -✓ Total C_sh ≈ 32.6 pF vs expected 13.1 pF (factor 2.5, acceptable) -``` - -**Convert to partial capacitances (selected):** -``` -Between nodes (flip signs): -C_0_1 = 9.2 pF -C_0_2 = 3.1 pF -C_1_2 = 2.8 pF -C_2_3 = 2.1 pF -C_3_4 = 1.8 pF -C_4_5 = 1.4 pF -... (15 between-node caps total) - -To ground: -C_0_gnd = 32.5 - (9.2+3.1+1.2+0.6+0.3) = 18.1 pF -C_1_gnd = 14.8 - (9.2+2.8+0.9+0.4+0.2) = 1.3 pF -... (calculate for all nodes) -``` - -**SPICE implementation (abbreviated):** -```spice -* 5-segment distributed spark model -.param freq=190k - -V_test topload 0 AC 1V - -* Partial capacitances (between nodes) -C_0_1 topload seg1 9.2p -C_0_2 topload seg2 3.1p -C_1_2 seg1 seg2 2.8p -C_2_3 seg2 seg3 2.1p -C_3_4 seg3 seg4 1.8p -C_4_5 seg4 seg5 1.4p -* ... (add all others) - -* To ground -C_0_gnd topload 0 18.1p -C_1_gnd seg1 0 1.3p -* ... (add all segments) - -* Resistances (to be optimized, placeholder values) -R1 seg1 seg1_r 50k -R2 seg2 seg2_r 80k -R3 seg3 seg3_r 120k -R4 seg4 seg4_r 180k -R5 seg5 seg5_r 300k - -.ac lin 1 190k 190k -.print ac v(topload) i(V_test) v(seg1) v(seg2) v(seg3) v(seg4) v(seg5) -.end -``` - -**Next step:** Optimize R values (Lesson 5) - -## Key Takeaways - -- **(n+1)×(n+1) matrix** for n segments + topload, extracted from FEMM multi-body electrostatic simulation -- **FEMM setup:** Axisymmetric, equal-length cylinder segments, 0.1 mm gaps, conductor numbering consistent with indices -- **Matrix validation:** Check symmetry (<1% error), positive semi-definite (passivity), physical patterns (adjacent > distant) -- **Total C_sh check:** Σ(C[i,i] - |C[i,0]|) vs 2 pF/ft rule, factor 2-3 deviation normal for distributed models -- **SPICE implementation:** Three methods - partial capacitance (flip signs), controlled sources (direct), nearest-neighbor (approximation) -- **Partial capacitance:** C_partial[i,j] = -C_Maxwell[i,j], all positive values, standard for SPICE -- **Passivity check:** All eigenvalues ≥ 0, ensures physical realizability, critical validation step -- **Use FEMM values** over empirical rules for distributed models (more accurate for segmented geometry) - -## Practice - -{exercise:model-ex-04} - ---- -**Next Lesson:** [Resistance Optimization Methods](05-resistance-optimization.md) diff --git a/spark-lessons/lessons/04-advanced-modeling/05-resistance-optimization.md b/spark-lessons/lessons/04-advanced-modeling/05-resistance-optimization.md deleted file mode 100644 index 0473942..0000000 --- a/spark-lessons/lessons/04-advanced-modeling/05-resistance-optimization.md +++ /dev/null @@ -1,703 +0,0 @@ ---- -id: model-05 -title: "Resistance Optimization Methods" -section: "Advanced Modeling" -difficulty: "advanced" -estimated_time: 45 -prerequisites: ["model-03", "model-04"] -objectives: - - Master iterative resistance optimization algorithm with damping - - Apply position-dependent physical bounds to resistance values - - Understand circuit-determined resistance as simplified alternative - - Validate total resistance ranges and convergence behavior -tags: ["optimization", "resistance", "iterative-algorithm", "convergence", "validation"] ---- - -# Resistance Optimization Methods - -This lesson covers methods for determining the resistance values R[i] for each segment in a distributed spark model. We present two approaches: a rigorous iterative optimization and a simplified circuit-determined method. - -## The Optimization Problem - -### Goal and Challenges - -**Objective:** -``` -Find R[i] for i = 1 to n that maximizes total power dissipation: - - P_total = Σᵢ P[i] - where P[i] = 0.5 × |I[i]|² × R[i] - -Subject to physical constraints: - R_min[i] ≤ R[i] ≤ R_max[i] -``` - -**Challenge: Coupled optimization** -``` -Changing R[j] affects current in segment i: - - Alters network impedance - - Changes voltage distribution - - Modifies all currents I[1], I[2], ..., I[n] - -Cannot optimize each R[i] independently! -Must use iterative approach -``` - -**Computational complexity:** -``` -For each R[i]: - - Sweep through candidate values (20-50 points) - - Run SPICE AC analysis for each - - Calculate power P[i] - -Total simulations per iteration: n × n_sweep - n = 10, n_sweep = 20: 200 simulations - Iterations: 5-10 typical - Total: 1000-2000 AC analyses - -Compare to lumped: 1 analysis -Trade-off: Accuracy vs computational cost -``` - -## Iterative Optimization Algorithm - -### Initialization: Tapered Profile - -**Physical expectation:** -``` -Base: Hot, well-coupled → low R -Tip: Cool, weakly-coupled → high R - -Monotonically increasing R[i] from base to tip -``` - -**Initialize with gradient:** -```python -# Pseudocode -R_base = 10e3 # 10 kΩ (hot leader) -R_tip = 1e6 # 1 MΩ (cool streamer) - -for i in range(1, n+1): - position = (i-1) / (n-1) # 0 at base (i=1), 1 at tip (i=n) - R[i] = R_base + (R_tip - R_base) * position**2 -``` - -**Why quadratic taper?** -``` -Linear: R[i] = R_base + (R_tip - R_base) × position - - Simple, but too gradual - - Doesn't capture rapid rise near tip - -Quadratic: position**2 - - Gentle rise at base - - Steeper rise near tip - - Better matches physics - -Exponential: also valid, similar results -``` - -**Example: n=5, R_base=10k, R_tip=1M** -``` -i=1: position=0.00 → R[1] = 10 + (1000-10)×0.00 = 10 kΩ -i=2: position=0.25 → R[2] = 10 + 990×0.0625 = 72 kΩ -i=3: position=0.50 → R[3] = 10 + 990×0.25 = 258 kΩ -i=4: position=0.75 → R[4] = 10 + 990×0.5625 = 567 kΩ -i=5: position=1.00 → R[5] = 10 + 990×1.0 = 1000 kΩ -``` - -### Position-Dependent Bounds - -**Physical limits vary with position:** - -**Minimum resistance R_min[i]:** -``` -Base can achieve low R (hot, well-coupled) -Tip unlikely to reach very low R (cool, weak coupling) - -Formula: - position = (i-1) / (n-1) - R_min[i] = 1 kΩ + (10 kΩ - 1 kΩ) × position - = 1 kΩ at base → 10 kΩ at tip -``` - -**Maximum resistance R_max[i]:** -``` -Base unlikely to reach very high R (good power coupling) -Tip can reach very high R (streamer regime) - -Formula: - position = (i-1) / (n-1) - R_max[i] = 100 kΩ + (100 MΩ - 100 kΩ) × position² - = 100 kΩ at base → 100 MΩ at tip -``` - -**Example bounds: n=5** -``` -Segment 1 (base, pos=0.00): - R_min[1] = 1.0 kΩ - R_max[1] = 100 kΩ - -Segment 2 (pos=0.25): - R_min[2] = 3.25 kΩ - R_max[2] = 6.3 MΩ - -Segment 3 (pos=0.50): - R_min[3] = 5.5 kΩ - R_max[3] = 25.1 MΩ - -Segment 4 (pos=0.75): - R_min[4] = 7.75 kΩ - R_max[4] = 56.3 MΩ - -Segment 5 (tip, pos=1.00): - R_min[5] = 10.0 kΩ - R_max[5] = 100 MΩ -``` - -**Rationale:** -``` -1. Prevents unphysical solutions - - Tip with R = 1 kΩ: impossible (not hot enough) - - Base with R = 100 MΩ: impossible (too much power) - -2. Guides optimization - - Narrows search space - - Faster convergence - - More stable - -3. Based on physics - - Leader regime: R ∝ 1/T, T high at base - - Streamer regime: R very high, weakly coupled -``` - -### Iterative Loop with Damping - -**Algorithm structure:** - -```python -# Pseudocode: Iterative resistance optimization - -# Initialize -R = initialize_tapered_profile(n, R_base, R_tip) -alpha = 0.3 # Damping factor -max_iterations = 20 -tolerance = 0.01 # 1% convergence threshold - -for iteration in range(max_iterations): - R_old = R.copy() - - for i in range(1, n+1): - # Sweep R[i] while keeping other R[j] (j≠i) fixed - R_test = logspace(R_min[i], R_max[i], 20) # 20 test points - P_test = [] - - for R_candidate in R_test: - R[i] = R_candidate - # Run SPICE AC analysis - results = run_spice_ac(R, C_matrix, freq) - I_i = results.current[i] - P_i = 0.5 * abs(I_i)**2 * R_candidate - P_test.append(P_i) - - # Find R that maximizes power in segment i - idx_max = argmax(P_test) - R_optimal[i] = R_test[idx_max] - - # Apply damping for stability - R_new[i] = alpha * R_optimal[i] + (1 - alpha) * R_old[i] - - # Clip to physical bounds - R[i] = clip(R_new[i], R_min[i], R_max[i]) - - # Check convergence - max_change = max(abs(R[i] - R_old[i]) / R_old[i] for i in range(1,n+1)) - print(f"Iteration {iteration}: max change = {max_change*100:.2f}%") - - if max_change < tolerance: - print("Converged!") - break - -# Final result: optimized R[1], R[2], ..., R[n] -``` - -**Key components:** - -**1. Logarithmic sweep:** -``` -R_test = logspace(log10(R_min), log10(R_max), 20) - -Why logarithmic? - - R varies over orders of magnitude (1k to 100M) - - Linear spacing: wastes points at low end - - Log spacing: uniform coverage across decades -``` - -**2. Power calculation:** -``` -P[i] = 0.5 × |I[i]|² × R[i] - -AC steady-state: Factor of 0.5 for sinusoidal -RMS values: P = I_rms² × R (without 0.5) - -Maximize power in segment i, not total power - - Each segment optimized to extract maximum power - - Self-consistent with hungry streamer physics -``` - -**3. Damping factor α:** -``` -R_new[i] = α × R_optimal[i] + (1-α) × R_old[i] - -α = 0.3 to 0.5 typical - -Lower α (e.g., 0.2): - - More stable (smaller steps) - - Slower convergence (more iterations) - - Use if oscillations occur - -Higher α (e.g., 0.7): - - Faster convergence (larger steps) - - Risk of oscillation (overshooting) - - Use if convergence slow - -Start with α = 0.3, adjust if needed -``` - -**4. Clipping:** -``` -R[i] = clip(R_new[i], R_min[i], R_max[i]) - -Ensures R stays within physical bounds -Prevents optimizer from exploring unphysical regions -``` - -### Convergence Behavior - -**Well-coupled base segments:** -``` -Power curve P[i](R[i]) has sharp peak - -Example: Segment 1 - R = 10k: P[1] = 5.2 kW - R = 20k: P[1] = 8.1 kW - R = 30k: P[1] = 9.4 kW ← maximum (sharp peak) - R = 40k: P[1] = 8.9 kW - R = 50k: P[1] = 7.8 kW - -Characteristics: - - Clear optimal R - - Fast convergence (2-3 iterations) - - Stable solution -``` - -**Weakly-coupled tip segments:** -``` -Power curve P[i](R[i]) is FLAT - -Example: Segment 5 (tip) - R = 100k: P[5] = 0.82 kW - R = 500k: P[5] = 0.85 kW - R = 1M: P[5] = 0.83 kW - R = 5M: P[5] = 0.81 kW - -All values give similar power! - -Characteristics: - - Optimal R poorly defined - - Slow/no convergence to unique value - - May oscillate between similar R values - - Physical: weak coupling, low power anyway -``` - -**Convergence criteria:** -``` -Base segments: Converge quickly (<5 iterations) -Middle segments: Moderate convergence (5-10 iterations) -Tip segments: May not converge fully - -Solution: - - Allow tip segments to remain at reasonable values - - Check that change <5% for tip segments - - Focus convergence on base/middle (where most power is) -``` - -**Expected final distribution:** -``` -At 200 kHz, 2 m spark: - -R[1] ≈ 5-20 kΩ (base leader) -R[2] ≈ 10-40 kΩ -R[3] ≈ 20-80 kΩ -... -R[n-1] ≈ 50-200 kΩ -R[n] ≈ 100 kΩ - 10 MΩ (tip streamer, wide range) - -Total: R_total = Σ R[i] should be 50-500 kΩ at 200 kHz -``` - -### Worked Example: n=3 Iterative Optimization - -**Given:** -``` -3 segments, f = 200 kHz -Capacitance matrix from FEMM (simplified example) -Initial: R[1]=50k, R[2]=100k, R[3]=500k -Damping: α = 0.4 -``` - -**Iteration 1:** - -**Optimize R[1]** (keeping R[2]=100k, R[3]=500k fixed) -``` -Sweep R[1] in [1k, 100k] (20 points, log scale) - -Results (example): - R[1]=10k → P[1]=5.2 kW - R[1]=20k → P[1]=8.1 kW - R[1]=30k → P[1]=9.4 kW ← maximum - R[1]=40k → P[1]=8.9 kW - R[1]=50k → P[1]=7.8 kW (current value) - ... - -R_optimal[1] = 30 kΩ -``` - -**Apply damping:** -``` -R_new[1] = 0.4 × 30k + 0.6 × 50k - = 12k + 30k - = 42 kΩ - -Check bounds: 1k < 42k < 100k ✓ -Update: R[1] = 42 kΩ -``` - -**Optimize R[2]** (with R[1]=42k, R[3]=500k) -``` -Sweep R[2], find maximum at R_optimal[2] = 60 kΩ - -Current: R[2] = 100 kΩ - -R_new[2] = 0.4 × 60k + 0.6 × 100k - = 24k + 60k - = 84 kΩ - -Update: R[2] = 84 kΩ -``` - -**Optimize R[3]** (with R[1]=42k, R[2]=84k) -``` -Sweep R[3], power curve is FLAT: - R[3]=200k → P[3]=0.80 kW - R[3]=500k → P[3]=0.85 kW - R[3]=1M → P[3]=0.83 kW - -Maximum at 500k, but very weak peak (±5%) -Tip segment: poorly coupled - -R_optimal[3] = 500 kΩ (no change) -R_new[3] = 0.4 × 500k + 0.6 × 500k = 500 kΩ - -Update: R[3] = 500 kΩ -``` - -**Convergence check:** -``` -Changes: - R[1]: 50k → 42k (change = -16%) - R[2]: 100k → 84k (change = -16%) - R[3]: 500k → 500k (change = 0%) - -Max change = 16% > 1% tolerance -→ Not converged, continue -``` - -**Iteration 2:** - -Repeat with new R values... -Typically base segments converge within 3-5 iterations - -**Final result (example):** -``` -After 5 iterations: - -R[1] = 35 kΩ (converged, change <1%) -R[2] = 75 kΩ (converged, change <1%) -R[3] = 500 kΩ (tip, flat curve, acceptable) - -Total: 610 kΩ at 200 kHz -✓ Within expected range (50-500 kΩ, high end due to tip) -``` - -## Simplified Method: Circuit-Determined Resistance - -### Key Insight - -**Hungry streamer physics:** -``` -Plasma adjusts diameter to seek R_opt_power for maximum power -R_opt = 1 / (ω × C_total) - -For each segment: - - Segment sees total capacitance C_total[i] - - Adjusts to R[i] = 1 / (ω × C_total[i]) - - Self-consistent with power optimization -``` - -**Capacitance weakly depends on diameter:** -``` -C ∝ 1 / ln(h/d) - -Logarithmic dependence: - - 2× diameter → ~10% capacitance change - - R_opt also changes ~10% - - Small error from assuming fixed C -``` - -### Formula - -**For each segment i:** -``` -C_total[i] = Σⱼ₌₀ⁿ |C[i,j]| - -Sum of absolute values of all capacitances involving segment i - -Then: - R[i] = 1 / (ω × C_total[i]) - R[i] = clip(R[i], R_min[i], R_max[i]) -``` - -**Why this works:** -``` -1. Hungry streamer: Seeks R_opt = 1/(ωC) -2. Diameter self-adjusts: Matches R to C -3. Logarithmic C(d): Error ~10-15% (small) -4. Other uncertainties: FEMM ±5-10%, physics ±30-50% -5. Diameter error is SMALL compared to total uncertainty -``` - -### When to Use - -**Simplified method good for:** -``` -1. Standard cases - - Typical geometries (vertical spark, toroid topload) - - Typical frequencies (100-300 kHz) - - Typical lengths (1-3 m) - -2. First-pass analysis - - Initial design evaluation - - Quick parameter studies - -3. Engineering estimates - - ±20% accuracy sufficient - - Fast turnaround needed - -4. Educational purposes - - Understanding physics - - Building intuition -``` - -**Iterative method when:** -``` -1. Research/validation - - Publication-quality results - - Detailed physics studies - -2. Extreme parameters - - Very long sparks (>5 m) - - Very short sparks (<0.5 m) - - Very low frequency (<50 kHz) - -3. Measurement comparison - - Highest accuracy required - - Factor of 1.5 differences matter - -4. Unusual geometries - - Horizontal sparks - - Branched discharge - - Non-uniform diameter -``` - -**Computational savings:** -``` -Iterative: - 5-10 iterations × 20 points × n segments - = 1000-2000 AC analyses - Time: 100-500 seconds for n=10 - -Simplified: - 1 AC analysis (after R calculation) - Time: <1 second - -Speedup: 1000-5000× faster! - -Use simplified unless specific need for iterative -``` - -### Worked Example: Simplified Calculation - -**Given (same matrix as before):** -``` -f = 190 kHz -ω = 2π × 190×10³ = 1.194×10⁶ rad/s - -Capacitance matrix (n=5): - [0] [1] [2] [3] [4] [5] -[0] [ 32.5 -9.2 -3.1 -1.2 -0.6 -0.3 ] -[1] [ -9.2 14.8 -2.8 -0.9 -0.4 -0.2 ] -[2] [ -3.1 -2.8 10.4 -2.1 -0.7 -0.3 ] -[3] [ -1.2 -0.9 -2.1 8.6 -1.8 -0.5 ] -[4] [ -0.6 -0.4 -0.7 -1.8 7.4 -1.4 ] -[5] [ -0.3 -0.2 -0.3 -0.5 -1.4 5.8 ] pF -``` - -**Calculate R[i] for each segment:** - -**Segment 1 (base):** -``` -C_total[1] = |C[1,0]| + |C[1,2]| + |C[1,3]| + |C[1,4]| + |C[1,5]| - = 9.2 + 2.8 + 0.9 + 0.4 + 0.2 - = 13.5 pF - -R[1] = 1 / (ω × C_total[1]) - = 1 / (1.194×10⁶ × 13.5×10⁻¹²) - = 1 / (1.612×10⁻⁵) - = 62.0 kΩ - -Check bounds: 1k < 62k < 100k ✓ -``` - -**Segment 2:** -``` -C_total[2] = 3.1 + 2.8 + 2.1 + 0.7 + 0.3 = 9.0 pF - -R[2] = 1 / (1.194×10⁶ × 9.0×10⁻¹²) - = 93.0 kΩ ✓ -``` - -**Segment 3:** -``` -C_total[3] = 1.2 + 0.9 + 2.1 + 1.8 + 0.5 = 6.5 pF - -R[3] = 1 / (1.194×10⁶ × 6.5×10⁻¹²) - = 129 kΩ ✓ -``` - -**Segment 4:** -``` -C_total[4] = 0.6 + 0.4 + 0.7 + 1.8 + 1.4 = 4.9 pF - -R[4] = 1 / (1.194×10⁶ × 4.9×10⁻¹²) - = 171 kΩ ✓ -``` - -**Segment 5 (tip):** -``` -C_total[5] = 0.3 + 0.2 + 0.3 + 0.5 + 1.4 = 2.7 pF - -R[5] = 1 / (1.194×10⁶ × 2.7×10⁻¹²) - = 310 kΩ ✓ -``` - -**Summary:** -``` -R[1] = 62 kΩ (base, lowest) -R[2] = 93 kΩ -R[3] = 129 kΩ -R[4] = 171 kΩ -R[5] = 310 kΩ (tip, highest) - -✓ Monotonically increasing -✓ All within position-dependent bounds - -Total: R_total = 765 kΩ -``` - -### Validation - -**Total resistance check:** -``` -Expected at 190 kHz for 2 m spark: - Lower bound: ~50 kΩ (very hot, efficient) - Typical: 100-300 kΩ - Upper bound: ~500 kΩ (cool, streamer-dominated) - -Result: 765 kΩ - -Higher than typical, but reasonable because: - 1. Long spark (2 m) - 2. Distributed model (tip high R, 310 kΩ) - 3. Tip weakly coupled (high R expected) - -Within factor of 2-3 of typical: Acceptable -``` - -**If result very different:** -``` -R_total < 20 kΩ: - - Check formula (missing units conversion?) - - Check C values (pF vs F?) - - Too low for plasma physics - -R_total > 2 MΩ: - - Check frequency (Hz vs kHz?) - - Tip resistance very high (check tip coupling) - - May need iterative method to find lower solution -``` - -## Total Resistance Validation Ranges - -**Frequency dependence:** -``` -At 100 kHz: - Typical: 100-600 kΩ (higher R at lower f) - -At 200 kHz: - Typical: 50-300 kΩ - -At 400 kHz: - Typical: 25-150 kΩ (lower R at higher f) - -Rule: R_total ∝ 1/f (approximately) -``` - -**Length dependence:** -``` -At 200 kHz: - 0.5 m: 30-100 kΩ - 1.0 m: 50-150 kΩ - 2.0 m: 100-300 kΩ - 3.0 m: 150-500 kΩ - -Rule: R_total ∝ L (approximately, distributed effects complicate) -``` - -**Operating mode:** -``` -QCW (long ramp): - - Lower R (hot channel) - - Factor 0.5-1× above estimates - -Burst (short pulse): - - Higher R (cooler channel) - - Factor 1-2× above estimates -``` - -## Key Takeaways - -- **Iterative optimization** maximizes power per segment, uses damping (α ≈ 0.3-0.5) for stability, 5-10 iterations typical -- **Position-dependent bounds:** R_min increases 1k→10k, R_max increases 100k→100M from base to tip (quadratic) -- **Convergence:** Base segments converge fast (sharp power peak), tip segments slow (flat curve, weakly coupled) -- **Simplified method:** R[i] = 1/(ω × C_total[i]) from circuit theory, 1000× faster, ±20% accuracy -- **When simplified:** Standard cases, first-pass analysis, engineering estimates, educational use -- **When iterative:** Research, extreme parameters, measurement comparison, publication quality -- **Validation:** R_total should be 50-500 kΩ at 200 kHz for 1-3 m sparks, monotonic increase base→tip -- **Total resistance:** Scales as R ∝ 1/f and R ∝ L approximately, QCW lower than burst mode - -## Practice - -{exercise:model-ex-05} - ---- -**Next Lesson:** [Part 4 Review and Comprehensive Exercises](06-review-exercises.md) diff --git a/spark-lessons/lessons/04-advanced-modeling/06-review-exercises.md b/spark-lessons/lessons/04-advanced-modeling/06-review-exercises.md deleted file mode 100644 index 9dfa366..0000000 --- a/spark-lessons/lessons/04-advanced-modeling/06-review-exercises.md +++ /dev/null @@ -1,699 +0,0 @@ ---- -id: model-06 -title: "Part 4 Review and Comprehensive Modeling Project" -section: "Advanced Modeling" -difficulty: "advanced" -estimated_time: 90 -prerequisites: ["model-01", "model-02", "model-03", "model-04", "model-05"] -objectives: - - Synthesize all advanced modeling concepts from Part 4 - - Apply complete workflow from FEMM to validated spark model - - Compare lumped vs distributed approaches systematically - - Execute comprehensive modeling project integrating all skills -tags: ["review", "integration", "project", "validation", "comprehensive"] ---- - -# Part 4 Review and Comprehensive Modeling Project - -This lesson reviews all advanced modeling concepts from Part 4 and guides you through a comprehensive project that integrates FEMM extraction, circuit implementation, resistance optimization, and validation. - -## Part 4 Concepts Summary - -### Lesson 1: Lumped Model Theory - -**Key concepts:** -``` -Structure: C_mut - R - C_sh network - - C_mut: Topload to spark coupling - - R: Effective plasma resistance - - C_sh: Spark to ground shunt - -When to use: - ✓ Sparks <1-2 m - ✓ Impedance matching studies - ✓ Quick design iterations - ✓ Engineering estimates - -Workflow: - 1. FEMM electrostatic (2-body) - 2. Extract C_mut, C_sh from 2×2 matrix - 3. Calculate R = 1/(ω × C_total) - 4. Build SPICE, simulate - 5. Validate: φ_Z, R range, C_sh ≈ 2 pF/ft -``` - -### Lesson 2: FEMM Extraction - Lumped - -**Key concepts:** -``` -Maxwell matrix convention: - - Diagonal: C_ii > 0 (self-capacitance) - - Off-diagonal: C_ij < 0 (mutual, negative!) - - Symmetric: C_ij = C_ji - - Row sum ≈ 0 (ground at infinity) - -Extraction formulas: - C_mut = |C₁₂| (absolute value!) - C_sh = C₂₂ - |C₁₂| (subtract absolute) - -Sign convention critical: - - Maxwell: negative off-diagonals - - Circuit: positive capacitances - - Conversion: Take absolute value - -Validation: - ✓ Symmetry <1% error - ✓ C_sh ≈ 2 pF/ft ± factor 2 - ✓ Physical value ranges - ✓ Ground distance sensitivity test -``` - -### Lesson 3: Distributed Model Theory - -**Key concepts:** -``` -Why distributed: - - Long sparks (>2 m) - - Current distribution matters - - Leader/streamer transitions - - Research applications - -Segmentation: - - Equal-length segments - - n = 5-20 typical - - Convergence test: double n - -Circuit topology: - - (n+1)×(n+1) capacitance matrix - - n resistance values - - O(n²) complexity - -Physical expectations: - - R monotonically increasing - - Current decreasing base→tip - - Voltage non-linear drop - - Power concentrated at base - -Trade-off: 1000-2000× slower than lumped -``` - -### Lesson 4: FEMM Extraction - Distributed - -**Key concepts:** -``` -Multi-body setup: - - n conductors + topload - - 0.1 mm gaps between segments - - Consistent numbering critical - -Matrix validation: - ✓ Symmetry - ✓ Positive semi-definite (passivity) - ✓ Adjacent > distant coupling - ✓ Total C_sh vs 2 pF/ft rule - -SPICE implementation: - 1. Partial capacitance (flip signs) - 2. Controlled sources (direct) - 3. Nearest-neighbor (approximation) - -C_sh discrepancy: - - Factor 2-3 normal for distributed - - Matrix method vs empirical rule - - Use FEMM values (more accurate) -``` - -### Lesson 5: Resistance Optimization - -**Key concepts:** -``` -Iterative method: - - Initialize: tapered profile - - Optimize each R[i] sequentially - - Apply damping (α ≈ 0.3-0.5) - - Position-dependent bounds - - Convergence: <1% change - -Position-dependent bounds: - R_min: 1 kΩ → 10 kΩ (base to tip) - R_max: 100 kΩ → 100 MΩ (quadratic) - -Simplified method: - R[i] = 1/(ω × C_total[i]) - - 1000× faster - - ±20% accuracy - - Use for standard cases - -Validation: - ✓ R_total: 50-500 kΩ at 200 kHz - ✓ Monotonic increase - ✓ Scales as R ∝ 1/f, R ∝ L -``` - -## Complete Modeling Workflow Checklist - -### Phase 1: Problem Definition - -``` -[ ] Define spark length L_total -[ ] Specify operating frequency f -[ ] Choose model type: - [ ] Lumped (if L < 2 m) - [ ] Distributed n=___ (if L ≥ 2 m) -[ ] Gather topload geometry data -[ ] Determine ground plane position -``` - -### Phase 2: FEMM Geometry and Solve - -``` -[ ] Create FEMM geometry: - [ ] Axisymmetric (r-z) - [ ] Topload (toroid/sphere) - [ ] Spark segment(s) - [ ] Ground plane - [ ] Outer boundary -[ ] Define materials (Air, ε_r=1) -[ ] Assign conductors: - [ ] Conductor 0: Topload, V=1V - [ ] Conductors 1-n: Segments, floating - [ ] Boundary: Ground, V=0 -[ ] Generate mesh (check quality) -[ ] Solve electrostatic problem -[ ] Extract capacitance matrix [C] -``` - -### Phase 3: Matrix Validation - -``` -[ ] Check symmetry: |C[i,j] - C[j,i]| / |C[i,j]| < 0.01 -[ ] Check diagonal positive: C[i,i] > 0 for all i -[ ] Check off-diagonal negative: C[i,j] < 0 for i≠j -[ ] Check passivity: Eigenvalues ≥ 0 -[ ] Check physical patterns: - [ ] Adjacent > distant coupling - [ ] Topload coupling decreases with distance -[ ] Check total C_sh vs 2 pF/ft rule (factor 2-3 OK) -``` - -### Phase 4: Resistance Determination - -``` -[ ] Choose method: - [ ] Iterative (research, extreme cases) - [ ] Simplified (standard cases, engineering) - -If Iterative: -[ ] Initialize tapered profile -[ ] Define position-dependent bounds -[ ] Set damping factor α -[ ] Run optimization loop -[ ] Check convergence (<1% or <5% for tip) -[ ] Validate R distribution (monotonic, ranges) - -If Simplified: -[ ] Calculate C_total[i] for each segment -[ ] Compute R[i] = 1/(ω × C_total[i]) -[ ] Apply bounds: R[i] = clip(R[i], R_min[i], R_max[i]) -[ ] Validate total R_total (50-500 kΩ at 200 kHz) -``` - -### Phase 5: SPICE Implementation - -``` -[ ] Convert C matrix to SPICE format: - [ ] Partial capacitances (most common) - [ ] Or controlled sources (advanced) - [ ] Or nearest-neighbor (approximation) -[ ] Add resistance elements R[i] -[ ] Define voltage source (test or from coil) -[ ] Set up AC analysis at operating frequency -[ ] Verify netlist syntax -``` - -### Phase 6: Simulation and Analysis - -``` -[ ] Run SPICE AC analysis -[ ] Extract results: - [ ] Voltages V[i] at each node - [ ] Currents I[i] through each segment - [ ] Admittance Y_spark at topload - [ ] Impedance Z_spark = 1/Y_spark -[ ] Calculate power distribution: - [ ] P[i] = 0.5 × |I[i]|² × R[i] - [ ] P_total = Σ P[i] -[ ] Plot distributions: - [ ] V vs position - [ ] I vs position - [ ] P vs position -``` - -### Phase 7: Validation - -``` -[ ] Phase angle: -55° < φ_Z < -75° -[ ] Total resistance: 50-500 kΩ at 200 kHz -[ ] Current distribution: Decreasing base→tip -[ ] Voltage distribution: Non-linear, physical -[ ] Power balance: Concentrated at base -[ ] Compare to lumped model (if applicable) -[ ] Compare to measurements (if available) -``` - -### Phase 8: Documentation - -``` -[ ] Save FEMM geometry and results -[ ] Save capacitance matrix -[ ] Save resistance values -[ ] Save SPICE netlist -[ ] Save simulation results -[ ] Document validation checks -[ ] Record any issues/assumptions -``` - -## Lumped vs Distributed Comparison - -### When Results Should Agree - -**Equivalent impedance at topload:** -``` -Lumped: Z_spark = R + 1/(jωC_total) -Distributed: Z_spark (from network) - -Expected: Within 20-30% for well-designed models - -Example: - Lumped: |Z| = 180 kΩ ∠-70° - Distributed: |Z| = 195 kΩ ∠-68° - Difference: 8% ✓ Good agreement -``` - -**Total resistance:** -``` -Lumped: Single R value -Distributed: R_total = Σ R[i] - -Should be similar order of magnitude -Factor <2 difference: Excellent -Factor 2-3: Acceptable -Factor >5: Investigate -``` - -**Total capacitance:** -``` -Lumped: C_total = C_mut + C_sh -Distributed: More complex (matrix network) - -At topload, should see similar capacitive reactance -``` - -### When Results May Differ - -**Current distribution:** -``` -Lumped: Assumes uniform (no spatial info) -Distributed: Non-uniform, physically realistic - -Cannot compare directly - distributed provides extra detail -``` - -**Power distribution:** -``` -Lumped: Single power value (total) -Distributed: Spatial distribution P[i] - -Lumped gives total only -Distributed shows WHERE power dissipated -``` - -**Tip behavior:** -``` -Lumped: Averaged properties -Distributed: Can show tip streaming (low current, high R) - -Distributed more realistic for long sparks -``` - -**Short spark (e.g., 0.8 m):** -``` -Lumped and distributed should agree closely -Spatial variations small -Use lumped (simpler, faster) -``` - -**Long spark (e.g., 3 m):** -``` -Distributed shows significant spatial variation -Lumped may over-predict tip current/power -Use distributed for accuracy -``` - -## Comprehensive Modeling Project - -### Project Goal - -**Design and model a complete spark system:** -``` -Objective: Predict performance of 2.5 m spark at 200 kHz -Approach: Use distributed model (n=10) -Output: Current, voltage, power distributions + validation -``` - -### Project Specifications - -``` -Tesla coil system: - - Operating frequency: f = 200 kHz - - Topload: Toroid, 40 cm major dia, 12 cm minor dia - - Target spark length: 2.5 m = 8.2 feet - - Ground plane: 20 cm below spark tip - - Topload voltage: 350 kV (estimate) - -Model requirements: - - Distributed model: n = 10 segments - - Each segment: 0.25 m length - - FEMM extraction: Full 11×11 matrix - - Resistance: Simplified method - - Validation: All checks -``` - -### Step 1: FEMM Setup - -**Geometry parameters:** -``` -Topload (toroid): - - Major radius: 20 cm - - Minor radius: 6 cm - - Center at z = 0 - - Lowest point: z = -6 cm - -10 spark segments: - - Each length: 25 cm - - Diameter: 2 mm (uniform) - - Positions: - Segment 1 (base): z = -6.1 to -31.1 cm - Segment 2: z = -31.2 to -56.2 cm - ... - Segment 10 (tip): z = -231.5 to -256.5 cm - -Ground plane: - - z = -270 cm (20 cm below tip) - - r = 0 to 400 cm - -Outer boundary: - - r = 400 cm - - z = -300 to +50 cm - - V = 0 boundary condition -``` - -**Expected mesh:** -``` -Elements: 40,000-70,000 -Refinement: 0.5 mm near spark, 50 mm at boundary -Solve time: 30-60 seconds -``` - -### Step 2: Matrix Extraction (Example Results) - -**Hypothetical FEMM output (11×11 matrix):** - -``` - [0] [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] -[0] [ 38.2 -10.5 -4.2 -2.1 -1.2 -0.8 -0.5 -0.4 -0.3 -0.2 -0.1 ] -[1] [ -10.5 16.2 -3.5 -1.4 -0.7 -0.4 -0.3 -0.2 -0.2 -0.1 -0.1 ] -[2] [ -4.2 -3.5 12.8 -3.2 -1.3 -0.6 -0.4 -0.3 -0.2 -0.1 -0.1 ] -[3] [ -2.1 -1.4 -3.2 11.4 -2.9 -1.2 -0.5 -0.3 -0.2 -0.1 -0.1 ] -[4] [ -1.2 -0.7 -1.3 -2.9 10.6 -2.7 -1.1 -0.5 -0.3 -0.2 -0.1 ] -[5] [ -0.8 -0.4 -0.6 -1.2 -2.7 9.8 -2.5 -1.0 -0.4 -0.2 -0.1 ] -[6] [ -0.5 -0.3 -0.4 -0.5 -1.1 -2.5 9.2 -2.3 -0.9 -0.4 -0.1 ] -[7] [ -0.4 -0.2 -0.3 -0.3 -0.5 -1.0 -2.3 8.6 -2.1 -0.8 -0.2 ] -[8] [ -0.3 -0.2 -0.2 -0.2 -0.3 -0.4 -0.9 -2.1 8.2 -1.9 -0.5 ] -[9] [ -0.2 -0.1 -0.1 -0.1 -0.2 -0.2 -0.4 -0.8 -1.9 7.6 -1.6 ] -[10] [ -0.1 -0.1 -0.1 -0.1 -0.1 -0.1 -0.1 -0.2 -0.5 -1.6 6.8 ] pF -``` - -*Note: These are illustrative values for the exercise.* - -### Step 3: Matrix Validation - -**Check symmetry:** -``` -Example: C[2,5] = -0.6 pF, C[5,2] = -0.6 pF -Error: |(-0.6) - (-0.6)| / 0.6 = 0% -✓ Symmetric (check all pairs) -``` - -**Check patterns:** -``` -Topload coupling: |C[0,1]| = 10.5 > |C[0,5]| = 0.8 > |C[0,10]| = 0.1 ✓ -Adjacent coupling: |C[3,4]| = 2.9 > |C[3,7]| = 0.3 ✓ -Diagonal positive: All C[i,i] > 0 ✓ -Off-diagonal negative: All C[i,j] < 0 for i≠j ✓ -``` - -**Total shunt capacitance:** -``` -C_sh_total = Σᵢ₌₁¹⁰ (C[i,i] - |C[i,0]|) - = (16.2-10.5) + (12.8-4.2) + ... + (6.8-0.1) - = 5.7 + 8.6 + 9.3 + 9.4 + 9.8 + 9.7 + 9.6 + 9.4 + 9.3 + 6.7 - = 87.5 pF - -Expected: 2 pF/ft × 8.2 ft = 16.4 pF - -Ratio: 87.5 / 16.4 = 5.3 - -Higher than lumped expectation, but within factor 2-6 for distributed -Matrix method includes all couplings - acceptable ✓ -``` - -### Step 4: Calculate Resistances (Simplified Method) - -**Frequency:** -``` -f = 200 kHz -ω = 2π × 200×10³ = 1.257×10⁶ rad/s -``` - -**Segment 1 (base):** -``` -C_total[1] = |C[1,0]| + |C[1,2]| + ... + |C[1,10]| - = 10.5 + 3.5 + 1.4 + 0.7 + 0.4 + 0.3 + 0.2 + 0.2 + 0.1 + 0.1 - = 17.4 pF - -R[1] = 1 / (ω × C_total[1]) - = 1 / (1.257×10⁶ × 17.4×10⁻¹²) - = 45.7 kΩ - -Bounds: R_min[1] = 1 kΩ, R_max[1] = 100 kΩ -Check: 1 < 45.7 < 100 ✓ -``` - -**Calculate similarly for all segments:** - -``` -Results (example): -R[1] = 45.7 kΩ (position 0.00) -R[2] = 58.3 kΩ (position 0.11) -R[3] = 71.2 kΩ (position 0.22) -R[4] = 86.5 kΩ (position 0.33) -R[5] = 105 kΩ (position 0.44) -R[6] = 128 kΩ (position 0.56) -R[7] = 157 kΩ (position 0.67) -R[8] = 195 kΩ (position 0.78) -R[9] = 248 kΩ (position 0.89) -R[10] = 320 kΩ (position 1.00) - -Total: R_total = 1415 kΩ = 1.42 MΩ -``` - -**Validation:** -``` -✓ Monotonically increasing -✓ Each within position-dependent bounds -✓ Total: Expected 50-500 kΩ, got 1.42 MΩ - -Higher than typical - long spark (2.5 m), tip-dominated -Within factor 3-5 of estimates - acceptable for distributed model -``` - -### Step 5: Build SPICE Netlist - -**Partial capacitance conversion (selected):** -```spice -* 10-segment distributed spark model - 2.5 m at 200 kHz -.param freq=200k - -* Test voltage source -V_test topload 0 AC 1V - -* Partial capacitances - between nodes (sample) -C_0_1 topload seg1 10.5p -C_0_2 topload seg2 4.2p -C_1_2 seg1 seg2 3.5p -C_2_3 seg2 seg3 3.2p -C_3_4 seg3 seg4 2.9p -* ... (continue for all pairs) ... - -* Partial capacitances - to ground (sample) -C_0_gnd topload 0 {38.2 - (10.5+4.2+2.1+1.2+0.8+0.5+0.4+0.3+0.2+0.1)} -C_1_gnd seg1 0 {16.2 - (10.5+3.5+1.4+0.7+0.4+0.3+0.2+0.2+0.1+0.1)} -* ... (continue for all nodes) ... - -* Resistances -R1 seg1 seg1_r 45.7k -R2 seg2 seg2_r 58.3k -R3 seg3 seg3_r 71.2k -R4 seg4 seg4_r 86.5k -R5 seg5 seg5_r 105k -R6 seg6 seg6_r 128k -R7 seg7 seg7_r 157k -R8 seg8 seg8_r 195k -R9 seg9 seg9_r 248k -R10 seg10 seg10_r 320k - -* AC analysis -.ac lin 1 200k 200k - -* Output -.print ac v(topload) v(seg1) v(seg2) v(seg3) v(seg4) v(seg5) -+ v(seg6) v(seg7) v(seg8) v(seg9) v(seg10) -.print ac i(V_test) i(R1) i(R2) i(R3) i(R4) i(R5) -+ i(R6) i(R7) i(R8) i(R9) i(R10) - -.end -``` - -### Step 6: Simulation Results (Example) - -**Voltage distribution (normalized, V_topload = 1V test):** -``` -V[topload] = 1.000 V -V[seg1] = 0.842 V (16% drop from topload) -V[seg2] = 0.714 V -V[seg3] = 0.608 V -V[seg4] = 0.518 V -V[seg5] = 0.441 V (56% of topload) -V[seg6] = 0.375 V -V[seg7] = 0.318 V -V[seg8] = 0.269 V -V[seg9] = 0.227 V -V[seg10] = 0.192 V (tip, 19% of topload) - -Non-linear drop ✓ Expected for distributed capacitance -``` - -**Current distribution:** -``` -I[seg1] = 18.4 μA (base, highest) -I[seg2] = 12.2 μA (66% of base) -I[seg3] = 8.54 μA -I[seg4] = 6.00 μA -I[seg5] = 4.20 μA (23% of base) -I[seg6] = 2.93 μA -I[seg7] = 2.03 μA -I[seg8] = 1.38 μA -I[seg9] = 0.91 μA -I[seg10] = 0.60 μA (tip, 3% of base) - -Monotonically decreasing ✓ Capacitive shunting effect -``` - -**Power distribution:** -``` -P[1] = 0.5 × (18.4×10⁻⁶)² × 45.7×10³ = 7.74 μW -P[2] = 0.5 × (12.2×10⁻⁶)² × 58.3×10³ = 4.34 μW -P[3] = 0.5 × (8.54×10⁻⁶)² × 71.2×10³ = 2.60 μW -... -P[10] = 0.5 × (0.60×10⁻⁶)² × 320×10³ = 0.058 μW - -Total: P_total ≈ 21.5 μW (at 1V test) - -Base segments (1-3): 14.7 μW (68% of total) -Middle (4-7): 5.8 μW (27%) -Tip (8-10): 1.0 μW (5%) - -Power concentrated at base ✓ Physical expectation -``` - -**Impedance at topload:** -``` -Y = I_test / V_test = 18.4 μA / 1V = 18.4 μS -|Z| = 1/18.4×10⁻⁶ = 54.3 kΩ -φ_Z ≈ -62° (calculated from Re{Y}, Im{Y}) - -Check: -55° < -62° < -75° ✓ Expected range -``` - -### Step 7: Scale to Actual Voltage - -**Given: V_topload = 350 kV actual** - -**Power scaling:** -``` -P_actual = P_test × (V_actual / V_test)² - = 21.5 μW × (350×10³ / 1)² - = 21.5×10⁻⁶ × 1.225×10¹¹ - = 2.63 MW - -Total power to spark: 2.63 MW -``` - -**Segment powers:** -``` -P[1] = 7.74 μW × scale = 949 kW (36%) -P[2] = 4.34 μW × scale = 532 kW (20%) -P[3] = 2.60 μW × scale = 319 kW (12%) -... - -Base heavily loaded, tip lightly loaded ✓ -``` - -### Step 8: Final Validation - -``` -✓ Phase angle: φ_Z = -62° in range (-55° to -75°) -✓ Total resistance: 1.42 MΩ (high end, but acceptable for 2.5 m) -✓ Voltage distribution: Non-linear, physically reasonable -✓ Current distribution: Decreasing base→tip monotonically -✓ Power distribution: 68% in base 1/3, physical -✓ Matrix validation: All checks passed -✓ Resistance monotonic: Increasing base→tip - -Model complete and validated! -``` - -## Key Takeaways from Part 4 - -- **Lumped models:** Fast (<1s), accurate for short sparks (<2 m), C_mut-R-C_sh structure -- **FEMM extraction:** Maxwell matrix has negative off-diagonals, C_mut = |C₁₂|, C_sh = C₂₂ - |C₁₂| -- **Distributed models:** Necessary for long sparks (>2 m), captures spatial variations, 1000× slower -- **Segmentation:** Equal lengths, n = 5-20, convergence test by doubling n -- **Matrix validation:** Symmetry, passivity (eigenvalues ≥ 0), physical patterns critical -- **SPICE implementation:** Partial capacitance method (flip signs), controlled sources, or nearest-neighbor -- **Resistance optimization:** Iterative (rigorous, slow) or simplified R = 1/(ωC) (fast, ±20%) -- **Position-dependent bounds:** R_min 1k→10k, R_max 100k→100M, prevents unphysical solutions -- **Validation ranges:** R_total 50-500 kΩ at 200 kHz typical, factor 2-3 variation acceptable -- **C_sh discrepancy:** Factor 2-3 from 2 pF/ft rule normal for distributed (use FEMM values) -- **Current distribution:** Decreases base→tip due to capacitive shunting (can be 20:1 ratio) -- **Power concentration:** 60-70% in base 1/3 of spark, tip contributes <10% - -## Practice - -{exercise:model-ex-06} - ---- -**Congratulations!** You have completed Part 4: Advanced Modeling. You now have the skills to: -- Build lumped spark models for quick analysis -- Extract capacitance matrices from FEMM for single and multi-body problems -- Construct distributed models for long sparks and research applications -- Optimize resistance distributions using iterative or simplified methods -- Validate models against physical expectations and measurements -- Apply complete modeling workflow from geometry to validated predictions - -**Next Steps:** -- Part 5: Integration and Calibration (coming soon) -- Apply these techniques to your own Tesla coil designs -- Validate against measurements and refine models -- Contribute to the community knowledge base diff --git a/spark-lessons/reference/equation-sheet.md b/spark-lessons/reference/equation-sheet.md deleted file mode 100644 index 531f212..0000000 --- a/spark-lessons/reference/equation-sheet.md +++ /dev/null @@ -1,414 +0,0 @@ -# Tesla Coil Spark Physics - Equation Sheet - -Quick reference for all key equations in spark modeling and circuit analysis. - -**Convention:** All phasor quantities use **peak values** (not RMS). Power formulas include the 0.5 factor: P = 0.5 × Re{V × I*}. - ---- - -## Circuit Analysis - -### Admittance Components - -**Input admittance at topload (looking into spark):** - -``` -Y = ((G + jB₁) · jB₂) / (G + j(B₁ + B₂)) -``` - -Where: -- G = 1/R (conductance) -- B₁ = ωC_mut (mutual capacitance susceptance, positive) -- B₂ = ωC_sh (shunt capacitance susceptance, positive) - -**Real part of admittance:** - -``` -Re{Y} = GB₂² / (G² + (B₁ + B₂)²) -``` - -**Imaginary part of admittance:** - -``` -Im{Y} = B₂[G² + B₁(B₁ + B₂)] / (G² + (B₁ + B₂)²) -``` - -### Phase Angles - -**Admittance phase angle:** - -``` -θ_Y = atan(Im{Y}/Re{Y}) -``` - -**Impedance phase angle (what we typically measure):** - -``` -φ_Z = -θ_Y = atan(-Im{Y}/Re{Y}) -``` - -**Minimum achievable impedance phase angle:** - -``` -φ_Z,min = -atan(2√(r(1 + r))) -``` - -Where: -- r = C_mut/C_sh (capacitance ratio) - -*Note:* When r ≥ 0.207, achieving φ_Z = -45° becomes mathematically impossible regardless of R value. - ---- - -## Optimization - -### Critical Resistance Values - -**R_opt_power - Maximum power transfer:** - -``` -R_opt_power = 1 / (ω(C_mut + C_sh)) -``` - -*Example:* At f = 200 kHz with C_mut + C_sh = 12 pF: -``` -R_opt_power = 1/(2π × 200×10³ × 12×10⁻¹²) ≈ 66 kΩ -``` - -**R_opt_phase - Closest to resistive:** - -``` -R_opt_phase = 1 / (ω√(C_mut(C_mut + C_sh))) -``` - -*Note:* R_opt_power < R_opt_phase always - -### Segment-Level Optimization (nth-order model) - -**Simplified circuit-determined resistance:** - -``` -For each segment i: - C_total[i] = C_shunt[i] + sum(C_mutual[i,:]) - R[i] = 1/(ω × C_total[i]) - R[i] = clip(R[i], R_min[i], R_max[i]) -``` - -**Tapered initialization for iterative optimization:** - -``` -position = i/(n-1) # 0 at base, 1 at tip -R[i] = R_base + (R_tip - R_base) × position² -``` - -Typical: R_base = 10 kΩ, R_tip = 1 MΩ - -**Damped iterative update:** - -``` -R_new[i] = α × R_optimal[i] + (1 - α) × R_old[i] -``` - -Where α ≈ 0.3-0.5 for stability - ---- - -## Thévenin Equivalent - -### Measurement Procedure - -**Output impedance (drive off, test source on):** - -``` -Z_th = 1V / I_test = R_th + jX_th -``` - -**Open-circuit voltage (drive on, no spark):** - -``` -V_th = V(topload) [complex magnitude and phase] -``` - -### Power Calculations - -**Power to any load:** - -``` -P_load = 0.5 × |V_th|² × Re{Z_load} / |Z_th + Z_load|² -``` - -**Theoretical maximum power (conjugate match):** - -``` -P_max = 0.5 × |V_th|² / (4 × Re{Z_th}) -``` - -*Note:* Actual spark power will be less due to topological constraints. - ---- - -## Spark Growth - -### Electric Field Thresholds - -**Field requirements (at sea level, standard conditions):** - -``` -E_inception ≈ 2-3 MV/m (initial breakdown from smooth topload) -E_propagation ≈ 0.4-1.0 MV/m (sustained leader growth) -E_tip = κ × E_average (tip enhancement factor κ ≈ 2-5) -``` - -*Note:* E_propagation varies with altitude and humidity by ±20-30%. - -### Growth Rate Equation - -**When field threshold is met:** - -``` -dL/dt = P_stream / ε (when E_tip > E_propagation) -dL/dt ≈ 0 (when E_tip < E_propagation, stalled) -``` - -Where: -- L = spark length [m] -- P_stream = power delivered to spark [W] -- ε = energy per meter [J/m] - -**Energy and power over time:** - -``` -E_total ≈ ε × L -P_avg ≈ ε × L / T -``` - -### Energy per Meter (ε) - -**By operating mode:** - -``` -ε ≈ 5-15 J/m (QCW-style growth, leader-dominated) -ε ≈ 20-40 J/m (High duty cycle DRSSTC, hybrid) -ε ≈ 30-100+ J/m (Hard-pulsed burst mode, streamer-dominated) -``` - -**Advanced time-dependent model:** - -``` -ε(t) = ε₀ / (1 + α∫P_stream dt) -``` - -Where: -- α has units [1/J] -- ∫P_stream dt = accumulated energy - ---- - -## Thermal Physics - -### Thermal Time Constants - -**Pure thermal diffusion:** - -``` -τ_thermal = d² / (4α) -``` - -Where: -- d = channel diameter [m] -- α = k/(ρ_air × c_p) ≈ 2×10⁻⁵ m²/s for air - -**Examples:** -``` -d = 100 μm → τ ≈ 0.1-0.2 ms (thin streamers) -d = 5 mm → τ ≈ 300-600 ms (thick leaders) -``` - -*Note:* Observed persistence is longer due to convection and ionization memory: -- Thin streamers: ~1-5 ms (effective) -- Thick leaders: seconds (effective) - ---- - -## Capacitive Divider - -### Voltage Division Effect - -**General formula:** - -``` -V_tip = V_topload × Z_mut/(Z_mut + Z_sh) -``` - -Where: -- Z_mut = (1/jωC_mut) || R [complex] -- Z_sh = 1/jωC_sh - -**Open-circuit limit (R → ∞):** - -``` -V_tip ≈ V_topload × C_mut/(C_mut + C_sh) -``` - -*Note:* Since C_sh ∝ L, as spark grows, V_tip decreases even if V_topload is maintained. - ---- - -## Ringdown Method - -### Quality Factor Relations - -**At loaded resonance ω_L:** - -``` -Q_L = ω_L C_eq R_p = R_p/(ω_L L) -``` - -### Equivalent Resistance - -**From Q and capacitance:** - -``` -R_p = Q_L/(ω_L C_eq) -``` - -**From Q and inductance:** - -``` -R_p = Q_L ω_L L -``` - -### Total Conductance - -**From Q and capacitance:** - -``` -G_total = ω_L C_eq/Q_L -``` - -**From Q and inductance:** - -``` -G_total = 1/(Q_L ω_L L) -``` - -### Capacitance Change - -**Equivalent capacitance after loading:** - -``` -C_eq = C₀(f₀/f_L)² -ΔC = C_eq - C₀ -``` - -### Spark Admittance Extraction - -**Step-by-step:** - -``` -1. Measure unloaded: f₀, Q₀, C₀ -2. Measure with spark: f_L, Q_L -3. C_eq = C₀(f₀/f_L)² -4. ΔC = C_eq - C₀ -5. G_total = ω_L C_eq/Q_L -6. G_0 = ω₀ C₀/Q₀ -7. Y_spark ≈ (G_total - G_0) + jω_L ΔC -``` - ---- - -## FEMM Extraction - -### Maxwell Capacitance Matrix - -**For lumped model:** - -``` -C_mut = -C[topload, spark] = |C_12| -C_sh = C[spark, spark] + C[spark, topload] = C_22 - |C_12| -``` - -*Note:* Maxwell matrix has C_ii > 0 (self-capacitance) and C_ij < 0 for i≠j (mutual capacitance, negative). - -**Validation check:** - -``` -C_sh ≈ 2 pF per foot (empirical rule) -``` - ---- - -## Empirical Scaling Laws - -### Freau's Relationships - -**Single-shot burst (no thermal accumulation):** - -``` -L ∝ √(E_bang) -``` - -**Repetitive operation (with thermal memory):** - -``` -L ∝ P_avg^(0.3 to 0.5) -``` - -**QCW with voltage ramping:** - -``` -L ∝ E^(0.6 to 0.8) (closer to linear) -``` - ---- - -## Self-Consistency Check - -### Diameter Back-Calculation - -**For validation:** - -``` -ρ_typical = 10 Ω·m (partially ionized plasma) -L_segment = L_total/n_segments -d_implied = sqrt(4 × ρ_typical × L_segment / (π × R_opt)) -``` - -If d_implied ≈ d_nominal (within factor of 2), model is self-consistent. - ---- - -## Physical Bounds Formulas - -### Position-Dependent Resistance Bounds - -**For nth-order model:** - -``` -position = i/(n-1) # 0 at base, 1 at tip - -R_min[i] = 1 kΩ + (10 kΩ - 1 kΩ) × position -R_max[i] = 100 kΩ + (100 MΩ - 100 kΩ) × position -``` - ---- - -## Power Balance Validation - -**Total power equation:** - -``` -P_primary_input = P_spark + P_secondary_losses + P_corona + P_radiation -``` - -**Efficiency check:** - -``` -η = P_spark / P_primary_input -``` - -Expected η varies widely by design and operating mode. - ---- - -*Total equations: 45+ key formulas across all categories* diff --git a/spark-lessons/reference/physical-bounds.md b/spark-lessons/reference/physical-bounds.md deleted file mode 100644 index 2173944..0000000 --- a/spark-lessons/reference/physical-bounds.md +++ /dev/null @@ -1,499 +0,0 @@ -# Tesla Coil Spark Physics - Physical Bounds and Typical Ranges - -Reference for validation criteria, physical constraints, and empirical values. - ---- - -## Resistance Bounds - -### Lumped Model - -**Physical limits:** - -``` -R_min ≈ 1 kΩ (very hot, thick leader plasma) -R_max ≈ 100 MΩ (cold, thin streamer plasma) - -R_actual = clip(R_opt_power, R_min, R_max) -``` - -### nth-Order Model (Position-Dependent) - -**Base segments (position = 0):** -- R_min = 1 kΩ -- R_max = 100 kΩ - -**Tip segments (position = 1):** -- R_min = 10 kΩ -- R_max = 100 MΩ - -**Interpolated formula:** - -``` -position = i/(n-1) - -R_min[i] = 1 kΩ + (10 kΩ - 1 kΩ) × position - = 1 kΩ + 9 kΩ × position - -R_max[i] = 100 kΩ + (100 MΩ - 100 kΩ) × position - ≈ 100 kΩ + 99.9 MΩ × position -``` - -### Typical Total Resistance (by operating mode) - -**At 200 kHz for 1-3 meter sparks:** - -| Operating Mode | Total R | Characteristics | -|---------------|---------|-----------------| -| Burst/Streamer-dominated | 50-300 kΩ | Short pulses, thin channels | -| QCW/Leader-dominated | 5-50 kΩ | Long ramps, hot thick channels | -| Very low frequency (<100 kHz) or very long sparks | 1-10 kΩ | Thick leaders, high power | - -**Validation flag:** If R_total is significantly outside these ranges for your frequency and length, investigate potential issues. - ---- - -## Capacitance Values - -### Mutual Capacitance (C_mut) - -**Typical values:** - -| Spark Length | Typical C_mut | Notes | -|-------------|---------------|-------| -| 1 foot (0.3 m) | 3-5 pF | Small topload | -| 2 feet (0.6 m) | 5-8 pF | Medium topload | -| 3 feet (0.9 m) | 7-12 pF | Large topload | -| 5 feet (1.5 m) | 10-15 pF | Very large topload | - -*Depends on topload size and geometry* - -### Shunt Capacitance (C_sh) - -**Empirical rule:** - -``` -C_sh ≈ 2 pF per foot of spark length -``` - -**Examples:** - -| Spark Length | Typical C_sh | -|-------------|--------------| -| 1 foot (0.3 m) | 2 pF | -| 2 feet (0.6 m) | 4 pF | -| 3 feet (0.9 m) | 6 pF | -| 5 feet (1.5 m) | 10 pF | -| 10 feet (3.0 m) | 20 pF | - -**Validation:** Use this rule to verify FEMM extraction accuracy. - -### Capacitance Ratio (r) - -``` -r = C_mut/C_sh -``` - -**Typical geometries:** - -| Configuration | r value | φ_Z,min | -|--------------|---------|---------| -| Large topload, short spark | 0.5 - 2.0 | -50° to -70° | -| Medium topload, medium spark | 0.3 - 0.8 | -48° to -60° | -| Small topload, long spark | 0.1 - 0.4 | -43° to -52° | - -**Critical threshold:** When r ≥ 0.207, achieving φ_Z = -45° becomes impossible. - -### Diameter Dependence - -**Weak logarithmic scaling:** - -``` -C ∝ 1/ln(h/d) -``` - -Where: -- h = height above ground -- d = channel diameter - -**Typical change:** 2× diameter → ~10-15% change in C - ---- - -## Electric Field Thresholds - -### Inception Field - -**Smooth electrode breakdown:** - -``` -E_inception ≈ 2-3 MV/m (sea level, standard conditions) -``` - -**Variations:** -- Sharp electrodes: 1-2 MV/m (lower threshold) -- Very smooth, large radius: 3-4 MV/m (higher threshold) - -### Propagation Field - -**Sustained leader growth:** - -``` -E_propagation ≈ 0.4-1.0 MV/m (typical range) -``` - -**Common values:** -- Conservative estimate: 0.8-1.0 MV/m -- Optimistic/ideal conditions: 0.4-0.6 MV/m -- Typical use for modeling: 0.6-0.7 MV/m - -### Tip Enhancement Factor - -``` -E_tip = κ × E_average -``` - -**Typical values:** -- κ ≈ 2-5 for cylindrical channels -- Higher for sharper geometries -- Use FEMM to calculate actual enhancement - -### Altitude and Environmental Effects - -**Altitude correction (rough approximation):** - -``` -E(altitude) = E(sea level) × (P/P_0) - -where P/P_0 ≈ exp(-h/8500 m) -``` - -**Examples:** - -| Altitude | Pressure Ratio | Field Scaling | -|----------|---------------|---------------| -| Sea level | 1.0 | 1.0 | -| 1500 m (Denver) | ~0.83 | ~0.83 | -| 3000 m | ~0.69 | ~0.69 | - -**Humidity effects:** ±10-20% variation (higher humidity → slightly lower threshold) - -**Temperature:** ±5-10% variation over normal range - -**Total variability:** E_propagation can vary ±20-30% with environmental conditions - ---- - -## Energy per Meter (ε) - -### By Operating Mode - -**QCW-style growth:** - -``` -ε ≈ 5-15 J/m - -Characteristics: -- Long ramp times (5-20 ms) -- Leader-dominated channels -- Energy efficiently extends length -- White/orange appearance -``` - -**High duty cycle DRSSTC:** - -``` -ε ≈ 20-40 J/m - -Characteristics: -- Hybrid streamer/leader formation -- Some thermal accumulation -- Moderate efficiency -- Mixed appearance -``` - -**Hard-pulsed DRSSTC (burst mode):** - -``` -ε ≈ 30-100+ J/m (single-shot) - -Characteristics: -- Short pulses, mostly streamers -- Much energy → brightening/branching -- Poor length efficiency -- Purple/blue, highly branched -``` - -### Calibration Requirements - -**Essential:** Calibrate ε for your specific coil from measurements. - -**Procedure:** -1. Run coil with known drive power and time -2. Measure final spark length L -3. From SPICE, compute E_delivered = ∫P_spark dt -4. Calculate: ε = E_delivered/L - -**Expected precision:** ±30-50% due to variability in plasma conditions - ---- - -## Thermal Time Constants - -### Pure Thermal Diffusion - -**Formula:** - -``` -τ_thermal = d² / (4α) - -where α = k/(ρ_air × c_p) ≈ 2×10⁻⁵ m²/s for air -``` - -**By diameter:** - -| Diameter | Type | τ_thermal | Observed Persistence | -|----------|------|-----------|---------------------| -| 100 μm | Thin streamer | 0.1-0.2 ms | ~1-5 ms | -| 1 mm | Thick streamer | 12-25 ms | ~10-50 ms | -| 5 mm | Leader | 300-600 ms | seconds | -| 1 cm | Thick leader | 1-2 seconds | 10+ seconds | - -**Note:** Observed persistence is longer than pure thermal diffusion due to: -- Buoyancy and convection maintaining hot gas column -- Ionization memory (recombination slower than thermal diffusion) -- Broadened effective channel diameter - -### Operating Regime Implications - -**QCW advantage:** -- Ramp times 5-20 ms match streamer-to-leader persistence -- Channel stays hot throughout growth -- Efficient energy coupling - -**Burst mode:** -- Pulse spacing > 5 ms → channel cools between pulses -- Must re-ionize repeatedly -- Less efficient for length - ---- - -## Phase Angles - -### Impedance Phase (φ_Z) - -**Typical ranges:** - -``` -R = R_opt_power typically gives: φ_Z ≈ -55° to -75° -``` - -**By capacitance ratio:** - -| r = C_mut/C_sh | φ_Z,min | Typical at R_opt | -|----------------|---------|------------------| -| 0.1 | -42° | -55° to -60° | -| 0.3 | -50° | -60° to -65° | -| 0.5 | -55° | -62° to -68° | -| 1.0 | -65° | -68° to -73° | -| 2.0 | -73° | -72° to -76° | - -**Important:** The commonly cited "-45°" is often unachievable due to circuit topology. - -### Admittance Phase (θ_Y) - -``` -θ_Y = -φ_Z -``` - -Typical ranges: +55° to +75° (positive, capacitive) - ---- - -## Frequency Ranges - -### Operating Frequencies - -**Typical Tesla coil operating frequencies:** - -| Coil Type | Frequency Range | Notes | -|-----------|----------------|-------| -| Small DRSSTC | 150-400 kHz | Higher frequency, smaller secondary | -| Medium DRSSTC | 100-250 kHz | Most common range | -| Large DRSSTC | 50-150 kHz | Lower frequency, larger secondary | -| SSTC | 100-500 kHz | Wide range possible | -| QCW | 50-200 kHz | Typically lower frequencies | - -### Loaded vs Unloaded - -**Frequency shift with spark:** -- Typical shift: 5-20% lower when loaded -- Larger sparks → larger shift -- Track frequency to loaded pole for accurate measurements - ---- - -## Power Levels and Efficiencies - -### Typical Power Ranges - -**By coil size:** - -| Coil Class | Primary Power | Spark Power | Typical η | -|-----------|---------------|-------------|-----------| -| Small DRSSTC | 0.5-2 kW | 0.1-0.5 kW | 15-30% | -| Medium DRSSTC | 2-5 kW | 0.5-1.5 kW | 20-35% | -| Large DRSSTC | 5-15 kW | 1.5-5 kW | 25-40% | -| QCW | 1-10 kW | 0.5-4 kW | 30-50% | - -**Efficiency components:** -- Spark power delivery: 15-50% -- Secondary losses (heating): 10-30% -- Primary circuit losses: 20-40% -- Corona and radiation: 5-15% - -### Power Density - -**Typical values in spark channel:** - -``` -P/L ≈ 50-500 W/m (power per unit length) -``` - -Higher for burst mode (bright but short), lower for QCW (efficient leaders). - ---- - -## Geometric Constraints - -### Minimum Capacitance Bounds - -**For stable operation:** - -``` -C_mut + C_sh ≥ 5 pF (typical minimum for 100+ kHz) -``` - -Below this, impedance becomes very high and matching becomes difficult. - -### Maximum Practical Length - -**Voltage-limited:** - -``` -L_max ≈ V_top_peak / E_propagation - -Typical: V_top = 300-600 kV → L_max = 3-6 feet at E_prop = 1 MV/m -``` - -**Power-limited:** - -``` -L_max ≈ P_available × T / ε - -where T is growth time available -``` - -**Practical limit:** Whichever is more restrictive. - ---- - -## Plasma Properties - -### Conductivity Range - -**Partially ionized air plasma:** - -``` -σ ≈ 0.01 - 10 S/m (wide range depending on temperature and ionization) -``` - -**Equivalent resistivity:** - -``` -ρ ≈ 0.1 - 100 Ω·m -``` - -**Typical for modeling:** -- Hot leader: ρ ≈ 1-10 Ω·m -- Warm streamer: ρ ≈ 10-100 Ω·m - -### Temperature Ranges - -**Streamer:** -``` -T ≈ 1000-3000 K -``` - -**Leader:** -``` -T ≈ 5000-20000 K -``` - -**Arc (strike):** -``` -T > 10000 K -``` - ---- - -## Validation Criteria - -### Self-Consistency Checks - -**Capacitance:** -- C_sh/L ≈ 2 pF/foot ± 30% - -**Total resistance:** -- Within expected range for operating mode (see above) -- R_base < R_tip in distributed model - -**Power balance:** -- P_spark + losses = P_input (within 20%) - -**Phase angle:** -- φ_Z,actual ≥ φ_Z,min (within numerical precision) - -**Diameter self-consistency:** -- d_implied ≈ d_nominal (within factor of 2-3) - -### Warning Flags - -**Red flags indicating potential errors:** - -- C_sh/L < 1 pF/foot or > 4 pF/foot -- R_total < 500 Ω or > 10 MΩ at typical frequencies -- φ_Z > -30° or < -85° -- Power efficiency > 70% (unrealistically high) -- ε < 1 J/m or > 200 J/m -- Growth rates > 100 m/s (unphysical for leaders) - ---- - -## Measurement Tolerances - -### Expected Precision - -**Capacitance extraction (FEMM):** -- ±10% typical accuracy -- ±5% with careful meshing - -**Resistance measurement:** -- ±30-50% (plasma variability dominates) - -**Field measurements:** -- E_propagation: ±20-30% (environmental variability) - -**Energy per meter:** -- ±30-50% (high variability) - -**Overall model predictions:** -- Length: ±20-40% typical -- Power: ±30-50% typical -- Phase: ±5-10° typical - -Use these tolerances when validating model against measurements. - ---- - -*This reference compiled from empirical data, community observations, and validated modeling across multiple Tesla coil systems.* diff --git a/spark-lessons/requirements.txt b/spark-lessons/requirements.txt deleted file mode 100644 index cf7301b..0000000 --- a/spark-lessons/requirements.txt +++ /dev/null @@ -1,20 +0,0 @@ -# Tesla Coil Spark Course - PyQt5 Application Dependencies - -# Core PyQt5 -PyQt5>=5.15.0 -PyQtWebEngine>=5.15.0 - -# Markdown rendering -markdown>=3.4.0 -pymdown-extensions>=10.3.0 - -# Data formats -PyYAML>=6.0.1 - -# Plotting and images -matplotlib>=3.8.0 -Pillow>=10.1.0 -numpy>=1.26.0 - -# Optional but recommended -python-dateutil>=2.8.0 diff --git a/spark-lessons/resources/database/schema.sql b/spark-lessons/resources/database/schema.sql deleted file mode 100644 index 4fc14e6..0000000 --- a/spark-lessons/resources/database/schema.sql +++ /dev/null @@ -1,138 +0,0 @@ --- Tesla Coil Spark Course - Database Schema --- SQLite database for progress tracking, exercises, and user data - --- User profiles and preferences -CREATE TABLE IF NOT EXISTS users ( - user_id INTEGER PRIMARY KEY AUTOINCREMENT, - username TEXT UNIQUE NOT NULL, - email TEXT, - created_at TIMESTAMP DEFAULT CURRENT_TIMESTAMP, - last_login TIMESTAMP, - current_learning_path TEXT DEFAULT 'intermediate', - theme_preference TEXT DEFAULT 'light', - font_size INTEGER DEFAULT 14, - auto_save_enabled BOOLEAN DEFAULT 1, - show_hints BOOLEAN DEFAULT 1 -); - --- Lesson progress tracking -CREATE TABLE IF NOT EXISTS lesson_progress ( - id INTEGER PRIMARY KEY AUTOINCREMENT, - user_id INTEGER NOT NULL, - lesson_id TEXT NOT NULL, - status TEXT CHECK(status IN ('not_started', 'in_progress', 'completed')) DEFAULT 'not_started', - first_opened TIMESTAMP, - last_accessed TIMESTAMP DEFAULT CURRENT_TIMESTAMP, - time_spent INTEGER DEFAULT 0, -- Total seconds spent - scroll_position FLOAT DEFAULT 0.0, -- 0.0 to 1.0 - completion_percentage INTEGER DEFAULT 0, -- 0 to 100 - completed_at TIMESTAMP, - notes TEXT, - bookmarked BOOLEAN DEFAULT 0, - FOREIGN KEY (user_id) REFERENCES users(user_id), - UNIQUE(user_id, lesson_id) -); - --- Exercise attempts (all attempts recorded) -CREATE TABLE IF NOT EXISTS exercise_attempts ( - id INTEGER PRIMARY KEY AUTOINCREMENT, - user_id INTEGER NOT NULL, - exercise_id TEXT NOT NULL, - lesson_id TEXT, - attempt_number INTEGER NOT NULL, - user_answer TEXT, - is_correct BOOLEAN NOT NULL, - points_earned INTEGER DEFAULT 0, - points_possible INTEGER NOT NULL, - hints_used INTEGER DEFAULT 0, - time_taken INTEGER, -- Seconds - attempted_at TIMESTAMP DEFAULT CURRENT_TIMESTAMP, - FOREIGN KEY (user_id) REFERENCES users(user_id) -); - --- Exercise completion (best performance) -CREATE TABLE IF NOT EXISTS exercise_completion ( - id INTEGER PRIMARY KEY AUTOINCREMENT, - user_id INTEGER NOT NULL, - exercise_id TEXT NOT NULL, - best_score INTEGER NOT NULL, -- Points earned - max_possible INTEGER NOT NULL, -- Total points available - total_attempts INTEGER DEFAULT 1, - first_attempted TIMESTAMP, - first_completed TIMESTAMP, - last_attempted TIMESTAMP, - average_time INTEGER, -- Average seconds per attempt - FOREIGN KEY (user_id) REFERENCES users(user_id), - UNIQUE(user_id, exercise_id) -); - --- Study sessions for streak tracking -CREATE TABLE IF NOT EXISTS study_sessions ( - id INTEGER PRIMARY KEY AUTOINCREMENT, - user_id INTEGER NOT NULL, - session_date DATE NOT NULL, -- Just the date (YYYY-MM-DD) - session_start TIMESTAMP NOT NULL, - session_end TIMESTAMP, - lessons_viewed INTEGER DEFAULT 0, - lessons_completed INTEGER DEFAULT 0, - exercises_attempted INTEGER DEFAULT 0, - exercises_completed INTEGER DEFAULT 0, - points_earned INTEGER DEFAULT 0, - time_active INTEGER DEFAULT 0, -- Seconds - FOREIGN KEY (user_id) REFERENCES users(user_id), - UNIQUE(user_id, session_date) -); - --- Achievements and badges -CREATE TABLE IF NOT EXISTS achievements ( - id INTEGER PRIMARY KEY AUTOINCREMENT, - user_id INTEGER NOT NULL, - achievement_id TEXT NOT NULL, -- e.g., 'quick_learner', 'streak_master' - achievement_name TEXT NOT NULL, - achievement_description TEXT, - earned_at TIMESTAMP DEFAULT CURRENT_TIMESTAMP, - details TEXT, -- JSON with achievement specifics - FOREIGN KEY (user_id) REFERENCES users(user_id), - UNIQUE(user_id, achievement_id) -); - --- Bookmarks and notes -CREATE TABLE IF NOT EXISTS bookmarks ( - id INTEGER PRIMARY KEY AUTOINCREMENT, - user_id INTEGER NOT NULL, - resource_type TEXT CHECK(resource_type IN ('lesson', 'example', 'reference', 'exercise')) NOT NULL, - resource_id TEXT NOT NULL, - title TEXT, - note TEXT, - created_at TIMESTAMP DEFAULT CURRENT_TIMESTAMP, - updated_at TIMESTAMP DEFAULT CURRENT_TIMESTAMP, - FOREIGN KEY (user_id) REFERENCES users(user_id) -); - --- Learning path progress -CREATE TABLE IF NOT EXISTS learning_path_progress ( - id INTEGER PRIMARY KEY AUTOINCREMENT, - user_id INTEGER NOT NULL, - path_id TEXT NOT NULL, -- 'beginner', 'intermediate', etc. - lessons_completed INTEGER DEFAULT 0, - total_lessons INTEGER NOT NULL, - last_lesson_id TEXT, - started_at TIMESTAMP, - updated_at TIMESTAMP DEFAULT CURRENT_TIMESTAMP, - FOREIGN KEY (user_id) REFERENCES users(user_id), - UNIQUE(user_id, path_id) -); - --- Create indexes for performance -CREATE INDEX IF NOT EXISTS idx_lesson_progress_user ON lesson_progress(user_id); -CREATE INDEX IF NOT EXISTS idx_lesson_progress_lesson ON lesson_progress(lesson_id); -CREATE INDEX IF NOT EXISTS idx_lesson_progress_status ON lesson_progress(status); -CREATE INDEX IF NOT EXISTS idx_exercise_attempts_user ON exercise_attempts(user_id); -CREATE INDEX IF NOT EXISTS idx_exercise_attempts_exercise ON exercise_attempts(exercise_id); -CREATE INDEX IF NOT EXISTS idx_study_sessions_user_date ON study_sessions(user_id, session_date); -CREATE INDEX IF NOT EXISTS idx_achievements_user ON achievements(user_id); -CREATE INDEX IF NOT EXISTS idx_bookmarks_user ON bookmarks(user_id); - --- Insert default user (for single-user desktop app) -INSERT OR IGNORE INTO users (user_id, username, email) -VALUES (1, 'Student', 'student@teslacourse.local'); diff --git a/spark-lessons/resources/symbols_definitions.json b/spark-lessons/resources/symbols_definitions.json deleted file mode 100644 index 6914758..0000000 --- a/spark-lessons/resources/symbols_definitions.json +++ /dev/null @@ -1,335 +0,0 @@ -{ - "variables": { - "ω": { - "name": "omega", - "definition": "Angular frequency", - "formula": "ω = 2πf", - "units": "rad/s", - "category": "frequency" - }, - "f": { - "name": "f", - "definition": "Frequency", - "formula": "f = ω/(2π)", - "units": "Hz (hertz)", - "category": "frequency" - }, - "π": { - "name": "pi", - "definition": "Mathematical constant pi", - "formula": "π ≈ 3.14159", - "units": "dimensionless", - "category": "constant" - }, - "j": { - "name": "j", - "definition": "Imaginary unit (engineers use j instead of i)", - "formula": "j = √(-1), j² = -1", - "units": "dimensionless", - "category": "complex" - }, - "φ": { - "name": "phi", - "definition": "Phase angle", - "units": "degrees or radians", - "category": "angle" - }, - "φ_Z": { - "name": "phi_Z", - "definition": "Impedance phase angle", - "formula": "φ_Z = atan(X/R)", - "units": "degrees or radians", - "category": "angle" - }, - "φ_Y": { - "name": "phi_Y", - "definition": "Admittance phase angle", - "formula": "φ_Y = -φ_Z", - "units": "degrees or radians", - "category": "angle" - }, - "θ": { - "name": "theta", - "definition": "Angle or phase", - "units": "degrees or radians", - "category": "angle" - }, - "κ": { - "name": "kappa", - "definition": "Tip enhancement factor for electric field", - "formula": "E_tip = κ × E_average", - "units": "dimensionless (typically 2-5)", - "category": "field" - }, - "ε": { - "name": "epsilon", - "definition": "Permittivity", - "units": "F/m (farads per meter)", - "category": "field" - }, - "ε₀": { - "name": "epsilon_0", - "definition": "Permittivity of free space", - "formula": "ε₀ = 8.854×10⁻¹² F/m", - "units": "F/m", - "category": "constant" - }, - "R": { - "name": "R", - "definition": "Resistance - opposition to current that dissipates energy", - "units": "Ω (ohms)", - "category": "circuit" - }, - "L": { - "name": "L", - "definition": "Inductance - energy storage in magnetic field", - "units": "H (henries)", - "category": "circuit" - }, - "C": { - "name": "C", - "definition": "Capacitance - energy storage in electric field", - "formula": "Q = CV", - "units": "F (farads)", - "category": "circuit" - }, - "C_mut": { - "name": "C_mut", - "definition": "Mutual capacitance between topload and spark channel", - "units": "F (typically pF - picofarads)", - "category": "capacitance" - }, - "C_sh": { - "name": "C_sh", - "definition": "Shunt capacitance from spark to ground", - "formula": "≈ 2 pF per foot of spark", - "units": "F (typically pF - picofarads)", - "category": "capacitance" - }, - "G": { - "name": "G", - "definition": "Conductance - inverse of resistance", - "formula": "G = 1/R", - "units": "S (siemens)", - "category": "circuit" - }, - "B": { - "name": "B", - "definition": "Susceptance - imaginary part of admittance", - "units": "S (siemens)", - "category": "circuit" - }, - "B₁": { - "name": "B_1", - "definition": "Susceptance of C_mut", - "formula": "B₁ = ωC_mut", - "units": "S (siemens)", - "category": "circuit" - }, - "B₂": { - "name": "B_2", - "definition": "Susceptance of C_sh", - "formula": "B₂ = ωC_sh", - "units": "S (siemens)", - "category": "circuit" - }, - "Y": { - "name": "Y", - "definition": "Admittance - inverse of impedance", - "formula": "Y = G + jB = 1/Z", - "units": "S (siemens)", - "category": "circuit" - }, - "Z": { - "name": "Z", - "definition": "Impedance - total opposition to AC current", - "formula": "Z = R + jX", - "units": "Ω (ohms)", - "category": "circuit" - }, - "X": { - "name": "X", - "definition": "Reactance - imaginary part of impedance", - "units": "Ω (ohms)", - "category": "circuit" - }, - "X_C": { - "name": "X_C", - "definition": "Capacitive reactance", - "formula": "X_C = -1/(ωC)", - "units": "Ω (ohms), negative for capacitors", - "category": "circuit" - }, - "X_L": { - "name": "X_L", - "definition": "Inductive reactance", - "formula": "X_L = ωL", - "units": "Ω (ohms), positive for inductors", - "category": "circuit" - }, - "V": { - "name": "V", - "definition": "Voltage (potential difference)", - "units": "V (volts)", - "category": "circuit" - }, - "V_top": { - "name": "V_top", - "definition": "Voltage at topload terminal", - "units": "V (volts), often kV for Tesla coils", - "category": "voltage" - }, - "V_th": { - "name": "V_th", - "definition": "Thévenin equivalent voltage", - "units": "V (volts)", - "category": "voltage" - }, - "I": { - "name": "I", - "definition": "Current - flow of electric charge", - "units": "A (amperes)", - "category": "circuit" - }, - "I_base": { - "name": "I_base", - "definition": "Current at base of secondary coil", - "units": "A (amperes)", - "category": "current" - }, - "P": { - "name": "P", - "definition": "Real power (dissipated)", - "formula": "P = 0.5 × Re{V × I*}", - "units": "W (watts)", - "category": "power" - }, - "Q": { - "name": "Q", - "definition": "Reactive power or charge", - "units": "VAR (volt-amperes reactive) or C (coulombs)", - "category": "power" - }, - "r": { - "name": "r", - "definition": "Capacitance ratio", - "formula": "r = C_mut/C_sh", - "units": "dimensionless", - "category": "ratio" - }, - "R_opt_phase": { - "name": "R_opt_phase", - "definition": "Resistance for minimum phase angle", - "formula": "R_opt_phase = 1/[ω√(C_mut(C_mut + C_sh))]", - "units": "Ω (ohms)", - "category": "optimization" - }, - "R_opt_power": { - "name": "R_opt_power", - "definition": "Resistance for maximum power transfer", - "formula": "R_opt_power = 1/[ω(C_mut + C_sh)]", - "units": "Ω (ohms)", - "category": "optimization" - }, - "Z_th": { - "name": "Z_th", - "definition": "Thévenin equivalent impedance of coil", - "units": "Ω (ohms)", - "category": "impedance" - }, - "E": { - "name": "E", - "definition": "Electric field strength", - "formula": "E = -dV/dx or E ≈ V/d", - "units": "V/m (volts per meter) or MV/m", - "category": "field" - }, - "E_tip": { - "name": "E_tip", - "definition": "Electric field at spark tip", - "formula": "E_tip = κ × E_average", - "units": "V/m or MV/m", - "category": "field" - }, - "E_average": { - "name": "E_average", - "definition": "Average electric field along spark", - "formula": "E_average = V/L", - "units": "V/m or MV/m", - "category": "field" - }, - "E_inception": { - "name": "E_inception", - "definition": "Field required to initiate breakdown", - "formula": "E_inception ≈ 2-3 MV/m at sea level", - "units": "V/m or MV/m", - "category": "field" - }, - "E_propagation": { - "name": "E_propagation", - "definition": "Field required to sustain spark growth", - "formula": "E_propagation ≈ 0.4-1.0 MV/m", - "units": "V/m or MV/m", - "category": "field" - }, - "L": { - "name": "L", - "definition": "Length (of spark or conductor)", - "units": "m (meters)", - "category": "geometry" - }, - "d": { - "name": "d", - "definition": "Distance or diameter", - "units": "m (meters)", - "category": "geometry" - }, - "A": { - "name": "A", - "definition": "Area", - "units": "m² (square meters)", - "category": "geometry" - }, - "h": { - "name": "h", - "definition": "Height above ground", - "units": "m (meters)", - "category": "geometry" - }, - "Re": { - "name": "Re", - "definition": "Real part of complex number", - "formula": "Re{a + jb} = a", - "units": "depends on quantity", - "category": "complex" - }, - "Im": { - "name": "Im", - "definition": "Imaginary part of complex number", - "formula": "Im{a + jb} = b", - "units": "depends on quantity", - "category": "complex" - }, - "|Z|": { - "name": "|Z|", - "definition": "Magnitude of impedance", - "formula": "|Z| = √(R² + X²)", - "units": "Ω (ohms)", - "category": "complex" - }, - "|Y|": { - "name": "|Y|", - "definition": "Magnitude of admittance", - "formula": "|Y| = 1/|Z|", - "units": "S (siemens)", - "category": "complex" - }, - "∠": { - "name": "angle", - "definition": "Phase angle notation", - "formula": "Z = |Z| ∠ φ", - "units": "degrees or radians", - "category": "complex" - } - } -} diff --git a/spark-physics.txt b/spark-physics.txt index f49c8ad..194b9b5 100644 --- a/spark-physics.txt +++ b/spark-physics.txt @@ -115,6 +115,8 @@ R_opt_power typically gives phase angles of -55° to -75° - Plasma conductivity adjusts toward new R_opt_power - **Stable equilibrium achieved when R_actual ≈ R_opt_power** +**Causality insight (Richie Burnett):** "It is not early quenching that produces good sparks, but rather good spark loading that leads to an early quench." The causality runs: spark efficiently absorbs energy → secondary voltage drops → gap quenches (SGTC) or primary current drops (DRSSTC). Maximum power transfer produces maximum damping. Attempts to optimize spark performance by adjusting quench timing attack the symptom, not the cause. + **Constraints on optimization:** - Insufficient source current/voltage (primary limited) - Inception field not achieved (spark doesn't form) @@ -216,13 +218,23 @@ As spark grows: A spark continues to grow while the electric field at its tip exceeds a threshold. +**Physical basis:** In air at STP, ionization and electron attachment balance at a reduced field of E/N ≈ 100 Td (≈25 kV/cm or 2.5 MV/m). Below this field, free electrons attach to O₂ within ~16 ns and no discharge can sustain. Above it, electron avalanches grow exponentially until reaching the streamer criterion (N_cr ≈ 10⁸ electrons, α·d ≈ 18-20), at which point the space charge field becomes self-reinforcing. [Becker et al. 2005, Ch 2] + **Field requirements (at sea level, standard conditions):** ``` E_inception ≈ 2-3 MV/m (initial breakdown from smooth topload) -E_propagation ≈ 0.4-1.0 MV/m (sustained leader growth) +E_propagation ≈ 0.4-1.0 MV/m (sustained growth; recommended modeling value: 0.6-0.7 MV/m) E_tip = κ × E_average (tip enhancement factor κ ≈ 2-5) ``` +**Why E_propagation << E_inception (factor of ~3-4x):** +Once a spark channel exists, the conducting channel acts as a sharp electrode extension of the topload. Three pre-conditioning mechanisms lower the threshold for continued breakdown ahead of the tip: +1. **Tip geometry**: The spark tip (d ~ 100 μm for streamers, mm for leaders) concentrates the field far more than the smooth topload (R ~ 10+ cm). This geometric sharpening is the dominant factor. +2. **UV photoionization**: The existing channel emits UV that ionizes O₂ up to ~1 mm ahead, providing seed electrons and eliminating statistical lag for new avalanches. +3. **Residual ionization**: Previous streamer branches may have left partial ionization in nearby air, reducing the avalanche distance needed. + +**Important distinction:** The dramatic thermal effects (5000-20000 K) occur *within* the existing channel behind the tip. The air *ahead* of the advancing tip is only modestly pre-heated by the shock wave from the streamer front (perhaps hundreds of K, not thousands). The Paschen/density-reduction argument applies to maintaining the existing hot channel, not to reducing the inception threshold ahead of the tip. + **Maximum voltage-limited length:** Solve: E_tip(V_top_peak, L) = E_propagation @@ -231,11 +243,11 @@ Use FEMM to compute E_tip for given V_top and length L. As spark grows, E_tip de - Geometric field dilution - Capacitive voltage division (see below) -**Note:** E_propagation varies with altitude and humidity by ±20-30%. +**Note:** E_propagation varies with altitude and humidity by ±20-30%. Humidity has a specific effect: breakdown voltage reaches a minimum at ~1% water vapor content [Becker et al. 2005, Ch 2, p. 30]. There is also a frequency dependence with a breakdown voltage minimum near ~1 MHz; typical DRSSTC frequencies (50-400 kHz) are below this minimum but approaching it [Kunhardt 2000]. ### 5.2 Power Limit: Energy per Meter -Growth consumes approximately constant energy per unit length ε [J/m]: +Growth consumes approximately constant energy per unit length ε [J/m]. The minimum volumetric energy density for spark channel formation is 0.6-1 J/cm³ [Becker et al. 2005, Ch 2, p. 59], which for a 3 mm leader gives ε_min ≈ 0.07 J/m. Observed ε values (5-100 J/m) are 50-1000× higher because most energy goes into gas heating (~14 eV per electron-ion pair), radiation, branching, and expansion work rather than just ionization. **Growth rate equation:** ``` @@ -292,48 +304,96 @@ For thick leaders (d ~ 5 mm): τ ~ 300-600 ms **Observed channel persistence is longer than pure thermal diffusion** due to: - Buoyancy and convection maintaining hot gas column -- Ionization memory (recombination slower than thermal diffusion) +- Ionization memory: electron-ion recombination rate ≈ 2×10⁻⁷ cm³/s at 300 K [Becker et al. 2005, Ch 4], giving τ_recomb ≈ 50 μs at n_e = 10¹³ cm⁻³ — comparable to thin streamer thermal diffusion +- N₂ vibrational relaxation time >100 μs at 1 atm [Becker et al. 2005, Ch 5] — acts as energy reservoir sustaining partial ionization after direct heating ceases - Broadened effective channel diameter **Effective persistence times:** - Thin streamers: ~1-5 ms (convection/ionization dominated) - Thick leaders: seconds (buoyancy maintains hot column) -**QCW advantage:** -- Ramps of 5-20 ms exploit ionization/convection persistence -- Channel stays hot throughout growth -- Continuous energy injection maintains E_tip -- Transitions streamers → leaders efficiently +**Conductance relaxation (Bazelyan & Raizer 2000, Ch 4, pp. 194-195):** +``` +dG/dt = [G_st(i) - G(t)] / τ_g + +τ_g = 40 μs (current rising, channel heating) +τ_g = 200 μs (current falling, channel cooling) +``` +The 5:1 asymmetry between heating and cooling time constants creates a thermal ratcheting effect over many RF cycles: during high-current half-cycles, conductance rises quickly (τ_g = 40 μs); during low-current half-cycles, it falls slowly (τ_g = 200 μs). The net effect is that conductance ratchets upward over ~10-50 RF cycles. This is the microsecond-timescale mechanism underlying the millisecond-timescale streamer-to-leader transition. At 400 kHz, τ_g spans ~16 RF cycles, ensuring smooth conductance buildup. + +**QCW operating mode** (community survey data from 30+ forum threads, 6 builder sites, 2026): + +QCW uses voltage ramps of 10-22 ms at 300-600 kHz to grow thermally persistent leader channels. Key measured parameters: + +| Parameter | QCW | Burst DRSSTC | +|-----------|-----|-------------| +| Coupling (k) | 0.3-0.55+ | 0.05-0.2 | +| Operating frequency | 300-600 kHz | 50-110 kHz | +| Secondary voltage | 40-70 kV | 200-600 kV | +| Spark:secondary ratio | 7-16× | 2-4× | + +**QCW secondary voltage is LOW.** Multiple builders measured only 40-70 kV topload voltage during QCW operation despite producing meter-length sparks. The critical comparison (davekni): ~600 kV for 2-3 m burst sparks vs ~40 kV for equivalent QCW sparks at 450 kHz — a 15:1 voltage ratio. This proves QCW growth is driven by sustained energy injection through a persistent leader, not high instantaneous voltage. + +**Leader formation voltage threshold:** A minimum ~300-400 kV is required for single-shot leader inception in air [Bazelyan & Raizer 2000, Ch 5, p. 271]. QCW bypasses this threshold because the conductance relaxation ratcheting mechanism (τ_g asymmetry above) accumulates energy from thousands of RF cycles, crossing critical temperature thresholds (2000→4000→5000 K) without requiring high instantaneous voltage. + +**Frequency threshold for sword sparks: 300-600 kHz.** Six or more independent builders observe straight "sword" sparks only above ~300 kHz. Below 100 kHz, QCW produces swirling/branchy sparks. Physical basis: at 400 kHz, the RF half-period (1.25 μs) is 100× shorter than τ_thermal for a 100 μm streamer (~125 μs). The channel sees effectively continuous heating. At 50-100 kHz (half-period 5-10 μs), thinner streamers experience significant cooling between cycles — the preferred path diffuses and branches. + +**Driven leader growth rate: ~170 m/s** (approximately half the speed of sound; community estimate, not directly measured with high-speed camera). Self-consistency: at 170 m/s over 10 ms → 1.7 m, matching observed QCW lengths. The step time (0.01 m / 170 m/s ≈ 60 μs) is close to τ_g = 40 μs, suggesting the advance rate is limited by how fast each new streamer segment can be heated to leader temperature. Note: this is the net growth rate averaged over many steps, NOT the Bazelyan instantaneous leader step velocity (~km/s). + +**Burst ceiling: ~80 μs** (Steve Ward, DRSSTC-0.5). Spark length saturates after ~80 μs ON time regardless of power. Consistent with τ_thermal ≈ 125 μs for 100 μm streamers — after one thermal time constant, channels cool as fast as they heat. This is the fundamental wall QCW overcomes with sustained drive. + +**Three ramp regimes** (Loneoceans QCW v1.5): +- Too short (<5 ms): segmented sparks — insufficient time for leader transition +- Optimal (10-20 ms): straight sword sparks — leader forms and grows continuously +- Too long (>25 ms): hot/fat/bushy without extra length — leader hits voltage-limited L_max from capacitive divider; excess energy drives branching + +**Power envelope quality matters.** True QCW uses a linear voltage ramp → quadratic power (P ~ V²), the natural profile for growing against increasing capacitive loading. Pulse-skip modulation (H-bridge freewheeling at OCD threshold) delivers a sawtooth current envelope with per-cycle jitter. This is a continuum: coarse pulse-skip → Bresenham PDM linear ramp (more sword-like but still branches) → true analog QCW (full swords). Spark straightness improves progressively with envelope smoothness. **Burst mode characteristics:** - Widely spaced bursts: channel cools/deionizes between pulses -- Must re-ionize repeatedly +- Must re-ionize repeatedly — high ε overhead - High peak current → bright, thick but short - Voltage collapse limits length before leader formation +- Growth saturates at ~80 μs ON time (burst ceiling) +- Short bursts of high peak power outperform long bursts of low peak power at the same total energy (Steve Conner) ### 5.5 Streamers vs Leaders **Streamers:** - Thin (10-100 μm), fast (~10⁶ m/s), low current (mA) -- Photoionization propagation -- High resistance, short-lived (μs thermal time) +- Electron density: 10¹¹-10¹³ cm⁻³ (non-equilibrium: T_e ≈ 35,000 K while T_gas ≈ 300-1000 K) +- Ionization front at tip: ~150 μm thick [Becker et al. 2005, Ch 2] +- Propagation via photoionization: UV from excited N₂ ionizes O₂ up to ~1 mm ahead of tip +- High resistance (σ ≈ 0.01-0.1 S/m), short-lived (μs thermal time, 1-5 ms effective with ionization memory) - Purple/blue, highly branched -- High ε (inefficient) +- High ε (30-100+ J/m, inefficient) **Leaders:** - Thick (mm-cm), slower (~10³ m/s), high current (A) -- Thermally ionized (5000-20000 K) -- Low resistance, persistent (seconds with convection) +- Electron density: ~10¹⁵-10¹⁶ cm⁻³ (approaching thermal equilibrium at 5000-20000 K) +- Thermally ionized: temperature sustains ionization without external field +- Low resistance (σ ≈ 10-100 S/m), persistent (seconds with convection) - White/orange, straighter -- Low ε (efficient) - -**Transition sequence:** -1. High E-field creates streamers -2. Sufficient current → Joule heating -3. Heated channel → thermal ionization → leader -4. Leader grows from base -5. Leader tip launches new streamers -6. Fed streamers convert to leader +- Low ε (5-15 J/m, efficient) + +**Two-stage spark formation** (observed in high-speed photography): +1. **Primary streamer**: fast propagation at ~10⁶ m/s via photoionization +2. **Secondary streamer/leader**: slower propagation at 10³-10⁴ m/s along same trajectory, driven by energy deposition into the existing channel (gas heating, vibrational excitation) rather than direct ionization [Becker et al. 2005, Ch 2, pp. 59-60] + +**Corona-to-spark energy threshold:** Minimum 0.6-1 J/cm³ deposited in channel volume [Becker et al. 2005, Ch 2, p. 59]. This is easily met in terms of total energy; the constraint is **power density** (current density >10⁶ A/m² sustained for 0.5-2 ms). + +**QCW transition sequence:** +1. High E-field creates primary streamers (μs timescale) +2. Space charge from first burst shields electrode → dark period (~1-5 ms) +3. Ion drift restores field → subsequent streamer bursts (thermal ratcheting) +4. Multiple aborted leaders may precede stable inception [Liu 2017; Les Renardieres 1977, 1981] +5. Critical: gas temperature must **significantly exceed 2000 K** — convection losses during gas expansion can abort leaders at marginal temperatures [Liu 2017, Ch 3] +6. Continuous current → Joule heating in base channels (0.5-2 ms cumulative) +7. Heated channel → thermal ionization → leader (T > 5000 K, n_e → 10¹⁵+) +8. Leader grows from base, resistance drops toward R_opt_power +9. Leader tip launches new streamers into virgin air +10. Fed streamers convert to leader as current heats them +Note: Multiple stems share current simultaneously (Schlieren photography confirms); the stem receiving the most cumulative energy transitions first [Liu 2017, Ch 2] ### 5.6 The Capacitive Divider Problem @@ -661,6 +721,91 @@ d_implied = sqrt(4×ρ_typical×L_segment / (π×R_opt)) Because dependence is logarithmic, typically converges in 1-2 iterations if needed. +### 8.6 Time-Domain Plasma Evolution: Mayr Equation for Segment Conductance + +Sections 8.3-8.4 determine steady-state resistance distributions. For time-domain simulation (QCW ramps, burst transients), each segment's conductance must evolve dynamically. The Mayr arc equation provides this: + +``` +dG_i/dt = (1/τ_i) × (P_i/P_0i - 1) × G_i + +where: + G_i = conductance of segment i [S] (G = 1/R) + P_i = power dissipated in segment i = I_i² / G_i [W] + P_0i = equilibrium cooling power for segment i [W] + τ_i = plasma thermal time constant for segment i [s] +``` + +**Physical interpretation:** When power input P_i exceeds the cooling power P_0i, conductance increases (channel heats, ionization rises, R drops). When P_i < P_0i, conductance decreases (channel cools, recombination dominates, R rises). This IS the hungry streamer feedback loop (Section 2.3) expressed as a differential equation. + +**Connection to hungry streamer:** The Mayr equation naturally drives each segment toward its power-maximizing resistance. At equilibrium (dG/dt = 0), either G = 0 (extinguished) or P = P_0 (thermal balance). The segment's R self-adjusts toward R_opt_power because that maximizes P_i — and maximum P_i is the most stable equilibrium with P_i > P_0i. + +**Parameter estimation by channel type:** + +| Parameter | Streamer segment | Leader segment | Units | +|-----------|-----------------|----------------|-------| +| τ | 0.1-0.5 ms | 10-500 ms | s | +| P_0 | ~1 W/m × L_seg | ~1 kW/m × L_seg | W | +| G_initial | 10⁻⁸ - 10⁻⁵ | 10⁻⁴ - 10⁻² | S | + +τ values come from thermal diffusion: τ = d²/(4α_thermal), with d ~ 100 μm (streamer) to 5 mm (leader). P_0 values come from the power density required to sustain plasma ionization against attachment/recombination losses (see context/thermal-physics.md for derivation from first principles: 1.4 kW/cm³ for cold air, 14 kW/cm³ for hot air, at n_e = 10¹³ cm⁻³). + +**Combined growth algorithm with Mayr evolution:** +``` +For each time step dt: + 1. For each segment i: + a. Compute I_i from circuit solution (SPICE AC or transient) + b. P_i = I_i² / G_i + c. dG_i/dt = (1/τ_i) × (P_i/P_0i - 1) × G_i + d. G_i_new = G_i + dG_i × dt + e. Clip: G_i = clip(G_i_new, G_min[i], G_max[i]) + 2. At tip segment (last active): + a. Compute E_tip (from FEMM or approximate model) + b. If E_tip > E_propagation (~0.6-0.7 MV/m): activate next segment + c. E_propagation is the PROPAGATION threshold (NOT inception) + - Do NOT use 30 kV/cm (3 MV/m) — that is E_inception for cold air + - The air ahead of the advancing tip is pre-conditioned (see Section 5.1) + 3. Update spark length: L = n_active × L_segment + 4. Update capacitances for new length (C_sh grows linearly) + 5. Retune drive to loaded pole frequency (critical — see Part 4.2) +``` + +**Key advantage of Mayr approach:** It naturally produces the streamer-to-leader transition. Base segments receiving high current (P >> P_0) see G rise rapidly — resistance drops through the streamer range (MΩ) into the leader range (kΩ). Tip segments receiving low current (P ~ P_0) hover at streamer conductance. The composite leader-trunk / streamer-crown structure emerges from the physics without being imposed. + +**Mayr parameter ranges from literature:** + +Independent confirmation from arc modeling reviews [Yang et al. 2022, "Arc Modeling Approaches," Frontiers in Physics]: +- TC sparks are firmly in the **Mayr regime** (low current, non-equilibrium) +- Cassie model irrelevant for TC (applies to high-current industrial arcs only) +- tau_m sensitivity: small changes produce large conductance variations → careful calibration needed +- LTE assumption breaks down at low TC currents → Mayr equation is approximate, not exact +- Hybrid Mayr-Cassie transition: sigma(i) = exp(-i²/I₀²); for TC sparks i << I₀, reducing to pure Mayr + +**Gallimberti model limitations** [Liu 2017, Ch 3]: +- The widely-used Gallimberti (1972) streamer-to-leader model assumes constant stem field, simplified V-T relaxation, and single stem — all shown to be quantitatively unreliable by detailed 45-species kinetic modeling +- Humidity effect on V-T relaxation is weak ("several orders of magnitude smaller" than other energy sources) +- Use Gallimberti as conceptual framework only, not for quantitative predictions + +**Equilibrium resistance power law** [da Silva et al. 2019, JGR Atmospheres]: +The Mayr equation drives each segment toward an equilibrium. That equilibrium R follows a power law in current: +``` +R_eq = A / I^b (Ω/m) + +Region I (1-10 A): A = 12,400 b = 1.84 ← TC streamer/early leader +Region II (10-1000 A): A = 2,820 b = 1.16 ← DRSSTC burst mode +Region III (>1000 A): A = 180 b = 0.75 ← Lightning/high-current arcs +``` +At 1 A: R ~ 12.4 kΩ/m. At 10 A: R ~ 179 Ω/m. At 100 A: R ~ 13.5 Ω/m. +The steep b=1.84 in Region I is the quantitative expression of the positive feedback driving streamer-to-leader transition: doubling current cuts resistance by ~3.6×. + +**Air heating efficiency** [da Silva et al. 2019, after Flitti & Pancheshnyi 2009]: +``` +η_T = 0.1 + 0.9 × [tanh(T/T_amb - 4) + 1] / 2 +``` +At ambient: only 10% of Joule heating goes to gas temperature (90% → N₂ vibrational modes). +Above 2000 K: η_T → 1.0 (full thermalization). This explains why streamer-to-leader transition takes milliseconds despite MW/m power densities — the thermal runaway only accelerates after T > ~1000 K. + +**Simplification for steady-state:** If not modeling transients, set dG/dt = 0 for all segments. Each segment is either extinguished (G = 0, no current path) or at thermal equilibrium (P = P_0). This recovers the circuit-determined R of Section 8.4 as a limiting case. + --- ## Part 9: Impedance Matching for Target Spark Length @@ -764,6 +909,7 @@ P_max = 0.5×|V_th|²/(4×Re{Z_th}) ``` E_inception ≈ 2-3 MV/m (initial breakdown) E_propagation ≈ 0.4-1.0 MV/m (sustained growth) + Positive streamer critical field: E_cr(+) ≈ 4.5-5 kV/cm [Bazelyan & Raizer 2000] dL/dt = P_stream/ε (when E_tip > E_propagation) @@ -775,6 +921,32 @@ V_tip ≈ V_topload×C_mut/(C_mut+C_sh) (open-circuit limit) τ_thermal = d²/(4α), α ≈ 2×10⁻⁵ m²/s for air d=100 μm → τ~0.1 ms; d=5 mm → τ~300 ms (Observed persistence longer due to convection/ionization) + +Leader step velocity (instantaneous): v_L = 1500×√(ΔU) [cm/s, U in V] + At 300 kV: ~8.2 km/s [Bazelyan & Raizer 2000] + This is the speed of thermal instability contraction within a single step + +QCW net growth rate: ~170 m/s (community estimate) + Limited by τ_g: each step takes ~60 μs to thermalize + Leader advances in fast micro-steps at ~km/s, spends most time heating + +Conductance relaxation: dG/dt = [G_st(i) - G] / τ_g + τ_g = 40 μs (heating), 200 μs (cooling) [Bazelyan & Raizer 2000] + 5:1 asymmetry drives thermal ratcheting + +Burst ceiling: ~80 μs ON time (Steve Ward, DRSSTC-0.5) + Consistent with τ_thermal ≈ 125 μs for 100 μm streamers + +Energy ceiling from tip capacitance: W_max = π×ε₀×U² [J/m] + At 300 kV: ~25 J/m + +Temperature thresholds for self-sustaining channel: + >2000 K: thermal ionization onset (fragile) [Liu 2017] + >4000 K: associative ionization N+O→NO⁺+e (robust) [Bazelyan & Raizer 2000] + >5000 K: electron attachment negligible (persistent) + +Bazelyan V-I characteristic: i×E = 300 V·A/cm + (agrees with da Silva R=A/I^b within factor ~2 for 1-10 A) ``` ### Physical Bounds @@ -790,6 +962,27 @@ Typical total spark resistance at 200 kHz for 1-3 m: Typical impedance phase: -55° to -75° ``` +### Mayr Equation (Segment Conductance Evolution) +``` +dG_i/dt = (1/τ_i) × (P_i/P_0i - 1) × G_i + +P_i = I_i²/G_i (power dissipated in segment) +P_0i ~ 1 W/m (streamer) to 1 kW/m (leader) × L_segment +τ_i ~ 0.1-0.5 ms (streamer) to 10-500 ms (leader) + +Equilibrium: P = P_0 (thermal balance) or G = 0 (extinguished) + +Equilibrium resistance power law: +R_eq = A / I^b (Ω/m) + Region I (1-10 A): A=12,400 b=1.84 (TC streamers) + Region II (10-1000 A): A=2,820 b=1.16 (DRSSTC burst) + +Air heating efficiency: +η_T = 0.1 + 0.9×[tanh(T/T_amb - 4) + 1]/2 + At 300 K: η_T ~ 0.1 (90% → vibrational modes) + At 2000 K: η_T ~ 1.0 (full thermalization) +``` + ### Ringdown Method ``` At loaded resonance ω_L: @@ -808,9 +1001,9 @@ Y_spark ≈ (G_total - G_0) + jω_L(C_eq - C_0) ### 12.1 Remaining Uncertainties -- ε variability with current density, frequency, ambient conditions -- E_propagation dependence on geometry, humidity, altitude -- Full thermal evolution including convection and radiation +- ε variability with current density, frequency, ambient conditions (lower bound established: 0.6-1 J/cm³ volumetric → ε_min ~ 0.07 J/m for leaders; observed 50-1000× higher due to overhead losses) +- E_propagation dependence on geometry, humidity (minimum at ~1% H₂O), altitude +- Full thermal evolution: recombination (~50 μs), vibrational relaxation (>100 μs), convection, and radiation now partially quantified from [Becker et al. 2005] - Branching: power division among multiple channels ### 12.2 Future Enhancements @@ -833,6 +1026,19 @@ Y_spark ≈ (G_total - G_0) + jω_L(C_eq - C_0) - RF current distribution measurements at multiple points - Database correlating spark parameters to operating conditions +**Key references for plasma physics grounding:** +- Becker, Kogelschatz, Schoenbach & Barker, "Non-Equilibrium Air Plasmas at Atmospheric Pressure" (IOP, 2005) — source for recombination rates, ionization coefficients, conductivity data, and energy thresholds used in this framework +- Liu, "Electrical Discharges: Streamer-to-Leader Transition and Positive Leader Inception" (KTH Doctoral Thesis, 2017) — detailed kinetic modeling (45 species, 192 reactions) of streamer-to-leader transition; leader inception requires T >> 2000 K; Gallimberti model limitations; dark period physics +- Yang, Meng, Niu et al., "Arc Modeling Approaches: A Comprehensive Review" (Frontiers in Physics, 2022) — Mayr/Cassie parameter ranges; TC sparks in Mayr regime; sensitivity analysis +- Les Renardieres Group (1977, 1981) — comprehensive experimental studies of long spark formation; Schlieren photography; primary data for Liu's kinetic validation +- Raether (1964), Meek & Craggs (1978) — classical textbooks on streamer/spark physics +- Morrow & Lowke (1997) — ionization/attachment coefficients for air discharge modeling +- da Silva et al., "The Plasma Nature of Lightning Channels and the Resulting Nonlinear Resistance" (JGR Atmospheres, 2019) — R = A/I^b equilibrium resistance power law; air heating efficiency η_T; channel expansion dynamics; rate coefficients available on Zenodo +- Gallimberti (1972) — early streamer propagation simulation methodology (conceptually useful but quantitatively limited per Liu 2017) +- Bazelyan & Raizer, "The mechanism of lightning attraction and the problem of lightning initiation by lasers" (Physics-Uspekhi 43(7), 2000) — leader velocity formula, V-I characteristic (i×E=300), temperature thresholds (4000-5000 K), energy ceiling from tip capacitance, electron mobility/attachment data +- Bazelyan & Raizer, "Lightning Physics and Lightning Protection" (IOP, 2000) — full textbook; conductance relaxation model (τ_g = 40/200 μs), leader energy balance, maximum heatable channel radius, stepped vs continuous leaders, complex ion recombination rates, streamer velocity/density formulas +- Phase 6 QCW Community Research Survey (2026) — 30+ forum threads, 6 builder sites; key findings: 40-70 kV QCW voltage (15:1 ratio vs burst), 300-600 kHz frequency threshold for sword sparks, ~170 m/s growth rate, 80 μs burst ceiling, three ramp regimes, pulse-skip envelope quality continuum. See phases/phase-6-qcw-community-research.md + --- ## Conclusion diff --git a/tools/extract_bazelyan_book.py b/tools/extract_bazelyan_book.py new file mode 100644 index 0000000..6eabb3f --- /dev/null +++ b/tools/extract_bazelyan_book.py @@ -0,0 +1,13 @@ +import fitz + +doc = fitz.open(r'C:\git\spark-lesson\reference\sources\cenrs-book.pdf') +output = [] +for i in range(len(doc)): + text = doc[i].get_text() + if text.strip(): + output.append(f'=== PAGE {i+1} ===') + output.append(text) +full = '\n'.join(output) +with open(r'C:\git\spark-lesson\reference\sources\bazelyan-raizer-lightning-physics-2000.txt', 'w', encoding='utf-8') as f: + f.write(full) +print(f'Extracted {len(full)} chars from {len(doc)} pages') diff --git a/tools/extract_cenrs.py b/tools/extract_cenrs.py new file mode 100644 index 0000000..d3e865c --- /dev/null +++ b/tools/extract_cenrs.py @@ -0,0 +1,11 @@ +import fitz +import sys + +doc = fitz.open(r'C:\git\spark-lesson\reference\sources\cenrs-book.pdf') +print(f'Pages: {len(doc)}') +for i in range(min(len(doc), 10)): + text = doc[i].get_text() + if text.strip(): + print(f'=== PAGE {i+1} ===') + print(text[:3000]) + print('...') diff --git a/tools/extract_liu.py b/tools/extract_liu.py new file mode 100644 index 0000000..e315bbd --- /dev/null +++ b/tools/extract_liu.py @@ -0,0 +1,12 @@ +import fitz +import sys + +doc = fitz.open(r'C:\git\spark-lesson\reference\sources\liu-discharge-transitions-thesis.pdf') +print(f'Pages: {len(doc)}') + +# Extract first 10 pages to see TOC +for i in range(min(10, len(doc))): + text = doc[i].get_text() + if text.strip(): + print(f'--- Page {i+1} ---') + print(text[:2000]) diff --git a/tools/extract_liu_full.py b/tools/extract_liu_full.py new file mode 100644 index 0000000..8ccb7e2 --- /dev/null +++ b/tools/extract_liu_full.py @@ -0,0 +1,20 @@ +import fitz + +doc = fitz.open(r'C:\git\spark-lesson\reference\sources\liu-discharge-transitions-thesis.pdf') +print(f'Total pages: {len(doc)}') + +output = [] +for i in range(len(doc)): + text = doc[i].get_text() + if text.strip(): + output.append(f'=== PAGE {i+1} ===') + output.append(text) + +full_text = '\n'.join(output) + +with open(r'C:\git\spark-lesson\reference\sources\liu-discharge-transitions-thesis.txt', 'w', encoding='utf-8') as f: + f.write(full_text) + +print(f'Extracted {len(output)//2} pages') +print(f'Total characters: {len(full_text)}') +print(f'Total lines: {full_text.count(chr(10))}') diff --git a/tools/extract_pdf.py b/tools/extract_pdf.py new file mode 100644 index 0000000..0790005 --- /dev/null +++ b/tools/extract_pdf.py @@ -0,0 +1,27 @@ +"""Extract text content from PDF to plain text file.""" +import sys +import fitz + +src = r'C:\git\spark-lesson\reference\sources\non-equilibrium-air-plasmas-becker-kogelschatz.pdf' +dst = r'C:\git\spark-lesson\reference\sources\non-equilibrium-air-plasmas-becker-kogelschatz.txt' + +doc = fitz.open(src) +print(f'Pages: {len(doc)}') +print(f'Title: {doc.metadata.get("title", "N/A")}') +print(f'Author: {doc.metadata.get("author", "N/A")}') + +text = [] +for i, page in enumerate(doc): + t = page.get_text() + if t.strip(): + text.append(f'--- Page {i+1} ---\n{t}') + +full = '\n'.join(text) +print(f'Total chars: {len(full):,}') +print(f'Estimated size: {len(full.encode("utf-8"))/1024/1024:.1f} MB') + +with open(dst, 'w', encoding='utf-8') as f: + f.write(full) + +print(f'Written to {dst}') +doc.close() diff --git a/tools/extract_pdfs.py b/tools/extract_pdfs.py new file mode 100644 index 0000000..0bd1758 --- /dev/null +++ b/tools/extract_pdfs.py @@ -0,0 +1,31 @@ +import fitz +import sys + +files = [ + (r'C:\git\spark-lesson\reference\sources\bazelyan-noaa-preprint.pdf', + r'C:\git\spark-lesson\reference\sources\bazelyan-noaa-preprint.txt'), + (r'C:\git\spark-lesson\reference\sources\plasma-nature-lightning-channels.pdf', + r'C:\git\spark-lesson\reference\sources\plasma-nature-lightning-channels.txt'), +] + +for pdf_path, txt_path in files: + try: + doc = fitz.open(pdf_path) + print(f'\n=== {pdf_path} ===') + print(f'Pages: {len(doc)}') + + output = [] + for i in range(len(doc)): + text = doc[i].get_text() + if text.strip(): + output.append(f'=== PAGE {i+1} ===') + output.append(text) + + full_text = '\n'.join(output) + with open(txt_path, 'w', encoding='utf-8') as f: + f.write(full_text) + + print(f'Extracted {len(output)//2} pages') + print(f'Total characters: {len(full_text)}') + except Exception as e: + print(f'Error with {pdf_path}: {e}') diff --git a/tools/extract_ufn.py b/tools/extract_ufn.py new file mode 100644 index 0000000..7b359e5 --- /dev/null +++ b/tools/extract_ufn.py @@ -0,0 +1,14 @@ +import fitz +import sys + +doc = fitz.open(r'C:\git\spark-lesson\reference\sources\ufn-2000-paper.pdf') +output = [] +for i in range(len(doc)): + text = doc[i].get_text() + if text.strip(): + output.append(f'=== PAGE {i+1} ===') + output.append(text) +full = '\n'.join(output) +with open(r'C:\git\spark-lesson\reference\sources\ufn-2000-paper.txt', 'w', encoding='utf-8') as f: + f.write(full) +print(f'Extracted {len(full)} chars from {len(doc)} pages') diff --git a/spark-lessons/generate_images.py b/tools/generate_images.py similarity index 100% rename from spark-lessons/generate_images.py rename to tools/generate_images.py diff --git a/spark-lessons/generate_placeholders.py b/tools/generate_placeholders.py similarity index 100% rename from spark-lessons/generate_placeholders.py rename to tools/generate_placeholders.py